Plato
Plato
i
«NATURgOP GREEK ROUTICACTHOUGHR*
Plato (427-347 B.C.) was ancient Greek philosopher who is regarded to be the first
• systematic political thinker in the Western tradition. Socrates (469-399 B.C.), his
mentor, did not produce any writing; his political thought is known to us chiefly
through Plato’s works. So for all practical purposes, Plato is the pioneer of Western
political thought.
SIGNIFICANCE OF THE ‘POLIS3
In fact the origins of Western literature, art and culture, science and philosophy-
including political thought may be traced back to ancient Greek philosophy. Euclid, the
founder of geometry, was born in Greece, in the third century B.C. The methodology
of geometry proved immensely useful in the development of scientific thinking. Then
many Greek philosophers and teachers of philosophy dwelled on certain fundamental
questions which are considered to be relevant even today. For example, they inquired
into the nature of truth and justice, knowledge and reason, types of virtue, foundations
of authority and rule of law, etc. The whole tradition of Western political thought
originated in thinking about the life of the ‘polls’ that refers to ancient Greek city-
state. The terms ‘politics’ and ‘political’ are derived from the word ‘polls’ itself.
Ancient Greece consisted of several city-states the tracts of land which were
separated from each other by natural barriers like mountains, dense forests, and the seas,
etc. These city.-states were so isolated that'transport and communication between them
were very difficult. So each of them was required to develop its own self-sufficient
economic life as well as independent political system. However, in spite ofgeographical
separation, these city-states were culturally very close to each other because they spoke a
|35]
36 Western Political Thought
uniform language, and largely followed common religious traditions. All of them
believed in multiplicity of gods. The most prominent of these gods — Zeus and
Apollo were very close to the Greek heart.
In early Greek history till the eighth century B.C., kingship or monarchy was the
most widely prevalent form of government in the city-states. But from around 700
B.C. most of the city-states came to be controlled by oligarchies. In due course, these
oligarchies had to face internal conflicts. By 500 B.C. many city-states came to be
ruled by tyrants. Originally these rulers cared for their subjects, but later they became
corrupt and cruel. Then in most of these city-states, aristocracies were established
with the popular support. Later, in many city states aristocracies were replaced by
democracies. Greek political thought flourished against the backdrop of all these
experiences.
It is important to note that the so-called democracy found in some Greek city-
states was not a democracy in its modern' sense. Today universal citizenship is
regarded to be a necessary condition of democracy: it is a ‘rule by the people’ as
such, not by the selected few. But in a Greek city-state like Athens, there were about
400,000 inhabitants; of these about 250,000 were slaves or aliens who had no political
rights of any kind. Then of the 150,000 freemen or citizens, women had no political
rights. Of the remaining citizens (excluding children and ‘retired’ citizens), only a
small number was active in politics. Since it was a ‘direct democracy’ (i.e. where
citizens directly ran their government, and not through their representatives), only the
active citizens presented themselves at the ‘general assembly’ which discussed and '
determined the policies of the state. They also had a ‘supreme court’ which consisted
of over a thousand members, selected from the citizens by rotation. So in the Greek
model of democracy, political rights were restricted to the privileged few. However
within the qualified citizens, they made no discrimination between rich and poor
or high and low social strata; all citizens enjoyed equal political rights and equal
opportunities to participate in public decision-making. In this sense, the Greeks were
fairly familiar with the essence of democracy.
ETHICS AS THE FOUNDATIONS OF POLITICS
It is important to note that in Greek philosophical tradition, politics as a discipline
developed as.a sequel to ethics. Aristotle’s Nicomachean Ethics had closed by
thenatur°ofl^justice,0fob>^,^T ^'Z’ P‘at° ^ treated the problem of'discovering
: central
common and politics was responsible for the
eth.cs which reaches its logical conclusion in the institution of the“ ‘SSl'e °f
Plato 37
Ethics
Ethics refers to a branch of learning concerned with the principles of good conduct.
It inquires into moral beliefs and rules about right and wrong. This term is used
as a synonym of moral philosophy as well as a set of principles of good conduct
concerning a particular profession, such as 'medical ethics’ or 'business ethics'.
ge.
