Geo 12
Geo 12
Abstract
So far, soil-landscape models have been based on soil surface topographic information only. However, hillslope hydrology
that affects soil distribution is also controlled by sub-surface flow pathways that may not entirely be explained by surface terrain
features. This paper compares the accuracy of a model for predicting the spatial variations of the hydromorphic index (HI) using
the surface topography with that of a model that uses the sub-surface topography. The study was conducted in an agricultural
hillslope of the Armorican Massif (Western France) where two DEMs were generated from observations of the surface
topography and the topography of the saprolite upper boundary. For both DEMs, the best correlations with HI occurred for
altitude, elevation above the stream bank, and compound topographic index. Predictions of HI using the sub-surface topography
greatly decreased prediction errors, especially for intermediary HI values at middleslope position. Finally, the use of subsurface
topography as a novel approach to enhance existing techniques in new applications is discussed.
D 2004 Published by Elsevier B.V.
Abbreviations: As, specific monodirectional catchment area; Asm, specific multidirectional catchment area; b, length of an element of
contour; C, carbon; Ch, moist Munsell chroma; CTI, compound topographic index [CTI=ln(As/S)]; CTIm, modified compound topographic
index [CTIm=ln(Asm/DG)]; DEM, digital elevation model; DG, downslope gradient; ES, elevation above the stream bank; F, F value; GPS,
global positioning system; H, moist Munsell hue; HI, hydromorphic index; HI*, estimated hydromorphic index; Kp, profile curvature; Kc,
contour curvature; Kt, tangential curvature; L, upslope length; Lat., latitude; Long., longitude; MAE, mean absolute error; ME, mean error; OC,
organic carbon; P, cumulative thickness of soil horizons with redoximorphic features divided by the total thickness of the soil (the total thickness
of the soil includes the thickness of the loamy horizons and of the loose saprolite to a maximum depth of 3 – m); q, area drainage flux; r,
correlation coefficient; S, slope gradient; Sd, standard deviation; SPI, stream power index [SPI=(AsS)]; SD, soil depth; T, local soil
transmissivity; V, moist Munsell value; Z, elevation above sea level.
* Corresponding author. IRD-UR049, Ambassade de France, BP 06, Vientiane, Laos. Tel.: +856-20-50-77-10; fax: +856-21-41-29-93.
E-mail address: chaplotird@laopdr.com (V. Chaplot).
GEODER-02197; No of Pages 12
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thickness of the soil (the total thickness of the soil mm and 10.1 jC, respectively. The area was charac-
includes the thickness of the loamy horizons and of terised by relatively moderate agriculture intensifica-
the loose saprolite to a maximum depth of 3 m); V, the tion. From 1995 to 1997, only 65% of the total surface
Munsell value of the 0 – 10 cm surface layer; Ch, the area was under pasture, the remaining surface being
Munsell chroma of the 0– 10 cm surface layer. under corn. The near-stream-bank zones were exclu-
Two soil-landscape models based on multiple-re- sively under pasture.
gression relationships between the soil hydromorphic The Armorican Massif is a complex basement of
index and terrain attributes were considered here. The Proterozoic and Paleozoic ages bedrock. In this
first was generated from terrain attributes of the soil Massif, granites and schists are the two dominant
surface, whereas the second considered attributes substrata, comprising 80% of the region’s surface.
derived from the topography of the saprolite upper Other substrates include mica schists, orthogneisses
boundary. The prediction quality of these two models and sedimentary rocks. Deep mechanical weathering
was evaluated in an entire hillslope by comparing soil of the bedrock occurred during the Variscan orogeny,
observations and estimations from soil-landscape where mylonitization and strong fracturation oc-
modeling. curred. This weathering produced deep saprolites
(>30m), rich in kaolin and mainly impermeable
(Wyns, 1991). During the late Miocene and early
2. Materials and methods Quaternary, saprolites were subjected to erosion, due
to strong cyclic climatic regime changes, from peri-
2.1. Site description glacial to temperate and a succession of tectonic
movements (Van Vliet-Lanoe et al., 1998). Finally,
The study site is an agricultural hillslope located saprolites have been overlaid by eolian deposits
in a granitic watershed (La Roche watershed) of blown during the last 300 ky from west to east of
eastern Armorican Massif (western France, Fig. 1). the Armorican Massif. Afterwards deposits were
La Roche watershed has a surface area of about 7.8 locally reworked on slopes by solifluction, water
km2, a perimeter of 18.9 km and altitudes from 229 erosion and local alluviation (Le Calvez, 1979).
