Analytical Theory Extracellular Electrical Stimulation of Focal Electrodes
Analytical Theory Extracellular Electrical Stimulation of Focal Electrodes
ABSTRACT The cable model of a passive, myelinated fiber is derived using the theory of electromagnetic propagation in periodic structures. The cable may be excited by an intracellular source or by an arbitrary, time-varying, applied extracellular field. When the cable is stimulated by a distant source, its properties are qualitatively similar to an unmyelinated fiber. Under these conditions relative threshold is proportional to the cube of the source distance and inversely proportional to the square of the fiber diameter. Electrical parameters of the model are chosen where possible, from mammalian peripheral nerve and anatomic parameters from cat auditory nerve. Several anatomic representations of the paranodal region are analyzed for their effects on the length and time constants of the fibers. Sensitivity of the model to parameter changes is studied. The linear model reliably predicts the effects of fiber size and electrode-fiber separation on threshold of cat dorsal column fibers to extracellular electrical stimulation.
INTRODUCTION
There have been many attempts to model electrotonus in myelinated nerve analytically. Most studies treat the node as a lumped parameter with a distributed parameter internode (18, 24, 26, 30, 34, 35, 43, 44). Koide was the first to consider a completely distributed nodeinternode unit, but his analysis was limited to the DC case (23). Dun performed the first AC analysis for the distributed node-internode, making predictions of nodal anatomy (15). Although an error in his logic was reported by FitzHugh (18), Dun's technique for calculating the complex attenuation constant of the nodeinternode unit was correct. A similar approach, taking advantage of the near periodicity of myelinated fibers, will be used in this study. In previous papers (41, 42), the history of models for extracellular electrical stimulation of nerve has been reviewed and a technique described for applying cable models of unmyelinated fiber to the problem of extracellular stimulation. Since then, models for stimulation of fiber bundles have been reported using a bidomain model to account for current flow in both intracellular and interstitial compartments (2, 36). Others have considered the effects of the statistical distribution of fiber size, position, and nodal location (46). Rattay has demonstrated the importance of the "activating function," the second spatial derivative of the stimulus field (39). Andrietti and Bernardini have illustrated that an "equivalent" uniform representation of the myelinated fiber is a useful approximation of the segmented model (4). Colombo and Parkins have used a spatially extended modification of the McNeal model (27, 40) to explain the long chronaxies associated with electrical
stimulation of the auditory nerve (14, 33). This model included an excitable unmyelinated terminal on the peripheral dendrite of the spiral ganglion cell. As McNeal pointed out, the weakest part of his model was the assumption that the myelin sheath is a perfect insulator (27). He had no means to analyze the error induced by this assumption but did not believe it should significantly affect the strength-duration curve. It will be demonstrated here that the effect of myelin conductance and capacitance significantly increases the time constant for extracellular stimulation of a passive cable. This result must also apply to nonlinear cables. Thus, any attempt to derive the chronaxie of a model auditory nerve fiber must account for the myelin resistance and capacitance, as was done in a recently reported model of cochlear implantation (16). In this paper, model results will be compared with single unit recordings from electrically stimulated cat dorsal column fibers as described by BeMent and Ranck (7). Their results were modeled using a steady-state approach, and ignored current flow across the internodal membrane (8). It will be demonstrated that a cable model for electrical stimulation of myelinated fiber can account for the observed threshold changes due to changes in fiber size, electrode-fiber separation, and stimulus polarity.
MODEL AND ASSUMPTIONS The model myelinated fiber and monopolar stimulating electrode are illustrated in Fig. 1. The physiological
53 538
06-459/0/3/1
ox
-
I-
71~~~~~~~~~~~~~~~~~~~~~~~~~~~~
FIGURE 1 Myelinated fiber model in the field of a monopolar spherical current source. Fiber extends to + and -oo as indicated by the arrows.
assumptions are those of FitzHugh (17): (a) The fiber is represented by an equivalent circuit consisting of an axial resistance and membrane resistance and capacitance distributed in x. (b) One-dimensional longitudinal flow of intracellular current is present. (c) Onedimensional radial flow of membrane current is present. (d) The membrane properties of the axon may be represented by interspersed regions of nodal and internodal membrane impedance. (e) Nodes of Ranvier are periodically distributed inx. In addition, the membrane is assumed to be purely passive, with no voltage sensitive conductances and with electrical properties comparable to those of a true fiber near the resting potential. The fiber is placed in a purely resistive, homogeneous, and isotropic medium. It is assumed that the presence of the fiber does not distort the applied extracellular field. The symbols to be used are defined in Table 1. Model fiber parameters, chosen to represent an average sized peripheral process of a cat spiral ganglion cell at 37C, are given in Table 2.
