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The Routledge Handbook
of Phonetics
• the history and scope of techniques used, including speech synthesis, vocal tract
imaging techniques, and obtaining information on under-researched languages from
language archives;
• the physiological bases of speech and hearing, including auditory, articulatory, and
neural explanations of hearing, speech, and language processes;
• theories and models of speech perception and production related to the processing of
consonants, vowels, prosody, tone, and intonation;
• linguistic phonetics, with discussions of the phonetics-phonology interface, sound
change, second language acquisition, sociophonetics, and second language teaching
research;
• applications and extensions, including phonetics and gender, clinical phonetics, and
forensic phonetics.
The Routledge Handbook of Phonetics will be indispensable reading for students and
practitioners in the fields of speech, language, linguistics, and hearing sciences.
William F. Katz is Professor for the School of Behavioral and Brain Sciences at the
University of Texas at Dallas, U.S.A.
Peter F. Assmann is Professor for the School of Behavioral and Brain Sciences at the
University of Texas at Dallas, U.S.A.
Routledge Handbooks in Linguistics
Routledge Handbooks in Linguistics provide overviews of a whole subject area or sub-
discipline in linguistics, and survey the state of the discipline including emerging and
cutting edge areas. Edited by leading scholars, these volumes include contributions from key
academics from around the world and are essential reading for both advanced undergraduate
and postgraduate students.
and by Routledge
52 Vanderbilt Avenue, New York, NY 10017
© 2019 selection and editorial matter, William F. Katz and Peter F. Assmann;
individual chapters, the contributors
The right of William F. Katz and Peter F. Assmann to be identified as the authors of the
editorial material, and of the authors for their individual chapters, has been asserted in
accordance with sections 77 and 78 of the Copyright, Designs and Patents Act 1988.
All rights reserved. No part of this book may be reprinted or reproduced or utilised in
any form or by any electronic, mechanical, or other means, now known or hereafter
invented, including photocopying and recording, or in any information storage or
retrieval system, without permission in writing from the publishers.
PART I
History, scope, and techniques 7
PART II
Physiological basis of speech and hearing 73
v
Contents
8 The neural basis for auditory and audiovisual speech perception 193
Jonathan E. Peelle
PART III
Theories and models of speech perception and production 217
PART IV
Linguistic/perceptual phonetics 357
14 The phonetic basis of the origin and spread of sound change 401
Jonathan Harrington, Felicitas Kleber, Ulrich Reubold,
Florian Schiel, and Mary Stevens
vi
Contents
PART V
Applications and extensions 497
Index635
vii
Illustrations
Figures
2.1 Vocal tract image and its k-space transformation. 36
2.2 Successive midsagittal real-time MRI frames of a male speaker uttering
“don’t ask me.” 37
2.3 Concurrent multi-slice real-time MRI for the sequence /bɑθɑ/. 38
2.4 Example of region segmentation of articulators in rtMRI data. 39
4.1 Schematized laryngoscopic (bird’s-eye) view of the vocal folds. 78
4.2 Simplified one-dimensional space for voice quality. 79
4.3 Three-dimensional space for creaky voice, with some subtypes shown. 81
4.4 The four-parameter harmonic source spectrum model. 84
4.5 Waveform and spectrogram of the sequence [àhá]. 86
4.6 FFT and LPC spectra for synthetic [i] (left) and [ɑ] (right). 88
4.7 Relative acoustic differences between breathy, modal, and (prototypical)
creaky voice. 90
4.8 Audio spectra of the first vowel in the sequence [àhá]. 92
4.9 Simplified model of the vocal folds. 93
5.1 A two-dimensional outline of the vocal tract along the midsagittal plane. 108
5.2 Muscles contributing to lip movement (outlined in black). 110
5.3 Components of the orbicularis oris muscle. 111
5.4 Area of lip opening as muscle activation increases. 112
5.5 Excerpt from the IPA Chart. 113
5.6 Computer simulation of oblique view of the tongue. 114
5.7 Midsagittal view of velopharyngeal port (VPP) and oropharyngeal isthmus
(OPP) separated by the soft palate. 116
5.8 Variation in VPP closure. 117
5.9 Computer simulation of posterior oblique views of soft palate. 118
6.1 Activation of basal ganglia and thalamus during speech production. 129
6.2 Cerebellar regions involved in speech production. 129
6.3 Cortical regions involved in speech production. 135
6.4 Speech articulator representations in left hemisphere Rolandic cortex. 137
6.5 The Directions Into Velocities of Articulators (DIVA) neurocomputational
model of speech motor control. 145
6.6 A simplified schematic of the GODIVA model. 150
7.1 The place of cochlear excitation for various sound frequencies. 165
viii
Illustrations
