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This research presents a method for detecting missing teeth and restorations using dental panoramic radiography through transfer learning with convolutional neural networks (CNNs). The proposed technique enhances image quality using histogram equalization and flat-field correction, achieving accuracies of 97.10% for restorations and 99.90% for missing teeth with models like GoogLeNet and SqueezeNet. This automated approach aims to improve diagnostic efficiency and reduce the workload for dentists, ultimately enhancing patient care.
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0% found this document useful (0 votes)
8 views11 pages

Radioo

This research presents a method for detecting missing teeth and restorations using dental panoramic radiography through transfer learning with convolutional neural networks (CNNs). The proposed technique enhances image quality using histogram equalization and flat-field correction, achieving accuracies of 97.10% for restorations and 99.90% for missing teeth with models like GoogLeNet and SqueezeNet. This automated approach aims to improve diagnostic efficiency and reduce the workload for dentists, ultimately enhancing patient care.
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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Received 7 October 2022, accepted 29 October 2022, date of publication 7 November 2022, date of current version 16 November 2022.

Digital Object Identifier 10.1109/ACCESS.2022.3220335

Missing Teeth and Restoration Detection Using


Dental Panoramic Radiography Based on
Transfer Learning With CNNs
SHIH-LUN CHEN 1 , (Member, IEEE), TSUNG-YI CHEN1 , YEN-CHENG HUANG2 ,
CHIUNG-AN CHEN 1,3 , HE-SHENG CHOU1 , YA-YUN HUANG1 , WEI-CHI LIN1 ,
TZU-CHIEN LI1 , JIA-JUN YUAN1 , PATRICIA ANGELA R. ABU 4 , (Member, IEEE),
AND WEI-YUAN CHIANG 3,5
1 Department of Electronic Engineering, Chung Yuan Christian University, Chung-Li 32023, Taiwan
2 Department of General Dentistry, Chang Gung Memorial Hospital, Taoyuan 33305, Taiwan
3 Department of Electronic Engineering, Ming Chi University of Technology, New Taipei 24301, Taiwan
4 Department of Information Systems and Computer Science, Ateneo de Manila University, Quezon 1108, Philippines
5 National Synchrotron Radiation Research Center, Hsinchu 30076, Taiwan

Corresponding author: Chiung-An Chen (joannechen@mail.mcut.edu.tw)


This work was supported in part by the Ministry of Science and Technology, Taiwan, under Grant MOST MOST-111-2221-E-033-041,
Grant 111-2823-8-033-001, Grant 111-2622-E-131-001, Grant 110-2223-8-033-002, Grant 110-2221-E-027-044-MY3, Grant
110-2218-E-035-007, Grant 110-2622-E-131-002, Grant 109-2622-E-131-001-CC3, Grant 109-2221-E-131-025, and
Grant 109-2410-H-197-002-MY3; and in part by the National Chip Implementation Center, Taiwan.

ABSTRACT Common dental diseases include caries, periodontitis, missing teeth and restorations. Dentists
still use manual methods to judge and label lesions which is very time-consuming and highly repetitive. This
research proposal uses artificial intelligence combined with image judgment technology for an improved
efficiency on the process. In terms of cropping technology in images, the proposed study uses histogram
equalization combined with flat-field correction for pixel value assignment. The details of the bone structure
improves the resolution of the high-noise coverage. Thus, using the polynomial function connects all the
interstitial strands by the strips to form a smooth curve. The curve solves the problem where the original
cropping technology could not recognize a single tooth in some images. The accuracy has been improved
by around 4% through the proposed cropping technique. For the convolutional neural network (CNN)
technology, the lesion area analysis model is trained to judge the restoration and missing teeth of the clinical
panorama (PANO) to achieve the purpose of developing an automatic diagnosis as a precision medical
technology. In the current 3 commonly used neural networks namely AlexNet, GoogLeNet, and SqueezeNet,
the experimental results show that the accuracy of the proposed GoogLeNet model for restoration and
SqueezeNet model for missing teeth reached 97.10% and 99.90%, respectively. This research has passed
the Research Institution Review Board (IRB) with application number 202002030B0.

INDEX TERMS Biomedical image, panoramic image, histogram equalization, flat-field correction, tooth
segmentation, tooth position, CNN, transfer learning, Alexnet, GoogLeNet, Squeezenet.

