Davis Response
Davis Response
Plaintiff,
v.
Defendant.
Kenneth J. Mendelsohn
Counsel for Plaintiff
TABLE OF CONTENTS
TABLE OF CONTENTS……………………………………………………...………………2
TABLE OF AUTHORITIES…………………………………………………………………..3
INTRODUCTION…………………………………………………………………………….8
FACTS…………………………………………………………………….…………………..8
MOTION TO DISMISS STANDARD………………………………….………..………….15
ARGUMENT…………………………………………………………………..…….………15
I. Count One---Davis’s First Amendment Retaliation Claim…………………………...16
II. Count Two---Davis’s Procedural and Substantive Due Process Claim…….….……20
III. Davis is Entitled to Injunctive Relief on His Federal Claims (Counts I and II)……..26
IV. Davis is Entitled to Declaratory Judgment/Injunctive Relief………………….…….27
V. Supplemental Jurisdiction Is Not at Issue…………………………………...……….27
VI. Counts Four through Eight - Davis’s State-Law Claims………….………...………..27
A. Ivey Did Not Have the Authority to Terminate Davis…………………...……….28
B. Ivey is not afforded State Immunity ………………………………………...……28
C. Ivey is not afforded State-Agent Immunity……………………………………….33
D. Ivey in her Individual Capacity is Liable for Monetary Damages
(Counts Four and Five)…………………………………………………..………35
E. Ivey Retaliated Against Davis in Violation of Alabama Code § 36-25-24…...…..37
F. Davis Stated a Valid Claim for Wrongful Termination (Count Five)……...……..38
G. Davis Stated Valid Claims for Invasion of Privacy and Defamation
(Counts Six and Seven)…………………………………………..………………..40
H. Ivey Can Be Held Liable for Intentional Interference (Count Eight)……….…….41
CONCLUSION ………………………………………………………………………………….43
CERTIFICATE OF SERVICE…………………………………………………………………...44
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TABLE OF AUTHORITIES
CASES
Barnes v. Dale,
530 So. 2d 770, 781 (Ala. 1988)………………………….………………..…….28, 31, 32
Barnhart v. Ingalls,
275 So. 3d 1112 (Ala. 2018)………………………………………………………..……36
BellSouth,
814 So.2d at 214…………………………………………………………………………41
Birmingham v. Graffeo,
551 So. 2d 357, 364 (Ala. 1989)………………………………………..……………21, 22
Carruth v. Bentley,
942 F.3d 1047, 1054 (11th Cir. 2019)……………………………………………..…….20
Cooper v. Smith,
1:12-CV-889-WKW, 2013 WL 252382, at *2 (M.D. Ala. Jan. 23, 2013)………………30
Elmore v. Fields,
45 So. 66, 67 (Ala. 1907)……………………………………………………...…………29
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Ex parte Butts,
775 So.2d 173, 177 (Ala.2000)………………………………………...…...………. 33, 35
Ex parte Cranman,
792 So.2d 392 (Ala.2000)………………………………………………...………….29, 33
Ex parte Davis,
930 So. 2d 497, 500 (Ala. 2005)………………………………………...……………….29
Ex parte Haralson,
853 So. 2d 928, 933 (Ala. 2003)………………………………………………...……….30
Ex parte Lawley,
38 So. 3d 41, 43–44 (Ala. 2009)………………………………….………………….31, 33
Ex parte Pinkard,
373 So. 3d 192, 199 (Ala. 2022)……………………………...…………...……..29, 36, 37
Foulke v. Weller,
2024 WL 2761778, at *5………………………………………….……………………..19
Giambrone v. Douglas,
874 So. 2d 1046, 1052 (Ala. 2003)………………………………………………………33
Gill v. Sewell,
356 So.2d 1196, 1198 (Ala.1978)…………………………………………..……28, 31, 32
Lumpkin v. Cofield,
536 So.2d 62, 65 (Ala.1988)…………………………………………………………31, 32
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Patton v. Black,
646 So.2d 8, 10 (Ala.1994)………………………………………………………………35
Pennington v. Taylor,
776 F. Supp. 3d 1118, 1141–42 (M.D. Ala. 2025)…………………………...………….19
Phillips v. Thomas,
555 So. 2d 81, 83 (Ala. 1989)…………………………………………………..……31, 32
Pickering v. Bd. of Ed. of Tp. High Sch. Dist. 205, Will Cnty., Illinois,
391 U.S. 563, 574 (1968)…………………………………………………...……16, 17, 18
Raley v. Main,
987 So. 2d 569, 575 (Ala. 2007)……………………………………..…………………..28
Unzicker v. State,
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Wells v. McCovery,
No. 2:22CV600-MHT, 2025 WL 2423744, at *1 (M.D. Ala. Aug. 21, 2025)…………..15
White v. Birchfield,
582 So.2d 1085, 1088 (Ala. 1991)……………………...………………………..30, 31, 32
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STATUTES
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INTRODUCTION
The Office of Governor does not come with a crown. Yet the focus of Ivey’s treatment of
Davis and her Motion to Dismiss are based on her idea that she has the “supreme executive power”
to decide what she thinks is best regardless of what the U. S. Constitution or state laws require. As
anyone who passed sixth grade civics knows, there are 3 separate branches of government and
Ivey’s role as Governor was to execute the laws, not disregard them. ALA. CONST. art. V, § 120.
Ivey tries to support her claim through the case of Riley v. Cornerstone Community Outreach, Inc.,
57 So. 3d 704 (Ala. 2010). As will be discussed in detail below, that case does not give a governor
unbridled authority to violate the law. Importantly, in that case the court recognized that the
“governor obviously is not a king” Id. at 729. So too, Ivey is not the Queen of Alabama. She is an
elected official charged with the responsibility to uphold the laws, not violate them.
FACTS
Davis set out detailed facts in paragraphs 5 through 52 of his Complaint (Doc 1) In response
to Ivey’s Motion to Dismiss (Doc 12), Davis will point out the pertinent facts below.
In 1945, the Alabama Legislature created the State Department of Veterans' Affairs, to
operate under a State Board of Veterans' Affairs ("SBVA") and to be headed by a State Service
Commissioner. Code of Alabama § 31-5-2. (Doc. 1, ¶ 5) Per this statute, the Governor served as
chair of the Board and along with several appointed representatives of the state’s veteran
community. Code of Alabama § 31-5-3. (Doc. 1, ¶ 6) Pursuant to Code of Alabama § 31-5-6 the
SBVA had the duty “to appoint a State Service Commissioner who shall serve for a term of four
years subject to removal by the State Board for cause .... " (Doc. 1, ¶ 7)
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In 2019, Davis was appointed Commissioner by the SBVA. In 2022, Davis was
unanimously reappointed by the SBVA to a second four-year term that began in February 2023.
As a matter of law, Davis was not appointed nor hired by Ivey and did not serve at Ivey 's pleasure.
(Doc. 1, ¶ 8)
During Davis’s second term, the ADVA received $5 million in American Rescue Plan Act
("ARPA") funds to address veterans mental health needs in its State Veterans Homes. (Doc. 1, ¶ 9)
In June 2023, the Alabama Department of Finance approached the ADVA regarding an additional
The Alabama Department of Mental Health ("ADMH") was consulted and advised using a
Request for Proposals (RFP) process and also indicated they were open to the idea of administering
the grants and suggested an interagency agreement. (Doc. 1, ¶ 11) Thereafter, the ADVA signed a
Memorandum of Agreement (MOA) with the ADMH for assistance in administering the grant
program based on its experience, expertise, and knowledge of administering grant programs with
ARPA funds; the entire $7 million in grant funds were thus transferred to ADMH. (Doc. 1, ¶ 12)
The ADVA regularly communicated, worked, and met with representatives of the ADMH during
Unbeknownst to Davis at the time, ADMH Commissioner Kim Boswell became upset
about the amount of work for her department under the MOA and the fact that she did not like
some of the grant recipients. Also unbeknownst to Davis, Commissioner Boswell became upset
with John Kilpatrick, an SBVA member and official affiliated with two potential grant recipients.