TVt + V= T + r't,
(1)
where T(x, t) is the applied extracellular field and V,.S is the second spatial derivative of V in the x direction (39, 41). An alternative solution to this equation than that given in reference 41 is obtained by taking the Fourier
TABLE i Symbol definitions
Symbol
a cl C2 Cl d D g I k 1
Definition Internodal axon radius Nodal membrane capacitance Internodal membrane capacitance Specific node capacitance Internodal axon diameter Internodal fiber diameter Axon/fiber diameter (dID) Current through source electrode Spatial frequency Unit fiber length (21, + 12) Half of node length Internodal length (L * D) Internodal length/fiber diameter Nodal length constant Internodal length constant Extracellular applied potential Complex attenuation constant Resistivity of medium Axial resistance Nodal membrane resistance Intemodal membrane resistance Axoplasm resistivity Specific node resistance Time Nodal time constant Internodal time constant Intracellular potential Membrane potential Temporal frequency Distance along fiber Distance from fiber Input impedance
Units
mm F/mm F/mm F/mm2 mm mm mA radians/mm
mm mm mm
mm
12
II
THEORY
In this section the equations describing electrotonus of a myelinated fiber will be derived. The results will permit the derivation of an expression describing the membrane potential of a passive myelinated fiber induced by any extracellular field. First a Green's function will be
L A,I
X2 'I(x, z, t)
Q p ra r,
r2
mm
mV
mm '
Ra
obtained for a uniform cable and for simple nonuniform cables. Floquet's theorem will be applied to determine the Green's function for a periodically nonuniform cable. Integration of this Green's function over the applied extracellular field gives the desired result: the membrane potential induced by that field. The application of cable theory to the problem of extracellular electrical stimulation of uniform axons results in the following partial differential equation for
R,
t
T,
T2
V(x, t) Vm(X, t)
X x z
fQ
Rubinstein
539
539
Parameter
Value 1.5 ,um 2.5,um 0.6 92 1pm 230 ,um 231 ,um 1,063 flmm 831 lmm2 0.041 pyF/mm2 209 MfQmm
Reference 25
5
where A is obtained by integrating the differential equation for the Green's function from 0- to 0+, yielding
G( G(x2C)~eIIl
Q
d D g L
(3)
12 1 Ra
21,
5,25 9,25
28 12,13 12 45 45
R,
C1 r2 C2 Xl
GQ ~2+ k2(4
(4)
1.6pFlmm
17.1 p.m 589 pm 34.1 p.s 334.4 ,us
X2
T2
Values without references are calculated from referenced values. In deriving specific membrane properties, node length is considered to be 1.5 ,um for the large fibers used in the voltage-clamp studies (9).
which is the spatial frequency response of the continuous axon as given in reference 41. If the axon is placed in the field of a monopolar point source at (x = 0, z) passing a current I, the Fourier transform of the intracellular potential is given by convolving the Green's function, given by Eq. 3, with the applied field I(x, z). This has a closed form solution at x = 0 which is given by
V(Z,)
8r
dx. x +z
(5)
Fi+
](T
(2)
Manipulating Eq. 5, using (3.387) of reference 21 and subtracting the external field gives the transmembrane potential
_pIQ pI
The Green's function of the Fourier transform of V, G (x, w) is obtained by assigning T(x, t) = 8(x) b(t)
G=E+e QX+EeQx x>0,
Vm(Z, w)
8hQ [HO(Qz)
NO(Qz)]
(6)
where the first term on the right is the positive-going signal and the second is the negative-going signal. Q is the complex attenuation constant. As the solution to the homogeneous or undriven equation is also an exponential, Q is identical to that derived for intracellular stimulation. Later it will be shown that Q is of great importance in describing the extracellular "polarizability" of a fiber.
where Ho is the Struve and No the Bessel function of the second kind of order zero. The spatial Fourier transform of the intracellular potential at x = x', x' 0, is obtained by multiplying the spatial frequency response of the axon given in Eq. 4 by the spatial Fourier transform of the applied field. Using (3.754) of reference 21 and the shifting rule for Fourier transforms gives the spatial frequency content for the applied field T(x - x') produced by a point current source at (x', z)
I Iz I )e-j1'x. 2 K,(Ik
Uniform axon
Consider an infinitely long, uniform axon with a spatial impulse located at x 0. The Green's function of the frequency response, G(x, w) is given by
=
(7)
an
inverse
G- Q2G = -Q2'(x).
kKo(Ikllzl)e k(x-x)dk.
(8)
Note that at x = x' this reduces to an integral found in (6.566) of reference 21 which returns the closed form given in Eq. 6.
54
540
Biophysical Journal
ipyia
ora
Nonuniform axon
Consider
a
.._
L2
...,
..
. ..._. .... ..
nonuniform
axon
composed of multiple
D
segments i each of length lj. Each segment may have different properties but the properties do not vary within a segment. Properties for segment i are denoted with a
(1)
(2)
.1 (3)
iJ
subscript i. For the case of zero extracellular potential, the intracellular potential is given by Eq. 1 in each segment. Thus, the longitudinal current and intracellular potential for the ith segment may be written
ra
V1(x)
V1(O) cosh Qix - Ij(O) Q- sinh Qix V1(O) sinh Qix + Ii(O) cosh Qix
0
<
< 1i
(9)
Ij(x)
= -
Sx
li, (10)
decreased in amplitude and increased in phase. Thus although the field changes nonuniformly within a unit, it decays uniformly from unit to unit, or
V(x + l) = V(x)e -Ql I(x + 1) =I(x)e -Q,
where x = 0 is at the beginning of the segment, ra is the axial resistance per unit length, and Qi is the complex attenuation constant for that particular segment as given by Eq. 2. These may be arranged to form a matrix equation relating the input and output of the segment
[Vj(O)
[I1(0)1
DB. [I#(i,)
cosh Qii
where Q is the attenuation constant for the nodeinternode unit and I is the length of the unit, 21, + 12. This represents the application of Floquet's theorem to a periodic cable (47). Note that this uniform unit to unit decay holds only if the extracellular potential is zero. This is the case for a fiber in an infinite medium with an intracellular source or with extracellular stimulation by a
spatial impulse.
=i
Qr
Q.
sinh
Qii
Letting = e Qland defining the intracellular potential and longitudinal current at the end of the nodeinternode unit as Ve and Ie respectively, we see that
C,
D,
sinh
Q/,
=4j.
[C Di [l]
A -n
[Ie]
B
=
+A2B1Cl
Considering only the positive going, or decaying wave, the solution of the resulting quadratic yields
1
2A A2C, +A C2 +
B2C2
-cosh-1A.-
(11)
D =A.