7.2 Neurogram (top) and spectrogram (bottom) of the word “choice.” 166
7.3 Auditory excitation patterns for a pure tone, harmonic complex, and
vowel /i/. 169
7.4 Equal loudness contours and absolute thresholds as a function of
frequency. 171
7.5 Waveform, temporal envelope, and temporal fine structure for the
sentence “A zebra is an animal that lives in Africa.” 172
7.6 A complex sound decomposed into constituent frequency bands by the
auditory system. 174
7.7 Firing activity of a population of auditory nerves in response to a pure
tone. 175
7.8 Overall neural firing response in response to consonants differing in
manner of articulation. 176
7.9 Formant dynamics in English vowels spoken by women. 178
7.10 Different timescales of context (gray) influence phoneme categorization
(black). 180
7.11 Waveforms and spectrograms for “dime” and “time”. 182
8.1 Re-creation of the classic speech chain of Denes and Pinson (1993). 194
8.2 Some types of acoustic and linguistic processing involved in various
levels of speech perception. 194
8.3 Connectivity from auditory cortex in monkey (top) and cat (bottom). 195
8.4 Schematic illustration of brain regions supporting speech perception. 196
9.1 Simplified version of source-filter theory for three static, phonated vowels. 220
9.2 Formant-synthesized vowels with identical vocal tract resonances but
different fundamental frequencies. 221
9.3 Formant frequency measurements at steady-state from Peterson and
Barney (1952). 223
9.4 Formant frequency measurements at steady-state from Hillenbrand et al.
(1995). 224
9.5 Acoustic vowel diagrams from Peterson and Barney (1952) and
Hillenbrand et al. (1995). 224
9.6 Formant frequency measurements for men, women, and children
(Peterson and Barney, 1952). 225
9.7 Effects of fundamental frequency on spectral envelope estimation. 230
9.8 Signal processing steps used in the narrow band pattern matching model. 231
9.9 Sequence of five spectral shape templates for /æ/. 232
9.10 Vowel templates for women used in the narrow band model of vowel
recognition.233
9.11 Recognition algorithm used in the narrow band model. 234
9.12 Formant frequencies measured at the beginnings and ends of ten Western
Canadian vowels. 236
9.13 Control, silent-center, and variable-center conditions from Jenkins et al.
(1983). 239
9.14 Three stimulus conditions from Hillenbrand and Nearey (1999). 241
9.15 Correct-to-incorrect changes in identification (OF to FF) as a function of
the average magnitude of formant frequency change. 242
ix
Illustrations
9.16 Average log-transformed formant frequency values for men and children
from Peterson and Barney (1952). 249
10.1 Stop burst spectra for four languages. 266
10.2 Waveform and spectrogram of Pitjantjatjara speaker Kathleen Windy
(female) producing the word nyaa (“what?”). 269
10.3a Waveform and spectrogram of Pitjantjatjara speaker Kathleen Windy
(female) producing the word palyani (“to make/fix”). 276
10.3b Waveform and spectrogram of Arrernte speaker Janet Turner (female)
producing the minimal pair alheme (“goes”) followed by aleme (“liver”). 277
10.4 Waveform and spectrogram of Arrernte speaker Janet Turner (female)
producing the minimal pair arreme (“louse”) followed by areme (“see”). 279
10.5a Waveform and spectrogram of Makasar speaker Isna Osman (female)
producing the word hala (“call to move buffalo”). 282
10.5b Waveform and spectrogram of Makasar speaker Isna Osman (female)
producing the word sala (“wrong/miss”). 283
10.5c Waveform and spectrogram of Australian English speaker Marija
Tabain (female) producing the word shopping. 284
10.5d Waveform and spectrogram of Lisu speaker Defen Yu (female)
producing the word /ʂʅ33/ “(to die”). 284
10.5e Waveform and spectrogram of Lisu speaker Defen Yu (female)
producing the word /ɕø21/ (“to walk”). 285
11.1 Spectrogram of the word “speech”. 290
11.2 Spectrogram of stimuli similar to those used by Liberman, Delattre, and
Cooper (1952). Here the syllables /pi/, /ka/, and /pu/ are illustrated. 295
11.3 Spectrogram of stimuli similar to those used by Liberman, Delattre, and
Cooper (1952). 295
11.4 Hypothetical example illustrating the phenomenon of categorical
perception. 296
11.5 Schematic depiction of four patterns of strength of relationship among
objects in the gestural, auditory and symbolic domain. 301
12.1 Transitions between high and low level tones in Mandarin. 316
12.2 Mean f0 contours of Mandarin tones in continuous speech. 316
12.3 Mean f0 contours of syllables with nasal and obstruent onsets in
Mandarin and English. 317
12.4 A case of likely mucosal vibration at voice offset. 319
12.5 Post-low bouncing in Mandarin. 321
12.6 Mean f0 contours of Mandarin sentences containing 0–3 neutral tone
syllables. 324
12.7 f0 contours of five-tone sequences in Mandarin. 326
12.8 Hypothetical strategies for a contour tone. 326
12.9 Fall-Low sequence in Swedish Accent II. 327
12.10 Mean f0 contours of American English sentences. 328