m in its northern part to 44 m at the outlet in the Due to the presence of sub-surface impermeable
South. The length of permanent reaches was 15.3 km, layers, water drainage tends to accumulate in favor-
corresponding to a stream density of 1.96 km km 2. able locations such as hillslope hollows and foot-
The mean slope of the watershed, estimated from a slopes where waterlogged soils are observed
50-m DEM, was 8.2% with a standard deviation of (Chaplot et al., 2000). Well-drained soils character-
4.6%. The main reach, oriented north –south, was ized upper parts of hillslopes.
parallel to the western border of the watershed. Four At the study hillslope, the soil cover has developed
tributaries drain the eastern part along the northeast/ into a loamy material overlying a typical impermeable
southwest axis. At the outlet of the ‘‘La Roche’’ granitic saprolite (Curmi et al., 1998). The depth of
catchment, a mean flow discharge of 0.059 m3 s 1 the soil cover varied from 0.8 to 3 m. Variations in soil
was observed during the 1995– 1997 period (Gri- depth do not seem to be directly linked to the
maldi and Chaplot, 2000). topography of the soil surface. The study hillslope is
The study hillslope is located in the northeastern characterised by a typical succession downslope –
part of the ‘‘La Roche’’ watershed. It is a 150- to upslope of fibric Fluvisols, Albeluvisols, stagnic and
250-m-long hillslope with a mean elevation range gleyic Luvisols, and well drained Luvisols (WRB,
of about 10 m since altitudes varied from 190 to 1998). Fibric Fluvisols showed high Munsell Chroma
203 m (Fig. 2). The topography is relatively Ch, value, V, HI values and exhibited high organic
smooth with downslope gradients from 0% at the matter accumulation (mean of 350 kg C m 2; Chaplot
alluvial plain and hillslope summit to 8 – 10% et al., 2001a). Previous studies have also shown that
middleslope (Fig. 2). loamy horizons of Albeluvisols, stagnic and gleyic
The climate is oceanic with a yearly mean precip- Luvisols are marked by low hydraulic permeability,
itation and temperature for the last 30 years of 898 i.e., average values of 0.007 m day 1 (Curmi et al.,
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Fig. 1. Location of the ‘‘La Roche’’watershed in the Armorican Massif (Western France). Position of the study hillslope and sampling points for
topographic and soil science investigations.
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V. Chaplot et al. / Geoderma xx (2004) xxx–xxx 5
Fig. 2. Spatial variations of altitude (Z), multidirectional area (Asm), downslope gradient (DG), and modified compound topographic index
(CTIm) over the study hillslope and limited area for soil-landscape models generation and validation.
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6 V. Chaplot et al. / Geoderma xx (2004) xxx–xxx
1998), whereas underneath saprolites exhibit much downslope gradient (DG) (Mérot et al., 1995), i.e.
lower permeability ( < 0.005 m day 1, Grimaldi and the ratio between ES and the upslope length (L). All
Chaplot, 2000). have a physical significance. The CTIm [CTIm = l-
n(Asm/DG)], a modified CTI with DG in place of S
2.2. Topographic analysis of the surface and the and Asm in place of As which showed higher correla-
sub-surface tions with soil hydromorphy or soil wetness (Chaplot
et al., 2000; Chaplot and Walter, 2003) was used.
At the study hillslope, two DEMs with a 10-m Other terrain attributes include the elevation of data
resolution were generated using topographic informa- points (Z), the profile (Kp), contour (Kc) and, tangen-
tion from a 1:25,000 topographic map showing con- tial (Kt) curvatures (Zevenbergen and Thorne, 1987).
tour lines with a 5-m interval and from a detailed L, Z, ES, S, As, and the curvatures were derived using
topographic survey using a theodolite. The first DEM the GRID function of Arc-Info (ESRI, 1994). We
is a numerical representation of the soil surface estimated Asm using software developed at ENSA
topography, generated from the contour lines with a Rennes (Squividant, 1994) considering the algorithm
5-m interval and 643 additional theodolite points (Fig. of Quinn et al. (1991).