Distinction Between Knowledge and Opinion: Socrates'
View
Subject of Inquiry
1
f
Knowledge
Opinion
I 1
Based on sound principles
which can be proved (like a Based on impression;
geometrical theorem) not concerned with finding proof
I I
Subjective
Objective
I I
Different people have
Uniform and Universal
different opinions
1
I
Applied Knowledge
Pure Knowledge
{Theorea) (Praxis)
I
Knowledge for Knowledge Sake
1
Knowledge for Practical Use
I I
Lower Order Knowledge
Higher Order Knowledge
(Superior Knowledge) (Inferior Knowledge)
I
Inseparable from Virtue
I
Neutral to Virtue and Vice
I
Represents an Intrinsic Value
I
Represents an Instrumental Value
not the
£? »fS.™ tr kwimd
and not its
ROLE OF SOPHISTS
sSSSSS^Massr' They
and
rather than outwards upon the world of things' M Up0n*e,r own thought and nature
of philosophy. The sophists did not constitute n any of tkem had Profound knowledge
of them developed his own ideas on the suhieetc ^k'.schooi^thought because each
wide variety of subjects. Will Durant (The Stonnfm,^ mq/ry- They Squired into a
observed: “There is hardly a problem or solution if™ ' °S°Phy: J954) has significantly
conduct which they did not realize and discu«” tu c“rrent Philosophy of mind and
cuss . They asked questions about anything
%
Plato 41
on earth or elsewhere. They took nothing for granted, and fearlessly proceeded to
challenge the prevailing religious beliefs and political restrictions. They sought to judge
everything from the perspective of reason. Illustrating the variety of the viewpoints
evolved by the sophists, Will Durant has further observed: “One, like Rousseau, argued
that nature is good, and civilization bad; that by nature all men are equal, becoming
unequal only by class-made institutions .... Another school, like Nietzsche, claimed
that nature is beyond good and evil, that by nature all men are unequal, that morality
is an invention of the weak to limit and deter the strong ... ”(ibid).
Protagoras sought to justify the profession of sophists as they helped to develop
the rational faculties of people. He argued that all men were endowed with the capacity
to share in the process of decision-making, but not in equal measure. Only good
educators would help to enhance their capacity in this respect and to prepare them
for political leadership. However, later sophists abandoned their quest for truth and
sought to use their skills for attaining material success and.developing their clients’
ability to argue a case in a convincing manner irrespective of its merits. Politicians of
those days widely learnt the art of oratory from many sophists for winning votes of
the people, but they neither acquired necessary competence nor developed a sense of
' duty to serve the state. Socrates and Plato were particularly disillusioned with such
politicians so much so that they were inclined to abandon democracy and switch over
to the rule of philosopher-kings to save the state from disaster!
~ ' : ” .... ^ ........................................................
SOCRATES’ INFLUENCE
Plato (427-347 B.C.) was the most brilliant disciple of Socrates (469-399 B.C.).
Socrates was an Athenian philosopher who moved from place to place, gathered
inquisitive young men around him, asked them questions after questions with a view
to revealing the nature of certain basic issues like truth and justice. Plis method of
educating people somewhat resembled that of sophists, but he was certainly different
from them. Although Socrates was primarily interested in humanistic studies, like
most of the sophists,.yet he strived to expose the hollowness of the views held by
the sophists. While sophists taught their clients how to achieve success in dealing
with public, Socrates taught his pupils how to gain scientific knowledge about the
basic issues. While the sophists held that goodness could be attained like an art
through professional knowledge, Socrates believed that goodness could be acquired
only through the knowledge of ultimate reality. Above all, while sophists chose only
rich people as their clients and demanded fee for the instruction imparted to them,
Socrates met and talked.to all sorts of persons, rich as well as poor, and never charged
any fee for his instruction.
Socrates was a real explorer of knowledge who was particularly conscious of
the ignorance of the so-called knowledgeable people. He utterly despised arrogance,
and very modestly accepted his own ignorance even when he was ‘the wisest of all’.