It will be demonstrated that the Q given by Eq. 11 approximates a weighted average of the attenuation constants Qi for each segment of the periodic cable. Thus, if the voltage is specified at a point, say V(O) = VO, it is known at all integral multiples of I through
n = 0,1,2,... Voe and within a segment through the use of Eqs. 9 and 10. A simple example of this is seen with intracellular stimulation. An intracellular electrode, passing a current Io is
V(nl)
Ruisti Rubinstein
.xrclua
541
541
placed at the center of a node atx = 0. The extracellular resistance is assumed negligible and the membrane parameters are defined in Table 2. VO can be determined from
[Vo]
_A
Far-field solution
The previous section indicates that the exact solution for the Green's function of a periodic cable is cumbersome. It is difficult to integrate the Green's function over a continuous applied field because the function is described by different equations in each segnent. This theory, while complex, yields important results and is described in the appendix. For the special case of far-field solutions, it is possible to avoid complication provided the above exact Green's function can be approximated by the continuous function
G(x)
B][Voeo'
1IO]
which reduces to
IC DJ [I0e
B -A
VO = IoeQe
defining the input impedance Z. The exact solution for the membrane potential is then given by Eqs. 9 and 10. An approximate solution may be obtained by
V= IoZe -'.
=Q eQW
(13)
(12)
These are both plotted in Fig. 3. Electrotonic decay in myelinated fibers appears piecewise-linear with changes in slope occuring at nodes of Ranvier. A detailed view of this slope change is given in Fig. 4. It shows the membrane potential in a node and its neighboring internode when the fiber is stimulated by an intracellular electrode one node away. Although electrotonic decay is exponential in uniform node or internode, there is an impedance mismatch at the node-internode junction when the two are combined. This mismatch results in approximately linear electrotonic decay along the internode. The slope of decay changes at nodes so that the node to node decay is globally exponential.
150.0
node
Andrietti and Bernardini have performed a similar approximation for current flow in a myelinated fiber (4) but did not take advantage of periodicity. Eq. 13 is identical to Eq. 3 for a continuous cable but Q is obtained from Eq. 11 instead of Eq. 2. It equals the exact solution at the center of each node and as such represents spatial samples of the exact solution. In theory the approximation will be accurate if the sampling frequency exceeds the Nyquist rate. This will be the case if the applied field has no spatial frequency components greater than one-half the spatial sampling frequency, two pi times the reciprocal of the length 1 of the unit membrane. Fig. 5 illustrates the spatial frequency content of the approximate response of a model fiber to a monopolar point source at three distances, z. This
exact
exponential
E 100.0
o
0
50.0
nods
0.0
0.0 0.1 0.2
x
0.3
0.4
0.5
(mm)
FIGURE 3 Membrane potential at first three nodes for intracellular stimulation at center of first node. Stimulus is 1 nA DC current. Fiber parameters from Table 2. Exact solution given by Eqs. 9 and 10. Exponential or approximate solution given by Eq. 12.
542
Biophysical Journal
54
Jora
"
..
..'
I..
op
I.
E
la
m..
U.
-a
51
0
Internode
c
I,
node
E
E
rn UV-04
0.
.2
0>.228,
,0.229
0>.230
x
0.23 1
(mm)
0.232
0.233
0.234
FIGURE 4 Detail of membrane potential in vicinity of the second node for the fiber model in Fig. 3.
response is calculated by multiplying the spatial frequency content of the source, Eq. 7 with x' = 0, by the spatial frequency response of the approximation, Eq. 4, for the DC case. The bulk of the energy for all three
distances lies at spatial frequencies less than k = 6.8, one-fourth of the sampling frequency. Thus, for stimulating myelinated fibers where the length I < 0.231 mm and
0.05
the distance z 2 1 mm, the approximation given by Eq. 13 is not degraded by aliasing. The distance z beyond which this approximation becomes valid is smaller at higher temporal frequencies. Because the internodal distance 12 = 1 - 211, calculations such as those in Fig. 5 can define the fiber sizes and perpendicular distances z for which the far-field approximation applies.
0.04
E
>
0.03
0'
E
0.02
0.01
0.00
10.0
2.0
4.0
6.0
8.0
k (spatial frequency)
FIGURE 5 Spatial frequency content of far-field response to a monopolar point source at z = 0.75 mm, z = 1 mm, z = 1.5 mm. Model fiber parameters given in Table 2. Units of spatial frequency are radians per millimeter. Temporal frequency is DC and pI = 27r V mm.
Rubinstein
543
RESULTS
those obtained for unmyelinated cables, as the equation from which they are obtained has the same form. The quantitative difference results from the use of a different attenuation constant Q. For a myelinated cable, Q approximates a weighted average of the attenuation constants of the node and of the internode. Another major difference is that these curves are only an accurate portrayal of the membrane potential at the nodes; they do not necessarily apply between nodes. Because fiber excitation only occurs at nodes, however, this is not a significant restriction.
Nearest node
At the center of the node nearest to the electrode, or x = 0, Eq. 8 reduces to Eq. 6. Because only the far-field case is being considered at present, a further simplifica-
tion is possible. For large values of the argument Qz, Eq. 6 has an asymptotic expansion, given in reference 1, which rapidly converges. For Qz >> 1, the first term of this expansion alone is sufficient to give an accurate estimate. Under these circumstances, and subtracting the extracellular potential, the membrane potential becomes
(Z, (A))
=
4'irrQ23
(14)
This simple expression defines the important geometric parameters of extracellular electrical stimulation. It demonstrates that the induced depolarization is propor-
0 DC step
-a 3 kHz + 10 kHz
O
1-1 E
0.5
'
D 1 a
+ +
+
O
A
0.0
+
8A
+
A
+ A
+
A
+ A
+ A
+
A
+
A
+
a
I
0
-0.5
0.0
.
1.0
x
~
2.0
. ~~~~~~~~~~~~I
3.0
4.0
(mm)
FIGURE 6 Profiles of the steady-state membrane potential for DC step, 3 and 10 kHz stimuli. Current is 1 mA at z = 1.5 mm. Results valid only at nodes of Ranvier.