(Doc. 1, ¶ 20) Although there was a dispute resolution process required by the ADVA-ADMH
MOA, Commissioner Boswell ignored the procedure and presented Commissioner Davis with a
termination letter of the MOA with agency counsel Beverly Gebhardt present. The ADMH never
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had made any indication of any issues or concern with the grant program to Davis prior to the
termination letter, including during an extensive April 2 meeting. Also, unbeknownst to Davis,
Commissioner Boswell sent a copy of the termination letter listing serious but false allegations to
Following the termination of the MOA, the ADMH returned the $7 million of ARPA funds
to the ADVA. (Doc. 1, ¶ 22) In turn, the ADVA transferred the entire $7 million of ARPA funds to
Since Boswell and ADMH at the last minute refused to serve as grant administrator and
destroyed the ADVA’s obligations to provide funds to the grant recipients that had already been
selected and notified of their awards, Davis sought to find an alternate solution to provide grant
funds to the intended veterans' mental health programs. (Doc. 1, ¶ 22) Davis was aware that Troy
University had its own grant program which provided the expertise and capability to administer
sizeable grants. Therefore, Davis contacted Troy and it agreed to serve as the grant administrator.
Troy and the ADVA entered into an MOA. (Doc. 1, ¶ 23) Also, Davis was able to convince the
Alabama State Legislature to appropriate sufficient funds through Senate Bill 66 to authorize the
ADVA to utilize Veterans Assistance Fund dollars as an alternate option for funding the grant
program. SB66 received final legislative passage on May 8. It became a law when signed by
Governor Ivey on May 17, 2024, making it Act 2024- 412. (Doc. 1, ¶ ¶ 24, 25)
Finance Director Bill Poole informed Davis that Finance had looked into the allegations
against him and the SBVA regarding the grant program and found that the procedures they used
were good. Director Poole also commended Commissioner Davis for finding alternate funding for
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On July 9, 2024, before a quarterly meeting of the SBVA in Enterprise, Alabama, Davis
was approached by 3 members of the SBVA who expressed to Davis what they characterized as
ethics concerns surrounding the actions of various external parties, including ADMH
Commissioner Boswell, who had been involved in the ARPA grant program and other veteran
mental health issues. (Doc. 1, ¶ 30) Alabama Code § 36-25-17 (a), a section of the Alabama Code
of Ethics for Public Officials, provides that "[ e ]very governmental agency head shall within 10
days file reports with the commission on any matters that come to his or her attention in his or her
official capacity which constitute a violation of this chapter." Pursuant to that requirement, and
after speaking with additional witnesses, on July 22, 2024, Davis filed an Ethics Complaint against
On August 27, 2024, the Ethics Commission notified Commissioner Davis that it was
dismissing the ethics complaint but thanked him for understanding his obligation under Alabama
Code §36-25-17(a) to report the entire issue to them. (Doc. 1, ¶ 33) The Ethics Commission did
not determine that the Ethics Complaint was frivolous. Davis alleged in his Complaint and has
reasons to believe that Ivey became upset that Davis had filed the Ethics Complaint against her
friend, ADMH Commissioner Boswell, despite Davis’s legal requirement to do so. (Doc. 1, ¶ 34)
On September 5, 2024, less than 2 weeks after the Ethics Complaint was dismissed, Ivey
sent a termination letter to Davis. (Doc.1 ¶ 35, Doc. 1-1) The letter specifically stated that Davis’s
“service must come to an end" and asked for Davis's resignation by 5:00 PM that day to be effective
September 30, 2024. Ivey's decision to terminate Davis was done without a vote by the SBVA and
without providing due process to Davis as required by Alabama Code § 31-5-6. (Doc.1 ¶ 35, Doc.
1-1) The letter also falsely accused Davis and his agency of mishandling the ARPA grant program.
Ivey simultaneously released her letter to the news media, thus publicly defaming Davis. Davis
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alleged in his Complaint and will produce evidence through discovery that Ivey knew or should
have known that her accusations were false and were stated merely as a pretext for Ivey's personal
animosity towards Davis. (Doc.1 ¶ 36) Indeed, if Ivey truly believed that Davis mishandled $7
million of ARPA funds, she would not have signed into law a Bill that provided Davis and the
On September 6, 2024, Ivey, apparently recognizing that she did not have the legal
authority to fire Davis, wrote Davis again stating she was calling a special meeting of SBVA to
consider his removal as Commissioner. (Doc. 1-2) In that letter, which Ivey also simultaneously
released to the press, Ivey claimed that Davis and the ADVA mishandled the $7 million in ARPA
grant funds. This statement was false and Ivey knew or at least should have known it was false. In
fact, all ARPA funds were preserved and returned to the Department of Finance and, as a result of
Davis's efforts, the grant program was successful without using any ARPA funds, but instead using
termination of Davis. Ivey's staff polled SBVA members, in violation of Alabama Open Meetings
Act, Alabama Code 1975 § 36-25A, on how they intended to vote in the upcoming meeting,
commenting to several of those members that "we can count on your support of the Governor, can't
we?" In the process, Ivey learned that a majority vote to remove Davis probably did not exist. At
Ivey’s direction, her Chief of Staff then asked Davis to come to the Governor's office on September
9, 2024, for a meeting to ascertain if an SBVA specially called meeting could be avoided via a
Davis was also contacted by the SBVA Vice Chair who falsely represented to him that the
SBVA had the votes to remove him from office for cause. The Vice Chair also called at least one
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other SBVA member, in violation of Alabama Open Meetings Act, Alabama Code 1975 § 36-25A,
and had that member call Davis in turn to relate the same threat. At the time, Davis was
approximately 16 months shy of his state retirement vesting. (Doc.1 ¶ 40) Naturally, Davis feared
that he would lose his job, income and benefits and therefore, under duress, went to the State
Capitol for that meeting with Ivey and her staff. An agreement was reached by which Davis would
resign as Commissioner of ADVA effective December 31, 2024, and all agreed not to say anything
in public that would be considered derogatory toward the other parties. In addition, Ivey agreed
that neither she nor her staff would do anything to impair Davis's ability to obtain future
employment commensurate with his resume, even offering to give positive job referrals to any
potential employer. Davis, while under duress, decided to resign and seek other state employment
for which he was imminently qualified, so he could maintain state employment and his benefits.