42 Western Political Thought
According to the legend, once the Oracle of Delphi pronounced: ‘ Socrates, you are the
wisest man of Greece.” Socrates very modestly replied, “Because I am the only person
in Greece who knows that I know nothing!”
In his earlier career, Socrates served in the army. But he always acted according
to his conscience, and maintained his independence. He was likely to be executed
for defying the order of ‘Thirty Tyrants’ to arrest Leon of Salamis. But he was saved
because the ‘Thirty Tyrants’ were overthrown before they could fulfil their designs.
Later, when democratic party came to power and Socrates became a philosopher-
educator, the rulers suspected that he was undermining their authority by motivating
the youth to question all sorts of authority. They awarded him death sentence on the
>
ground that he did not recognize gods that the city recognized, and sought to introduce
other new divinities, and also corrupted young men! This event had a profound impact
on the young mind of Plato who then turned to most vigorous pursuit of philosophy.
Plato sought to immortalize Socrates by developing his basic ideas into a full-fledged
philosophy. Socrates had not produced any writing; Plato wrote many Dialogues
(including his celebrated work the Republic) in which Socrates is the chief spokesman
of his philosophy.
Plato himself was born in a noble, aristocratic family, and brought up in comfort.
His original name was Aristocles. He grew up as a handsome and vigorous youth. It
is said that he was called Plato because of his stout body with broad shoulders. He
turned out to be a great soldier and an excellent sportsman. But instead of following
the worldly pursuits, he was fascinated by philosophy — particularly by the style '
of his mentor who smashed all dogmas to focus on the search of truth. Plato paid a
rich tribute to his master in these words: “I thank God that I was born Greek and not i.
barbarian, freeman and not slave, man and not woman; but above all, that I was born
in the age of Socrates.”
III
^PI?ATO!sNhEOR%'QFJUSTICE'.
PLATO’S METHODOLOGY
Discovering the principles of justice is the central problem of Plato’s Republic. It is
even subtitled as Concerning Justice. It follows the style of dialogue between Socrates
and his pupils who represent various streams of thought evolved by the Sophists.
Socrates asks them searching questions, and demolishes their views one by one, and
ultimately offers his own answer which embodies Plato’s theory ofjustice.
The style of dialogue represents the dialectical method which was introduced
by Socrates himself. It was meant to undertake a thorough examination of the
44 Western Political Thought
various schools of thought, known in his times, and bring forth their inconsistencies,
contradictions and shortcomings with a view to arriving at a tenable position. Following
Socrates’ methodology, Plato sought to demonstrate that when mutually contradictory
ideas clash with each other, they tend to destroy each other’s untenable parts and only
truth is left behind. This dialectical method was applied in modern times by G.W.F.
Hegel (1770-1831), famous German philosopher, to evolve his theory of historical
development. Hegel argued that ‘idea’ (or consciousness) was the substance behind the
universe; that several rounds of clash between ‘thesis’ (the initial idea) and ‘antithesis’
(its opposite idea) results in ‘synthesis’ (a combination of truer parts of both ‘thesis’
and ‘antithesis’), and this process goes on until it reaches ‘the absolute idea’, which is
eternal.
Plato also follows his master’s footsteps in the use of‘analogies’, that is the style of
referring to simple and familiar things in order to explain the complex and unfamiliar
things which operate in a similar manner. Like Socrates before him, Plato uses the
analogies from the fields of arts as well as nature in order to explicate the problems of4
i morality, politics and human character. In dealing with the problems of administration
■ of the state> Plat0 uses the analogies of craftsman and physician. He complains that
whereas in simpler matters — like shoe-making — we think that only a specially-
trained person will serve our purpose, in politics we presume that every one who
knows how to get votes knows how to administer a state. When we are ill, we call for
a qualified and trained physician, whose degree is a guarantee of specific preparation
and technical competence - we do not ask for the most handsome physician or the
most eloquent one; well then, when the whole state is ill, should we not look for the
service and guidance of the wisest and the best?
some
uses the analog/ 7 dfne the functioning * « statesman; in another, he
rules in annlvfnP h 7 ^ purpose' NoW an artist is not b°und by any
Ws a®VeJST CntS’ WlTaS 3 PhySidan is always bound ^ ™L ia
time? ’ sponsible person can play these basically different roles at the same
Utopia
Utopia refers to the image of a perfect society or state that is very fascinating,
but unrealizable in actual practice.