I. INTRODUCTION data through comprehensive applications and carry out more


In the past two decades, with the development of science innovative procedures. By processing patient data and data
and technology, R&D personnel have cooperated with physi- from comprehensive studies around the world, deep learning
cians of various disciplines to research a large of patient has made significant developments in the medical field, such
as X-ray [1], MRI [2], gastroscopy [3], and other medical
The associate editor coordinating the review of this manuscript and projects related to imaging. It also has significant help in the
approving it for publication was Yongjie Li. diagnosis of medical imaging symptoms, for example, cell

This work is licensed under a Creative Commons Attribution 4.0 License. For more information, see https://creativecommons.org/licenses/by/4.0/
118654 VOLUME 10, 2022
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classification [4], tumor lesions [5], and vascular analysis [6]. adjustment [17]. First, contrast adjustment is used to
In proteomic analysis, by integrating proteomic information amplify the characteristics of pixel values, and then median
and combining structural deep network embedding (SDNE) filtering [18] is used to eliminate noise on the image after con-
framework [7]. From large-scale disease genomes to inte- trast adjustment. This process is model training. The symp-
gration to disease genome analysis and revealing the genetic toms of the previous image are strengthened. At the same
basis. CNN can automatically learn the different characteris- time, for the non-target part, the background masking tech-
tics of each disease symptom and analyze the importance of nology is used to cover the background of the cut teeth, so that
the characteristics and the correlation between the symptoms, the model during training can better train the characteristics
and then get the best function solution. of the disease so that the sample of the tooth cut complete
Panoramic (PANO) X-ray film is one of the dental X-rays picture is more Become complete. After the enhancement
commonly used in daily dental examinations. Compared to processing of the image symptoms is completed, the model
other dental X-ray films, it has the important advantage of will be trained. Here, three models of transfer training are
covering most anatomical structures and clinical findings in used, namely AlexNet, GoogLeNet, and SqueezeNet [19]
a single image [8]. This important feature facilitates anal- adjust its hyperparameters and learning rate to improve the
ysis by PANO experts and provides important information accuracy of the model when training this symptom, per-
related to clinical diagnosis and treatment [9]. In this study, form symptom training for various image processing, and
deep learning will be used to classify different symptoms of compare the correctness rate to find the most suitable CNN
teeth. Regarding deep learning in the development of dental model training. Then use the most suitable CNN model of
symptoms, more analysis of the risks and potential results the two symptoms to integrate, and get the most suitable
of certain procedures can be carried out. This also helps system structure. Each model contains different amounts
dentists to show patients about correcting teeth [10], if they of layers and nodes, producing the different classification
receive a complete smile overhaul in the form of a complete methodology. The novelties of the proposed method are as
arch implant and restoration, what effect they will see. This follows:
is a considerable revolution in dentistry, and it hasn’t even 1. The research uses histogram equalization combined with
stopped there. In [11], focus on the system for detecting and the flat-field correction to assign pixel values. It depicts the
segmenting each tooth in panoramic X-ray images. In [12], bone structure more clearly, and also improves the resolution
for the realization of a 2-level hierarchical CNN structure for of high-noise coverage.
tooth segmentation by labeling each mesh surface: for the 2. The research uses the polynomial function to connect all
gums Marking and use for interdental marking. The work the interstitial strands by the strips to form a smooth curve.
proposing a novel approach based on the sparse voxel octree It solves the problem that the original cutting technology
and 3D convolution neural networks (CNNs) for segmenting could not take out a single tooth in some images in the [14].
and classifying tooth types on the 3D dental models in [13]. 3. This proposal uses image preprocessing technology and
Most of the researches only go to the segmentation of teeth masking technology to increase the final accuracy by up to
and does not use these segmented images for further training. 5.4% (from 91.7% to 97.1%).
Therefore, this topic will use these Complete the cut pictures 4. From the results, the accuracy rates of the five models are
to continue the model training on dental symptoms. In this all above 95%. Among them, the accuracy rate of GoogLeNet
study, the previous research results [14] will be used to sepa- reached 97.1%. Compared with the reference, the accuracy
rate the teeth into a single sample for the tooth cutting of the rate is improved by about 7%.
X-ray ring dental film. And to perform tooth identification The analysis method of missing teeth and restoration
beyond wisdom teeth with through-like changes and spatial in dental panoramic proposed in this research can provide
relationships Technology [15], and the recent automatic iden- dentists with more accurate objective judgment data, so as
tification of tooth position based on Mask-RCNN [16] to to achieve the purpose of developing automatic diagnosis
discuss the accuracy. In this study, the technology of cutting and treatment plans as a technology for assisting precision
teeth will be improved to increase accuracy. At the same medicine. The proposed method not only reduces the work-
time, according to the different feature values of the judged load of dentists, but also allows them to have more time
symptoms, image enhancement will be used to enhance the for professional clinical treatment, improves the quality of
features of each disease. The transfer training of deep learn- medical resources, and achieves the goal of a harmonious
ing, the establishment of artificial intelligence models of doctor-patient relationship.
related symptoms, to judge the symptoms. The introduction structure of this research is followed by
Among the many dental diseases, this study focuses on the introduction of materials and methods for the analysis
the analysis and discussion of missing teeth and restora- model of missing teeth and restoration based on the convo-
tion, because the two types of symptoms are very common. lutional neural network (CNN). The third part introduces and
Before performing deep learning training, the images need analyzes the evaluation methods and experimental results of
to be enhanced with symptoms. This study mainly uses the the model. Then, these findings are discussed in Section 4.
difference in pixel values of the two symptoms to distin- Finally, the fifth section puts forward conclusions and future
guish them and to judge the symptoms. The first is contrast prospects.