Both parties made a public statement shortly thereafter favorably touting that agreement. (Doc.1 ¶
41)
On October 9, 2024, the SBVA held a committee meeting in which it asked Davis to go
through the entire ARPA timeline in detail so that the committee could get a thorough
understanding of the entire process and address previous allegations that had been made of
impropriety. At the end of that public meeting held under the Open Meetings Act, the SBVA
committee unanimously voted to exonerate Commissioner Davis of any wrongdoing involving the
entire ARPA grant program. (Doc.1 ¶ 42) On October 10, 2024, the SBVA in its quarterly meeting
unanimously voted to ask Davis to rescind his previous resignation. (Doc.1 ¶ 43)
On October 18, 2024, Ivey, who was upset with the SBVA's decision to request that Davis
not resign, sent a letter to Davis informing him that she was calling "a special meeting of the State
Board of Veterans Affairs to consider his immediate removal as Commissioner of the Department"
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and that she regretted that Davis's "service must come to an end in this manner." (Doc 1-3)
Although this meeting was supposed to provide Davis with his due process rights guaranteed by
the Constitution and Code of Alabama § 31-5-6, it is clear that Ivey planned on firing Davis even
if the Board found there was no just cause to do so. In this letter which Ivey provided to the Press
for publication, she falsely accused Davis of "general lack of cooperation," "breach of [the
complaint," and "failure to comply." (Doc 1-3) Ivey made these accusations to pressure the SBVA
Ivey's false and nebulous accusations of "general lack of cooperation" and "general loss of
trust and confidence" related to public statements Davis had made regarding matters of public
interest and concern, including his criticism of the Alabama legislature's cuts to the GI Dependent
scholarship program; his criticism of the legislature's and ADMH Commissioner's general lack of
support for veterans' mental health programs; his criticism of false criminal allegations by Rep. Ed
Oliver directed at the quality of care in state veterans homes; his criticism of the legislature for not
providing more ARPA funds, opioid settlement funds, or General Fund dollars to address critical
problems with veterans mental health; his criticism of Rep. Mike Rogers and his staffer Chris
Brinson for their past actions; and his criticism of Defendant Ivey for never having visited a single
one of the seventy facilities statewide overseen by ADVA. Davis's statements were true and were
Also on October 18, Ivey released her latest letter to the press and made a public
announcement to the news media, thus defaming Davis once again. The letter called for another
special-called meeting of the SBVA to remove Commissioner Davis immediately, with that
meeting to be held at Ivey 's convenience in the State Capitol on October 22, 2024. (Doc.1 ¶ 46)
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On October 22, 2024, at the specially-called meeting of the SBVA, which Ivey did not
attend, the SBVA voted to reject the immediate removal of Davis from the Commissioner position.
(Doc.1 ¶ 47) Immediately after the vote was taken, the governor's legal counsel approached Davis
and his lawyer and handed them a previously prepared letter (Doc 1-4) from Ivey purporting to
immediately remove Davis from the Commissioner position using what she claimed to be her
"supreme executive power" despite the vote just taken by the SBVA. Ivey 's position is contrary to
Alabama law. Ala. Code § 36-16-7. This statute expressly limits the governor's power to terminate
a "person who holds office or employment in any of the state executive departments and agencies
by virtue of appointment by the incumbent Governor or any preceding Governor." Davis was not
appointed to his position by Ivey nor any preceding governor. Instead, he was appointed by the
SBVA pursuant to Alabama Code § 31-5-6 and could only be terminated for cause by the SBVA,
Ala. Aug. 21, 2025) the Court restated the well-settled Motion to Dismiss Standard as follows:
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“To set forth a free-speech claim,” a plaintiff must show that: “(1) [he] was speaking as a
citizen on a matter of public concern; (2) [his] interests as a citizen outweighed the interests of the
State as an employer; and (3) the speech played a substantial or motivating role in the adverse
employment action.’” Kirkpatrick v. Geneva Cnty. Bd. of Educ., 2015 WL 5853778, at *3 (M.D.
Ala. Oct. 6, 2015) (Thompson, J.) (citing Vila v. Padron, 484 F.3d 1334, 1339 (11th Cir. 2007) and
Lane v. Franks, 134 S. Ct. 2369, 2378 (2014)). Davis meets each of these elements.
The State of Alabama has failed our veterans especially those suffering from physical
injuries, PTSD and other mental disabilities acquired while protecting our country in battle.
Davis’s public statements concerning the lack of care for veterans are matters of public concern.
The well-being of our veterans and the States’ failures in adequately caring for veterans are
Ivey, however, claims that since Davis was acting as the Commissioner of SBVA, he does
not have First Amendment protections against retaliation for making those statements. That is not
the law. In Pickering v. Bd. of Ed. of Tp. High Sch. Dist. 205, Will Cnty., Illinois, 391 U.S. 563,
574 (1968) the Supreme Court noted that “statements by public officials on matters of public
concern must be accorded First Amendment protection.” That case, as the Court is well aware,
involved a schoolteacher who was wrongfully terminated for sending a letter critical of the local
school board. The Court stated that “[t]eachers are, as a class, the members of a community most
likely to have informed and definite opinions as to how funds allotted to the operations of the
schools should be spent. Accordingly, it is essential that they be able to speak out freely on such
questions without fear of retaliatory dismissal.” Id. at 572 The same analysis applies here. Davis,
as Commissioner, definitely has informed and well thought out opinions on the lack of treatment
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of veterans, including those with mental health issues. Like the teacher in Pickering, Davis must
be able to speak out freely on such questions without fear of retaliatory dismissal.
Davis alleged and will prove during discovery that his speech played a substantial or
motivating role in the adverse employment action. Ivey made clear in her letter October 18, 2024,
(Doc 1-3) that her termination of Davis was based on false accusations of "general lack of
"filing of frivolous ethics complaint," and "failure to comply.” Davis’s allegations in his
Complaint, which are deemed to be true, show that Ivey’s false accusations of "general lack of
cooperation" and "general loss of trust and confidence" related to public statements Davis had
made regarding matters of public interest and concern, including his criticism of the Alabama
legislature's cuts to the GI Dependent scholarship program; his criticism of the legislature's and
ADMH Commissioner's general lack of support for veterans' mental health programs; his criticism
of false criminal allegations by Rep. Ed Oliver directed at the quality of care in state veterans
homes; his criticism of the legislature for not providing more ARPA funds, opioid settlement funds,
or General Fund dollars to address critical problems with veterans mental health; his criticism of
Rep. Mike Rogers and his staffer Chris Brinson for their past actions; and his criticism of
Defendant Ivey for never having visited a single one of the seventy facilities statewide overseen
by ADVA. Davis's statements were true and were expressed solely to help benefit veterans. (Doc.1
¶ 45)
Ivey attempts to avoid liability by making factual statements that are contrary to Davis’s
allegations in the Complaint and will later be proven to be false. For example, in her letters
purportedly terminating Davis and on page 29 of her Motion (Doc 12), Ivey claims the Ethics
Complaint was frivolous. Just because Ivey says it was frivolous does not make it true. There was
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no determination made by the Ethics Commission that the Ethics Complaint was frivolous and
Davis maintains that it was not. If anything, this is an issue that should be raised at the summary
The same holds true for Ivey’s other conclusory claims regarding Davis’s conduct. On page
30 of her Motion (Doc 12) Ivey states that she had an interest in cross-executive agency
cooperation and functionality. Whether there was a lack of cross-executive agency cooperation and
whether Davis was responsible for such lack of cooperation will be a highly disputed issue. Even
assuming there were issues between Davis and Ivey’s appointed Mental Health Commissioner,
Ivey still did not have the statutory authority to fire Davis.
On page 33 of her Motion (Doc 12) Ivey claims that the Pickering Balancing Test does not
prohibit a governor from firing an executive official based on policy disagreements. Under the
facts of this case, Ivey is wrong. First, as a matter of law, Ivey did not have the authority to
terminate Davis. Ala. Code § 31-5-6. Second, Ivey’s claim on page 34 of her Motion (Doc 12) that
Davis’s speech “impeded the government’s ability to perform efficiently” is another disputed fact
that cannot be decided at this early stage. Third, Ivey’s claim on page 34 that the Governor and the
State are entitled to agency heads who work to further, rather than impede, the State’s policies in
the areas those agency heads oversee and that it is thus “reasonably possible” that Plaintiff’s speech
could have caused “adverse harm” to the State’s operations. However, at this stage, it is equally as
possible that Davis’s speech did not cause harm to the State’s operations. Indeed, the Board did
not think so when it exonerated Davis. Most importantly, the Pickering Test does not supersede
the Constitution.