Demagogue
The term 'demagogue' refers to a type of political leader who tries to win support of
the people by appealing to their emotions rather than by giving rational arguments.
The first step in this direction consists in understanding the nature of man. becaust
governments are made of men: “Like man, like state”. The state is what it is because
its citizens are what they are. If power is held by wrong persons, any reforms in theii
way of working will prove to be as ineffective as cutting away at the heads of a hydra!
On the other hand, when right persons rule the state, they would tide over every crisis
and secure well-being of the people under all circumstances. If we understand human
nature properly, we can determine proper functions of all human beings and decide
who would be fit to rule.
Plato claims that human behaviour flows from three main sources: Desire (or
Appetite), Emotion (or Spirit), and Knowledge (or Intellect). These qualities are found
in all human beings, but in diverse degrees. Some men seem to be the embodiment
of desire, restless and acquisitive, constantly devoted to material pursuits. They arc
particularly fit for trade and industry. Others are predominantly reservoirs of emotion
and spirit who are always inclined to fight for victory. They are pugnacious rather than
acquisitive; they take pride in power rather than in possession. They are particularly
fit to work as soldiers. Finally, there are the few who find delight in meditation and
understanding, who yearn not for goods, nor for victory, but for knowledge and
learning. They find solace not in possession, nor in power, but in realizing the truth.
1 hese are men of wisdom who are particularly fit to rule the state.
Once we understand
. .. . the standards of fitness of different persons for different
functions, we
o >eY T ore"01 rft 7 fit3ry f0rC6S W0UW Pr°teCt th" State but they wouM
‘ ’ the/orces of knowledge - science and philosophy - would be nourished
and protected, and they would rule. When people are not guided by knowledge they
desires They cante^ 77 ^ m°Vmg haPhazardly to fulfil their conflicting
enlightenment<of knowIeH^T 7 ^ the State if^ are blessed with the
eventhe forces of emo,7 7 of 8uidance by the forces of knowledge,
a state is doomed if wealth h* W°U d Create Undue °PPression. Plato argues that
authori;77e lducer 77hn| K " soldiers to assume absolute
in the battlefield; they are both'L the'1" the econo™c fieldi the warrior is at his best
requires statesmanship which is a sciene^^ ' n PUbl‘C °ffice' Function of governance
devoted his life to philosopher who has
character (because knowledge is inseparable 77 7 ?V° Ved “ lmPeccable moral
Plato 49
man ... cities will never cease from ill, nor the human race.
This theory ofphilosopher-kings is the mainstay of Plato’s political philosophy. In
short, Plato prescribes different duties for different classes of citizens whose fulfilment
would be instrumental in building up a perfect state that is thoroughly in formed by the
spirit ofjustice. Justice results from each element in society doing its appropriate task,
doing it well and doing it only. In order to achieve perfect harmony of these different
elements, which exemplifies justice, it is imperative that reason must rule within man as
well as within the state. So, in a just or ideal state, the reins of government shall remain
in the hands of a tiny class of philosopher-kings who represent living embodiment of
Reason, whereas material production and military defence shall be entrusted to the
producer and warrior classes (i.e. traders and soldiers) respectively. So in Plato’s perfect
state, “the industrial forces would produce but they would not rule; the military forces
would protect but they would not rule; the forces of knowledge and science and
philosophy would be nourished and protected and they would rule” (Will Durant, The
Story ofPhilosophy; 1954).
In his scheme ofjustice, Plato also identifies the virtues befitting each social class.
Then he defines ‘justice’ as the virtue befitting the state. Accordingly, he enumerates four
Cardinal Virtues which must be attained in a perfect state. These are: (a) Temperance
(befitting the traders’ class whose dominant trait is Appetite or Desire); (b) Courage
(befitting the soldiers’ class whose dominant trait is Emotion); (c) Wisdom (befitting
the philosophers’ class whose dominant trait is Knowledge); and (d) Justice (befitting
the state or whole social order). In Plato’s perfect state, each class will develop its
befitting virtue, and still traders’ and soldiers’ classes will accept the supremacy of the
philosophers’ class in order to achieve harmony in the functioning of all parts of the
state, which is a necessary condition of justice. In Plato’s view, justice is a blessing. It
is not only conducive to happiness, it is the necessary condition of human happiness.
