100% found this document useful (1 vote)
470 views156 pages

Unit 3 Module Resumen 4

Yvonne kane: good foreign language teachers intuitively know how to teach foreign languages. Neurolinguistics shows it's easier for younger brains to make new connections, she says. Neuroeducation connects the neuroscientist who studies brain research with the educator.

Uploaded by

rafaelraspanti
Copyright
© Attribution Non-Commercial (BY-NC)
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
100% found this document useful (1 vote)
470 views156 pages

Unit 3 Module Resumen 4

Yvonne kane: good foreign language teachers intuitively know how to teach foreign languages. Neurolinguistics shows it's easier for younger brains to make new connections, she says. Neuroeducation connects the neuroscientist who studies brain research with the educator.

Uploaded by

rafaelraspanti
Copyright
© Attribution Non-Commercial (BY-NC)
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
You are on page 1/ 156

Unit 3

NEUROLINGUISTIC RESEARCH
AND FOREIGN LANGUAGE TEACHING









1. Introduction
2. Practical Assignment 3
3. Readings
1
UNIT 3

NEUROLINGUISTIC RESEARCH
AND FOREIGN LANGUAGE TEACHING



INTRODUCTION


Good foreign language teachers have long had really good intuition about how to teach
foreign languages, and they have already been doing it successfully for decades before
the birth of neuroeducation. Now we can show from neurocognitive evidence why they
have doing it the right way. They have intuitively already found the way to do it well,
for example, by using constant repetition drills, giving students frames in which you
substitute words, applying real-life contexts all these things make the learning process
easier in the brain, but teachers already know that.

More and more evidence shows that it is easier for younger brains, which have
greater plasticity, and therefore its easier for them to make new connections and to
strengthen existing connections. Yet, people already knew that the earlier you start
instruction in a foreign language, the easier it will be for a child to learn the language.
Some of the insights from neurolinguistics have already been picked up by language
teachers from other sources sometimes, just from their experience.

However, confirming past knowledge is not the only thing that neuroeducation
can offer to educational researchers. Brain research can also show the weak points of
traditional teaching methodologies and techniques, while suggesting new ways to
remedy such long-existing shortcomings.

Yvonne Kane
1
has written an article pointing in this direction. Below is an
excerpt from it.



1
This excerpt was taken from the article found at: http://www.examiner.com/article/jhu-neuroeducation-
translates-brain-research-into-practical-teaching.
2
Brain research and education go hand and hand. The field of neuroeducation connects
the neuroscientist who studies brain research with the educator who hopes to use research to
improve teaching techniques. Neuroeducation is the place where scientific research translates
into teaching practicality.

An educators understanding of how the brain operates while learning is extremely
important to the field of education. In the past, research concluded that with the exceptions of
old age, brain damage or disease the brain was not able to change after birth. Neuroscientists
today understand the brain has the ability to change and grow over time with experiences,
repetition, and practice. The brain is even able to create new cells in certain regions. This is
described as plasticity. This is a profound discovery for the educator because it eliminates the
idea that a child that is labeled Special Ed will have a life sentence. Instead, a new teaching
method may be the key that sets them free. The teacher that has an understanding of plasticity
will not categorize student learning capacity, but has a wider view of the learner. This educator
will change the childs experiences, and knows that with practice or remedial lessons it is
possible for the child to get a fuller understanding of the concept.

According to Mariale Hardiman, Ed.D., and Martha Bridge Denckla, M.D. in their
article The Science of Education,Findings suggest that ADHD symptoms may represent
developmental delay rather than damage in the brain, and that any neural circuitry with such
protracted development may be exquisitely sensitive to environmental and experiential
influences, which may even alter brain structures. Teachers who are aware of these findings
may change the climate of their classroom. For instance, some ADHD students may not
function well in a classroom environment where visual aids are all consuming. In addition, these
students may be kinesthetic learners, meaning they have a fuller learning experience when they
are given the opportunity to physically carry out the activity rather than listening to a lecture.

Children benefit when teachers are educated in the field of brain research. It changes the
educators perspective of the learner, and stresses the demand for new teaching methods.


However helpful brain research is, it is useless on its own. What it can do is empower
teachers to do their job better. There is a very interesting experiment that was done by
Susan Ervin at the University of California, Berkeley. They decided to test different
methods of language teaching. They used three different methods, and they had several
different language teachers some were graduate students in linguistics. The teachers
3
had to teach different groups for a period of about eight to twelve weeks, using these
different methods. At the end of the experiment, the researchers found that the teaching
methods made no significant difference in the students results, but when they
correlated the results with the teachers, they found that good teachers were getting good
results no matter which method they used. It was the teacher who made the difference.


This unit is intended to have you reflect on the potential applications of
neuroeducation and neurolinguistics to foreign language teaching. You will have a
chance to critically analyze some concrete pedagogical recommendations and rely on
your previous readings to formulate some of your own. Your goal is to be able to
complete Practical Assignment 3 (see below). Make sure you read the questions in it
before you start reading the materials, so as to know what to focus on.

It is recommended that you read the materials in the following order:

[1] Dickinson, Dee (2000). Questions to Neuroscientists from Educators. Online at:
http://education.jhu.edu/newhorizons/Neurosciences/articles/Questions%20to%20Neuroscientist
s%20from%20Educators/index.html. Last access: 06/09/2012.
[2] Scovel, Thomas (1982). Questions Concerning the Application of Neurolinguistic Research to
Second Language Learning/Teaching. TESOL Quarterly 16(3), 323-331.
[3] Lamendella, John T. (1979). The Neurofunctional Basis of Pattern Practice. TESOL Quarterly
13(1), 5-19.
[4] Paradis, Michel (2009b). Ultimate attainment in L2 proficiency. Chapter 4 of Declarative and
Procedural Determinants of Second Languages, 110-136. Amsterdam/Philadelphia: John
Benjamins.
[5] Kuhl, Patricia K. (2010). Brain Mechanisms in Early Language Acquisition. Neuron 67, 713-727.
[6] Ullman, Michael T. (2005). A Cognitive Neuroscience Perspective on Second Language Acquisition:
The Declarative/Procedural Model. In C. Sanz (ed.), Mind and Context in Adult Second
Language Acquisition: Methods, Theory, and Practice, 141-178. Washington, DC: Georgetown
University Press.
[7] Netten, Joan and Claude Germain (2012). A new paradigm for the learning of a second or foreign
language: The neurolinguistic approach. Neuroeducation 1(1), 85-114.


If you feel you need more information on neuroanatomy or neuroimaging techniques,
you may read the following texts included in the Appendix

Lamb, Sydney (2011). El cerebro humano. Chapter 16 of Senderos del cerebro: La base neurocognitiva
del lenguaje (translated by Jos Mara Gil and Adolfo Martn Garca). Mar del Plata: EUDEM.
Rodden, Frank A. and Stemmer, Brigitte (2008). A Brief Introduction to Common Neuroimaging
Techniques. In Brigitte Stemmer and Harry A. Whitaker (eds), Handbook of the Neuroscience
of Language, 57-67. London: Elsevier.

Feel free to work in groups if you find it beneficial. Good luck!
4
PRACTICAL ASSIGNMENT 3


On the basis of the readings assigned for Unit 3, do the following activities.


PA3: ACTIVITY 1

Scovel (1982) raises serious questions about the pedagogical relevance of neurolinguistic
research. On the other hand, Lamendella (1979) uses neuroscientific data to reflect upon the
limitations of pattern-practice drills in the L2 class. In your opinion, do Scovels arguments
invalidate Lamendellas reasoning, or does Lamdendellas paper show the inaccuracy of
Scovels criticism? State your answer IN NO MORE THAN 600 WORDS.


Cortical stimulation, introduced in the 1950s, may be considered one of the earlier
brainimaging techniques in that investigators are able to employ it to map a patients language
area. This technique is used primarily for patients who are preparing to undergo surgery
for intractable epilepsy, in order to determine the brain regions involved in speech and other
cortical functions. Since the brain has no pain receptors, the patient remains conscious
as the surgeon opens the cranium and electrically stimulates areas of the cortex. Small voltages
applied to the language area have typically caused patients to become temporarily
incapable of naming items.
Cortical stimulation, introduced in the 1950s, may be considered one of the earlier
brainimaging techniques in that investigators are able to employ it to map a patients language

















area. This technique is used primarily for patients who are preparing to undergo surgery
for intractable epilepsy, in order to determine the brain regions involved in speech and other
cortical functions. Since the brain has no pain receptors, the patient remains conscious
as the surgeon opens the cranium and electrically stimulates areas of the cortex. Small voltages
applied to the language area have typically caused patients to become temporarily
incapable of naming items.
Cortical stimulation, introduced in the 1950s, may be considered one of the earlier
brainimaging techniques in that investigators are able to employ it to map a patients language
area. This technique is used primarily for patients who are preparing to undergo surgery
for intractable epilepsy, in order to determine the brain regions involved in speech and other
cortical functions. Since the brain has no pain receptors, the patient remains conscious
as the surgeon opens the cranium and electrically stimulates areas of the cortex. Small vol
5
PA3: ACTIVITY 2

Choose ONE, AND ONLY ONE, of the following texts:


(a) Ultimate attainment in L2 proficiency (Paradis, 2009b).
(b) Brain Mechanisms in Early Language Acquisition (Kuhl, 2010).
(c)

A Cognitive Neuroscience Perspective on Second Language
Acquisition: The Declarative/Procedural Model (Ullman, 2005).


Now, analyze it thoroughly and complete the following table:


TEXT
CHOSEN




RESEARCH TOPIC
ADDRESSED




MAIN
HYPOTHESES






SOURCE(S)
OF EVIDENCE
CONSIDERED





MAIN
CONCLUSION(S)






PEDAGOGICAL
IMPLICATIONS FOR THE
L2 CLASSROOM (THESE
ARE NOT INCLUDED
IN THE TEXTS; YOU
MUST PROPOSE AND
ELABORATE THEM
YOURSELF)














6
PA3: ACTIVITY 3

Based on their appraisal of foreign language teaching in the Canadian school system, Netten and
Germain (2012) propose and characterize five principles of the neurolinguistic approach (NLA)
to second-language learning. Consider your experience as a student, teacher, and/or parent in
Argentina and answer the following question IN NO MORE THAN 600 WORDS: Are those
principles applicable to the current educational scenario in our country?


Cortical stimulation, introduced in the 1950s, may be considered one of the earlier
brainimaging techniques in that investigators are able to employ it to map a patients language
area. This technique is used primarily for patients who are preparing to undergo surgery
for intractable epilepsy, in order to determine the brain regions involved in speech and other
cortical functions. Since the brain has no pain receptors, the patient remains conscious
as the surgeon opens the cranium and electrically stimulates areas of the cortex. Small voltages
applied to the language area have typically caused patients to become temporarily
incapable of naming items.
Cortical stimulation, introduced in the 1950s, may be considered one of the earlier
brainimaging techniques in that investigators are able to employ it to map a patients language

















area. This technique is used primarily for patients who are preparing to undergo surgery
for intractable epilepsy, in order to determine the brain regions involved in speech and other
cortical functions. Since the brain has no pain receptors, the patient remains conscious
as the surgeon opens the cranium and electrically stimulates areas of the cortex. Small voltages
applied to the language area have typically caused patients to become temporarily
incapable of naming items.
Cortical stimulation, introduced in the 1950s, may be considered one of the earlier
brainimaging techniques in that investigators are able to employ it to map a patients language
area. This technique is used primarily for patients who are preparing to undergo surgery
for intractable epilepsy, in order to determine the brain regions involved in speech and other
cortical functions. Since the brain has no pain receptors, the patient remains conscious
as the surgeon opens the cranium and electrically stimulates areas of the cortex. Small vol






QUESTIONS TO NEUROSCIENTISTS
FROM EDUCATORS

1

Questions to Neuroscientists from Educators

Prepared for the Krasnough Institute, George Mason University
by Dee Dickinson

Never has there been a time of greater challenge for education, and never has
there been such an opportunity to rethink the whole process. Educators,
parents, business people, and other members of the community are asking
fundamental questions such as, What do students need to know and be able to
do when they graduate? What are the essential academic learning
requirements for today and tomorrow? What kinds of environments, curriculum,
and educational strategies are appropriate to prepare students for a future that
can hardly be imagined? How do we reach and teach students from different
cultural, social, economic, and educational backgrounds--and who have, as a
result, very different ways of learning? How can we help students to master
basic skills and information, develop understanding and knowledge, and learn
to apply what they have learned in contexts outside the classroom? How can
we help them to develop the flexible minds and higher order thinking skills to
live in our rapidly changing world?
Although brain research has been contributing valuable information related to
learning since the pioneering work of Broca in the 1800's, it wasn't until the
1970's that many educators began to see applications to their work. The earlier
pioneering split-brain research of Sperry and Bogan offered new insights into
individual differences in learning. Many educators found in these studies
validation for what they had always intuitively felt about using different kinds of
teaching and learning strategies to reach different kinds of learners.
Very soon, however, in educational circles brain research became equated with
left brain/right brain theory, and the interpretation and practice went far beyond
what the original research indicated. Few consultants or educators worked
directly with neuroscientists on how this information might best be applied.
Brain research so far, as previously noted, has most often been used by
educators to make a case for what they would like to do or are already doing. It
is high time for educators to ask neuroscientists for information that can help
them to better understand their students and the learning process. The Krasnow
Institute is offering a wonderful opportunity to do so. We desperately need
guidance in meeting many new kinds of challenges, and need to make sure we
do not misinterpret the findings or apply them inappropriately. It would also be
helpful if neuroscientists in partnership with teachers could observe firsthand
how their the results of their studies affect educational planning and practice.
Although help regarding pressing problems must clearly come from many
different sources, what guidance do you think brain research may offer brain in
regard to the following specific challenges?
2

1. Much information is now available about the plasticity of the human brain and
the modifiability of intelligence, but traditional I.Q. testing is still rampant. We
need new ways of assessing both potential and learning achievement. If
brain/mind research suggests that "everyone can learn" then we need to
understand how to create environments and use strategies and tools that make
this possible.
What clues does brain research offer to assess potential more effectively? Is
"evoked potential" through the use of new technologies a useful tool for
educators? What are the most important factors to consider in developing the
fullest possible potential of students?
2. There is currently a great deal of controversy over different educational
philosophies such as direct instruction, which involves much drill and practice
with the teacher and textbooks as primary sources of knowledge, and
constructivist learning, which engages the students in actively seeking out and
discovering knowledge from many different sources with the teacher as learning
facilitator. Cross cultural studies are also being done on these different
approaches.
What can brain studies show us about the difference between students in
settings focused on listening, reading, and drill and those who are more actively
engaged in multisensory, constructivist learning? Are there brain studies of both
approaches that show structural and functional change over time? What parts of
the brain are most actively involved in the different approaches? Can a case be
made for both methods used for different purposes in an appropriate balance?
3. In most school systems today there is a push for higher standards, but there
is not always an accompanying effort to equip both students and teachers with
the skills to meet them.
What effect does this have on the human brain, especially in regard to emotion
and cognition? What recommendations would you make to school districts
regarding the scaffolding of learning? From a neurological perspective, what are
the most important tools and strategies to help students succeed at learning?
4. In 1990 the Individuals with Disabilities Act (IDEA) guaranteed that children
receiving special education will receive "free and appropriate public education"
in the "least restrictive environment." The law was created to ensure that
children have unimpeded and supported opportunities to participate in activities
and belong in peer groups and still receive the individualized attention they
need to acquire developmental skills. At the present time many teachers in
regular classrooms do not have the skills or training to deal with the challenges
presented by some of these disabled students, and they do not have access to
the support services they need. Many special education teachers as well need
new understandings and new skills.
What are the most important brain studies underway regarding Learning
Disabled, Behaviorally Disabled, and Attentional Deficit Disordered students?
Can we utilize that information to scaffold their learning through their existing
3

strengths? What are the long-range effects of medications such as Ritalin and
Prozac? Are there appropriate alternatives? What about the use of
biofeedback? What is the current research on the effects of chemical food
additives and pollutants in connection with learning problems? As the new IDEA
guidelines take effect, what help can neuroscientists offer teachers in terms of
realistic expectations for their students and the means to help them meet these
expectations?
5. There are now numbers of elementary age children who were born of
mothers abusing drugs, nicotine, and alcohol. There is also the well known
problem that kids are abusing these substances, even at the elementary level.
Many of these children do not respond to traditional educational methods and
teachers are desperate for information that will help them and their students.
What does research on these children indicate about why they do not respond
to many traditional methods? Can brain studies give educators some clues
about helping them to learn? In addition to "just saying no," from a neurological
perspective what are the most effective ways to deter children and potential
parents from substance abuse?
6. Today many children are spending inordinate amounts of their free time
watching television or playing computer games--frequently five or six hours a
day. Teachers are observing the negative effects on their cognitive, physical,
and emotional development, as well as their interpersonal skills.
Do brain studies suggest a link between the massive use of multimedia
technology and short attention spans and inability to focus attention? What
happens in the brain when conversation is limited, and when much time is spent
in passive, silent viewing? What effect do you think the new television programs
for babies will have on their development? What are the implications for the
appropriate use of these powerful tools?
7. Violent behavior in schools is a growing problem. Clearly there are many
reasons among which are environmental and social factors, but evidence is
piling up that watching violent TV programs may cause violent behavior in
students who are unstable or already prone to violence. What happens
chemically and functionally in various parts of the brain during the watching of
violent films, playing of violent computer games, and interacting with violent
websites? What are some of the reasons that the brain becomes addicted to
these technologies? How best should this information be communicated to
parents, teachers, and students? How can the creators and producers of these
technologies be convinced to take responsibility for the effects of their
products?
8. In a recent article by Robert Sternberg, Yale psychologist, he points out that
the average intelligence of each generation is rising, not only as measured by
I.Q. tests, but also by observing behavior. He suggests that one explanation
may lie in the tools we use, especially new technologies.
4

Are there ways to assess improved brain function and higher order thinking
skills as a result of using intellectually challenging technologies in appropriate
ways? (For example using the Internet or playing Tetris, Lego Logo, or Sierra's
Dr. Brain games.) Are there any studies that show ongoing improvement over
time? Is there yet a consensus on appropriate age levels and amounts of time
for use?
9. At Children's Hospital in Tokyo, Virtual Reality is being used to scaffold the
learning of developmentally delayed or disabled children. VR is already being
used successfully with adults in such areas as training of airline pilots, space
travelers, surgeons, and mechanics. It is still costly, but as the costs of
technology come down possibilities may appear for use in schools, for example
in performing lab experiments that might require expensive equipment or that
might be dangerous.
What is the role of virtual reality in education for better or for worse? How does
the brain respond differently to real and virtual experiences? Is it important to
suggest guidelines soon before they are being used in schools?
10. Drs. Henrietta and Alan Leiner have produced interesting research on the
cerebellum through using MRIs Their work reveals unexpected and widespread
connections from the cerebellum to the prefrontal cortex and limbic system.
Their research shows that it can perform not only motor but also mental
functions and timing functions. They say that "to the extent that an individual
can learn to perform some mental skills without conscious attention, the
conscious part of the brain is freed to attend to other mental activities, thus
enlarging its cognitive scope. How the cerebellum contributes to this cognitive
advantage is well worth investigating, particularly because this may help to
clarify how language was able to evolve in our species."
What are the implications of these studies for the development of basic skills
and for second language acquisition, which is of growing importance in our
schools? Are there neurological studies that show that skill and practice are
more successful when tied to emotion and higher order thinking skills? Does
this research support the use of accelerative learning techniques, including
music, dance, drama, and the graphic arts? Does the Leiners' research explain
the neurophysiology of "flow states?" Does it increase our understanding of how
to improve not only skill memory but verbal and visual memory? Does it explain
the capacity of the brain to do multitasking activities? What is consciousness,
and what are the brain mechanisms that are used in memorizing, thinking,
problem-solving, imagining, creating, and inventing using words, numbers,
images, and physical activity?
11. There has been a great deal of emphasis on the prenatal and early
childhood periods of brain development, including "windows of opportunity."
There is much information now available through all the media for parents and
teachers on the effects of nutrition and how to create environments that are
positive, stimulating, and nurturing for the young child. Less information is
available regarding the dramatic changes that occur in adolescence. Some
years ago Herman Epstein studied brain-growth spurts and plateau periods. He
5

suggested that periods of rapid brain growth are the times for intellectually
challenging curriculum, and that plateau periods, such as in adolescence, are
the times for more concrete, experiential learning rather than pushing students
too soon into abstract thinking. Although the studies lost favor because of his
research methods, most middle school teachers recognized in their students the
characteristics he described. Also in some cases, the studies were
inappropriately applied by watering down the curriculum and lowering
expectations with poor results and many protests from parents.
With the current crises in many junior high and middle schools, is this the time
to revisit studies of the adolescent brain using the new technologies that are
now available? What are some implications for helping adolescents to learn
effectively during this stressful and confusing period? What role does emotion
play in their behavior? What does new research tell us about changes in the
biological clock and physical needs for more sleep? How can these studies be
used appropriately in educational planning and practice?
12. In the last few years newspapers, magazines, television, and radio have
announced the latest information about the brain in piecemeal fashion.
Numbers of new books, however, have been attempting to integrate some of
this information and discuss its relevance to education. Unfortunately, many
schools of education and staff development programs are not keeping up with
research from the neurosciences, discussing the implications of new
information, and sharing it with their students.
What is the most effective way to generate principles to apply to education, and
communicate these even more broadly? Is there now an opportunity for medical
schools and university science and education departments to collaborate more
effectively with each other and with k-12 educators?
Given what you know about the human brain, how would you redesign our
educational systems?
Copyright 2000






NEUROLINGUISTICS AND SLA
(SCOVEL)

Teachers of English to Speakers of Other Languages, Inc. (TESOL)
Questions concerning the Application of Neurolinguistic Research to Second Language
Learning/Teaching
Author(s): Thomas Scovel
Source: TESOL Quarterly, Vol. 16, No. 3 (Sep., 1982), pp. 323-331
Published by: Teachers of English to Speakers of Other Languages, Inc. (TESOL)
Stable URL: http://www.jstor.org/stable/3586632
Accessed: 07/07/2009 22:29
Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at
http://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unless
you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you
may use content in the JSTOR archive only for your personal, non-commercial use.
Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at
http://www.jstor.org/action/showPublisher?publisherCode=tesol.
Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed
page of such transmission.
JSTOR is a not-for-profit organization founded in 1995 to build trusted digital archives for scholarship. We work with the
scholarly community to preserve their work and the materials they rely upon, and to build a common research platform that
promotes the discovery and use of these resources. For more information about JSTOR, please contact support@jstor.org.
Teachers of English to Speakers of Other Languages, Inc. (TESOL) is collaborating with JSTOR to digitize,
preserve and extend access to TESOL Quarterly.
http://www.jstor.org
TESOL QUARTERLY
Vol.
16,
No. 3
September 1982
Questions Concerning
the
Application of
Neurolinguistic
Research to Second
Language
Learning/Teaching
Thomas Scovel
My
two
colleagues,
Genesee and
Seliger,
have done an admirable
job
summarizing
the
ever-growing neurolinguistic
research of second
language
acquisition
and have described the
neuroanatomical, experimental,
and
clinical evidence for the
ways
in which the brain is related to
language
comprehension
and
production, especially
in
bilinguals. They
have focused
in
particular
on the role of the
right hemisphere (RH),
a
relatively
new
interest in
neurolinguistics.
If I understand their
viewpoints correctly, they
are
telling
us that we should
approach neurolinguistic
research with care
and that we should be as
prudent
as
possible
in our
attempts
to
apply
the
findings
from the field of brain research to our
daily
classroom situations
as
language
teachers. This
circumspect approach
is well
justified,
but it
is
certainly
not novel.
We have
surveyed
a field in the throes of almost frenetic
experimental activity.
Development
has been so
rapid
that there has been little time for
stock-taking.
There are so
many things
to
do,
so
many
facts to
gather,
so
many experiments
to be confirmed or which
require
additional controls
that,
for the
moment,
it
it seems wiser to be
wary
of
far-reaching
conclusions. Much more has been
discovered of what has to be learned than has
emerged
as
firmly
established
knowledge. Although 'listening
in' on the
activity
of
single
nerve cells has
provided
some
fascinating glimpses
into neural
interaction,
the mechanism of
that interaction still
strangely
evades detection.
(Morrell 1961:483)
These
apprehensions
were voiced over two decades
ago,
but the
plea
for caution and
stock-taking
are as relevant for the
eighties
as
they
were
for the sixties. It is in the same
spirit
that I will
attempt
to
express my
concerns about the
applications
of
neurolinguistic
research to second lan-
guage learning
and
teaching, by citing
some recent studies which en-
courage
the
possibility
of
overextrapolation by language
teachers. Then I
would like to raise four
questions
about brain research and its
application
to second
language pedagogy.
In
brief,
I am
highly
critical of
any
direct
application
of
neurolinguistic
research to
foreign language teaching, just
as
applied linguists
of a
generation ago
were
correctly suspicious
of di-
rect
applications
of the then
comparatively
new science of
linguistics
to
second
language
instruction
(Bolinger
1972,
Krohn
1971).
It is not neces-
sary
to
employ
either
linguistic
models or
neurolinguistic
research to
justify
323
TESOL
Quarterly
good pedagogy
or to condemn
inadequate
classroom
practices;
rather,
the
contribution of
neuropsychology,
like that of
linguistics,
should be indirect
and
insightful.
Unfortunately,
this has not been the
popular
view.
An
unhappy marriage
of
single-minded neuropsychologists
and double-
minded educationalists has
already given
birth to a
spate
of
articles, books,
and lecture tours which have received wide media attention over the
past
several
years.
A random list of sources that have fallen into
my
hands
recently
is
representative
of these
viewpoints: 1)
a
newspaper story
about
a California educator who visited
Pittsburgh
to tell 350
principals,
school
board
members,
and teachers
that, among
other
things,
"In
school,
we
teach more to the left brain and that is
why
some children
fail,
because
they
learn more with the
right;" 2)
an article in Science
magazine
describ-
ing
Tsunoda's work on "the
Japanese
brain" which claims that "the lan-
guage
we learn alters the
physical operation
of our brains" and that the
Japanese
do much more left
hemisphere (LH) processing
than Westerners
because their
language
is richer in
vowels; 3)
an abstract for a
paper
to
be read at a national convention in which it is
hypothesized
that a second
language
is learned more
by
the RH and
that, consequently,
teachers
should
employ
"exercises
requiring spatial processing
of verbal informa-
tion
coming
from the
target language," supposedly
to enhance this RH
superiority;
and,
4)
a
manuscript
on
evolution, language,
and the brain
speculates: a)
that human
language
as we know it
emerged only
3,000
years ago, b)
that it came about as a radical
change
from
right-brained
oral
language
to left-brained written
language,
and
c)
that this new LH
dominance has
given
rise to the
development
of institutionalized
religion
and
dictatorships!
Compared
to the
potpourri
I have
just cited,
the material
published
in
the last few
years dealing
with
neurolinguistics applied
to second
language
learning
and
teaching
is
relatively
conservative in
tone; nevertheless,
in
light
of the wide
degree
of variance in the
neurological
literature
(some
of it
reported by
Genesee and
Seliger),
and because of the
danger
of
try-
ing
to match
biological
correlates to
psychological
functions,
a hazard
pointed
out
by
Gruber and
Segalowitz (1977),
I think both
language
re-
searchers and
language
teachers must exercise caution in
seeking any
facile
link between the
findings
reported
on
by neuropsychologists
and what
happens,
or what we think
happens,
to our
language
students in the class-
room. For this
reason,
and for others I am about to
enumerate,
I view
with
great
concern
any pedagogical applications stemming
from certain
papers
which have been
presented
at recent TESOL conventions on this
topic (e.g.,
Carroll
1978,
Gilbert
1980,
Wesche and Schneiderman 1980)
as well as similar articles which have
appeared
in
print (e.g.,
Hartnett
1976,
Walsh and Diller
1978,
Lamendella
1979).
Some of these studies are
carefully
constructed and are
wary
of
easy conclusions,
but so
great
is the
enthusiasm of the
general public
for
things
scientific that I am afraid
324
Applications
to
Teaching
teachers and administrators alike will
ignore
little
qualifications
like
may,
might,
or in some
subjects,
and rush
headlong
into direct classroom
appli-
cations
purportedly tapping
LH or RH abilities.1
There are four reasons
why
I believe that brain research will not
pro-
vide a
quick
fix to our
teaching problems.
I
present
them here as
four
questions
about the
applicability
of
neurolinguistic
research to second lan-
guage pedagogy.
The first
question
we should ask when
trying
to
apply neurolinguistic
and
neuropsychological
research to the needs of
language
learners is that
of who the
subjects
of these studies are. In
asking
this
question,
we dis-
cover that
neurolinguists
have
usually
examined either
competent
bilin-
guals or,
cross-sectionally,
second
language
learners at different
stages
of
acquisition. Unfortunately,
there are few if
any neurolinguistic
studies
which have
investigated people
who are in the
process
of
acquiring
a sec-
ond
language using longitudinal
measures. When we turn the
question
around and ask who our students
are,
it is
transparent
that
language
teachers are
generally dealing
with an
entirely
different
population
than
researchers because the
majority
of
programs
around the world are de-
signed
for
beginning
or intermediate level learners. The mismatch is im-
mediately obvious;
the
language
users
reported
on in the
neurolinguistic
literature
are,
by
and
large, people
who have attained a state of
being
bilingual,
whereas the
population
that most interests teachers is still in the
process
of
becoming bilingual. Clearly,
we have two different
psycholog-
ical
stages
of
cognition,
and there is no reason to assume that the nu-
merous
neuropsychological
studies we have on
bilingualism
can be auto-
matically
transferred to second
language
instruction about which we have
virtually
no
neuropsychological
data. Put
succinctly,
we know
something
about how the brain
processes linguistic
information in
bilinguals
from
both
experimental
and clinical
studies,
but we know
nothing
about how
or even if
language processing systems
of the brain
change during
the
course of
learning
a second
language.
Given that at this time we have
almost no
neurolinguistic
data on the
process
of
becoming bilingual,
we
cannot even
begin
to
speculate
about what is
happening
in the brains of
our students. We rest with the
hope
that
something
is indeed
transpiring,
however
ephemeral.
My
second
query
deals with what
specific
skills are
being reported
on.
In
looking
at
any neuropsychological study,
we should look at the
specific
behavioral task that the
subjects
are
required
to
perform. Regardless
of
the
results,
whether there is a
significant right
ear
advantage implicating
1I am
grateful
to the Research Committee of
TESOL,
which has
played
a
major
role in
interpreting
research
findings
to the TESOL
membership,
for
having provided
a forum on
neurolinguistics
in order to deal in a
responsible way
with the
weight
of
new data about the brain that is
constantly being reported by neuropsychologists
on
the one
hand,
and the natural desire of classroom teachers to discover new answers to
old
pedagogical questions on the other.
325
TESOL
Quarterly
the
LH,
or a
strong
left visual field
tendency suggesting
RH
processing,
to cite
just
two
examples,
an
important question
is,
"What were the sub-
jects required
to do?" One of the most dramatic
findings
to
emerge
from
the
past
two decades of research on differential lateralization has been the
increasing importance
of the nature of the
experimental
task on the results
of
neurolinguistic investigations.
An
example
of the
way
in which the be-
havioral task can determine
hemispheric response
can be seen in studies
of the role of the RH in
processing
information about human faces.
It used to be believed that the
type
of
stimulus,
categorized
in
very
general terms,
dictated which
hemisphere
would be better in
responding
(e.g.,
a
linguistic
stimulus should
trigger
LH
responses).
Thus, Bogen
(1975)
claimed that the RH was
responsible
for
"spaces,
mazes,
and faces."
But if we examine the abundant research done on
recognizing
faces and
on
prosopagnosia (the
failure to
recognize faces)
in
right hemisphere
damaged patients,
we realize from recent
experimental
studies that facial
recognition
is not
simply
nor
solely
an RH
phenomenon.
Berent
(1977)
and
Dekosky
et al.
(1980)
have
presented
evidence to indicate that in tasks
which
require
brain
damaged patients
to
recognize
emotional
faces,
either
the LH
damaged subjects performed
as
poorly
as the RH
impaired pa-
tients,
or
they
did worse.
Dekosky
et al.
(1980) speculate
that since link-
ing
emotion to faces
may require
verbal
mediation,
this
particular
task,
which
up
to
recently
has been considered a classic RH
test,
imposes
diffi-
culties for LH
damaged subjects
as well. Similar
irregularities
in the
pro-
cessing
of faces
portraying
emotions were found in a
study
of normals
by
Strauss and Moscovitch
(1981). They
discovered no visual field
asym-
metries in
subjects viewing pictures
of faces
depicting negative
emotions.
In
brief,
we can see that
something
so
simple
as facial
recognition
is not
so
simple
after
all,
and it is not sufficient to look for
easy
correlations be-
tween certain
types
of stimuli and
neuropsychological
measures of LH or
RH lateralization. It is
necessary
to ask the additional
question,
"What
specific cognitive
task
(or tasks)
are we
asking
the brain to
perform?"
From this
perspective
it can
readily
be concluded that we must be
very
careful when
attempting
to link
global
claims about
hemispheric
lateral-
ization to
global
measures of human behavior.
My
third concern deals with where in the brain we are
looking
for our
neuropsychological
evidence. The
great part
of the work in
neuropsychol-
ogy,
from the clinical literature of Broca's
early
work in the nineteenth
century
to
present-day experimental studies,
has examined
only
one neuro-
anatomical dimension: differential lateralization of either
hemisphere.
So
fascinated have we become with bilateral
asymmetry
that we have tended
to
forget
that there are two other neuroanatomical dimensions: the
up/
down and front/back directions
(to
use the
terminology
of human anat-
omy,
the
superior/inferior
and
anterior/posterior contrasts). Although
the
left/right dichotomy
is
easy
to
identify neuroanatomically
and is amenable
326
Applications
to
Teaching
to a wide
variety
of behavioral and
neurophysiological
measures,
it
is
somewhat ironic that this dimension has been so
intensively
studied
in
humans. In terms of human
evolution,
embryological development,
ana-
tomical, histological
and
cytochemical
differences,
and most
importantly,
in terms of the neurofunctional control of somatic and
psychological
be-
havior,
by
far the most
important
dimension of the brain is the
difference
between the
top
and the bottom-between the cerebral
hemispheres,
the
limbic
system,
the
cerebellum,
the
midbrain,
and the brain stem.
The reasons
why
most research has concentrated on bilateral differ-
ences and not on the
superior/inferior
dimension must reside in the
history
of
neuropsychology
and are
largely
unknown to
me,
but one
neurologist's
comments
concerning
the
history
of
neuropsychological
research are
par-
ticularly germane. Jacobs (1977)
concludes with the
wry
observation that
"It must
always
be remembered that
things easy
to measure are not neces-
sarily important
and those not measurable
may
be
very important" (p. 163).
I would submit that one reason we are attracted to
left/right
dichotomies
is that
they
are more
susceptible
to measurement than the other two di-
mensions. One wonders if we are not
witnessing
a modern form of
phre-
nology. Today,
with the advent of even more
powerful
instruments such
as
Positron-Emission-Tomography (PET),
we are still
limited, especially
in
dealing
with the
complex relationship
between the cortical and sub-
cortical areas of the
functioning,
normal brain.
Jacobs
has an observation
about instrumentation too.
When
making
use of
sophisticated equipment,
the researcher should not be
misled into
believing
that he has
developed sophisticated
answers. More
elegant
mythologies
are no more useful or truthful than
simpler mythologies. (Jacobs
1977:163)
Who? What? and Where? lead to the final and most
important ques-
tion,
So What? Let us
assume,
for the sake of
argument,
that a certain kind
of
language teaching
methodology
correlates
statistically
with a certain
pattern
of
hemispheric processing.
Let us further
suppose
that ESOL stu-
dents
studying
with a
strict,
audiolingual
method
only employ
the tem-
poral
lobes of their left
hemispheres,
but that students who use an
eclectic,
cognitive
code method use all four lobes of both
hemispheres.
We
might
call this the
pinball
machine model of
applied
neurolinguistics,
where dif-
ferent methods score different
points
depending
on how much
neuropsy-
chological
information is bounced around inside the cranium. In the ex-
ample just cited,
the
cognitive
code method
would,
of
course,
light up
the
machine! Even if all this were
true,
and even if we could
quantify
what
happens
to the brain of a learner when
studying
a second
language
under
two
supposedly very
different
methodologies, using
cerebral blood flow
studies or PET
scans,
what
practical
benefits would accrue from such re-
search? Does the
quantity
of nervous tissue involved in cerebral
processing
327
TESOL
Quarterly
carry
with it
any implicit
normative evidence? Does
quantity imply qual-
ity any
more in
neurology
than it does in
pedagogy?
I think not.
This final
problem
of the
pedagogical
irrelevance of direct
applications
of
neuropsychological
research
emphasizes
the ultimate
futility
of
any
at-
tempts
to seek a
neurolinguistic reality
to
justify
certain classroom tech-
niques
and behaviors. The brain is a
fascinating organ,
and
every year,
neurolinguistic
research is
providing
us with
deeper
and more
insightful
answers into the classic
question
of
psychology:
the
relationship
between
mind and
body.
I
certainly hope
that all
language
teachers will
try
to
remain abreast of some of the
major findings
that are
being
discussed in
neurolinguistics, especially
those results which
may
offer keener
insights
into how
language learning might
be enhanced and accelerated. But I have
the
equally strong aspiration
that
language
teachers will exercise common
sense in
seeking help
from a wide
variety
of
disciplines
and that
they
will
continue to balance the research contributions of these
disparate
fields
with sensible
experience
and with a sensitive
appreciation
of the needs
and
goals
of their students. There is no need to resort to
neurolinguistic
research to
justify
the
importance
of these
goals
of common
sense,
experi-
ence,
and
sensitivity.
REFERENCES
Albert,
M. and L. Obler. 1978. The
bilingual
brain. N.Y.: Academic Press.
Bellisle,
F. 1975.
Early bilingualism
and cerebral dominance.
Unpublished
manuscript,
McGill
University.
Berent,
S. 1977. Functional
asymmetry
of the human brain in the
recognition
of faces.
Neuropsychologia
15:829-831.
Berendt,
R. S. and A. Caramazza. 1980. A redefinition of the
syndrome
of
Broca's
aphasia: Implications
for a
neuropsychological
model of
language.
Applied Psycholinguistics
1:225-278.
Bever,
T. 1974. The relation of
language development
to
cognitive develop-
ment. In E.
Lenneberg (Ed.), Language
and brain:
Developmental aspects.
Jamaica Plain,
MA: Neurosciences Research
Program
Bulletin.
Bogen, J.
E. 1975. Some educational
aspects
of
hemispheric specialization.
UCLA Educator 17:24-32.
Bogen, J.
E. 1977. Some educational
implications
of
hemispheric specialization.
In M. C. Wittrock
(Ed.),
The human brain.
Englewood Cliffs, N.J.:
Pren-
tice-Hall.
Bolinger,
D. 1972. The influence of
linguistics:
Plus and minus. TESOL
Quar-
terly
6:107-120.
Bruner, J. S., J. J. Goodnow,
and G. A. Austin. 1956. A
study of thinking.
N.Y.:
John Wiley
and Sons.
Bryden,
M. P. 1978.
Strategy
effects in the assessment of
hemispheric asym-
metry.
In G. Underwood
(Ed.), Strategies of information processing.
N.Y.:
Academic Press.
Carroll,
F. W. 1978. The other side of the brain and adult
foreign language
learning. Paper presented
at the TESOL
Convention,
Mexico
City.
Charlton,
M. H. 1964.
Aphasia
in
bilingual
and
polyglot patients:
A neuro-
logical
and
psychological study.
Journal
of Speech
and
Hearing Disorders
29:307-311.
Dekosky, S.,
K.
Heilman,
D.
Bowers,
and E. Valenstein. 1980.
Recognition
and
discrimination of emotional faces and
pictures.
Brain and
Language
9:206-
214.
328
Applications
to
Teaching
Dennis,
M. 1980.
Capacity
and
strategy
for
syntactic comprehension
after left
or
right
hemidecortication. Brain and
Language
10:287-317.
Dunham, J. L., J.
P.
Guilford,
and R.
Hoepfner.
1968. Multivariate
approaches
to
discovering
the intellectual
components
of
concept learning. Psycho-
logical
Review 75:206-221.
Galloway,
L. 1979. The cerebral
organization
of
language
in
bilinguals
and
second
language
learners: Clinical and
experimental
evidence.
Unpub-
lished Ph.D.
Thesis, University
of California at Los
Angeles.
Gazzinga,
M. S. 1970. The bisected brain. N.Y.:
Appleton-Century-Crofts.
Genesee,
F. 1980.
Bilingual
brains?
Paper presented
at the
Symposium
on
Neurolinguistics
and
Bilingualism:
The
Question
of Individual Differences.
Albuquerque,
N.M.
Genesee, F., J. Hamers,
W. E.
Lambert,
L.
Mononen,
M.
Seitz,
and R. Starck.
1978.
Language processing
in
bilinguals.
Brain and
Language
5:1-12.
Gilbert, J.
1980. Classroom
techniques
based on
right
and left brain differences.
Paper presented
at the TESOL
Convention,
San Francisco.
Gordon,
H. W. 1980. Cerebral
organization
in
bilinguals:
I. Lateralization.
Brain and
Language
9:255-268.
Gordon,
H. W. and
J.
E.
Bogen.
1974.
Hemispheric
lateralization of
singing
after intracarotid sodium
amylobarbitone.
Journal of Neurology,
Neurosur-
gery,
and
Psychiatry
37:727-738.
Gruber,
F. and S.
Segalowitz.
1977. Some issues and methods in the neuro-
psychology
of
language.
In S.
Segalowitz
and F. Gruber
(Eds.), Language
development
and
neurological theory.
N.Y.: Academic Press.
Hamers, J.
F. and W. E. Lambert. 1977. Visual field and cerebral
hemisphere
preference
in
bilinguals.
In S.
Segalowitz
and F.
Gruber, (Eds.), Language
development
and
neurological theory.
N.Y.: Academic Press.
Hardyck, C., O. J-L. Tzeng,
and W. S-Y.
Wang.
1978. Cerebral lateralization
of function and
bilingual
decision
processes:
Is
thinking
lateralized? Brain
and
Language
5:56-71.
Hartnett,
D. 1976. The relation of
cognitive style
and
hemispheric preference
to deductive and inductive second
language learning.
Conference on Cere-
bral
Dominance-UCLA,
BIS
Report
No. 42.
Jacobs, J.
1977. An external view of
neuropsychology
and its
working
milieu.
In S.
Segalowitz
and F. Gruber
(Eds.), Language development
and neuro-
logical theory.
N.Y.: Academic Press.
Jaffe, J.
1976.
Parliamentary procedure
and the brain. In A. W.
Seigman
and
S. Feldstein
(Eds.),
Nonverbal behavior and communication.
Hillsdale,
N.J.:
Lawrence Erlbaum.
Kershner, J.
and A. G-R.
Jeng.
1972. Dual functional
asymmetry
in visual
per-
ception:
Effects of ocular dominance and
post exposural processes.
Neuro-
psychologia
10:437-445.
Kimura,
D. 1973. The
asymmetry
of the human brain.
Scientific
American
228:70-78.
Kinsbourne,
M. 1975. Minor
hemisphere language
and cerebral maturation. In
E.
Lenneberg
and E.
Lenneberg (Eds.),
Foundations
of language develop-
ment. Vol. 2. N.Y.: Academic Press.
Kinsbourne,
M. 1980. A model for the
ontogeny
of cerebral
organization
in
non-right
handers. In
J.
Herron
(Ed.), Neuropsychology of left-handed-
ness. N.Y.: Academic Press.
Kotik,
B. 1975.
Investigation
of
speech
lateralization in
multilinguals. Unpub-
lished Ph.D.
Thesis,
Moscow State
University.
Krashen,
S. D. 1977. The monitor model for adult second
language perfor-
mance. In M.
Burt,
H.
Dulay
and M. Finocchiaro
(Eds.), Viewpoints
on
English
as a second
language.
N.Y.:
Regents.
Krashen,
S. D. and L.
Galloway.
1978. The
neurological
correlates of
language
acquisition:
Current research.
SPEAQ Journal 2:21-35.
Krohn,
R. 1971. The role of
linguistics
in TESL
methodology. English
Teach-
ing
Forum 9:2-4.
329
TESOL
Quarterly
Lamendella, J.
1977. General
principles
of neurofunctional
organization and
their manifestation in
primary
and
nonprimary language acquisition. Lan-
guage Learning
27:155-196.
Lamendella, J.
1979. The neurofunctional basis of
pattern practice.
TESOL
Quarterly
13:5-19.
l'Hermitte, R.,
H.
Hecaen, J. Dubois,
A.
Culioli,
and A.
Tabourret-Kelly.
1966.
Le
probleme
de
l'aphasie
des
polyglottes: Remarques
sur
quelques
observa-
tions.
Neuropsychologia
4:315-329.
Maitre,
S. 1974. On the
representation
of second
languages
in the brain. M.A.
Thesis, University
of California at Los
Angeles.
Medin,
D. and M. Cole. 1975.
Comparative psychology
and human
cognition.
In W. K. Estes
(Ed.),
Handbook
of learning
and
cognitive processes.
Vol.
1.
Molfese,
D. L. and V.
J.
Molfese. 1979. Hemisphere and stimulus differences
as reflected in the cortical
responses
of newborn infants to
speech
stimuli.
Developmental Psychology
15:505-511.
Morrell,
F. 1961.
Electrophysiological
contributions to the neural basis of
learning. Physiological
Reviews 41:443-494.
Nair,
K. R. and V. Virmani. 1973.
Speech
and
language
disturbances in hemi-
plegics.
Indian
Journal
of
Medical Research 61:1395-1403.
Obler,
L.,
M.
Albert,
and H. Gordon. 1975.
Assymetry
of cerebral dominance
in
Hebrew-English bilinguals. Paper presented
at 13th annual
meeting
of
the
Academy
of
Aphasia, Victoria,
B.C.
Paradis,
M. 1977.
Bilingualism
and
aphasia.
In H. Whitaker and H. Whitaker
(Eds.),
Studies in
neurolinguistics.
Vol. 3. N.Y.: Academic Press.
Piazza,
D. and R. Zatorre. 1981.
Right
ear
advantage
for dichotic
listening
in
bilingual
children. Brain and
Language
13:389-396.
Seliger,
H. W. 1980.
Strategy
and tactic in second
language acquisition. Paper
presented
at the UCLA Second
Language
Research Forum.
(To appear
in
K. M.
Bailey
et al.
(Eds.), Proceedings of
the third L.A. second
language
research
forum. Rowley,
MA:
Newbury House.)
Seliger,
H. W. 1981.
Exceptions
to critical
period predictions:
A sinister
plot.
In R. Andersen
(Ed.),
New dimensions in second
language acquisition
re-
search.
Rowley,
MA:
Newbury
House.
Silverberg, R.,
S.
Bentin,
T.
Gaziel,
L. K.
Obler,
and M. L. Albert. 1979. Shift
of visual field
preference
for
English
words in native Hebrew
speakers.
Brain and
Language
8:184-190.
Soares,
C. and F.
Grosjean.
1979.
Language
dominance in
Portuguese-English
late
bilinguals. Paper presented
at
Symposium
on
Spanish
and
Portuguese
Bilingualism, Amherst,
MA.
Starck, R.,
F.
Genesee,
W. E.
Lambert,
and M. Seitz. 1977.
Multiple language
experience
and the
development
of cerebral dominance. In S.
J. Segalowitz
and F. A. Gruber
(Eds.), Language development
and
neurological theory.
N.Y.: Academic Press.
Strauss,
E. and M. Moscovitch. 1981.
Perception
of facial
expressions.
Brain
and
Language
13:308-332.
Sussman, H.,
P.
Franklin,
and T. Simon. 1980.
Bilingual speech:
Bilateral con-
trol.
Unpublished manuscript, University
of Texas.
Vaid, J.
and F. Genesee. 1980.
Neuropsychological approaches
to
bilingualism:
A critical review. 1980. Canadian
Journal
of Psychology
34:419-447.
Vaid, J.
and W. E. Lambert. 1979. Differential cerebral involvement in the
cog-
nitive
functioning
of
bilinguals.
Brain and
Language
8:92-110.
Vygotsky,
L. S. 1972.
Thought
and
language. Cambridge:
M.I.T. Press.
Walsh,
T. and K. Diller. 1978.
Neurolinguistic
foundations to methods of teach-
ing
a second
language.
IRAL 15:1-14.
Weinreich,
U. 1953.
Languages
in contact. N.Y.:
Linguistic
Circle of New
York.
330
Applications
to
Teaching
331
Wesche,
B. and E. Schneiderman. 1980.
Cognitive strategies
and differential
lateralization of the
bilingual's languages. Paper presented
at the TESOL
Convention,
San Francisco.
Whitaker,
H. A. 1978.
Bilingualism:
A
neurolinguistic perspective.
In W. C.
Ritchie
(Ed.),
Second
language acquisition
research: Issues and
implica-
tions. N.Y.: Academic Press.
Witelson,
S. F. 1977.
Early hemisphere specialization
and
inter-hemisphere
plasticity:
An
empirical
and theoretical review. In S.
Segalowitz
and F. A.
Gruber
(Eds.), Language development
and
neurological theory.
N.Y.: Aca-
demic Press.
Zangwill, O.
L. 1967.
Speech
and the minor
hemisphere.
Acta
Neurologica
et
Psychiatrica Belgica,
1013-1020.