544
Biophysical Journal
Biophysical Joumal
1.0
> o
A
Oz=1.5 mm z=2.0 mm
+ z=2.5 mm
0.5
-1
C: c
++
0.0
4
0
+
+
AA
0
000 0
0 0
+ A
+ A
+ a
+ A
+ A
+ A
-0.5
0.0
1.0
x
2.0
3.0
4.0
(mm)
FIGURE 7 Profiles of the steady-state peak membrane potential for a 1-mA DC step positioned at z = 1.5 mm, z = 2 mm, and z valid only at nodes of Ranvier.
tional to both the current applied and to the resistivity of the medium separating electrode and myelinated fiber. Likewise, the response is inversely proportional to the cube of the distance separating electrode and fiber. A dimensional analysis of threshold awaits further discussion of the attenuation constant Q, but it should be clear now that these relations must also hold for a nonlinear fiber model up to threshold if the excitable membrane properties are not varied between fibers. The threshold current for initiation of an action potential in a distant fiber should be proportional to the cube of the distance between the fiber and a monopolar electrode and inversely proportional to the resistivity of the medium separating them.
linear theory is sufficient to describe the existence of this phenomenon, a quantitative analysis requires a nonlinear model because sodium channel activation is a
frequency-dependent process.
Distance curves
Using Eq. 6 it is possible to determine the relative of the nearest node as the perpendicular distance of the node to the source is varied. As noted above, this should approach an inverse cubic relationship as the distance becomes large. Fig. 8 shows the relative fiber response as a function of distance at two frequencies, determined from Eq. 6. It shows that as stimulation frequency is increased, so is spatial selectivity. If an array of fibers is located at a variety of distances from a source, a high frequency stimulus will better select for the near fibers than will one at a low frequency. This property of stimulus frequency is the same as that previously described for unmyelinated fibers using a spatial frequency analysis (41). Although the
response
Qi=
xi
+ ijTj,
Rubinstein
Extracellular Electrical
545 545
10.0
O DC step 10 kHz
F
0.0
m
0 CL) 0 0.
-10.0
-20.0
0
-30.0
-40.0 0.0
1.0
z
2.0
3.0
4.0
(mm)
FIGURE 8 Relative magnitude of the membrane potential (fiber response) at nearest node as a function of electrode distance for DC step and 10 kHz stimuli. Responses are normalized to those at 0.75 mm.
where Xi and Tr are the length and time constants of the section under consideration, consider a node-internode unit for the DC case when X = 0. Under these circumstances Qi = 1/1X. Assume that Q can be similarly represented by
1
For the DC case then Q = 1/X. Because X = l/, it is straightforward to apply the usual rules for lumping the parallel membrane resistances of the node and internode to show that
1 A2 1
=
x
jwir.
(15)
211
A2
12
A2 .
21, + 12
(16)
15.0
m
0)
10.0
0O
0.
.0_
5.0
I 0.0
1o0
102
1o3
1o4
frequency (Hz)
FIGURE 9 Relative tuning curves for sources positioned at z = 0.75 mm, z = 1.25 mm, z = 3 mm, and "far." Fiber responses are normalized to the 10 kHz response. The "far" curve is calculated from Eq. 14.
546
Thus X, the length constant of the lumped nodeinternode, is the weighted average of A for the node and for the internode. The lengths of the segments form the weights. A similar approach can be taken with the membrane capacitance and time constant to yield an equation for the overall time constant of the nodeinternode unit
21 X2rT +
21X\
+
Thus, in addition to the effects of distance and resistivity noted above, the electrical threshold for initiation of action potentials to sinusoidal or pulsatile stimuli is inversely proportional to the square of the fiber's length constant. This permits a simple dimensional analysis of
fiber threshold. For an unmyelinated fiber, or for the nodal segment of a myelinated fiber, the length constant is given by
4Ra
12X1'T2
12X2
(17)
The time constant T is then also a weighted average of the nodal and internodal time constants. It is the maximal time constant shown in Fig. 9. Fig. 10 shows Q as a function of frequency calculated both from Eq. 11 and from Eq. 15, where X and T are obtained from Eqs. 16 and 17, respectively. The closely overlapped curves indicate that at least for this range of frequencies, Q can be represented by Eq. 15. Under these conditions, the membrane potential of the nearest node, Eq. 14, becomes
(Z (a.)
=
X2 = a
)(18 )
(8
Eq. 18, the frequency response of a simple R-C lowpass filter, can be simply transformed into the time domain and the resulting impulse response integrated to yield the step response
V.(Z
t)
=
43
(1
e-t/)
(19)
Therefore X, the overall length constant of the nodeinternode unit will have a dependence on axon diameter d, somewhere intermediate between the half and first power. This intermediacy will be determined by Eq. 16 which shows that the weights for the weighted average are decided by the relative lengths of the node and internode segments. Because the internode is far longer than the node, the linear term must predominate if internodal length is proportional to fiber diameter. This is shown in Fig. 11, demonstrating the linear relation between A and fiber diameter. From the definition of Q, Eq. 15, it should be clear that the imaginary part of Q, the internodal delay, is inversely proportional to fiber diameter. Therefore the length constant is approxi-
5.0
4.0
E 1-1
t 3.0
a
cr a
2.0
1.0
0.0
O
0.0
2000.0
4000.0
6000.0
8000.0
10000.0
frequency (Hz)
FIGURE 10 Real and imaginary parts of Q as a function of frequency. Q computed by the exact technique of Eq. 11. Qa by the weighted average technique of Eq. 15.
Rubinstein
Extracellular Electrical
547 547
2.0
1.5
E
0.
-0
-..
