INSTITUTE OF PHYSICS PUBLISHING                                                       JOURNAL OF MICROMECHANICS AND MICROENGINEERING
J. Micromech. Microeng. 15 (2005) 2249–2253                                                        doi:10.1088/0960-1317/15/12/006
Effect of gold coating on the Q-factor of a
resonant cantilever
R Sandberg, K Mølhave, A Boisen and W Svendsen
Department of Micro and Nanotechnology, Technical University of Denmark,
Ørsteds Plads Bldg 345 East, 2800 Kgs. Lyngby, Denmark
E-mail: rks@mic.dtu.dk
Received 3 May 2005, in final form 13 September 2005
Published 28 October 2005
Online at stacks.iop.org/JMM/15/2249
Abstract
The resonance frequency and the Q-factor of the fundamental and higher
order flexural modes of silicon dioxide microcantilevers have been
characterized at different pressures and for different thicknesses of gold
coating. We present the experimental results and discuss the effect of the
gold film on the performance and sensitivity of the cantilevers when used as
mass sensors. An almost linear relationship between the Q-factor and the
resonance frequency of the uncoated cantilevers is observed, implying that a
higher sensitivity can be attained by actuation at higher order resonant
modes. We also find that even a thin gold coating may reduce Q-factors by
more than an order of magnitude.
1. Introduction                                                     where the viscous damping term is usually dominant at
                                                                    atmospheric pressure.
The development and utilization of resonant micro and                    A gold coating of the cantilever is frequently utilized for
nanocantilevers has increased considerably within the past          mass detection. The use of gold is due to the large selection of
few years because of their low cost and high sensitivity as         materials that can be adsorbed via thiol chemistry as described
measurement and detection probes.                                   in recent review articles by Lavrik et al [3] and Ziegler [4].
     When used as a mass detector, the cantilever surface           A specific area of application is DNA biochips, capable of
can be coated with a functionalization layer for adsorption         detecting specific DNA sequences. Because of their great
of specific chemical compounds. Adsorbed molecules will             potential, such devices have attracted much attention, both
add to the mass of the cantilever and thereby cause a change        experimentally [5, 7] and theoretically [6].
in the resonance frequency which can be detected.                        In our characterizations of silicon dioxide cantilevers,
     The sensitivity of the resonant cantilever when used as        we have found that higher order resonant modes exhibit
a mass sensor depends on the spectral resolution, which is          considerably higher Q-factors than the fundamental modes,
directly related to the Q-factor of the resonant mode, defined      implying that the higher order modes potentially will yield
as [1]                                                              higher sensitivities in resonant cantilever sensor applications.
                  stored vibrational energy        f0                    As most cantilever sensor applications require operation
    Q = 2π                                       =    ,       (1)   at atmospheric pressure, great effort has been put into
              energy lost per cycle of vibration   f
                                                                    describing the effect of pressure on the resonant properties
where f0 is the resonance frequency of the mode and f is
                                                                    of cantilevers—both experimentally [8–11] and theoretically
the FWHM of the resonance peak in the frequency domain.
                                                                    [12–15].     The different approaches have yielded good
     The total energy loss per cycle may be expressed as a          results for different aspects of the research area, but as
sum of different loss sources with corresponding Q-factors:         the constellation of temperature, pressure and gold coating
internal material loss (Qi ), loss to the chip substrate through
                                                                    effects is highly complex, many aspects are still to be
the cantilever support (Qs ) and viscous (and acoustic) loss [2]
                                                                    discovered—especially that of internal cantilever losses, which
to the surrounding medium (Qa ). The total Q-factor is then
                                                                    the theoretical models do not account for with sufficient detail
given by
                                                                    to be directly applicable.
                    1   1   1   1                                        We have, therefore, studied these effects and present here
                      =   +   +   ,                           (2)
                    Q   Qi Qs Qa                                    the experimental results from the characterization of a series
0960-1317/05/122249+05$30.00        © 2005 IOP Publishing Ltd Printed in the UK                                               2249
R Sandberg et al
of monolithic silicon dioxide cantilevers with high intrinsic                Table 1. Material data for SiO2 , Ti and Au.
Q-factors (on the order of 103 –104 ), onto which we have                   Material         ρ (g cm−3 )          E (GPa)
applied gold coatings of varying thicknesses and measured
the resonant properties at different pressures.                             SiO2              2.15                 70
                                                                            Ti                4.5                 116
                                                                            Au               19.3                  78
2. Experimental procedure                                                   Values are obtained from the material database
                                                                            of CoventorWare and webelements.com.