THE NEUROFUNCTIONAL BASIS
OF PATTERN PRACTICE
(LAMENDELLA)

Teachers of English to Speakers of Other Languages, Inc. (TESOL)
The Neurofunctional Basis of Pattern Practice
Author(s): John T. Lamendella
Source: TESOL Quarterly, Vol. 13, No. 1 (Mar., 1979), pp. 5-19
Published by: Teachers of English to Speakers of Other Languages, Inc. (TESOL)
Stable URL: http://www.jstor.org/stable/3585971
Accessed: 07/07/2009 22:28
Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at
http://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unless
you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you
may use content in the JSTOR archive only for your personal, non-commercial use.
Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at
http://www.jstor.org/action/showPublisher?publisherCode=tesol.
Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed
page of such transmission.
JSTOR is a not-for-profit organization founded in 1995 to build trusted digital archives for scholarship. We work with the
scholarly community to preserve their work and the materials they rely upon, and to build a common research platform that
promotes the discovery and use of these resources. For more information about JSTOR, please contact support@jstor.org.
Teachers of English to Speakers of Other Languages, Inc. (TESOL) is collaborating with JSTOR to digitize,
preserve and extend access to TESOL Quarterly.
http://www.jstor.org
TESOL QUARTERLY
Vol.
13, No. 1
March 1979
The
Neurofunctional
Basis of
Pattern Practice
John T. Lamendella
An
explanation
is
proposed
for the substantial failure of
pattern-practice
drills
to
equip
most second
language
learners with the
ability
to
automatically
access
Target Language grammatical knowledge
in communicative interactions. The
hypothesized explanation
is based on the neurofunctional
approach
described
in Lamendella
(1977)
and Selinker and Lamendella
(1978).
Relevant theo-
retical results of
clinicopathological investigations
in
neurolinguistics
include
the existence of a dominant
hemisphere
Speech
Copying
Circuit which de-
pends
on functional interactions between those neocortical
systems
involved in
the elaboration of
auditory speech input
and those neocortical
systems
involved
in the control of
articulatory speech output.
Taken
together,
conduction
aphasia
and the transcortical
aphasias point
out the functional
autonomy
of the cross-
channel
speech processing
circuit from
higher-level language processing,
and
the
special
status of
imitation, repetition,
and certain forms of substitution and
completion
as distinct forms of
speech
behavior
separable
from
propositional
language. During
mechanical
pattern-practice drills, many
second
language
learners
may functionally
disassociate the
speech copying
circuit from
higher-
level
language processing systems
(and from the
language acquisition process)
as an efficient means of
performing
a
repetitious cognitive
task not related to
communicative interactions.
It is now
generally recognized
that mechanical
pattern-practice
drills fail
to
equip
most second
language
learners with the
ability
to
automatically
access
Target Language (TL) knowledge
in communicative interactions.
Among
the
reasons
suggested
for this
failure,
it has been noted that
pattern-practice
drills
do not
provide genuine
communication
practice
nor do
they provide
a
meaning-
ful context within which sentences
may
be
produced
and understood
by
stu-
dents
(see Jakobovits 1970;
Rivers
1973;
Slager 1973).
On one level these are
adequate (if negative) explanations
for the failure of
pattern-practice
drills to
accomplish
the
goals
set for them
(cf.
Table
1).
However,
in this
paper
I would
like to reexamine the
question
of
why pattern practice
fails
by hypothesizing
about the information
processing
activities which
they
entail. In
doing
so,
I
hope
to
indirectly
contribute to a better
understanding
of which
pedagogical
methods
might
best
provide
students with automatic access to TL
linguistic
knowledge
in real-world interactions with TL
speakers.
The
proposed explana-
tion is framed in terms of the neurofunctional
perspective
on
interlanguage
learning
described in Lamendella
(1977)
and Selinker & Lamendella
(1978).
A neurofunctional
perspective
on
language attempts
to characterize the
neurolinguistic
information
processing systems responsible
for the
development
Mr. Lamendella is Associate Professor of
Linguistics
in the
Linguistics Program,
San
Jose
State
University,
California.
5
TESOL
Quarterly
TABLE 1
Four Goals of Pattern-Practice Drills in the Oral
Approach
1. At the
phonological level, pattern-practice
drills were intended to consolidate
ap-
propriate
TL
articulatory habits,
and to
help
the student achieve
phonological
fluency through multiple repetitions
of sentences.
2. At the
syntactic level, pattern-practice
drills were assumed to consolidate the stu-
dent's inductive
generalizations
about TL
grammatical patterns,
based on the
repeti-
tion of
many specific
instances of the
pattern, produced
with different fillers.
3. At all levels of
language structure, pattern-practice
drills were
intended, through
overlearning,
to make correct TL
speech
habits
automatic,
so that
they
would be
consistently
elicited in future TL
speech
interactions.
4.
Through overlearning
of "correct" TL
habits, pattern-practice
drills were intended
to
help
the student overcome the bad effects of
interference,
that
is, negative
transfer from Native
Language (NL) speech
habits.
and use of
language.
The basic theoretical unit of this
approach
is the neuro-
functional system (NFS),
a functional construct
organized
within the nervous
system
at various anatomical strata and
physiological
levels in hierarchical
fashion,
with
given
neurofunctional
systems
(henceforth
NFSs) operating
to
carry
out
specified
functional roles in
particular
information
processing
domains.
Among
the
many
functional hierarchies associated with neural
activity,
Lamendella
(1977)
identified the communication
hierarchy
of NFSs as
having
principal responsibility
for
language
and other forms of
interpersonal
human
communication.
Additionally,
there was
distinguished
a
cognition hierarchy
of
NFSs which controls a
variety
of
"intrapersonal" cognitive
information
process-
ing
activities. As a matter of
terminology
and in an
attempt
to
conceptually pin
down
distinctly
different internal functional
organizations,
Lamendella
(1977)
distinguished
the
types
of
language acquisition
outlined in Table 2. There can
be little doubt that it is
Secondary Language Acquisition
which is the most
ap-
propriate goal
for the
majority
of second
language learning
students. It is also
clear that the oral
approach
and the
audio-lingual
method are
uniquely
struc-
tured to
promote Foreign Language Learning
in the
majority
of students. I shall
propose
an
explanation
as to
why pattern-practice
drills are an
unproductive
basis for
effecting
successful
Secondary Language Acquisition.
The bulk of the relevant
empirical
data which
help
us understand the
organization
of
neurolinguistic systems
in humans comes from the
study
of
patients
with
neurological
disorders,
especially
those with
aphasic language
disorders.
Studying particular
disorders of
language may
lead to useful con-
clusions about the functional
organization
of the neural
systems responsible
for
the human
capacity
to
acquire
and use
primary
and
nonprimary language.
Before
discussing
two
particular aphasic syndromes
as a means of
support-
ing hypotheses
on the functional basis of
pattern practice,
I will review the
principal speech regions
which have been discovered to exist within the domi-
nant cerebral
hemisphere
of our
species. Figure
1
provides
both a lateral
(A)
and a horizontal
(B)
view of those
regions
of the dominant
hemisphere
in-
volved in
major aspects
of
speech processing.
6
Pattern Practice
TABLE 2
Major Types
of
Language Acquisition
I. PRIMARY LANGUAGE
ACQUISITION
The child's
acquisition
of one or more native
languages, taking place
from
approximately
2-5
years
of
age
in the context of the
progressive
maturation of the
hierarchically organ-
ized neural
systems responsible
for the
development
and use of
language. Primary lan-
guage acquisition
is characterized
by
a
biologically
based series of
developmental stages
and becomes difficult to achieve outside of a critical
period
which ends at
approximately
9-13
years
of
age.
II. NONPRIMARY LANGUAGE
ACQUISITION
The older child or the adult's
acquisition
of a normative
language
after the
period of
primary language acquisition,
when the relevant neural
systems
have
already
become
operational
and are
engaged
in
primary language
communication.
Nonprimary language
acquisition
is characterized
by
a
progression
of
interlanguages
and becomes more difficult
to achieve outside of a sensitive
period
which ends at
approximately
13
years
of
age.
There are two main
subtypes
of
nonprimary language acquisition:
A. FOREIGN LANGUAGE LEARNING
The
typical
result of traditional methods of
language
instruction in a formal class-
room
setting. Foreign language learning
leads to
target language
communication skills
marked
by: 1)
the
application by
the learner of the
cognition hierarchy
of neurofunc-
tional
systems
as the basis for
learning
and
speech performance; 2) frequent
conscious
direction of
target language speech performance;
and
3)
the use of translation buffers
to
map
between the native
language'
and the
interlanguage.
B. SECONDARY LANGUAGE
ACQUISITION
The more
typical
result of
nonprimary language acquisition
in real-world 'naturalistic'
settings
in which
target language
communication skills are marked
by: 1)
the
application by
the learner of the communication
hierarchy
of neurofunctional
systems
as the basis of
learning
and
speech performance; 2)
the use of the
interlanguage
for
internal
representational coding functions; 3)
the absence of translation
buffers;
and
4)
automatic access to
interlanguage grammatical
and
knowledge
without the
need for conscious direction.
(Adapted
from Lamendella
1977)
The two
aphasic symptom complexes
are: Conduction
aphasia
and the
Transcortical
aphasias.
While I do not wish to
oversimplify,
it will not 'be
pos-
sible to do
justice
to the
complexities
of these disorders here
(for
a
general
survey
of
language disorders,
see Whitaker & Whitaker
1976a).
1. Conduction
Aphasia
In its
"pure" form,
conduction
aphasia
is manifested
principally
as a selec-
tive
disruption
of the
repetition
of
speech,
with
patients having varying degrees
of
difficulty
in
accurately reproducing speech
models. Patients can often
recog-
nize their
errors,
but
despite
frustration and
self-criticism,
cannot correct them
(Green
& Howes
1977).
Given
time,
patients
can sometimes
reproduce
the
semantic content of
speech models,
but
rarely
in the
original
form of the model
(DuBois
et al.
1964;
Hecaen et al.
1955). Speech comprehension
in conduction
aphasics
remains more or less normal.
Spontaneous speech production
is often
7
TESOL
Quarterly
FIGURE 1
The
Principal Speech Regions
of the Human Brain
Lateral view of the dominant
(left)
cerebral
hemisphere.
Horizontal view of both the left and the
right
cerebral
hemispheres.
FL =
Frontal
Lobe,
TL
=
Temporal Lobe,
PL
=
Parietal
Lobe,
OL =
Occipital
Lobe;
SF =
Sylvian Fissure;
SMG
=
Supramarginal Gyrus,
AG
=
Angular Gyrus,
MFG = Middle Frontal
Gyrus
AG
ARCUATE FASCICULUS/
WERNICKE'S AREA
B
ARCUATE
FASCICULUS
BROCA'S AREA
WERNICKE'S
AREA
A
B
KEY:
A
BROCA'S AREA /
8
Pattern Practice
marked
by
incorrect substitutions
(paraphasias)
at the
phonological,
lexical,
and
syntactic
levels.'
While a function such as
repetition
cannot in
principle
be localized in
neural
tissue,
the location of the lesion which
produces
conduction
aphasia
tends to be in the
posterior portion
of the brain within the dominant
hemisphere,
in the
general region surrounding
the back
portion
of the
Sylvian
fissure
(see
Figure 1).
The tissue
damage
almost
always encompasses
both the
superficial
cortical
layers
and the
underlying
white matter fiber tracts
(Green
& Howes
1977).
Geschwind
(1965)
has
proposed
that the most
typical
lesion
producing
this disorder
disrupts
the fibers of the arcuate
fasciculus (located deep
to the
supramarginal gyrus;
see
Figure 1).
Such a functional dissociation of Wer-
nicke's
sensory speech
area from Broca's motor
speech
area would interfere
with the
patient's ability
to
reproduce
the form of
speech
models in
repetition
tasks.
Simultaneously,
the disassociation of Broca's area from Wernicke's area
disrupts
the
guidance
of
speech output by phonologically
elaborated
auditory
input.
This
explanation
would account both for the observed
repetition
disorder
and the
moderately
defective
spontaneous speech output
of conduction
aphasics.2
2. Transcortical
Aphasias
The second set of
symptom complexes
I wish to focus on are the transcortical
aphasias, involving
the three main varieties outlined in Table 3. Geschwind et al.
(1968)
describe the case of a woman who suffered carbon monoxide
poisoning,
leading
to
widespread damage
to cortical tissue. It was determined that the net
effect of the tissue
damage
had been to
functionally
isolate from other cortical
regions
the
mostly
intact Broca's and Wemicke's
speech
areas,
the
auditory
cortex,
and the connections between them. The
symptoms
of this
patient
cor-
responded
well to the classical
description
of mixed transcortical
aphasia (see
Table
3).
Spontaneous speech
in this
patient
was confined to a few
stereotyped
phrases; language comprehension
was not evident. The
patient
was
echolalic,
compulsively repeating,
with excellent
articulation,
utterances addressed to her.
So as not to
oversimplify
the
symptomological picture
in conduction
aphasia
too
much,
it
should be noted that while oral
reading
is
approximately
the same as
speech, reading compre-
hension is
impaired. Writing
is worse than
speech,
and these
patients
often
experience
anomic
word-finding
difficulties
(see
Green & Howes
1977).
Strub & Gardner
(1974)
concluded that
the
repetition
deficit of conduction
aphasics
could be termed "an
impairment
in
proceeding
from a
phonological analysis
to the selection and combination of
target phonemes" (p. 253).
There
is, however,
serious
disagreement
about the
precise
functional character of this dis-
order. For
example,
some
investigators
believe that it is not so much a disorder of
language
as of short-term
memory processing (e.g., Warrington 1971).
DuBois et al.
(1964) propose
still another
explanation,
as do Luria
(1970)
and Brown
(1975).
2
As Geschwind
(1965) notes,
in some conduction
aphasics
the arcuate fasciculus is
intact,
and
only
Wernicke's area is
implicated pathologically.
Kleist
(1962) proposed
that in such
patients speech comprehension
remained
possible
either because the
homologue
of Wernicke's
area in the non-dominant
hemisphere
could take over this function after the destruction of
Wernicke's area in the dominant
hemisphere, or,
for some smaller subset of
patients, speech
comprehension
had been
taking place
in the non-dominant
hemisphere
all
along.
In either
case,
it seems that an intact Wernicke's area in the dominant
hemisphere
is not
necessary
for the
reproduction
of
speech
models.
9
TESOL
Quarterly
TABLE 3
Three
Types
of Transcortical
Aphasia
TRANSCORTICAL MOTOR APHASIA
While
patients
exhibit a
preservation
of the
ability
to imitate and
repeat speech models;
spontaneous speech
and
writing
are
virtually absent,
and
only
brief
responses
can be elicited
to
specific
stimuli such as
objects
to be named.
Auditory comprehension
of
speech
is
intact,
but there is a
general
loss of initiative and
stagnation
of mental
activity.
The disorder is
considered to result most often from a focal lesion in the
portion
of the frontal lobe
just
in
front of the still intact Broca's area
(see Figure 1;
see Rubens
(1976)
for a recent
review).
TRANSCORTICAL SENSORY APHASIA
Patients show
preservation
of the
repetition
function but in the absence of
any
demonstrable
comprehension
of
speech. Spontaneous speech output
in these
patients
is
fluent,
well-articu-
lated,
but manifests
paraphasic jargon. Reading
and
writing
are
typically
absent. Patients
may
possess
the
ability
to recite
song lyrics
or other memorized material. The disorder is
thought
to result from a
large
lesion in the
temperoparietal region
which
spares
Wemicke's
area,
but isolates it from the
surrounding sensory
association cortex
(see
Goldstein
1948;
Brown
1972).
MIXED TRANSCORTICAL APHASIA
In the virtual absence of either
spontaneous speech production
or
speech comprehension,
patients
exhibit excellent
preservation
of the
capacity
to imitate and
repeat
verbal stimuli
addressed to
them,
and in fact seem to do so
involuntarily.
Patients
give
little evidence of
propositional language capabilities. (See
Coldstein
1948;
Geschwind et al.
1968;
H. Whitaker
1976).
This
patient
sometimes manifested the
"completion" phenomenon
described
by
Stengel
et al.
(1947).
For
example, primed
with the
phrase
"Ask me no
ques-
tions . .
," she
responded:
"I'll tell
you
no lies." Also without
comprehension,
this
patient
was able to
carry
on limited
learning
of
sung
verbal
material,
learn-
ing
the words
(and
music)
to new
songs.
The
investigators
concluded
that,
even with Wericke's area
intact,
language
comprehension
could not take
place
since the
functionally
isolated
speech
areas
were not
capable
of
arousing
associations in other cortical
regions. Since,
addi-
tionally, any ongoing activity
in other cortical
systems
could not enter the
speech
areas,
the
patient
was not able to
produce
true
propositional language.
The second case of mixed transcortical
aphasia
we shall discuss is
presented
in an excellent
study by
H. Whitaker
(1976),
of a 59
year-old
woman suffer-
ing presenile
dementia. The disorder was manifested
pathologically
as a
pro-
gressive
diffuse
atrophy
of cortical
tissue,
and
symptomologically
as a
progres-
sive deterioration of mental and
linguistic capabilities. Again,
for this
patient,
the
speech
areas remained
essentially
intact but
functionally isolated from other
cortical
regions.
The
patient produced virtually
no
spontaneous speech output
and had marked
impairment
of
speech comprehension.
The
presentation
of
stereotyped,
or
high-frequency utterances,
said with a non-terminal intonation
contour,
would sometimes elicit the
completion phenomenon
of
Stengel
et al.
(1947).
Under the
appropriate
conversational
conditions,
this
patient
would
also echo without
comprehension speech
models addressed to her.
What makes this case of
particular importance
to
understanding
the func-
10
Pattern Practice
tional
organization
of
neurolinguistic systems
is that the
patient
would some-
times
systematically
alter the
linguistic
form of the words and sentences she
reproduced.
Table 4
provides
a
sampling
of the sorts of
lexical, syntactic,
and
semantic
operations
which were characteristic of certain modified echolalic re-
petitions by
this
patient
based on residual
speech capabilities.
The
patient's
capacity
to make these
linguistic
alterations and corrections demonstrates in a
dramatic fashion that certain low level
grammatical
rules, i.e.,
those which have
TABLE 4
Examples
of Modified
STIMULUS ITEM
Echolalic
Responses
of a Patient With Mixed
Transcortical
Aphasia
PATIENT'S RESPONSE
Completions
Where do
you
. . .
Down
by
the old . . .
Jingle
bells . . .
(sung)
This
pencil belongs
. . .
Lexical
Modifications
fulfillment
information
apprehend
excite
aware
impure
Corrections
*There are two book on the table.
*He
give
me the
pencil.
*Can
you
told me
your
name?
*He
thinking
about
you.
*Do
you
want
go
movies?
*What time it?
*He ate he dinner.
*She dressed
itself.
Semantic Associations
entertainment
free
inaccurate
admonishment
obey
Disambiguations
growing
corn
shooting
hunters
hanging
coats
closing
windows
Repetition of
Semantic Anomalies
The
apple
was eaten
by
a stone.
The book is
very happy.
The table
painted
the chair.
Where do
you
live.
by
the
old,
old stream.
Jingle bells, jingle bells,
jingle
all the
way
...
Pencil
belongs
to
you.
(rest
of stanza
sung)
fulfill,
fulfill
informative
apprehension
exciting
awareness
pure
There are
few
books on the table.
He
gave
me the
pencil.
Can
you
tell me your
name?
He thinks about
you.
Do
you
want to
go
to a movie?
What time is it?
He ate his dinner.
She dressed
herself.
card,
entertainment
free . . .
enterprise,
free
enterprise
incorrect
punish, punish
order
grow, grown corn,
corn
hunters shoot
hanging
of . . . coats
closing
the
window, outing
...
window,
look
out the window
Apple
was eaten
by
a stone.
The book is
very happy.
The table
painted
the chair.
(adapted
from H. Whitaker
1976)
1.
a.
b.
C.
d.
2.
a.
b.
C.
d.
e.
f.
3.
a.
b.
C.
d.
e.
f.
g.
h.
4.
a.
b.
C.
d.
e.
5.
a.
b.
C.
d.
6.
a.
b.
C.
11
TESOL
Quarterly
been
variously
called "shallow" or "late"
rules,
can
operate independent
of
higher
level
grammatical knowledge.
H. Whitaker
(1976) cautiously
concluded that this case demonstrates the
need to differentiate three levels of
neurolinguistic structure,
as outlined in
Figure
3. It was inferred
that,
in this
patient,
LEVEL I and LEVEL II were
intact,
but that LEVEL III was
severely impaired.
As Whitaker
notes,
the tradi-
tional notion of
grammar encompasses
both LEVEL II and LEVEL III.
FIGURE 3
Three Levels of
Neurolinguistic
Structure
LEVEL Accurate
auditory perception SPEECH
I Accurate verbal
production
^
^A
Intact
phonological organization (phonemic patterns,
stress,
and
intonation, etc.);
overlearned
aspects
of
grammatical organization
which become automatic
v
(late
rules of
syntactic agreement,
function
words,
v
LEVEL
etc.); probably
certain semantic features of
syntactic
LANGUAGE
II
agreement,
function
words, etc.; probably
certain
(Automatic,
^
semantic features of lexical items in addition to
nonvolitional)
phonological
ones and certain overlearned
phrases
^
and verbal automatisms.
LEVEL Cognition, intellectual functions, and creative aspects LANGUA LEVEL
Cognition, intellectual
functions, and creative
aspects LANGUAGE
III
of
language. (Creative,
volitional)
(H.
Whitaker 1976:
51)
The
significance
of this
patient's
residual
grammatical competence
should
be considered in
light
of the
long history
in
aphasia
research of
distinguishing
between automatic
speech
and
propositional speech,
as first
emphasized by J.
Hughlings Jackson
in the late 19th
century (see Taylor 1932).
More
recently,
Van Lancker
(1975)
has reviewed this issue in some
detail,
positing
a
complex
continuum between the two extremes of
creative-voluntary-meaningful proposi-
tional
speech
on the one
hand,
and
involuntary-less meaningful
automatic
speech
on the other. In a later section we shall discuss certain ramifications of the dis-
tribution of
speech
and
language
functions
along
the
automatic-propositional
dimension.
3.
Speech Copying
Circuits
In order to better understand the internal information
processing
basis for
pattern-practice
drills,
it is useful to consider broader
aspects
of the functional
specializations
of the nervous
system.
From the lowest levels of neural
organiza-
tion,
there exist
many
functional
systems
whose
specialized
role is the inter-
coordination and
integration
of the
separate
activities of
sensory processing
channels and motor
processing
channels.3 For
example,
there exists a cross-
3
Neural circuits which
carry
out such
integrative activity may
be
abstractly
characterized
as relational
coding maps,
each
particular map being
defined in terms of a "source" realm
(which
is the Domain of the
map)
and a
"goal"
realm
(which
is the
Range
of the
map).
12
Pattern Practice
channel circuit which allows the human infant to
develop hand-eye
coordina-
tion,
which once
developed, permits
the infant to
efficiently grasp
an
object
presented
in the visual field.
As
early
as 12-17
days
after
birth,
human infants show the
ability
to imitate
lip protrusion,
mouth
opening,
and
tongue protrusion (see
Meltzoff
1977).
This
capacity clearly requires
the
operation
of some cross-channel circuit in the sense
defined
here,
but manifests the additional constraint that the behavior
output
be a
reproduction,
or
copy,
of the event
perceived.
As a
subtype
of cross-channel
circuit,
we
may identify
cross-channel
copying
circuits as a
fairly
common func-
tional characteristic of the vertebrate nervous
system.
Within the
speech processing potential
for our
species,
there are found
many types
of cross-channel
copying
circuits.4 The most basic
example
of such a
circuit is an
auditory-vocal
one which
may
be
presumed
to involve a flow of
information from Wernicke's
area,
perhaps
via the arcuate
fasciculus,
to Broca's
area. Based on this
auditory-vocal
circuit we have the
potential
to
reproduce
a
copy
of
perceived phonological image
frames
by implementing
a
corresponding
phonological
movement schema. It is this
speech-copying
circuit
which, by
definition,
is the basis of our
ability
to learn to shadow the
speech
of another
person quickly
and
efficiently, repeating
verbatim what has been said.5
Such
coding
circuits must be understood as functional entities
which,
while correlatable to
anatomical, physiological
and
electrophysiological substrata,
cannot be localized within neural
tissue in
any
strict sense. At lower levels of neural
organization, coding
circuits tend to be
highly specified
in the
genetic material,
and therefore
develop
in the individual
organism
without the need for environmental
learning.
At
high levels, however,
such
mapping
cir-
cuits often
require
a
period
of
stochastic,
trial-and-error
learning
as the means of
modifying
future behavior.
Those relational
coding systems
which
map
from
sensory input
to motor
output may
be
viewed as cross-channel
circuits,
and should be
distinguished
from the cross-modal circuits
which for
example,
establish the
equivalence
relations between
auditory
and visual
perceptual
arrays.
4
At some
point
after
secondary
neocortical
systems
become
operational
in human neural
maturation,
the infant attains the
capacity
to construct and store in
long-term memory
certain
representational
information structures. Two
major types
of
representational
structures which
may
be identified are movement
schemata, organized by systems involving
anterior
secondary
motor
regions
of the
brain,
and
image frames, organized by
neurofunctional
systems
involv-
ing posterior secondary sensory regions (see
Lamendella
1977).
Based on these
acquired
information
structures,
adult individuals have the
ability
to
efficiently recognize complex
events and event
sequences, along
with the
ability
to
produce
skilled learned movements and
movement
sequences. Agnosia
is a
neurological
disorder which disrupts
the
capacity
to access
stored
image
frames
(see
Brown
1972),
and
apraxia
interferes with the
capacity
to
imple-
ment stored movement schemata
(see
Geschwind
1975; Johns
& LaPointe
1976).
Cross-
channel
copying
circuits also exist at this
representational
level and allow
us,
for
example,
to
reproduce
complex
hand movements once
they
have been
perceived.
Ideomotor
apraxia
is a
neurological
disorder which interferes
specifically
with such
representational
cross-channel
copying
circuits
(see
Brown
1972).
5
Many
other
speech copying
circuits exist and allow different combinations of
input
and
output
modalities to be coordinated. For
example,
there is a circuit which allows us to effi-
ciently reproduce
written
material,
often in the absence of
comprehension.
It is
likely
that
this circuit involves the
supramarginal gyrus
in the
temperoparietal region
of the
brain,
with
impulses
transmitted via the orbitofrontal fasciculus to a
secondary
motor
region
in the frontal
lobe which has been called "Exner's
Writing
Center"
(i.e.,
the Middle Frontal
Gyrus,
see
Figure 1;
see Geschwind
1972).
Still another circuit
(or perhaps
this same
circuit)
must be
involved in the
typist's ability
to
quickly
translate
visually perceived graphological
con-
figurations
into
particular
skilled movements of the
arms,
and
fingers
in order to hit the
right
keys
in the
right sequence.
In
summary, then,
it
may safely
be concluded that at
many
levels
13
TESOL
Quarterly
The
operation
of this same circuit is
impaired
in conduction
aphasia,
since
such
patients
not
only
cannot shadow other
persons,
but have
great difficulty
in
reproducing speech
models in
general.
This
speech copying
circuit is
preserved
in the transcortical
aphasias,
even while
speech comprehension
and/or
speech
production
are
severely impaired.
An
important
characteristic of such
copying
circuits follows from the
plau-
sible belief that there is often little value in
involving systems
at a
higher
level
within the same
hierarchy.
For
example,
if a
typist
were to feel
obliged
to read
and
comprehend
written material before
hitting
the
appropriate keys,
there
would be
very
few 100
word-per-minute typists. Impressionistically,
in close
shadowing
of the
speech
of another
person,
it seems that
comprehension
of a
given
sentence tends to follow the actual
production
of that sentence. We
may
conclude that it is
possible,
and often
adaptive,
to
functionally
disassociate a
copying
circuit from
higher systems
within that same functional domain. There-
fore,
the disassociation of the
speech repetition
function from
language
com-
prehension
and
language
formulation
may
be assumed to occur not
only
in
pathological
conditions such as conduction
aphasia,
but also as an
adaptive
aspect
of normal human information
processing.
The reader will
perhaps
not be
surprised
when I
suggest
that in order to
efficiently perform pattern-practice
drills,
it is
helpful
to
functionally
disassociate
the
speech copying
circuit from
higher-level language processing.
It is
precisely
this "short circuit" which would facilitate the fluid
carry
out of choral and in-
dividual
performance
on
pattern-practice
drills. There can be little doubt that
some subset of second
language
learners do disassociate the
speech copying
cir-
cuit
during
classroom
practice, though
it would be difficult to
prove just
how
many
do
so,
and how often. What I
hope
to do here is establish the
plausibility
of such a functional disassociation
being
an
integral part
of
pattern-practice
drills in the classroom.
To establish this claim
beyond
a reasonable doubt would entail
specific
empirical
confirmation that the
speech copying
circuit itself
possesses
the
poten-
tial to learn to control the substitutions and other
manipulations
characteristic
of the sentences
produced by
students in
response
to the teacher's
cueing during
pattern-practice
drills. I feel that belief in this
potential
of the
speech copying
circuit is at least
partially supported
since,
as the
patient
described
by
H.
Whitaker
(1976) convincingly
shows for the native
language, speech processing
at this level can in fact muster a certain level of lexical and
syntactic compe-
tence,
including
the
potential
to
modify
the word class of an
input speech
model.
Over and above the
capacities
we have attributed to the
speech copying
circuit,
the
learning
which takes
place
between the time a student first
attempts
a
pattern-practice
drill and the
point
at which the student becomes
proficient
at
this endeavor seems to involve at least three
processes:
of neurofunctional
organization,
and in
many
functional domains
including speech
and lan-
guage,
there exist information
processing
circuits which allow the efficient behavioral
repro-
duction of
perceived sensory arrays.
14
Pattern Practice
1) making
the
appropriate
identification of the word class of the cued item.
2) matching
the cued item with an element in the model sentence which is
of the same word class.
3) inserting
the cued item into the current
phonological
movement schema
representation
of the model sentence.
Once
mastered,
these
processes
would not
require
conscious
direction,
and there
is no reason
why
the involvement of
higher
level
language systems
would be
required
for their execution.
The
hypothesized
functional disassociation between the
speech copying
cir-
cuit and
higher-level language systems,
done
by
some subset of students as a
means of
performing pattern-practice
drills more
efficiently,
would account for
the
impression
of
many
teachers and students
that,
while
engaged
in
pattern-
practice drills,
the student's mind is often on other
things.
Thus
far,
the
proposed
information
processing
basis of
pattern-practice
drills would not be
particularly upsetting
to the traditional
behaviorist/applied
linguist
belief in the
utility
of mechanical drills.
However,
there remains the
serious
question
of whether the second
language acquisition process
is
actually
facilitated or inhibited
by
such
drilling.
Furthermore,
it is not at all obvious
that
pattern-practice
exercises constitute useful
practice
of TL
grammatical
knowledge
once it has been
acquired.
An
adequate
answer to these two crucial
questions requires
an
explicit understanding
of how much and which
types
of
grammatical learning
the
systems
at the level of the
speech copying
circuit are
capable
of
achieving
while disassociated from
higher
level
systems
within the
relevant functional
hierarchy. Additionally,
we must understand more
thoroughly
the circumstances under which
any
automation of behavioral
sequences
would
take
place
as a direct result of the
practice
achieved
by
mechanical
pattern-prac-
tice drills. To
approach
these
issues,
I shall
briefly
discuss certain
aspects
of the
automation of behavioral
sequences
in neurofunctional
systems.
4. Automation in Neurofunctional
Systems
When first confronted with the need to
acquire
new information structures
as the basis for
performing
a novel behavioral
task,
a learner must
identify
the functional
hierarchy
best suited to this
learning,
then establish the
appro-
priate
level and
subsystems
within the
hierarchy
with which to
begin
the learn-
ing process.
It seems to be a
general
characteristic of this
type
of
learning
that
the novel behavioral task is
initially
carried out
by
the executive
component
of the
responsible
NFS
operating
in the monitor mode
(cf.
Lamendella
1977;
Selinker & Lamendella
1978;
cf. also the "monitor model" of Krashen
1977).
In
part,
because of the
high
demands
placed
on available
processing
re-
sources,
NFSs
operate
under the
imperative
to
opt
out of the monitor mode
when
possible.
One of the two
major ways
of
accomplishing
this involves a
process
of automation in which the executive of the NFS directs the construction
of information schemata stored as automated subroutines at a lower level within
TESOL
Quarterly
the
hierarchy.6 Many
facets of overt
speech production
and covert
speech
com-
prehension,
once
acquired by higher
level
systems,
are
likely
stored as auto-
mated subroutines at lower levels within the communication
hierarchy.
Such
subroutines
may
be
implemented
either
automatically
under
pre-specified
con-
ditions,
or as called
up by
the executive which
originally
directed their con-
struction.
Automated
speech sequences
tend to remain intact
despite
a
pathological
disruption
of the
higher
level
systems
of the dominant
hemisphere.
The emotion-
charged phrases
and other automatic
speech phenomena
discussed
by
Van
Lancker
(1975) persist
in
many aphasics
as residual automated subroutines
controlled
by
intact lower levels of the communication
hierarchy.
For
many
such automatic
speech phenomena, however,
the intact lower level
systems
do
not seem to
possess
the
capacity
to
carry
out the initial
learning.
Once entrenched
as automated subroutines at lower levels of the communication
hierarchy,
automatic
speech phenomena may
be evoked under
appropriate
conditions de-
spite
their
pathological
disassociation from
higher-level language systems.
For
example,
I believe the most reasonable
working hypothesis
is that the LEVEL
II
grammatical
functions which remained available to the
patient
described in
H. Whitaker
(1976)
had been
initially acquired by
the
disrupted higher-level
systems,
but that these functions had been
delegated
as automated subroutines
to the NFSs based in the
speech
areas.7 The
implications
of this view for
pattern-practice
drills is that also in the second
language
learner the
acquisition
of lexical and
syntactic
functions
may
derive from
language systems
above the
level of the
speech
areas and the
speech copying
circuit.
Any
functional dis-
association of the
speech copying
circuit from these
higher
level
systems during
pattern practice certainly
would tend to
impede
the
process
of
secondary
lan-
guage acquisition
for those lexical and
syntactic
functions
beyond
the
learning
potential
of the
systems
of the
speech
areas.
The
precise learning potential
of those functional
systems
at the level of
the
speech copying
circuit is
by
no means
clear,
however. It is
conceivable,
for
example,
that the
speech copying
circuit
plays
a
special
role in the
acquisition
6
Marr
(1969)
and Blomfield & Marr
(1970)
have
proposed
that the cerebellum often
serves as a memorization device for motor actions
initially organized
elsewhere
(cf.
also Evarts
1973). Thus,
for
example,
when first
learning
how to drive a
car,
the actual
driving
is carried
out
by high
level
systems operating
in the monitor mode with conscious direction of the
many
behavioral
operations contributing
to this
complex
skill. At some
point
after
enough
practice
has been
attained,
neuromotor information schemata are automated at lower
levels,
thus
leaving higher
level consciousness available for attention to other
ongoing processing.
7
Thus,
I must
disagree
with
any interpretation
which holds that the
dichotomy
between
Whitaker's LEVEL II and LEVEL III
grammatical
functions
ipso
facto
implies
that the
speech systems
of Broca's area and
Wericke's
area have the
responsibility
for
acquiring
LEVEL II
grammar. During primary language acquisition,
and
by
extension
secondary
lan-
guage acquisition,
the functional roles which
may legitimately
be ascribed to the
speech
NFSs whose major anatomical correlates reside within the
speech regions
exist for the most
part
at the level of
phonological representation
of
image
frames and movement schemata
(roughly corresponding
to Whitaker's LEVEL
I). During
the
period
when these are the
highest
level communication
systems operational
in human
ontogeny-from
about 12 montlhs
postnatally-the
child
possesses
neither active nor
passive syntactic
or
morphological
com-
petence (Lamendella 1975).
16
Pattern Practice
and use
by
second
language
learners of the "formulaic
expressions"
described
by
L. Fillmore
(1976)
in five child second
language
learners.8
5.
Pedagogical Implications
As
previously
noted, pattern-practice
drills have been
pragmatically
ob-
served to fail in
accomplishing
the
goals
set for them. This in
itself
is
obviously
a
strong
recommendation for their discontinuation as a central
component
of
any foreign language teaching
curriculum.
However,
even someone who
agreed
that such drills were not suited to the initial
learning
of TL
grammar might
believe that
they
should be
preserved
in the classroom because
they provide
useful
practice leading
to
phonological fluency
and the automation of
already
acquired grammatical patterns.
While at first these conclusions seem
reasonable,
there is a catch.
Pattern-practice
drills
(and
the oral
approach
in
general)
prompt
the learner to
engage
in
Foreign Language Learning
based on the
cognition hierarchy,
rather than Second
Language Acquisition
based on the
communication
hierarchy (see
Table
2).
Without
special training, any pho-
nological fluency
or automated
grammatical
skills which have been
acquired
as
part
of
Foreign Language Learning
will not be available to the student
except:
(1) automatically during
further classroom
drills;
and
(2)
as directed
by
the
systems
of the
cognition hierarchy operating
in the monitor mode. In either
case,
the student loses.
Even
though
the
systems
of the
speech
areas form
part
of both the
cogni-
tion
hierarchy
and the communication
hierarchy,
the executive functions of the
communication
hierarchy
do not seem to have the
capacity
to call
up
automated
subroutines whose construction was directed
by
the
cognition hierarchy.
This
partially
accounts for the
frequent
observation of learners whose
linguistic
com-
petence
is
drastically
different for real-world communicative
attempts
versus the
sorts of exercises which
frequently
characterize the formal classroom situation.
These conclusions
apply
not
just
to
pattern-practice drills,
but to
any
classroom
activity
which does not
prompt
the learner to
engage
the communica-
tion
hierarchy
as the basis of second
language learning.
Successful classroom
methods from this
point
of view would be those which were so
designed
that
the neurofunctional
systems
of the
speech
areas
(and
particularly
the
speech
copying circuit)
could not
perform successfully
when
functionally
disassociated
8 The children observed
by
Fillmore
(1976)
seemed to
operate
in terms of a
strategy
which
prompted
them to
reproduce
certain
useful, situationally appropriate expressions
as
unanalyzed
wholes
(cf.
also
Huang 1971;
Hakuta
1974).
Fillmore concluded
that,
rather
than such formulas
being
imitative behavior
peripheral
to the
acquisition process, they may
well be a central
part
of naturalistic
language acquisition
since such
expressions
can
provide
both a
quick entry
into social
interchanges
in the TL and
linguistic
material
upon
which
analytical learning
activities could later be carried out. In terms of the neurofunctional
ap-
proach
described in this
paper,
it seems that such
speech
formulas
may
be
acquired
as
movement schemata at the level of the classic
speech regions. Basically,
what
distinguishes
them from non-formulaic
speech
is that
they
seem to be
mapped
as a unit
directly
into some
semantic-conceptual representation
without
having
undergone
syntactic analysis by gram-
matical
systems
above the level of the
speech regions.
Since
pattern-practice
drills are carried
out in a TL social-interactive
void,
it is
probable
that
they
could not take
advantage
of such
formulaic
learning, although
other sorts of exercises
might
well be able to utilize this im-
portant
facet of
language acquisition.
17
TESOL
Quarterly
from
higher-level language processing systems.
Once TL
grammatical knowledge
was
acquired by
these
higher systems
within the communication
hierarchy,
further
practice
in
communicating would,
it is
hoped,
lead to the automation
of
appropriate
TL
speech
habits at lower levels.
6.
Summary
The
major
reason
why pattern-practice
drills fail to
accomplish
successful
secondary language acquisition
is that
they prompt
most learners to
engage
functional
systems
which
actually
form an
inappropriate
basis for such
learning.
This conclusion should be evaluated in
light
of the four
working hypotheses
which have been the focus of this
paper:
1. Performance of mechanical
pattern-practice
drills
necessarily
involves a
speech
copying
circuit at the level of those
speech systems
whose anatomical and
physiological
correlates are within the classical
speech regions,
Broca's area and
Wernicke's area. The
speech copying
circuit allows the student to
reproduce
an
input
model sentence with
incorporation
of
appropriate
modifications as directed
by
the teacher.
2. As an efficient means of
performing
a
repetitious cognitive
task not related to
communicative
interactions, many
learners
functionally
disassociate the
speech
copying
circuit from
higher
level
language systems during pattern-practice
drills.
3. Since the
systems
of the
speech regions operate mainly
at the level of
phonolog-
ical
representation,
their disassociation from
higher-level language processing
systems
renders
pattern practice
an ineffective basis for the
acquisition
of lexical
and
syntactic grammatical
functions.
4. It is
Secondary Language Acquisition
based on the communication
hierarchy
which
provides
the best basis for communicative
competence
in real-world
conversational interactions. For most
students, pattern-practice
drills lead to
Foreign Language Learning
in which
acquired
behavioral subroutines for
pho-
nology
or
grammar may
be evoked
automatically only
in further classroom exer-
cises. Conversational interactions for such learners
typically require
conscious
direction,
with
speech
behavior
produced
under the direction of the
cognition
hierarchy.
In
consequence,
the student's
performance
does not
reliably
lead to
communicative success.
RE'ERENCES
Blomfield,
S. and D. Marr. 1970. How the cerebellum
may
be used. Nature 227:
1224-1228.
Brown, J.
1972.
Aphasia, apraxia,
and
agnosia. Springfield,
Ill.: C. C. Thomas Co.
Brown, J.
1975. The
problem
of
repetition:
a
study
of "conduction"
aphasia
and the
"isolation"
syndrome.
Cortex 11: 37-52.
Dubois, J.,
H.
Hecaen,
R.
Angelergues,
A. de Chatelier and P. Marcie. 1964.
Etude
neurolinguistique
de
l'aphasie
de conduction.
Neuropsychologia
2: 9-44. Re-
printed
in H.
Goodglass
and S. E. Blumstein
(Eds.) Psycholinguistics
and
aphasia.
Baltimore: The
Johns Hopkins University Press, pp.
283-800.
Evarts,
E. V. 1973. Motor cortex reflexes associated with learned movement. Science
179: 501-3.
Fillmore,
L. 1976. The second time around:
Cognitive
and social
strategies
in second
language acquisition. Unpubl.
PhD.
Dissertation,
Stanford
University.
Geschwind,
N. 1965. Disconnexion
syndromes
in animals and man. Part II. Brain
88,
3: 585-644.
Geschwind,
N. 1972.
Language
and the brain.
Scientific
American
226,
4: 76-83.
Geschwind,
N. 1975. The
apraxias:
neural mechanisms of disorders of learned move-
ment. American Scientist
63,
2: 188-195.
18
Pattern Practice
Geschwind, N.,
F. A.
Quadfasel
and
J.
M.
Segarra.
1968. Isolation of the
speech
area.
Neuropsychologia
6: 327-340.
Goldstein,
K. 1948.
Language
and
language
disturbances. New York: Grune & Stratton.
Green,
E. and D. H. Howes. 1977. The nature of conduction
aphasia:
a
study
of
anatomic and
climncal
features and
underlying mechanisms, pp.
123-156 in Vol.
3, H. Whitaker and H. A. Whitaker
(Eds.).
Hakuta,
K. 1974. A
preliminary report
on the
development
of
grammatical morphemes
in a
Japanese girl learning English
as a second
language. Working Papers
on
Bilingualism,
3: 8-43. Ontario Institute for Studies in Education.
Hecaen,
H. M. B. Dell and A.
Roger.
1955.
L'aphasie
de conduction
(Leitungsaphasie).
Encephale
2: 170-195.
Huang, J.
1971. A Chinese child's
acquisition of English syntax. Unpubl.
Master's
thesis,
University
of
California,
Los
Angeles.
Jakobovits,
L. 1970.
Foreign language learning. Rowley,
Mass.:
Newbury
House.
Johns,
D. F. and L. L. LaPointe. 1976.
Neurogenic
disorders of
output processing:
Apraxia
of
speech, pp.
161-199 in H. Whitaker and H. A. Whitaker
(eds.),
Vol. 1.
Kleist, K. 1962.
Sensory aphasia
and amusia. Oxford:
Pergamon
Press.
Konorski, J.,
H.
Kozniewska,
and L.
Stepien.
1961.
Analyses
of
symptoms
and cerebral
localization of the audio-verbal
aphasia. Proceedings of
the VIIth International
Congress of Neurology
2: 234-235.
Krashen,
S. 1977. The monitor model for adult second
language performance, pp.
152-
161 in M.
Burt,
H.
Dulay
and M. Finocchiaro
(Eds.) Viewpoints
on
English
as a
second
language.
New York:
Regents.
Lamendella,
. T. 1975. Maturational
stages
in the
development
of communication
systems
by the child. California
Linguistics
Association Conference.
(Reprinted
by
ERIC
Clearinghouse.)
Lamendella, J.
T. 1977. General
principles
of neurofunctional
organization
and their
manifestations in
primary
and
non-primary language acquisition. Language
Learn-
ing
27,
1: 155-196.
Luria,
A. R. 1970. Traumatic
aphasia.
The
Hague:
Mouton.
Marr,
D. 1969.
Theory
of cerebellar cortex.
J.
Physiology (London)
202: 437-470.
Meltzoff,
A. M. 1977. Imitation of facial and manual
gestures by
human neonates.
Science 198: 75-78.
Rivers,
W. 1973. From
linguistic competence
to communicative
competence.
TESOL
Quarterly 7,
1: 25-34.
Rubens,
A. B. 1977. Transcortical motor
aphasia, pp.
293-303 in H. Whitaker and
H. A. Whitaker
(Eds.),
Vol. 3.
Selinker,
L. and
J.
T. Lamendella. 1978. Two
perspectives
on fossilization in inter-
language learning. Interlanguage
Studies Bulletin 3, 2+3.
Slager,
W. R. 1973.
Creating
contexts for
language practice.
TESOL
Quarterly 7,
1:
35-50.
Stengel, E.,
M. D. Vienna and L. R. C. P. Edin. 1947. A clinical and
psychological
study
of echo reactions. Journal of
Mental Science 93: 598-612.
Strub,
R. L. and H. Gardner. 1974. The
repetition
defect in conduction
aphasia:
mnestic or
linguistic.
Brain and
Language
1: 241-256.
Taylor, J. (Ed.).
1932. Selected
writings of John Humphrey
Jackson,
Vols. 1 & 2.
London: Hodder and
Stoughton.
Van
Lancker,
D. 1975.
Heterogeneity
in
language
and
speech: Neurolinguistic
studies.
Working Papers
in Phonetics
29, University
of
California,
Los
Angeles.
Warrington,
E. K. 1971.
Neurological
disorders of
memory.
British Medical Bulletin
24: 243-247.
Whitaker,
H. 1976. A case of the isolation of the
language function, pp.
1-58 in
H. Whitaker and H. A. Whitaker
(Eds.),
Vol. 2.
Whitaker,
H. and H. A. Whitaker. 1976a.
Language disorders, pp.
250-274 in R.
Wardhaugh
and D. Brown
(Eds.)
A
survey of applied linguistics.
Ann Arbor:
University
of
Michigan
Press.
Whitaker,
H. and H. A. Whitaker
(Eds.).
Studies in
neurolinguistics.
Vol. 1
(1976b);
Vol. 2.
(1976c);
Vol. 3
(1977);
Vol. 4
(to appear).
New York: Academic Press.
19