IV
ivnvi u N i^m
If our state is required to be ruled by philosopher-kings, how shall we proceed to
identify the eligible rulers, and how shall we ensure that our rulers remain indifferent
to worldly temptations and throughout maintain a high standard of statesmanship? Id
order to solve these problems, Plato gives an elaborate description of his educational
system and the proposed style of living of the guardian classes.
PLATO’S EDUCATIONAL SYSTEM
Plato’s educational system is founded on the principle of compulsory education and
full equality of opportunity for all citizens, with no discrimination on ground of birtli
or gender. So all newly bom children, boys and_girls, would be separated from theii
parents and placed in the custody of the state) All would be brought up and educated
under similar conditions. Till ten years of a^e, they would be given predominantly
physical
u. reducation. Each
t school will have gymnasium and a playground. Main
subject of the curriculum will consist of sports. In these ten years, the foundation of
futoeHfe S*W1 bemadeS°Str9n§*hattheySh0Uldneetrnomedicinesinthen
twenty first till the age of thirty years. At thf ’ m®"tal Md moral •traini“g fromA
in another grand examination. Those who fai^wiii ®y Would-be squired to appeal
\ ba*1S soldlers in the army and navyf The ver, f 06 Sent to becoiT>e auxiliaries,
ttissszs* ns:
Plato 51
degeneration of the state. Best rulers are never covetous after power.
GUARDIANS AND THEIR STYLE OF LIVING
Plato has clubbed the philosophers and soldiers together and described them as the
guardian class. In order to keep theip fully free from corruption, he has prescribed a
typical style of living for them which is known.to be the communism ofproperty and
wives. In the first place, the guardians will keep minimum goods for their day-to-day
use, and whatever goods they keep,/Would be shared by all. They will live together,
eat from a common kitchen and will not keep any private property. In this sense, they
will follow the principle of communism of property.
Then the guardians will not have any private families. All guardians — men and
women — will be isolated from the ordinary population, enter into group marriage,
and become each other’s commorrhusbands and wive$. So all men will have common
wives and children. All newly bora children will be' separated from their parents and
placed in the custody of the state for their education along with other children of the
community. No man or woman would be allowed to know the identity of his or her
child. No child will be allowed to know the identity of his'or her parents. All men and
women of the guardian class will become parents of their common children. When no
man will be attached to any woman or child, no woman will be attached to any man
or child, and no child will be attached to* any particular parents, no member of the
guardian class will have any weakness for anybody. All will be devoted to the service
of the state with a sense of detachment. In this sense, they will follow the principle
of communism of wives. They wTTTnot be tempted to amass gold or silver or other
forms of wealth for anybody, nor for themselves. The twin principles of communism
of property and communism of wives will strengthen the character of the guardian
class so profoundly that they will become impervious to all sorts of temptation and
corruption. ^
Capitalism
Capitalism refers to a modern system of industrial production in which the means
of social production (land, buildings, mines, forests, machinery and capital),
distribution and exchange are owned by private entrepreneurs, large numbers of
wage labourers are employed at market rates, and economic activity is primarily
devoted to private profit. Here workers are free to work anywhere according to
their skills, capacities and market demand. _____
52 Western Political Thought
Broadly speaking, modern communists allege that capitalism results in large scale
exploitation of workers because the owners of capital tend to maximize their profits,
taking advantage of the vulnerable position of the workers. The Communists therefore
want to replace it by a system where all means of social production will be placed
under social ownership, production will be devoted to fulfilment of social needs, and
workers will be required to work under most congenial conditions. Under this system
the disparity between haves and have-nots will disappear, old institutions and religious
beliefs will be replaced by a new social morality, and even ‘the state will wither away’.
Here people will live together, work together and eat together. Everybody would have
equal right to goods and services available to the whole community.