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II. IMAGE CROPPING AND POSITIONING


PREPROCESSING ALGORITHM
In the past 10 years, there have been more and more cutting
methods for Dental Panoramic Radiograph (DPR), whether in
traditional image extraction algorithms or automatic cutting
based on neural network architecture, such as using threshold
adjustment to extract feature segmentation [20], or use edge
detection to generate clearer images, and improve the success
rate of techniques such as segmentation of objects and feature
extraction from the image [21]. Computer vision networks
also have different performances in medical treatment and
have achieved outstanding results in judging dental diseases.
In this research, this paper improved the past cutting algo-
rithm [14], and performed symptom enhancement imaging
technology before performing CNN training and verification,
and used different CNN architectures such as the current
common networks, AlexNet, GoogLeNet, and SqueezeNet.
Performs migration learning on the above network and is
used to determine whether a single tooth after cutting has
missing teeth or restoration. Finally, the above three network
architectures are integrated, and each network is used to FIGURE 1. Flow chart of the entire method.
identify the correct rate of different symptoms and select the
architecture to adapt to this disease. joints, sinuses, and maxillary sinuses. If DPR images are used
The overall flow chart of this study is presented in directly for diagnosis it might lead to inaccuracies since the
Figure. 1. First, a single tooth segmentation algorithm is amount of image information is too rich therefore leading to
performed on the input image. The detailed steps of this part wrong judgments. With that, the image processing technol-
will be described in detail in Section 2.1. Next, the clinical ogy of extracting a single tooth image must be performed
imaging database is built. The database requires samples first. The main step is to separate the images of the upper
with different symptoms with the same number of images. and lower rows of teeth and then divide the photos into
Therefore, the number of samples must be balanced. After individual teeth thus the center of gravity of the judgment
the database is established, it needs to be divided into two, can be changed from the original whole picture to that of the
one for the training set and another for the verification set. current tooth. Moreover, this can make it convenient to build
This article uses a common ratio conFigureuration of 7:3 a database of training and testing for the Database setting.
and uses random classification so that the model can get a
better learning effect. Finally, the actual symptoms are judged 1) IMAGE PREPROCESSING
to confirm the performance of the model. A large number There are no segmentation methods developed precisely for
of samples is necessary for training a good CNN network. panoramic X-rays. One of the challenges of developing one
To obtain better results, data enhancement technology will be is that the variations between the individual tooth are not
carried out before training that includes horizontal mirroring, apparent. In this study, enhancing the contrast of the image
vertical inversion, etc., to expand the existing number of train- between the region of interest and the background can carry
ing data several times allowing the model to acquire and learn out a better approach to the segmentation process.
more features of the disease. The data volume enhancement In the proposed segmentation method in this study, it first
technology only uses the augmentation of the data volume enforces an edge sharpening to the contours of each tooth
during training. which isolates the pixel boundary between the tooth and
the occlusion cavity as illustrated in Figure. 2(a). Second
A. SEGMENTED TOOTH IMAGE step involves the use of histogram equalization to distribute
In the research of authors such as VE Rushton, K Horner, the pixel values, not only depicting the bone structure more
and HV Worthington, it is found that dentists usually take a sharply but also improving the feature point of the teeth,
dental panoramic radiograph (DPR) for planning oral surgery, therefore, bringing the CNN training results at a higher rate
facial trauma, periodontal disease, heavily restored denti- of identification accuracy as shown in Figure. 2(b). After per-
tion, and patient first attendance. DPR acquisition is mainly forming square equilibrium, and flat-field correction approval
used as a general screen and to view unerupted or impacted the resolution is covered by advanced noise as illustrated
teeth. Opinions of dentists on the diagnostic usefulness of in Figure. 2(c). Finally, the adaptive histogram equalization
DPR are broadly consistent with those in the scientific litera- approach balanced the contrast of the image to identify more
ture [22]. However, a DPR includes many details including regions of interest as shown in Figure. 2(d). All of the
the full-mouth teeth, tooth root development, mandibular above-mentioned image processing steps are utilized to

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obtain more detail from the teeth. Maintaining a stronger con- the center part of each line as a mark, the curve line is drawn
trast between teeth and gaps showed a significant improve- by applying the polynomial function therefore resulting to a
ment in the segmentation compared with directly using the marked imaged as shown in Figure. 3.
original image.

FIGURE 3. After substituting the polynomial function, the smooth curve is


obtained.