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Ivey’s quotation of Pennington v. Taylor, 776 F. Supp. 3d 1118, 1141–42 (M.D. Ala. 2025)
While state officials, in their official capacities, are usually entitled to sovereign immunity,
the Supreme Court, in Ex parte Young, 209 U.S. 123, 159-60, 28 S.Ct. 441, 52 L.Ed. 714
(1908), recognized an exception allowing federal claims for injunctive relief to be brought
against state officials. The Court explained that when an official's conduct violates federal
law, that official is stripped of the cloak of sovereign immunity, as the “state has no power
to impart to [the official] any immunity from responsibility to the supreme authority of the
United States.” Id. at 160, 28 S.Ct. 441. Thus, to ensure the supremacy of federal law, and
consistent with the traditions of equity, plaintiffs may ask a federal court to enjoin state
officials from enforcing “state laws that are contrary to federal law.” Jackson, 595 U.S. at
39, 142 S.Ct. 522; see also Ex parte Young, 209 U.S. at 160, 28 S.Ct. 441.
Id. at 1141–42 (M.D. Ala. 2025). Here, Ivey violated Davis’s First Amendment rights and as will
be shown in the next section his Due Process rights which are protected by the U. S. Constitution
Ivey also is not entitled to qualified immunity, most certainly not at this early stage of the
litigation. Davis agrees with Ivey’s statement on 36 of her Motion (Doc 12) that “ ‘[q]ualified
immunity offers complete protection for government officials sued in their individual capacities if
their conduct does not violate clearly established statutory or constitutional rights of which a
reasonable person would have known.’ Foulke, 2024 WL 2761778, at *5.” Here, Ivey’s
termination of Davis violated the clearly established law set out Alabama Code § 31-5-6 which
provided that Davis could only be fired by the Board and only for cause. When the Board found
no just cause and voted not to terminate Davis, Ivey usurped the Board’s statutory authority and
fired Davis anyway. Ivey cannot violate clear laws and established rights, fire Davis and now claim
In Kirkpatric, supra, Your Honor stated that “[q]ualified immunity protects government
officials, in their individual capacities, from suit unless the law preexisting the defendant official's
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supposedly wrongful act was already established to such a high degree that every objectively
reasonable official standing in the defendant's place would be on notice that what the defendant
official was doing would be clearly unlawful given the circumstances.” Here, the law was clearly
established. Ivey did not have the authority to fire Davis. Every reasonable official, or for that
matter, anyone who reads Alabama Code § 31-5-6 would know that Ivey lacked the authority to
fire Davis.
Ivey cited Carruth v. Bentley, 942 F.3d 1047, 1054 (11th Cir. 2019) for the proposition that
to “receive” the protections of “qualified immunity,” the Governor “must first prove that [she] was
acting within the scope of [her] discretionary authority when the allegedly wrongful acts
occurred.” If she “makes this showing, the burden shifts to the plaintiff to show that qualified
immunity is not appropriate.” Id. Davis agrees with Ivey’s analysis but not her application of it to
the facts of this case. The law is clear that Ivey did not have the “discretionary authority” to fire
Davis; only the Board could and only for cause. Moreover, Ivey’s “discretionary authority” to fire
any executive branch official is severely limited by state statute, and Ivey clearly violated that
The issue of whether Davis had a property interest in his job is not subject to dispute. It is
well settled that “as a matter of federal law a property interest is created whenever a public
employee can only be fired ‘for cause.’” State law determines whether a particular employee is
terminable at will or only for cause. Brown v. Georgia Dept. of Revenue, 881 F.2d 1018, 1025 (11th
Cir. 1989) Here, Code of Alabama § 31-5-6 provided that "[i]t shall be the duty of the State Board
of Veterans' Affairs to appoint a State Service Commissioner who shall serve for a term of four
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years subject to removal by the State Board for cause." (emphasis added) Thus, Davis was not
an employee at will but rather an employee who had a statutorily protected right to only be fired
In The Bd. of Regents of State Colleges v. Roth, 408 U.S. 564, (1972) the Supreme Court
addressed the issue of whether a non-tenured professor hired for a specific one-year term had a
property interest in continued employment. Although the Supreme Court found that under the
facts of that case the professor had no such property interest, the Court’s analysis shows that Davis
clearly had a property interest in his job as Commissioner. Please consider the following from the
Court’s Opinion:
To have a property interest in a benefit, a person clearly must have more than an abstract
need or desire for it. He must have more than a unilateral expectation of it. He must, instead,
have a legitimate claim of entitlement to it. It is a purpose of the ancient institution of
property to protect those claims upon which people rely in their daily lives, reliance that
must not be arbitrarily undermined. It is a purpose of the constitutional right to a hearing
to provide an opportunity for a person to vindicate those claims.
Property interests, of course, are not created by the Constitution. Rather they are created
and their dimensions are defined by existing rules or understandings that stem from an
independent source such as state law—rules or understandings that secure certain benefits
and that support claims of entitlement to those benefits.
Id. at 577. Davis certainly had the expectation, pursuant to state law, that he would continue in his
4-year term of office and that he could only be terminated for cause by the Board. Accordingly,
On page 41 of her Motion (Doc 12) Ivey claimed that Cleveland Board of Education v.
Loudermill, 470 U.S. 532, 538 (1985) and Birmingham v. Graffeo, 551 So. 2d 357, 364 (Ala. 1989)
“establishes that public officials like Plaintiff have no property right in their positions.” Ivey is
simply incorrect. In Loudermill, two school district employees brought suit alleging they were
wrongfully discharged in violation of their due process rights. The Supreme Court reviewed the
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applicable state statute which provided that the employees were entitled to retain their positions
during good behavior and efficient service who could not be dismissed except for misfeasance,
malfeasance, or nonfeasance in office. Loudermill, at 538–39 The Court then held that the statute
plainly supports the conclusion that the discharged employees possessed property rights in
continued employment. Id. The ultimate issue in that case was what process was due to those
plaintiffs; not whether they had rights to due process. Actually, that case supports Davis’s claim
Graffeo does not in any way relate to this case. It involved a city council member elected
under Birmingham’s at-large system, whose term was shortened after the City enacted an
ordinance providing for single-member districts. Graffeo was not fired by the Mayor nor the City
Council. Moreover, there was no statute similar to Code of Alabama § 31-5-6 setting out that
Graffeo could only be discharged “for cause.” The mere fact that the Alabama Supreme Court
found that Graffeo did not have a property interest in his elected position under those
circumstances does not detract from the decisions of the U. S. Supreme Court and Eleventh
Circuit holdings that property rights arise when a statute or other regulation provide that the
The question here is whether Code of Alabama § 31-5-6, which guaranteed Davis a four-
year term subject only to termination for cause, provided Davis with a property interest in his
As a final matter on this topic, Davis needs to address Ivey’s claim in footnote 13 on page
41 of her Motion (Doc 12) that Davis’s Due Process claims should be dismissed because, as she
reads Count III, Davis is bringing this claim “directly under the Fourteenth Amendment and not
under 42 U.S.C. § 1983.” Ivey ignores the fact that in the opening paragraph of his Complaint
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(Doc. 1) Davis specifically alleged he was making “claims under 42 U.S.C. § 1983 and § 1985 to
redress the deprivation, under color of state law, of rights guaranteed to Davis by the Constitution
of the United States for Ivey knowingly violating clearly established First and Fourteenth
Amendment rights.” Paragraph 65 under Count II specifically states that Davis “adopts and
realleges each and every allegation contained in this Complaint as if set out anew herein.” Ivey
obviously was on notice that Davis was making a §1983 claim for due process violations. Indeed,
Ivey referred to §1983 several times in her Due Process argument. Should the Court be inclined to
agree with Ivey’s overly technical analysis on this issue, Davis would request the opportunity to
65A. This cause of action is brought under 42 U.S.C. §1983 and §1985 to redress the
deprivation, under color of state law, of rights guaranteed by the Fourteenth Amendment
Ivey’s claim beginning on page 45 of her Motion (Doc 12) that she “Supplied Plaintiff
with the Constitutional Minimum Due-Process Requirements” is contrary to the facts of this case.