ULTIMATE ATTAINMENT
IN L2 PROFICIENCY
(PARADIS)
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
9>7FJ;H
Ultimate attainment in L2 prociency
It is no longer possible to speak of language without taking into consideration the
facts that (1) the language system is one component of verbal communication, (2) the
language system contains dissociable modules that have their own intrinsic proper-
ties; and (3) implicit components of language are dierent in nature and subject to
dierent types of control than explicit components (in particular vocabulary) they
develop independently of each other according to their own genetically programmed
timetable, and are susceptible to dierent external factors. ese considerations are
essential in the investigation of a critical period for language acquisition.
ere are basically two schools of thought on the critical period hypoth-
esis: neuroscientists assume that there is some form of critical period that is too
obvious to warrant discussion, let alone a controversial debate; language teach-
ers and social psychologists are adamant that there is no such thing as a critical
period and refuse to even consider neurological data. e term critical period
is so controversial that it would be counterproductive to use it here. Suce it to
mention the dierences between ultimate attainment in L2 as compared to L1 and
investigate the neurophysiological factors that account for the readily observable
and widely acknowledged dierences. In many animals, it has been shown (and
uncontroversially accepted) that neural circuits are shaped by experience during
restricted periods in early life (Yazaki-Sugiyama, et al., 2007): ese include the
cat (Hubel & Wiesel, 1962), mouse (Iwai & Lester, 2006), and some songbirds
(Hensch, 2004). It would be surprising if the human brain were exempt from such
restrictions (though less surprising that their existence is not easily accepted the
wish for free will is overwhelming). If there is a critical period, it is certainly dif-
ferent from that observed in birdsong or cats ability to acquire the perception of
vertical lines. For one thing, the human brain takes much longer to mature than any
other animals, including other primates. erefore, the notion of an optimal period
for acquiring languages will be proposed aer discussion of the available data.
e least controversial observation is that every individual without severe mental
defects has acquired a native language. Some have even acquired two or more. Not
everyone who has acquired an L1 manages to acquire an L2. Some individuals nd
it excruciatingly dicult and some never get beyond the most basic rudiments. Why
is this so? e non-neurophysiological factors that are proposed by researchers are in
fact, as we are about to see, direct consequences of a variety of neural underpinnings.
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
::o Declarative and procedural determinants of second languages
Not just the manner of appropriation, but the nature of what is appropri-
ated (competence vs. knowledge) is aected by age of L2 appropriation. Children
exposed to L2 interaction starting any time before the age of 4 or 5 (and the
younger the better) acquire the second language implicitly, like the rst, using
procedural memory. For example, early German-French bilinguals were found to
have no problem with acquiring French gender before age 3, but to have prob-
lems when French is acquired aer the age of 3 (Mhring, 2001). Aer age 6 or 7,
second language appropriation relies more and more on conscious learning, thus
involving declarative memory.
:. Ultimate attainment in L1 and L2
Birdsong (2006) remarks that there is a widespread belief that native-like attain-
ment by late L2 learners will be conned to one or a few tasks and that an individual
will not display native-likeness across the full range of linguistic behaviors or
experimental performances. His overview of empirical ndings does not show
otherwise. Interestingly, Birdsong (2007) reports that most tasks on which late L2
learners are able to approach or achieve native-likeness are o-line tasks. In any
case, the learners oen do better on o-line tasks. Also, there seems to be no limit
to the ability to learn L2 vocabulary (though the exact semantic boundaries of
words, their various connotations, and the constraints on their uses in proper con-
texts, which depend on experience (including incidental experience
1
) rather than
explicit instruction, remain incomplete). is would suggest that there is some-
thing peculiar to such tasks. One aspect worth considering is that o-line tasks
are known to rely on explicit knowledge, hence on declarative memory rather
than implicit competence. is might imply that, perhaps, the capacity to acquire
implicit linguistic competence is susceptible to decline with increasing age of onset
of L2 appropriation.
Whether there is a critical or sensitive period or a gradual decline up to a
certain age, there appears to be a rather early age aer which a second language
does not reach native-likeness in all aspects of use, as shown in Birdsongs (2006)
overview and (2007) presentation. is is not to say that, aer many years of total
immersion and practice, L2 never becomes very close to native-like in many
aspects suciently so for everyday practical purposes.
:. New words can be acquired incidentally when listening to, and reading, a story while
focusing on comprehension. e meaning of words is learned even if one does not remember
having encountered them in the text (Horst, Cobb, & Meara, 1998).
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
Chapter 4. Ultimate attainment in L2 prociency :::
Birdsong proposes that there may not be a single linguistic task that some
individual cannot fully master (in relative isolation) in L2. is means that, in prin-
ciple, any given linguistic task can be mastered by someone. But there denitely
seems to be a dearth of individuals able to master all components. Native-like
prociency in the second language is almost never acquired and second-language
processing is slower (Toppelberg, 1997). Why should this be?
Dierent individuals are able to deal with any one or two components of sec-
ond language processing, but not all components at the same time. is suggests
that these individuals are not able to consciously control so many components
simultaneously, and hence at least some components are not automatized. Let us
remember that divided attention (i.e., having to pay attention to more than one task
at the same time) interferes with performance on explicit tasks, not on automa-
tized processes: A native speaker has no problem processing in parallel the various
phonological, morphological, and syntactic components during lexical retrieval.
At the very least, this is an indication that a dierent mechanism is at work, at least
partially, in L2 processing and a good candidate is the use of declarative memory
to compensate for the gaps in L2 implicit linguistic competence.
According to Roehr (2008a), implicit linguistic competence is stored in and
retrieved from an associative network during parallel distributed processing,
whereas explicit knowledge is processed sequentially with the help of rule-based
algorithms. e dierence in kind between these two processes results in phonol-
ogy, morphology, syntax, and lexical retrieval being processed in parallel (hence
simultaneously) by linguistic competence, while metalinguistic knowledge is
processed only one item at a time; metalinguistic knowledge requires attention,
whereas linguistic competence does not.
Studies that specically examine the ability of L2 users to pass for native speak-
ers indicate that passing for a native speaker is a temporary, context-, audience-,
and medium-dependent performance (Piller, 2002; Marinova-Todd, 2003). is
reinforces the notion that even expert L2 users performance is controlled to some
extent (i.e., not as automatic as native speakers), as previously suspected, given
that a late-learned L2 is more vulnerable to noise, fatigue, stress, and declarative-
memory impairments (amnesia, Alzheimers disease, even normal aging). It is also
positively related, among other things, to amount of formal L2 study and level of
formal education (Marinova-Todd, 2003), factors that do not aect the acquisition
and concurrent use of phonology, morphology, syntax and pragmatics of L1.
Many studies do show that adults are able to learn one or another aspect of
language to a native-like level, independent of the other components of grammar.
In L2, dierent components of the implicit language system are appropriated inde-
pendently of each other at dierent rates and to dierent extents. is contrasts
with the way very young children simultaneously acquire phonology, morphology
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
::i Declarative and procedural determinants of second languages
and syntax without paying attention to these components, while focusing their
attention on the semantic and pragmatic aspects of verbal communication.
Typically, when one skill component has been mastered in a second language,
it is aer much concentration on that particular component, independently of all
others. Eort, hence conscious control, is exerted in developing a particular lan-
guage component in a way that is not the natural way of developing implicit lin-
guistic competence. e latter is achieved by developing the various components
of language structure in parallel, incidentally, without paying attention, and with-
out focusing ones eorts on any specic subcomponent (phonology, morphology,
syntax, semantics and the grammatization of the lexicon). ey are all internalized
simultaneously (possibly at dierent levels of development in each, but concur-
rently nevertheless). us, they are integrated into implicit linguistic competence
and can be used in unison when performing the normal task of comprehending
and producing the complex construct that an utterance represents, with each part
contributing to the whole (prosody, segmental phonology, morphology, syntax,
lexicon). Moreover, each component is selected automatically in accordance with
the pragmatics of the situation, including the intention to communicate a particu-
lar message, modulated by the specic situational context, the knowledge of the
interlocutors beliefs, and placing emphasis on the appropriate concept through all
means aorded by the grammar i.e., prosody, word order, inectional morphol-
ogy, loudness, speed of delivery, etc.
In Marinova-Todds (2003) study, some L2 learners failed to achieve native-
like levels of prociency in grammar knowledge, but scored within the native
range on pronunciation measures, whereas other L2 learners achieved native-
like scores on grammar measures and failed to achieve native accent in the L2.
us, some highly procient L2 speakers tend to be stronger in some areas of L2
knowledge and weaker in others, and score within the native range in only some
domains, which means that they have not internalized the L2 as a whole. When
much eort is exerted on one particular aspect, it may reach native levels, but
it is a skill that is not integrated into the general implicit linguistic competence
system for that language. In this study, out of a group of 30 participants selected
from among very highly procient L2 speakers, only 3 participants consistently
achieved scores within the native range. And even then, scores within the native
range do not necessarily imply that these participants used the same means to
achieve similar results.
e reasoning that, because some individuals are able to attain native-likeness
in some aspects of L2 performance, it can be assumed that it is possible for some
individuals to attain native-likeness in all language tasks, is fundamentally awed.
Normal language performance incorporates all components and puts them into
action simultaneously. is is made possible because the various integrated
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
Chapter 4. Ultimate attainment in L2 prociency ::
functions are automatic, without conscious control, in which case, there is no dis-
persion of eort.
As Hyltenstam and Abrahamsson (2003) point out, the subtle dierences that
seem to exist between native and native-like prociency are probably highly insig-
nicant in all aspects of the second language speakers life and endeavors, although
very signicant for a theory of human capacity for language learning (p. 580).
i. e optimal period
e notion of optimal period retains the general characteristics of the traditional
critical period (it applies to skills, it is time-sensitive (if not time-locked) and
depends on properties of the brain), but is more exible in that it is not categorical
(all-or-nothing) and admits of variability among individuals with respect to matu-
rational deadlines and length of developmental stages (themselves determined by
complex interactions between genetic and experiential factors). e fact that there
are (rare) exceptions does not mean that there is not a general principle at work.
(Some sheep are born with ve legs;
2
this does not prevent encyclopedias and vet-
erinary handbooks from describing sheep as four-legged.)
In the context of interest, the optimal period hypothesis thus applies to
implicit linguistic competence, which depends in large part on the expression of
the gene FOXP2. e gradual decline in procedural memory for language forces
late second-language learners to rely on explicit learning, which results in the use
of a dierent cognitive system from that which supports their native language.
It is the acquisition of implicit competence that is aected by age, both biologi-
cally (gradual loss of plasticity of the procedural memory for language aer about
age 5) and cognitively (greater reliance on conscious declarative memory for
learning in general and, consequently, for learning a language from about age 7). If
we assume that normal language acquisition and use refer to the incidental inter-
nalization and automatic use of implicit linguistic competence, then an optimal
period aects the acquisition of language. It is a gradual process within a window
between the ages of 2 and 5 years, give or take a few months in view of the con-
siderable interindividual variability in the rate of maturation in general and of
development of the language areas in particular. In fact, even birdsong critical
periods are not chronologically invariant and their duration can be regulated by
the amount of tutor song exposure, vocal practice, and the brains steroidal milieu
(Mooney, Prather, & Roberts, 2008).
i. One specimen is exhibited at the Muse Cantonal de Zoologie, Lausanne, Switzerland.
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
::| Declarative and procedural determinants of second languages
Human FOXP2 is a gene whose integrity is necessary (but not sucient) for
the acquisition of implicit linguistic competence. It determines the expression of
various genes at specic times during brain development and at diverse time-points
during the lifetime of an organism (Marcus & Fisher, 2003), including that of areas
of the cerebellum and basal ganglia that subserve the acquisition and subsequent
processing of implicit linguistic competence. Its mutation (or a lack of exposure
to language input at the time of its programmed triggering of the relevant genes)
disrupts language acquisition. Individuals must then have recourse to compensa-
tory mechanisms in order to appropriate language through learning.
e optimal period thus refers to the period during which individuals must
be exposed to language interaction if they are to acquire linguistic competence.
is period has an upper limit that varies with respect to which component of
the implicit language system is acquired, namely, in chronological order, prosody,
phonology, morphology, and syntax (including syntactic features of the lexicon).
But the vocabulary, that is, the sound-meaning pairing of words, is conscious and
hence subserved by declarative memory; consequently, it is not susceptible to the
optimal periods that apply to the various components of implicit competence.
Systematic performance in real-time
3
language processing is the litmus test of
implicit linguistic competence. Age of exposure during language acquisition seems
to have a dramatic impact on the subsequent real-time processing of sentences
(Friederici, Steinhauer, & Pfeifer, 2002: 529). e optimal period that applies to
implicit linguistic competence can be masked to some extent by reliance on compen-
satory mechanisms whose control can be considerably speeded-up. To the extent that
procient L2 is subserved by declarative memory, it is not susceptible to the optimal
period. Not only does L2 performance dier from L1, but it diers along the implicit/
explicit dimension. Given that vocabulary learning is sustained by declarative mem-
ory (in both L1 and L2), there is no optimal period for learning new words or explicit
grammatical rules, except for the gradual decline of declarative memory function with
advanced aging, culminating in senility (and accelerated in Alzheimers disease).
. Optimal window of opportunity
To ascertain the learners potential in post-adolescent L2 acquisition is a legiti-
mate goal and a commendable enterprise. e very fact that the question is posed
. As opposed to o-line, when individuals have the opportunity to consciously control
what they are doing (or saying), as in written tasks in general and grammaticality judgment
tasks in particular. Tasks performed in real time (i.e., on-line tasks) are assumed to be
performed automatically.
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
Chapter 4. Ultimate attainment in L2 prociency ::,
highlights the fact that there is a dierence between implicit linguistic competence
attainment in L1 and L2. One would not propose to study the potential for native
language acquisition in normal (i.e., not brain-damaged or profoundly mentally
impaired) individuals without FOXP2 genetic anomaly. Note that although rich-
ness of vocabulary varies between native speakers, the ability to fully acquire the
basic phonology, morphology, and syntax of the individuals topo-/sociolect does
not. ere are indeed dierences in what individuals can do with their native lan-
guage, in how colorfully they are able to express their ideas, but all have mastered
the components of the implicit grammar of their language and are able to use them
simultaneously to understand and produce utterances automatically. at means
that their output is consistent, that is, without variability: they do not vibrate their
vocal aps for the right number of milliseconds or place the adverb in the correct
position only 75% of the time (or above chance, as is oen reported with obvious
satisfaction in L2 studies, incorrectly interpreted as evidence of incorporation of
the tested element into the subjects implicit competence). If one day you started
violating subject-verb agreement 25% of the time, your close friends and relatives
would no doubt be alarmed.
ere seems to be a period from birth to age 4 or 5 aer which native-
likeness becomes progressively rarer and attainment less successful. In other
words, between the ages of 2 and 5, children acquire the basic grammar of their
native language(s). When individuals are exposed to a second language aer that
age, native-likeness is rarely, if ever, achieved on all language tasks even though
behavioral measures may improve especially aer years of total immersion in an
L2 environment. But as Birdsong (2006) rightly points out, native-likeness at the
L2 acquisition end state does not imply access to Universal Grammar (or implicit
linguistic competence) especially in the light of better results on o-line than
on-line tasks and poorer results on those aspects that are more dicult to control
consciously (e.g., phonology) than on those like syntax, where surface word order
and other features are observable and can be volitionally controlled (and, with
practice, speeded up).
Based on their study of Nicaraguan sign language (and on studies by Kegl,
Senghas, & Coppola, 1999; Newport, Bavelier, & Neville, 2001; Senghas &
Coppola, 2001; and Mayberry, Lock, & Kazmi, 2002), Morgan and Kegl (2006)
estimate the window of time for language acquisition to be less than 6 years for
native-like acquisition, and less than 10 to gain some acquisition benets.
According to Mayberry et al. (2002), language learning ability is determined
by the onset of language experience during early brain development, independent
of the modality of experience (spoken or ASL). e ability to acquire language
arises from a synergy between early brain development and language experience.
It is seriously compromised when language is not experienced during early life.
e timing of the initial language experience during human development strongly
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
::o Declarative and procedural determinants of second languages
inuences the capacity to learn language throughout life. Newman et al. (2002)
have demonstrated that the right hemisphere angular gyrus is active during ASL
processing only in native signers. Right-hemisphere damage in native signers leads
to impairments in the processing of syntactic constructions and classiers that rely
on spatial relationships. is region is less susceptible to modication by experi-
ence aer puberty. Adolescent ASL rst-language learners cannot process the lan-
guage as eciently as native signers due to their lack of grammatical competence
and related problems in processing (Morford, 2003).
Similarly, Grimshaw et al. (1994, 1998) describe the case of a young man
who, profoundly deaf since birth, was tted with auditory aids at the age of 15.
His subsequent language development has demonstrated growth of vocabulary
and semantically related syntax, but he has considerable diculty with syntactic
structures that cannot be semantically mediated. e authors conclude that his
development is consistent with the hypothesis that there is a critical period for rst
language acquisition, especially with respect to syntax. ey point out that indi-
viduals who were not exposed to language until aer the optimal period present
a failure to comprehend some syntactic structures (pro-forms, movement rules,
verb tense) and a large disparity between comprehension and production (thanks
no doubt to the availability of context and pragmatic cues).
Mayberry (1993) investigated whether the long-range outcome of L1 appro-
priated aer early childhood is similar to that of L2 learning in deaf individu-
als. Participants born with normal hearing subsequently lost in late childhood,
who had then learned ASL, outperformed those who appropriated ASL as a rst
language at the same age. Moreover, the performance of the latter declined with
increasing age of appropriation. Similarly, children who had otitis at age 1 have
identiable language decits at age 9 (Hyltenstam & Abrahamson, 2003). e
authors consider that these data support the notion of an optimal period beyond
which a natural language can no longer be normally acquired.
In the study by Rnnberg et al. (2004), only the subgroup of subjects who
started sign language at birth (as opposed to those who started at primary school)
evinced a clear le-hemisphere dominance for a working memory task performed
in sign language, in line with the ndings for working memory in spoken language.
ose who started learning sign language at school seemed to apply explicit treat-
ment to the visuospatial processing involved in generating the virtual spatial array
needed to complete working memory tasks in sign language, rather than handling
it implicitly as the early bilinguals did. e authors suggest that the dierence in
their results for the two groups might reect an age-of-acquisition eect.
As delay in exposure to a rst language increases, accuracy of grammaticality
judgments decreases, independent of ASL syntactic structure. e onset of rst
language acquisition aects the ultimate outcome of syntactic knowledge for all
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
Chapter 4. Ultimate attainment in L2 prociency ::
subsequent language acquisition (Boudreault & Mayberry, 2006: 608). Adults have
largely lost the ability to learn a language without reecting on its structure and
have to use alternative mechanisms to learn a second language (DeKeyser, 2000). In
Harley and Harts (1997) study of students enrolled in L2 early (starting in grade 1)
and late (starting in grade 7) immersion programs, analytical language ability (rely-
ing on conscious memory) was the only signicant predictor of L2 prociency
(tested in grade 11) in the case of late but not early immersion students.
Ross and Bevers (2004) study comparing the sensitive period for language
acquisition in two populations of deaf individuals (with familial right- or le-
handedness) found that when both populations are exposed to language in early
childhood, comparable levels of prociency are attained. However, individuals
with familial le-handedness show evidence of a shorter sensitive period. Age of
acquisition rather than years of experience determined sign language prociency.
is suggests that genetic factors are involved that apply to both handedness and
language, and that their expression is sensitive to time of rst language exposure.
Sundara and Polka (2008) have shown that advanced early L2 learners (i.e.,
L2 exposure onset by 5 or 6 years of age) discriminated /d/-initial syllables in
Canadian French (dental /d/) and Canadian English (alveolar /d/) in a way con-
sistent with a merged category, whereas simultaneous bilinguals were at least as
good at discriminating between them as unilingual speakers. is suggests that,
at least at the phonological level, simultaneous bilinguals acquire each language
as unilinguals do, whereas early L2 learners do not. Even by 6 months of age, well
before word meanings are acquired, infants phonetic perception has been altered
by exposure to a specic language, which results in language-specic prototypes
that assist infants in organizing speech sounds into categories (Kuhl et al., 1992).
e claim is not that adults cannot master foreign languages, but that their
achievement is mainly the result of conscious learning and conscious control of
their output. Aer many years of total immersion in an exclusively L2-speaking
environment, without contact with speakers of L1, some, possibly most, of the
components of implicit linguistic competence may eventually be automatized.
As Hyltenstam and Abrahamson (2001) point out, even late learners can achieve
native-like behavior for individual tasks, structures, or domains. Nevertheless,
published studies have still not identied a single adult learner who is indistin-
guishable from a native speaker in all relevant aspects of the L2.
|. e optimal period is restricted to implicit linguistic competence
e optimal period applies to the normal acquisition of language, which results in
implicit linguistic competence. But language can also be learned, using cerebral
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
::8 Declarative and procedural determinants of second languages
mechanisms other than those used to acquire implicit linguistic competence,
and resulting in conscious knowledge about form, namely explicit metalinguistic
knowledge that can be mastered to a high degree of prociency. Its controlled use
can be suciently speeded up to be perceived as native-like as is the case with
the L1 of intelligent genetic dysphasic individuals (Paradis & Gopnik, 1997).
e use of declarative memory to compensate for gaps in L2 implicit com-
petence is reected in the considerable inter-individual variability in attainment
between late L2 learners compared to considerable inter-individual homogene-
ity in the acquisition of the native language(s) the greater reliance on working
memory, the role of education, the success in semantics relative to syntax and
phonology, the success in o-line relative to on-line tasks, the decline with age,
and in general, the ease with L1 vs. the diculty with L2.
|.: Inter-individual variability in attainment
Acquisition via procedural memory is available to everyone up to about 5 years of
age, aer which the use of procedural memory to acquire language rapidly declines
and individuals rely on declarative memory. Note that the decline in the use of
procedural memory when appropriating a second language is not necessarily due
to a deciency in procedural memory for language per se (though it may be at least
partially so), but possibly also to a number of psychological factors such as the
propensity to use general learning ability (as applied to the many other things
learned from that age on), the presence of the L1 system and the general diculty
of acquiring new habits of the same general kind as existing ones (e.g., for a tennis
champion to acquire badminton skills), which drives the speaker to continue to rely
on L1 procedures when generating L2 sentences (at each level of language struc-
ture) and to apply L1 meanings to quasi-equivalent L2 lexical items.
Some implicit linguistic competence in L2 can probably be acquired in
certain aspects of linguistic structure (syntax, morphology, phonology, in that
order of probability) though not completely at any level. is is one reason why
there is great variability in individual success at learning a second language. By
contrast, any one without severe mental retardation and with an intact FOXP2 gene
acquires a rst language fully and easily, with hardly any inter-individual variation.
Learning a second language is dependent on general intellectual capacity and is
positively correlated with the individuals IQ (Mayberry, Taylor, & Obrien-Malone,
1995), another source of variance. Extensive practice over long periods of time
may help with the acquisition of some components of the grammar and speed up
the controlled use of the rest. Some rare L2 speakers may achieve native-like pro-
ciency (i.e., mastery of phonology, morphology, syntax and the lexicon) but by
other means (cf. Rieber & Vetter, 1995).
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
Chapter 4. Ultimate attainment in L2 prociency ::
As Hyltenstam and Abrahamsson (2003) point out, adult learners do not
acquire a second language from mere exposure but learn it indirectly. Young
learners perform more similarly to each other whereas older learners show greater
variation in their rate of appropriation and their ultimate attainment in their L2
(Marinova-Todd, Marshall, & Snow, 2000, 2001).
Speakers process a late-learned second language dierently than their native
language and the resulting performance is rarely (if ever) the same. Even if their
second-language production and comprehension were observably identical to
those of L1 speakers, the fact that they use speeded-up control rather than auto-
matic processing would be evidence that, aer a certain age, one has to resort to
an altogether dierent processing mechanism because the acquisition of implicit
competence is no longer possible (or extremely time-consuming and inecient).
Whereas procedural memories are more resistant to loss over time than declara-
tive memories (which are especially vulnerable in aging), procedural memory for
language acquisition becomes less ecient and takes longer with increasing age
for a number of reasons, including L1 entrenchment as discussed below.
Even when the second language is acquired at a very early age, dierences
between the processing and/or representation of L1 and L2 have been reported.
Perani et al. (2003), for instance, found that bilingual speakers who had been
exposed to the second language from the age of 3 (and who had used both lan-
guages in daily life ever since, with comparable levels of prociency in the com-
prehension of both) showed less extensive cerebral activation during lexical
search and retrieval in the language acquired rst, suggesting that additional
resources were recruited within a dedicated network when generating words in L2.
(See Mack, 1984, 1986, for experimental evidence of dierences in relatively early
bilinguals.) Even individuals with a very young onset of L2 experience diverge
at the level of ne linguistic detail from native speakers (Singleton, 2001). With
respect to some measures of phonetic performance, extremely early exposure is
required to perform like native unilinguals (Mack, 2003).
ere are at least two possible basic reasons for deviance from the native norm
in early L2 acquirers: (1) the quality of the L2 spoken in the childs environment
(parents, relatives, sometimes a whole immigrant community), which becomes the
norm for the acquirer (just as students in Montreal immersion classes in the sixties
picked up the pidgin of their peers
4
); (2) generalization across the two language
|. e usefulness of form-focused instruction, as discussed in Chapter 3, is exemplied in
the success of the more recent introduction of explicit grammar in immersion classes where,
before, high levels of uency were accompanied by notoriously poor accuracy (Lyster, 1990,
2004; Spada, 1997; Day & Shapson, 2001; Jean, 2005).
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
:io Declarative and procedural determinants of second languages
subsystems and inuence of the items rst acquired and most oen activated on
the corresponding items in the other language.
e undeniable inuence of social and educational variables on L2 appro-
priation at a later age stems from a fundamental neurobiological phenomenon,
namely the apparent gradual (or not so gradual) loss of the ability to acquire
language incidentally, to use procedural memory so that it would become avail-
able for automatic use. is inability is compensated for by relying on conscious
learning, using declarative memory. e numerous causes of inter-individual
dierences in attainment are a direct result of a number of internal and external
factors
5
to which the acquisition of a native language is impervious.
|.i e impact of working memory and level of education
In tasks that tap working memory and episodic memory (i.e., that rely on declara-
tive memory), there is an observed performance decline with age, whereas on
tasks involving procedural memory, age-related eects, when observed, are com-
paratively mild (Birdsong, 2006). Yet, it is on tasks involving procedural memory
par excellence (e.g., pronunciation, but also automatic (hence systematic) use
of all aspects of the grammar), that late L2 learners do worst. is again sug-
gests, consonant with the reported relatively low degree of automaticity in L2
(Birdsong, 2006: 29), that some of the language processes that are sustained by
procedural memory in L1 are dependent (at least in part) on declarative mem-
ory in L2 especially when one considers that the entorhinal cortex and hip-
pocampus appear to incur greater annual shrinkage than other areas of the brain
(Birdsong, 2006: 31). is decrease is linked to age-related cognitive decits
across domains such as working memory and executive function (p. 33), both
involved in explicit tasks. Declines in the anterior cingulate cortex (p. 33) are
related to problems with conscious control. It is noteworthy that executive con-
trol processes associated with prefrontal and cingulate cortices can operate only
on consciously perceived stimuli (Dehaene & Changeux, 2004: 1152). ese data
would suggest that adults have recourse to declarative memory to learn (rather
,. Internal: Cognitive style, motivation, attitude, aptitude, IQ, level of education.
External: age at exposure, degree of exposure relative to L1, degree of exposure to L1
during the appropriation of L2, high-/low-prestige status of L2 in the community, ethnic and
political factors associated with L2, structural distance between the languages, quality of the
L2 spoken in the individuals environment.
Internal and external factors interact in that, for instance, the sociolinguistic and political
status of L2 will aect an individuals attitude and motivation. e level of education, imposed
by external circumstances, nevertheless has an impact on the individuals ability to learn, in
that it develops reasoning capacity.
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
Chapter 4. Ultimate attainment in L2 prociency :i:
than acquire) a second language, and that this task becomes more dicult with
age as the underlying cerebral structures that sustain declarative functions wane.
In a pilot experimental investigation, Fehringer and Fry (2007) found that
highly procient German speakers of English produced a signicantly higher
overall rate of hesitation phenomena in their second language than in their rst
(p = .000). e dierence was most noticeable in the types of phenomena
(repetition, corrections, expansions) that would indicate extra planning demands,
as shown by the increased necessity for reformulation in L2. is is taken to indi-
cate that an additional cognitive load was imposed by working memory in L2.
e tasks that showed signicant dierences between languages are the ones
that demand most attention. In L1, greater production of optional complemen-
tizer phrases (whose embedding is considered a particularly demanding task) is
signicantly correlated (p = .033) with fewer hesitation phenomena (suggesting
automatic processing) whereas in L2 the correlation is not signicant. Working
memory scores were signicantly higher in L1 than in L2 (p = .005). To account
for the interference from L1, which plays an important role in constraining the
native-like performance of L2 speakers, the authors surmise that speakers with
poorer working memory resources for L2 are likely to nd it dicult to control
their language subsystems: the native language that is supposed to be suppressed
might interfere with the second language that is selected for use. Factors other
than working memory that may have inuenced the results, such as depletion of
energy and anxiety are also indicative of extra reliance on consciously controlled
processes (Dewaele, 2007). Fehringer and Fry observe that their subjects L2 is
not quite the same as their native language in spite of their extremely high level
of ability in L2 grammar. ey conclude that, in fact, L2 users rarely reach a level
of uency approaching that of native speakers. Speakers are said to need to work
harder in order to display ease and uency in their second language; L2 working
memory may lack sucient attentional resources. Interestingly, eort and
attention are associated with conscious, non-automatic processes.
Level of education is oen cited as a signicant predictor of high prociency
achievement in L2. e advantage gained by the study of L2 as a foreign language
prior to immersion in the L2 environment is noticeable even aer decades of
exposure (Urponen, 2004). Instruction has a direct inuence on learning, not on
acquisition (cf. Harley & Hart, 1997). Instruction benets prociency, but with a
focus on explicit learning (Bialystok, 1997).
|. e success in semantics relative to syntax and phonology
In an ERP study, Sanders and Neville (2003) show that native speakers and
late bilinguals process words similarly, whereas syntactic processing is strongly
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
:ii Declarative and procedural determinants of second languages
impacted by age of acquisition. ey conclude that these ndings support the
proposal that subsystems within language display varying degrees of plasticity.
Indeed, what they show is that implicit systems subserved by procedural memory
(here, syntax) are aected by age of acquisition, whereas explicit semantic systems
subserved by declarative memory (here, words) are not.
Hahne (2001) also reports an ERP experiment, in which native Russian speak-
ers who had learned German as a second language diered signicantly from
native listeners in various aspects. For semantically correct sentences, the N400
negativity was more pronounced, extended to frontal electrode sites, and was
delayed by about 100 ms in the L2 group, as compared to the native German con-
trols. Moreover, the dierence between correct and incorrect sentences was much
smaller in the L2 group. us, with regard to semantic aspects, the ERP dierences
were only quantitative. However, with regard to syntactic aspects, the dierences
were qualitatively dierent: Phrase structure violations elicited an early negativity
in comparison to correct sentences in the native listeners, an eect interpreted as
reecting automaticity. ere was no such modulation of the anterior negativity in
the L2 group, suggesting a deciency in automaticity. As in previous studies with
Japanese and French speakers (Hahne & Friederici, 2001), language learners did
not process syntactic categories in the same way as native listeners did.
In a lexical decision task in which target words were primed by adjectives
that were correctly or incorrectly inected for gender (the morphosyntactic con-
dition) or by adjectives that were semantically associated or not associated with
the target word (the semantic condition), Scherag et al. (2004) found that native
German speakers gained from both morpho-syntactically and semantically
congruent primes. In contrast, long-term English immigrants to Germany did not
benet from morphosyntactic primes, whereas their semantic priming eects were
similar to those of the native German speakers. Also worthy of note is the fact
that, in addition, the L2 participants overall processing time was longer, another
indication of reliance on non-automatic processes. e authors interpret their data
as suggesting that the full acquisition of at least some syntactic functions may be
restricted to limited periods in life, whereas the elaboration of semantic functions is
based on associative learning mechanisms that permit learning throughout life.
|.| e decline in L2 performance with increasing age
According to Birdsong (2006), a review of the literature reveals that for late L2
learners there is either (1) a random array of scores or (2) a persistent decline
in performance with increasing age of appropriation. e rst is consistent with
declarative learning in general: in contrast with native language acquisition, indi-
viduals dier considerably in various domains of cognitive ability (including
explicit language learning). e second corresponds to the observed growing
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
Chapter 4. Ultimate attainment in L2 prociency :i
diculty of using declarative memory as age increases (associated with the
reported waning of hippocampal structures and the anterior cingulate cortex).
Because declarative memory abilities decline more with age than procedural
memory functions (Birdsong, 2005, and citations therein), to the extent that L2 is
subserved by declarative memory, L2 should decline more than L1 in advanced
aging, as control becomes less eective. We may expect elderly speakers to show a
decline in uency, accuracy and phonology in the production of L2, of which they
may be aware as they hear their own output since production is more sensitive
to decline than comprehension (and perception, in the case of a foreign accent,
as errors of lexical stress application or phoneme production are noticed aer
faulty production).
|., e ease of appropriation and use of L1 vs. L2
In the face of (1) the considerable diculty in acquiring a second language in
adulthood and (2) the fact that two or more languages can be acquired as eort-
lessly as one when the child is exposed to them at a very early age (the earlier, the
better, i.e., from the crib), it is not unreasonable to consider that the time con-
straints imposed on the acquisition of native implicit linguistic competence as
demonstrated by studies of L1 acquisition delay (Lebrun, 1978; Mayberry, 1993;
Mayberry et al., 2002; Boudreault & Mayberry, 2006), must also apply to the
acquisition of implicit linguistic competence in a second and third language.
e fact that young children are slow at appropriating a second language and
need a longer period to achieve levels that adolescents and adults can achieve
faster, even though they tend to surpass adults in the long run
6
(Nikolov &
Mihaljevic Djigunovic, 2006), suggests that young children acquire the language
(incidental acquisition takes time) whereas adults, to a great extent, learn it (they
reach a certain level of accuracy by means of explicit learning, which is faster, but
this knowledge is limited and is not converted into competence; nor, most of the
time, is much competence acquired in parallel, as learners continue to rely on
declarative memory).
Children acquire their native language(s) long before they have any explicit
knowledge of language. ey are not more ecient L2 learners than adults, but
they are more ecient L2 acquirers. Even though they are slower at acquiring a
second language implicit acquisition is slow because it needs a large sample
(N.C. Ellis, 2005: 315) they eventually internalize it better than adults. Unlike
young children, adults nd it very dicult to incidentally acquire the competence
o. ere is enough evidence to show that child second language acquirers are indeed supe-
rior [to adult learners] in terms of ultimate ability (Patkowski, 1990: 73).
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
:i| Declarative and procedural determinants of second languages
that allows them to use language constructions automatically. Native-like
prociency is almost never acquired, and second-language processing is slower
(Toppelberg, 1997: 1328). Some adult L2 learners are impervious to years of input
that evidences tens of thousands of exemplars of high-frequency form-function
patterns (N.C. Ellis, 2005: 322). Most adults faster appropriation is the result of the
use of speeded-up metalinguistic knowledge. As Ellis (2005) reminds us, accuracy
and uency are not necessarily an indication of implicit linguistic competence.
In Montrul et al.s (2006) study on the use of clitics, early and late bilinguals
performed alike (yet late bilinguals were more inaccurate than early bilinguals at
rejecting sentences in some conditions, and there was a clear advantage for early
bilinguals with clitic le dissociations) on an o-line task (grammaticality judg-
ment). On an on-line task, with all sentence types containing clitics and objects in
sentence-initial position, the reaction times of the late bilinguals were slower than
those of the early bilinguals (whose RTs did not dier from the unilingual control
groups). e slower responses of late bilinguals are consonant with the use of con-
trolled rather than automatic processing, hence a lack of implicit competence for
those items.
Montrul and collaborators note that early bilinguals appear to have more
native-like knowledge of clitics than late bilinguals, even when they have
low-to-intermediate prociency in the language. According to the authors, this
may be due to the fact that the clitic system was acquired before age 4, as in
unilingual children. By contrast, late bilinguals use more metalinguistic knowl-
edge. e early bilinguals are more accurate and faster on clitic-le dissociation,
as if their linguistic knowledge were automatic (p. 227). Indeed, the hallmark
of automaticity is systematic accuracy conjoined with speedy processing.
In a study by Flege et al. (2006), immigrant children scored lower than natives
but higher than adult immigrants, though they still had a detectable accent aer
4 years of English-medium schools. Very few of the 57 adult Hungarian-speaking
immigrants in DeKeysers (2000) study scored within the range of child immigrants
on a grammaticality judgment task, and the few who did had high levels of analyti-
cal skills (suggesting that they probably used their metalinguistic knowledge).
|.o You dont learn L2 the way you acquired L1, do you? How come?
Whatever ones opinion about the existence and the nature of an optimal period
for language acquisition, one thing is clear and does not seem controversial: Adult
L2 learners do not appropriate their L2 in the same way as they acquired their L1.
Everybody admits that it is hard work. In addition to transferring structures from
L1, learners of a second language have a very hard time automatizing their L2.
Surely they would if they could. Automatized language is so much more ecient.
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
Chapter 4. Ultimate attainment in L2 prociency :i,
Automatic processing always takes over when it is available: it is faster, eortless,
allows the speaker to focus attention elsewhere and tolerates a good deal of noise.
So, if the acquisition system were still at learners disposal, no doubt they would
avail themselves of it.
Anyone who immerses himself or herself in a second language environment
for months and years manages to learn the language, and possibly, aer long prac-
tice with controlled speech, manages to acquire a good portion of the language,
but does not acquire it directly, from scratch, the way children before four or ve
years of age do, and rarely all components of language structure. (A tall, blond,
blue-eyed colleague, who specializes in child language, used to say how frustrated
she was when, aer years of Dutch immersion in the Netherlands, and in spite of
her high motivation to pass for a native, salespeople in Amsterdam would invari-
ably answer her Dutch queries in English.)
As suggested by Seidenberg and Zevin (2006), computational and biological
accounts play complementary roles in understanding at least some major cogni-
tive phenomena (p. 608), but with respect to rst and second language appro-
priation, the biological account of the roles of procedural and declarative memory
cannot be dodged. e computational explanation might clarify how L1 compe-
tence interferes with L2 acquisition, but must also account for why a rst language
cannot be fully acquired aer age 6, as shown not only by the few cases of hearing
children deprived of language input but also by the numerous deaf children not
exposed to sign language early enough (Mayberry, 2006). e onset of language
acquisition in early human development dramatically alters the capacity to learn
language throughout life (Mayberry & Lock, 2003).
I am not speaking of the form of the utterance (foreign accent, interference
from L1 and other deviances in morphosyntax and lexical semantics) but of the
system used to perform both comprehension and production. Speaking with a
foreign accent is not a sign of a lack of automaticity. A deviant phonological and
articulatory system could be automatized. But in addition to the contents of the
grammar, what makes the appropriation and use of L2 dierent from L1 is the
lack of automaticity and consequent reliance on conscious (albeit possibly con-
siderably speeded up) control of one or more of the components of grammar. e
greater the number of components that necessitate control, the slower and less
systematic the performance.
e most perceptible dierence between the grammar of a speaker of L2 and
that of a native speaker is the deviance in contents (accent, grammatical errors,
inappropriate semantic boundaries of lexical items). Less observable, in very pro-
cient late second language speakers, is the greater reliance on metalinguistic
knowledge and control, which results in reduced speed and increased variability
(not readily perceived in conversational situations).
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
:io Declarative and procedural determinants of second languages
e argument that the bilinguals performance should not be compared to
that of unilingual native speakers (Grosjean, 1989, 2008; Cook, 1992; Piller, 2002)
is applicable to the contents of language representations (i.e., uni- or bidirectional
interference in what is stored as implicit competence), not to the means by
which language is represented (i.e., procedurally or declaratively; automatic
or controlled).
,. Optimal period and the right hemisphere
e optimal period is hypothesized to apply to implicit linguistic competence
(Paradis, 2004). Implicit linguistic competence is subserved by cortical and sub-
cortical structures of the le hemisphere and areas of the right cerebellum. Unless
the various components of verbal communication are distinguished (implicit
linguistic competence, metalinguistic knowledge and pragmatics), claims about
language will necessarily be muddled, as their truth or falsity depends on which
component they refer to. Discussions of the critical period hypothesis and the role
of the right hemisphere are no exception.
Lenneberg (1967) associated the critical period with maturation, as reected
in language lateralization.
7
His proposed laterality shi from the right to the le
hemisphere was soon shown to be incorrect (Krashen, 1973), and it applies to
none of the three main components of verbal communication. Barring early cere-
bral injury, implicit linguistic competence is sustained by procedural memory
in the le hemisphere from the start (i.e., between 1;6 and 2 years of age, when
the rst two-word constructions appear, before which there was no grammar),
irrespective of modality (signed or spoken). At the earliest stages of verbal com-
munication, pragmatics becomes associated with speech sounds; and as linguistic
pragmatics develops, it continues to be sustained by right-hemisphere structures.
Language awareness, sustained by declarative memory, does not undergo progres-
sive lateralization either.
Two conditions will result in the absence of development of implicit lin-
guistic competence: (1) a deviant FOXP2 gene
8
or (2) the absence of language
. e limiting factors postulated are cerebral immaturity at the one end and termination
of a state of organizational plasticity linked with laterality of [language] function at the other
end of the critical period (Lenneberg, 1967: 176).
8. Leading (among other things) to genetic dysphasia in which many morphological and
phonological aspects of implicit linguistic competence are compromised and are made up for
by the use of explicitly learned metalinguistic knowledge.
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
Chapter 4. Ultimate attainment in L2 prociency :i
interaction at the age during which implicit linguistic competence normally
develops.
9
As we saw in Chapter 3, two factors may conspire to make acquir-
ing implicit competence in a second language in adulthood difficult: (1) age,
leading to the use of declarative memory when learning anything new, and
(2) the fact that implicit competence has already been established along the
parameters of L1.
e evidence (both the end-age of language impairment subsequent to right-
hemisphere lesion and the notion of gradual language lateralization itself) that was
originally the rationale for setting the end point of a critical period for language
acquisition at 12 years of age has been shown to be invalid. It is clear that there
is no critical period that ends at puberty. If there is a critical period, it terminates
much earlier (and it has nothing to do with lateralization).
Yet, many authors continue to use Lennebergs (1967) denition, especially
when arguing against the existence of a critical period (Marinova-Todd et al., 2000;
Komarova & Nowak, 2001; Flege et al., 2006); and hence, they include individuals
aged from 6 to 12 years (sometimes even up to age 14, e.g., Flege et al., 2006) in
the early L2 acquisition onset group in contrast to individuals older than 12 in
the late L2 onset group. Both groups contain individuals who have passed the
incidental acquisition age.
10
As a result, children who were 6 when they arrived in
their new country and still had detectable accents aer 3 or 5 years of residence
in an English environment are considered to provide evidence inconsistent with
the critical period hypothesis (Flege et al., 2006). Two reasons may jointly account
for their accents: (1) they were exposed to the accented L2 of their parents, rela-
tives and friends, and (2) they were exposed to the L2 aer the age of 6 years. e
second reason may be in eect even in the absence of the rst: Munro and Mann
(2005) report that a foreign accent is perceived in speakers who started immersion
in L2 from about age 5 on, aer which the degree of perceived accent increases
with age at onset of L2 exposure.
In a study by Flege, Yeni-Komshian, and Liu (1999), the foreign accents of
the participants grew stronger as age of immersion in an L2 environment (e.g.,
immigration) increased. While grammatical scores also decreased steadily, unlike
. A normal FOXP2 gene and reliance on procedural memory are necessary but, in order to
acquire a language (rst or second), sucient interaction opportunities are also required.
:o. In a study conducted by Palij (1990), early bilinguals (L2 acquired before 6) did not
dier from native speakers on any of the measures, but both diered consistently from groups
who had appropriated L2 aer the age of 6. e patterns of dierences among the groups are
clear and striking. Native and early bilinguals dier signicantly from late learners on all tests
( p < .0001). Palij concludes that these dierences are important and should be considered
when selecting subjects for language experiments.
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
:i8 Declarative and procedural determinants of second languages
accent, they were inuenced by other variables, such as extent of education received
in the L2 environment. is supports the notion that pronunciation of a second
language is not only subject to an earlier onset deadline but also more dicult to
control than other aspects of language structure, such as syntax. However, gram-
matical scores too show increased reliance on declarative memory (as evidenced
by the inuence of education) with increasing age of rst exposure.
o. Evidence adduced against a critical period
Some adult second language learners are reported to be able to attain native pro-
ciency in some aspects of language or on some language tasks. Some learners
whose exposure to L2 occurs aer age 12 are still able to acquire an L2 accent
that is perceived as native by native speakers. Neufelds work is oen cited in
support of native-like attainment in the pronunciation of a foreign language.
Yet, as the author acknowledges, not only is it the outcome of a highly articial
learning situation (Neufeld, 1977: 48), but the learners performance does not
correspond to what can be considered as speaking a second language without a
detectable foreign accent. Rather, it is an exercise in psittacism, a task some spe-
cies of parrots and myna birds are able to perform. e participants were trained
to repeat one-to-eight-syllable stock phrases. ey were specically told not to
expect to learn their meaning or grammatical rules. All this notwithstanding,
out of 20 rated participants, the production of only 3 for Japanese and 1 for
Chinese was judged to be native-like (in spite of the fact that the judges might
have expected a majority of native samples, having been told beforehand that,
although improbable, many samples they were to hear, and conceivably all,
might be non-native (p. 53)).
e adults in Neufelds (1980) experiments did not acquire phonology
(as claimed in the papers title). All they acquired was the ability to reproduce
specic strings of sounds (corresponding to Japanese sentences to the extent that
native speakers thought they were spoken by Japanese). An acquired phonology
would entail the ability to use phonological rules (not just to imitate sounds) in
extemporaneous sentence production, a task the subjects were absolutely unable
to do, since they could not speak Japanese. ey would not have been able to use
in novel contexts the phonological rules involved in the passages they could imi-
tate (albeit perfectly). Pronunciation is a skill that most L2 learners nd dicult
to integrate with the simultaneous selection of morphosyntactic rules and lexical
items (Lamendella, 1979).
e fact that the amount of phonological training has a signicant positive
eect on the pronunciation of a group of university students learning an L2 shows
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
Chapter 4. Ultimate attainment in L2 prociency :i
that adults are able to learn to control their production of L2 speech sounds.
is, however, needs to be integrated with the other components of grammar
into implicit linguistic competence and automatized. Note that the conditions of
Neufelds (1979) study did not replicate the learning situation of young children
(as claimed by Marinova-Todd et al., 2000). e students were not involved in
communication with native speakers but received specic phonological training.
Subjects performance [in the 19771979 studies] involved imitation only, with
no creative use of language (Neufeld, 1979: 234). Neufeld admits that the studies
do not provide sucient evidence to denitely reject the strong version of the
critical period hypothesis (p. 235).
Some studies claim that with short, intensive training, it is possible to acquire
a second languages phonological contrasts. But as Sebastin-Galls and Bosch
(2001) point out, in spite of a 10- to 20-percent increase in performance on
identication or discrimination tasks, performance does not reach the native
speakers level. e improvement likely reects controlled performance, in which
case it would be additional evidence in favor of a biologically based critical
(i.e., optimal) period.
e case studies reviewed by Nikolov and Mihaljevic Djigunovic (2006)
document that all the post-puberty learners who were frequently mistaken for
native speakers denitely strove for unaccented prociency and worked actively
to master their new language (Bongaerts et al., 1997; Ioup et al., 1994). Individuals
who have been found to successfully attain ultimate native-like prociency
are reported to have been highly motivated to pass for L2 native speakers
(Moyer, 1999) and to have worked on their language development consciously
(Nikolov, 2000; Moyer, 2004).
e many pieces of evidence from a wide array of dierent domains pointing
to increased explicit processing in the second language are too numerous to be
ignored. ey can no longer be swept under the carpet. Any theory of second lan-
guage appropriation must be able to account for them.
. Factors invoked in lieu of a neurobiological critical period
to account for poor performance in L2 are actually the
consequences of an optimal period
e various phenomena proposed to explain the dierences between rst and
second language ultimate attainment play a role only because, for a number of
genetically programmed cerebral events, procedural memory, which allows lan-
guage to be acquired, becomes far less available aer an optimal period. e con-
sequent reliance on declarative memory renders the appropriation of language
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
:o Declarative and procedural determinants of second languages
contingent upon the various factors suggested by authors as being responsible
(instead of a neural-based reason) for arduous and eventually poor attainment.
.: Eects due to age are a consequence of brain processes
e observed age-related phenomena probably result from the interaction of
multiple causes (Singleton, 1989). Factors other than a biologically determined
C[ritical] P[eriod] play a role in the variability of the ultimate attainment of older
learners (Marinova-Todd et al., 2001: 174). ese alternatives to a neurological
account motivation, explicit language instruction, the very knowledge of another
language (Singleton, 2001) become relevant only because of the biologically
determined advent of declarative memory on which late learners must rely to
compensate for their lost ability to incidentally acquire L2 as young children
do. Variability in learning is caused by factors intrinsic to declarative memory
(working memory functions, IQ, focused attention, executive control, etc.). Adults
may eventually achieve near-native (or even native-like) prociency, though not
necessarily full implicit linguistic competence the way early bilinguals do. e
dierence is not only, or necessarily, one of content (deviant items incorporated in
the grammar at any level) but of lack of automatic use of all aspects of language.
L2 attainment continues to negatively correlate with age of learning
(Birdsong & Molis, 2001). At the end of early childhood, learners no longer rely
almost exclusively on procedural memory for incidental language acquisition and
start learning a second language explicitly, relying on declarative memory. If the
age of onset of learning is further postponed until middle-age, declarative memory,
on which learning relies, gradually declines. Hence, as one gets older, not only has
reliance on incidental acquisition long ceased, but explicit L2 learning becomes
progressively more dicult (as does learning in any domain). e aging process is
thus doubly responsible for lack of success (or the increased diculty of attaining it),
(1) because of the end of the period when language can be acquired easily, and
(2) because of the decline with age of the means by which learners can compensate
(i.e., the decay of the hippocampal-system-dependent declarative memory). Both
processes are determined by brain maturation, physiology, and genetically built-in
obsolescence. As with any genetically programmed process, variability owing to
diering experiential conditions is possible, within limits.
Marinova-Todd et al. (2000) rightly point out that myriad factors are involved
in successful learning, but then add: many of which may be correlated with age
but have nothing to do with changes in the brain (p. 24). First, let us remember
that these numerous factors are not involved in successful L1 and early L2 acqui-
sition (except for the opportunity to interact with speakers of the language). e
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
Chapter 4. Ultimate attainment in L2 prociency ::
reason why they become relevant is because, at a certain age (and to this extent, age
is a factor, and age eects have to do with changes in the brain), declarative mem-
ory becomes available (and this represents a change in the physiological properties
of the brain) and individuals tend to rely increasingly on conscious learning.
At the same time, incidental learning ceases to be ecient. To that extent, one can
say that there is a period (from about age 2 to about age 5) during which acquisition
relies on one cerebral entity (procedural memory); aer that, acquisition becomes
less ecient, at successive periods for the various components of implicit linguistic
competence, until about adolescence. Meanwhile, the individual compensates by
consciously learning and controlling the use of those aspects of L2 that are no lon-
ger acquired incidentally. From then on, the factors involved in learning come into
play and those involved in general cognitive capacities (working memory, IQ, etc.)
become relevant, resulting in considerable variability in rate and degree of success.
Among the factors that typically lead to native-like prociency in L2, aptitude,
meaning the ability to learn explicitly, becomes one of the major variables. e fact
that cognitive aptitude strongly correlates with success of L2 learning (Ehrman &
Oxford, 1995) again suggests that high attainment in L2 is the result of learning
rather than acquisition. All these factors are associated with learning performance
in any knowledge domain subserved by declarative memory.
e brain is responsible for the aging process and its consequences, the avail-
ability and decline of procedural memory for the acquisition of implicit linguistic
competence, and the availability and decline of declarative memory (modulated by
its inherent constraints on learning: working memory capacity, aptitude, attitude,
motivation, etc., which vary across individuals) for learning foreign languages. We
might therefore agree with Marinova-Todd et al. (2000) that, literally, age does
not inuence language learning (p. 28), at least until declarative memory declines
with advanced age, but it does considerably inuence language acquisition.
As in every domain involving genetic makeup, brain maturation and con-
comitant cognitive development, and experience, we cannot make absolute claims
about age onset for a specic phenomenon. Many factors do interact, but within
limits, and outcomes fall within a certain range. One may then consider any state-
ment about chronological age as referring to a norm (i.e., the vast majority, with
some standard deviation in either direction). Such limits apply to the availability
of procedural memory for acquiring a language, whether rst or second.
It is true that a number of age-related factors are at work (Singleton, 2001).
ese age eects that are assumed not to rely on neurolinguistic arguments are
in fact caused by neurophysiological phenomena such as the diverging devel-
opment of procedural and declarative memory that sustain language functions:
(1) e availability of procedural memory for language acquisition gradually declines
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
:i Declarative and procedural determinants of second languages
from around age 5; (2) from then on, factors associated with declarative memory
gradually enter into play; (3) through adulthood and old age, the gradual deteriora-
tion of declarative memory negatively aects second language learning and use.
e uncontroversial dierence between appropriating a native language
(or two) and further languages aer the age of about 5 years is determined by the
timeframe of the availability of procedural memory for implicit linguistic com-
petence and the advent of declarative memory. It may be modulated by a number
of factors,
11
such as motivation (Schumann, 1998), attention, eort, aptitude,
12