3) IDENTIFY TEETH GAPS


The neck of the teeth is a blurred line between the crown
and the gums of teeth as illustrated in Figure. 4. It is located
next to the tooth gap, sitting in the middle of the tooth. In the
FIGURE 2. Image preprocessing process (a) Sharpening; (b) Contrast
segmentation; (c) Flat-field correction; (d) Adaptive histogram
dental neck, there is a pulp cavity structure that contains blood
equalization. vessels and nerves. Its density is relatively low compared to
the white franc and dentin. In clinical images, its pixel value
2) IMPROVED UPPER JAW AND LOWER JAW under X-ray irradiation is significantly lower than the white
SEGMENTATION franc and dentin.
The method presented in [23] for separating the upper and According to the above characteristics, step 2.1.2 can be
lower jaws uses horizontal integral projection to detect the used to find a curve that passes through the tooth gap and
gap between the teeth to segment the oral image into equal the tooth neck. Parallel shifting up and down, thus comparing
straight slices. Due to the location of the gap which should the sum of the pixels on each translation curve, the sum
have a higher total amount of the pixel value than the location of the smallest pixel count is the target position. This method
part of the tooth, several discontinuous horizontal lines are is similar to the integral projection method. To avoid over-
found to divide the adjacent teeth. After the points have been detection problems, 5 pixels is added to the curve line thus
found for the whole image, a spline function is used to form a making it wider, and automatically deleting the distance range
smooth line separating the upper and lower jaws. This method that is located too close and too far. It is roughly equivalent
requires a probability calculation by having the user to man- to the distance separating the upper and lower jaw curves,
ually enter the possible position of the gap valley making this ranging from one-third to two-thirds of the teeth. Through
step and segmentation part a semi-automatic segmentation. this step, one upper dental suture line and one lower dental
To achieve the purpose of performing an automated pro- suture line can be obtained as shown in Figure. 4.
cessing, the center point is automatically delineated within
the range of 55% to 60% relative to the vertical height
of the image. This range is chosen because it is usually
the position where the patient bites the locator when tak-
ing panoramic X-rays. Furthermore, from the improvements
from reference [14], users need to manually input the center
point technology. Then the image is horizontally cut into
several equal parts. After the experiments, it is found that
the more cuts there is, the more accurate is the identified
curve. However, if the number of divisions is way too much,
unnecessary noise is likely to appear on the image. Therefore,
FIGURE 4. Schematic diagram of the location of the identified upper and
the appropriate number of divisions must be set to make lower dental sutures.
the curve of the divided oral cavity more accurate. Finally,
an algorithm similar to horizontal integration is applied which After identifying the interdental gap, the interdental point
determines the position of the center vertical of the gap valley. on this curve is identified as well. Ideally, the location of the
Relative to this point, a 5% range boundary to the area of the tooth seam pixel value will be relatively low. Reference [24]
next vertical feature point calculation is set. This approach proposes to use the average width of the tooth to search
is constantly applied looking for both sides of each and every for iteratively. It is then defined as the interdental point to
tooth. After identifying all the vertical segment lines based on find 8 interdental points. That completes the searching of one

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side. Apparently, this method is more complicated. Therefore,


this article proposes an alternatively simple way to improve
the method of finding the interdental points proposed in
reference [24].
The previously identified interdental line is used to find the
local minimum value instead of searching the entire image.
This step can be used for preliminary screening of interdental
points as illustrated in Figure. 5(a). The missing points are
mainly caused by overlapping or missing teeth. Due to the FIGURE 6. The method of cutting the upper half of the teeth. (a) Starting
different sizes of teeth, the width between molars, canines, from the interdental point, using the Greedy Algorithm to recursively find
and incisors varies. Using this feature, teeth can be roughly the cutting point close to the root of the tooth. (b) Drawing the cutting
line using the cutting point and the interdental point that intersects on
divided into these three categories and are judged by different the oral cavity curve.
positions. The distance between the interdental points and
the location of the interdental points can be used to fill the
areas where the interdental gaps are lost due to overlapping article also considers this case and improves on this. Inverting
or continuous missing teeth as shown in Figure. 5(b). the method in [26], the tangent perpendicular to the curve can
be obtained in reverse when the curve and the gap point are
available, and the tangent is used to cut the tooth as shown
in Figure. 7.

FIGURE 5. Position of the interdental point obtained by the proposed


method in this article. (a) Position of the interdental point after the
preliminary screening. (b) Image after the filling point.