On September 5, 2024, Ivey terminated Davis. (Doc 1-1) Ivey can try to claim that she was merely
asking Davis to resign but the letter specifically stated that “I regret that your service must come
to an end in this manner.” This obviously was a termination. Not only did this termination violate
Code of Alabama § 31-5-6, but it did not provide him with the opportunity to be heard before the
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Ivey apparently recognized or learned that she did not have the authority to terminate Davis
on her own, so she sent another letter the following day in which she stated she was calling a
special meeting of the SBVA to consider Davis’s removal as Commissioner. This letter clearly was
a termination letter as well because Ivey again stated that “I regret that your service must come to
an end in this manner.” (Doc 1-2) Thus, even though there was going to be an SBVA Board meeting
to determine if there was cause to fire Davis, it is clear that Ivey was going to terminate Davis
regardless of what the Board decided and regardless of her lack of authority to terminate him.
On October 18, 2024, Ivey wrote Davis a letter notifying him that she was calling a special
meeting of the Board to consider immediate removal of Davis as Commissioner. (Doc 1-3) Davis
acknowledges that this letter does provide Davis with notice of the charges and an opportunity to
appear before the Board and to be heard. However, as just one member of the SBVA, Ivey did not
have the authority to make these charges against Davis without Board approval. It is telling that
Ivey stated in the letter “[a]s I’ve said before, I regret that your service must come to an end in this
manner.” Thus, it was clear that Ivey did not care what the Board decided, she was terminating
Davis. Whether this Board Hearing, under these circumstances, complied with due process
requirements is also questionable since Ivey planned on firing Davis regardless of the decision by
the SBVA. In any case, what is most important here is that at the end of the Hearing, the Board
voted to reject the removal of Davis from his position. Nothing in this statute, or actually any law,
Ivey did not have the “Supreme Executive Power” to violate the law
On page 48 of her Motion (Doc 12), Ivey claims that she had the right to terminate Davis
regardless of what “a mere statute says.” Davis acknowledges that ALA. CONST. art. V, § 113
provides “[t]he supreme executive power of this state shall be vested in a chief magistrate, who
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shall be styled ‘The Governor of Alabama.’” However, nothing in that provision or in any other
authority gives Ivey or any past or future governor the unbridled authority to fire state employees
who have constitutionally and statutorily protected rights to continued employment. Indeed, the
law is to the contrary. ALA. CONST. art. V, § 120, which Ivey relies upon, provides “[t]he
Governor shall take care that the laws be faithfully executed.” Here, Ivey not only failed to see
that Code of Alabama § 31-5-6 was followed, but she directly violated that law. In addition,
Alabama Constitution Article 1, § 35 provides that "the sole object and only legitimate end of
government is to protect the citizen in the enjoyment of life, liberty, and property, and when the
government assumes other functions it is usurpation and oppression." Ivey's termination usurped
the statutory authority of the SBVA and thus violated Davis's statutory and constitutional rights.
Ivey’s reliance on Riley v. Cornerstone Community Outreach, Inc., 57 So. 3d 704 (Ala.
2010) is misguided. That case was essentially a dispute between Governor Bob Riley and Attorney
General Troy King over who had the authority to enforce gambling laws. Governor Riley
established a Task Force on Illegal Gambling which executed search warrants and seized alleged
gambling machines from an electronic bingo facility in Lowndes County. The facility filed suit
against Riley and other state officials claiming the bingo machines were legal. Riley and the other
Defendants fought the lawsuit. During the litigation, AG King filed a Notice of Appearance
seeking to take over the representation of the State Defendants and also attempted to dismiss the
case. Essentially there was a standoff between Riley and King; the Governor sought to shut down
the bingo parlor and the AG sought to keep it open. Thus, the Alabama Supreme Court was faced
with the issue of which official had the authority to control the litigation. In finding that the
governor had the authority to make the decision, the Alabama Supreme Court made clear that its
decision was limited to that case. Specifically, the court stated the following:
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To decide this dispute between two constitutional officers over their respective spheres of
authority, however, it is not necessary for us to decide whether the governor's discretion
to make such a decision and act upon it is indeed “absolute” in relation to the other
official, the concern expressed by the respondents. We are clear to the conclusion that, at
least under circumstances such as those presented here, Governor Riley acted consistently
with his constitutional authority.
Id. at 734. Nothing in that opinion even remotely suggests that ALA. CONST. art. V, § 120 gives
Ivey or any future governors the right to disregard an employee’s federal constitutional rights or a
Ivey’s argument on this point is circuitous. She claims she legally fired Davis despite the
constitutional and statutory prohibitions against her doing but claims she has no power to correct
this wrong. If she does not have the power to reinstate Davis, then she could not have had the
power to fire him. Most certainly she can reinstate Davis if the Court orders her to do so.
Ivey points out on page 56 of her Motion (Doc 12) that the exception to Eleventh
Amendment immunity does not permit a plaintiff “to adjudicate the legality of past conduct;” thus,
a plaintiff must allege “an ongoing and continuous violation of federal law.” Summit Med. Assocs.
v. Pryor, 180 F.3d 1326, 1337, 1338 (11th Cir. 1999) Davis agrees with this general principle but
what Ivey refuses to recognize is that there is an ongoing and continuous violation of Davis’s
federal rights. The wrongful termination deprived Davis of his income, retirement benefits, other
state benefits and is still ongoing. He will continue to suffer unless and until his position and
On page 57 of her Motion (Doc 12) Ivey pointed out that “since the Governor terminated
Plaintiff, the Alabama Legislature has amended that statute. Pursuant to the current version of
Alabama Code § 31-5-6, effective as of March 17, 2025, ‘[t]he Governor shall appoint a
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commissioner to serve at the Governor’s pleasure.’ So, to the extent Plaintiff asserts that the
Governor ever violated State law in terminating him, he cannot assert that that violation is
ongoing, precluding application of Ex parte Young.” This defeats Ivey’s prior argument that she
does not have the authority to reinstate Davis. Also, the fact that Ivey convinced the legislature to
change the law to give the governor the power to hire and fire the Commissioner further proves
RELIEF
Under this section of her Motion (Doc 12), Ivey acknowledged that “a suit brought under
the [Declaratory Judgment] Act must state some independent source of jurisdiction, such as the
presentation of a federal question.’” Sellers v. Nationwide Mut. Fire Ins. Co., 968 F.3d 1267, 1273
(11th Cir. 2020). The present case presents the question of whether Ivey violated Davis’s
constitutional rights. His claims are not “grounded strictly in state law” as Ivey suggested on page
58.
Ivey’s request that the Court decline supplemental jurisdiction is based on her presumption
this Court is going to dismiss the federal claims. Since Davis has adequately set forth valid claims
for violations of Davis’s rights to Free Speech and Due Process, this Court does not have to even
consider the supplemental or pendent jurisdiction issue raised by Ivey. In addition, comity does
not prevent this Court deciding the limits of Ivey’s authority or allow claims for monetary damages.
Indeed, this Court and all federal courts routinely preside over state law claims.
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In this Section Ivey merely reasserts her claim that she has the authority to fire employees
despite constitutional and statutory prohibitions from doing so. In other words, Ivey thinks she has
the right to violate the law as long as she, in her own mind, thinks it is a good idea. For the reasons
stated above. Ivey did not have the authority to fire Davis.
Davis’s State Law claims are against Ivey in her individual capacity only. Under the facts
Article I, Section 14 of the Alabama Constitution only provides that “the State of Alabama
shall never be made a defendant in any court of law or equity.” Section 14 does not provide absolute
sovereign immunity to a governor in every case. The extensions of absolute immunity beyond just
the State itself have been judicially created and limited to arms or agencies of the State, Raley v.
Main, 987 So. 2d 569, 575 (Ala. 2007) and actions against state officers in their “official”
capacities when those actions are, in effect, actions against the State. Lyons v. River Road Constr.,
Inc., 858 So.2d 257, 261 (Ala.2003). Here, Davis’s claims are against Ivey, not the State.