education level (Urponen, 2004), working memory capacity (McDonald, 2006),
verbal analytical ability (Harley & Hart, 1997; DeKeyser, 2000), and environmen-
tal dynamics (Flege et al., 1999). Ironically, these factors become relevant to the
appropriation
13
of L2 (though not the acquisition of L1) precisely because of reli-
ance on dierent memory systems when acquiring L1 (procedural memory for
implicit linguistic competence) and learning a subsequent language (declarative
memory for all aspects of language, including metalinguistic knowledge and some
features of pragmatics).
e deadline for the incidental acquisition of implicit linguistic competence
varies with each component module. ere is not one optimal period
14
but sev-
eral, respectively for prosody, phonology, inectional morphology, and syntax
(Weber-Fox & Neville, 1996, 2001), in this order of early termination. is only
partly coincides with the order of acquisition, some aspects of word order being
generally acquired before inectional morphology, but more complex aspects of
syntax aer some features of agreement (Tavano, Fabritiis, & Fabbro, 2005).
McDonald (2006) proposes inadequate processing speed (p. 381) as an expla-
nation for the poor grammaticality judgments of late second language learners,
as opposed to their being beyond the critical period for language acquisition. Slow
::. ese factors, which are generally invoked as being responsible for the dierence between
acquiring L1 and L2 in arguments against a critical period, are not relevant when acquiring
one or more languages before the age of 5 years. ey only come into play when L2 has to
be learned.
:i. All children without severe mental defects have the aptitude to acquire, and do acquire,
the languages to which they are exposed and in which they interact.
:. e word appropriation is used here throughout because (1) whatever is said is valid
for both acquisition and learning, and (2) it is dicult to ascertain by mere behavioral criteria
whether what has been appropriated has been acquired or learned, and if acquired, whether it
was acquired incidentally from the start or subsequent to a long period of explicit processing
from which competence was gradually abstracted as discussed in Chapter 3.
:|. Meaning that the period during which Z can be acquired does not start before X months
and ends at Y years of age.
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
Chapter 4. Ultimate attainment in L2 prociency :
processing suggests that they use controlled metalinguistic knowledge instead
of automatic implicit competence. e use of automatic processing is preferred
whenever it is available. If late second language learners use controlled processing,
it means that automatic competence is not available. e inadequate processing
speed is a result of a period aer which procedural memory for language acquisi-
tion is no longer ecient. us again, the explanation proposed in lieu of a critical
period to account for late learners failure to appropriate a second language the
way children do happens to be the necessary use of compensatory strategies as a
result of an optimal period for language acquisition.
.i Native language entrenchment
MacWhinney (2005) emphasizes the extent to which a second language speakers
repeated use of L1 leads to its ongoing entrenchment. As he notes, this entrench-
ment operates dierentially across linguistic areas, with the strongest eect occur-
ring in output phonology (i.e., the most implicit of language processes) and the
least in the area of vocabulary (i.e., the explicit component of language), for which
new learning continues to occur lifelong.
Seidenberg and Zevin (2006) note that acquiring language early in life seems
patently easier than learning it later (p. 595). ey propose that interference due
to increasing entrenchment of L1 provides a basis for the decline in plasticity asso-
ciated with the closing of the critical period for language acquisition. According to
these authors, the loss of plasticity associated with this phenomenon seems to be
specically related to the capacity to generalize. However, no correlation with any
specic cognitive handicap has been found in individuals with genetic dyspha-
sia. Although these individuals are unable to acquire the simplest regular rules of
inectional morphology, such as marking the plural on regular nouns and form-
ing the past tense of regular verbs in English (Ullman & Gopnik, 1994), forming
regular compounds in Greek (Dalalakis, 1999), or rendaku in Japanese (Fukuda &
Fukuda, 1999), they do not necessarily show such decits in cognitive domains
other than language. It thus appears that generalizations in language are indepen-
dent of a non-domain-specic capacity to generalize (consonant with the task-
specicity of procedural memory).
Seidenberg and Zevin (2006) remark that PDP networks have not, as yet,
incorporated facts about neurological development (p. 597). One piece of evi-
dence that the rapid acquisition of language with gradual loss of capacity to acquire
other languages is tied up to biological development on a maturational timetable
(p. 606) comes precisely from the coincidental emergence of declarative memory.
e concept of entrenchment, which was the result of considering the
phenomena computationally rather than biologically, may account for what
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
:| Declarative and procedural determinants of second languages
and how Parallel Distributed Processing computers learn, but when it comes to
humans learning language, biological facts cannot be excluded from the equation.
e involvement of cerebellum and basal ganglia versus hippocampal and mesial
temporal lobe structures in subserving, respectively, procedural and declarative
systems cannot be ignored.
A small system of articial grammar rules may be syntactically instantiated by
the adult speaker in a way that strongly resembles native-like sentence processing
(Friederici et al., 2002), but L2 processing requires the automatic (i.e., native-like)
processing of several independent systems, including a large set of complex
rules. Vocabulary and basic word order may be acquired whereas relatively more
complex structures may not be so readily acquired (see Yokoyama et al.s (2006)
and Suh et al.s (2007) studies, discussed in the next chapter).
If Seidenberg and Zevins computational account turned out to be the sole
explanation of why the acquisition of a second language is so dicult, it would
be a justication for why the use of declarative memory becomes necessary and
would thus support the procedural/declarative sequence, showing why a com-
pensatory means (i.e., conscious declarative learning) is needed (i.e., when
implicit linguistic memory is entrenched). Irrespective of the applicability of
their model, the following eects on language appropriation and loss (p. 602)
obtain: Maintenance of L1 interferes with appropriating L2; the continued expe-
rience with L1 keeps the language entrenched; proactive interference from L1
aects appropriation of L2; and retroactive interference from L2 causes attrition
of L1 if L1 ceases to be used. ese eects obtain for both incidental acquisition
and conscious learning. In the case of acquisition, it is dicult to modify exist-
ing automatized procedures; in the case of learning, one consciously applies the
explicit rules inferred from ones own and other L1 speakers output. In the case
of L1 entrenchment and attrition, these eects are compatible with the activation
threshold hypothesis (Paradis, 2007a). e result is that L2 is learned rather than
acquired (at least at rst, and its use remains controlled for a long time) before
components of the grammar (with or without inappropriate transfer of features
from L1) are eventually internalized.
8. Conclusion
e optimal period refers to the time during which a second language can
be acquired incidentally as implicit linguistic competence that will be used
automatically. Aer that window of opportunity, learners rely on declarative mem-
ory, which leads to the various ndings listed by Harley and Wang (1997) as needing
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
Chapter 4. Ultimate attainment in L2 prociency :,
an adequate account: (1) the graduated age of onset dierences between children
and older learners; (2) the dierences between adult onset ages; (3) the contrast-
ing ndings concerning initial rate advantages for older learners; (4) the ability
of some adult learners, but not others, to achieve native or near-native levels of
success; and (5) the variance found among learners in a bilingual setting.
e numerous factors generally invoked to account for dierences in attain-
ment between the native and a later-learned second language arise from the L2
learners switching from reliance on procedural memory as young children do
to reliance on declarative memory functions. All children without a serious mental
deciency who are exposed to language acquire a native language. Not everyone
who has acquired an L1 manages to acquire an L2. e immediate reasons are
numerous and varied but all stem from genetically programmed neurobiological
events and none plays a signicant role in the acquisition of a language during the
optimal period. e factors that aect achievements in L2 appropriation are com-
mon to all declarative tasks and irrelevant to automatic achievements. One major
consequence of relying on declarative memory is a considerable degree of inter-
individual variability brought about by dierences in working memory capacity,
education, attitude, and several other internal and external factors.
e proactive negative inuence of L1 (entrenchment) may be one of the
reasons why the appropriation of a second language is dicult and depends
on recourse to declarative memory. is would speak to cerebral plasticity
(i.e., capacity and resource management). e advent of, and gradual increased
reliance on, declarative memory, with a concomitant decreased reliance on
procedural memory, would explain why only some types of knowledge
(e.g., syntax versus words) show optimal-period-like loss of plasticity.
Skills in general (and implicit linguistic competence processing in particular)
acquired during their optimal period are more resistant to attrition through dis-
use than learned material, but the acquisition of skills aer their optimal period
becomes more dicult with increasing age.
Neither puberty nor language lateralization marks the deadline for an
optimal period for second language acquisition. Yet, much evidence adduced
against an optimal period is predicated on Lennebergs (1967) premises. On the
one hand, participants in most experiments are late versus later learners rather
than early versus late, and tasks tap only a single aspect of language or even a
non-linguistic type of performance. In addition, irrespective of the subject pop-
ulation, whether the participants performance is speeded-up or automatic is
never ascertained.
Some authors emphasize overall deciencies in ultimate attainment, others
focus on cases of high achievement on several tasks but whether one considers
P
A
G
E

P
R
O
O
F
S


J
O
H
N

B
E
N
J
A
M
I
N
S

P
U
B
L
I
S
H
I
N
G

C
O
M
P
A
N
Y
:o Declarative and procedural determinants of second languages
the late second language implicit competence to be half-full or half-empty, the
implication is that it is not full. is is not to deny the possibility of reaching (quasi)
native-like execution via speeded-up controlled processing. As was mentioned in
the previous chapter, this may not be of any practical import, but it is nevertheless
essential from a neuroscience perspective. e ultimate observable output may be
the same, even though it is achieved by dierent neurofunctional means.





