Formulation and Applications of Lipid-Based Nanovehicles: Spotlight On Self-Emulsifying Systems
Formulation and Applications of Lipid-Based Nanovehicles: Spotlight On Self-Emulsifying Systems
doi: 10.34172/apb.2021.006
TUOMS
https://apb.tbzmed.ac.ir PRESS
Mini Review
Type of LBDD system incorporate both hydrophilic and lipophilic drugs, with
LBDD systems are classified into vesicular systems, lipid high entrapment efficiency, target delivery to the site of
particulate systems, and emulsion systems. action, increase bioavailability of poorly soluble drugs,
reduce cost, adverse effects and toxicity.12 Semalty et al
Vesicular systems developed pharmacosomes of aceclofenac with higher
Liposomes drug content 91.88% (w/w). The prepared pharmacosome
Liposomes are microscopic, colloidal, concentric showed higher solubility than aceclofenac alone, with
bilayered vesicles (Figure 1A) with diameter that ranges increased drug release over 4 hours during dissolution
from 0.02 to 10 μm,5 constituted mainly of amphiphilic study.13
phospholipids.6 Upon contact with an aqueous medium,
they assemble as a complex to shield their hydrophobic Phytosomes/Herbosomes
parts. Stealth porphyrin-phospholipid liposomes with Phytosomes are cell-like design; amphiphilic and that
balanced lipid ratios, has been established to prolong the what helps in increasing the bioavailability of active
blood circulation time of doxorubicin (Dox). The half-life phytochemical constituents as they can easily permeate
of Dox in mice was 21.9h and stable for months. Following and cross the lipid membrane. These systems have gained
intravenous injection, Dox deposition increased by a lot of interest lately. Boswellic acid uses have been limited
7-folds subcutaneously.7 This type of liposome was able to for its low bioavailability and high first pass hepatic
accomplish both rapid light induced release rate and high metabolism. Sahu et al formulated boswellic acid loaded
storage and serum stability with long blood circulation. phytosomes. The preparation showed a high sustained
Many liposomal preparations are in phase Ⅰ or Ⅱ clinical release (80%) for 8hrs, indicating rapid penetration
trials such as annamycin-loaded liposomes for treating through the skin may be because of nanosized vesicular
breast cancer and acute lymphocytic leukemia.8 Liposomal size The entrapment efficiency increased to 74% with the
drug formulations are also available for intravenous and increase in concentration of cholesterol and ethanol.14
intramuscular applications. For example, Exparel® (2011)
is a bupivacaine intravenous used for pain management, Transfersomes/Penetrosomes
and Marqibo® (2012) is a vincristine used for acute Transfersomes or elastic liposomes (Figure 1B); these
lymphoblastic leukaemia.9 On September 2018, the FDA vesicular systems are a type of manipulated liposomes
approved a new drug, Arikayce (amikacin liposome that are ultra-deformable due to the presence of edge
inhalation suspension), for the treatment of lung disease activator or surfactants, thus able to deliver the drug into
caused by Mycobacterium avium complex in patients who or through the skin to reach systemic circulation with
do not respond to conventional treatment.10 high entrapment efficiency. Mehanna et al developed
penetrosomes for the transdermal delivery of tadalafil.
Niosomes The deformability of penetrosomes provided a potential
In the structure and function, niosomes resemble delivery of tadalafil to avoid its oral administration side
liposomes. They are minute multi-lamellar formulated effects.15
by the addition of non-ionic surfactant to cholesterol
with successive hydration in aqueous media (Figure 1C). Ethosomes
Niosomes can overcome liposomes drawbacks such as Ethosomes are ethanolic liposomes (Figure 1D) that act as
chemical instability, purity of phospholipids and high a non-invasive carrier system to deliver biologically active
cost, also niosomes provide high penetration ability. Jyouti agents (hydrophilic and lipophilic) to deeper layers of the
et al prepared inhalable curcumin loaded freeze-dried skin and systemic circulation. The presence of ethanol
cationic small unilamellar niosomes by a reverse-phase provides high stability and disrupts the skin lipid bilayer
evaporation method. The cationic niosomes showed to enhance skin penetration. These ethanolic vesicles can
higher release 94%, with long term stability. The freeze- incorporate as well as amphiphilic molecules.16 Bodade
dried cationic niosomes inhibited the A549 lung cancer et al showed that ethosomal system was able to enhance
cells proliferation at the IC50 of 3.1 μM, significantly the entrapment efficacy of repaglinide (75% to 92%). The
lower than 7.5 μM of optimized freeze-dried niosomes ex-vivo skin permeation test revealed higher permeation
and curcumin suspension 32 μM, this formulation (64%–97%) through excised rat skin when compared
succeeded in overcoming the poor physiochemical and to free drug for treatment of diabetes with a sustained
biocompatibility problems of delivering curcumin to release behavior (69% over 24h) and thus reducing dose
cancerous lung cells.11 frequency.17
Pharmacosomes Aquasomes
Pharmacosomes are colloidal vesicles, micelles or Aquasomes are self-assembled ceramic nanostructures;
hexagonal assemblies that are attached covalently they consist of three layers. A solid nanocrystalline core
to phospholipid with a nanometric size. They can made up of polymers (albumin, acrylate or gelatin) or
Figure 1. Schematic representation of the different types of lipid-based vesicular delivery systems. (A) Conventional liposomes generally consist of a lipid bilayer
composed of phospholipids and cholesterol, which encloses an aqueous core. Liposome characteristics can be modified by the addition of surfactants to form
(B) Transfersomes® and (C) niosomes (depending on the ratio of phospholipid to surfactant), or relatively high concentrations of ethanol to form (D) ethosomes.