The Alabama Supreme Court has made clear that absolute immunity does not grant relief
from liability to constitutional and executive officers in all cases. Gill v. Sewell, 356 So.2d 1196,
1198 (Ala.1978) (“Section 14 does not necessarily immunize State officers and agents from
individual civil liability”). It is also settled that a state officer or employee may not escape tort
liability by “arguing that his mere status as a state officer cloaks him with the state’s constitutional
immunity.” Barnes v. Dale, 530 So. 2d 770, 781 (Ala. 1988). “It must stand to reason that no person
can commit a wrong upon the property or person of another, and escape liability, upon the theory
that he was acting for and in the name of the government, which is immune from suit, at the
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instance of one of her subjects. Elmore v. Fields, 45 So. 66, 67 (Ala. 1907), holding modified by
Ex parte Cranman, 792 So. 2d 392 (Ala. 2000) The individual is not liable while acting for the
state if the suit directly affects the state treasury, but the agent is liable for torts committed within
his authority and cannot escape personal liability through the immunity shield Ex parte Cranman,
792 So. 2d 392, 399 (Ala. 2000), holding modified by Hollis v. City of Brighton, 950 So. 2d 300
(Ala. 2006) Because genuine individual-capacity claims run against officers personally, not against
the State, the Alabama Supreme Court has traditionally held that such claims cannot trigger § 14's
jurisdictional bar. See Ex parte Pinkard, 373 So. 3d 192, 199 (Ala. 2022)
including a governor sued in her individual capacity, depends upon the degree to which the action
involves a State interest. Ex parte Davis, 930 So. 2d 497, 500 (Ala. 2005) The “cases adhere to the
view that the State has an interest such as will prohibit suit against the State official or employee
where the action is, in effect, against the State.” Taylor v. Troy State Univ., 437 So.2d 472, 474
(Ala.1983). An action is deemed to be against the State “when a favorable result for the plaintiff
would directly affect a contract or property right of the State, or would result in the plaintiff's
recovery of money from the State.” Alabama Dep't of Transp. v. Harbert Int'l, Inc., 990 So.2d 831,
840 (Ala.2008) (quoting Alabama Agric. & Mech. Univ. v. Jones, 895 So.2d 867, 873 (Ala.2004))
(emphasis omitted). Such is not the case here. Davis’s state law claims are against Ivey in her
individual capacity only, not in her official capacity. Ivey will be personally responsible for paying
a judgment in favor of Davis. A judgment will not result in recovery of money from the State
Treasury. Simply put, this case is not “one against the State” as Ivey claims in her Motion (Doc
12).
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The Alabama Supreme Court also has made clear that a constitutional officer can be held
individually liable in tort for conduct outside “the course and scope of the officer's employment.”
See, Ex parte Haralson, 853 So. 2d 928, 933 (Ala. 2003); Cooper v. Smith, 1:12-CV-889-WKW,
2013 WL 252382, at *2 (M.D. Ala. Jan. 23, 2013) For example, Sheriffs who are executive officers
and are afforded the same immunity as a governor do not have absolute immunity in all
circumstances. See Coleman v. City of Dothan, 598 So.2d 873, 875 n. 2 (Ala.1992) (“We are careful
to point out …that a sheriff is not entitled to absolute immunity in all situations.”); White v.
Birchfield, 582 So.2d 1085, 1088 (Ala. 1991) (“[B]y this opinion, we are not to be understood as
granting absolute immunity to a sheriff in all situations.”) In Haralson, the Alabama Supreme
Court reviewed the trial court’s denial of a Motion to Dismiss on claims against a deputy sheriff.
The court recognized that Sheriffs are executive officers and that they and their deputies are
sometimes afforded absolute immunity, but only when acting in the line and scope of their
employment. In denying the deputy’s Petition for Writ of Mandamus, the court held the following:
We cannot conclude, at this early stage of the proceedings, without evidence showing that
at the time of the accident he was acting within the line and scope of his employment, that
Deputy Haralson is entitled to immunity. No State officer, such as a deputy sheriff, can
avoid tort liability simply by claiming that his “ ‘mere status as a [S]tate official cloaks him
with the [S]tate's constitutional immunity.’ ” Phillips, 555 So.2d at 83 (quoting Barnes v.
Dale, 530 So.2d 770, 781 (Ala.1988)); see also Mitchell, 598 So.2d at 806. It is conceivable
that Griffith could prove facts that would show that at the time of the accident Deputy
Haralson was on a personal errand or otherwise had departed from the line and scope of
his employment. If so, Griffith “may possible prevail” on her claims. See Nance, 622 So.2d
at 299. Given the question presented by this mandamus petition—whether the trial court
should have dismissed Griffith's claims against Deputy Haralson on the ground that he is
entitled to State immunity—we conclude that Deputy Haralson has not shown that he has
“ ‘a clear legal right ... to the order sought.’
Id. at 933 (Ala. 2003)
Similarly, in Cooper, District Judge Keith Watkins denied a Motion to Dismiss filed by a
deputy. Judge Watkins noted that “under § 14 of the Alabama Constitution, deputy sheriffs, as alter
egos to the Sheriff, are absolutely immune from state-law claims for damages whenever the acts
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that are the basis of the alleged liability were performed within the course and scope of the officer's
employment. The key question, then, is whether Defendants were acting in the course and scope
of their employment.” Here, Davis will prove that Ivey not only acted outside of the scope of the
Office of Governor, but also grossly abused her authority by violating the U. S. Constitution and
State law. The SBVA and only the SBVA had the authority to terminate Davis, and it found
insufficient cause to terminate Davis. Ivey ignored the SBVA decision and her firing of Davis after
the SBVA ruling was most certainly outside the scope of her authority; it was a direct violation of
the law and ALA. CONST. art. V, § 120, which provides that “[t]he Governor shall take care that
Again, contrary to Ivey’s position, the law is clear that a state officer or employee is not
protected by § 14 when he acts willfully, maliciously, illegally, fraudulently, in bad faith, beyond
his authority, or under a mistaken interpretation of the law. White v. Birchfield, 582 So. 2d 1085,
1088 (Ala. 1991); Phillips v. Thomas, 555 So. 2d 81, 83 (Ala. 1989) See also, Lumpkin v. Cofield,
536 So.2d 62, 65 (Ala.1988); Barnes v. Dale, 530 So.2d 770 (Ala.1988) ], at 782; DeStafney v.
University of Alabama, 413 So.2d 391, 393 (Ala.1981); Gill v. Sewell, 356 So.2d 1196, 1198
(Ala.1978); Unzicker v. State, 346 So.2d 931, 933 (Ala.1977); St. Clair County v. Town of
Riverside, 272 Ala. 294, 296, 128 So.2d 333, 334 (1961) In Ex parte Lawley, 38 So. 3d 41, 43–44
(Ala. 2009), suit was brought against several employees of the Department of Conservation,
including its Director, a Cabinet Appointee. In considering whether the Defendants were entitled
to State Immunity under Article I, § 14, the Alabama Supreme Court held as follows:
As this Court stated in Patton, “[i]t is not for this court to determine, based on the
complaint, whether the plaintiff will ultimately prevail, but only if he may possibly
prevail.” 646 So.2d at 10. It is conceivable that the families could prove facts that would
show that one or more of the employees failed to discharge duties pursuant to a checklist
or acted willfully, maliciously, fraudulently, in bad faith, beyond his authority, or under a
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mistaken interpretation of the law. If so, the families “may possibly prevail” on their
claims. Therefore, the trial court properly denied the employees' motion to dismiss the
claims stated against them in their individual capacities.
After the parties have had the opportunity to conduct discovery, the employees will have
the opportunity to seek a summary judgment on the ground that they are entitled to State-
agent immunity. If they make such a motion based on that ground and the trial court denies
it, then they can again ask this Court to review their immunity claims, either by petitioning
for permission to appeal, pursuant to Rule 5, Ala.R.App.P., or by petitioning for a writ of
mandamus, pursuant to Rule 21, Ala.R.App.P.