BRAIN MECHANISMS IN EARLY
LANGUAGE ACQUISITION
(KUHL)
Neuron
Review
Brain Mechanisms in Early Language Acquisition
Patricia K. Kuhl
1,
*
1
Institute for Learning & Brain Sciences, University of Washington, Seattle, WA 98195, USA
*Correspondence: pkkuhl@u.washington.edu
DOI 10.1016/j.neuron.2010.08.038
The last decade has produced an explosion in neuroscience research examining young childrens early pro-
cessing of language. Noninvasive, safe functional brain measurements have now been proven feasible for
use with children starting at birth. The phonetic level of language is especially accessible to experimental
studies that document the innate state and the effect of learning on the brain. The neural signatures of
learning at the phonetic level can be documented at a remarkably early point in development. Continuity in
linguistic development from infants earliest brain responses to phonetic stimuli is reected in their language
and prereading abilities in the second, third, and fth year of life, a nding with theoretical and clinical impact.
There is evidence that early mastery of the phonetic units of language requires learning in a social context.
Neuroscience on early language learning is beginning to reveal the multiple brain systems that underlie the
human language faculty.
Introduction
Neural and behavioral research studies show that exposure to
language in the rst year of life inuences the brains neural
circuitry even before infants speak their rst words. What do
we know of the neural architecture underlying infants remark-
able capacity for language and the role of experience in shaping
that neural circuitry?
The goal of the review is to explore this topic, focusing on the
data and arguments about infants neural responses to the
consonants and vowels that make up words. Infants responses
to these basic building blocks of speechthe phonemes used
in the worlds languagesprovide an experimentally tractable
window on the roles of nature and nurture in language acquisi-
tion. Comparative studies at the phonetic level have allowed us
to examine the uniqueness of humans language processing
abilities. Moreover, infants responses to native and nonnative
phonemes have documented the effects of experience as infants
are bathed in a specic language. We are also beginning
to discover how exposure to two languages early in infancy
produces a bilingual brain. We focus here on when and how
infants master the sound structure of their language(s), and the
role of experience in explaining this important developmental
change. As the data attest, infants neural commitment to the
elementary units of language begins early, and the review show-
cases the extent to which the tools of modern neuroscience
are advancing our understanding of infants uniquely human
capacity for language.
Humans capacity for speech and language provoked classic
debates on nature versus nurture by strong proponents of
nativism (Chomsky, 1959) and learning (Skinner, 1957). While
we are far beyond these debates and informed by a great deal
of data about infants, their innate predispositions, and their
incredible abilities to learn once exposed to natural language
(Kuhl, 2009; Saffran et al., 2006), we are still just breaking ground
with regard to the neural mechanisms that underlie language
development (see Friederici and Wartenburger, 2010; Kuhl and
Rivera-Gaxiola, 2008). This decade may represent the dawn of
a golden age with regard to the developmental neuroscience
of language in humans.
Windows to the Young Brain
The last decade has produced rapid advances in noninvasive
techniques that examine language processing in young chil-
dren (Figure 1). They include Electroencephalography (EEG)/
Event-related Potentials (ERPs), Magnetoencephalography
(MEG), functional Magnetic Resonance Imaging (fMRI), and
Near-Infrared Spectroscopy (NIRS).
Event-related Potentials (ERPs) have been widely used to
study speech and language processing in infants and young
children (for reviews, see Conboy et al., 2008a; Friederici, 2005;
Kuhl, 2004). ERPs, a part of the EEG, reect electrical activity
that is time-locked to the presentation of a specic sensory stim-
ulus (for example, syllables or words) or a cognitive process
(recognition of a semantic violation within a sentence or phrase).
By placing sensors on a childs scalp, the activity of neural net-
works ring in a coordinated and synchronous fashion in open
eld congurations can be measured, and voltage changes
occurring as a function of cortical neural activity can be
detected. ERPs provide precise time resolution (milliseconds),
making themwell suited for studying the high-speed and tempo-
rally ordered structure of human speech. ERP experiments can
also be carried out in populations who cannot provide overt
responses because of age or cognitive impairment. Spatial reso-
lution of the source of brain activation is, however, limited.
Magnetoencephalography (MEG) is another brain imaging
technique that tracks activity in the brain with exquisite temporal
resolution. The SQUID (superconducting quantum interference
device) sensors located within the MEG helmet measure the
minute magnetic elds associated with electrical currents that
are produced by the brain when it is performing sensory, motor,
or cognitive tasks. MEG allows precise localization of the neural
currents responsible for the sources of the magnetic elds.
Cheour et al. (2004) and Imada et al. (2006) used new head-
tracking methods and MEG to show phonetic discrimination in
Neuron 67, September 9, 2010 2010 Elsevier Inc. 713
newborns and infants in the rst year of life. Sophisticated head-
tracking software and hardware enables investigators to correct
for infants head movements, and allows the examination of
multiple brain areas as infants listen to speech (Imada et al.,
2006). MEG (as well as EEG) techniques are completely safe
and noiseless.
Magnetic resonance imaging (MRI) can be combined with
MEGand/or EEG, providing static structural/anatomical pictures
of the brain. Structural MRIs show anatomical differences in
brain regions across the lifespan, and have recently been used
to predict second-language phonetic learning in adults (Goles-
tani and Pallier, 2007). Structural MRI measures in young infants
identify the size of various brain structures and these measures
have been shown to be related to language abilities later in child-
hood (Ortiz-Mantilla et al., 2010). When structural MRI images
are superimposed on the physiological activity detected by
MEG or EEG, the spatial localization of brain activities recorded
by these methods can be improved.
Functional magnetic resonance imaging (fMRI) is a popular
method of neuroimaging in adults because it provides high
spatial-resolution maps of neural activity across the entire brain
(e.g., Gernsbacher and Kaschak, 2003). Unlike EEG and MEG,
fMRI does not directly detect neural activity, but rather the
changes in blood-oxygenation that occur in response to neural
activation. Neural events happen in milliseconds; however, the
blood-oxygenation changes that they induce are spread out
over several seconds, thereby severely limiting fMRIs temporal
resolution. Few studies have attempted fMRI with infants
because the technique requires infants to be perfectly still, and
because the MRI device produces loud sounds making it neces-
sary to shield infants ears. fMRI studies allow precise localiza-
tion of brain activity and a few pioneering studies show remark-
able similarity in the structures responsive to language in infants
and adults (Dehaene-Lambertz et al., 2002, 2006).
Near-Infrared Spectroscopy (NIRS) also measures cerebral
hemodynamic responses in relation to neural activity, but utilizes
Figure 1. Four Techniques Now Used Extensively with Infants and Young Children to Examine Their Responses to Linguistic Signals
(From Kuhl and Rivera-Gaxiola, 2008).
714 Neuron 67, September 9, 2010 2010 Elsevier Inc.
Neuron
Review
the absorption of light, which is sensitive to the concentration of
hemoglobin, to measure activation (Aslin and Mehler, 2005).
NIRS measures changes in blood oxy- and deoxy-hemoglobin
concentrations in the brain as well as total blood volume
changes in various regions of the cerebral cortex using near
infrared light. The NIRS system can determine the activity in
specic regions of the brain by continuously monitoring blood
hemoglobin level. Reports have begun to appear on infants in
the rst two years of life, testing infant responses to phonemes
as well as longer stretches of speech such as motherese
and forward versus reversed sentences (Bortfeld et al., 2007;
Homae et al., 2006; Pen a et al., 2002; Taga and Asakawa,
2007). As with other hemodynamic techniques such as fMRI,
NIRS typically does not provide good temporal resolution. How-
ever, event-related NIRS paradigms are being developed
(Gratton and Fabiani, 2001). One of the most important potential
uses of the NIRS technique is possible co-registration with other
testing techniques such as EEG and MEG.
Neural Signatures of Early Learning
Perception of the phonetic units of speechthe vowels and
consonants that make up wordsis one of the most widely
studied linguistic skills in infancy and adulthood. Phonetic
perception and the role of experience in learning is studied in
newborns, during development as infants are exposed to a
particular language, in adults from different cultures, in children
with developmental disabilities, and in nonhuman animals.
Phonetic perception studies provide critical tests of theories of
language development and its evolution. An extensive literature
on developmental speech perception exists and brain measures
are adding substantially to our knowledge of phonetic develop-
ment and learning (see Kuhl, 2004; Kuhl et al., 2008; Werker
and Curtin, 2005).
In the last decade, brain and behavioral studies indicate a very
complex set of interacting brain systems in the initial acquisition
of language, many of which appear to reect adult language pro-
cessing, even early in infancy (Dehaene-Lambertz et al., 2006).
In adulthood, language is highly modularized, which accounts
for the very specic patterns of language decits and brain
damage in adult patients following stroke (P.K.K. and A. Dama-
sio, Principles of Neuronal Science V [McGraw Hill], in press,
E.R. Kandel, J.H. Schwartz, T.M. Jessell, S. Siegelbaum, and
J. Hudspeth, eds). Infants, however, must begin life with brain
systems that allow them to acquire any and all languages to
which they are exposed, and can acquire language as either
an auditory-vocal or a visual-manual code, on roughly the
same timetable (Petitto and Marentette, 1991). We are in
a nascent stage of understanding the brain mechanisms under-
lying infants early exibility with regard to the acquisition of
language their ability to acquire language by eye or by ear,
and acquire one or multiple languages and also the reduction
in this initial exibility that occurs with age, which dramatically
decreases our capacity to acquire a new language as adults
(Newport, 1990). The infant brain is exquisitely poised to crack
the speech code in a way that the adult brain cannot. Uncover-
ing why this is the case is a very interesting puzzle.
In this review I will also explore a current working hypothesis
and its implications for brain developmentthat to crack the
speech code requires infants to combine a powerful set of
domain-general computational and cognitive skills with their
equally extraordinary social skills. Thus, the underlying brain
systems must mutually inuence one another during develop-
ment. Experience with more than one language, for example,
as in the case of people who are bilingual, is related to increases
in particular cognitive skills, both in adults (Bialystok, 1991) and
in children (Carlson and Meltzoff, 2008). Moreover, social inter-
action appears to be necessary for language acquisition, and
an individual infants social behavior can be linked to their
ability to learn newlanguage material (Kuhl et al., 2003; B.T. Con-
boy et al., 2008, Joint engagement with language tutors
predicts learning of second-language phonetic stimuli, presen-
tation at the 16th International Conference on Infancy Studies,
Vancouver).
Regarding the social effects, I have suggested that the social
brainin ways we have yet to understandgates the com-
putational mechanisms underlying learning in the domain of
language (Kuhl, 2007). The assertion that social factors gate
language learning explains not only how typically developing
children acquire language, but also why children with autism
exhibit twin decits in social cognition and language, and
why nonhuman animals with impressive computational abilities
do not acquire language. Moreover, this gating hypothesis
may explain why social factors play a far more signicant role
than previously realized in human learning across domains
throughout our lifetimes (Meltzoff et al., 2009). Theories of social
learning have traditionally emphasized the role of social factors
in language acquisition (Bruner, 1983; Vygotsky, 1962; Toma-
sello, 2003a, 2003b). However, these models have emphasized
the development of lexical understanding and the use of others
communicative intentions to help understand the mapping
between words and objects. The new data indicate that social
interaction gates an even more basic aspect of language
learning of the elementary phonetic units of language and
this suggests a more fundamental connection between the brain
mechanisms underlying human social understanding and the
origins of language than has previously been hypothesized.
In the next decade, the methods of modern neuroscience will
be used to explore how the integration of brain activity across
specialized brain systems involved in linguistic, social, and
cognitive analyses take place. These approaches, as well as
others described here, will lead us toward a view of language
acquisition in the human child that could be transformational.
The Learning Problem
Language learning is a deep puzzle that our theories and
machines struggle to solve but children accomplish with ease.
How do infants discover the sounds and words used in their
particular language(s) when the most sophisticated computers
cannot? What is it about the human mind that allows a young
child, merely one year old, to understand the words that induce
meaning in our collective minds, and to begin to use those words
to convey their innermost thoughts and desires? A childs
budding ability to express a thought through words is a breath-
taking feat of the human mind.
Research on infants phonetic perception in the rst year of life
shows how computational, cognitive, and social skills combine
Neuron 67, September 9, 2010 2010 Elsevier Inc. 715
Neuron
Review
to form a very powerful learning mechanism. Interestingly, this
mechanism does not resemble Skinners operant conditioning
and reinforcement model of learning, nor Chomskys detailed
view of parameter setting. The learning processes that infants
employ when learning from exposure to language are complex
and multi-modal, but also childs play in that it grows out of
infants heightened attention to items and events in the natural
world: the faces, actions, and voices of other people.
Language Exhibits a Critical Period for Learning
A stage-setting concept for human language learning is the
graph shown in Figure 1, redrawn from a study by Johnson
and Newport on English grammar in native speakers of Korean
learning English as a second language (1989). The graph as
rendered shows a simplied schematic of second language
competence as a function of the age of second language
acquisition.
Figure 2 is surprising from the standpoint of more general
human learning. In the domain of language, infants and young
children are superior learners when compared to adults, in spite
of adults cognitive superiority. Language is one of the classic
examples of a critical or sensitive period in neurobiology
(Bruer, 2008; Johnson and Newport, 1989; Knudsen, 2004;
Kuhl, 2004; Newport et al., 2001).
Scientists are generally in agreement that this learning curve is
representative of data across a wide variety of second-language
learning studies (Bialystok and Hakuta, 1994; Birdsong and
Molis, 2001; Flege et al., 1999; Johnson and Newport, 1989;
Kuhl et al., 2005a, 2008; Mayberry and Lock, 2003; Neville
et al., 1997; Weber-Fox and Neville, 1999; Yeni-Komshian
et al., 2000; though see Birdsong, 1992; White and Genesee,
1996). Moreover, not all aspects of language exhibit the same
temporally dened critical windows. The developmental tim-
ing of critical periods for learning phonetic, lexical, and syntactic
levels of language vary, though studies cannot yet document the
precise timing at each individual level. Studies indicate, for
example, that the critical period for phonetic learning occurs
prior to the end of the rst year, whereas syntactic learning our-
ishes between 18 and 36 months of age. Vocabulary develop-
ment explodes at 18 months of age, but does not appear to be
as restricted by age as other aspects of language learningone
can learn new vocabulary items at any age. One goal of future
research will be to document the opening and closing of
critical periods for all levels of language and understand how
they overlap and why they differ.
Given widespread agreement on the fact that we do not learn
equally well over the lifespan, theory is currently focused on
attempts to explain the phenomenon. What accounts for adults
inability to learn a new language with the facility of an infant?
One of the candidate explanations was Lennebergs hypoth-
esis that development of the corpus callosum affected language
learning (Lenneberg, 1967; Newport et al., 2001). More recent
hypotheses take a different perspective. Newport raised a
less is more hypothesis, which suggests that infants limited
cognitive capacities actually allowsuperior learning of the simpli-
ed language spoken to infants (Newport, 1990). Work in my
laboratory led me to advance the concept of neural commitment,
the idea that neural circuitry and overall architecture develops
early in infancy to detect the phonetic and prosodic patterns of
speech (Kuhl, 2004; Zhang et al., 2005, 2009). This architecture
is designed to maximize the efciency of processing for the
language(s) experienced by the infant. Once established, the
neural architecture arising from French or Tagalog, for example,
impedes learning of new patterns that do not conform. I will
return to the concept of the critical period for language learning,
and the role that computational, cognitive, and social skills may
play in accounting for the relatively poor performance of adults
attempting to learn a second language.
Focal Example: Phoneme Learning
The worlds languages contain approximately 600 consonants
and 200 vowels (Ladefoged, 2001). Each language uses a unique
set of about 40 distinct elements, phonemes, which change
the meaning of a word (e.g., from bat to pat in English). But
phonemes are actually groups of non-identical sounds, phonetic
units, which are functionally equivalent in the language. Japa-
nese-learning infants have to group the phonetic units r and l
into a single phonemic category (Japanese r), whereas English-
learning infants must uphold the distinction to separate rake
from lake. Similarly, Spanish learning infants must distinguish
phonetic units critical to Spanish words (bano and pano),
whereas English learning infants must combine them into a sin-
gle category (English b). If infants were exposed only to the
subset of phonetic units that will eventually be used phonemi-
cally to differentiate words in their language, the problem would
be trivial. But infants are exposed to many more phonetic
variants than will be used phonemically, and have to derive the
appropriate groupings used in their specic language. The
babys task in the rst year of life, therefore, is to make some
progress in guring out the composition of the 40-odd phonemic
categories in their language(s) before trying to acquire words that
depend on these elementary units.
Learning to produce the sounds that will characterize infants
as speakers of their mother tongue is equally challenging,
and is not completely mastered until the age of 8 years (Ferguson
et al., 1992). Yet, by 10 months of age, differences can be
Figure 2. The Relationship between Age of Acquisition of a Second
Language and Language Skill
Adapted from Johnson and Newport (1989).
716 Neuron 67, September 9, 2010 2010 Elsevier Inc.
Neuron
Review
discerned in the babbling of infants raised in different countries
(de Boysson-Bardies, 1993), and in the laboratory, vocal imita-
tion can be elicited by 20 weeks (Kuhl and Meltzoff, 1982). The
speaking patterns we adopt early in life last a lifetime (Flege,
1991). My colleagues and I have suggested that this kind of
indelible learning stems from a linkage between sensory and
motor experience; sensory experience with a specic language
establishes auditory patterns stored in memory that are unique
to that language, and these representations guide infants
successive motor approximations until a match is achieved
(Kuhl and Meltzoff, 1996). This ability to imitate vocally may
also depend on the brains social understanding mechanisms
which form a human mirroring system for seamless social inter-
action (Hari and Kujala, 2009), and we will revisit the impact of
the brains social understanding systems later in this review.
What enables the kind of learning we see in infants for speech?
No machine in the world can derive the phonemic inventory of
a language from natural language input (Rabiner and Huang,
1993), though models improve when exposed to motherese,
the linguistically simplied and acoustically exaggerated speech
that adults universally use when speaking to infants (de Boer
and Kuhl, 2003). The variability in speech input is simply too
enormous; Japanese adults produce both English r- and l- like
sounds, exposing Japanese infants to both sounds (Lotto
et al., 2004; Werker et al., 2007). How do Japanese infants learn
that these two sounds do not distinguish words in their language,
and that these differences should be ignored? Similarly, English
speakers produce Spanish b and p, exposing American infants
to both categories of sound (Abramson and Lisker, 1970). How
do American infants learn that these sounds do not distinguish
words in English? An important discovery in the 1970s was
that infants initially hear all these phonetic differences (Eimas,
1975; Eimas et al., 1971; Lasky et al., 1975; Werker and Lalonde,
1988). What we must explain is how infants learn to group
phonetic units into phonemic categories that make a difference
in their language.
The Timing of Phonetic Learning
Another important discovery in the 1980s identied the timing of
a crucial change in infant perception. The transition froman early
Figure 3. Effects of Age and Experience on
Phonetic Discrimination
Effects of age on discrimination of the American
English /ra-la/ phonetic contrast by American
and Japanese infants at 68 and 1012 months
of age. Mean percent correct scores are shown
with standard errors indicated (adapted from
Kuhl et al., 2006).
universal perceptual ability to distinguish
all the phonetic units of all languages
to a more language specic pattern of
perception occurred very early in devel-
opmentbetween 6 and 12 months of
age (Werker and Tees, 1984), and initial
work demonstrated that infants percep-
tion of nonnative distinctions declines
during the second half of the rst year of life (Best and McRo-
berts, 2003; Rivera-Gaxiola et al., 2005; Tsao et al., 2006; Werker
and Tees, 1984). Work in this laboratory also established a new
fact: At the same time that nonnative perception declines, native
language speech perception shows a signicant increase. Japa-
nese infants discrimination of English r-l declines between 8
and 10 months of age, while at the same time in development,
American infants discrimination of the same sounds shows an
increase (Kuhl et al., 2006) (Figure 3).
Phonetic Learning Predicts the Rate
of Language Growth
We argued that the increase observed in native-language
phonetic perception represented a critical step in initial language
learning and promoted language growth (Kuhl et al., 2006). To
test this hypothesis, we designed a longitudinal study examining
whether a measure of phonetic perception predicted childrens
language skills measured 18 months later. The study demon-
strated that infants phonetic discrimination ability at 6 months
of age was signicantly correlated with their success in language
learning at 13, 16, and 24 months of age (Tsao et al., 2004).
However, we recognized that in this initial study the association
we observed might be due to infants cognitive skills, such as the
ability to perform in the behavioral task, or to sensory abilities
that affected auditory resolution of the differences in formant
frequencies that underlie phonetic distinctions.
To address these issues, we assessed both native and nonna-
tive phonetic discrimination in 7-month-old infants, and used
both a behavioral (Kuhl et al., 2005a) and an event-related poten-
tial measure, the mismatch negativity (MMN), to assess infants
performance (Kuhl et al., 2008). Using a neural measure removed
potential cognitive effects on performance; the use of both native
and nonnative contrasts addressed the sensory issue, since
better sensory abilities would be expected to improve both
native and nonnative speech discrimination.
The native language neural commitment (NLNC) view sug-
gested that future language measures would be associated
with early performance on both native and nonnative contrasts,
but in opposite directions. The results conformed to this predic-
tion. When both native and nonnative phonetic discrimination
Neuron 67, September 9, 2010 2010 Elsevier Inc. 717
Neuron
Review
was measured in the same infants at 7.5 months of age, better
native language perception predicted signicantly higher lan-
guage abilities between 18 and 30 months of age, whereas
better nonnative phonetic perception at the same age predicted
poorer language abilities at the same future points in time (Kuhl
et al., 2005a, 2008). As shown in Figure 4, the ERP measure at
7.5 months of age (Figure 4A) provided an MMN measure of
speech discrimination for both native and nonnative contrasts;
greater negativity of the MMN reects greater discrimination
(Figure 4B). Hierarchical linear growth modeling of vocabulary
between 14 and 30 months for MMN values of +1SD and 1SD
(Figure 4C) revealed that both native and nonnative phonetic
discrimination signicantly predict future language, but in oppo-
site directions with better native MMNs predicting advanced
future language development and better nonnative MMNs pre-
dicting less advanced future language development.
The results are explained by NLNC: better native phonetic
discrimination enhances infants skills in detecting words and
this vaults them toward language, whereas better nonnative
abilities indicated that infants remained at an earlier phase of
development sensitive to all phonetic differences. Infants
ability to learn which phonetic units are relevant in the lan-
guage(s) they are exposed to, while decreasing or inhibiting their
attention to the phonetic units that do not distinguish words in
their language, is the necessary step required to begin the
path toward language. These data led to a theoretical argument
that an implicit learning process commits the brains neural
circuitry to the properties of native-language speech, and that
neural commitment has bi-directional effects it increases
learning for patterns (such as words) that are compatible with
the learned phonetic structure, while decreasing perception of
Figure 4. Speech Discrimination Predicts
Vocabulary Growth
(A) A 7.5-month-old infant wearing an ERP
electrocap.
(B) Infant ERP waveforms at one sensor location
(CZ) for one infant are shown in response to
a native (English) and nonnative (Mandarin)
phonetic contrast at 7.5 months. The mismatch
negativity (MMN) is obtained by subtracting the
standard waveform (black) fromthe deviant wave-
form (English, red; Mandarin, blue). This infants
response suggests that native-language learning
has begun because the MMN negativity in
response to the native English contrast is consid-
erably stronger than that to the nonnative contrast.
(C) Hierarchical linear growth modeling of vocabu-
lary growth between 14 and 30 months for MMN
values of +1 SD and 1 SD on the native contrast
at 7.5 months (C, left) and vocabulary growth for
MMNvalues of +1 SD and 1 SDon the nonnative
contrast at 7.5 months (C, right) (adapted from
Kuhl et al., 2008).
nonnative patterns that do not match the
learned scheme (Kuhl, 2004).
Recent data indicate very long-term
associations between infants phonetic
perception and future language and
reading skills. Our studies show that the
ability to discriminate two simple vowels
at 6 months of age predicts language abilities and pre-reading
skills such as rhyming at the age of 5 years, an association that
holds regardless of socio-economic status and the childrens
language skills at 2.5 years of age (Cardillo, 2010).
A Computational Solution to Phonetic Learning
A surprising new form of learning, referred to as statistical
learning (Saffran et al., 1996), was discovered in the 1990s.
Statistical learningis computational innature, andreects implicit
rather than explicit learning. It relies on the ability to automatically
pick up and learn from the statistical regularities that exist in the
stream of sensory information we process, and strongly inu-
ences both phonetic learning and early word learning.
For example, data show that the developmental change in
phonetic perception between the ages of 6 and 12 months is
supported by infants sensitivity to the distributional frequencies
of the sounds in the language(s) they hear, and that this affects
perception. To illustrate, adult speakers of English and Japanese
produce both English r- and l-like sounds, even though English
speakers hear /r/ and /l/ as distinct and Japanese adults hear
them as identical. Japanese infants are therefore exposed to
both /r/ and /l/ sounds, even though they do not represent
distinct categories in Japanese. The presence of a particular
sound in ambient language, therefore, does not account for
infant learning. However, distributional frequency analyses of
English and Japanese show differential patterns of distributional
frequency; in English, /r/ and /l/ occur very frequently; in Japa-
nese, the most frequent sound of this type is Japanese /r/ which
is related to but distinct from both the English variants. Can
infants learn fromthis kind of distributional information in speech
input?
718 Neuron 67, September 9, 2010 2010 Elsevier Inc.
Neuron
Review
A variety of studies show that infants perception of phonetic
categories is affected by distributional patterns in the sounds
they hear. In one study using very simple stimuli and short-
term exposure in the laboratory, 6- and 8-month-old infants
were exposed for 2 min to 8 sounds that formed a continuum
of sounds from /da/ to /ta/ (Maye et al., 2002; see also Maye
et al., 2008). All infants heard all the stimuli on the continuum,
but experienced different distributional frequencies of the
sounds. A bimodal group heard more frequent presentations
of stimuli at the ends of the continuum; a unimodal group
heard more frequent presentations of stimuli from the middle
of the continuum. After familiarization, infants in the bimodal
group discriminated the /da/ and /ta/ sounds, whereas those in
the unimodal group did not. Furthermore, while previous studies
show that infants integrate the auditory and visual instantiations
of speech (Kuhl and Meltzoff, 1982; Patterson and Werker,
1999), more recent studies showthat infants detection of statis-
tical patterns in speech stimuli, like those used by Maye and
her colleagues, is inuenced both by the auditory event and
the sight of a face articulating the sounds. When exposed only
to the ambiguous auditory stimuli in the middle of a speech
continuum, infants discriminated the /da-ta/ contrast when
each auditory stimulus was paired with the appropriate face
articulating either /da/ or /ta/; discrimination did not occur if
only one face was used with all auditory stimuli (Teinonen
et al., 2008).
Cross-cultural studies also indicate that infants are sensitive
to the statistical distribution of sounds they hear in natural
language. Infants tested in Sweden and the United States at
6 months of age showed a unique response to vowel sounds
that represent the distributional mean in productions of adults
who speak the language (i.e., prototypes); this response was
shown only for stimuli infants had been exposed to in natural
language (native-vowel prototypes), not foreign-language vowel
prototypes (Kuhl et al., 1992). Taken as a whole, these studies
indicate infants pick up the distributional frequency patterns in
ambient speech, whether they experience them during short-
term laboratory experiments, or over months in natural environ-
ments, and can learn from them.
Statistical learning also supports word learning. Unlike written
language, spoken language has no reliable markers to indicate
word boundaries in typical phrases. How do infants nd words?
New experiments show that, before 8-month-old infants know
the meaning of a single word, they detect likely word candidates
through sensitivity to the transitional probabilities between adja-
cent syllables. In typical words, like in the phrase, pretty baby,
the transitional probabilities between the two syllables within
a word, such as those between pre and tty, and between
ba and by, are higher than those between syllables that
cross word boundaries, such and tty and ba. Infants are
sensitive to these probabilities. When exposed to a 2 min string
of nonsense syllables, with no acoustic breaks or other cues to
word boundaries, they treat syllables that have high transitional
probabilities as words (Saffran et al., 1996). Recent ndings
show that even sleeping newborns detect this kind of statistical
structure in speech, as shown in studies using event-related
brain potentials (Teinonen et al., 2009). Statistical learning has
been shown in nonhuman animals (Hauser et al., 2001), and in
humans for stimuli outside the realm of speech, operating for
musical and visual patterns in the same way as speech (Fiser
and Aslin, 2002; Kirkham et al., 2002; Saffran et al., 1999).
Thus, a very basic implicit learning mechanism allows infants,
from birth, to detect statistical structure in speech and in other
signals. Infants sensitivity to this statistical structure can inu-
ence both phoneme and word learning.
Effects of Social Interaction on Computational Learning
As reviewed, infants show robust learning effects in statistical
learning studies when tested in the laboratory with very simple
stimuli (Maye et al., 2002, 2008; Saffran et al., 1996). However,
complex natural language learning may challenge infants in
a way that these experiments do not. Are there constraints on
statistical learning as an explanation for natural language
learning? A series of later studies suggest that this is the case.
Laboratory studies testing infant phonetic and word learning
from exposure to a complex natural language suggest limits
on statistical learning, and provide new information suggesting
that social brain systems are integrally involved, and, in fact,
may be necessary to explain natural language learning.
The new experiments tested infants in the following way: At 9
months of age, the age at which the initial universal pattern of
infant perception has changed to one that is more language-
specic, infants were exposed to a foreign language for the rst
time (Kuhl et al., 2003). Nine-month-old American infants
listened to 4 different native speakers of Mandarin during 12
sessions scheduled over 45 weeks. The foreign language
tutors read books and played with toys in sessions that were
unscripted. A control group was also exposed for 12 sessions
but heard only English from native speakers. After infants in
the experimental Mandarin exposure group and the English
control group completed their sessions, all were tested with
a Mandarin phonetic contrast that does not occur in English.
Both behavioral and ERP methods were used. The results indi-
cated that infants had a remarkable ability to learn from the
live-person sessions after exposure, they performed signi-
cantly better on the Mandarin contrast when compared to the
control group that heard only English. In fact, they performed
equivalently to infants of the same age tested in Taiwan who
had been listening to Mandarin for 10 months (Kuhl et al., 2003).
The study revealed that infants can learn fromrst-time natural
exposure to a foreign language at 9 months, and answered what
was initially the experimental question: can infants learn the
statistical structure of phonemes in a new language given rst-
time exposure at 9 months of age? If infants required a long-
term history of listening to that languageas would be the
case if infants needed to build up statistical distributions over
the initial 9 months of lifethe answer to our question would
have been no. However, the data clearly showed that infants
are capable of learning at 9 months when exposed to a new
language. Moreover, learning was durable. Infants returned to
the laboratory for their behavioral discrimination tests between
2 and 12 days after the nal language exposure session, and
between 8 and 33 days for their ERP measurements. No forget-
ting of the Mandarin contrast occurred during the 2 to 33 day
delay.
Neuron 67, September 9, 2010 2010 Elsevier Inc. 719
Neuron
Review
We were struck by the fact that infants exposed to Mandarin
were socially very engaged in the language sessions and began
to wonder about the role of social interaction in learning. Would
infants learn if they were exposed to the same information in the
absence of a human being, say, via television or an audiotape?
If statistical learning is sufcient, the television and audio-only
conditions should produce learning. Infants who were exposed
to the same foreign-language material at the same time and at
the same rate, but via standard television or audiotape only,
showed no learningtheir performance equaled that of infants
in the control group who had not been exposed to Mandarin at
all (Figure 5).
Thus, the presence of a human being interacting with the infant
during language exposure, while not required for simpler statis-
tical-learning tasks (Maye et al., 2002; Saffran et al., 1996), is crit-
ical for learning in complex natural language-learning situations
in which infants heard an average of 33,000 Mandarin syllables
from a total of four different talkers over a 45-week period
(Kuhl et al., 2003).
Explaining the Effect of Social Interaction
on Language Learning
The impact of social interaction on language learning (Kuhl et al.,
2003) led to the development of the Social Gating Hypothesis
Figure 5. Social Interaction Facilitates
Foreign Language Learning
The need for social interaction in language acqui-
sition is shown by foreign-language learning
experiments. Nine-month-old infants experienced
12 sessions of Mandarin Chinese through (A)
natural interaction with a Chinese speaker (left)
or the identical linguistic information delivered via
television (right) or audiotape (data not shown).
(B) Natural interaction resulted in signicant learn-
ing of Mandarin phonemes when compared with
a control group who participated in interaction
using English (left). No learning occurred fromtele-
vision or audiotaped presentations (middle). Data
for age-matched Chinese and American infants
learning their native languages are shown for
comparison (right) (adapted fromKuhl et al., 2003).
(Kuhl, 2007). Gating suggested that
social interaction creates a vastly dif-
ferent learning situation, one in which
additional factors introduced by a social
context inuence learning. Gating could
operate by increasing: (1) attention and/
or arousal, (2) information, (3) a sense of
relationship, and/or (4) activation of brain
mechanisms linking perception and
action.
Attention and arousal affect learning in
a wide variety of domains (Posner, 2004),
and could impact infant learning during
exposure to a newlanguage. Infant atten-
tion, measured in the original studies,
was signicantly higher in response to
the live person than to either inanimate
source (Kuhl et al., 2003). Attention has been shown to play
a role in the statistical learning studies as well. High-attender
10-month-olds, measured as the amount of infant looking
time, learned from bimodal stimulus distributions when low-
attenders did not (Yoshida et al., 2006; see also Yoshida
et al., 2010). Heightened attention and arousal could produce
an overall increase in the quantity or quality of the speech infor-
mation that infants encode and remember. Recent data suggest
a role for attention in adult second-language phonetic learning as
well (Guion and Pederson, 2007).
Asecond hypothesis was raised to explain the effectiveness of
social interaction the live learning situation allowed the infants
and tutors to interact, and this added contingent and reciprocal
social behaviors that increased information that could foster
learning. During live exposure, tutors focused their visual gaze
on pictures in the books or on the toys as they spoke, and the
infants gaze tended to follow the speakers gaze, as previously
observed in social learning studies (Baldwin, 1995; Brooks and
Meltzoff, 2002). Referential information is present in both the
live and televised conditions, but it is more difcult to pick up
via television, and is totally absent during audio-only presenta-
tions. Gaze following is a signicant predictor of receptive
vocabulary (Baldwin, 1995; Brooks and Meltzoff, 2005; Mundy
and Gomes, 1998), and may help infants link the foreign speech
720 Neuron 67, September 9, 2010 2010 Elsevier Inc.
Neuron
Review
to the objects they see. When 9-month-old infants followa tutors
line of regard in our foreign-language learning situation, the
tutors specic meaningful social cues, such as eye gaze and
pointing to an object of reference, might help infants segment
word-like units from ongoing speech, thus facilitating phonetic
learning of the sounds contained in those words.
If this hypothesis is correct, then the degree to which
infants interact and engage socially with the tutor in the social
language-learning situation should correlate with learning.
In studies testing this hypothesis, 9-month-old infants were
exposed to Spanish (Conboy and Kuhl, 2010), extending the
experiment to a new language. Other changes in method
expanded the tests of language learning to include both Spanish
phonetic learning and Spanish word learning, as well as adding
measures of specic interactions between the tutor and the
infant to examine whether interactive episodes could be related
to learning of either phonemes or words.
The results conrmed Spanish language learning, both of the
phonetic units of the language and the lexical units of the
language (Conboy and Kuhl, 2010). In addition, these studies
answered a key questiondoes the degree of infants social
engagement during the Spanish exposure sessions predict the
degree of language learning as shown by ERP measures of
Spanish phoneme discrimination? Our results (Figure 6) show
that they do (Conboy et al., 2008a). Infants who shifted their
gaze between the tutors eyes and newly introduced toys during
the Spanish exposure sessions showed a more negative MMN
(indicating greater neural discrimination) in response to the
Spanish phonetic contrast. Infants who simply gazed at the
tutor or at the toy, showing fewer gaze shifts, produced less
negative MMN responses. The degree of infants social engage-
ment during sessions predicted both phonetic and word
learninginfants who were more socially engaged showed
greater learning as reected by ERP brain measures of both
phonetic and word learning.
Language, Cognition, and Bilingual
Language Experience
Specic cognitive abilities, particularly the executive control of
attention and the ability to inhibit a pre-potent response (inhibi-
tory control), are associated with exposure to more than one
language. Bilingual adult speakers show enhanced executive
control skills (Bialystok, 1999, 2001; Bialystok and Hakuta,
1994; Wang et al., 2009), a nding that has been extended to
young school-aged bilingual children (Carlson and Meltzoff,
2008). In monolingual infants, the decline in discrimination of
nonnative contrasts (which promotes more rapid growth in
language, see Figure 4C) is associated with enhanced inhibitory
control, suggesting that domain-general cognitive mechanisms
underlying attention may play a role in enhancing performance
on native and suppressing performance on nonnative phonetic
contrasts early in development (Conboy et al., 2008b; Kuhl
et al., 2008). In support of this view, it is noteworthy that in the
Spanish exposure studies, a median split of the post-exposure
MMNphonetic discrimination data revealed that infants showing
greater phonetic learning had higher cognitive control scores
post-exposure. These same infants did not differ in their pre-
exposure cognitive control tests (Conboy, Sommerville, and
P.K.K., unpublished data). Taken as a whole, the data are consis-
tent with the notion that cognitive skills are strongly linked to
phonetic learning at the initial stage of phonetic development
(Kuhl et al., 2008).
The Social Brain and Language Learning Mechanisms
While attention and the information provided by interaction with
another may help explain social learning effects for language, it is
also possible that social contexts are connected to language
learning through even more fundamental mechanisms. Social
interaction may activate brain mechanisms that invoke a sense
of relationship between the self and other, as well as social
understanding systems that link perception and action (Hari
and Kujala, 2009). Neuroscience research focused on shared
neural systems for perception and action have a long tradition
in speech research (Liberman and Mattingly, 1985), and interest
in mirror systems for social cognition have re-invigorated this
Figure 6. Social Engagement Predicts Foreign Language Learning
(A) Nine-month-old infants experienced 12 sessions of Spanish through
natural interaction with a Spanish speaker.
(B) The neural response to the Spanish phonetic contrast (d-t) and the propor-
tion of gaze shifts during Spanish sessions were signicantly correlated (from
Conboy et al., unpublished data).
Neuron 67, September 9, 2010 2010 Elsevier Inc. 721
Neuron
Review
tradition (Kuhl and Meltzoff, 1996; Meltzoff and Decety, 2003;
Pulvermuller, 2005; Rizzolatti, 2005; Rizzolatti and Craighero,
2004). Might the brain systems that link perception and produc-
tion for speech be engaged when infants experience social inter-
action during language learning?
The effects of Spanish language exposure extend to speech
production, and provide evidence of an early coupling of
sensory-motor learning in speech. The English-learning infants
who were exposed to 12 sessions of Spanish (Conboy and
Kuhl, 2010) showed subsequent changes in their patterns of
vocalization (N. Ward et al., 2009, Consequences of short-
term language exposure in infancy on babbling, poster pre-
sented at the 158th meeting of the Acoustical Society of Amer-
ica, San Antonio). When presented with language froma Spanish
speaker (but not froman English speaker), a newpattern of infant
vocalizations was evoked, one that reected the prosodic
patterns of Spanish, rather than English. This only occurred in
response to Spanish, and only occurred in infants who had
been exposed to Spanish in the laboratory experiment.
Neuroscience studies using speech and imaging techniques
have the capacity to examine whether the brain systems
involved in speech production are activated when infants listen
to speech. Two new infant studies take a rst step toward an
answer to this developmental issue. Imada et al. (2006) used
magnetoenchephalography (MEG) to study newborns, 6-month-
old infants, and 12-month-old infants while they listened to
nonspeech, harmonics, and syllables (Figure 7). Dehaene-Lam-
bertz and colleagues (2006) used fMRI to scan 3-month-old
infants while they listened to sentences. Both studies show acti-
vation in brain areas responsible for speech production (the infe-
rior frontal, Brocas area) in response to auditorally presented
speech. Imada et al. reported synchronized activation in
response to speech in auditory and motor areas at 6 and 12
months, and Dehaene et al. reported activation in motor speech
areas in response to sentences in 3-month-olds. Is activation of
Brocas area to the pure perception of speech present at birth?
Newborns tested by Imada et al. (2006) showed no activation
in motor speech areas for any signals, whereas auditory areas
responded robustly to all signals, suggesting the possibility
that perception-action linkages for speech develop by 3 months
of age as infants begin to produce vowel-like sounds.
Using the tools of modern neuroscience, we can now ask how
the brain systems responsible for speech perception and speech
production forge links early in development, and whether these
same brain areas are involved when language is presented
socially, but not when language is presented through a disem-
bodied source such as a television set.
Brain Rhythms, Cognitive Effects,
and Language Learning
MEG studies will provide an opportunity to examine brain
rhythms associated with broader cognitive abilities during
speech learning. Brain oscillations in various frequency bands
have been associated with cognitive abilities. The induced brain
rhythms have been linked to attention and cognitive effort, and
are of primary interest since MEGstudies with adults have shown
that cognitive effort is increased when processing nonnative
speech (Zhang et al., 2005, 2009). In the adult MEG studies,
participants listened to their native- and to nonnative-language
sounds. The results indicated that when listening to native
language, the brains activation was more focal, and faster,
than when listening to nonnative-language sounds (Zhang
et al., 2005). In other words, there was greater neural efciency
for native as opposed to nonnative speech processing. Training
studies show that adults can improve nonnative phonetic per-
ception when training occurs under more social learning condi-
tions, and MEG measures before and after training indicate
that neural efciency increases after training (Zhang et al.,
2009). Similar patterns of neural inefciency occur as young chil-
dren learn words. Young childrens event-related brain potential
Figure 7. Perception-Action Brain Systems Respond to Speech in Infancy
(A) Neuromagnetic signals were recorded in newborns, 6-month-old infants (shown), and 12-month-old infants in the MEGmachine while listening to speech and
nonspeech auditory signals.
(B) Brain activation in response to speech recorded in auditory (B, top row) and motor (B, bottom row) brain regions showed no activation in the motor speech
areas in the newborn in response to auditory speech but increasing activity that was temporally synchronized between the auditory and motor brain regions in 6-
and 12-month-old infants (from Imada et al., 2006).
722 Neuron 67, September 9, 2010 2010 Elsevier Inc.
Neuron
Review
responses are more diffuse and become more focally lateralized
in the left hemispheres temporal regions as they develop (Con-
boy et al., 2008a; Durston et al., 2002; Mills et al., 1993, 1997;
Tamm et al., 2002) and studies with young children with autism
show this same pattern more diffuse activation when com-
pared to typically developing children of the same age (Coffey-
Corina et al., 2008).
Brain rhythms may be reective of these same processes in
infants as they learn language. Brain oscillations in four
frequency bands have been associated with cognitive effects:
theta (47 Hz), alpha (812 Hz), beta (1330 Hz) and gamma
(30100 Hz). Resting gamma has been related to early language
and cognitive skills in the rst three years (Benasich et al., 2008).
The induced theta rhythmhas been linked to attention and cogni-
tive effort, and will be of strong interest to speech researchers.
Power in the theta band increases with memory load in adults
tested in either verbal or nonverbal tasks (Gevins et al., 1997;
Krause et al., 2000) and in 8-month-old infants tested in working
memory tasks (Bell and Wolfe, 2007). Examining brain rhythms in
infants using speech stimuli is now underway using EEG with
high-risk infants (C.R. Percaccio et al., 2010, Native and nonna-
tive speech-evoked responses in high-risk infant siblings,
abstracts of the International Meeting for Autism Research,
May 2010, Philadelphia) and using MEG with typically devel-
oping infants (A.N. Bosseler et al., 2010, Event-related elds
and cortical rhythms to native and nonnative phonetic contrasts
in infants and adults, abstracts of the 17th International Confer-
ence of Biomagnetism), as they listen to native and nonnative
speech. Comparisons between native and nonnative speech
may allow us to examine whether there is increased cognitive
effort associated with processing nonnative language, across
age and populations. We are also testing whether language pre-
sented in a social environment affects brain rhythms in a way that
television and audiotape presentations do not. Neural efciency
is not observable with behavioral approachesand one promise
of brain rhythms is that they provide the opportunity to compare
the higher-level processes that likely underlie humans neural
plasticity for language early in development in typical children
as well as in children at risk for autism spectrum disorder, and
in adults learning a second language. These kinds of studies
may reveal the cortical dynamics underlying the Critical Period
for language.
These results underscore the importance of a social interest in
speech early in development in both typical and atypical popula-
tions. An interest in motherese, the universal style with which
adults address infants across cultures (Fernald and Simon,
1984; Grieser and Kuhl, 1988) provides a good metric of the
value of a social interest in speech. The acoustic stretching in
motherese, observed across languages, makes phonetic units
more distinct from one another (Burnham et al., 2002; Englund,
2005; Kuhl et al., 1997; Liu et al., 2003, 2007). Mothers who
use the exaggerated phonetic patterns to a greater extent
when talking to their typically developing 2-month-old infants
have infants who show signicantly better performance in
phonetic discrimination tasks when tested in the laboratory (Liu
et al., 2003). New data show that the potential benets of early
motherese extend to the age of 5 years (Liu et al., 2009). Recent
ERP studies indicate that infants brain responses to the exag-
gerated patterns of motherese elicit an enhanced N250 as well
as increased neural synchronization at frontal-central-parietal
sites (Zhang et al., personal communication).
It is also noteworthy that children with Autism Spectrum
Disorder (ASD) prefer to listen to non-speech rather than speech,
when given a choice, and this preference is strongly correlated
with the childrens ERP brain responses to speech, as well as
with the severity of their autistic symptoms (Kuhl et al., 2005b).
Early speech measures may therefore provide an early
biomarker of risk for ASD. Neuroscience studies in both typically
developing and children with ASD that examine the coherence
and causality of interaction between social and linguistic brain
systems will provide valuable new theoretical data as well as
potentially improving the early diagnosis and treatment of chil-
dren with autism.
Neurobiological Foundations of Communicative
Learning
Humansarenot theonlyspeciesinwhichcommunicativelearning
is affected by social interaction (see Fitch et al., 2010, for review).
Young zebra nches need visual interaction with a tutor bird to
learn song in the laboratory (Eales, 1989). A zebra nch will over-
ride its innate preferencefor conspecicsongif aBengalese nch
foster father feeds it, even when adult zebra nch males can be
heard nearby (Immelmann, 1969). More recent data indicate
that male zebra nches vary their songs across social contexts;
songs produced when singing to females vary from those
produced in isolation, and females prefer these directed songs
(Woolley and Doupe, 2008). Moreover, gene expression in high-
level auditory areas is involved in this kind of social context
perception (Woolley and Doupe, 2008). White-crowned spar-
rows, which reject the audiotaped songs of alien species, learn
the same alien songs when a live tutor sings them (Baptista and
Petrinovich, 1986). In barn owls (Brainard and Knudsen, 1998)
and white-crowned sparrows (Baptista and Petrinovich, 1986),
a richer social environment extends the duration of the sensitive
periodfor learning. Social contextsalsoadvancesongproduction
in birds; male cowbirds respond to the social gestures and
displays of females, which affect the rate, quality, and retention
of song elements in their repertoires (West and King, 1988), and
white-crowned sparrow tutors provide acoustic feedback that
affects the repertoires of young birds (Nelson and Marler, 1994).
Studies of the brain systems linking social and auditory-vocal
learning in humans and birds may signicantly advance theories
in the near future (Doupe and Kuhl, 2008).
Neural Underpinnings of Cognitive andSocial Inuences
on Language Learning
Our current model of neural commitment to language describes
a signicant role for cognitive processes such as attention in
language learning (Kuhl et al., 2008). Studies of brain rhythms
in infants and other neuroscience research in the next decade
promise to reveal the intricate relationships between language
and cognitive processes.
Language evolved to address a need for social communica-
tion and evolution may have forged a link between language
and the social brain in humans (Adolphs, 2003; Dunbar, 1998;
Kuhl, 2007; Pulvermuller, 2005). Social interaction appears to
Neuron 67, September 9, 2010 2010 Elsevier Inc. 723
Neuron
Review
be necessary for language learning in infants (Kuhl et al., 2003),
and an individual infants social behavior is linked to their ability
to learn new language material (Conboy et al., 2008a). In fact,
social gating may explain why social factors play a far more
signicant role than previously realized in human learning across
domains throughout our lifetimes (Meltzoff et al., 2009). If social
factors gate computational learning, as proposed, infants
would be protected from meaningless calculations learning
would be restricted to signals that derive fromlive humans rather
than other sources (Doupe and Kuhl, 2008; Evans and Marler,
1995; Marler, 1991). Constraints of this kind appear to exist for
infant imitation: when infants hear nonspeech sounds with the
same frequency components as speech, they do not attempt
to imitate them (Kuhl et al., 1991).
Research has begun to appear on the development of the
neural networks in humans that constitute the social brain
and invoke a sense of relationship between the self and other,
as well as on social understanding systems that link perception
and action (Hari and Kujala, 2009). Neuroscience studies using
speech and imaging techniques are beginning to examine links
between sensory and motor brain systems (Pulvermuller, 2005;
Rizzolatti and Craighero, 2004), and the fact that MEG has now
been demonstrated to be feasible for developmental studies of
speech perception in infants during the rst year of life (Imada
et al., 2006) provides exciting opportunities. MEG studies
of brain activation in infants during social versus nonsocial
language experience will allowus to investigate cognitive effects
via brain rhythms and also examine whether social brain
networks are activated differentially under the two conditions.
Many questions remain about the impact of cognitive skills
and social interaction on natural speech and language learning.
As reviewed, new data show the extensive interface between
cognition and language and indicate that whether or not multiple
languages are experienced in infancy affects cognitive brain
systems. The idea that social interaction is integral to language
learning has been raised previously for word learning; however,
previous data and theorizing have not tied early phonetic
learning to social factors. Doing so suggests a more fundamental
connection between the motivation to learn socially and the
mechanisms that enable language learning.
Understanding how language learning, cognition, and social
processing interact in development may ultimately explain the
mechanisms underlying the critical period for language learning.
Furthermore, understanding the mechanism underlying the crit-
ical period may help us develop methods that more effectively
teach second languages to adult learners. Neuroscience studies
over the next decade will lead the way on this theoretical work,
and also advance our understanding of the practical results of
training methods, both for adults learning new languages, and
children with developmental disabilities struggling to learn their
rst language. These advances will promote the science of
learning in the domain of language, and potentially, shed light
on human learning mechanisms more generally.
ACKNOWLEDGMENTS
The author and research reported here were supported by a grant from the
National Science Foundations Science of Learning Program to the University
of Washington LIFE Center (SBE-0354453), and by grants from the National
Institutes of Health (HD37954, HD55782, HD02274, DC04661).
REFERENCES
Abramson, A.S., and Lisker, L. (1970). Discriminability along the voicing
continuum: cross-language tests. Proc. Int. Congr. Phon. Sci. 6, 569573.
Adolphs, R. (2003). Cognitive neuroscience of human social behaviour. Nat.
Rev. Neurosci. 4, 165178.
Aslin, R.N., and Mehler, J. (2005). Near-infrared spectroscopy for functional
studies of brain activity in human infants: promise, prospects, and challenges.
J. Biomed. Opt. 10, 11009.
Baldwin, D.A. (1995). Understanding the link between joint attention and
language. In Joint Attention: Its Origins and Role in Development, C. Moore
and P.J. Dunham, eds. (Hillsdale, NJ: Lawrence Erlbaum Associates),
pp. 131158.
Baptista, L.F., and Petrinovich, L. (1986). Song development in the white-
crowned sparrow: social factors and sex differences. Anim. Behav. 34,
13591371.
Bell, M.A., and Wolfe, C.D. (2007). Changes in brain functioning frominfancy to
early childhood: evidence from EEG power and coherence during working
memory tasks. Dev. Neuropsychol. 31, 2138.
Benasich, A.A., Gou, Z., Choudhury, N., and Harris, K.D. (2008). Early cognitive
and language skills are linked to resting frontal gamma power across the rst
3 years. Behav. Brain Res. 195, 215222.
Best, C.C., and McRoberts, G.W. (2003). Infant perception of non-native
consonant contrasts that adults assimilate in different ways. Lang. Speech
46, 183216.
Bialystok, E. (1991). Language Processing in Bilingual Children (Cambridge
University Press).
Bialystok, E. (1999). Cognitive complexity and attentional control in the bilin-
gual mind. Child Dev. 70, 636644.
Bialystok, E. (2001). Bilingualism in Development: Language, Literacy, and
Cognition (New York: Cambridge University Press).
Bialystok, E., and Hakuta, K. (1994). Other Words: The Science and
Psychology of Second-Language Acquisition (New York: Basic Books).
Birdsong, D. (1992). Ultimate attainment in second language acquisition. Ling.
Soc. Am. 68, 706755.
Birdsong, D., and Molis, M. (2001). On the evidence for maturational
constraints in second-language acquisitions. J. Mem. Lang. 44, 235249.
Bortfeld, H., Wruck, E., and Boas, D.A. (2007). Assessing infants cortical
response to speech using near-infrared spectroscopy. Neuroimage 34,
407415.
Brainard, M.S., and Knudsen, E.I. (1998). Sensitive periods for visual calibra-
tion of the auditory space map in the barn owl optic tectum. J. Neurosci. 18,
39293942.
Brooks, R., and Meltzoff, A.N. (2002). The importance of eyes: how infants
interpret adult looking behavior. Dev. Psychol. 38, 958966.
Brooks, R., and Meltzoff, A.N. (2005). The development of gaze following and
its relation to language. Dev. Sci. 8, 535543.
Bruer, J.T. (2008). Critical periods in second language learning: distinguishing
phenomena from explanation. In Brain, Behavior and Learning in Language
and Reading Disorders, M. Mody and E. Silliman, eds. (NewYork: The Guilford
Press), pp. 7296.
Bruner, J. (1983). Childs Talk: Learning to Use Language (New York: W.W.
Norton).
Burnham, D., Kitamura, C., and Vollmer-Conna, U. (2002). Whats new,
pussycat? On talking to babies and animals. Science 296, 1435.
Cardillo, G.C. (2010). Predicting the predictors: Individual differences in longi-
tudinal relationships between infant phoneme perception, toddler vocabulary,
724 Neuron 67, September 9, 2010 2010 Elsevier Inc.
Neuron
Review
and preschooler language and phonological awareness. Doctoral Disserta-
tion, University of Washington.
Carlson, S.M., and Meltzoff, A.N. (2008). Bilingual experience and executive
functioning in young children. Dev. Sci. 11, 282298.
Cheour, M., Imada, T., Taulu, S., Ahonen, A., Salonen, J., and Kuhl, P.K. (2004).
Magnetoencephalography is feasible for infant assessment of auditory
discrimination. Exp. Neurol. 190 (Suppl 1), S44S51.
Chomsky, N. (1959). Review of Skinners Verbal Behavior. Language 35,
2658.
Coffey-Corina, S., Padden, D., Kuhl, P.K., and Dawson, G. (2008). ERPs to
words correlate with behavioral measures in children with Autism Spectrum
Disorder. J. Acoust. Soc. Am. 123, 37423748.
Conboy, B.T., and Kuhl, P.K. (2010). Impact of second-language experience in
infancy: brain measures of rst- and second-language speech perception.
Dev. Sci., in press. Published online June 28, 2010. 10.1111/j.1467-7687.
2010.00973.x.
Conboy, B.T., Rivera-Gaxiola, M., Silva-Pereyra, J., and Kuhl, P.K. (2008a).
Event-related potential studies of early language processing at the phoneme,
word, and sentence levels. In Early Language Development: Volume 5.
Bridging Brain and Behavior, Trends in Language Acquisition Research, A.D.
Friederici and G. Thierry, eds. (Amsterdam, The Netherlands: John Benjamins),
pp. 2364.
Conboy, B.T., Sommerville, J.A., and Kuhl, P.K. (2008b). Cognitive control
factors in speech perception at 11 months. Dev. Psychol. 44, 15051512.
de Boer, B., and Kuhl, P.K. (2003). Investigating the role of infant-directed
speech with a computer model. ARLO 4, 129134.
de Boysson-Bardies, B. (1993). Ontogeny of language-specic syllabic
productions. In Developmental Neurocognition: Speech and Face Processing
in the First Year of Life, B. de Boysson-Bardies, S. de Schonen, P. Jusczyk,
P. McNeilage, and J. Morton, eds. (Dordrecht, Netherlands: Kluwer),
pp. 353363.
Dehaene-Lambertz, G., Dehaene, S., and Hertz-Pannier, L. (2002). Functional
neuroimaging of speech perception in infants. Science 298, 20132015.
Dehaene-Lambertz, G., Hertz-Pannier, L., Dubois, J., Me riaux, S., Roche, A.,
Sigman, M., and Dehaene, S. (2006). Functional organization of perisylvian
activation during presentation of sentences in preverbal infants. Proc. Natl.
Acad. Sci. USA 103, 1424014245.
Doupe, A.J., and Kuhl, P.K. (2008). Birdsong and human speech: common
themes and mechanisms. In Neuroscience of Birdsong, H.P. Zeigler and P.
Marler, eds. (Cambridge, England: Cambridge University Press), pp. 531.
Dunbar, R.I.M. (1998). The social brain hypothesis. Evol. Anthropol. 6,
178190.
Durston, S., Thomas, K.M., Worden, M.S., Yang, Y., and Casey, B.J. (2002).
The effect of preceding context on inhibition: an event-related fMRI study.
Neuroimage 16, 449453.
Eales, L.A. (1989). The inuence of visual and vocal interaction on song
learning in zebra nches. Anim. Behav. 37, 507508.
Eimas, P.D. (1975). Auditory and phonetic coding of the cues for speech:
discrimination of the /rl/ distinction by young infants. Percept. Psychophys.
18, 341347.
Eimas, P.D., Siqueland, E.R., Jusczyk, P., and Vigorito, J. (1971). Speech
perception in infants. Science 171, 303306.
Englund, K.T. (2005). Voice onset time in infant directed speech over the rst
six months. First Lang. 25, 219234.
Evans, C.S., and Marler, P. (1995). Language and animal communication:
parallels and contrasts. In Comparative Approaches to Cognitive Science:
Complex Adaptive Systems, H.L. Roitblat and J.-A. Meyer, eds. (Cambridge,
MA: MIT Press), pp. 341382.
Ferguson C.A., Menn L., and Stoel-Gammon C., eds. (1992). Phonological
Development: Models, Research, Implications (Timonium, MD: York Press).
Fernald, A., and Simon, T. (1984). Expanded intonation contours in mothers
speech to newborns. Dev. Psychol. 20, 104113.
Fiser, J., and Aslin, R.N. (2002). Statistical learning of newvisual feature combi-
nations by infants. Proc. Natl. Acad. Sci. USA 99, 1582215826.
Fitch, W.T., Huber, L., and Bugnyar, T. (2010). Social cognition and the evolu-
tion of language: constructing cognitive phylogenies. Neuron 65, 795814.
Flege, J.E. (1991). Age of learning affects the authenticity of voice-onset time
(VOT) in stop consonants produced in a second language. J. Acoust. Soc. Am.
89, 395411.
Flege, J.E., Yeni-Komshian, G.H., and Liu, S. (1999). Age constraints on
second-language acquisition. J. Mem. Lang. 41, 78104.
Friederici, A.D. (2005). Neurophysiological markers of early language acquisi-
tion: from syllables to sentences. Trends Cogn. Sci. 9, 481488.
Friederici, A.D., and Wartenburger, I. (2010). Language and Brain. Wiley Inter-
disciplinary Reviews: Cognitive Science 1, 150159.
Gernsbacher, M.A., and Kaschak, M.P. (2003). Neuroimaging studies of
language production and comprehension. Annu. Rev. Psychol. 54, 91114.
Gevins, A., Smith, M.E., McEvoy, L., and Yu, D. (1997). High-resolution EEG
mapping of cortical activation related to working memory: effects of task dif-
culty, type of processing, and practice. Cereb. Cortex 7, 374385.
Golestani, N., and Pallier, C. (2007). Anatomical correlates of foreign speech
sound production. Cereb. Cortex 17, 929934.
Gratton, G., and Fabiani, M. (2001). Shedding light on brain function: the event-
related optical signal. Trends Cogn. Sci. 5, 357363.
Grieser, D.L., and Kuhl, P.K. (1988). Maternal speech to infants in a tonal
language: support for universal prosodic features in motherese. Dev. Psychol.
24, 1420.
Guion, S.G., and Pederson, E. (2007). Investigating the role of attention
in phonetic learning. In Language Experience in Second Language
Speech Learning: In Honor of James Emil Flege, O.-S. Bohn and M. Munro,
eds. (Amsterdam: John Benjamins), pp. 5577.
Hari, R., and Kujala, M.V. (2009). Brain basis of human social interaction: from
concepts to brain imaging. Physiol. Rev. 89, 453479.
Hauser, M.D., Newport, E.L., and Aslin, R.N. (2001). Segmentation of the
speech streamin a non-human primate: statistical learning in cotton-top tama-
rins. Cognition 78, B53B64.
Homae, F., Watanabe, H., Nakano, T., Asakawa, K., and Taga, G. (2006). The
right hemisphere of sleeping infant perceives sentential prosody. Neurosci.
Res. 54, 276280.
Imada, T., Zhang, Y., Cheour, M., Taulu, S., Ahonen, A., and Kuhl, P.K. (2006).
Infant speech perception activates Brocas area: a developmental magneto-
encephalography study. Neuroreport 17, 957962.
Immelmann, K. (1969). Song development in the zebra nch and other estrildid
nches. In Bird Vocalizations, R. Hinde, ed. (London: Cambridge University
Press), pp. 6174.
Johnson, J.S., and Newport, E.L. (1989). Critical period effects in second
language learning: the inuence of maturational state on the acquisition of
English as a second language. Cognit. Psychol. 21, 6099.
Kirkham, N.Z., Slemmer, J.A., and Johnson, S.P. (2002). Visual statistical
learning in infancy: evidence for a domain general learning mechanism. Cogni-
tion 83, B35B42.
Knudsen, E.I. (2004). Sensitive periods in the development of the brain and
behavior. J. Cogn. Neurosci. 16, 14121425.
Krause, C.M., Sillanma ki, L., Koivisto, M., Saarela, C., Ha ggqvist, A., Laine, M.,
and Ha ma la inen, H. (2000). The effects of memory load on event-related EEG
desynchronization and synchronization. Clin. Neurophysiol. 111, 20712078.
Kuhl, P.K. (2004). Early language acquisition: cracking the speech code. Nat.
Rev. Neurosci. 5, 831843.
Neuron 67, September 9, 2010 2010 Elsevier Inc. 725
Neuron
Review
Kuhl, P.K. (2007). Is speech learning gated by the social brain? Dev. Sci. 10,
110120.
Kuhl, P.K. (2009). Early language acquisition: neural substrates and theoretical
models. In The Cognitive Neurosciences IV, M.S. Gazzaniga, ed. (Cambridge,
MA: MIT Press), pp. 837854.
Kuhl, P.K., and Meltzoff, A.N. (1982). The bimodal perception of speech in
infancy. Science 218, 11381141.
Kuhl, P.K., and Meltzoff, A.N. (1996). Infant vocalizations in response to
speech: vocal imitation and developmental change. J. Acoust. Soc. Am.
100, 24252438.
Kuhl, P.K., and Rivera-Gaxiola, M. (2008). Neural substrates of language
acquisition. Annu. Rev. Neurosci. 31, 511534.
Kuhl, P.K., Williams, K.A., and Meltzoff, A.N. (1991). Cross-modal speech
perception in adults and infants using nonspeech auditory stimuli. J. Exp. Psy-
chol. Hum. Percept. Perform. 17, 829840.
Kuhl, P.K., Williams, K.A., Lacerda, F., Stevens, K.N., and Lindblom, B. (1992).
Linguistic experience alters phonetic perception in infants by 6 months of age.
Science 255, 606608.
Kuhl, P.K., Andruski, J.E., Chistovich, I.A., Chistovich, L.A., Kozhevnikova,
E.V., Ryskina, V.L., Stolyarova, E.I., Sundberg, U., and Lacerda, F. (1997).
Cross-language analysis of phonetic units in language addressed to infants.
Science 277, 684686.
Kuhl, P.K., Tsao, F.-M., and Liu, H.-M. (2003). Foreign-language experience in
infancy: effects of short-term exposure and social interaction on phonetic
learning. Proc. Natl. Acad. Sci. USA 100, 90969101.
Kuhl, P.K., Conboy, B.T., Padden, D., Nelson, T., and Pruitt, J. (2005a). Early
speech perception and later language development: implications for the crit-
ical period.. Lang. Learn. Dev. 1, 237264.
Kuhl, P.K., Coffey-Corina, S., Padden, D., and Dawson, G. (2005b). Links
between social and linguistic processing of speech in preschool children
with autism: behavioral and electrophysiological measures. Dev. Sci. 8,
F1F12.
Kuhl, P.K., Stevens, E., Hayashi, A., Deguchi, T., Kiritani, S., and Iverson, P.
(2006). Infants show a facilitation effect for native language phonetic percep-
tion between 6 and 12 months. Dev. Sci. 9, F13F21.
Kuhl, P.K., Conboy, B.T., Coffey-Corina, S., Padden, D., Rivera-Gaxiola, M.,
and Nelson, T. (2008). Phonetic learning as a pathway to language: new
data and native language magnet theory expanded (NLM-e). Philos. Trans.
R. Soc. Lond. B Biol. Sci. 363, 9791000.
Ladefoged, P. (2001). Vowels and Consonants: An Introduction to the Sounds
of Language (Oxford: Blackwell Publishers).
Lasky, R.E., Syrdal-Lasky, A., and Klein, R.E. (1975). VOT discrimination by
four to six and a half month old infants from Spanish environments. J. Exp.
Child Psychol. 20, 215225.
Lenneberg, E. (1967). Biological Foundations of Language (New York: John
Wiley and Sons).
Liberman, A.M., and Mattingly, I.G. (1985). The motor theory of speech
perception revised. Cognition 21, 136.
Liu, H.-M., Kuhl, P.K., and Tsao, F.-M. (2003). An association between
mothers speech clarity and infants speech discrimination skills. Dev. Sci. 6,
F1F10.
Liu, H.-M., Tsao, F.-M., and Kuhl, P.K. (2007). Acoustic analysis of lexical tone
in Mandarin infant-directed speech. Dev. Psychol. 43, 912917.
Liu, H.-M., Tsao, F.-M., and Kuhl, P.K. (2009). Age-related changes in acoustic
modications of Mandarin maternal speech to preverbal infants and ve-year-
old children: a longitudinal study. J. Child Lang. 36, 909922.
Lotto, A.J., Sato, M., and Diehl, R. (2004). Mapping the task for the second
language learner: the case of Japanese acquisition of /r/ and /l. In From Sound
to Sense, J. Slitka, S. Manuel, and M. Matthies, eds. (Cambridge, MA: MIT
Press), pp. C181C186.
Marler, P. (1991). The instinct to learn. In The Epigenesis of Mind: Essays on
Biology and Cognition, S. Carey and R. Gelman, eds. (Hillsdale, NJ: Lawrence
Erlbaum Associates), pp. 3766.
Mayberry, R.I., and Lock, E. (2003). Age constraints on rst versus second
language acquisition: evidence for linguistic plasticity and epigenesis. Brain
Lang. 87, 369384.
Maye, J., Werker, J.F., and Gerken, L. (2002). Infant sensitivity to distributional
information can affect phonetic discrimination. Cognition 82, B101B111.
Maye, J., Weiss, D.J., and Aslin, R.N. (2008). Statistical phonetic learning in
infants: facilitation and feature generalization. Dev. Sci. 11, 122134.
Meltzoff, A.N., and Decety, J. (2003). What imitation tells us about social cogni-
tion: a rapprochement between developmental psychology and cognitive
neuroscience. Philos. Trans. R. Soc. Lond. B Biol. Sci. 358, 491500.
Meltzoff, A.N., Kuhl, P.K., Movellan, J., and Sejnowski, T. (2009). Foundations
for a new science of learning. Science 17, 284288.
Mills, D., Coffey-Corina, S., and Neville, H. (1993). Language acquisition and
cerebral specialization in 20 month old infants. J. Cogn. Neurosci. 5, 317334.
Mills, D., Coffey-Corina, S., and Neville, H. (1997). Language comprehension
and cerebral specialization from 13 to 20 months. Dev. Neuropsychol. 13,
397445.
Mundy, P., and Gomes, A. (1998). Individual differences in joint attention skill
development in the second year. Infant Behav. Dev. 21, 469482.
Nelson, D.A., and Marler, P. (1994). Selection-based learning in bird song
development. Proc. Natl. Acad. Sci. USA 91, 1049810501.
Neville, H.J., Coffey, S.A., Lawson, D.S., Fischer, A., Emmorey, K., and Bellugi,
U. (1997). Neural systems mediating American sign language: effects of
sensory experience and age of acquisition. Brain Lang. 57, 285308.
Newport, E. (1990). Maturational constraints on language learning. Cogn. Sci.
14, 1128.
Newport, E.L., Bavelier, D., and Neville, H.J. (2001). Critical thinking about
critical periods: perspectives on a critical period for language acquisition. In
Language, Brain, and Cognitive Development: Essays in Honor of Jacques
Mehlter, E. Dupoux, ed. (Cambridge, MA: MIT Press), pp. 481502.
Ortiz-Mantilla, S., Choe, M.-S., Flax, J., Grant, P.E., and Benasich, A.A. (2010).
Associations between the size of the amygdale in infancy and language abili-
ties during the preschool years in normally developing children. Neuroimage
49, 27912799.
Patterson, M.L., and Werker, J.F. (1999). Matching phonetic information in lips
and voice is robust in 4.5-month-old infants. Infant Behav. Dev. 22, 237247.
Pen a, M., Bonatti, L.L., Nespor, M., and Mehler, J. (2002). Signal-driven
computations in speech processing. Science 298, 604607.
Petitto, L.A., and Marentette, P.F. (1991). Babbling in the manual mode:
evidence for the ontogeny of language. Science 251, 14931496.
Posner M.I., ed. (2004). Cognitive Neuroscience of Attention (New York: Guil-
ford Press).
Pulvermuller, F. (2005). Brain mechanisms linking language to action. Nat. Rev.
Neurosci. 6, 574582.
Rabiner, L.R., and Huang, B.H. (1993). Fundamentals of Speech Recognition
(Englewood Cliffs, NJ: Prentice Hall).
Rivera-Gaxiola, M., Silva-Pereyra, J., and Kuhl, P.K. (2005). Brain potentials to
native and non-native speech contrasts in 7- and 11-month-old American
infants. Dev. Sci. 8, 162172.
Rizzolatti, G. (2005). The mirror neuron system and imitation. In Perspectives
on Imitation: From Neuroscience to Social Science I: Mechanisms of Imita-
tion and Imitation in Animals, S. Hurley and N. Chater, eds. (Cambridge, MA:
MIT Press), pp. 5576.
Rizzolatti, G., and Craighero, L. (2004). The mirror-neuron system. Annu. Rev.
Neurosci. 27, 169192.
726 Neuron 67, September 9, 2010 2010 Elsevier Inc.
Neuron
Review
Saffran, J.R., Aslin, R.N., and Newport, E.L. (1996). Statistical learning by
8-month-old infants. Science 274, 19261928.
Saffran, J.R., Johnson, E.K., Aslin, R.N., and Newport, E.L. (1999). Statistical
learning of tone sequences by human infants and adults. Cognition 70, 2752.
Saffran, J.R., Werker, J.F., and Werner, L.A. (2006). The infants auditory world:
hearing, speech, and the beginnings of language. In Handbook of Child
Psychology: Volume 2, Cognition, Perception and Language VI, W. Damon
and R.M. Lerner, series eds., R. Siegler and D. Kuhn, volume eds. (New
York: Wiley), pp. 58108.
Skinner, B.F. (1957). Verbal Behavior (New York: Appleton-Century-Crofts).
Taga, G., and Asakawa, K. (2007). Selectivity and localization of cortical
response to auditory and visual stimulation in awake infants aged 2 to 4
months. Neuroimage 36, 12461252.
Tamm, L., Menon, V., and Reiss, A.L. (2002). Maturation of brain function asso-
ciated with response inhibition. J. Am. Acad. Child Adolesc. Psychiatry 41,
12311238.
Teinonen, T., Aslin, R.N., Alku, P., and Csibra, G. (2008). Visual speech contrib-
utes to phonetic learning in 6-month-old infants. Cognition 108, 850855.
Teinonen, T., Fellman, V., Na a ta nen, R., Alku, P., and Huotilainen, M. (2009).
Statistical language learning in neonates revealed by event-related brain
potentials. BMC Neurosci. 10, 21.
Tomasello, M. (2003a). Constructing A Language: A Usage-Based Theory of
Language Acquisition (Cambridge, MA: Harvard University Press).
Tomasello, M. (2003b). The key is social cognition. In Language and Thought,
D. Gentner and S. Kuczaj, eds. (Cambridge, MA: MIT Press), pp. 4751.
Tsao, F.-M., Liu, H.-M., and Kuhl, P.K. (2004). Speech perception in infancy
predicts language development in the second year of life: a longitudinal study.
Child Dev. 75, 10671084.
Tsao, F.-M., Liu, H.-M., and Kuhl, P.K. (2006). Perception of native and non-
native affricate-fricative contrasts: cross-language tests on adults and infants.
J. Acoust. Soc. Am. 120, 22852294.
Vygotsky, L.S. (1962). Thought and Language (Cambridge, MA: MIT Press).
Wang, Y., Kuhl, P.K., Chen, C., and Dong, Q. (2009). Sustained and transient
language control in the bilingual brain. Neuroimage 47, 414422.
Weber-Fox, C.M., and Neville, H.J. (1999). Functional neural subsystems are
differentially affected by delays in second language immersion: ERP and
behavioral evidence in bilinguals. In Second Language Acquisition and the
Critical Period Hypothesis, D. Birdsong, ed. (Mahwah, NJ: Lawerence Erlbaum
and Associates, Inc), pp. 2338.
Werker, J.F., and Curtin, S. (2005). PRIMIR: a developmental framework of
infant speech processing. Lang. Learn. Dev. 1, 197234.
Werker, J.F., and Lalonde, C. (1988). Cross-language speech perception:
initial capabilities and developmental change. Dev. Psychol. 24, 672683.
Werker, J.F., and Tees, R.C. (1984). Cross-language speech perception:
evidence for perceptual reorganization during the rst year of life. Infant Behav.
Dev. 7, 4963.
Werker, J.F., Pons, F., Dietrich, C., Kajikawa, S., Fais, L., and Amano, S. (2007).
Infant-directed speech supports phonetic category learning in English and
Japanese. Cognition 103, 147162.
West, M.J., and King, A.P. (1988). Female visual displays affect the develop-
ment of male song in the cowbird. Nature 334, 244246.
White, L., and Genesee, F. (1996). How native is near-native? The issue of ulti-
mate attainment in adult second language acquisition. Second Lang. Res. 12,
233265.
Woolley, S.C., and Doupe, A.J. (2008). Social context-induced song variation
affects female behavior and gene expression. PLoS Biol. 6, e62.
Yeni-Komshian, G.H., Flege, J.E., and Liu, S. (2000). Pronunciation prociency
in the rst and second languages of KoreanEnglish bilinguals. Bilingualism:
Lang. Cogn. 3, 131149.
Yoshida, K.A., Pons, F., Cady, J.C., and Werker, J.F. (2006). Distributional
learning and attention in phonological development. Paper presented at Inter-
national Conference on Infant Studies, Kyoto, Japan, 1923 June.
Yoshida, K.A., Pons, F., Maye, J., and Werker, J.F. (2010). Distributional
phonetic learning at 10 months of age. Infancy 15, 420433.
Zhang, Y., Kuhl, P.K., Imada, T., Kotani, M., and Tohkura, Y. (2005). Effects of
language experience: neural commitment to language-specic auditory
patterns. Neuroimage 26, 703720.
Zhang, Y., Kuhl, P.K., Imada, T., Iverson, P., Pruitt, J., Stevens, E.B., Kawa-
katsu, M., Tohkura, Y., and Nemoto, I. (2009). Neural signatures of phonetic
learning in adulthood: a magnetoencephalography study. Neuroimage 46,
226240.
Neuron 67, September 9, 2010 2010 Elsevier Inc. 727
Neuron
Review