Modified from Hua.33
Nanoemulsions Ultrasonication
Nanoemulsions (NE), oil-in-water (o/w) or water-in-oil This method produces kinetically stable nanoemulsions.
(w/o), are heterogeneous dispersion with droplet size in Sound waves more than 20 kHz are applied and a sonicator
the nanometric range between 20-200 nm. Due to this probe is introduced into the dispersion of liquids with
Droplet size control Depend on surfactant/oil ratio Exhibit different phases with different nanosize morphology
surfactant and co-surfactant to create mechanical vibration the emulsification path allowing the incorporation of the
and cavitation, providing high energy to produce small- oil in the cubic phase easing its emulsification.64 Phase
sized droplets.61 Ultrasonication is used on a small scale so inversion composition method is simple, low cost and
it’s not suitable for large volume and care must be taken to doesn’t require organic solvent.65
prevent coalescence.
Solvent diffusion or spontaneous emulsification
Low- energy methods The solvent diffusion method depends on spontaneous
Phase inversion temperature emulsification without the need for special equipment. It
Phase inversion temperature (PIT) depends on the ability is achieved by simply mixing oil first into surfactant and
of polyoxyethylene-type surfactant (nonionic) to change injected into the aqueous phase at a fixed temperature.66
their hydrophilic nature into lipophilic ones depending The spontaneity of the emulsification process depends on
on the temperature.61 This method was first introduced optimizing certain parameters namely; the composition
by Shinoda.62 If the emulsion prepared at a temperature and volume of the aqueous and organic phase, temperature,
near phase inversion temperature then rapidly cooled pH, ionic strength, in addition to the mixing conditions
or heated, a small size nanoemulsion with narrow size such as stirring speed, rate and order of addition.67 The
distribution and kinetically stable one will be formed. If main disadvantage of this method is its limitation to small
w/o emulsion is rapidly cooled, it converts to o/w, on the volumes of surfactant and oil and the utilization of organic
opposites if o/w emulsion is rapidly heated, it converts to solvents in some cases.
w/o emulsion.63 The advantage of this method is its low
cost yet it is only limited to non-ionic surfactants. Applications of nanoemulsion
Nanoemulsions have been used in most routes of drug
Phase inversion composition administration, namely, topical, ocular, intranasal,
This method is similar to phase inversion temperature, but intravenous and oral delivery.