Davis has properly alleged that Ivey’s wrongful acts were willful, malicious, fraudulent, in
bad faith and beyond her authority and can produce overwhelming evidence to support this
position. (Doc 1, ¶¶ 86, 95, 102, 108 and 116) These are not just conclusions as Ivey suggests; the
facts set out in the Complaint clearly support those allegations. Accordingly, Ivey is not entitled
The Alabama Supreme Court’s extension of absolute immunity to Sheriffs and Governors does
not apply when the actions are outside the course and scope of the officer's employment or willful,
malicious, illegal, fraudulently, in bad faith, beyond his authority or an illegal abuse of power,
which is the case here. “Actions against State officials in their individual capacities are not
prohibited by the doctrine of State immunity where it is alleged that [the State officials] ... acted
fraudulently, in bad faith, beyond their authority or in a mistaken interpretation of law.” Lyons v.
River Rd. Const., Inc., 858 So. 2d 257, 265 (Ala. 2003) A “state officer or employee is not protected
by § 14 when he acts willfully, maliciously, illegally, fraudulently, in bad faith, beyond his
authority, or under a mistaken interpretation of the law. White v. Birchfield, 582 So. 2d 1085, 1088
(Ala. 1991); Phillips v. Thomas, 555 So. 2d 81, 83 (Ala. 1989) See also, Lumpkin v. Cofield, 536
So.2d 62, 65 (Ala.1988); Barnes v. Dale, 530 So.2d 770 (Ala.1988), at 782; DeStafney v. University
of Alabama, 413 So.2d 391, 393 (Ala.1981); Gill v. Sewell, 356 So.2d 1196, 1198 (Ala.1978);
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Unzicker v. State, 346 So.2d 931, 933 (Ala.1977); St. Clair County v. Town of Riverside, 272 Ala.
of the test set out in Ex parte Cranman, 792 So.2d 392 (Ala.2000) a plurality opinion, which was
later adopted by the Alabama Supreme Court in Ex parte Butts, 775 So.2d 173 (Ala.2000). That
An officer, employee, or agent of the state, including, but not limited to, an education
employee, is immune from civil liability in his or her personal capacity when the conduct
made the basis of the claim is based upon the agent’s doing any of the following:
b. Allocating resources.
c. Negotiating contracts.
(4) Exercising judgment in the enforcement of the criminal laws of the state, including, but
not limited to, law enforcement officers' arresting or attempting to arrest persons.
(5) Exercising judgment in the discharge of duties imposed by statute, rule, or regulation
in releasing prisoners, counseling or releasing persons of unsound mind, or educating
students.
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(1) The Constitution or laws of the United States, or the Constitution of this state,
or laws, rules, or regulations of this state enacted or promulgated for the purpose of
regulating the activities of a governmental agency require otherwise; or
(2) The education employee, officer, employee, or agent acts willfully, maliciously,
fraudulently, in bad faith, beyond his or her authority, or under a mistaken
interpretation of the law.
Supreme Court established a “burden-shifting” process. Ex parte Estate of Reynolds, 946 So.2d
450, 452 (Ala.2006). A State agent asserting State-Agent immunity bears the burden of
demonstrating that the plaintiff's claims arise from a function that would entitle the State Agent to
immunity. Id. Only if the State agent makes such a showing does the burden then shift to the
Plaintiff to show that one of the two categories of exceptions to State-Agent immunity recognized
in Cranman is applicable. Ex parte Lawley, 38 So. 3d 41, 47 (Ala. 2009); Giambrone v. Douglas,
On page 64 of her Motion (Doc 12) Ivey claims that she clears the first hurdle because she
was exercising her judgment in the administration of a department or agency of government. The
facts and law do not support this claim. Ivey was not allowed to exercise judgment in terminating
Assuming that Ivey can satisfy the first prong of the Giambrone test and the burden shifts
to Davis, he can satisfy both of the exceptions. First, Ivey’s termination of Davis violated the
Constitution of the United States and laws of the State of Alabama. With respect to the second
exception, the law is clear that if any employee fails to discharge her duties pursuant to detailed
rules or regulations or acted willfully, maliciously, fraudulently, in bad faith, beyond his authority,
or under a mistaken interpretation of the law, then that employee would not be entitled to State-
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agent immunity. As the court stated in Patton v. Black, 646 So.2d 8, 10 (Ala.1994), ‘[i]t is not for
this court to determine, based on the complaint, whether the plaintiff will ultimately prevail, but
only if he may possibly prevail.’ 646 So.2d. at 10. It is clear that Ivey failed to discharge duties
pursuant to state law and acted willfully, maliciously, fraudulently, in bad faith, beyond his
authority or under a mistaken interpretation of the law. Since Davis “may possibly prevail” on his
claims, Ivey’s Motion to Dismiss Davis’s claims against her in her individual capacities should be
denied.” See also, Ex parte Alabama Dept. of Mental Health and Retardation, 837 So. 2d 808, 814
Further, the Alabama Supreme Court has made clear that a motion to dismiss is typically
not the appropriate vehicle by which to assert qualified immunity or state-agent immunity, and
normally, the determination as to the existence of such a defense should be reserved until the
Health and Retardation, 837 So.2d 808, 813-814 (Ala.2002). In that case, citing Ex parte Butts,
775 So.2d 173, 177 (Ala.2000) and Patton v. Black, 646 So.2d 8, 10 (Ala.1994), the Alabama
Supreme Court stated that “it is the rare case involving the defense of State-agent immunity that
D. Ivey In Her Individual Capacity Can Be Held Liable for Monetary Damages.
On page 66 of her Motion (Doc 12) , Ivey claims that she has no duty to pay Davis in her
individual capacity. As explained above in the section regarding State-Agent Immunity, she most
certainly can be held personally liable. Moreover, the cases she relies on do not support her
position.
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Ohio Valley Conf. v. Jones, 385 So. 3d 948 (Ala. 2023) cited by Ivey was a case where a
collegiate athletic conference filed suit against chair of the board of trustees of a public university
and against its university's president for refusal to pay the conference what the university allegedly
owed under conference rules. It really has no relevance to this case. Further, in that case the
Alabama Supreme Court relied on Barnhart v. Ingalls, 275 So. 3d 1112 (Ala. 2018), a case which
the court later overruled in Ex parte Pinkard, 373 So. 3d 192 (Ala. 2022), the other case relied on
by Ivey.
Surprisingly, Ivey set out a quote from Pinkard which Ivey noted was a cite from Barnhart.
It is clear that Barnhart has no application here. Consider the following language from the Pinkard
decision:
Moreover, in Pinkard the court held that the plaintiff’s suit against Pinkard as an individual
was not in effect a suit against the State, so State immunity did not preclude jurisdiction over the
plaintiff’s claims and because the record contained evidence from which a reasonable factfinder
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could infer malice, Pinkard was not entitled to summary judgment on State-agent-immunity
grounds. Id. at 203. Thus, Pinkard actually proves that Davis can make a claim against Ivey.
(a) Every governmental agency head shall within 10 days file reports with the commission
on any matters that come to his or her attention in his or her official capacity which
constitute a violation of this chapter.
(b) Governmental agency heads shall cooperate in every possible manner in connection
with any investigation or hearing, public or private, which may be conducted by the
commission.
Accordingly, when members of the SBVA reported possible ethics violations by ADMH
Commissioner Boswell, Davis was under a legal duty to file the Ethics Complaint. In fact, had he
not done so, Davis could have been held criminally liable. Ala, Code §36-25-27, That statute
(a)(1) Except as otherwise provided, any person subject to this chapter who intentionally
violates any provision of this chapter other than those for which a separate penalty is
provided for in this section shall, upon conviction, be guilty of a Class B felony.