DP MODEL AND L2 ACQUISITION
(ULLMAN)
A Cognitive Neuroscience Perspective
on Second Language Acquisition:
The Declarative/Procedural Model
MICHAEL T. ULLMAN
KEY WORDS
Aphasia c basal ganglia a Broca's area a critical period declarative
memory o ERP a estrogen explicit MRI frontal lobe 3.
grammar s implicit language - language processing -- lexicon
@ morphology neuroimaging e PET a procedural memory
puberty second language a second language acquisition (SLA)
syntax a temporal lobe.
I. Introduction
The neural, cognitive, and computational (i.e., neurocognitive) bases of
second language acquisition and processing are still not well understood.
There has been surprisingly little empirical work in this area. Data informing
the specific neural substrates of second language and the relations between its
neural, cognitive, and computational underpinnings have been especially
sparse (e.g., what brain structures play which computational roles and how do
they interact?). Given this lack of data, it is not surprising that there have been
few attempts to offer integrative neurocognitive theories of second language,
particularly in the context of first language and of our broader understanding
of the mind and brain.
In this chapter, I discuss a neurocognitive model that begins to address
these theoretical gaps. According to this perspective, both first and second lan-
guages are acquired and processed by well-studied brain systems that are
known to subserve particular nonlanguage functions. These brain systems are
posited to play analogous roles in their nonlanguage and language functions.
So our independent knowledge of the cognitive, computational, neuroana-
tomical, physiological, cellular, endocrine, and pharmacological bases of these
systems leads to specific testable predictions about both first and second lan-
guage. The model thus brings the knowledge base and empirical approaches
142 INTERNAL FACTORS
of cognitive neuroscience to bear on the study of second language acquisition
(SLA).
This chapter begins by discussing the broader linguistic and neurocog-
nitive issues, along with the neurocognitive model as it pertains to normal
early-learned first language (Ll). Next, the background, theory, and extant
empirical evidence regarding the acquisition and processing of second and
subsequent languages are presented, with a focus on later-learned languages,
particularly those learned after puberty. (Note that the term L2 is used in this
chapter to refer only to such later-learned languages.) Finally, the chapter con-
cludes with comparisons between the model and other perspectives and with a
discussion of implications and issues for further study.
2. The Neurocognition of Lexicon and Grammar
Language depends upon two mental abilities (Chomsky, 1965; Pinker,
1994). First, all idiosyncratic information must be memorized in some sort of
mental dictionary, which is often referred to as the mental lexicon. The lexi-
con necessarily includes all words with arbitrary sound-meaning pairings,
such as the noncompositional ("simple") word cat. It must also contain other
irregular-that is, not entirely derivable-word-specific information, such as
whether any arguments must accompany a verb (e.g., hit requires a direct ob-
ject) and whether a word takes any unpredictable related forms (e.g., teach
takes the irregular past tense taught). The mental lexicon may comprise other
distinctive information as well, smaller or larger than words: bound mor-
phemes (e.g., the -ed or -ness suffixes, as in walked or happiness) and complex
linguistic structures whose meanings cannot be transparently derived from
their parts (e.g., idiomatic phrases, such as kick the bucket) (Di Sciullo and
Williams, 1987; Halle and Marantz, 1993).
But language also consists of regularities, which can be captured by rules of
grammar. The rules constrain how lexical forms combine to make complex
representations and allow us to interpret the meanings of complex forms even
if we have not heard or seen them before. Meanings can be derived by rules
that underlie the sequential orders and hierarchical relations of lexical items
and of abstract categories such as verbphrase. Such rule-governed behavior is
found in various aspects of language, including phrases and sentences (syntax)
and complex words such as walkedor happiness (morphology). The rules are a
form of mental knowledge in that they underlie our individual capacity to
produce and comprehend complex forms. The learning and use of this knowl-
edge are generally implicit-that is, not available to conscious awareness. Last,
although complex representations (e.g., the regular past tense form walked)
could be computed anew each time (e.g., walk + -ed), they could in principle
also be stored in the mental lexicon.
A COGNITIVE NEUROSCIENCE PERSPECTIVE
I43
Numerous theories and empirical studies have probed the neurocognitive
bases of lexical and grammatical abilities in L1 (e.g., Damasio and Damasio,
1992; Elman et al., 1996; Friederici, 2002; Gleason and Ratner, 1998;
Goodglass, 1993; Pinker, 1994). This research has addressed several interre-
lated issues, including the following: (a) separability: Do lexicon and grammar
depend on distinct components that rely on separable neurocognitive corre-
lates? (b) mechanisms: What mechanisms underlie the learning, representa-
tion, computation, and processing of the two linguistic capacities? (c) domain
specificity: Are the underlying neurocognitive substrates dedicated to lan-
guage (domain specific) or do they also subserve nonlanguage functions (that
is, are they domain independent)? (d) biological correlates: What are the bio-
logical correlates of lexicon and grammar, be they brain structures, neural cir-
cuits, or molecular systems? What is the temporal order of their involvement
during processing and how do they interact?
Here I focus on one theoretical perspective-the declarative/procedural
(DP) model (Ullman, 2001a, 2001c; Ullman, 2004; Ullman et al., 1997)-
which addresses these and related issues. The basic premise of the DP model is
that aspects of the lexicon-grammar distinction are tied to the distinction be-
tween two well-studied brain memory systems (Ullman, 200 1 c; Ullman,
2004), declarative and procedural memory, that have been implicated in
nonlanguage functions in humans and other animals (Mishkin, Malamut, and
Bachevalier, 1984; Schacter and Tulving, 1994; Squire and Knowlton, 2000;
Squire and Zola, 1996). In the following two sections, I first discuss the na-
ture of the two memory systems and then present the claims and predictions
of the DP model as they pertain to LI.
3. Declarative and Procedural Memory
The declarative memory system underlies the learning, representation, and
use of knowledge about facts (semantic knowledge) and events (episodic
knowledge) (Eichenbaum and Cohen, 2001; Mishkin et al., 1984; Schacter
and Tulving, 1994; Squire and Knowlton, 2000). This system may be partic-
ularly important for learning arbitrary relations (e.g., that fact that Ouaga-
dougou is the capital of Burkina Faso) (Eichenbaum and Cohen, 2001). The
knowledge learned in declarative memory is at least partly (but not com-
pletely; Chun, 2000) explicit, that is, available to conscious awareness. The
memory system is subserved by medial temporal lobe regions (e.g., the hippo-
campus), which are connected extensively with temporal and parietal neo-
cortical regions (Suzuki and Arnaral, 1994). The medial temporal structures
consolidate, and possibly retrieve, new memories (Eichenbaum and Cohen,
2001; Mishkin et al., 1984; Schacter and Tulving, 1994; Squire and Knowl-
ton, 2000). Memories seem to eventually become independent of these
INTERNAL FACTORS
FIGURE 5.1. Structures and regions of the brain: (A) A lateral view of
anatomical structures i n the lefi hemispheres of the cerebrum and
the cerebellum. The same structures are found on the right side.
There are four lobes i n each hemisphere of the cerebrum. The
frontal lobe lies anterior to (in front o j the central sulcus, above
the Lateral sulcus. The temporal lobe lies inferior to (below) the
lateral sulcus, going back to the occipital lobe at the back of the
brain. The parietal lobe lies posterior to (behind) the central
sulcus and superior to (above) the temporal lobe. (B) Brodmann ?
areas of the lateral aspect of the lefi hemisphere. The same
areas are found i n the right hemisphere. Not shown are the
Brodmann? areas of the medial aspect of the cerebrum. (C) A
whole-head view of certain subcortical structures, including the
basal ganglia. In each hemisphere, the basal ganglia consist of
several substructures, of which the caudate, putamen, and
A COGNITIVE NEUROSCIENCE PERSPECTIVE
globw pallidus are indicated here. (D) A medial view of the
cerebrum, including the hippocampw and variow structures to
which it is closely connected. Figure 5. IA Jiom the public
domain. Figure 5. IBJiom The human brain: Surface,
three-dimensional sectional anatomy, and MRI (p. 44), by
Henri M. Duvernoy, New York: Springer. Copyright 1991.
Reprinted with permission. Figure 5.1 CJiom "Human
diencephalon, " by Jacob L. Drisen, http:// www.driesen.com/
bdsalgdnglia-2,jpg. Copyright ZOO5 by Jacob L. Driesen, PhD.
Reprinted with permission. Figure 5. ID Jiom Neuroscience (2nd
ed.), 'Brain areas associated with declarative memory disorders,"
by Dale Purves, GeorgeJ Augustine, David Fitzpatrick,
Lawrence C. Klztz, Anthony-Samuel LaMantia, James 0.
McNamara, and S. Mark Williams (Eds.). Sunderland, MA.:
Sinauer Associates. Copyright 2001. Reprinted with permission.
1 4 ~ INTERNAL FACTORS
structures and dependent on neocortical regions, particularly in the temporal
lobes (Hodges and Patterson, 1997; Martin, Ungerleider, and Haxby, 2000).
Other brain structures also play a role in declarative memory. Portions of
ventro-lateral prefrontal cortex (corresponding largely to Brodmann's area
[BA] 45 and BA 47) seem to play a role in the selection or retrieval of declara-
tive memories, while parts of the right cerebellum may underlie searching for
this knowledge (Buckner and Wheeler, 2001; Desmond and Fiez, 1998; Ivry
and Fiez, 2000; Wagner et al., 1998). Note that I use the term declrzrative
memo y system to refer to the entire system involved in the learning and use of
the relevant knowledge (Eichenbaum, 2000), not just to those structures un-
derlying memory consolidation.
The declarative memory system has been intensively studied not only from
functional and neuroanatomical perspectives but also at cellular and molecular
levels (H. V. Curran, 2000; Lynch, 2002). The neurotransmitter acetylcholine
plays a particularly important role in declarative memory and hippocampal
function (Freo, Pizzolato, Dam, Ori, and Battistin, 2002; Packard, 1998).
(Neurotransmitters are molecules that allow communication between neu-
rons.) Evidence also suggests that the declarative memory system is affected by
estrogen (Phillips and Sherwin, 1992; Sherwin, 1988), perhaps via the modu-
lation of acetylcholine (Packard, 1998; Shughrue, Scrimo, and Merchenthaler,
2000). For example, estrogen improves declarative memory in women (Maki
and Resnick, 2000; Sherwin, 1998) and men (Kampen and Sherwin, 1996;
Miles, Green, Sanders, and Hines, 1998), and strengthens the cellular and mo-
lecular correlates of long-term hippocampal learning (McEwen, Alves, Bul-
loch, and Weiland, 1998; Woolley and Schwartzkroin, 1998). Moreover,
testosterone, which is the main source of estrogen in men, also improves their
memory (Cherrier et al., 2001).
The procedural memo y system is implicated in the learning of new, and in
the control of long-established, motor and cognitive skills and habits, espe-
cially those involving sequences (Aldridge and Berridge, 1998; Boecker et al.,
2002; Mishkin et al., 1984; Schacter and Tulving, 1994; Squire and Knowl-
ton, 2000; Willingham, 1998). Neither the learning nor the remembering of
these procedures appears to be accessible to conscious memory. Thus the sys-
tem is often referred to as an implicit memoy system. ( I use the term proce-
dural memoy to refer only to one type of implicit, nondeclarative memory
system, Squire and Zola, 1996, not to all such systems; see also section 8 be-
low.) The system is composed of a network of several interconnected brain
structures (De Renzi, 1989; Heilman, Watson, and Rothi, 1997; Hikosaka et
al., 2000; Jenkins, Brooks, Nixon, Frackowiak, and Passingham, 1994; Mish-
kin et al., 1984; Rizzolatti, Fogassi, and Gallese, 2000; Schacter and Tulving,
1994; Squire and Zola, 1996). It depends especially on structures in the left
A COGNITIVE NEUROSCIENCE PERSPECTIVE I47
hemisphere of the cerebrum (De Renzi, 1989; Heilman et al., 1997; Schluter,
Krams, Rushworth, and Passingham, 2001) and is rooted in neural circuits
that encompass the frontal lobes and the basal ganglia, which are subcortical
structures that are strongly connected to frontal cortex. Evidence suggests that
particular neurotransmitters of these circuits, especially dopamine, underlie
aspects of procedural learning (Harrington, Haaland, Yeo, and Marder, 1990;
Nakahara, Doya, and Hikosaka, 2001; Saint-Cyr, Taylor, and Lang, 1988).
Within frontal cortex, two areas play particularly important roles: premotor
areas, especially the region of the supplementary motor area (SMA and
pre-SMA); and Broca's area, especially posterior portions of this region, corre-
sponding largely to BA 44 (Broca's area is defined here as a part of inferior
frontal cortex, including and perhaps limited to cortex corresponding to BA
44 and 45; Arnunts et a]., 1999). Other brain structures also form part of the
procedural system network, including portions of inferior parietal cortex and
the cerebellum (Hikosaka et al., 2000; Rizzolatti, Fogassi, and Gallese, 2001;
Schacter and Tulving, 1994; Squire and Zola, 1996; Ullman, 2004; Willing-
ham, 1998). Note that I use the term procedural memory system to refer to the
entire system involved in the learning and use of motor and cognitive skills,
not just to those brain structures underlying their acquisition.
The declarative and procedural memory systems interact in a number of
ways. Essentially, the systems together form a dynamically interacting network
that yields both cooperative and competitive learning and processing, such
that memory functions may be optimized (Poldrack and Packard, 2003). First
of all, the two systems can complement each other in acquiring the same or
analogous knowledge, including knowledge of sequences. As was initially
shown in the amnesic patient H.M., the declarative memory system need not
be intact for the procedural memory system to learn (Corkin, 1984; Eichen-
baum and Cohen, 2001; Squire and Knowlton, 2000). However, when both
systems are functioning, they can be used cooperatively to learn a given task
(Willingham, 1998). The declarative memory system may be expected to ac-
quire knowledge initially, thanks to its rapid learning abilities, while the proce-
dural system may gradually learn the same or analogous knowledge (Packard
and McGaugh, 1996; Poldrack and Packard, 2003). Interestingly, the time
course of this shift from declarative to procedural memory can be modulated
pharmacologically (Packard, 1999).
Second, animal and human studies suggest that the two systems also interact
competitively (for reviews, see Packard and Knowlton, 2002; Poldrack and
Packard, 2003; Ullman, 2004). This leads to a "see-saw effect" (Ullman, 2004),
such that a dysfunction of one system results in enhanced learning in the other
or that learning in one system depresses the functionality of the other (Halbig et
al., 2002; McDonald and White, 1993; Mitchell and Hall, 1988; Packard,
1 4 ~ INTERNAL FACTORS
Hirsh, and White, 1989; Poldrack and Packard, 2003; Poldrack et al., 2001;
Poldrack, Prabhakaran, Seger, and Gabrieli, 1999; Schroeder, Wingard, and
Packard, 2002; Ullman, 2004). The see-saw effect may be explained by a num-
ber of factors (Ullman, 2004), including direct anatomical projections between
the two systems (Sorensen and Witter, 1983) and a role for acetylcholine,
which may not only enhance declarative memory but might also play an in-
hibitory role in brain structures underlying procedural memory (Calabresi,
Centonze, Gubellini, Marfia et al., 2000). Estrogen may also contribute to the
see-saw effect, perhaps via the modulation of acetylcholine (Ullman, 2004).
The two memory systems display variability in their functioning across in-
dividuals. That is, individuals differ in their ability to learn or use knowledge
in one or the other system. Of particular interest here is that evidence suggests
sex differences in the functionality of the two systems. Women show an ad-
vantage over men at verbal memory tasks (Halpern, 2000; Kimura, 1999;
Kramer, Delis, Kaplan, O'Donnell, and Prifitera, 1997), which depend on
declarative memory (Squire and Knowlton, 2000; Wagner et al., 1998). This
sex difference does not seem surprising in light of the higher levels of estrogen
in girls and (premenopausal) women than in boys and men (Cutler Jr., 1997;
K. Klein, Baron, Colli, McDonnell, and Cutler, 1994; Wilson, Foster, Kron-
enberg, and Larsen, 1998). Conversely, evidence suggests that men show su-
perior performance at a variety of tasks, such as aimed throwing and mental
rotation (Kimura, 1999), which are expected to depend on the procedural sys-
tem network (Ullman and Pierpont, 2005). Intriguingly, across the menstrual
cycle in females, performance on some of these "male" tasks decreases with in-
creasing estrogen and increases with decreasing estrogen (Hampson, 1990;
Kimura, 1999), strengthening the view that estrogen may play a role in the
see-saw effect.
4. The DP Model and L1
According to the DP model, in L1 the declarative memory system underlies
the mental lexicon, whereas the procedural memory system subserves aspects
of the mental grammar. (For additional discussion, see Ullman, 2OOla, 2OOlc;
Ullman, 2004; Ullman et al., 1997). Each of the two memory systems is pos-
ited to play analogous roles in its nonlinguistic and linguistic functions. De-
clarative memory is an associative memory that stores not only information
about facts and events but also lexical knowledge, including the sounds and
meanings ofwords. Learning new words relies largely on medial temporal lobe
structures. Eventually the knowledge ofwords becomes largely independent of
the medial temporal lobe and depends upon neocortical areas, particularly in
temporal and temporo-parietal regions. Middle and inferior aspects of the
temporal lobe may be particularly important for storing word meanings,
A COGNITIVE NEUROSCIENCE PERSPECTIVE
. .
whereas superior temporal and temporo-parietal regions may be more impor-
tant in storing phonological word forms and possibly also for stored complex
morphological and syntactic structures. These latter regions could thus serve as
one type of interface between the declarative and procedural systems. Ventro-
lateral prefrontal cortex underlies the retrieval or selection of lexical represen-
tations stored in the temporal brain regions, while portions of the right cere-
bellum may underlie searching for that knowledge. Thus these frontal and
cerebellar structures may be less important in receptive than in expressive lan-
guage. Finally, pharmacological manipulations of acetylcholine, and endo-
crine manipulations of estrogen, should modulate aspects of lexical memory.
The procedural system network of brain structures subserves the implicit
learning and use not only of motor and cognitive skills but also aspects of a
rule-governed combinatorial grammar. The system is expected to play com-
putationally analogous roles across grammatical subdomains, including mor-
phology, syntax, and possibly phonology. It may be especially important in
grammatical structure building-that is, the sequential and hierarchical com-
bination of stored lexical forms (e.g., walk + -ed) and abstract representations
(e.g., verb phrase) into complex structures. Pharmacological manipulations of
dopamine, and possibly the modulation of estrogen and acetylcholine, may be
expected to affect the acquisition of gammatical knowledge.
The two systems should interact both cooperatively and competitively in
the acquisition and use of language. For example, young children should ini-
tially learn both idiosyncratic and complex forms in declarative memory,
while the procedural system gradually acquires the grammatical knowledge
underlying rule-governed combinations. Increased functionality in one sys-
tem may depress the other and vice versa. Thus the improvements found in
declarative memory during childhood (Di Giulio, Seidenberg, O'Leary, and
Raz, 1994; Kail and Hagen, 1977; Ornstein, 1978) should not only facilitate
lexical acquisition but may also eventually depress the procedural learning of
knowledge.
Individual differences in the acquisition and use of lexical and grammatical
knowledge, including sex differences, are expected. Thanks to their advantage
at declarative memory, females should show superior lexical abilities as com-
pared to males. In contrast, males may demonstrate better performance at as-
pects of grammar that depend on the procedural system. This difference in the
functionality of the two systems also leads to the prediction that females will
tend to memorize complex forms (e.g., walked) that men generally compute
compositionally in the grammatical-procedural system (e.g., walk + -ed)
(Ullman, 2004; Ullman et al., 2002).
Thus the DP model posits that lexical and grammatical functions are largely
separable and are associated with distinct computational and neural substrates
150 INTERNAL FACTORS
that are not dedicated to language but are rather domain independent. These
substrates are well-studied brain memory systems, whose functionality may be
modulated by particular pharmacological and endocrine substances and which
vary with some degree of predictability across the lifespan of and between
individuals.
This view contrasts with two competing theoretical frameworks. Although
it shares the view of traditional "dual system" or "modular" theories that lexi-
con and grammar are subserved by two or more distinct systems (Chomsky,
1995; Fodor, 1983; Grodzinsky, 2000; Levelt, 1989; Pinker, 1994), it di-
verges from their claims that domain-specific components underlie each of
the capacities. (For further discussion of the issue of domain specificity, see
Ullman, 2004). Conversely, while the DP model agrees with "single mecha-
nism" (e.g., connectionist) theories that the two capacities are subserved by
domain-independent mechanisms, it diverges from their claim that both ca-
pacities are linked to a single computational mechanism with broad anatomic
distribution (Bates and MacWhinney, 1989; Elman et al., 1996; MacDonald,
Pearlmutter, and Seidenberg, 1994; Rumelhart and McClelland, 1986; Sei-
denberg, 1997).
The DP model alone predicts the following double dissociations: One set of
links is expected among neurocognitive markers (e.g., neuroimaging activation
patterns) of stored linguistic representations, conceptual-semantic knowledge,
and declarative memory brain structures. A distinct set of links is expected
among neurocognitive markers of grammar (across subdomains, including
morphology and syntax), motor and cognitive skills, and procedural memory
brain structures. My colleagues and I have previously argued in some depth
that converging evidence from a wide range of psycholinguistic, developmen-
tal, neurological, electrophysiological, and neuroimaging studies largely sup-
ports this view (Ullman, 2001a, 2001c; Ullman, 2004; Ullman et al., 1997).
5. Late-Learned L2
People who learn a language at later ages, particularly after puberty, do not
generally acquire the language to the level of proficiency attained by younger
learners (Birdsong 1999; Hyltenstam and Abrahamsson, 2003; Johnson and
Newport, 1989; Newport, 1990; Oyama, 1982). However, late language
learning does not seem to cause equal difficulties for lexical and grammatical
functions. In L1, studies of language-deprived children have shown that late
- -
exposure to language results in an apparently irreversible inability to acquire
aspects of grammar (particularly in morphology and syntax), whereas lexical
acquisition remains relatively spared (S. Curtiss, 1989; S. R. Curtiss, 1977). In
L2 the picture appears to be similar. A number of studies have shown that late
L2 learning negatively affects the acquisition and/or processing of grammar
A COGNITIVE NEUROSCIENCE PERSPECTIVE 151
(Coppieters, 1987; DeKeyser, 2000; Hahne and Friederici, 2001; Johnson
and Newport, 1989; Newport, 1993; Oyama, 1982; Patkowski, 1980; War-
tenburger et al., 2003; Weber-Fox and Neville, 1996), while leaving lexi-
cal accretion (Eubank and Gregg, 1999) and lexical-conceptual processing
(Hahne and Friederici, 2001; Wartenburger et al., 2003; Weber-Fox and
Neville, 1996) relatively intact. However, it does not appear to be the case that
late learning necessarily precludes nativelike attainment, even of grammatical
abilities. Rather, a number of studies have suggested that such attainment is
not in fact all that rare, given sufficient exposure to the L2 (Birdsong, 1992;
Birdsong and Molis, 2001; Cranshaw, 1997; Van Wuijtswinkel, 1994; White
and Genesee, 1996).
6. The DP Model and L2
The DP model makes a somewhat different set of claims and predictions for
late-learned L2 than for L1 (see also Ullman, 2001b; Ullman, 2004). At least
during early adulthood (see below for a discussion of L2 learning later in the
lifespan), the acquisition of grammatical-procedural knowledge is expected to
be more problematic than the acquisition of lexical-declarative knowledge, as
compared to language learning in young children. This may be due to one or
more factors that directly or indirectly affect one or both brain systems, includ-
ing decreased rule-abstraction abilities due to augmented working memory ca-
pacity (see Newport, 1993), the attenuation of procedural memory, and the
enhancement of declarative memory. Evidence from humans and animals sug-
gests that motor skill learning associated with the procedural system is subject
to early critical period effects (Fredriksson, 2000; Schlaug, 2001; Walton,
Lieberman, Llinas, Begin, and Llinas, 1992; Wolansky, Cabrera, Ibarra, Mon-
giat, and Azcurra, 1999). In contrast, there are clear improvements in de-
clarative memory during childhood, with a possible plateau in adolescence
(Campbell and Spear, 1972; Di Giulio et al., 1994; Kail and Hagen, 1977;
Meudell, 1983; Ornstein, 1978; Siegler, 1978). The changes in both proce-
dural and declarative memory may be at least partly explained by the increasing
levels of estrogen that occur during childhood/adolescence (in boys as well as
girls, though estrogen levels are higher in girls) (Ankarberg and Norjavaara,
1999; Cherrier et al., 200 1; Cutler Jr., 1997; K. Klein et al., 1994; Klein, Mar-
tha, Blizzard, Herbst, and Rogol, 1996), since estrogen may somehow inhibit
the procedural memory system as well as enhance declarative memory (Cala-
bresi, Centonze, Gubellini, Pisani, and Bernardi, 2000; Packard, 1998; Phil-
lips and Sherwin, 1992; Sherwin, 1988; Shughrue et al., 2000; Ullman, 2004)
(also see discussion above). Additionally, the competitive interaction between
the two memory systems, such that learning in one system depresses function-
ality of the other, leads to the possibility that the improvements in declarative
IFz INTERNAL FACTORS
memory during childhood may be accompanied by an attenuation of proce-
dural learning abilities.
Thanks to their relative facility at declarative as compared to procedural
learning, young adult L2 learners should tend to rely heavily on declarative
memory, even for functions that depend upon the procedural system in L1. In
particular, L2 learners should tend to memorize complex linguistic forms
(e.g., walked) that can be computed compositionally by L1 speakers (e.g.,
walk + -ed). Associative properties of lexical memory (Hartshorne and U11-
man, in press; Pinker, 1999; Prasada and Pinker, 1993) may lead to produc-
tivity in L2. L2 learners can also learn rules in declarative memory (e.g., in a
pedagogical context), providing an additional source of productivity. Note
that such rules do not depend at all upon grammatical-procedural computa-
tions; indeed, what they specify could in principle differ radically from the
grammatical-procedural rules of native speakers of the target language.
Memorizing complex forms and rules in declarative memory may be ex-
pected to lead to a fairly high degree of proficiency, the level of which should
vary according to a number of factors. These include the amount and type of L2
exposure and individual subject differences regarding declarative memory abili-
ties. Thus women's advantage at declarative memory should provide them with
advantages at L2 learning. However, not all types of "grammatical" knowledge
should be equally learnable in declarative memory. Certain complex forms will
be easier to memorize than others, such as those that are shorter or more
frequent. Constructions that cannot be easily memorized, such as those that in-
volve long-distance dependencies, should cause particular difficulties. Simi-
larly, not all declarative-memory based rules should be equally easy to learn or
apply. The limitations of lexical-declarative memory lead to the expectation
that this system alone is unlikely to provide full grammatical proficiency. That
is, by itself this system is not predicted to supply all functions subserved by the
grammatical-procedural system in L1, and so reliance on this system alone
should not lead to nativelike proficiency in all aspects of !grammar.
Crucially, however, the complete dysfunction of the grammatical system in
L2 is notexpected. Rather, in accordance with multiple studies of the adult ac-
quisition of nonlinguistic skills by procedural memory (Mishkin et al., 1984;
Schacter and Tulving, 1994; Squire and Knowlton, 2000; Squire and Zola,
1996), practice should lead to procedural learning and improved perfor-
mance. Thus with sufficient experience with L2, the language is expected to
become L1-like in its grammatical dependence on the procedural system, with
the potential for a high degree of proficiency. Whether or not a given individ-
ual acquires a given set of grammatical knowledge in the procedural system
will depend on factors such as the type of grammatical knowledge being
learned, the nature of the L2 exposure, and characteristics of the learner, such
A COGNITIVE NEUROSCIENCE PERSPECTIVE
I53
as intrinsic procedural learning abilities. Thus, whereas women should tend to
show a faster learning rate than men during early stages of L2 learning (due to
females' superior declarative memory abilities), men may show an advantage
in later stages (due to a,possible male advantage at procedural memory).
The claims and predictions laid out above for young adults differ some-
what for older adults. The ability to learn new information in declarative
memory begins to decline in early adulthood, with more notable losses in old
age (Park et al., 2002; Prull, Gabrieli, and Bunge, 2000). This pattern may be
at least partly explained by the fact that estrogen levels decline with age in
both sexes, especially during later years and especially in women (i.e., post-
menopausal declines) (Carlson and Sherwin, 2000; Carr, 1998; Ferrini and
Barrett-Connor, 1998; Sherman, West, and Korenman, 1976). To compli-
cate matters further, while some forms of procedural learning are spared with
aging, others, such as the learning of sequences containing higher level struc-
ture, appear to decline gradually across the adult years (Churchill, Stanis,
Press, Kushelev, and Greenough, 2003; T. Curran, 1997; Feeney, Howard,
and Howard, 2002; Howard, Howard, Dennis, Yankovich, and Vaidya,
2004; Prull et al., 2000). Therefore older adults may have more difficulty than
young adults with procedural as well as declarative aspects of L2 acquisition.
Thus the age-of-exposure effects in L2 acquisition that are predicted to oc-
cur across childhood and adolescence differ qualitatively from those expected
to take place during adulthood. Whereas in the former case the decline in lan-
guage-learning ability is predicted from a decreasing reliance on procedural
memory relative to declarative memory, in the latter case the decline follows
primarily from problems with declarative memory, which may be further ag-
gravated by difficulties with procedural memory. Thus age-of-exposure effects
in language learning may be explained by more than one mechanism, with
different mechanisms at play during different periods of the lifespan.
In sum, at lower levels of L2 experience, declarative memory is posited to
subserve the learning and use not only of idiosyncratic lexical knowledge but
also of complex linguistic representations. During early adulthood, women
should show an advantage at L2 acquisition as compared to men. Due to the at-
tenuation of declarative memory, older learners (especially postmenopausal
women) should have particular difficulty acquiring an L2 even to low profi-
ciency. At higher levels of L2 experience, the procedural system should be able
to acquire knowledge (although again, this may be more difficult
for older L2 learners), resulting in a neurocognitive pattern similar to that of
L1-that is, with idiosyncratic lexical knowledge stored in declarative memory,
while rule-governed complex forms are composed by the procedural system.
So dissociations between simple and complex forms are expected in high-
experience L2 and in LI but less so or not at all in low-experience L2. In direct
I54 INTERNAL FACTORS
comparisons between L1 and L2 within subjects, the use of complex forms
should depend more on declarative memory brain structures in low-experi-
ence L2 than in L1 or high-experience L2, in which complex forms should
show a greater dependence on procedural memory brain structures. In con-
trast, idiosyncratic lexical knowledge should be stored in declarative memory
in all individuals, and therefore no lexical dissociations between L1 and either
low- or high-experience L2 are expected.
7. Empirical Evidence on the Neurocognition of L2
Here I present several lines of neurocognitive evidence which speak to a
number of the L2-related claims and predictions of the DP model. For further
discussion on some of these data, see Ullman (2001b).
Aphdsia generally refers to language impairments that result from relatively
circumscribed lesions to the brain. In L1, adult-onset damage to neocortical
temporal regions often leads to impaired lexical abilities, while the use of
grammatically appropriate complex structures remains relatively spared. In
contrast, frontal and basal ganglia lesions often produce impaired perfor-
mance at grammar (across linguistic domains, including syntax and morphol-
ogy), leaving lexical knowledge largely intact (Goodglass, 1993; Ullman,
2004; Ullman et al., 1997; Ullman et al., 2005).
Brain damage in L2 speakers yields a different pattern. First of all, relatively
circumscribed temporal lobe damage can lead to worse grammatical perfor-
mance in L2 than in L1 (Ku, Lachmann, and Nagler, 1996; Ullman, 2001b).
More importantly, left basal ganglia and left frontal lobe lesions have been
shown to produce greater grammatical impairments in L1 than L2, as well as
in the more proficient L2 as compared to the less proficient L2 (Fabbro, 1999;
Fabbro and Paradis, 1995; Ullman, 2001b). This pattern is particularly strik-
ing because the damage leads to more severe problems in the earlier learned
and the more proficiently spoken languages. However, left frontal or basal
!ganglia damage does not appear to lead to differences in lexical performance
between LI and L2 or between high- and low-proficiency L2s, even in the
same patients who show worse grammatical performance in L1 than L2 or in
the more proficient L2 (Fabbro, 1999; Fabbro and Paradis, 1995; Ullman,
2001b). Thus frontal and basal ganglia damage appears to be at least some-
what selective, resulting in particular impairments of grammar in L1 and pro-
ficient L2.
Positron emission tomography (PET) and functional magnetic resonance
imaging (fMRI) measure changes in blood flow or oxygenation levels in the
brain. Since these changes are related to changes in neural activity, the tech-
niques provide an indirect method for pinpointing the brain structures that are
active during specific cognitive tasks. The representation and/or processing of
A COGNITIVE NEUROSCIENCE PERSPECTIVE
IT5
both lexical knowledge in L1 and nonlinguistic conceptual-semantic infor-
mation (i.e., knowledge about the world around us) is strongly linked to ac-
tivation in temporal and temporo-parietal regions (Damasio, Grabowski,
Tranel, Hichwa, and Damasio, 1996; Martin et al., 2000; Newman, Pan-
cheva, Ozawa, Neville, and Ullman, 2001; Ullman, 2004). The selection or
retrieval of this knowledge reliably leads to activation in ventro-lateral pre-
frontal cortex, especially in BA 45 and BA 47 (Buckner, 2000; Fiez, 1997;
Poldrack, Wagner et al., 1999; Thompson-Schill, D'Esposito, Aguirre, and
Farah, 1997). A wide range of tasks designed to probe syntactic processing in
both receptive and expressive language have elicited preferential activation in
Broca's area, especially in the region of BA 44 (Caplan, Alpert, and Waters,
1998; Embick, Marantz, Miyashita, O'Neil, and Sakai, 2000; Friederici,
2002; Friederici, 2004; Indefrey, Hagoort, Herzog, Seitz, and Brown, 2001;
Moro et al., 2001; Ni et al., 2000; Stromswold, Caplan, Alpert, and Rauch,
1996).
In later-learned second languages, tasks that involve only lexical-conceptual
processing have been found not to yield more activation in L2 than L1 (Chee,
Tan, and Thiel, 1999; Illes et al., 1999; Klein, Milner, Zatorre, Zhao, and
Nikelski, 1999; Pillai et al., 2003), suggesting a common neurocognitive ba-
sis. Such tasks have also elicited greater activation in L2 than L1 in regions
that may reflect the greater demands of the less-well learned L2 on articulation
(putamen: Klein, Milner, Zatorre, Meyer, and Evans, 1995; Klein, Zatorre,
Milner, Meyer, and Evans, 1994), on working memory (left superior BA 44
and SMA: Chee, Hon, Lee, and Soon, 2001), or on lexical retrieval and selec-
tion (left BA 45 and BA 47: Chee et al., 2001; De Bleser et al., 2003).
Tasks that are expected to involve grammatical processing (e.g., sentence
comprehension) have generally elicited different activation patterns in L2 and
L1, in particular in temporal lobe regions, suggesting a greater dependence on
these structures in L2 than in L1. Perani et al. (1996) found greater activation
in L2 than L1 only in the parahippocampal gyrus, bilaterally. Similarly, in
Perani et al. (1998), the only areas of activation that were found in L2 (as
compared to baseline) and not in L1 were in the parahippocampal gyrus (bi-
laterally) and the left middle temporal gyrus. Dehaene et al. (1997) observed
greater activation in L2 than in L1 in several right hemisphere temporal
neocortical regions, in the left middle temporal gyrus, and in frontal regions
implicated in the retrieval of declarative memories (see above; Buckner and
Wheeler, 2001; Ullman, 2004). Note that although Kim, Relkin, Lee, and
Hirsch (1997) did not discuss temporal lobe activation differences, the paper
reported no data outside left posterior superior temporal cortex. Even early L2
learners have shown a pattern of greater temporal lobe involvement in L2 as
compared to L1 (e.g, parahippocampal cortex activation in Perani et al.,
156 INTERNAL FACTORS
1998). However, as would be expected if early-acquired L2 relies on similar
neurocognitive correlates as L1, some studies have found no activation differ-
ences at all between L1 and very early-acquired L2 (Chee et al., 1999;
Wartenburger et al., 2003). Finally, other than the frontal regions associated
with retrieval found by Dehaene et al. (1997), greater frontal lobe activation
in L2 than L1 has generally not been observed (Chee et al., 1999; Kim et al.,
1997; Perani et al., 1996; Perani et al., 1998, in neither experiment; Warten-
burger et al., 2003, who observed greater frontal activation in late- but not
early-acquired L2, as compared to L1, in a grarnmati~alit~ judgment task).
Intriguingly, a recent fMRI study examining the adult acquisition of an ar-
tificial language found that early on during learning, syntactic processing in-
volved the left hippocampus and neocortical temporal regions, including the
left middle temporal gyrus (Opitz and Friederici, 2003). However, activation
in these brain structures decreased across the experiment (i.e., as experience
and proficiency increased), while activation increased in BA 44 within Broca's
area. This finding directly supports the DP model's prediction of a shift from
the declarative to the procedural system during late L2 learning.
Event-related potentials (ERPs) are scalp-recorded electrical potentials that
reflect the real-time electrophysiological brain activity of cognitive processes
that are time locked to the presentation of target stimuli, such as words. Lexi-
cal processing in L1 and nonlinguistic conceptual processing elicit central-
posterior bilateral negativities (N400s) that peak about 400 milliseconds after
the presentation of the stimulus (Barrett and Rugg, 1990; Kutas and Hillyard,
1980). The N400 component depends at least in part on temporal lobe struc-
tures (McCarthy, Nobre, Bentin, and Spencer, 1995; Nobre, Allison, and
McCarthy, 1994; Simos, Basile, and Papanicolaou, 1997) and has been pos-
ited to involve the declarative memory system (Ullman, 2001b, 2001~). Lexi-
cal stimuli that elicit N400 components in L1 also consistently elicit them in
L2, in both low- and high-proficiency speakers (Hahne, 2001; Hahne and
Friederici, 2001; McLaughlin, Osterhout, and Kim, 2004; Weber-Fox and
Neville, 1996), strengthening the view that lexical-declarative memory is
largely available to L2 learners.
In L1, tasks involving the processing of grammatical violations often yield
left anterior negativities (LANs) (Friederici, Pfeifer, and Hahne, 1993; Neville,
Nicol, Barss, Forster, and Garrett, 1991). LANs have been linked to left frontal
cortex and to automatic gammatical processing (Friederici, 2002; Friederici,
Hahne, and Mecklinger, 1996; Friederici, Hahne, and von Cramon, 1998). It
has been ~osi t ed that LANs reflect processing by the grammatical-procedural
system (Ullman, 2001 b, 2001~). In lower proficiency L2, LANs are not found,
even when the same violation elicits a LAN in L1 (Hahne, 200 1 ; Hahne and
A COGNITIVE NEUROSCIENCE PERSPECTIVE IY7
Friederici, 2001; Weber-Fox and Neville, 1996). Instead of LANs, either no
negativities are observed (Hahne, 2001; Hahne and Friederici, 2001), or sub-
jects show more posterior negativities that resemble N400s more than LANs
(Ullman, 200 1 b; Weber-Fox and Neville, 1996). N400s have also been found
in very low-proficiency L2 learners for grammatical anomalies that do not
elicit a LAN (or an N400) in L1 (Osterhout and McLaughlin, 2000). To-
gether, these findings suggest that grammatical processing in lower proficiency
L2 is subserved by brain structures that are at least partially distinct from those
subserving grammar in L1 and that overlap, in at least some cases, with those
subserving lexical-conceptual processing.
In contrast, an ERP study of adults acquiring an artificial language found
that grammatical violations elicited a LAN in highly proficient learners (Fried-
erici, Steinhauer, and Pfeifer, 2002), as would be expected after procedural-
ization of grammatical knowledge. Similarly, it appears that the only LAN that
has been found in a natural language learned as an L2 was elicited by subjects
who were proficient in the L2 (Hahne, Muller, and Clahsen, 2003).
Finally, it is interesting to note that the late positive P6OO ERP compo-
nent, which is linked to controlled (that is, not automatic) late syntactic pro-
cessing in L1 (Friederici et al., 1996) and is not posited to depend on
procedural processing (Ullman, 2001 b, 2001c), is (unlike the LAN) generally
displayed by L2 speakers (Hahne, 2001; Osterhout and McLaughlin, 2000;
Weber-Fox and Neville, 1996). Its absence in one experiment has been attrib-
uted to floor effects, due to higher amplitude positivities in the correct condi-
tion in L2 (Hahne and Friederici, 2001).
8. Discussion
In summary, the DP model posits that in the late acquisition of second or
subsequent languages, learning grammar in procedural memory is more prob-
lematic than learning lexical or other linguistic knowledge in declarative mem-
ory, as compared to L1 acquisition. Thus adult second language learners rely
particularly heavily on declarative memory, depending on this system not only
for storing idiosyncratic lexical knowledge, but also for memorizing complex
forms and "rules." However, with sufficient experience with the language, the
procedural system should be able to acquire much or perhaps even all of the
grammatical knowledge that it subserves in L1. Differences in L2 acquisition
abilities are expected across the adult years and between individuals; because
learning in declarative memory and possibly procedural memory becomes
more problematic with aging during adulthood, particularly in later years, one
should find increasing problems with L2 acquisition during this period.
Women should tend to be faster than men at L2 acquisition, at least during
158 INTERNAL FACTORS
initial learning stages, thanks to their advantages at declarative memory, al-
though such advantages may be eliminated following menopause. Estrogen is
expected to play an important role in a number of these effects.
Existing behavioral evidence, as well as neurocognitive data from brain-
damaged patients, neuroimaging, and event-related potentials, largely sup-
ports this perspective. However, many gaps in the data remain. For example,
neurocognitive experiments have not probed the relation between L2 and ei-
ther sex differences or the underlying hormonal status and have ignored
changes in L2 acquisition abilities later in the lifespan. Moreover, it is impor-
tant to point out that not all evidence appears to be consistent with the predic-
tions of the DP model. Corpora studies and some research examining highly
proficient L2 learners suggest that late L2 acquisition may impact irregular
inflected forms and idiosyncratic language features as much as or more than
regular inflected forms and abstract gammatical structure (Birdsong, 1992;
Birdsong and Flege, 2001; Flege, Yeni-Komshian, and Liu, 1999; Gass and
Selinker, 1994). Moreover, whereas a number of studies suggest an L2 perfor-
mance advantage of females over males, in measures of general language profi-
ciency (Boyle, 1987; Wen and Johnson, 1997), vocabulary memorization
(Gardner and Lambert, 1972; Nyikos, 1990), and reading (Chavez, 2001),
other investigations have found no sex differences in listening comprehension
(Bacon, 1992), in reading comprehension (Phakiti, 2003), and in overall
measures of achievement (Spurling and Ilyin, 1985). Still others have reported
an advantage for males in certain vocabulary measures (Boyle, 1987; Scarcella
and Zimmerman, 1998) and in reading (Biigel and Buunk, 1996). For further
discussion on sex differences in SLA, see Bowden, Sanz, and Stafford (this vol-
ume, chapter 4).
These empirical gaps and inconsistencies indicate the need for further stud-
ies, in particular for ones that are specifically designed to directly test and po-
tentially falsify the L2-related predictions of the DP model. Crucially, these
must probe not only performance but also a range of measures of the neuro-
cognitive correlates of the learning and use of L2. Such studies should control
for a variety of item, task, and subject factors that are posited to play impor-
tant roles in the DP model, such as the idiosyncracy versus regularity of items
and the sex, age of acquisition, years of exposure, and hormonal status of
subjects.
The DP perspective can be directly compared to and contrasted with a
number of previous SLA hypotheses. Moreover, it leads to a number of issues
for further discussion, has several implications, and suggests a range of ques-
tions for further investigation.
First, it is important to emphasize that the model's claims and predictions
regarding L2 are largely motivated by our independent knowledge of other
A COGNITIVE NEUROSCIENCE PERSPECTIVE
I59
areas of study, in particular of Ll and cognitive neuroscience, broadly defined.
Our understanding of these areas, including the cognitive, computational, an-
atomical, physiological, cellular, and molecular bases of the two brain systems
lead to a wide array of testable predictions. This offers far greater predictive
power than hypotheses whose motivations and claims are largely restricted to
language itself. Moreover, the two brain systems can be examined with a range
of reliable techniques that are widely used in cognitive neuroscience, comple-
menting and greatly strengthening those methods that have traditionally been
employed in the study of SLA. Together, the theoretical and empirical advan-
tages of the perspective presented in this chapter provide the potential to make
substantial and rapid advances in our understanding of L2 acquisition and
processing.
Second, the DP model offers a novel explanatory framework for age-of-
exposure effects-that is, for the greater difficulty in learning languages during
later years. The model explains these effects largely in terms of biologically
based mechanisms that affect one or both memory systems and that vary both
with age and across individuals. Importantly, distinct sets of changes are posited
to occur prior to and during adulthood, although in both cases the two memory
systems are affected, at least in part, as a consequence of modulation by the en-
docrine system. This testable neurocognitive perspective differs substantially
from previous explanations for age-of-exposure effects (Birdsong, 1999), such
as the loss of language-specific learning mechanisms (Bley-Vroman, 1990;
Pinker, 1994) and earlier learned languages interfering with L2 learning (Mac-
Whinney, 1987; Rohde and Plaut, 1999).
Third, the model's claims that L2 learners can ultimately become L1-like
in their proficiency, as well as in their underlying neurocognitive correlates,
contradicts the strong form of the critical period hypothesis, which denies
both of these assertions (Bley-Vroman, 1990; Clahsen and Muysken, 1986;
Hyltenstam and Abrahamsson, 2003; Johnson and Newport, 1989; Meisel,
1991). Importantly, the prediction of L1-like ultimate attainment in both
performance and neurocognition is clearly testable using a number of well es-
tablished methods.
Fourth, the model strongly emphasizes variation in L2 learning aptitude,
both within and across individuals. Within individuals, L2 acquisition abili-
ties are expected to vary not only over the lifespan but even across shorter peri-
ods. Thus daily as well as seasonal fluctuations in the level of sex hormones
(Kimura, 1999) should affect L2 learning and use. Differences across individ-
uals should vary both between groups (e.g., males vs. females) and between in-
dividuals within a group, as a consequence of individual variation in the
population in factors such as hormone levels. These claims allow one to make
specific predictions regarding the rapidity and ultimate attainment of L2
160 INTERNAL FACTORS
acquisition. Such predictions may be made not only on the basis of general
patterns regarding how the memory systems differ over time and between
groups but also on the basis of neurocognitive and performance measures of
the two memory systems and their biological correlates (e.g., sex hormone lev-
els) in individual subjects. Moreover, this knowledge of group and individual
subject characteristics should allow one to make distinct testable predictions
for declarative and procedural aspects of L2 acquisition. For example, whereas
young women may tend to show more rapid learning than men during early
stages of L2 learning, as well as higher eventual levels of idiosyncratic lexical
knowledge, young men might be more likely to reach L1-like levels of gram-
matical proficiency.
Fifth, because the functional and biological characteristics of the two mem-
-
ory systems are reasonably well understood, one should be able to predict how
to manipulate them in order to improve the rate and ultimate proficiency lev-
els of L2 learning. For example, one should be able to exploit the functional
characteristics of declarative memory, such as promoting learning in rich se-
