Systematic Withdrawal Plan (SWP)
Registration Form
(Please read instructions overleaf)
Distributor / Broker ARN Sub-Broker Code Sub-Broker ARN EUIN* LG Code RIA Code++
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.
*I/We hereby confirm that the EUIN box has been intentionally left blank by me / us as this transaction is executed
without any interaction or advice by the employee / relationship manager / sales person of the above distributor
/ sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee / relationship
manager / sales person of the distributor / sub broker.
++ I/We, have invested in the Scheme(s) of your Mutual Fund under Direct Plan. I/We hereby give you my/our
consent to share/provide the transactions data feed/ portfolio holdings/ NAV etc. in respect of my/our investments First / Sole Applicant
under Direct Plan of all Schemes Managed by you, to the above mentioned Mutual Fund Distributor / SEBI- / Guardian / POA Holder
Registered Investment Adviser. / Authorised Signatory Second Applicant / POA Holder Third Applicant / POA Holder
1. APPLICANT’S information (Mandatory, if left blank, the application is liable to be rejected)
Folio No. Name of Sole / First Unit Holder First Name Middle Name Last Name
PAN/PEKRN Details (mandatory) *If the First Applicant is a Minor, please state the details of Guardian. Please attach PAN proof.
First/Sole Applicant Second Applicant Third Applicant
2. SYSTEMATIC Withdrawal PLAN DETAILS
Scheme / Plan / Option BARODA BNP Paribas
Frequency (Please ü) Weekly SWP Monthly SWP Quarterly SWP Fixed Amount R ___________________________ OR Capital Appreciation
SWP Date
Weekly SWP (Please 4 any one only) Monthly and Quarterly SWP (Please 4 any one only)
1st 7th* 15th 25th 1st of the month 7th* of the month 10th of the month 15th of the month 25th of the month 28th of the month
Registration Period From M M / Y Y Y Y To M M / Y Y Y Y OR Perpetual* * Default
3. Declaration
I / We am / are not prohibited from accessing capital markets under any order / ruling / judgment etc., of any regulation, including SEBI. I / We confirm that my application is in compliance with applicable Indian and foreign laws.
I / We hereby declare that I am / we are not a US person, within the meaning of the United States Securities Act, 1933, as amended from time to time; and that I am / we are not applying on behalf of or as proxyholders of a
person who is a US person.
I / We hereby authorise the Fund, AMC and its Agents to disclose my / our details including investment details to my / our bank(s) / Fund’s bank(s) and / or Distributor / Broker / Investment Advisor and to verify my / our bank
details provided by me / us, or to disclose to such service providers as deemed necessary for conduct of business.
I / We declare that the information provided in this form is, to the best of my knowledge and belief, accurate and complete and further agree to furnish such other further/additional information as may be required by the BARODA
BNP Paribas Asset Management India Pvt Ltd (AMC) / Fund. I further undertake to advise the AMC / Mutual Fund/ Trustees promptly of any change in circumstances which causes the information contained herein to become
incorrect and to provide the AMC /Mutual Fund/ Trustees with a suitably updated self-declaration within 30 days of such change in circumstances. I hereby declare that the AMC / Fund can provide my information to any institution
/ tax authorities / governmental body for the purpose of ensuring appropriate withholding from the account or any proceeds in relation thereto.
Signature(s)
Dated
First / Sole Applicant / Guardian Second Applicant Third Applicant
$ $
Acknowledgement Slip (To be filled in by the Unit holder) BARODA BNP Paribas Mutual Fund
Systematic Withdrawal Plan (SWP)
Date : / /
ISC Stamp, Date & Signature
Received from Mr./Ms./M/s.