the difference is that can be achieved by changing the oil Intranasal based nanoemulsion was prepared by
to water ratio or surfactant properties. Maestro et al used Mahajan et al where the optimized nanoemulsion showed
this method to convert water/oleylammonium chloride– a high percentage of drug targeting efficiency (2919.261 ±
oleylamine–C12E10/hexadecane into o/w nanoemulsion 5.68) and nose-to-brain drug direct transport percentage
by introducing a direct cubic liquid crystal phase along (96.574% ± 0.76) proving that this system is a good carrier
Figure 4. Various methods for nanoemulsion fabrication. Reproduced with permission from Date et al.58
for saquinavir mesylate to CNS through intranasal route.68 varying saturation degrees have been used widely for the
Topical nanoemulsion prepared by Oliviera et al for the design of SNEDDS; when used with surfactants these
treatment of dermatoses. The ex-vivo permeation study semisynthetic derivatives form good emulsification
showed that 8.5% of the applied 8-methoxy psoralen systems for oral administration.77 Lipids not only solubilize
dose permeated through the biological membranes, and a large number of lipophilic drugs but also enhance the drug
retention in viable skin induced by the NE was almost transport via the intestinal lymphatic system increasing its
two-fold higher than a compounded cream (5.04 ± 0.30 absorption from the GIT. Thomas et al. formulated two
μg cm−2). These results proposed that the developed SNEDDS with medium-chain (MC) and long-chain (LC)
nanoemulsion is a promising alternate for 8-methoxy lipid, and found that MC-SNEEDs can incorporate more
psoralen topical therapy.69 drug than that of LC-SNEDDS.78 Surfactant is crucial for
Thermosensitive in-situ ocular diclofenac nanogel the emulsification of the SNEDDS, for achieving high
prepared by Chauhan and Batra as a good replacement emulsifying performance, the HLB of the surfactant used,
for conventional eye drops due to higher permeation and their cloud point, viscosity and solubility in the oil phase
prolonged precorneal residence time. The formulated affect formulation of SNEDDS, the nanoemulsion region
nanoemulsion in-situ gel showed drug release for a longer and droplet size.58 The formulation of effective SNEDDS
duration of time (8 h) as compared to the marketed eye requires high concentration of surfactants, and therefore
drops (3 h), thus sustained drug delivery was achieved, the incorporation of the co-emulsifiers, co-surfactants or
and also the developed formulation exhibited higher solubilizers in SNEDDS modulate self-nanoemulsification,
permeation across goat cornea in 4 hours. Hence, expand the self-nanoemulsification region, increase drug
nanoemulsion was found to be.70 loading, and droplet size of nanoemulsion.58
Vehicle in cancer chemotherapy due to their ability
to prolong rate of drug release after intramuscular and Advantages of SNEDDS
intratumoral injection and enhance the transport of SNEDDS provides long term stability due to the absence of
anticancer agents via lymphatic system.71 Piplartine was water, orally SNEDDS suffer from no palatability problems
formulated into nanoemulsion by Fofaria et al and did not as they can be filled into capsules or formulated into
exhibit any toxicity upon administration for 60 days with tablets.58 The success of any drug delivery system depends
1.5-fold increase in oral bioavailability as compared to free on its industrial applicability, ease of manufacture, scale-
piplartine and clear anti-tumor activity at a dose of 10 mg/ up, and transformation from research to the market. Due
kg in melanoma tumor-bearing mice.72 to high surfactant/co-surfactant to oil ratios, SNEDDS
Cosmetics; the active constituents of NE are easily have more drug-loading capacity which is the success of
absorbed due to the small size of the droplet and can this system. Since the rapid onset of action is required in
reduce the water loss from the skin, providing an elegant many pathological cases, such as hypertension, angina,
and stable product that can be formulated as moisturizers and inflammation, SNEDDS enhances the oral absorption
and creams. Opuntia ficus-indica (O/W) nanoemulsion of the drug and thus provides fast onset of action.
presented suitable stability for at least 60 days and was able
to increase the water content of the stratum corneum for Spontaneous emulsification process
5 h after application showing its moisturizing efficacy.73 The mechanism of spontaneous emulsification is not
fully understood, as it can occur through different
Self-nanoemulsifying drug delivery system (SNEDDS) mechanisms. According to what described by Reiss, self-
SNEDDS is an isotropic mixture of oil, surfactant and emulsification takes place when the entropy change that
co-surfactant emulsified with mild agitation with the favors dispersion is greater than the energy required
therapeutic agent. When diluted with aqueous media with to increase the surface area of the dispersion.79 In the
mild stirring, it instantly produces oil-in-water micro or conventional emulsion systems, surfactants decrease the
nanoemulsion.74 Upon mild agitation followed by dilution interfacial energy by creating a layer around the internal
with aqueous media, these systems can spontaneously phase of globules acting as a barrier against coalescence
form fine (oil in water) emulsion with a globule size but still, these emulsions are thermodynamically unstable.
less than 200 nm.61 These small droplets containing the In a spontaneous self-emulsifying system, the free energy
dissolved drug in the oil phase have enhanced surface needed to form the emulsion is either very low or negative.