mantic contexts (Schacter and Tulving, 1994). The DP model also under-
scores the view that nativelike attainment may be achieved only through
extensive practice (i.e., experience). The amount and type of experience that
may be necessary to achieve this, and how experience relates to other factors,
such as individual subject learning characteristics, remain to be determined.
However, one should be able to optimize L2 acquisition by scheduling learn-
ing to take advantage of natural fluctuations in the endocrine system (e.g.,
daily, monthly, seasonal). The model also suggests a potential role for phar-
macological agents in SLA. Cholinergic interventions, which can enhance de-
clarative memory (Freo et al., 2002; Packard, 1998), may facilitate the initial
stages of learning posited to depend on this system. Dopaminergic interven-
tions, which under certain circumstances can enhance the ~rocedural system
(Gerfen, 1995; Jankovic and Tolosa, 1993), might be helpful in promoting
the acquisition of grammatical rules by this system. Moreover, as discussed
above, the time course of the shift from declarative to procedural memory can
also be modulated pharmacologically (Packard, 1999). Further research is
clearly needed to investigate these issues.
Sixth, the model may contribute to our understanding of the much-studied
distinction between explicit and implicit knowledge in SLA (Bialystok, 1978,
1979; DeKeyser, 2003; N. C. Ellis, 1994, 2002; Krashen, 1985; Krashen,
Scarcella, and Long, 1982; Norris and Ortega, 2001). At first blush, this dis-
tinction may seem to correspond quite closely to the declarative-procedural dis-
tinction proposed by the DP model, given that declarative memory has been
claimed to underlie explicit knowledge while procedural memory subsewes im-
plicit knowledge. However, there are a number of critical differences. First of
A COGNITIVE NEUROSCIENCE PERSPECTIVE 161
all, the DP model is based on claims about neurocognitive systems, whereas the
explicit-implicit distinction is premised on claims about awareness. This latter
distinction is somewhat problematic in that awareness is difficult not only to
define but also to test (DeKeyser, 2003; Doughty, 2003; Schmidt, 1994). In
contrast, the distinction between the declarative and procedural brain systems
is relatively clear, and the dichotomy can be tested with a variety of method-
ological approaches.
It is also important to note that the mapping between declarative-proce-
dural memory on the one hand, and explicit-implicit knowledge on the other,
is by no means isomorphic (one-to-one). Information stored in declarative
memory may very well be explicit (accessible to conscious awareness in some
sense), but there is no requirement that it must be, and recent data suggest that
at least certain kinds of knowledge acquired by the declarative memory system
are not explicit (Chun and Phelps, 1999; Chun, 2000). Additionally, evidence
suggests the existence of more than one nondeclarative implicit memory sys-
tem (Eichenbaum and Cohen, 200 1 ; Squire and Knowlton, 1995). Procedural
memory, as it is defined in the DP model and by many memory researchers,
refers only to one type of nondeclarative memory system (Eichenbaum and
Cohen, 2001; Squire and Knowlton, 1995; Ullman, 2001~; Ullman, 2004;
Ullman and Pierpont, 2005). Unfortunately, the term procedural memo y has
sometimes been used interchangeably with implicit memoy, resulting in quite
a confusing situation (Eichenbaum and Cohen, 2001; Schacter and Tulving,
1994). Finally, most previous treatments of explicit-implicit memory in SLA
have not focused on, or even clearly acknowledged, the distinction between
lexicon and grammar (Bialystok, 1978; N. C. Ellis, 2002; Gass, 1997; Krashen
et al., 1982). In sum, it is difficult to draw simple parallels between the ex-
plicit-implicit and declarative-procedural distinctions. Nevertheless, the clear
and testable dichotomy between declarative and procedural memory and the
examination of how these two brain systems relate to lexicon and grammar,
across different periods of the lifespan and across individuals, may encourage
SLA researchers to consider how these factors relate to the constructs of explicit
and implicit knowledge.
Seventh, the DP model can be directly compared to and contrasted with
other neurocognitive perspectives of SLA. The model is perhaps most similar
to the view espoused by Friederici and her colleagues on the basis of their fMRI
and ERP data. They have concluded that low-proficiency L2 learners do
not have the neurocognitive abilities of native speakers for automatic parsing
and syntactic structure building in sentence comprehension, which are as-
sumed to depend on BA 44 and certain other structures in L1 (Friederici et
al., 2002; Hahne, 2001; Hahne and Friederici, 2001; Opitz and Friederici,
2003). Instead, low-proficiency learners initially depend on medial and lateral
162 INTERNAL FACTORS
temporal lobe structures, and possibly on strategy-dependent compensatory
right-hemisphere processes (Hahne and Friederici, 2001; Opitz and Friederici,
2003). However, as L2 proficiency increases (with experience with the lan-
guage), medial and lateral temporal lobe involvement decreases, while BA 44
involvement increases (Opitz and Friederici, 2003). In contrast, conceptual-
semantic integration seems to remain largely L1-like in L2 learners (Hahne
and Friederici, 2001). Friederici's data and conclusions are thus highly com-
patible with the DP model. The two views seem to diverge in a number of the
details (e.g., the role of the basal ganglia) and in that Friederici's perspective is
primarily driven by data from L2 studies, whereas the DP model's claims and
predictions follow largely from our independent knowledge of the two mem-
ory systems.
The DP model can also be directly compared to the view embraced by
Paradis. He has proposed a model that links SLA notions of explicit and im-
plicit knowledge to specific neural structures (Paradis, 1994, 1995, 1997,
1999,2004). Like the DP model, Paradis emphasizes a greater dependence on
declarative than procedural memory in L2 as compared to L1 and in low-pro-
ficiency L2 as compared to high-proficiency L2. However, unlike the DP
model, Paradis seems to assume a direct correspondence between explicit
knowledge and declarative memory and between implicit knowledge and pro-
cedural memory (Paradis, 1994, 2004). Moreover, Paradis discusses the in-
creased reliance on procedural memory (in L1 and high-proficiency L2)
largely in terms of geater automatization and implicitness across various do-
mains of language, including at least portions of the lexicon. For Paradis, only
consciously accessible lexical elements are declarative, in both L1 and L2. This
seems to correspond largely to vocabulary items-that is, consciously accessi-
ble knowledge of the sound-meaning pairings of words. More abstract lexical
knowledge (i.e., lexicalized knowledge of grammatical properties, such as ar-
gument structure) is not declarative (Paradis, 2004). Even vocabulary items
do not depend on declarative memory when they are processed implicitly
(nonconsciously) in sentence contexts (Paradis, 1994). Thus Paradis' claims
for the lexicon differ at least partly from those of the DP model: Whereas the
DP model assumes that all lexical knowledge resides in declarative memory
(whether or not the knowledge is available to conscious awareness), Paradis
takes seriously the divide between explicit and implicit knowledge, and claims
that only the conscious use of lexical knowledge depends on declarative mem-
ory. Paradis also diverges somewhat from the DP model with respect to
neuroanatomy. He focuses on medial temporal lobe structures for declarative
memory and on the basal ganglia, cerebellum, and neocortex for procedural
memory; particular neocortical regions do not appear to be implicated, other
than left perisylvian areas (Paradis, 1999, 2004). Finally, unlike the DP
A COGNITIVE NEUROSCIENCE PERSPECTIVE
163
model, Paradis does not seem to make further predictions based on our inde-
pendent knowledge of the two memory systems, such as sex differences or
modulation by sex hormones. Together these predictions enable Paradis' view
to be empirically distinguished from the DP model.
Finally, it is important to point out that a number of theoretical gaps re-
main to be addressed in the DP perspective of L2 acquisition and processing.
For example, the precise relation between late SLA on the one hand, and both
native language acquisition and early SLA on the other, remains to be deter-
mined. In all cases, declarative memory is predicted to acquire information
much faster than procedural memory. Thus even in very young children
learning their native language, complex forms as well as idiosyncratic knowl-
edge are predicted to be memorized in declarative memory before grammati-
cal rules are abstracted in procedural memory. Indeed, at least some evidence
appears to be consistent with this view (e.g., Marcus et al., 1992). Second and
subsequent languages learned during early childhood should follow much the
same pattern. However, in both of these cases, the fact that language acquisi-
tion occurs early, prior to the posited changes in the two memory systems,
leads to the prediction that the grammar will be acquired with greater facility
than would occur in later years, particularly following puberty. Other issues,
such as the rapidity of vocabulary learning during childhood (Bloom, 2000)
and the role of transfer or interference from previously learned languages, also
remain to be investigated.
9. Summary
The DP perspective constitutes a novel alternative to previously proposed
explanatory hypotheses of SLA. It leads to an array of specific predictions that
are largely generated by our independent knowledge of the two memory sys-
tems and are directly testable using a range of widely used behavioral and
neurocognitive methods. The predictions allow the model to be directly com-
pared against alternative accounts and provide the means for it to be both
falsified and further specified. Thus the DP model may provide a useful para-
digm for the study of SLA.
10. Exercises
The following exercises are designed to increase your understanding of the
neurocognition of SLA.
10.1 QUESTIONS
1. Briefly describe an experiment, using any methodology that you feel is ap-
propriate, that could test one or more of the L2-related predictions of the
DP model.
164
INTERNAL FACTORS
2. According to the DP model, might individual differences in working mem-
ory capacity lead to individual differences in SLA? Explain your answer.
3. A monolingual adult male suffers from a stroke that leads to damage to
Broca's area, the basal ganglia, and surrounding structures, and to the onset
of Broca's aphasia and agrammatism in his L1. Should he be able to learn
an L2? Explain your answer. How might pharmacological agents improve
his SLA?
4. Adult-onset bilateral damage limited to medial temporal lobe structures
leads to an inability to learn new knowledge in declarative memory-that
is, information about facts, events, and words. In contrast, such amnesic pa-
tients are generally able to acquire new motor and cognitive skills and other
procedures, even though they do not remember the individual testing ses-
sions. Should such patients be impaired at SLA? Explain your answer.
5. Specific Language Impairment (SLI) is a congenital disorder that affects
language. It generally compromises grammatical abilities more than lexical
abilities. It is also associated with a variety of impairments of nonlinguistic
hnctions that are linked to the procedural memory system, while declara-
tive memory appears to be relatively spared (Ullman and Pierpont, 2005).
Thus it has been suggested that many individuals with SLI may suffer from
abnormalities of brain structures underlying the procedural memory sys-
tem (Ullman and Pierpont, 2005). Do you think that such individuals
should show age-of-exposure period effects in language learning? Why or
why not?
10.2 GUIDED CRITIQUE
To practice your skills at reading and critiquing articles on the neuro-
cognition of SLA, please read the following article and answer the questions
below.
Weber-Fox, C. M., and Neville, H. J. (1996). Maturational constraints on
functional specializations for language processing: EW and behavioral evi-
dence in bilingual speakers. Journalof Cognitive Neuroscience, 8(3), 23 1-256.
1. Motivations and hypotheses
a. What are the primary motivations and goals of the study?
b. What hypothesis or hypotheses are the authors testing?
2. Methodology
a. ERPs. What are ERPs? What do they reveal about neural and cognitive
processes? What are their strengths and weaknesses as compared to
other neurocognitive methods?
A COGNITIVE NEUROSCIENCE PERSPECTIVE 165
b. Subjects. What subject groups were examined? What factors (e.g., age,
education, etc.) are the subject groups matched or not matched on? Are
there confounds between the subject factors of interest (e.g., age of ex-
posure and length of exposure to the L2)?
c. Materials and procedure. Why were both behavioral and ERP measures
acquired? Why was only receptive language examined with ERPs? Do
you think that 14 electrodes were sufficient in this study? What advan-
tages or disadvantages might such a small number of electrodes confer?
d. List the main strengths and weaknesses of the methods of this study.
3. Results.
a. Explain the main behavioral results. What do you think are the most
important results, and why?
b. Explain the main ERP results.What do you think are the most impor-
tant results, and why?
c. Did one or more of the subject groups yield a pattern of results that was
particularly different from that of the others? Why might this be?
4. Discussion and conclusions.
a. What conclusions do the authors draw from their results?
b. Are all of their conclusions justified by the data?
c. Do their data suggest additional questions for study? Suggest one or
more experiments to investigate any additional questions of interest.
Further Reading
Birdsong, D. (2004). Second language acquisition and ultimate attainment. In
A. Davies & C. Elder (Eds.), Handbook ofAppliedLinguistics (pp. 82-105). Oxford,
UK: Blackwell.
Opitz, B., & Friederici, A. D. (2003). Interactions of the hippocampal system and the
prefrontal cortex in learning language-like rules. Neuroimage, I9(4), 1730-1737.
Paradis, M. (2004). A neurolinguistic theory of bilingualism. Amsterdam: John
Benjamins.
Ullman, M. T. (2004). Contributions of memory circuits to language: The declara-
tive/procedural model. Cognition, 92(1-2), 23 1-270.
Acknowledgments
This chapter was written with support from NSF SBR-9905273, NIH
:H58189, and research grants from the National Alliance for Autism Re-
search, the Mabel Flory Trust, and Pfizer, Inc. I thank David Birdsong,
Claudia Bonin, Harriet Wood Bowden, Ivy Estabrooke, Shira Fischer, Mat-
thew Moffa, Kara Morgan-Short, Michel Paradis, Cristina Sanz, Matthew
Walenski, and Robbin Wood for helpful comments.
166 INTERNAL FACTORS
References
Aldridge, J. W., & Berridge, K. C. (1998). Coding of serial order by neostriatal neu-
rons: A "natural action" approach to movement sequence. The Journal ofNeurosci-
ence, 18(7), 2777-2787.
Amunts, K., Schleicher, A., Burgel, U., Mohlberg, H., Uylings, H., & Zilles, K.
( 1 999). Broca's region revisited: Cytoarchitecture and intersubject variability. Jour-
nal of Comparative Neurology, 412(2), 3 19-341.
Ankarberg, C., & Norjavaara, E. (1999). Diurnal rhythm of testosterone secretion be-
fore and throughout puberty in healthy girls: Correlation with 17 beta-estradiol and
dehydroepiandrosterone sulfate. journal of Clinical Endocrinology and Metabolism,
84(3), 975-984.
Bacon, S. M. (1992). The relationship between gender, comprehension, processing
strategies, and cognitive and affective response in foreign language listening. The
Modern Language Journal, 76(2), 160-1 78.
Barrett, S. E., & Rugg, M. D. (1990). Event-related potentials and the semantic
matching of pictures. Brain and Cognition, 14(2), 20 1-2 12.
Bates, E., & MacWhinney, B. (1989). Functionalism and the competition model. In
B. MacWhinney & E. Bates (Eds.), The crosslinguistic study of sentenceprocessing (pp.
3-73). Cambridge, UK: Cambridge University Press.
Bialystok, E. (1978). A theoretical model of second language learning. Language
Learning, 28(1), 69-83.
Bialystok, E. ( 1 979). An analytical view of second language competence: A model and
some evidence. The Modern Language Journal, 63,257-262.
Birdsong, D. (1992). Ultimate attainment in second language acquisition. Language,
68,706-755.
Birdsong, D. (Ed.). (1 999). Second lanpage acquisition and the criticalperiod hypothe-
sis. Mahwah, NJ: Lawrence Erlbaum.
Birdsong, D., & Flege, J. E. (2001). Regular-irregular dissociations in the acquisition
of English as a second language. In A. H.-J. Do, L. Dominguez, & A. Johansen
(Eds.), BUCLD 25: Proceedings of the 25th Annual Boston University Conference on
Language Development (pp. 123-132). Boston, MA: Cascadilla Press.
Birdsong, D., & Molis, M. (2001). On the evidence for maturational constraints in
second-language acquisition. Journal of Memory and Language, 44, 235-249.
Bley-Vroman, R. ( 1 990). The logical problem of foreign language learning. Linguistic
Analysis, 20, 3-49.
Bloom, P. (2000). How children learn the meaningr of words. Cambridge, MA: MI T
Press.
Boecker, H., Ceballos-Baumann, A. O., Bartenstein, P., Dagher, A., Forster, K.,
Haslinger, B., et al. (2002). A H2150 positron emission tomography study on
mental imagery of movement sequences-the effect of modulating sequence length
and direction. Neuroimage, 17, 999-1009.
Boyle, J. P. (1987). Sex differences in listening vocabulary. Language Learning, 37(2),
273-284.
Buckner, R. L. (2000). Neuroimaging of memory. In M. S. Gazzaniga (Ed.), The new
cognitive neurosciences (pp. 817-828). Cambridge, MA: MIT Press.
Buckner, R. L., & Wheeler, M. E. (2001). The cognitive neuroscience of remember-
ing. Nature Review Neuroscience, 2(9), 624-634.
A COGNITIVE NEUROSCIENCE PERSPECTIVE 167
Biigel, K., & Buunk, B. P. (1996). Sex differences in listening vocabulary. The Modern
Language Journal, 80( I), 15-3 1.
Calabresi, P., Centonze, D., Gubellini, P., Marfia, G. A., Pisani, A., Sancesario, G., et
al. (2000). Synaptic transmission in the striatum: From plasticity to neurodegen-
eration. Progress in Neurobiology, 61, 231-265.
Calabresi, P., Centonze, D., Gubellini, P., Pisani, A., & Bernardi, G. (2000). Acetyl-
choline-mediated modulation of striatal function. Trends in Neurosciences, 23(3),
120-126.
Campbell, B., & Spear, N. (1972). Ontogeny of memory. Psychological Review, 79,
2 15-236.
Caplan, D., Alpert, N., &Waters, G. (1998). Effects ofsyntactic structure and propo-
sitional number on patterns of regional cerebral blood flow. Journal of Cognitive
Neuroscience, 10(4), 54 1-552.
Carlson, L. E., & Sherwin, B. B. (2000). Higher levels of plasma estradiol and testos-
terone in healthy elderly men compared with age-matched women may protect as-
pects of explicit memory. Menopause, 7(3), 168-177.
Carr, B. R. (1998). Disorders of the ovaries and female reproductive tract. In J. D.
Wilson, D. W. Foster, H. M. Kronenberg, & P. R. Larsen (Eds.), Williams textbook
of endocrinology (9th ed.). Philadelphia: W. B. Saunders.
Chavez, M. (2001). Gender i n the Language clarsroom. New York: McGraw-Hill.
Chee, M. W., Caplan, D., Soon, C. S., Sriram, N., Tan, E. W., Thiel, T., et al.
(1999). Processing of visually presented sentences in Mandarin and English studied
with fMRI. Neuron, 23(1), 127-137.
Chee, M. W., Hon, N., Lee, H. L., & Soon, C. S. (2001). Relative language profi-
ciency modulates BOLD signal change when bilinguals perform semantic judg-
ments. Neuroimage, 13(6), 1 1 55-1 163.
Chee, M. W., Tan, E. W., & Thiel, T. (1999). Mandarin and English single word
processing studied with functional magnetic resonance imaging. Journal ofNeuro-
science, 13(8), 3050-3056.
Cherrier, M. M., Asthana, S., Plymate, S., Baker, L., Matsumoto, A. M., Peskind, E.,
et al. (2001). Testosterone supplementation improves spatial and verbal memory in
healthy older men. Neurology, 5570, 80-88.
Chomsky, N. (1965). Aspects of the theory ofsyntax. Cambridge, MA: MIT Press.
Chomsky, N. (1995). The minimalistprogram. Cambridge, MA: MIT Press.
Chun, M. M. (2000). Contextual cueing of visual attention. Trends in Cognitive Sci-
ence, 4(5), 170-178.
Chun, M. M., & Phelps, E. (1999). Memory deficits for implicit contextual informa-
tion in amnesic subjects with hippocampal damage. Nature Neuroscience, 2(9),
844-847.
Churchill, J. D., Stanis, J. J., Press, C., Kushelev, M., & Greenough, W. T. (2003). Is
procedural memory relatively spared from age effects? Neurobiology ofAging, 24(6),
883-892.
Clahsen, H., & Muysken, P. (1986). The availability of universal grammar to adult
and child learners-a study of the acquisition of German word order. Second Lan-
guage Research, 2, 93-1 19.
Coppieters, R. (1 987). Competence differences between native and near-native speak-
ers. Language, 63(3), 544-573.
168 INTERNAL FACTORS
Corkin, S. (1984). Lasting consequences of bilateral medial temporal lobectomy:
Clinical course and experimental findings in H. M. Seminars in Neurology, 4(2),
249-259.
Cranshaw, A. (1 997). A study of Anglophone native and near-native linguistic
and metalinpistic performance. Unpublished doctoral dissertation, Universitt de
Montrtal.
Curran, H. V. (2000). Psychopharmacological approaches to human memory. In M. S.
Gazzaniga (Ed.), The new cognitive neurosciences (pp. 797-804). Cambridge, MA:
MIT Press.
Curran, T. (1997). Effects of aging on implicit sequence learning: Accounting for se-
quence structure and explicit knowledge. Psychological Research, 60(1-2), 24-41.
Curtiss, S. R. (1 977). Genie: A psycholinguistic study of a modem-day "wild child. "New
York: Academic Press.
Curtiss, S. R. (1989). The case of Chelsea: A new test case of the criticalperiodfor lan-
guage acquisition. Unpublished manuscript, University of California, Los Angeles.
Cutler, G. B., Jr. (1997). The role of estrogen in bone growth and maturation during
childhood and adolescence. Joumal of Steroid Biochemistry and Molecular Biology,
61(3-6), 141-144.
Damasio, A. R., & Damasio, H. (1992). Brain and language. ScientiJc American,
267(3), 88-95.
Damasio, H., Grabowski, T., Tranel, D., Hichwa, R., & Damasio, A. (1996). A neu-
ral basis for lexical retrieval. Nature, 380(6574), 499-505.
De Bleser, R., Dupont, P., Postler, J., Bormans, G., Spellman, D., Mortelmans, L., et
al. (2003). The organization of the bilingual lexicon: A PET study. Journal of
Neurolinguistics, 16, 439-456.
De Renzi, E. (1989). Apraxia. In F. Boller & J. Grafman (Eds.), Handbook of
neuropsychology (Vol. 2, pp. 245-263). New York: Elsevier Science.
Dehaene, S., Dupoux, E., Mehler, J., Cohen, L., Paulesu, E., Perani, D., et al. (1997).
Anatomical variability in the cortical representation of first and second language.
Neuroreport, 8(17), 3809-3815.
DeKeyser, R. M. (2000). The robustness of critical period effects in second language
acquisition. Studies in Second Language Acquisition, 22,499-533.
DeKeyser, R. M. (2003). Implicit and explicit learning. In C. J. Doughty & M. H.
Long (Eds.), The handbook of second language acquisition (pp. 3 13-348). Oxford,
UK: Blackwell.
Desmond, J. E., & Fiez, J. A. (1998). Neuroimaging studies of the cerebellum: Lan-
guage, learning, and memory. Trends in Cognitive Science, 2(9), 355-362.
Di Giulio, D. V., Seidenberg, M., O'Leary, D. S., & Raz, N. (1994). Procedural and
declarative memory: A developmental study. Brain and Cognition, 25(1), 79-91.
Di Sciullo, A. M., & Williams, E. (1987). On the dejnition of word. Cambridge, MA:
MIT Press.
Doughty, C. J. (2003). Instructed SLA: Constraints, compensation, and enhance-
ment. In C. J. Doughty & M. H. Long (Eds.), The handbook ofsecond hnpage ac-
quisition (pp. 256-3 10). Oxford, UK: Blackwell.
Eichenbaum, H. (2000). A cortical-hippocampal system for declarative memory. Na-
ture Review Neuroscience, 1(1), 41-50.
A COGNITIVE NEUROSCIENCE PERSPECTIVE
169
Eichenbaum, H., & Cohen, N. J. (2001). From conditioning to conscious recollection:
Memory systems of the brain. Oxford, UK: Oxford University Press.
Ellis, N. C. (Ed.). (1994). Implicit and explicit learning of lanpages. New York: Aca-
demic Press.
Ellis, N. C. (2002). Reflections on frequency effects in language processing. Studies in
Second Language Acquisition, 24, 297-339.
Elman, J. L., Bates, E. A., Johnson, M. H., Karmiloff-Smith, A., Parisi, D., &
Plunkett, K. (1 996). Rethinking innateness: A connectionist perspective on develop-
ment. Cambridge, MA: MIT Press.
Embick, D., Marantz, A., Miyashita, Y., O'Neil, W., & Sakai, K. L. (2000). A syntac-
tic specialization for Broca's area. Proceedings of the NationalAcademy of Sciences, 97,
6150-6154.
Eubank, L., & Gregg, K. R. (1999). Critical periods and (second) language acquisi-
tion: Divide et impera. In D. Birdsong (Ed.), Second language acquisition and the
criticalperiod hypothesis (pp. 65-99). Mahwah, NJ: Lawrence Erlbaum.
Fabbro, F. (1 999). The neurolinpistics of bilingualism. Hove, UK: Psychology Press.
Fabbro, F., & Paradis, M. (1995). Differential impairments in four multilingual pa-
tients with subcortical lesions. In M. Paradis (Ed.), Aspects ofbilingualaphasia (Vol.
3, pp. 139-176). Oxford, UK: Pergamon.
Feeney, J. J., Howard, J. H., & Howard, D. V. (2002). Implicit learning of higher or-
der sequences in middle age. Psychology andAging, 17(2), 351-355.
Ferrini, R., & Barrett-Connor, E. (1998). Sex hormones and age: A cross-sectional
study of testosterone and estradiol and their bioavailable fractions in commu-
nity-dwelling men. American Journal of Epidemiology, 147(8), 750-754.
Fiez, J. A. (1997). Phonology, semantics, and the role of the left inferior prefrontal
cortex. Human Brain Mapping, 5(2), 79-83.
Flege, J. E., Yeni-Komshian, G. H., & Liu, S. (1999). Age constraints on second lan-
guage acquisition. Journal ofMemory and Language, 41, 78-104.
Fodor, J. A. (1983). The modularity of mind An essay onfdcultypsychology. Cambridge,
MA: MIT Press.
Fredriksson, A. (2000). Maze learning and motor activity deficits in adult mice in-
duced by iron exposure during a critical postnatal period. Developmental Brain Re-
search, 113(1), 65-74.
Freo, U., Pizzolato, G., Dam, M., Ori, C., & Battistin, L. (2002). A short review of
cognitive and functional neuroimaging studies of cholinergic drugs: Implications
for therapeutic potentials. Journal ofNeural Transmission, 103(5-6), 857-870.
Friederici, A. D. (2002). Towards a neural basis of auditory sentence processing.
Trends in Cognitive Science, 6(2), 78-84.
Friederici, A. D. (2004). The neural basis of syntactic processes. In M. S. Gazzaniga
(Ed.), The cognitive neurosciences III (pp. 789-801). Cambridge, MA: MIT Press.
Friederici, A. D., Hahne, A., & Mecklinger, A. (1996). The temporal structure of syn-
tactic parsing: Early and late effects elicited by syntactic anomalies. Journal ofExper-
imental Psychology: Learning, Memo y, and Cognition, 22(5), 12 19-1 248.
Friederici, A. D., Hahne, A., & von Cramon, D. Y. (1998). First-pass versus second-
pass parsing processes in a Wernicke's and a Broca's aphasic: Electrophysiological
evidence for a double dissociation. Brain and Language, 62(3), 31 1-341.
170
INTERNAL FACTORS
Friederici, A. D., Pfeifer, E., & Hahne, A. (1993). Event-related brain potentials dur-
ing natural speech processing: Effects of semantic, morphological, and syntactic vi-
olations. Cognitive Brain Research, 1(3), 183-1 92.
Friederici, A. D., Steinhauer, K., & Pfeifer, E. (2002). Brain signatures of artificial
language processing: Evidence challenging the critical period hypothesis. Proceed-
ings of the NationalAcademy of Sciences, 93(1), 529-534.
Gardner, R. C., & Lambert, W. E. (1972). Attitudes and motivation in second language
learning. Rowley, MA: Newbury House.
Gass, S. M. (1997). Input, interaction, and the second language learner. Mahwah, NJ:
Lawrence Erlbaum.
Gass, S. M., & Selinker, L. (1994). Second language acquisition. Mahwah, NJ: Law-
rence Erlbaum.
Gerfen, C. R. (1995). Dopamine receptor hnction in the basal ganglia. Clinical
Neuropharmacology, 18, S 162-5 177.
Gleason, J. B., & Ratner, N. B. (Eds.). (1998). Psycholinguistics(2nd ed.). Fort Worth,
TX: Harcourt Brace College.
Goodglass, H. ( 1 993). Understanding aphasia. New York: Academic Press.
Grodzinsky, Y. (2000). The neurology of syntax: Language use without Broca's area.
Behavioral and Brain Sciences, 23(1), 1-71.
Hahne, A. (2001). What's different in second-language processing? Evidence from
event-related brain potentials. Journal of Psycholinguist Research, 30(3), 25 1-266.
Hahne, A,, & Friederici, A. D. (2001). Processing a second language: Late learners'
comprehension strategies as revealed by event-related brain potentials. Bilingualism:
Language and Cognition, 4, 123-14 1.
Hahne, A., Muller, J., & Clahsen, H. (2003). Second language learner's processing of
inflected words: Behavioral and ERP evidence for storage and decomposition. Essex
Research Reports in Linguistics, 45, 1 4 2 .
Halbig, T. D., Gruber, D., Scherer, P., Kopp, U. A., Trottenberg, T., & Kupsch, A.
(2002). Subthalamic high j?equency stimulation dzfferentially modulates declarative
and nondeclarative memory. Paper resented at the Society for Neuroscience Annual
Meeting, Orlando, FL.
Halle, M., & Marantz, A. (1993). Distributed morphology and the pieces of inflec-
tion. In K. Hale & S. J. Keyser (Eds.), The viewfiom Building 20 (pp. 11 1-176).
Cambridge, MA: MIT Press.
Hal ~ern, D. F. (2000). Sex differences in cognitive abilities (3rd ed.). Mahwah, NJ:
Lawrence Erlbaum.
Hampson, E. (1990). Variations in sex-related cognitive abilities across the menstrual
cycle. Brain and Cognition, 14(1), 26-43.
Harrington, D. L., Haaland, K. Y., Yeo, R. A., & Marder, E. (1990). Procedural
memory in Parkinson's disease: Impaired motor but not visuoperceptual learning.
Journal of Clinical and Eqerimental Neuropsychology, 12(2), 323-339.
Hartshorne, J. K., & Ullman, M. T. (in press). Why girls say "holded more than
boys. Developmental Science.
Heilman, K. M., Watson, R. T., & Rothi, L. G. (1997). Disorders of skilled move-
ments: Limb apraxia. In T. E. Feinberg & M. J. Farah (Eds.), Behavioral neurology
and neuropsychology (pp. 227-235). New York: McGraw-Hill.
A COGNITIVE NEUROSCIENCE PERSPECTIVE 171
Hikosaka, O., Sakai, K., Nakahara, H., Lu, X., Miyachi, S., Nakamura, K., et al.
(2000). Neural mechanisms for learning of sequential procedures. In M. S. Gaz-
zaniga (Ed.), The new cognitive neurosciences (pp. 553-572). Cambridge, MA: MIT
Press.
Hodges, J. R., & Patterson, K. (1997). Semantic memory disorders. Trends in Cogni-
tive Sciences, 1 (2), 68-72.
Howard, J. H., Jr., Howard, D. V., Dennis, N. A., Yankovich, H., & Vaidya, C. J.
(2004). Implicit spatial contextual learning in healthy aging. Neuropsychology, 18,
124134.
Hyltenstam, K., & Abrahamsson, N. (2003). Maturational constraints in SLA. In C. J.
Doughty & M. H. Long (Eds.), The handbook of second kznguage acquisition (pp.
539-588). Oxford, UK: Blackwell.
Illes, J., Francis, W. S., Desmond, J. E., Gabrieli, J. D., Glover, G. H., Poldrack, R., et
al. (1999). Convergent cortical representation of semantic processing in bilinguals.
Brain and Language, 70(3), 347-363.
Indefrey, P., Hagoort, P., Herzog, H., Seitz, R., & Brown, C. (2001). Syntactic pro-
cessing in left prefrontal cortex is independent of lexical meaning. Neuroimage,
14(3), 546-555.
Ivry, R. B., & Fiez, J. A. (2000). Cerebellar contributions to cognition and imagery. In
M. S. Gazzaniga (Ed.), The new cognitive neurosciences (pp. 999-101 1). Cambridge,
MA: MIT Press.
Jankovic, J., & Tolosa, E. E. (1993). Parkinson i disease and movement disorders. Balti-
more: Williams and Wilkins.
Jenkins, I. H., Brooks, D. J., Nixon, P. D., Frackowiak, R. S., & Passingham, R. E.
(1994). Motor sequence learning: A study with positron emission tomography.
Journal of Neuroscience, 14(6), 3775-3790.
Johnson, J. S., & Newport, E. L. (1989). Critical period effects in second language
learning: The influence of maturational state on the acquisition of English as a sec-
ond language. Cognitive Psychology, 21(1), 60-99.
Kail, R. V., & Hagen, J. W. (1 977). Perspectives on the development of memory and cog-
nition. Mahwah, NJ: Lawrence Erlbaum.
Kampen, D. L., & Sherwin, B. B. (1996). Estradiol is related to visual memory in
healthy young men. Behavioral Neuroscience, 11 0(3), 61 3-6 17.
Kim, K. H. S., Relkin, N. R., Lee, K.-M., & Hirsch, J. (1997). Distinct cortical areas
associated with native and second languages. Nature, 388, 171-174.
Kimura, D. (1999). Sex and cognition. Cambridge, MA: MIT Press.
Klein, D., Milner, B., Zatorre, R. J., Meyer, E., & Evans, A. C. (1995). The neural
substrates underlying word generation: A bilingual functional-imaging study. Pro-
ceedings of the National Academy of Sciences of the United States of America, 92(7),
2899-2903.
Klein, D., Milner, B., Zatorre, R. J., Zhao, V., & Nikelski, J. (1999). Cerebral organi-
zation in bilinguals: A PET study of Chinese-English verb generation. Neuroreport,
10(13), 2841-2846.
Klein, D., Zatorre, R. J., Milner, B., Meyer, E., & Evans, A. C. (1994). Left putaminal
activation when speaking a second language: Evidence from PET. Neuroreport,
5(17), 2295-2297.
172 INTERNAL FACTORS
Klein, K., Baron, J., Colli, M., McDonnell, D., & Cutler, G. (1994). Estrogen levels
in childhood determined by an ultrasensitive recombinant cell bioassay. Journal of
Clinical Investigation, 94(6), 2475-2480.
Klein, K., Martha, P., Blizzard, R., Herbst, T., & Rogol, A. (1996). A longitudinal as-
sessment of hormonal and physical alterations during normal puberty in boys. 11.
Estrogen levels as determined by an ultrasensitive bioassay. journal of Clinical Endo-
crinology and Metabolism, 81(9), 3203-3207.
Kramer, J. H., Delis, D. C., Kaplan, E., O'Donnell, L., & Prifitera, A. (1997). Devel-
opmental sex differences in verbal learning. Neuropycbology, 11(4), 577-584.
Krashen, S. D. (1985). The input hypothesis. London: Longman.
Krashen, S. D., Scarcella, R. C., & Long, M. H. (Eds.). (1982). Child-adultdzfferences
in second language acquisition. Rowley, MA: Newbury House.
Ku, A., Lachmann, E. A., & Nagler, W. (1996). Selective language aphasia from her-
pes simplex encephalitis. Pediatric Neurology, 15(2), 169-171.
Kutas, M., & Hillyard, S. A. (1980). Reading senseless sentences: Brain potentials re-
flect semantic incongruity. Science, 207(1), 203-205.
Levelt, W. J. M. (1989). Speaking: From intention to articulation. Cambridge, MA:
MIT Press.
Lynch, G. (2002). Memory enhancement: The search for mechanism-based drugs.
Nature Neuroscience, 5(Supplement), 103 5-1 038.
MacDonald, M. C., Pearlmutter, N. J., & Seidenberg, M. S. (1994). Lexical nature of
syntactic ambiguity resolution. Psychological Review, I01(4), 676-703.
MacWhinney, B. (1987). Applying the competition model to bilingualism. Applied
Psycholinguistics, 8, 41 5 4 3 1.
Maki, P. M., & Resnick, S. M. (2000). Longitudinal effects of estrogen replacement
therapy on PET cerebral blood flow and cognition. Neurobiology ofAging, 21(2),
373-383.
Marcus, G. F., Pinker, S., Ullman, M., Hollander, M., Rosen, T. J., &Xu, F. (1992).
Overregularization in language acquisition. Monographs of the Societyfor Research i n
ChildDevelopment, 57(4, Serial No. 228), 1-165.
Martin, A., Ungerleider, L. G., & Haxby, J. V. (2000). Category specificity and the
brain: The sensorylmotor model of semantic representations of objects. In M. S.
Gazzaniga (Ed.), The cognitive neurosciences (pp. 1023-1 036). Cambridge, MA:
MIT Press.
McCarthy, G., Nobre, A. C., Bentin, S., & Spencer, D. D. (1995). Language-related
field potentials in the anterior-medial temporal lobe: I. Intracranial distribution and
neural generators. The Journal ofNeuroscience, 15(2), 1080-1089.
McDonald, R., &White, N. (1993). A triple dissociation of memory systems: Hippo-
campus, amygdala, and dorsal striatum. Behavioral Neuroscience, 107(1), 3-22.
McEwen, B. S., Alves, S. E., Bulloch, K., & Weiland, N. G. (1998). Clinically rele-
vant basic science studies of gender differences and sex hormone effects. Psycbo-
pharmacohg Bulletin, 34(3), 25 1-259.
McLaughlin, J., Osterhout, L., & Kim, A. (2004). Neural correlates of second-lan-
guage word learning: Minimal instruction produces rapid change. Nattlre Nearosci-
ence, 7(7), 703-704.
Meisel, J . M. (1991). Principles of Universal Grammar and strategies of language use:
On some similarities and differences between first and second language acquisition.
A COGNITIVE NEUROSCIENCE PERSPECTIVE I73
In L. Eubank (Ed.), Point counterpoint: Universal Grammar in the second language
(pp. 231-276). Amsterdam: John Benjamins.
Meudell, P. R. (1983). The development and dissolution of memory. In A. Mayes
(Ed.), Memory in animals and humans. New York: Van Nostrand-Reinhold.
Miles, C., Green, R., Sanders, G., & Hines, M. (1998). Estrogen and memory in a
transsexual population. Hormones and Behavior, 34(2), 199-208.
Mishkin, M., Malamut, B., & Bachevalier, J. (1984). Memories and habits: Two neu-
ral systems. In G. Lynch, J. L. McGaugh, & N. W. Weinburger (Eds.), Neuro-
biology of learning and memory (pp. 65-77). New York: Guilford Press.
Mitchell, J. A., & Hall, G. (1988). Caudate-putamen lesions in the rat may impair or
potentiate maze learning depending upon availability of stimulus cues and relevance
of response cues. Quarterly Journal of Experimental Psychology B, 40(3), 243-258.
Moro, A., Tettamanti, M., Perani, D., Donati, C., Cappa, S. F., & Fazio, F. (2001).
Syntax and the brain: Disentangling grammar by selective anomalies. Neuroimage,
13(1), 110-1 18.
Nakahara, H., Doya, K., & Hikosaka, 0. (2001). Parallel cortico-basal ganglia mech-
anisms for acquisition and execution of visuomotor sequences-a computational
approach. Journal of Cognitive Neuroscience, 13(5), 626-647.
Neville, H., Nicol, J. L., Barss, A., Forster, K. I., & Garrett, M. F. (1991). Syntac-
tically based sentence processing classes: Evidence from event-related brain poten-
tials. Journal of Cognitive Neuroscience, 3(2), 15 1-165.
Newman, A. J., Pancheva, R., Ozawa, K., Neville, H. J., & Ullman, M. T. (2001). An
event-related fMRI study of syntactic and semantic violations. Journal of Pycho-
linguistic Research, 30(3), 339-364.
Newport, E. L. (1990). Maturational constraints on language learning. Cognitive Sci-
ence, 14(1), 11-28.
Newport, E. L. (1993). Maturational constraints on language learning. In P. Bloom
(Ed.), Lanpage Acquisition (pp. 543-560). Cambridge, MA: MIT Press.
Ni, W., Constable, R. T., Menci, W. E., Pugh, K. R., Fulbright, R. K., Shaywitz, S. E.,
et al. (2000). An event-related neuroimaging study distinguishing form and content
in sentence processing. Journal of Cognitive Neuroscience, 12(1), 120-133.
Nobre, A. C., Allison, T., & McCarthy, G. (1994). Word recognition in the human
inferior temporal lobe. Nature, 372, 260-263.
Norris, J. M., & Ortega, L. (2001). Does type of instruction make a difference? Sub-
stantive findings from a meta-analytic review. Language Learning, 51(1), 157-213.
Nyikos, M. (1990). Sex-related differences in adult language learning: Socialization
and memory factors. The Modern Language Journal, 74(3), 273-287.
Opitz, B., & Friederici, A. D. (2003). Interactions of the hippocampal system and the
prefrontal cortex in learning language-like rules. Neuroimage, 13(4), 1730-1737.
Ornstein, P. A. (1978). Memory development in children. Mahwah, NJ: Lawrence
Erlbaum.
Osterhout, L., & McLaughlin, J. (2000). What brain activiq can tell us about sec-
ond-kznguage learning. Paper presented at the 13th Annual CUNY Conference on
Human Sentence Processing, La Jolla, CA.
Oyama, S. (1982). The sensitive period and comprehension of speech. In S. D.
Krashen, R. C. Scarcella, & M. H. Long (Eds.), Child-adultdzferences in secondlan-
page acquisition (pp. 39-51). Rowley, MA: Newbury House.
174 INTERNAL FACTORS
Packard, M. G., Hirsh, R., & White, N. (1989). Differential effects of fornix and
caudate nucleus lesions on two radial maze tasks: Evidence for multiple memory
systems. The Journal of Neuroscience, 9(5), 1465-1472.
Packard, M. G. (1998). Posttraining estrogen and memory modulation. Hormones
and Behavior, 34(2), 126-1 39.
Packard, M. G. (1999). Glutamate infused posttraining into the hippocampus or
caudate-putamen differentially strengthens place and response learning. Proceedings
of the National Academy of Sciences of the United States ofAmerica, 96(22), 1288 1 -
12886.
Packard, M. G., & Knowlton, B. J. (2002). Learning and memory functions of the
basal ganglia. Annual Review of Neuroscience, 25, 563-593.
Packard, M. G., & McGaugh, J. L. (1996). Inactivation of hippocampus or caudate
nucleus with lidocaine differentially affects expression of place and response learn-
ing. Neurobiology of Learning and Memory, 65(1), 65-72.
Paradis, M. (1994). Neurolinguistic aspects of implicit and explicit memory: Implica-
tions for bilingualism and SLA. In N. C. Ellis (Ed.), Implicit and explicit learning of
langzlages (pp. 393-41 9). New York: Academic Press.
Paradis, M. (1995). Introduction: The need for distinctions. In M. Paradis (Ed.), A-
pects of bilingual aphasia (Vol. 3, pp. 1-9). Oxford, UK: Pergamon.
Paradis, M. (1997). The cognitive neuropsychology of bilingualism. In A. M. B. de
Groot & J. F. Kroll (Eds.), Tutorials i n bilinpalim: Pycholinpisticper~ectives
(pp. 331-354). Mahwah, NJ: Lawrence Erlbaum.
Paradis, M. (1 999). Neuroimagingstudies of the bilingual brain: Some words of caution.
Paper presented at the 25th Lacus Forum, University of Alberta, Edmonton,
Canada.
Paradis, M. (2004). A neurolinpistic theory of bilingualism. Amsterdam: John
Benjamins.
Park, D. C., Lautenschlager, G., Hedden, T., Davidson, N., Smith, A. D., & Smith,
P. (2002). Models of visuospatial and verbal memory across the adult life span. Py-
chology andAging, 16 299-320.
Patkowski, M. S. (1980). The sensitive period for the acquisition of syntax in a second
language. Language Learning, 30(2), 449-472,
Perani, D., Dehaene, S., Grassi, F., Cohen, L., Cappa, S. F., Dupoux, E., et al. (1996).
Brain processing of native and foreign languages. Neuroreport, 7(15-17), 2439-
2444.
Perani, D., Paulesu, E., Galles, N. S., Dupoux, E., Dehaene, S., Bettinardi, V., et al.
(1998). The bilingual brain. Proficiency and age of acquisition of the second lan-
guage. Brain, 121(10), 1841-1852.
Phakiti, A. (2003). A closer look at gender and strategy use in L2 reading. Lanpage
Learning, 53(4), 649-702.
Phillips, S. M., & Sherwin, B. B. (1992). Effects of estrogen on memory function in
surgically menopausal women. Psychoneuroendocrinology, 17(5), 485-495.
Pillai, J. J., Araque, J. M., Allison, J. D., Suthuraman, S., Loring, D. W., Thiruvaiy,
D., et al. (2003). Functional MRI study of semantic and phonological language
processing in bilingual subjects: Preliminary findings. NeuroImage, 19, 565-576.
Pinker, S. (1994). The language instinct. New York: William Morrow.
A COGNITIVE NEUROSCIENCE PERSPECTIVE I75
Pinker, S. (1999). Words and rules: The ingredients of hnguage. New York: Basic
Books.
Pinker, S., & Ullman, M. T. (2002). The past and future of the past tense. Trends in
Cognitive Sciences, 6(1 I), 456463.
Poldrack, R. A., & Packard, M. G. (2003). Competition among multiple memory sys-
tems: Converging evidence from animal and human brain studies. Neuropsycho-
logid, 41(3), 245-251.
Poldrack, R. A., Clark, J., Pare-Blagoev, E. J., Shohamy, D., Moyano, J. C., Myers,
C., et al. (2001). Interactive memory systems in the human brain. Nature, 414,
546-550.
Poldrack, R. A., Prabhakaran, V., Seger, C. A., & Gabrieli, J. D. (1999). Striatal acti-
vation during acquisition of a cognitive skill. Neuropsycholog, 13(4), 564-574.
Poldrack, R. A., Wagner, A. D., Prull, M. W., Desmond, J. E., Glover, G. H., &
Gabrieli, J. D. (1999). Functional specialization for semantic and phonological pro-
cessing in the left inferior prefrontal cortex. NeuroImage, 110(1), 15-35.
Prasada, S., & Pinker, S. (1993). Generalization of regular and irregular morphologi-
cal patterns. Lanpage and Cognitive Processes, 8(1), 1-56.
Prull, M. W., Gabrieli, J. D. E., & Bunge, S. A. (2000). Age-related changes in mem-
ory: A cognitive neuroscience perspective. In F. I. M. Craik & T. A. Salthouse
(Eds.), The handbook of aging and cognition (2nd ed.). Mahwah, NJ: Lawrence
Erlbaum.
Rizzolatti, G., Fogassi, L., & Gallese, V. (2000). Cortical mechanisms subserving ob-
ject grasping and action recognition: A new view on the cortical motor functions. In
M. S. Gazzaniga (Ed.), The new cognitive neurosciences (pp. 539-552). Cambridge,
MA: MIT Press.
Rizzolatti, G., Fogassi, L., & Gallese, V. (2001). Ne~roph~siological mechanisms un-
derlying the understanding and imitation of action. Nature Review Neuroscience,
2(9), 661-670.
Rohde, D. L., & Plaut, D. C. (1999). Language acquisition in the absence of explicit
negative evidence: How important is starting small? Cognition, 72(1), 67-109.
Rumelhart, D. E., & McClelland, J. L. (1986). On learning the past tenses of English
verbs. In J. L. McClelland, D. E. Rumelhart, & PDP Research Group (Eds.), Parallel
distributedprocessing: Explorations in the microstructures of cognition (Vol. 2, pp. 2 16-
271). Cambridge, MA: MIT Press.
Saint-Cyr, J. A., Taylor, A. E., & Lang, A. E. (1988). Procedural learning and
neostriatal dysfunction in man. Brain, 111(4), 941-959.
Scarcella, R., & Zimmerman, A. (1998). Academic words and gender: ESL student
performance on a test of academic lexicon. Studies in Second Language Acquisition,
20,27-49.
Schacter, D. L., & Tulving, E. (Eds.). (1994). Memoysystems 1994. Cambridge, MA:
MIT Press.
Schlaug, G. (2001). The brain of musicians: A model for functional and structural ad-
aptation. Annals of the New York Academy of Sciences, 930(1), 281-299.
Schluter, N. D., Krams, M., Rushworth, M. F. S., & Passingham, R. E. (2001). Cere-
-
bra1 dominance for action in the human brain: The selection of actions. Neuro-
psychologia, 39(2), 105-1 13.
1 7 ~ INTERNAL FACTORS
Schmidt, R. (1994). Implicit learning and the cognitive unconscious: Of artificial
grammars and SLA. In N. C. Ellis (Ed.), Implicit and explicit learning of languages
(pp. 165-209). New York: Academic Press.
Schroeder, J. A., Wingard, J., & Packard, M. G. (2002). Post-training reversible inac-
tivation of the dorsal hippocampus reveals interference between multiple memory
systems. Hippocampus, 12, 280-284.
Seidenberg, M. S. (1997). Language acquisition and use: Learning and applying
probabilistic constraints. Science, 275, 1599-1603.
Sherman, B. M., West, J. H., & Korenman, S. G. (1976). The menopausal tradition:
Analysis of LH, FSH, estradiol, and progesterone concentrations during menstrual
cycles of older women. ]ournal of Clinical Endocrinology and Metabolism, 42, 629-
636.
Sherwin, B. B. (1988). Estrogen and/or androgen replacement therapy and cognitive
functioning in surgically menopausal women. Pychoneuroendocrinology, 13(4), 345-
357.
Sherwin, B. B. (1998). Estrogen and cognitive functioning in women. Proceedings of
the Society for Experimental Biology and Medicine, 217(1), 17-22.
Shughrue, P. J., Scrimo, P. J., & Merchenthaler, I. (2000). Estrogen binding and es-
trogen receptor characterization (ERalpha and ERbeta) in the cholinergic neurons
of the rat basal forebrain. Neuroscience, 96(1), 41-49.
Siegler, R. S. (Ed.). (1978). Children? thinking: What develops? Mahwah, NJ: Law-
rence Erlbaum.
Simos, P. G., Basile, L. F. H., & Papanicolaou, A. C. (1997). Source localization of
the N400 response in a sentence-reading paradigm using evoked magnetic fields
and magnetic resonance imaging. Brain Research, 762(1-2), 29-39.
Sorensen, K., & Witter, M. (1983). Entorhinal efferents reach the caudato-putamen.
Neuroscience Letters, 35(3), 259-264.
Spurling, S., & Ilyin, D. (1985). The impact of learner variables on language test per-
formance. TESOL Quarterly, 19, 283-30 1.
Squire, L. R., & Knowlton, B. J. (1995). Memory, hippocampus, and brain systems.
In M. S. Gazzaniga (Ed.), The cognitive neurosciences (pp. 825-837). Cambridge,
MA: MIT Press.
Squire, L. R., & Knowlton, B. J. (2000). The medial temporal lobe, the hippocampus,
and the memory systems of the brain. In M. S. Gazzaniga (Ed.), The new cognitive
neurosciences (pp. 765-780). Cambridge, MA: MIT Press.
Squire, L. R., & Zola, S. M. (1996). Structure and function of declarative and
nondeclarative memory systems. Proceedings of the National Academy of Sciences of
the United States ofAmerica, 93, 135 15-1 3522.
Stromswold, K., Caplan, D., Alpert, N., & Rauch, S. (1996). Localization of syntactic
comprehension by positron emission tomography. Brain and Language, 52, 452-
473.
Suzuki, W. A., & Amaral, D. G. (1994). Perirhinal and parahippocampal cortices of
the macaque monkey: Cortical afferants. Journal ofComparative Neurology, 350(4).
497-533.
Thompson-Schill, S. L., D'Esposito, M., Aguirre, G. K., & Farah, M. J. (1997). Role
of left inferior prefrontal cortex in retrieval of semantic knowledge: A reevaluation.
A COGNITIVE NEUROSCIENCE PERSPECTIVE I77
Proceedings of the National Academy of Sciences of the United States of America,
94(26), 14792-14797.
Ullman, M. T. (2001a). The declarativelprocedural model of lexicon and grammar.
Journal of Psycholinguistic Research, 30(1), 37-69.
Ullman, M. T. (200 1 b). The neural basis of lexicon and grammar in first and second
language: The declarative/procedural model. Bilingualism: Language and Cognition,
4(1), 105-122.
Ullman, M. T. (2001~). A neurocognitive perspective on language: The declara-
tivelprocedural model. Nature Reviews Neuroscience, 2, 71 7-726.
Ullman, M. T. (2004). Contributions of memory circuits to language: The declara-
tivelprocedural model. Cognition, 92(1-2), 23 1-270.
Ullman, M. T., Corkin, S., Coppola, M., Hickok, G., Growdon, J. H., Koroshetz,
W. J., et al. (1997). A neural dissociation within language: Evidence that the
mental dictionary is part of declarative memory, and that grammatical rules are
processed by the procedural system. Journal of Cognitive Neuroscience, 9(2), 266-
276.
Ullman, M. T., Estabrooke, I. V., Steinhauer, K., Brovetto, C., Pancheva, R., Ozawa,
K., et al. (2002). Sex differences in the neurocognition of language. Brain and Lan-
guage, 83, 141-143.
Ullman, M. T., Izvorski, R., Love, T., Yee, E., Swinney, D., & Hickok, G. (2005).
Neural correlates of lexicon and grammar: Evidence from the production, reading,
and judgment of inflection in aphasia. Brain and Language, 93(2), 185-238.
Ullman, M. T., & Pierpont, E. I. (2005). Specific Language Impairment is not spe-
cific to language: The procedural deficit hypothesis. Cortex, 41, 399-433.
Van Wuijtswinkel, K. (1994). Criticalperiod effects on the acquisition ofgrammatical
competence i n a second language. Unpublished BA thesis, Katholieke Universiteit,
Nijmegen, The Netherlands.
Wagner, A. D., Schacter, D. L., Rotte, M., Koutstaal, W., Maril, A., Dale, A. M., et
al. (1998). Building memories: Remembering and forgetting of verbal experiences
as predicted by brain activity. Science, 281(5380), 1 188-1 19 1.
Walton, K. D., Lieberman, D., Llinas, A., Begin, M., & Llinas, R. R. (1992). Identifi-
cation of a critical period for motor development in neonatal rats. Neuroscience,
51(4), 763-767.
Wartenburger, I., Heekeren, H. R., Abutalebi, J., Cappa, S. F., Villringer, A., &
Perani, D. (2003). Early setting of grammatical processing in the bilingual brain.
Neuron, 37, 159-170.
Weber-Fox, C. M., & Neville, H. J. (1996). Maturational constraints on functional
specializations for language processing: ERP and behavioral evidence in bilingual
speakers. Journal of Cognitive Neuroscience, 8(3), 231-256.
Wen, Q., &Johnson, R. K. (1997). L2 learner variables and English achievements: A
study of tertiary-level English majors in China. Applied Linguistics, 18, 27-48.
White, L., & Genesee, F. (1996). How native is near-native? The issue of ultimate at-
tainment in adult second language acquisition. Second Language Research, 12(3),
233-265.
Willingham, D. B. (1998). A ne~rops~chological theory of motor skill learning. Psy-
chological Review, 105(3), 5 5 8-584.
178
INTERNAL FACTORS
Wilson, J. D., Foster, D. W., Kronenberg, H. M., & Larsen, P. R. (Eds.). (1998). Wil-
liams textbook of endocrinology (9th ed.). Philadelphia: W. B. Saunders.
Wolansky, M. J., Cabrera, R. J., Ibarra, G. R., Mongiat, L., & Azcurra, J. M. (1999).
Exogenous NGF alters a critical motor period in rat striaturn. Neuroreport, 10(13),
2705-2709.
Woolley, C. S., & Schwartzkroin, P. A. (1998). Hormonal effects on the brain.
Epilepsia, 33(8), S2-8.