Exploitation
Exploitation refers to a form of social oppression in which one party takes undue
advantage of the vulnerable position of another party. The stronger party uses the
physical and mental capacities—resources, talents and skills, etc.— of its victim
for its own profit or gratification of its own desires.
j?,y„
V
0
*A CRITICAb APPRAISAL?
Plato’s theory of justice focused on the moral foundations of politics which will
continue to remain relevant for all times. Different generations may discover new
aspects of justice or evolve new criteria of justice according to their changing social
consciousness, butjustice will always remain the prominent goal ofpolitical philosophy.
In our own times, Mahatma Gandhi (1869-1948), Indian social philosopher, laid
renewed emphasis on moral foundations of politics, and his philosophy is being widely
invoked to find the way to emancipation of humanity in the face of various types^of
global crises before us. In any case, Plato’s theory of justice has many shortcomings
to which several critics — ancient as well as modern — have drawn our attention.
DILEMMA OF DOMINANCE
Plato believed that different people are characterized by the predominance of anyone
of the components of human nature: Desire, Emotion, and Knowledge. That is why
they are fit to be placed in different social classes: Traders, Soldiers and Philosophers
respectively. Although all citizens start with equality of opportunity from the hour of
- their birth, their placement in different social classes is determined through certain
tests at various stages of their educational career. The tests are so rigorous and people’s
placement in different classes is so rigid that after a particular age, all the doors of
switching over to a higher class are permanently closed. This is not fair because
many persons may become more enlightened with time, but they remain deprived of
opportunities for advancement.
Again, when each social class is advised to develop its befittjng virtue (i.e.
temperance for traders; courage for soldiers; and wisdom for philosophers), would it
not be sufficient for each of them to attain good life? Then why traders’ and soldiers’
classes are advised to accept the control of philosophers’ class over them? Even if it .
54 Western Political Thought
is thought to be necessary, then how these classes who are endowed with economic
and military powers respectively, will be persuaded to obey the commands of the
philosophers’ class who have no concrete power? It involves the problem of making
material power subordinate of moral power which is by no means an easy task. It
seems, Plato was fully aware of this difficulty.
In order to prevent or suppress any voice of protest, Plato prescribed censorship of
art and literature. He held that these media will be used for the propagation of a ‘noble
lie’, variously described as a ‘myth’ or a ‘royal fable’ to convince people that the
present arrangement is best for them because it is ordained by God. It embodies a ‘lie’,
or a ‘myth’, or a ‘fable’ because it is not based on fact. At the same time, it is ‘noble’
or ‘royal’ because it is intended to serve a noble purpose — to secure the supremacy
ofjustice in society.
Censorship
Censorship refers to a practice under which a state or some other authority like
church undertakes examination of the contents of a publication, a report, a work of
art, artistic expression in any other form (such as a play or a film), any other form of
message (such as a personal letter) or communication (such as broadcast
or telecast) before reaching its target so that its objectionable parts could
be dropped before hand. The reasons of objection thereto could include
such grounds that its content does not conform to social morality, or it is
likely to hurt sentiments of some section of people, or it implies insult to an
honourable person, or it may cause strained relations with a foreign country, or
it may jeopardize security of the nation, etc.
Potter Stewart
:SS^®kswssss
f'™'» *» differently. Some of you ha*
Totalitarianism
Totalitarianism refers to a political outlook which upholds supreme authority of
the state over ail aspects of the life of its citizens. A totalitarian state tends to
direct all political, economic, social-cultural and intellectual activities of people
towards fulfilling certain aims which are determined by the state itself. Under this
system, nobody has the right or opportunity to oppose or criticize the state, or
to propose any new aim. The state keeps all sources of information, education,
religious or cultural activities — including sports and entertainment — under its
exclusive control. It does not tolerate trade unions or any other organizations
purporting any objective beyond those determined by the state.
Procedural Democracy
Substantive Democracy
Substantive democracy refers to a mnHoi * j
to the goal of democracy (e.g. social democracy which accords primacy
prepared to accept necessary adjustment in b people's welfare), and which is
franchise, periodic elections, free comDetitirm / procedure (e-9- universal adult
achieving its goal or substance. P *°" for P°wer, etc.) in the interests of