12.11 Focus prosody in English and Mandarin. 331
12.12 Mean f0 contours of Mandarin Chinese. 334
12.13 Mean f0 contours averaged across speakers of (a) American English and
(b) Mandarin. 335
12.14 Mean f0 contours averaged across speakers of Mandarin. 336
x
Illustrations
xi
Illustrations
Tables
4.1 Primary vocal fold movements and their use in sounds of the world’s
languages. 77
4.2 Valves of the throat and their functioning. 80
4.3 Components of the psychoacoustic model of voice quality and
associated parameters. 83
4.4 Sample H1–H2 and HNR values for two groups of vowels. 89
4.5 Summary of psychoacoustic voice model parameters. 90
4.6 Summary of Zhang’s (2015, 2016a, 2017) articulatory voice model
parameters. 94
9.1 Results from Klatt’s (1982) experiment. 228
9.2 Accuracy in categorizing vowels using a quadratic discriminant classifier. 237
9.3 Pairs of adjacent American English vowels that differ in inherent duration. 243
9.4 Average recognition rates for the four duration conditions. 244
9.5 The most frequent changes in vowel identity resulting from either vowel
shortening or vowel lengthening. 245
13.1 Underlying forms and expected and observed surface forms of labial
stops in Tswana I and II. 375
13.2 Percent correct identification of stops, nasals, and laterals by Arrente
speakers. 383
15.1 Types of perceptual (non)assimilation posited in PAM-L2. 429
15.2 Comparison of selected frameworks for L2 speech research. 435
21.1 Examples of verbal expressions and corresponding ranges of numeric
likelihood ratio values. 614
21.2 List of input and output possibilities for “same speaker” or “different
speaker” classification. 618
xii
Abbreviations
xiii
Abbreviations
xiv
Abbreviations
xv
Contributors
Takayuki Arai received his PhD from Sophia University in 1994. He was a visiting scientist
at Oregon Graduate Institute (Portland, OR, U.S.A.) in 1992–1993 and 1995–1996,
International Computer Science Institute (Berkeley, CA, U.S.A.) in 1997–1998, and
Massachusetts Institute of Technology (Cambridge, MA, U.S.A.) in 2003–2004. He is
currently Professor of the Department of Information and Communication Sciences, Sophia
University.
Peter F. Assmann is a Professor in the School of Behavioral and Brain Sciences at the
University of Texas at Dallas. His research interests focus on two overlapping problems in
speech perception: How listeners cope with the enormous variability in the acoustic patterns
of speech across talkers, and how speech communication is conducted with extraordinary
resilience under adverse listening conditions.
Jason W. Bohland is Associate Director and Senior Research Scientist at the Boston
University Cognitive Neuroimaging Center. His research focuses on understanding the
functional architecture of neural systems in the human brain, with emphasis on those
that support speech and language. This work utilizes computational, informatics, and
neuroimaging methods to inform contemporary models of speech processing at multiple
levels of organization.
Dani Byrd is Professor of Linguistics and former Executive Vice Dean at the University
of Southern California. Her research focuses on the signatures of linguistic structure in
articulatory timing. She has co-written the textbook Discovering Speech, Words, and Mind
(Wiley-Blackwell, 2010), is a fellow of the Acoustical Society of America, and is on the
editorial board of the Journal of Phonetics.
xvi
Contributors
concerns the processing, representation, and development of speech sounds in the context of
multilingualism and language contact, as well as the cross-language interactions that occur
during second-language learning and first-language attrition.
Bryan Gick is a Professor and Guggenheim fellow in the Department of Linguistics at the
University of British Columbia, and a senior scientist at Haskins Laboratories. Gick’s
research develops an embodied approach to speech, deepening links between speech
production and multimodal perception, biomechanics, motor control, the nervous system,
and the development and learning of speech communication.
Frank H. Guenther is Professor of Speech Language, and Hearing Sciences and Biomedical
Engineering at Boston University and a research affiliate at Massachusetts General Hospital
and the Massachusetts Institute of Technology. His research combines theoretical modeling
with behavioral and neuroimaging experiments to characterize the neural computations
underlying speech. He also develops brain–machine interfaces to restore speech
communication to severely paralyzed individuals.
Jonathan Harrington directs the Institute of Phonetics and Speech Processing at Ludwig-
Maximilian University, Munich. His main research is in human speech processing and its
relationship to sound change. He also has a long-standing interest in the development of
tools for analyzing speech corpora and speech physiology research.
xvii
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