2.1. Cantilever devices
A chip containing six monolithic silicon dioxide cantilevers
with different lengths was used in the measurements. The          and the Q-factor is given by the ratio between the resonance
silicon dioxide is 0.85 µm thick and was grown thermally on a     frequency and the FWHM of the Lorentz peak.
Si (1 0 0) wafer. Using UV lithography and reactive ion etch,         The resonance frequencies and the Q-factors of all
the oxide was patterned to form the cantilevers [16].             measurable modes of the six cantilevers were measured at
     The cantilevers are all 10 µm wide with lengths of 89,       a pressure of 50 Pa (henceforth denoted as vacuum) and at a
113, 137, 161, 185 and 209 µm. The lateral dimensions are         pressure of 100 kPa in pure nitrogen (atmospheric pressure).
measured with an accuracy of about 1 µm using an optical          In addition to this, and in order to get a more detailed
microscope.                                                       observation of the pressure dependence of the cantilever
     In order to observe the effect of different coating          dynamics, one uncoated and one 400 nm coated cantilevers
thicknesses, the SiO2 cantilevers were characterized, as          were characterized at a series of 12 logarithmically spaced
described in section 2.2, without any gold coating, and with      pressures between 50 Pa and 200 kPa.
three different thicknesses of gold, deposited on the top
surface. In the first deposition a 10 nm titanium layer was       3. Results
formed to ensure good adhesion to the SiO2 and a subsequent
layer of 100 nm Au were deposited. In the second deposition       3.1. Resonance frequencies
another 100 nm Au and in the third deposition, an additional
200 nm Au was formed. The cantilever characterizations were,      The resonance frequencies of the cantilever modes can be
therefore, done for 0 nm, 100 nm, 200 nm and 400 nm Au            deduced analytically as [18]
coating layers.                                                                                               1/2
                                                                                                h E(z − z0 ) dz
                                                                                                             2
                                                                              ωn     (κn )2
     The depositions were done in an Alcatel E-beam                     fn =      =               N                 , (3)
evaporator with a chamber pressure of 10−4 Pa and a deposition                2π      2π2         i=1 (hi ρi )
rate of 10 Å s−1 for Ti and 5 Å s−1 for Au.                     where n is the mode number,  and w are the length and width
                                                                  of the cantilever, hi and ρi are the height and mass density
2.2. Characterization method                                      of each of the N cantilever layers, E is Young’s modulus of
                                                                  elasticity, which for a layered cantilever will be a piecewise
The resonance frequency and the Q-factor of the cantilevers       constant function of z. The values used for E and ρ are listed
were measured by means of a Hewlett Packard model 4194A           in table 1. z0 is the position of the neutral axis and κn  is the
gain-phase analyser (GPA). The cantilever chips were placed       modal parameter which has the numerical values
in a custom built vacuum chamber [17] with capabilities of
accurate control of pressure and temperature. A piezo-electric      κn   1.875, 4.694, 7.855, 11.00, 14.14, 17.28, 20.42 (4)
transducer (PZT) driven by the output of the GPA was used         for the first seven flexural modes.
to actuate the cantilever chips. Readout of the cantilever             The measured values of fn,M for our cantilevers are in very
deflection was done by reflecting the focused beam of a HeNe      good agreement with this expression; the relative difference
laser off the cantilever top surface and collecting it with a     between the measured and the analytical values (fn,M −fn )/fn
focusing lens onto a position sensitive photo detector (PSD).     is less than 5% and on an average 2.5% (RMS value over all
The converted and amplified photocurrent of the PSD was then      values for coated and uncoated cantilevers).
used as an input on the GPA test channel.
     When the position of the laser beam on the cantilever
                                                                  3.2. Q-factor dependence on the resonance frequency
and the oscillation level of the PZT are optimized, to yield
the highest signal-to-noise ratio without distorting the width    In the characterization of each cantilever, a clear tendency
or position of the small-vibration resonance peak, resonance      towards higher Q-factors for the higher order modes was
frequencies up to approximately 2 MHz of flexural cantilever      observed. The Q-factors of the shorter cantilevers were also
modes can be detected. This frequency is mainly limited by        higher than those of the longer cantilevers. This is illustrated
the rise time of the PSD. For the 209 µm long cantilever          in figure 1, which shows the Q-factors in vacuum of all the
this corresponds to the 7th, flexural mode, while only three      measured modes of the uncoated cantilevers. The observed
flexural modes are detectable for the 89 µm long cantilever.      Q-factor variation can be described by a frequency
The measurements are carried out by using the GPA to sweep        dependence, where higher resonance frequency of a mode
the actuation–detection frequency over a range, and fitting the   implies a higher Q-factor of that mode.