1). The second DEM, a digital elevation model of the
upper boundary of saprolites, was generated over the 2.3. Soil sampling scheme at the study hillslope
hillslope using the set of 643 data points where the
depth to saprolite upper boundary was determined by Sampling points were selected along the central
auger hole. Outside the study hillslope, where no soil area of the study hillslope for models generation and
observations were performed, additional knowledge validation (Fig. 3). Ten transects, perpendicular to the
was needed to generate a DEM. The contour lines of contour lines from the channel network to the top of
the 1:25,000 topographic map were used to derive the the hillslope, were regularly sampled at a 10-m
depth to the saprolite upper boundary by subtracting 1 interval. The distance between transects was also 10
m, the mean depth observed at the study catchment, m. In addition, some intermediary data points were
from the altitude. observed to precisely define the limits between soils.
Both DEMs were generated using the GRID tool At the study area, 141 data points, randomly
of Arc Info 7.1 (ESRI, 1994). The fitting procedure selected from an initial set of 182, constituted the
(‘‘TOPOGRID’’ function of Arc/Info 7.1 Geographic set for models generation. The remaining 41 data
Information System, Hutchinson, 1989) ensures the points were aimed at validating the soil-landscape
smoothest fit to point and contoured elevation data models (Fig. 3).
taking into account specified break lines such as Accurate coordinates (Long., Lat.) of each of the
rivers or ravines. The actual stream bank position data points were derived with a theodolite from a
was used in the drainage enforcement algorithm of single geo-referenced point using a satellite differential
TOPOGRID, which attempted to modify the DEM to global positioning system (GPS). At each auger point,
yield continuous drainage surfaces. At the study the following parameters were estimated every 0.1 m
hillslope, the vertical accuracy of DEMs was 0.3 m. from the soil surface to a depth of at the most 3 m: (i)
Several terrain attributes or indices derived from the moist Munsell hue (H), chroma (Ch) and value (V);
Darcy’s law, originally developed for hydrological (ii) the occurrence of redoximorphic characteristics,
and soil modelling (Beven and Kirkby, 1979) were stagnic, gleyic, oximorphic and/or reductomorphic,
considered here: the compound topographic index and eventually albeluvic tonguing properties; (iii) the
[CTI = ln(As/S)] (e.g. Moore et al., 1993; McKenzie presence of eluvial or clay-enriched horizons. These
and Ryan, 1999); the stream power index morphological observations were computed to esti-
(SPI = As S) (Moore et al., 1993) with As the specific mate the hydromorphic index, HI, following Eq. (1).
catchment area and S the slope gradient (Moore et al., At the study area, the regular and high sampling
1991). In addition, previous studies in the Armorican density allowed the use of a simple true interpolator.
Massif have shown that the elevation above the stream Therefore, spline interpolation was used to interpolate
bank (ES) (Crave and Gascuel-Odoux, 1996); the HI between observations.
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Fig. 3. Spatial distribution of observed HI within the area for model generation and validation, and position of the 182 data points of the initial
set (A). Interpolated MAE of HI prediction through soil-landscape modeling considering the topography of the soil surface (B) and that of the
saprolite upper boundary (C). Forty-one data points of the validation set are considered.
2.4. Statistical analysis and modelling of the upper boundary of saprolites was investigated
using correlation matrixes and regression techniques.
The relation between terrain attributes estimated Correlation coefficients between the two sets of ter-
using the soil surface topography and the topography rain attributes themselves as well as between these
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8 V. Chaplot et al. / Geoderma xx (2004) xxx–xxx
two sets and the hydromorphic index, HI are pre- Over the hillslope, slopes are gentle with a
sented. Finally, the relation between HI and terrain mean downslope gradient, DG, of 4.3%, values
attributes estimated using the surface and the sub- ranging from 0% to 22%. Lower DG is shown
surface topography was investigated by using multiple in the valley bottom and at the hillslope summit.
regression analysis for the 141 data points of the Greater DG characterised the stream banks and the
model generation set. The multiple regression method downslope positions near the spring and down-
was used because it is a practical tool furnishing direct stream the study area. At the study area, DG
quantitative results by using easily accessible varia- reached 6.2% at the middleslope position, whereas
bles such as terrain attributes. Multiple regressions the valley bottom and the summit exhibited values
may be further used to directly predict the spatial lower than 4%.
distribution of soils over large areas. The procedure Such an apparent discordance between the surface
used was a stepwise linear regression (Neter et al., and sub-surface topographies also occurred for Asm
1989), which allowed independent variables to be and CTIm as noticed in Fig. 2. For instance, Asm
individually added or deleted from the model at each computed from the sub-surface DEM exhibited a
step of the regression, and therefore to evaluate much-branched system of micro-channels within the
changes in the R-squared value. Only parameters with study area. Furthermore, these channels are more
statistical significance at the 0.01 level were consid- closely connected with those of the northern part of
ered for computing predictive equations and reporting the hillslope. Higher values of CTIm occurred along
results. the valley bottom and at the central depression of the
Statistical parameters for models validation were study area. Mean value at the study hillslope reached
computed using the set of 41 data points: the mean 4.5 m.% 1 on the sub-surface in comparison with 3.9
error ME and the mean absolute error MAE between m.% 1 on the surface.