(2) Any person subject to this chapter who violates any provision of this chapter other than
those for which a separate penalty is provided for in this section shall, upon conviction, be
guilty of a Class A misdemeanor.
(7) Any person subject to this chapter who intentionally fails to disclose information
required by this chapter shall, upon conviction, be guilty of a Class A misdemeanor.
To protect those who file Ethics Complaints, the Alabama Legislature enacted an anti-
retaliation law. Ala. Code § 36-25-24. The pertinent portion of that statute follows:
(a) A supervisor shall not discharge, demote, transfer, or otherwise discriminate against a
public employee regarding the employee's compensation, terms, conditions, or
privileges of employment based on either the employee's reporting a violation or what
he or she believes in good faith to be a violation of this chapter, or the employee's giving
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(d) A supervisor who is alleged to have violated this section shall be subject to civil action.
Ivey’s termination letter (Doc 1-3) shows that a motivating factor in terminating Davis was his
filing of the Ethics Complaint against ADMH Commissioner Boswell, an Ivey Cabinet appointee
and friend of Ivey. As can be seen, contrary to Ivey’s position, subsection (d) expressly grants
Ivey argues that the anti-retaliation law does not protect Davis and claims that she had the
right to retaliate against Davis because of the position he held. Her attempts to distinguish between
“public officials" and "public employees” makes no sense as it applies to the anti-retaliation statute.
Certainly, the Alabama Legislature did not intend to protect “employees” but not “officials,”
especially when considered along with Alabama Code § 36-25-17 which requires officials to file
Ethics Complaints and the fact that the official could be subjected to criminal liability under
Alabama Code §36-25-27 if he did not. It is baffling that Ivey would even take this position. If she
prevails on this argument, then all “public officials,” who receive information of ethical violations
by someone who is personally politically connected the governor, will face the dilemma of
violating the law by not reporting the violation or face retaliation by the governor for reporting it
Davis respectfully submits that this cause of action should not be dismissed, especially on
a Rule 12(b) Motion. At the very least, Davis should be allowed to depose Ivey and others on this
theory. Ivey will still be allowed to preserve this theory at the summary judgment stage.
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On page 67 of her Motion (Doc 12) Ivey, citing Hardric v. City of Stevenson, 843 So. 2d
206, 210 (Ala. Civ. App. 2002), acknowledged the well-settled Alabama law that “[t]he dismissal
wrongful act constituting a tort.” Here, by statute, Davis was entitled to a pretermination hearing
with the Board and could only be dismissed for cause. Ivey did not have the unilateral authority to
fire Davis, yet that is exactly what she did by her letters attempting to terminate Davis without
allowing him to appear before the Board and then firing him despite the Board’s decision not to
fire Davis.
(M.D.Ala. Dec. 18, 2020) (Thompson, J.) for the proposition that “Alabama courts do allow suits
for wrongful termination by public employees fired from tenure-protected positions.” Davis again
agrees. In Mitchell, this Court recognized that Police Chief Mitchell was not an employee-at-will,
As police chief, he was an appointed official of the town. See Amended Complaint (doc.
no. 8) at ¶¶ 15-16. Town councils may remove an appointed official only for good cause,
such as “incompetency, malfeasance, misfeasance, or nonfeasance in office and for
conduct detrimental to good order or discipline.” Ala. Code § 11-43-160(a)(2). Law-
enforcement officers, including police chiefs, are also specifically entitled to a hearing
before being suspended or terminated. See Ala. Code §§ 11-43-230 to -231.
Id at *5. The same applies to Davis. Alabama Code §31-5-6 provides that Davis could be fired
only for cause and only by the SBVA. Clearly, Davis was not an employee-at-will; he too was in
Ivey also relied on the case of State ex rel. Gray v. King, 395 So. 2d 6, 7 (Ala. 1981). That case
has nothing to do with the present case. In that case, after a vacancy occurred in the job of Captain
of the Birmingham Fire Department, the Chief picked one of the three candidates that were
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certified to him. Thereafter, the President of the Birmingham Firefighters Association filed a quo
warranto challenging the right of the selected candidate to serve as Captain. The Alabama Supreme
Court stated that “[t]he principal issue presented in this appeal is whether a captaincy in the
Birmingham Fire Department is a public office, and thereby subject to a quo warranto action
against an alleged usurper, intruder, or unlawful holder of an office under s 6-6-591, Code 1975”
and determined that quo warranto action will not lie. Id. at 8. Simply put, that case does not in any
way detract from the clear law that public employees, such as Davis, who are wrongfully fired
from their tenure-protected positions can maintain a cause of action for wrongful termination.
G. Davis Stated Valid Claims for Invasion of Privacy and Defamation (Counts Six
and Seven)
Ivey did not claim that Davis failed to state claims for Invasion of Privacy and Defamation.
However, it is clear that Davis properly alleged those claims and set out substantial facts to support
Davis is making a claim for Invasion of Privacy under the False Light theory. To establish
this claim Davis was only required to allege that Ivey (1) “gave publicity to a matter” concerning
the Davis, (2) placed him in a “false light” that would be highly offensive to a reasonable person,
and (3) did so with knowledge the publicized matter was false or with reckless disregard to its truth
or falsity. Bias v. Cenlar Agency, Inc., No. 2:15-CV-00768-SGC, 2018 WL 2365428, at *5 (N.D.
Ala. May 24, 2018); Regions Bank v. Plott, 897 So. 2d 239, 244 (Ala. 2004) Paragraphs 98 through
With respect to the Defamation Count, Alabama Code § 6-5-182 provides that “the plaintiff
must prove, unless it shall be admitted by the defendant, the facts showing that the alleged
defamatory matter was published or spoken of the plaintiff.” In addition, the law is clear that the
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“elements of a cause of action for defamation are: 1) a false and defamatory statement concerning
amounting at least to negligence on the part of the defendant; and 4) either actionability of the
statement irrespective of special harm or the existence of special harm caused by the publication
of the statement.” Wal-Mart Stores, Inc. v. Smitherman, 872 So. 2d 833, 840 (Ala. 2003)
Paragraphs 106 through 110 in Davis’s Complaint (Doc 1) meets those elements.
(5) damage.
Terry v. RCHP-Florence, LLC, 671 F. Supp. 3d 1321, 1325 (N.D. Ala. 2023); White Sands Group,
Davis properly alleged this cause of action and supported it with sufficient facts. Ivey only
challenged number (3). Her argument is flawed. In Terry, the Federal District Court thoroughly
considered the third element and denied the defendant’s Motion to Dismiss. In doing so the court
stated that “what is relevant is not whether the defendant exercised control over the plaintiff’s
contract or business relationship but whether the defendant had a delineated right to do so. See
BellSouth, 814 So.2d at 214 (holding that BellSouth was not a stranger because it had the “legal
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right to terminate Cellulink’s relationship with Wal-Mart directly” due to its own “rights and
duties” arising out of the relevant contracts between the three parties) (emphasis in original)” Terry
at 1327. Here, as shown above, Ivey did not have a “delineated right” to terminate Davis. In fact,
the law is clear that Ivey did not have the right to terminate Davis. Therefore, Ivey’s Motion to
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CONCLUSION
Ivey’s termination of Davis violated his Constitutional and statutory rights. Ivey’s claim
that she has the “supreme executive power” to disregard Davis’s rights cannot be condoned; most
certainly not on a 12(b) Motion. For the reasons stated above, Davis respectfully submits that
OF COUNSEL:
JEMISON & MENDELSOHN, P.C.
1772 Platt Place
Montgomery, Alabama 36117
Phone:(334) 213-2323
Fax: (334) 213-5663
kenny@jmfirm.com
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CERTIFICATE OF SERVICE
I do hereby certify that on the 16th day of September, 2025, the foregoing was electronically
filed using the CM/ECF filing system which will furnish a copy to all counsel of record.
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