measured amplitude with a Lorentz function. The resonance              The Q-factors for resonance frequencies below 1 MHz
frequency is taken as the peak position of the Lorentz curve      appear to be linearly dependent on resonance frequency, but
2250
                                                                                            Effect of gold coating on the Q-factor of a resonant cantilever
                                                                                                                                                Mode 1
                                                                                    4                                                           Mode 2
             4
            10                                                                     10
                                                                                                                                                Mode 3
                                                                                                                                                Mode 4
                                                                                                                                                Mode 5
                                                                                                                                                Mode 6
Q –factor
                                                                      Q – factor
                                                      L= 89 µm
                                                      L=113 µm
                                                                                    3
                                                      L=137 µm                     10
             3
            10                                        L=161 µm
                                                      L=185 µm
                                                      L=209 µm
                 4               5                        6
             10               10                       10                               0        50    100 150 200 250 300                 350    400
                              Frequency/Hz                                                              Au coating thickness/nm
Figure 1. Q-factors in vacuum of all measured flexural modes for      Figure 2. Q-factors in vacuum of the first six flexural modes of the
each of the six uncoated cantilevers, graphed as a function of the    cantilever with length  = 209 µm as a function of gold coating
resonance frequencies of the modes. The dotted line (Q ≈              thickness.
0.123f0 0.855 ) is a power law fit to the points below 1 MHz. The
                                                                                    3
dashed-dotted line is the theoretical Q-factor limit from molecular                10
air damping.
are best fitted by a power law as Q ≈ 0.123f0 0.855 (dotted
line). The apparent falloff at Q ≈ 15000 for frequencies
above 1 MHz is assumed to be the maximum attainable
                                                                      Q –factor
Q-factor, limited by internal friction in the SiO2 material.                        2
                                                                                   10
     The almost linear dependence between the Q-factors and
                                                                                                                                       Mode 1
the resonance frequencies is supported by the theory presented
                                                                                                                                       Mode 2
by Blom et al [12]. Blom derives an expression for the                                                                                 Mode 3
Q-factor caused by air damping in the molecular Knudsen                                                                                Mode 4
region, which is applicable for our cantilevers at pressures of                                                                        Mode 5
approximately 25 Pa and below. This is plotted in figure 1 and                                                                         Mode 6
is seen to correspond very well to the measured values. The                         1
                                                                                   10
deviation may be accounted for by inaccuracies in determining                           0        50    100 150 200 250 300                 350    400
                                                                                                        Au coating thickness/nm
the absolute pressure and the Q-factors.
                                                                      Figure 3. Q-factors in 100 kPa N2 of the first six flexural modes of
                                                                      the cantilever with length  = 209 µm as a function of gold coating
3.3. Effect of gold coating in vacuum                                 thickness.
By characterizing the cantilevers in a vacuum environment, the
loss due to viscous damping (Qa ) can be eliminated and the           the value on average by the 100 nm coating, while the Q-
relative effect of a gold coating on the intrinsic properties of      factor of modes 4 and above decrease by at least an order of
the cantilever can be explored. Figure 2 shows the measured           magnitude.
Q-factors of the first six flexural modes of the cantilever with
length  = 209 µm as a function of gold coating thickness.            3.4. Effect of gold coating at atmospheric pressure
     The internal friction in gold is much higher than in SiO2
                                                                      The Q-factors at atmospheric pressure (100 kPa nitrogen)
[19] and the gold coating, therefore, gives rise to a higher
                                                                      are significantly lower than in vacuum. In contrast to the
internal loss and thus a reduced Q-factor. The most significant       observations in vacuum, the Q-factors at atmospheric pressure
reduction in the Q-factor appears already for the 100 nm              increase slightly with increasing gold coating thickness, as
coating and further increase of the coating thickness leads only      seen in figure 3.1 As the energy loss per cycle of vibration is
to a small additional reduction. This suggests that the Q-factor      assumed to be increased by the coating, as seen in figure 2,
of resonant cantilever sensors is impaired significantly even by      we see from equation (1) that the increasing Q-factor can
very thin film gold coatings and that a significant amount of         be explained as an increase in total vibrational energy. This
thermoelastic damping occurs at the surface boundary between          makes good sense considering the increased mass density of
SiO2 and Au.                                                          the gold-coated cantilever. The mass of the 850 nm thick SiO2
     The same tendency in Q-factor reduction that is illustrated      cantilever is almost doubled by the addition of 100 nm Au,
in figure 2 is observed for all of the characterized cantilevers.