4) TEETH SEGMENTATION
When drawing the cutting lines, different methods of cutting FIGURE 7. Schematic diagram of the method of cutting the lower teeth
are implemented taking into account the different charac- vertically.
teristics of the upper and lower rows of teeth photographs.
Greedy Algorithm [25] is a fast iterative approach that always B. DATA SET
selects the optimal solution in the current situation when Training CNN requires the preparation of a large number of
solving a problem. However, it does not take into account tagged data sets to ensure the accuracy of the CNN model.
the overall performance which in other words, is the local Therefore, this study collaborated with three professional
optimal solution. This method can be used to effectively cut dentists. The clinical images were annotated by dentists. All
the upper teeth. experts are employed in specialist clinics and have at least
According to the Greedy Algorithm Rule concept, the 3 years of clinical experience. Experts guide researchers, pro-
method will move 1 pixel up each iteration from the tooth vide symptom knowledge, teach researchers with actual cases
seam point and look for the lowest value between the five (describe the characteristics of missing teeth and restora-
pixels horizontally. It uses this point as the starting point for tion), and provide clinical data to calibrate the CNN model
the next iteration, repeating until half the length of the tooth, (eliminate other non-target symptoms).
and then connecting the position to the corresponding tooth To reduce the computational complexity of the developed
seam point into a split line as shown in Figure. 6. This method algorithm, this study used a single tooth to judge the results.
is utilized for the upper part of the cut. Compared to the lower The image library annotated by the dentists was also based
half of the teeth, the upper part of the teeth is generally large on the single tooth for marking as described in step 2.2.
and scattered. There will be no lower front teeth that is too A total of 108 panoramic X-rays were used to obtain a total of
small where the edges are not clear problems. 3,456 dental images of the single tooth. With the help of a
In separating teeth, the pixel strength is summed up by dentist, each tooth has been marked with signs of disease.
using each line perpendicular to the curve [26]. Because the Since the data were provided by the hospital, there
gap between adjacent teeth causes the value projected on isa significant imbalance in the proportion of image with
the curve to be very low, the teeth can be split in this way. only 498 dentures and 358 missing teeth, compared with
Although this is a great method, in practice, teeth will have 2,600 normal teeth. Table 1 shows the number of images
overlap problems that are not necessarily the so-called gaps for each clinical disease type, with the number of normal
especially in the lower half. This is mainly because the lower teeth far higher than the remaining two diseases. To train
front teeth are too small to overlap thus teeth that will appear on limited data and avoid having CNN models that are
or lead to similar to the above is not applicable. With that, this under-represented by insufficient data, data enhancement
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techniques were applied that include random rotation, ran-


dom scaling, vertical, and horizontal flipping to expand the
database. The expanded images are automatically generated
and used for training and are not used in verifying CNN
models to prevent confusion.

TABLE 1. The distribution of the symptoms in this research database.

After the image is trimmed, the size of the image is not


uniform. If the size of the image is not uniformly specified,
it cannot be put into CNN for training and judgment. There-
fore, the images in the database must be standardized, so that
the pixels of each tooth image are fixed to 227 × 227 × 3.
But such behavior will force the image to be compressed to
a fixed size, changing the original image shape features that
can be used as a basis for judgment.
To strengthen the recognition effect of CNN, the reference
paper in [27] proposed a method to enhance the contrast
of the original cut teeth which can highlight the abnormal
condition of the teeth. In addition, the masking technology FIGURE 8. Image processing of a single tooth image. (a) Original image
without judgment preprocessing; (b) Contrast-enhanced image
for the tooth and the tangent obtained in step 2.1.4. are used processing result; and (c) The image after covering other teeth.
to cover the part that does not belong to the tooth, and let the
CNN remove the non-objective part. The result of the image networks. Alexnet, currently a widely used model, uses a
processing steps is shown in Figure. 8. However, these steps stochastic gradient descent algorithm to find the best results
are not guaranteed to be helpful for training. To prove that that is based on an iterative algorithm to find the smallest
these methods are effective, the help of different processing value of the loss function [28]. GoogLeNet on the other hand
for training the network is compared in step C. began to emerge in 2014 through a complex network with
a higher accuracy [29]. Especially for complex networks,
C. NEURAL NETWORK it uses a skillful way to overcome the problems encountered
Neural networks (NNs) are also known as artificial neural by increasing the nerves of the network. SqueezeNet is a very
networks (ANN). By simulating the way neurons in the small network [30] whose purpose is to reduce the number
human brain operate in the nervous system, we can deal with of parameters, increase the speed, and reach the accuracy of
complex mathematical problems, analyze and judge. Deep AlexNet. Its parameters are nearly 50 times less than that of
learning is a new technique of image classification. CNN is AlexNet.
one of those deep learning networks that train it with tagged
training sets. 2) HYPERPARAMETER ADJUSTMENT
Hyperparameter settings account for a very important factor
1) TRANSFER LEARNING in the training of a model. A good model requires many
Transfer learning is to use a network that has been designed attempts to find a suitable setting. The hyperparameter set-
and trained to fine-tune it to make these networks fit in tings in this study are listed in Table 2. In terms of settings, the
different situations. Considering that most data and different three training models all use the same parameters for training.
fields have their correlation, the trained model can be used to This study uses a fixed LearningRate instead of changing the
help the training of the new model through transfer learning. LearningRate for different Epochs.
It is a very difficult task to rebuild a complete network. Even if (a) MiniBatchSize: The minimum amount of data used for
a network is built, there is still a long way to go in the accuracy each iteration of training.
of learning and parameter setting. The use of the built model (b) MaxEpoch: An Epoch means that all samples in the
can ensure the operation completeness and accuracy of results training set have been trained once.
which can greatly reduce development time. (c) LearningRate: The learning rate determines the neural
In this study, AlexNet, GoogLeNet, and SqueezeNet are network and aims to achieve higher accuracy. Usually
used. These three models are all constructed and trained the smaller the value is, the more accurate the result will