`SWP’ application for redemption of Units; Scheme
Plan Option
Amount Rs. per Week Month Quarter
Instructions
1. This SWP Registration form should be completed in ENGLISH and in BLOCK LETTERS only. is insufficient to process the withdrawal request, then the Mutual Fund will redeem all Units
Please tick in the appropriate box for relevant options wherever applicable. This Registration outstanding and the SWP request will stand withdrawn for further processing.
form, complete in all respects, should be submitted at any of the Investor Service Centres
(ISCs). CASWF : An investor can issue a standing instruction to withdraw the entire capital appreciation
from the Scheme at Weekly / Monthly / Quarterly intervals. The withdrawal shall be begin from
2. Unit holders are advised to read the Key Information Memorandum / Scheme Information the date selected on the form and every other date for weekly, the date selected for monthly
Document / Statement of Additional Information of the respective Scheme(s) carefully. and Quarterly CASWF. Withdrawal must be for a minimum amount of Rs. 1,000/- in Weekly
/ Monthly CASWF and Rs. 1,500/- in Quarterly CASWF.
3. A single SWP Registration Form can be used for one Scheme / Plan / Option only. Investor
should use separate forms for more than one Scheme / Plan / Option. An investor will have to opt for a minimum of 6 transactions under Weekly / Monthly CASWF
or 4 installments under Quarterly CASWF. Please note that if there is no minimum appreciation
4. Currently Systematic Withdrawal Plan (SWP) is available for all plans of all open ended amount on the withdrawal date, then the Mutual Fund shall process the withdrawal request for
schemes offered by the fund. In case of ELSS scheme, Unitholders have the benefit of that date and the SWP request of the unitholder will stand withdrawn for further processing.
enrolling themselves under the Systematic Withdrawal Plan on the expiry of the period of The capital appreciation, if any, will be calculated from the Registration date of the CASWF
three years from the date of each allotment. under the folio, till the withdrawal date. Subsequent capital appreciation, if any, will be the
5. Under SWP the investors can opt to withdraw (i.e. redeem from the Scheme) a fixed or a capital appreciation between the previous CASWF date and the next CASWF date.
variable amount from their investment accounts at periodic intervals. 7. If the withdrawal date under FSWF / CASWF falls on a non-business day the next Business
6. SWP offers unitholders the following two facilities: Day will be considered for this purpose.
i) Fixed Systematic Withdrawal Facility (FSWF) 8. A request for SWP will be treated as a request for Redemption from the Scheme, at the
applicable NAV, subject to applicable Load.
ii) Capital Appreciation Systematic Withdrawal Facility (CASWF)
9. SWP may be terminated on receipt of a notice from the Unit holder. It will terminate automatically
FSWF : An investor can issue a standing instruction to withdraw sums at a Weekly / Monthly if all Units are liquidated or withdrawn from the folio or pledged or upon receipt of notification
/ Quarterly intervals. The withdrawal shall be begin from the date selected on the form and of death of the first named Unit holder.
every other date for weekly, the date selected for monthly and Quarterly FSWF. Withdrawal
must be for a minimum amount of Rs. 1,000/- and in multiples of Re.1/- thereafter in Weekly 10. Signature(s) should be as it appears on the Application Form in the same order and as per
/ Monthly FSWF and Rs. 1,500/- and in multiples of Re.1/- in Quarterly FSWF. An investor will the mode of holding under the folio. In case the mode of holding is joint, all Unit holders are
have to opt for a minimum of 6 transactions under Weekly / Monthly FSWF and 4 transactions required to sign.
under Quarterly FSWF. If the net asset value of the Units outstanding on the withdrawal date 11. The Trustee / AMC reserves the right to change / modify the terms of the SWP.
BARODA BNP Paribas Asset Management India Private Limited Simply send **SMS to 9212 132763 to avail the below facilities
(Formerly BNP Paribas Asset Management India Private Limited) Balance SMS BAL <space> last 6 digits of Folio No.
Crescenzo, 7th Floor, G-Block, Bandra Kurla Complex, Mumbai – 400051, Maharashtra, India. NAV SMS NAV <space> last 6 digits of Folio No.
Email Id- service@barodabnpparibasmf.in Board line no.- 022 69209600 • Toll Free no.- 1800 2670 189 Statement thru Email SMS ESOA <space> last 6 digits of Folio No.
Fax no.- 022 69209 460/470 Website URL- www.barodabnpparibasmf.in Last 3 Transactions SMS Transaction <space> last 6 digits of Folio No.
CIN no.- U65991MH2003PTC142972 **SMS charges as per service provider applicable.