                                                                      1  The Q-factor measurements at atmospheric pressure are subject to a low
From the figure, we see that the higher order modes are much
                                                                      signal-to-noise ratio; especially for the low order modes. The apparent
more severely affected by the gold coating than the low order         decrease in the Q-factors for modes 1 and 2 from 100 nm to 200 nm coating
modes. The Q-factor of mode 1 drops to approximately half             is, therefore, assumed to be the result of measurement inaccuracy.
                                                                                                                                                    2251
R Sandberg et al
                                 4                                               4
                                                                                                                      M5, L=209µm
                                10                                Mode 2        10                                    M4, L=161µm
                                                                  Mode 3
                                                                                                                      M3, L=113µm
                                                                  Mode 4
                                                                  Mode 5                                              No coating
                                                                  No coating                                          100 nm Au
                                                                  400 nm Au                                           400 nm Au
                   Q – factor
                                 3                                               3
                                10                                              10
                                 2                                               2
                                10                                              10
                                     (a)                                              (b)
                                            2     3           4           5                 2        3            4                 5
                                           10   10           10         10             10          10            10            10
                                                 Pressure (Pa)                                     Pressure (Pa)
Figure 4. (a) The Q-factors of modes 2–5 of an uncoated cantilever and a cantilever with a 400 nm Au coating, illustrating the general
pressure dependence. (b) The Q-factors of three modes of different cantilevers having almost identical resonance frequencies. The drawn
lines should not be interpreted as an interpolation between the measured values but rather as a visual aid in distinguishing the different data
points.
implying that the vibrational energy for a constant oscillation                and the Q-factor. A high resonance frequency implies a
amplitude is almost doubled as well.                                           high Q-factor. For sensor applications, an obvious conclusion
                                                                               would therefore be that using a higher order mode for detection
3.5. Pressure dependence of Q-factor                                           will yield a higher sensitivity.
                                                                                    We furthermore observed that the relative reduction in the
The detailed pressure dependence of the Q-factors of an                        Q-factor for increasing pressure did not depend on resonance
uncoated and a 400 nm gold-coated cantilever is illustrated                    mode number or cantilever length but only on the thickness of
in figure 4(a). The uncoated cantilever has a length of  =                    the gold coating. The Q-factors of uncoated cantilevers were
195 µm and the coated cantilever has a length of  = 185 µm.                   much more reduced by viscous damping than the Q-factors of
Their resonance frequencies deviate by approximately 10%.                      coated cantilevers.
     The Q–P plot shows a general pressure dependence that                          In vacuum, the Q-factor is severely reduced by the
resembles a straight line (i.e., Q ≈ βP α ). Though this                       deposition of even a thin gold film, especially for higher
description is not entirely accurate, it is useful for a qualitative           order modes. This sets a limit on the high sensitivity of
treatment of the modes that have only been characterized at                    gold-coated nanocantilever sensors, and calls for alternative
vacuum and atmospheric pressure, as seen in figure 4(b).                       functionalization methods, such as partial gold coating of
     The almost parallel curves in figure 4(a) suggest that the                the cantilever tip or even functionalization of separate objects
relative Q-factor decrease is identical for all modes and only                 attached to uncoated cantilevers [20].
varies with the coating thickness. To verify this, we have                          Finally, it should be mentioned that the cantilevers
identified three different order modes on different cantilevers                characterized here are all much longer than their width, and
with almost identical resonance frequencies:                                   much wider than their thickness. The observed Q-factor
        mode 5 for  = 209 µm with f5 = 1027 kHz,                              dependences on pressure and coating thickness may be specific
                                                                               to this   w  h geometry, and different conclusions may
        mode 4 for  = 161 µm with f4 = 1038 kHz,
                                                                               be drawn for significantly different geometries, which will
        mode 3 for  = 113 µm with f3 = 1065 kHz.                              therefore be investigated further.
     The Q-factors of these three modes are plotted in
figure 4(b) for vacuum and atmospheric pressure and for                        References
different coating thicknesses.