0.50
0.0_
0.0
5.0
10.0
15.0
20.0
FIGURE 11 Length constant, X, as a function of fiber diameter D as given by Eq. 16. The solid line is for intemodal length proportional to fiber diameter. The interrupted line is for constant internodal length.
mately proportional to the fiber diameter for the same reasons conduction velocity is approximately proportional to fiber diameter in myelinated fibers (20, 22). Thus, for far-field stimulation under the given assumptions, the electrical threshold for initiation of action potentials at the nearest node is inversely proportional to the square of the fiber diameter. It should therefore be possible to account for the range of far-field electrical thresholds encountered in a fiber bundle by the range of fiber diameters present in the nerve if the active fiber properties are uniform throughout this range. Fig. 11 also shows that a nonlinear relation between length constant and fiber diameter is possible if internodal length is not linearly related to fiber diameter. While much anatomic and indirect electrophysiological data attests to the linearity of this relation (32), rigor demands direct histologic verification without possible corruption by fixation artifact.
then the internodal length constant X2 also approaches infinity. Under these circumstances Eq. 17 becomes
Ir
=
TV
The overall membrane time constant equals the specific time constant of node. Using the data set in Table 2, one can see that the nodal time constant, T, = 34.1 p,s, is significantly less than the time constant computed using both nodal and internodal data, = 84 ps. Bostock has shown that the nonlinear strength-duration time constant is larger than, and is a linear function of the membrane time constant (11). Therefore, a nonlinear model assuming that myelin is a perfect insulator will also underestimate the strength-duration time constant.
r
548
548~
models for their effects on extracellular excitability. In order of increasing complexity, it seems reasonable to consider six different node-paranode descriptions: (a) Classical Model: Nodal and internodal axon are the same diameter. Paranodal membrane properties are identical to internode. (b) Constricted Node Model: Nodal diameter is smaller than internodal diameter. Paranodal membrane properties are identical to internode. (c) Constricted Paranode Model: Nodal and paranodal diameters are smaller than internodal diameter. Myelin attachment segment has membrane properties identical to compact myelin. (d) Leaky Paranode Model: Nodal and paranodal diameters are smaller than internodal diameter. Myelin attachment segment has membrane capacitance of internode and membrane resistance of node. (e) Leaky Capacitive Paranode Model: Nodal and paranodal diameters are smaller than internodal diameter. Myelin attachment segment has passive membrane properties identical to node. (f) Tight Capacitive Paranode Model: Nodal and paranodal diameters are smaller than internodal diameter. Myelin attachment segment has membrane resistance of internode and membrane capacitance of node. For each of these models, the overall length and time constants of the node-paranode-internode unit are summarized in Table 3. These calculations were performed assuming the node and constricted axon segment to have a diameter of 0.41d and a myelin attachment segment 3 ,um long (9). The first three representations of the paranodal region have similar length constants and virtually identical time constants. The last three have somewhat different values although none vary by > 24%. These three models are unlikely as they are inconsistent with the time constant changes that have been documented with demyelination of the paranode (12). They are included here as they represent electrically extreme cases. This illustrates that even with the most implausible paranodal models, the length and time constants are only changed by 24%. It is noteworthy that the length constant for the first three models is approximately equal to the internodal length. While these models will conduct action potenTABLE 3 Length and time constants for the six
Parameter
Ra
RI
Cl r2 C2
1.0140.99
1.7-0.56 1.32-0.85 1.1-0.86
1.68-0.65
Figures are given as a-b where a represents the relative effects of doubling the parameter and b of halving it.
tials given sufficient peak sodium current (Rubinstein, J. T., unpublished results) they do not provide a "safety factor" for saltatory conduction. It seems reasonable to question the validity of the model parameters on this basis.
paranode models
Model
a b c d e f
X (mm)
T (Ps)
84 84 85 64 71 95
Rubinstein
549
the cat spinal cord (38, 7, 8). Dorsal column fibers were electrically stimulated with 50 p,s cathodal current pulses from macroelectrodes placed on the pial surface. The resistivity of the medium was characterized by potential measurements at varying distances from the stimulus (38). Microelectrode penetrations of known depth isolated single-unit activity. The conduction velocity, electrical threshold, strength-duration time constant, and ratio of cathodal to anodal threshold were obtained. The assumption that dorsal column fibers maintain a fairly constant position relative to the pial surface permitted the construction of threshold-distance curves for units of known conduction velocity (7). Fig. 12 illustrates the experimental threshold-distance curves for the slowest and fastest fibers for which data are presented in reference 7. These points are plotted with the model results. Threshold is assumed to be 15 mV (8) and the scale factors relating conduction velocity and fiber diameter are 6 and 5 for the faster and slower fibers, respectively (32). Stimulation frequency is chosen to be 3.775 kHz. For an RC circuit with a time constant of 84 ps, this frequency gives a steady-state response equal to the transient response to the above experimental stimulus. While it is not difficult to incorporate the anisotropic resistivity of the dorsal columns into the model, this was not done. There is sufficient uncertainty in the resistivity measurements (3, 37) that a homogeneous medium was assumed. The resistivity of the medium, 380 Qlcm, was chosen to provide a best fit between model and data.
500.0
a
a
Note that this resistivity is well within the limits of the measured anisotropic resistivities, 138 and 1,211 flcm (38).
400.0
D=10 micron
.2_ 300.0
E
200.0 _
-0
100.0 _
0.0 0.2
0.4
0.6
0.8
1.0
1.2
distance (mm)
FIGURE 12 Model and experimental threshold-distance curves. Solid and dotted lines give model results for a homogeneous, isotropic medium with a resistivity of 3,800 flmm. Separate points are experimental results from Table 1 of reference 7. Model and experiment have correlation coefficient of 0.985.