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be. But if it is too small, it is easy to overfit the neural


network.
(d) ValidationFrequency: After multiple BatchSize, a vali-
dation is performed.

TABLE 2. Hyperparameter settings in this study.

FIGURE 9. Schematic diagram of the numbering method of international


teeth.
In addition to the above hyperparameters, this study uses
the gradient descent algorithm as the optimization function. TABLE 3. Accuracy of cutting on different tooth positions.
After each training and verification, the gradient of the loss
function is calculated and the internal weights are updated.
For ValidationPatience, no conditions are set but the overall
training is executed to a MaxEpoch of 12 times. The network
to avoid training just meets the conditions but the actual
training has not yet been completed. Finally, the Shuffle
method is used for each Epoch which allows images to enter
the network in an irregular form for training rather than in a
fixed order.

3) TRAINING PHASE
In 2.2. Data Setup, the problem of unevenness and lack of data
was mentioned. To train on limited data, the CNN model is
avoided from affecting the learning effect due to insufficient
and uneven data.
This study randomly selects 350 images for each disease
symptom from the database where 70% is used as the training
set and the remaining 30% is used as the verification set. The
training set is the set of samples needed to train a network,
and the validation set is the set of samples used to evaluate
whether the network can distinguish correctly after training.
Data enhancement techniques are applied to the training set.
These techniques include random angle rotation of ±20◦ ,
random zoom, vertical and horizontal flips, and vertical and in Figure. 9. It can be seen that in tooth positions 15, 14, 13,
horizontal translation of ±30 pixels to increase training image 21, 22, 27, 34, 32, and 42, the accuracy rate exceeds 95%.
set complexity and number of samples. Through this method, In teeth 12, 11, 33, 31, and 41, it is even more than 98%. The
the training set can generate 5145 tooth images and each overall accuracy rate is 93.28%. This shows the excellent per-
judgment sample has 1715 images for training. formance of tooth cutting and tooth positioning presented in
this article. Compared with the 92.78% and 92.14% accuracy
III. EXPERIMENTAL RESULTS AND ANALYSIS rates in [14] and [15], the accuracy rate in this study showed a
This chapter will present the performance results of the pro- 0.5% improvement as listed in Table 4. Even compared with
posed tooth segmentation algorithm and compare it with the 79.00% of the literature [13], the proposed method is a huge
proposed method in reference [14]. A comparison on the improvement.
effect of the image processing of the data set with the results
of the three CNN networks will be presented for further TABLE 4. Positioning accuracy rate.
results discussion.

A. THE PERFORMANCE OF THE TOOTH CUTTING


ALGORITHM
From the 108 Dental Panoramic Radiographs in the original
data set, the improved cutting method is used to accurately
segment each tooth. Table 3 lists the accuracy of cutting and B. COMPARISON OF DIFFERENT CNN NETWORKS
positioning of the cutting method proposed in this article on Through the status of CNN training, it can be judged whether
all 32 teeth. The marking method of the teeth is illustrated the effect of image processing is useful. This article uses three

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kinds of networks (AlexNet, GoogLeNet, and SqueezeNet)


to train the four kinds of data, and finally judge their per-
formance in terms of accuracy specifically on the following:
no cover and no pretreatment (original image), no cover
and pretreatment, cover and no pretreatment, and cover and
pretreatment as listed in Table 5.

TABLE 5. Accuracy of the three models.

FIGURE 11. Loss function evaluation for the training process of the three
models.

TABLE 6. Precision and recall of the three models using the images for
feature enhancement.