     As noted in section 3.2, the Q-factor of a mode is                         [1] Yasumura K Y, Stowe T D, Chow E M, Pfafman T,
mainly determined by its resonance frequency. This is further                          Kenny T W, Stipe B C and Rugar D 2000 Quality factors
                                                                                       in micron- and submicron-thick cantilevers
confirmed by figure 4(b), which shows that the mode number                             J. Microelectromech. Syst. 9 117–25
and cantilever length have no implicit effect on the measured                   [2] Tudor M J, Andres M V, Foulds K W H and Naden J M 1988
Q-factors. The graph verifies that the Q-factors of our                                Silicon resonator sensors: interrogation techniques and
cantilevers at any specific pressure are determined primarily                          characteristics IEE Proc. 135 364–8
by the resonance frequency and that the relative pressure                       [3] Lavrik N V, Sepaniak M J and Datskos P G 2004 Cantilever
                                                                                       transducers as a platform for chemical and biological
dependence of the Q-factors is defined primarily by the gold                           sensors Rev. Sci. Instrum. 75 2229–53
coating thickness.                                                              [4] Ziegler C 2004 Cantilever-based biosensors Anal. Bioanal.
                                                                                       Chem. 379 946–59
4. Conclusion                                                                   [5] Marie R, Jensenius H, Thaysen J, Christensen C B and
                                                                                       Boisen A 2002 Adsorption kinetics and mechanical
                                                                                       properties of thiol-modified DNA-oligos on gold
In the characterization of gold-coated cantilevers, we have                            investigated by microcantilever sensors Ultramicroscopy
observed a clear dependence between the resonance frequency                            91 29–36
2252
                                                                                   Effect of gold coating on the Q-factor of a resonant cantilever
 [6] Khaled A-R A, Vafai K, Yang M, Zhang X and Ozkan C S                      silicon beam resonators on pressure and geometry J. Vac.
       2003 Analysis, control and augmentation of microcantilever              Sci. Technol. B 10 19–26
       deflections in bio-sensing systems Sensors Actuators B 94     [13]   Cho Y-H, Pisano A P and Howe R T 1994 Viscous damping
       103–15                                                                  model for laterally oscillating microstructures
 [7] Yue M, Lin H, Dedrick D E, Satyanarayana S, Majumdar A,                   J. Microelectromech. Syst. 3 81–7
       Bedekar A S, Jenkins J W and Sundaram S 2004 A 2-D            [14]   Lévêque G, Girard P, Belaidi S and Cohen Solal G 1997
       microcantilever array for multiplexed biomolecular analysis             Effects of air damping in noncontact resonant force
       J. Microelectromech. Syst. 13 290–9                                     microscopy Rev. Sci. Instrum. 68 4137–44
 [8] Bergaud C, Nicu L and Martinez A 1999 Multi-mode air            [15]   Sader J E 1998 Frequency response of cantilever beams
       damping analysis of composite cantilever beams Japan. J.                immersed in viscous fluids with applications to the atomic
       Appl. Phys. 38 6521–5                                                   force microscope J. Appl. Phys. 84 64–76
 [9] Mertens J, Finot E, Thundat T, Fabre A, Nadal M-H, Eyraud V     [16]   Hansen T M 2003 Tools for Nanoscale Conductivity
       and Bourillot E 2003 Effects of temperature and pressure on             Measurements (Kgs. Lyngby: MIC—Mikroelektronik
       microcantilever resonance response Ultramicroscopy 97                   Centret, Technical University of Denmark) p 28
       119–26                                                        [17]   Sandberg R, Boisen A and Svendsen W 2005 Characterization
[10] Yum K, Wang Z, Suryavanshi A P and Yu M-F 2004                            system for resonant micro- and nanocantilevers Rev. Sci.
       Experimental measurement and model analysis of damping                  Instrum. in press
       effect in nanoscale mechanical beam resonators in air         [18]   Sandberg R, Svendsen W, Mølhave K and Boisen A 2005
       J. Appl. Phys. 96 3933–8                                                Temperature and pressure dependence of resonance in
[11] Chon J W M, Mulvaney P and Sader J E 2000 Experimental                    multi-layer microcantilevers J. Micromech. Microeng. 15
       validation of theoretical models for the frequency response             1454–8
       of atomic force microscope cantilever beams immersed in       [19]   Walther H 1935 Internal friction in solids Sci. Mon. 41 275–7
       fluids J. Appl. Phys. 87 3978–88                              [20]   Dohn S, Sandberg R, Svendsen W and Boisen A 2005
[12] Blom F R, Bouwstra S, Elwenspoek M and Fluitman J H J                     Enhanced functionality of cantilever based mass sensors
       1992 Dependence of the quality factor of micromachined                  using higher modes J. Appl. Phys. 86 233501
                                                                                                                                           2253