area and thus faster digestion and absorption in the Groves and Galindez reported that the liquid crystalline
gastrointestinal tract.75 The increase in the surface area phase formed between the oil/surfactant and water phases
provides better drug solubility and permeation. The drug effectively swells allowing spontaneous formation of an
can be formulated in a dose less than 25mg and up to 2 g.76 interface between the oil droplets and water.80
Composition of self-nanoemulsifying drug delivery system Application of self-nanoemulsifying drug delivery system
Lipid is an important ingredient in SNEDDS formulation. The strength of SNEDDS is not limited to augment the
Modified long and medium-chain triglyceride oils with dissolution rate only it is extended to overcome mucus
gel barrier, delivery of biomolecules, and even drug ordinary gel, permeability coefficient increased from 5.93
targeting.81 to 33.48 cm-2 min-1and drug deposition in the skin from
222.7 to 1287.2 μg.91 Bifonazole-loaded self-emulsifying
Solubility and bioavailability improvement system was formulated by Alhakamy and Hosny utilizing
When the drug is incorporated into SNEDDS, it will be Peceol®, Kolliphore® EL and Plurol Oleique® 497 for the
solubilized at the site of absorption, making it easy to topical delivery of this antifungal agent, the nano size of
pass the biological membrane and reach the site of action, the formula enhanced drug antifungal activity and its
hence the bioavailability problem of the drug is bypassed. permeability by 1.85 and 2.179 folds compared to aqueous
Joshi et al formulated SNEDS of curcumin that showed suspension, due to the tendency of Kolliphore® EL toward
improvement in Cmax and AUC(0-t) by 1632.1% and 7411.1%, the cellular membrane and the formation of micelles by
respectively compared to an aqueous suspension of free Plurol Oleique® 497, thereby, extracting the lipids from the
curcumin, with better results against diabetic neuropathy.82 skin and enabling greater penetration of bifonazole across
Glipizide is an oral antidiabetic drug. Chemically is a skin deeper layer proving that this system is an efficient
weak acid with poor water solubility. Glipizide solid vehicle for transdermal delivery.92
SNEDS has been formulated by Dash et al where the
optimized formula showed an enhancement in solubility Bio-molecules delivery
and dissolution.83 Shakeel et al also formulated self- Bio-molecules (lipids, proteins, genes, and
nanoemulsifying drug delivery system of indomethacin to polysaccharides) have earned great attention as modern
improve its solubility as well as in-vitro dissolution rate, therapeutics due to their high selectivity, specificity, and
the solubility study results showed 4573 folds increase low-toxic effects. Yet they suffer from low bioavailability
in solubility, and drug release was faster with 93% of the due to poor permeation because of their large size and
drug was released in first 15 min of study as compared to hydrophilicity (proteins) and enzymatic degradation.93
48% from commercial capsules.84 Researches have shown Polypeptide-k (PPK) is a peptide extracted from
that SNEDDS can be achieved in different formulations dried ripened seeds of Momordica charantia that has
without compromising bioavailability (Table 2). been reported for its antidiabetic activity by inhibiting
α-glucosidase and α-amylase, yet its oral delivery is still
Mucus permeation enhancer a challenge due to limited dissolution, bioavailability
Mucus barriers are present in buccal, ocular and nasal along with the enzymatic degradation in the GIT.94 Self-
cavities, also in intestine, lung, and vagina. Secretion and emulsifying delivery system of PPK was stable against pH
clearance rates of mucus are fast, so the mucus barrier change, dilution and temperature changes, with enhanced
creates a challenge for drug carriers to reach the epithelial dissolution profile and a potentiated antidiabetic
surface and remains there for the required time. Due to activity.94 Gene therapy requires the availability of
the hydrophobic surface of the nanodroplets of SNEDDS, genetic material at the targeted site. Gene therapy is a
the interaction with the mucus barrier is minimal and promising tool for the progression of many diseases
enables it to pass without being entrapped.90 Current such as cancer, AIDS, Parkinson’s and Alzheimer’s. The
treatments for melanoma and psoriasis are inefficient challenge with delivering non-viral genes is due to their
due to poor transcutaneous permeation, thus creating poor cellular uptake and enzymatic degradation of the
a need for a new colloidal carrier. Pund et al prepared DNA-based drugs especially in the oral route. DNA was
leflunomide nanoemulgel for the localized treatment of incorporated in the lipid phase of the nanoemulsion,
psoriatic as well as melanoma. The ex-vivo permeation creating a protective effect against degradation via DNase
study showed a significant enhancement in the flux of I enzyme. It was also reported that the incorporation
5.65 times with nanoemulgel formulation compared to into the lipid phase and the hydrophobic ion pairing
Ziprasidone Capmul® Labrasol®, PEG 400* Sustained release pellets 95% drug release within 12 h 86
S-SNEDDS powder-filled
Glimepiride Miglyol®, Tween®, PEG 400* 95% in-vitro drug release within 1 h 88
hard gelatin capsules
3–3.5-Fold increased dissolution rate with
Valsartan Capmul®, Labrasol®, Tween® Tablets 89
almost all drug released within 1 h
didn’t decrease the uptake or the transfection efficiency characterization of lipid microparticles as a drug carrier
compared with marketed liposomal transfection reagent.93 for somatostatin. Int J Pharm 2001;218(1-2):133-43. doi:
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Conflict of Interest
i-formulation and physicsochemical characterization.
The authors report no conflict of interest in this work
Drug Dev Ind Pharm 2015;41(5):714-21. doi:
10.3109/03639045.2014.900075
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Not applicable. for the modulation of skin permeability. Expert Opin Drug
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