estimated HI (HI)* and observed value. The matrices of linear correlation between terrain
For both models, the spatial variations of MAE attributes computed at the 182 data points by using
calculated from surface and sub-surface topography the two DEMs are presented in Table 1. For each
using spline interpolation are presented over the attribute, the matrix diagonal shows the correlation
validation area. coefficient between estimations from both DEMs.
Correlation coefficients were very low for DG
(r = 0.17), Kp (r = 0.01) and Kc (r = 0.22). Thus,
3. Results for these attributes, estimations using soil surface
and sub-surface topographies differed greatly. On
3.1. Surface and sub-surface topography at the study the other hand, correlation coefficients were high
hillslope for Z (r = 0.99), ES (r = 0.98), S (r = 0.99), As
(r = 0.80), Asm (r = 0.98) and SPI (r = 0.83) revealing
The study hillslope is located in the western site of few differences between DEMs. Intermediary corre-
the first order reach oriented North – East/South – lation coefficients characterize CTIm (r = 0.64) and
West. Within the hillslope, soil surface topography Kt (r = 0.74).
is relatively gentle (altitudes varied from 191 to 204 In addition, the upper and lower parts of the
m). A small hill with altitudes of around 220 m is matrix of linear correlation coefficients present the
observed in the northern part. In the study area more level of auto-correlation between terrain attributes
closely surveyed, altitudes vary from 193.1 at the estimated from surface and sub-surface topography,
stream bank to 200.2 m at the hillslope summit. A respectively. For both DEMs, correlation coeffi-
depression oriented downslope – upslope could be cients higher than 0.97 were observed between L
observed in the upper part of the hillslope. The and, Z or ES. This is explained by a natural
topography of the saprolite upper boundary showed tendency along hillslopes of an increase in eleva-
similar trends with however a deeper central depres- tion with the increase in distance to the stream
sion stretching out from the stream bank to the hill- bank. Naturally, significant coefficients were also
slope summit (Fig. 2). observed between the physical index CTIm on the
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Table 1
Correlation matrices for (i) soil and topographic attributes estimated using the 10-m DEM of upper boundary of saprolite (values in italics) and
(ii) topographic factors estimated using the 10-m DEM of the soil surface
L SD Z ES DG CTIm S As Asm SPI Kp Kc Kt
L 1:00 0.30 0.99 0.99 0.05 0.54 0.08 0.28 0.64 0.13 0.27 0.14 0.19
SD 0.30 1:00 0.28 0.31 0.12 0.27 0.14 0.20 0.26 0.18 0.20 0.16 0.18
Z 0.98 0.13 0:99 0.99 0.08 0.56 0.09 0.28 0.65 0.14 0.28 0.14 0.21
ES 0.97 0.15 0.98 0:98 0.14 0.61 0.09 0.30 0.67 0.14 0.29 0.16 0.21
DG 0.73 0.06 0.75 0.81 0:17 0.62 0.12 0.06 0.08 0.12 0.22 0.20 0.13
CTIm 0.62 0.22 0.61 0.63 0.88 0:64 0.20 0.39 0.80 0.01 0.37 0.28 0.20
S 0.06 0.13 0.05 0.04 0.22 0.31 0:99 0.26 0.37 0.76 0.01 0.06 0.08
As 0.30 0.32 0.26 0.28 0.36 0.49 0.13 0:80 0.56 0.30 0.42 0.42 0.29
Asm 0.64 0.27 0.62 0.65 0.73 0.82 0.38 0.55 0:98 0.12 0.31 0.20 0.14
SPI 0.16 0.29 0.14 0.15 0.05 0.09 0.74 0.44 0.08 0:83 0.32 0.36 0.28
Kp 0.01 0.35 0.08 0.07 0.18 0.07 0.02 0.01 0.03 0.09 0:01 0.80 0.83
Kc 0.18 0.14 0.24 0.23 0.27 0.16 0.05 0.22 0.14 0.10 0.75 0:22 0.49
Kt 0.15 0.05 0.19 0.20 0.18 0.1 0.04 0.45 0.13 0.37 0.56 0.83 0:74
The following attributes are considered: upslope length from the stream bank (L); soil depth (SD); altitude (Z); elevation above the stream bank
(ES); the ‘‘downslope gradient’’ (DG), which represents the ratio between E and the distance to the stream bank; the revised compound
topographic index (CTIm); the slope gradient (S), the specific monodirectional catchment area (As); the specific multidirectional catchment area
(Asm); the stream power index (SPI); profile curvature (Kp), contour curvature (Kc) and, tangential curvature (Kt). Data set of 149 points.