In the case of preprocessing or masking, there is a signifi-


cant improvement in the accuracy of all networks. Compared
with the original image, the accuracy rate was 94% and the
highest was 96.2%. The difference from the original image
was up by about 4.2%. This indicates that pre-training is
effective. However, with preprocessing and masking per-
formed together, the SqueezeNet was not as good as expected
with a significant decrease in accuracy, while AlexNet and
GoogLeNet showed a significant increase.
The accuracy and loss function evaluation of the training
process of these three models are shown in Figure 10 and
Figure 11, respectively. In order to evaluate the performance
and accuracy of different CNN models, the indicators of After applying the different processes to the images,
precision and recall [31], [32], and [33] are used. These Tables 6, 7, and 8 above are obtained by training and test-
indicators are widely used to evaluate the modulus. The cal- ing the images as models. Higher values for precision and
culation formulas of precision, recall, and accuracy are shown recall correspond to higher accuracy in detecting the disease.
in equations (1)∼(3): However in reality. different models differ in precision and
TP + TN recall for different diseases. For patients, there is a preference
Accuracy = (1) for misjudgment rather than missed detection. Under these
TP + FP + TN + FN
TP conditions, precision is a little more important to consider
Precision = (2) than the recall.
TP + FP
TP In Table 6, after enhancing the contrast of the tooth image,
Recall = (3) the precision and recall values of the model judgment were
TP + FN
obtained. It can be seen that SqueezeNet stands out from the
TP is a true positive, FP is a false positive, TN is a true other two network models. In detecting restoration, the model
negative, and FN is a false negative. has the highest accuracy rate of 97.1%. This also conforms
to the above mentioned values, which are acceptable for
precision to be slightly lower than the recall value. As shown
in Table 7, SqueezeNet detects the missing class much higher
than the other two models under the masking process which
can be seen from precision values of up to 99%. This indicates
that SqueezeNet, with only masking, was able to find images
with symptoms of tooth deficiency with 97.1% accuracy of
which 2.7% were judged to be in other parts. Only 1% of
the images which were judged to be missing by SqueezeNet
were error detection whilethe rest were assumed to be missing
teeth.
GoogleNet performs much better in Table 5 than the other
FIGURE 10. The accuracy of the training process of the three models. models which stands with a higher accuracy rate in both

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S.-L. Chen et al.: Missing Teeth and Restoration Detection Using DPR Based on Transfer Learning With CNNs

TABLE 7. Precision and recall of the three models using the masked TABLE 9. Accuracy of the three models and compared to literature.
images.

target tooth is less interfered with by non-target objects.


TABLE 8. Precision and recall of the three models using the feature to As such the accuracy of judgment can be improved. The
enhance and masked images.
amount of data will also affect the quality of the model
training. This study classified Restoration and Missing teeth
in terms of symptoms, but dentistry has dozens of diseases
and symptoms. For these undefined and trained tooth images,
the accuracy of the model will decrease. The above problems
will still need to be considered and overcome in the future.
For practical applications in clinical use, this process can be
more complete and more convenient therefore achieving the
goal of an assisted precision medicine.

IV. CONCLUSION
This study presents an advanced image cropping method
combined with CNN models for classification that are
designed to solve the classification problem of Dental
precision and recall. This result is listed in Table 8, where as Panoramic Radiographs (DPR). Partial optimization on the
expected, GoogleNet values are higher in the same condition. cutting method is performed through the preprocessing of the
In the Missing judgment, AlexNet and SqueezeNet both have image and is based on the characteristics of the human teeth.
precision values of 99% while the recall is only at 92.9%. The optimization method takes into account the structure of
The precision of GoogleNet 98.1% while the recall is 97.2%. the tooth, uses the neck and the interdental gap to segment,
While the sacrifice of a small number of recall values men- and locates the position of the tooth. This method is based
tioned earlier is permissible, it is in cases where there is a clear on the 32 teeth samples of a normal person for cutting. The
gap between precision and recall values. GoogleNet, by con- overall accuracy after tooth cutting reached 93% which is
trast, is in overall doing well indicating that GoogleNet is still very promising.
shown to have better detection of Missing. The accuracy for The classification of dental diseases is performed by a
Restoration is even more pronounced that showed GoogleNet neural network using transfer learning that classify the most
with better scores. common diseases: missing teeth and prostheses from normal
Table 9 summarizes the best results of the different models teeth. The cutting method proposed in this article has some
used in this study and compares them with current state-of- limitations. If any tooth grows in a special position, it will
the-art [33], [34], and [15]. From the results, whether it is for not be able to cut that tooth and the lack of teeth in DPR
missing teeth or Restoration, this study has better recogni- should not be too serious. The upper and lower teeth must
tion accuracy. GoogleNet has the best accuracy performance have at least 8 teeth each. Otherwise, model will not be able to
in this article having an accuracy rate of 97.1%. AlexNet judge and execute. In [8], a collaborative model dynamically
has 95.2% which is relatively low. The overall accuracy of constructed is used to integrate two tooth segmentation and
the method in this paper is above 95%, which is greatly recognition models. This method has also been effectively
improved compared with the methods in the current state-of- proven to be more potent. In view of this, the collaborative
the-art [33], [34], and [15]. model dynamically constructed will also be the direction of
The accuracy of tooth cutting and positioning will have our future efforts.
a large degree of positive correlation with subsequent judg- Future research will focus on improving this system. The
ments. When the cutting and positioning are improved, the incisor part uses the most advanced R-CNN to perform tooth

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S.-L. Chen et al.: Missing Teeth and Restoration Detection Using DPR Based on Transfer Learning With CNNs