550
Biophysical Journal
Biophysical Journal
simple calculation of the length and time constants for a fiber using weighted averages of these constants for each of the axon segments incorporated in the model. There are no theoretical restrictions on the number of axon segments in the model, so any degree of paranodal complexity may be incorporated as more data on the structure and electrical properties of the paranodal region become available. In its present form the model cannot account for possible current paths underneath the myelin sheath (6). Modeling such current paths results in a fourth order differential equation which may prove analytically tractable despite its complexity. The linear model of myelinated fiber described here is not an attempt to replace numerical simulations of the Frankenhauser-Huxley type (20). Instead it provides a distinct complement to the nonlinear models by permitting simple calculation of the effects of model parameters on the length and time constants of the fiber. This permits the rejection of clearly implausible models before the development of a complex numerical simulation. By providing a benchmark against which linearized computer simulations may be tested, and permitting a "preview" of the small-signal membrane response, an appropriate fiber length and number of nodes may be chosen. Thus, this analytical model constitutes an important adjunct to nonlinear numerical efforts. When the model is applied to extracellular stimulation, it permits quantitative insight into problems of both clinical and basic significance. By dimensional arguments, the model makes the following predictions for threshold to far-field, monopolar electrical stimuli: (a) threshold is inversely proportional to the resistivity of the medium separating electrode and fiber. (b) Threshold is proportional to the cube of the distance from fiber to electrode. (c) Threshold is inversely proportional to the square of the fiber diameter. (d) Threshold for monophasic anodal stimuli is 4.94 times threshold for monophasic cathodal stimuli. For closer monopolar stimuli, the membrane time constant and the nonlinear strength-duration time constant are predicted to be a function of the electrode distance. For near sources, the time constant is less than for those more distant. Near-field stimuli are also affected by the stopbands in the spatial frequency domain that are described in the appendix. If two adjacent nodes are subjected to a similar applied field, the membrane response is poor, even if a substantial gradient is imposed along the internode. At higher temporal frequencies this effect probably becomes less important. All of these predictions require direct experimental verification. The main limitations of any model are imposed by its assumptions. The limitation of the linearity assumption
is less significant than it may seem, as the quantitative consequences of membrane nonlinearities have been well documented (11, 29). Furthermore, dimensional analysis and calculation of relative thresholds is accurate as long as stimulation frequency and sodium channel density are unchanged. Although there is evidence that small fibers are not "dimensionally similar" to large fibers (31), it seems likely that dimensional similarity is a reasonable assumption for a small range of fiber diameters.
A linear relationship between fiber diameter and internodal length is supported by numerous anatomical and indirect physiological studies (32). Because this relationship is a critical parameter for extracellular stimulation, it should be histologically verified in unfixed material. The passive electrical properties of mammalian internodes have not been determined experimentally and represent major unknowns in any model of mammalian myelinated fibers. It should be noted however, that the model length and time constants are relatively insensitive to the internodal capacitance and remarkably unaffected by changes in the internodal resistance. Thus, activation of internodal potassium channels (10) must cause very large changes in conductance to alter substantially the results reported here. The effects of fiber bundling are difficult to assess. Longitudinal current flow through nerve may occur in both intracellular and interstitial compartments (37). While bidomain models have been developed to analyze this complication (2, 36), they currently apply only to the steady-state stimulation of uniformly sized fiber bundles. Their application requires detailed histologic analysis of fiber packing and appropriate anisotropic nerve resistivities (3, 37). These are formidable experimental and theoretical challenges which need solution. Threshold to extracellular stimulation, as recorded by a microelectrode at some distance from the site of activation, is a complex process. Multiple nodes can be near threshold at the same time resulting in a high degree of interaction between the spike initiation and conduction processes. Anodal block, a suprathreshold phenomenon (40), is but one example of possible fieldneuron interactions that can preclude conduction of an initiated action potential. In nonlinear models, small changes in parameters, such as the maximal sodium current, can determine whether a spike initiated is conducted to the recording site (Rubinstein, J. T., unpublished results). Sophisticated nonlinear models from mammalian voltage-clamp data and significant experimental effort are needed if this process is to be understood quantitatively. The linear model provides a small, if fundamental, part of this endeavor.
Rubinstein
Rubinstein
551
1,
then
similar
Greens function
Let the point x = 0 be located at the center of a node. Let V0 and I0 be the internal voltage and longitudinal current at that site. Z is the complex impedance there. Let V1, I, and V2, I2 be the voltage and current at the beginning of the internode and subsequent node, respectively. The regions are labeled as in Fig. 2. Letx' be the position of the extracellular voltage impulse and for the moment assumex < x'. In region 1, 0 < x . 11, the potential is given by
2
Q2
(D12
-
(25)
11
are
B] [12
B1][A2
C1
lra sin
I,,-sn Q,x.
D12
D1C2
B2] D2
(20)
4,
+ 12, by
<
1,
-
Q,[x
(11 + 12)]
r
To determine V0 for a given x' note that the differential equation describing the Green's function is
GQ(x; x')
Q2(x)G(x;x')
-Q2(x)b(x
x')
To determine the frequency response of the cable to an applied field, it is necessary to integrate the exact Green's function over the applied field. The exact Green's function for a periodic cable, x < x', is given by Eqs. 20, 21, or 22, depending on the value of x, with V0 given by Eqs. 23, 24, or 25 depending on the value ofx'. Thus the Green's function is segmentally defined. It is desirable to represent the Green's function by a continuously defined function to facilitate the needed integration. Floquet's theorem permits this representation. It also eases the determination of the spatial frequency response of the fiber because that requires taking a Fourier transform in x' of the Green's function. It should be noted that this Green's function is not shift-invariant due to its asymmetry. Changes inx have different effects than changes inx', therefore much of the symmetry of the Fourier transform is lost. Because Floquet's theorem states that all waves in a periodic structure vary identically from one period to the next except by a complex constant, it is possible to expand the Green's function in a special Fourier series. Noting that G(x + 1) = G(x)e Q', a periodic function P(x) can be created with P(x) = G(x)e1. P(x) can be expanded in a Fourier series
+<x
GX|X +
-Q2(x').
source
Since the current on the two sides of the directions and it is assumedx < x',
P(x)
Anei(2`|
n= -o
GX(x
Ifx' isinregion 1,0
<
= x ')
=Q2(X')
2
A An
Thus, the original function
=I f; n
x' <
11, then
G(x ')can
+x0
be
expanded
in
Fourier series
V(1)(x') =
G(0;x') =-
Q12
(23)
Q1 sinh Q,x'
Ifx' is in region 2, 11 < x' < 1 + 12,
cosh Q,x'
G(x') =
where the coefficients are given by
I A.ei0n",
G(X ')e "n'da
(26)
An
V1Q2 sinh Q2(X'
-
(27)
11)
11)
and
By applying the appropriate matrix transformation on VI and I1 to give functions of V0 and I(, it can be shown that
2~~~~~
On=
2'rr
Tn + jQ
V0x')
(A1
B1/Z)Q2 sinh
-
Q2x
(24)
ra(Ci
Each coefficient in the series is known as the space or Hartree harmonic (48). Let the solution be restricted to the center of the nearest node, x =
552
Jn c Journal B Biophysical
0,
x <
To determine the Hartree harmonics for the Green's function it is the reciprocals found in the above equations.