Correlation coefficients between topographic atttributes estimated using surface and saprolite upper boundary topographies are shown in the
diagonal (underlined values).
one hand and, DG and Asm on the other hand. For Correlation coefficients between the hydromor-
both topographies considered, S and the three phic index, HI and the terrain attributes extracted
curvatures were only slightly correlated with the from surface or sub-surface DEMs are presented
other terrain attributes. Finally, the depth to the in Table 2. Correlation coefficients ranged be-
saprolite upper boundary (SD) significantly corre- tween r = 0.08 for Kt on the surface or Kp on
lated with the terrain attributes L, ES, CTIm, As, the sub-surface to r = 0.80 for Z and DG on the
Asm, SPI, Kp but r values were lower than 0.35. surface and the sub-surface, respectively. On the
surface, greater correlation coefficients were ob-
3.2. Predicting the hydromorphic index HI using served for L (r = 0.77), Z (r = 0.80), ES (r = 0.79),
terrain attributes CTIm (r = 0.62) and, Asm (r = 0.60). On the sub-
surface, greater coefficients similarly occurred for
The spatial distribution of HI within the study L (r = 0.80), DG (r = 0.80), CTIm (r = 0.79) and
hillslope is presented in Fig. 3A. The soils not affected Asm (r = 0.82). The correlation coefficients with L,
by an excess of water (HI = 0) occurred upslope, S, As, SPI, and the three curvatures did not vary
whereas HI values greater than 25 were observed in between the two topographies considered.
the vicinity of the stream. A gradation downslope – Two multiple regression models for HI spatial
upslope was observed with HI contour lines relatively prediction were generated using non-autocorre-
parallel to the stream bank. lated terrain attributes estimated from surface
Table 2
Correlation coefficients r between HI and the terrain attributes estimated from (i) the 10-m DEM of soil surface, and (ii) the 10-m DEM of the
upper boundary of saprolites
L SD Z ES DG CTIm S As Asm SPI Kp Kc Kt
10 m DEM of soil surface 0.77* 0.37* 0.80* 0.79* 0.55* 0.62* 0.10 0.31* 0.60* 0.05 0.29 0.22 0.08
10 m DEM of upper 0.78* 0.38* 0.73* 0.77* 0.80* 0.79* 0.06 0.39* 0.82* 0.14 0.08 0.23 0.22
boundary of saprolites
* Significant at the 0.05 probability level.
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or sub-surface topography (Eqs. (2) and (3), at the hillslope summit and close to the stream bank
respectively). remained unchanged.
demonstrated fact they have a physical basis (Beven ences between predicted and observed values may be
and Kirkby, 1979; Moore et al., 1993; Crave and caused by measurement error in HI itself. Indeed,
Gascuel-Odoux, 1996; Chaplot and Walter, 2003). especially in the case of soils greatly affected by an
Modelling soil distribution using the topography of excess of water (HI>50), slight differences in the
a sub-surface feature may be extended to other areas attribution of Munsell value or chroma may result in
where water pathways affect soil properties and where high differences in HI. This issue would have to be
a non-parallelism between surface and subsurface further investigated. Another explanation for the pres-
topographies occurs. This is likely to be the case for ence of remaining prediction errors may be due to
numerous natural systems. However, generating a continuing lack of models to fully integrate, through
sub-surface DEM would be very costly, especially environmental factors, processes leading to the soil
when using auger hole for the characterisation of the hydromorphy. This statement was partly confirmed
sub-surface topography. Despite DEM of surface by the presence of systematic over-estimations of HI.
topography being now widely available, numerical It shows that predictive models may still be improved
representations of the topography of sub-surface dis- by a better understanding of how soil properties and
continuities are not easily accessible over large areas. their spatial distribution depend on external environ-
No convenient databases are yet available for repre- mental factors.
senting the continuously varying topography of sub-
surface discontinuities of the Earth. At larger scales
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