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SHIH-LUN CHEN (Member, IEEE) received the WEI-CHI LIN received the degree in electronic
B.S., M.S., and Ph.D. degrees in electrical engi- engineering from Chung Yuan Christian Univer-
neering from the National Cheng Kung Univer- sity, Zhongli, Taoyuan, Taiwan, in 2018. His cur-
sity, Tainan, Taiwan, in 2002, 2004, and 2011, rent research interests include VLSI chip design,
respectively. image processing, and machine learning.
He was an Assistant Professor and an Asso-
ciate Professor at the Department of Electronic
Engineering, Chung Yuan Christian University,
Taiwan, from 2011 to 2014 and from 2014 to 2017,
where he has been a Professor, since 2017. His
current research interests include VLSI chip design, image processing,
wireless body sensor networks, the Internet of Things, wearable devices,
data compression, fuzzy logic control, bio-medical signal processing, and TZU-CHIEN LI received the degree in electronic
reconfigureurable architecture. He was a recipient of the Outstanding Teach- engineering from Chung Yuan Christian Univer-
ing Award from Chung Yuan Christian University, in 2014 and 2019, sity, Zhongli, Taoyuan, Taiwan, in 2018. His cur-
respectively. rent research interests include VLSI chip design,
image processing, and machine learning.
TSUNG-YI CHEN received the B.S. degree in
electronic engineering from Chung Yuan Christian
University, Zhongli, Taoyuan, Taiwan, in 2020,
where he is currently pursuing the Ph.D. degree.
His current research interests include VLSI chip
design, image processing, machine learning, and
bio-medical signal processing.
JIA-JUN YUAN received the degree in electronic
engineering from Chung Yuan Christian Univer-
sity, Zhongli, Taoyuan, Taiwan, in 2018. His cur-
YEN-CHENG HUANG received the Bachelor of rent research interests include VLSI chip design,
Dentistry degree from China Medical University, image processing, and machine learning.
Taichung, Taiwan, in 2017. She is currently a
Senior Resident with the Department of Gen-
eral Dentistry, Chang Gung Memorial Hospital,
Taoyuan, Taiwan. Her current research interests
include dental radiographic image processing and
deep learning.

PATRICIA ANGELA R. ABU (Member, IEEE)


CHIUNG-AN CHEN received the B.S. degree in received the B.S. degree in electronics and com-
electronic engineering from Chung Yuan Christian munications engineering from the Ateneo de
University, Zhongli, Taoyuan, Taiwan, in 2005, Manila University, Philippines, in 2007, the M.S.
and the Ph.D. degree in electrical engineering degree in electronics engineering and microelec-
from the National Cheng Kung University, Tainan, tronics from Chung Yuan Christian University,
Taiwan, in 2013. Since 2017, she has been an Chung-li, Taiwan, in 2009, and the Ph.D. degree
Assistant Professor with the Department of Elec- in computer science degree from the Ateneo de
trical Engineering, Ming Chi University of Tech- Manila University, in 2015. She is the Research
nology, Taiwan. Her current research interests Laboratory Head of the Ateneo Laboratory for
include VLSI chip design, image processing, wire- Intelligent Visual Environment (ALIVE) and an Assistant Professor at the
less body sensor networks, the Internet of Things, wearable devices, and Department of Information Systems and Computer Science (DISCS), Ateneo
biomedical signal and image processing. de Manila University.. Her current research interests include image pro-
cessing and computer vision with applications that revolve on biomedical
HE-SHENG CHOU received the B.S. degree in imaging and road/transportation, anomaly detection, and the IoT systems
electronic engineering from Chung Yuan Christian which granted ALIVE several best research paper and presentation awards
University, Zhongli, Taoyuan, Taiwan, in 2018, both local and abroad.
where he is currently pursuing the Ph.D. degree.
His current research interests include VLSI chip
design, image processing, machine learning, and
bio-medical signal processing. WEI-YUAN CHIANG received the B.S. degree
in physics from Chung Yuan Christian Univer-
sity, Taoyuan, Taiwan, in 2001, and the M.S. and
Ph.D. degrees in physics from the National Tsing
YA-YUN HUANG received the B.S. degree in Hua University, Hsinchu, Taiwan, in 2003 and
electronic engineering from Chung Yuan Christian 2008, respectively. He was an Assistant Profes-
University, Zhongli, Taoyuan, Taiwan, in 2021, sor at the Department of Electrical Engineer-
where she is currently pursuing the master’s ing, Ming Chi University of Technology, Taiwan,
degree. Her current research interests include from 2015 to 2020. He has been an Assistant
VLSI chip design and image processing and image Engineer with the Light Source Division, National
compression. Synchrotron Radiation Research Center, since 2021. His current research
interests include electromagnetism, microwave source, microwave process-
ing of advanced material, and microwave physics and engineering.

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