Vo(xI)e
px
dx'
f;
lnx
Vo3e drx x
;r
1r
Irl
Q
+
<1
x'
m
11,
V0('))=
2____ Q
-1
r/1Z
e-(2m+1)Qlx'
A (1)
A(2)-
V(2)(X )= Q2 Q V121~~~~~~~~~~
(Q2 raIZ)A
-
Q e2
(Q2- r,IZ)A1
Bl + raCi
raC1
+
Q~~~~2
jB, z
+raC,
X (Q2
Q
02
r./Z)A1
-Bi
02
(Q2 + rjIZ)A1
(Q2
In region 3,11 + 12
x' < 1,
ra/Z)IA1
-
Z B1 + r C, -2+)2
2B1
r.Cl
(Q2
A (3)
riC,
Q2
1
-An(11+12)
+
ra(C12-
Q1(DI2
-
12
V(3)(X
r,(C,2
m=O
QI
B12
A12
Q.(DI2-
ZrC
-
j-e[(2m+1)Qj+j61l
(2mn
1)Q) + j( .'
0.1
20.6
~0.4
0.2
0.0
0.0
20.0
40.0
60.0
80.0
DC
.........
100.0
k (spatial frequency)
1 kHz
-----
2 kHz
FIGURE 13 Stopbands in the spatial frequency domain. Temporal frequencies are DC, I kHz, and 2 kHz. Units of spatial frequency are radians per millimeter.
Rubinstein
Electrical
Stimulation of Nerve
553
1.0
0.8
2 0.6
E
E
0.4
2 kHz
0.2
approximate
0.0
0.0
10.0
k (spatial frequency)
20.0
30.0
FIGURE 14 Comparison of exact DC solution and far-field approximate DC solution to spatial frequency response of nearest node. Figure also shows exact solution at 2 kHz. Units of spatial frequency are radians per millimeter.
The author gratefully acknowledges the thoughtful criticism of D. Eddington, N.Y.S. Kiang, J. Melcher, and the reviewers. This work is supported by National Institutes of Health grant DC00361 and training grant DC00020.
REFERENCES
1. Abramowitz, M., and I. E. Stegun. 1972. Handbook of Functions. 10th Ed. National Bureau of Standards, Washington, D.C. 2. Altman, K. W., and R. Plonsey. 1988. Development of a model for point source electrical fibre bundle stimulation. Med. Biol. Eng. & Comput. 26:466-475. 3. Altman, K. W., and R. Plonsey. 1989. Analysis of the longitudinal and radial resistivity measurements of the nerve trunk. Ann. Biomed. Eng. 17:313-324. 4. Andrietti, F., and G. Bernardini. 1984. Segmented and "equivalent" representation of the cable equation. Biophys. J. 46:615-623. 5. Arnesen, A. R., and K. K. Osen. 1978. The cochlear nerve in the cat: topography, cochleotopy, and fiber spectrum. J. Comp. Neur.
G(Ok)
X2 Ann 2
n--xo
2-k 2
2-
(28)
The double transform of the extracellular field b(x)b(t) is unity and is subtracted from Eq. 28 with the results plotted in Fig. 13. This is the exact solution for the spatial frequency response of the nearest node at the three temporal frequencies shown. The figure shows stopbands in the spatial frequency domain occurring at integer multiples of 2 r/l. This occurs because when the period of a spatial frequency component is equal to 1, the extracellular potential at adjacent nodes is identical. Thus, current cannot avail itself of the low-resistance pathway in and out of adjacent nodes. The inclusion of myelin conductance in the model is responsible for the stopbands being greater than zero. Indeed, at high temporal frequencies Fig. 13 demonstrates that the relative contribution of the myelin sheath to the current pathway increases significantly and reduces the depth of the stopbands. A plot of Eq. 4, the far-field approximation for the spatial frequency response, is shown in Fig. 14 along with the exact solution. The figure illustrates that the Nyquist criterion for the far-field approximation is quite reliable as the two curves are similar up to a spatial frequency of k = 6.8, or one-fourth the sampling frequency. This provides a more formal proof that for far-field stimulation, the simple equations describing excitation of a continuous cable are a valid model of the electrotonic response at the midpoints of the nodes of a myelinated fiber.
178:661-678.
6. Barrett, E. F., and J. N. Barrett. 1987. Intracellular recording from vertebrate myelinated axons: mechanism of the depolarizing afterpotential. J. Physiol. 323:117-144. 7. BeMent, S. L., and J. B. Ranck. 1969. A quantitative study of electrical stimulation of central myelinated fibers. Ezp. Neurol. 24:147-170. 8. BeMent, S. L., and J. B. Ranck. 1969. A model for electrical stimulation of central myelinated fibers with monopolar electrodes. Exp. Neurol. 24:171-186. 9. Berthold, C. H. 1978. Morphology of normal peripheral axons. In Physiology and Pathobiology of Azons. S. G. Waxman editor. Raven Press, New York. 3-63.
554
Biophysical Journal
10. Black, J. A., J. D. Kocsis, and S. G. Waxman. 1990. Ion channel organization of the myelinated fiber. TINS (Trends Neurosci.). 13(2):48-54. 11. Bostock, H. 1983. The strength-duration relationship for excitation of myelinated nerve: computed dependence on membrane parameters. J. Physiol. 341:59-74. 12. Brismar, T. 1981. Electrical properties of isolated demyelinated rat nerve fibers. Acta Physiol. Scand. 113:161-166. 13. Brismar, T. 1980. Potential clamp analysis of membrane currents in rat myelinated nerve fibers. J. Physiol. 298:171-184. 14. Colombo, J., and C. W. Parkins. 1987. A model of electrical excitation of the mammalian auditory-nerve neuron. Hear. Res. 31:287-312. 15. Dun, F. T. 1970. The Length and Diameter of the Node of Ranvier. IEEE (Inst. Electr. Electron Eng.) Trans. Biomed. Eng. 17(1):21-24. 1990. 16. Finley, C., B. S. Wilson, and M. W. White. 1990. Models of neural responsiveness to electrical stimulation. In Cochlear Implants: Models of the Electrically Stimulated Ear. J. M. Miller and F. A. Spelman, editors. Springer-Verlag, New York. 17. FitzHugh, R. 1962. Computation of impulse initiation and saltatory conduction in a myelinated nerve fiber. Biophys. J. 2:11-21. 18. FitzHugh, R. 1973. Dimensional analysis of nerve models. J. Theor. Biol. 40:517-541. 19. Girzon, G. 1987. Investigation of current flow in the inner ear during electrical stimulation of intracochlear electrodes. M.S. thesis. Massachusetts Institute of Technology, Cambridge. 20. Goldman, L., and J. S. Albus. 1968. Computation of impulse conduction in myelinated fibers; theoretical basis of the velocitydiameter relation. Biophys. J. 8:596-607. 21. Gradshteyn, I. S., and J. M. Ryzhik. 1980. Table of Integrals, Series, and Products. Academic Press, Orlando, FL. 22. Jack, J. J. B., D. Noble, and R. W. Tsien. 1983. Electrical Current Flow in Excitable Cells. Clarendon, Oxford. 23. Koide, F. T. 1975. Electronus in medullated nerve. Math. Biosci 25:363-373. 24. Kompaneyets, A. S., and V. T. Gurovich. 1966. Propagation of an impulse in a nerve fibre. Biophysics (Engl. Transl. Biofizika). 11:1049-1052. 25. Liberman, M. C., and M. E. Oliver. 1984. Morphometry of intracellularly labeled neurons of the auditory nerve: correlations with functional properties. J. Comp. Neurol. 223:163-176. 26. Markin, V. S., and Y. A. Chizmadzhev. 1967. Spread of excitation in a model of the nerve fibre. Biophysics (Engl. Transl. Biofizika). 12:1032-1040. 27. McNeal, D. R. 1976. Analysis of a model for excitation of myelinated nerve. IEEE (Inst. Electr. Electron. Eng.) Trans. Biomed. Eng. BME 23(4):329-337. 28. Neumcke, B., and R. Stampfli. 1982. Sodium currents and sodiumcurrent fluctuations in rat myelinated nerve fibers. J. Physiol. 329:163-184. 29. Noble, D., and R. B. Stein. 1966. The threshold conditions for
30. 31.
32.
39.
initiation of action potentials by excitable cells. J. Physiol. 187:129-162. Offner, F., A. Weinberg, and G. Young. 1940. Nerve conduction theory: some mathematical consequences of Bernstein's model. Bull. Math. Biophys. 2:89-103. Paintal, A. S. 1966. The influence of diameter of medullated nerve fibers of cats on the rising and falling phases of the spike and its recovery. J. Physiol. 184:791-811. Paintal, A. S. 1978. Conduction properties of normal peripheral mammalian axons. In Physiology and Pathobiology of Axons. S. G. Waxman, editor. Raven Press, New York. 131-144. Parkins, C. W., and J. Colombo. 1987. Auditory-nerve singleneuron thresholds to electrical stimulation from scala tympani electrodes. Hear. Res. 31:267-286. Pickard, W. F. 1966. On the propagation of the nervous impulse down medullated and unmedullated fibers. J. Theor. Biol. 11:3045. Pickard, W. F. 1969. Estimating the velocity of propagation along myelinated and unmyelinated fibers. Math. Biosci. 5:305-319. Plonsey, R., and K. W. Altman. 1988. Electrical stimulation of excitable cells-a model approach. Proc. IEEE. 76(9):11221129. Plonsey, R., and R. C. Barr. 1986. A critique of impedance measurements in cardiac tissue. Ann. Biomed. Eng. 14:307-322. Ranck, J. B., and S. L. BeMent. 1965. The specific impedance of the dorsal columns of cat: an anisotropic medium. Exp. Neurol. 11:451-463. Rattay, F. 1989. Analysis of models for extracellular fiber stimulation. IEEE (Inst. Electr. Electron. Eng.) Trans. Biomed. Eng.
36(7):676-682.
40. Reilly, J. P., V.T. Freeman, and W. D. Larkin. 1985. Sensory effects of transient electrical stimulation-evaluation with a neuroelectric model. IEEE (Inst. Electr. Electron. Eng.) Trans. Biomed. Eng. 32(12):1001-1011. 41. Rubinstein, J. T., and F. A. Spelman. 1988. Analytical theory for extracellular electrical stimulation of nerve with focal electrodes I. Passive unmyelinated axon. Biophys. J. 54:975-981. 42. Rubinstein, J. T. 1988. Quasi-static analytical models for electrical stimulation of the auditory nervous system. Ph.D. thesis. University of Washington, Seattle. 43. Scott, A. C. 1964. Analysis of a myelinated nerve model. Bull. Math. Biophys. 26:247-254. 44. Scott, A. C. 1964. More on myelinated nerve model analysis. Bull. Math. Biophys. 29:363-371. 45. Tasaki, I. 1955. New measurements of the capacity and the resistance of the myelin sheath and the nodal membrane of the isolated frog nerve fiber.Am. J. PhysioL 181:639-650. 46. Veltink, P. H., J. A. van Alste, and H. B. K. Boom. 1988. Stimulation of Intrafasicular and Extraneural Nerve Stimulation. IEEE (Inst. Electr. Electron. Eng.) Trans. Biomed. Eng.
35(1):69-75.
47. Yeh, P., A. Yariv, and C. S. Hong. 1977. Electromagnetic propagation in periodic stratified media. I. General theory. J. Opt. Soc. Am. 67(4):423-438.
Rubinstein
555