NEW PARADIGM FOR L2 LEARNING:
THE NEUROLINGUISTIC APROACH
(NETTEN & GERMAIN, 2012)
ISSN: 1929-1833 2012 Neuroeducation - December 2012 | Volume 1 | Number 1
85


THEORETICAL ARTICLE



A new paradigm for the learning of a second or
foreign language: the neurolinguistic approach


Joan NETTEN
1, *
and Claude GERMAIN
2, *


1
Memorial University of Newfoundland
2
Universit du Qubec Montral
*
Emails: jnetten@mun.ca and germain.claude@uqam.ca



Abstract

This article considers the contribution of research in neuroscience to resolving
the question of how to develop communication skills in a second language in an
institutional setting. The purpose of the article is to demonstrate how the findings
of cognitive neuroscience can assist educators to understand the complexity of
learning and, as a result, to develop more effective instructional practices. The
article begins with a brief description of the two options for the learning of
French as a second language currently offered in the Canadian school system
and the deficiencies inherent in these programs for a country attempting to
foster English-French bilingualism in its anglophone citizens. Secondly, the
paradigm underlying the core French option, based on cognitive psychology, is
examined and its limitations are discussed. The remainder of the article presents
the Neurolinguistic Approach (NLA) as developed by the authors, explaining its
bases in cognitive neuroscience, the ensuing five major principles of the
approach, with the pedagogical consequences that each one entails. Reference
is then made to two classroom applications of the NLA: intensive French
implemented widely in Canada and another adaptation implanted in China. After
comparing the approach briefly with French immersion, limitations of the NLA
are presented, and the article concludes with some directions for future
research. The positive results of the practical applications of the NLA indicate
the important contribution research in cognitive neuroscience can make to
improving learning in a classroom situation.

Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
86

1. Introduction

The Neurolinguistic Approach (NLA) to second/foreign language (L2/FL)
acquisition is a new paradigm for the teaching/learning of communication
skills in an L2/FL in the school system. This new pedagogical approach has
been conceptualized by Netten and Germain in the context of the emerging
influence of neuroscience on education. It is based primarily on the research
of Paradis (1994, 2004, 2009), N. Ellis (2011) and Segalowitz (2010), and is
also influenced by the research on social interaction by Vygotsky (1962).
Research from four other Canadian applied linguists has also been
incorporated into the new paradigm: Lyster (2007), Lyster & Ranta (1997) and
Lightbown & Spada

(1994).


2. Current options for learning French as a second language (FSL) in
Canada

In Canada, since the 1960s, we have had two types of French second-
language programs in the school system: the regular program, referred to as
core French and French immersion. Core French generally consists of
approximately 90 to 120 hours of instruction per school year, offered in daily
periods of 30 to 50 minutes during which students learn the basics of the
language through exercises and practice. This program, as offered in most
provinces or territories of Canada, begins in grade 4, though in some
situations instruction may begin in the primary grades, and continues to the
end of grade 9 or 10. It may be continued as an optional subject to the end of
secondary school. Students who remain in the program to the end of
secondary school receive approximately 1200 hours of instruction (Snchal,
2004). Immersion consists of the appropriation of the second language
through the use of French to learn the subject matter of the school curriculum.
This program, first implemented in St-Lambert in the province of Qubec in
1965, has expanded across Canada and is also widely known internationally.
Initially introduced in the first year of schooling, other starting points have
been adopted giving three variations of the approach: early, middle and late
immersion (Rebuffot, 1993). In the first years of the program, nearly 100
percent of instruction is in French; as the program progresses through the
grades, the percentage of instruction in French decreases. By the end of
secondary school, students have received between 3000 to 5000 hours of
instruction (Calv, 1991). Theoretically, these two programs provide two
alternate routes for the attainment of English-French bilingualism through the
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
87
school system for anglophones. However, the programs are not comparable
options, either in their results or in student participation.

With respect to results, it is widely known that students participating in the
core French program do not attain fluency in French by the end of secondary
school (Harley, Hart, Lapkin, & Scane, 1991; Hart & Scane, 2004; Netten &
Germain, 2007). In contrast, students in the various options of the immersion
program do (Rebuffot, 1993). Students participating in the immersion options,
and their parents, are generally satisfied with the program; those participating
in core French are not as much (Atlantic Provinces Education Foundation,
2004). The lack of satisfaction on the part of the core French students is
reflected in high program dropout rates, low enrolments in the optional years,
and a general feeling among anglophones that they cant learn French.
While immersion is the most effective program, participation is limited for a
variety of reasons. In 2010-2011, of the number of students enrolled in
French second language classes, 84 percent were in core French; only 16
percent were in immersion program options (Canadian Parents for French,
2012). This imbalance between results and participation creates a situation in
which most anglophones in Canada do not have the opportunity to become
bilingual.

This unfortunate situation gives rise to a research problem: is it possible for
core French students to develop communication skills in French in a
classroom situation? It is well-known that individuals can develop
communication skills outside of a school situation, but developing
communication skills in a second language seems to elude those learning the
language in an institutional setting. For a number of years, various attempts
have been made to improve the results of classroom instruction (LeBlanc,
1990), without success. A positive answer to the problem of attaining
communication skills in the classroom, and indications as to the conditions
necessary for their successful development, have now been provided by the
recent research in cognitive neuroscience, and in particular in
neurolinguistics. This research also provides reasons for the lack of success
of current second language programs modeled on the tenets of cognitive
psychology.


3. Paradigm based on cognitive psychology

The introduction of modern languages into the school curriculum followed on
the tradition of the teaching of the classical languages, Latin and Greek. The
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
88
grammar-translation method was the standard model for second-language
teaching; students learned vocabulary, verb conjugations and grammar rules,
and applied this knowledge to the translation of passages from the target
language to their first language, and vice versa. This traditional approach
works well to develop explicit knowledge about a second language and how it
works. However, with the advent of an emphasis on communication,
particularly oral communication in a modern language, and the adoption of
what has been called the communicative approach, goals of second-
language teaching expanded beyond explicit knowledge of the morpho-
syntactic forms of the language to its use in communicative situations. With
this change, the traditional paradigm of second-language learning became
obsolete as a theoretical basis for classroom practices.

Various attempts were made to adjust the traditional paradigm to suit the new
reality of second-language learning. Cognitive psychology, which studies the
mental processes necessary in acquiring and using knowledge, appeared to
provide the best explanation of how second-language learning could take
place in the school system. Although researchers had accepted that the
ability to speak in a second language required the development of an implicit
competence in the language (a non-conscious, or automatic, use of language
forms), it was still widely assumed that explicit knowledge of the second
language (vocabulary, verb forms, grammar rules) was necessary before one
could communicate spontaneously. As a result, developing communication
skills in a second language was conceptualized as a process similar to that of
learning other school subjects. The most widely accepted view of the process
of second language learning was that of Anderson (1990) and DeKeyser
(1998), which proposed that the learning took place in three steps: first,
acquisition of knowledge about the language (vocabulary, rules,
conjugations); second, solidification of this knowledge through exercises; and
third, transfer of this knowledge to use in communicative activities. According
to this paradigm, explicit knowledge about the language, through use in
exercises, becomes so well-established in the mind that it can eventually be
used automatically, or non-consciously, to communicate spontaneously: that
is, knowledge, through practice, is transformed into an ability, or a habit. For
cognitive psychology, the second-language learning equation is: explicit
knowledge + practice = implicit competence.

Resources for the teaching of second languages have been produced
according to this paradigm for the last twenty years. Commercially published
texts contain vocabulary lists, verb conjugations, grammar rules, exercises to
practice this knowledge, and various activities to engage in to use it
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
89
automatically in spontaneous communication. However, the results of this
approach to developing communication skills in a second language have
been minimal. R. Ellis (1997) wrote of secondary Japanese students learning
English that, after six years of studying English, much of which was taken up
with the learning of grammar, many of these students leave school with no
procedural ability to communicate in English (p. 75, note 10). Researchers at
the Ontario Institute for Studies in Education concluded, after testing of
French language skills conducted in five provinces with core French students,
that in general, with some minor exceptions, the scores did not vary
significantly at grade 8, whether the starting grade was kindergarten, grade 1,
3, 4, 6 or even grade 8 (Harley et al., 1991, cited by Lapkin, 2008). Ten years
later, after the implementation of new resources developed for FSL
classrooms based on the recommendations of the National Core French
Study (LeBlanc, 1990), our research findings were similar to those reported
by Lapkin (2008). They confirmed that the ability to speak French does not
increase, despite the number of years of instruction in the core French
program (Netten & Germain, 2009). Furthermore, they indicated that a level of
spontaneous communication is generally not achieved by students of core
French. More recently, testing undertaken with the DELF (Diplme dtudes
en langue franaise) in several provinces indicates that students in the core
French program do not achieve an independent level of language use. It
would appear that the paradigm of learning how to communicate in a second
language based on cognitive psychology does not produce the expected
results.


4. Contributions of cognitive neuroscience to the conceptualisation of
the neurolinguistic approach (NLA)

The missing link in the language learning equation might be provided by a
new perspective on the learning of second languages proposed by Paradis in
his neurolinguistic theory of bilingualism (1994, 2004, 2009). Based on his
analysis of research on bilingual patients suffering from aphasia and
Alzheimers disease, he concluded that: (1) implicit competence, governed by
the procedural memory, and explicit knowledge, retained in the declarative
memory, are two distinct aspects of neuronal functioning; (2) there is no direct
connection between the two. If there were a direct connection, then simply
knowing the rules of a language would enable an individual to speak the
language, and being able to speak the language would imply that the
individual possessed knowledge of the rules of the language. And (3) explicit
knowledge does not transform into implicit competence, the ability underlying
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
90
spontaneous communication. If this were not the case, then people suffering
from some types of aphasia would also suffer from Alzheimers, and vice
versa (Paradis, 2004, 2009).

These findings have enormous significance for the conception of the NLA.
The contribution is not related to identifying the way in which an individual
learns an L2/FL, but in the conclusion that implicit competence and explicit
knowledge are two separate and distinct elements, and that BOTH are
necessary for the development of communicative competence in a second
language. Implicit competence is required to be able to communicate orally;
explicit knowledge is necessary in order to communicate accurately using the
written forms of the language. Each is an independent, but insufficient,
component of the ability to use a language for purposes of communication.
From a neurolinguistic perspective on learning an L2/FL, the equation
becomes: implicit competence + explicit knowledge = ability to
communicate. The finding that two components must be developed to attain
the ability to communicate provides the key element in the construction of the
NLA.

A second contribution from neurolinguistics pertains to the development of
implicit competence. Since both implicit competence and explicit knowledge
are required for communication, the question arises as to how they can each
be developed. Explicit knowledge does not present a problem as instruction
has generally focussed on declarative learning; however, implicit competence
does. Paradis indicates that the frequent oral use of the language is required.
What serves as input for the development of implicit competence is the
frequency with which particular constructions are used, irrespective of their
surface form (2009, p. 80). Paradis further indicates that implicit competence
is a non-conscious ability to use vocabulary and structures of the language in
authentic communication. It is composed of pathways, or networks of
neuronal connections, that are developed by using the language to express
messages, or meaning. These language patterns are developed without any
conscious attention on the part of the learner; they are simply the result of the
frequency of use of the structures. Because of the non-conscious nature of
implicit competence, it is developed when the learner concentrates on the
message being transmitted, not on language forms, and is created without
any conscious effort on the part of the learner. Learners are not aware of the
development of implicit competence, nor of using it when they construct an
utterance in the L2/FL. N. Ellis (2011), who also indicates that it is language
use that is fundamental to developing the ability to communicate, further
specifies that the process takes place most effectively when a small number
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
91
of structures are used and re-used: language form, language meaning, and
language use come together to promote robust induction by means of
statistical learning over limited samples [emphasis added] (p. 1). The only
way to develop implicit competence is to use and re-use structures over and
over again until the connections between the morphosyntactic phenomena
are well-established in the procedural memory. Furthermore, this language
use, in the beginning stages, tends to occur effectively when a small number
of structures are used and re-used by the learners in many different situations
in order for the neuronal pathways to be established. These findings from
neurolinguistics, as to how implicit competence is created, are also of major
significance in the conception of the NLA. They indicate that implicit
competence is a skill, not knowledge, and that there are defined conditions
necessary to encourage the development of the skill.

A third contribution from cognitive neuroscience to the conception of the NLA
is the importance of oral language. According to the recent research in
neuroeducation, the acquisition of oral language precedes the learning of
explicit knowledge about the language. Learning a foreign (second) language
must focus on oral development, especially as oral language is associated
with mimicry and gestures, and because of the importance of the role of
prosody (Huc & Vincent Smith, 2008, p. 31, own translation). The
significance of this finding is that language instruction can begin immediately
with using the language orally in authentic communication; to begin with
learning knowledge about the language is an unnecessary detour. This
perspective on language learning is significant in that it complements the
notion of implicit competence as a skill, requiring the use of oral language for
its development, and reinforces the concept of beginning with oral
development.

Finally, a fourth contribution from cognitive neuroscience to the conception of
the NLA is the principle of transfer appropriate processing (TAP). Research in
cognitive neuroscience has indicated that the brain records data with its
context. It is easier to retrieve data in the brain if the context in which it is
used is similar to that in which it is learned (Segalowitz, 2010). The
significance of this finding for the NLA is that, similar to the point of view of N.
Ellis, language should be learned in context, and furthermore, that the
contexts of learning should be similar to the contexts where the learned
material will be used. This statement holds true both for oral and for written
use of the language. An example of a learning practice that demonstrates an
inappropriate learning strategy is the memorization of verb conjugations. In
real conversation, only one appropriate form of the verb, followed by an
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
92
adverb, object or appropriate completion of the utterance, is used.
Memorizing a series of verb forms as a block makes it more difficult to locate
the appropriate form for a particular sentence. While this principle does not
affect directly the learning of communication skills, it does have considerable
impact on the effectiveness of the types of learning situations and teaching
strategies used in the classroom.


5. The neurolinguistic approach (NLA) to second-language learning

The NLA to second-language learning provides a new paradigm for the
effective acquisition of communication skills in a second language in a
classroom setting. The defining characteristic of the approach is the need to
develop independently in the classroom the two components of effective
communication: implicit competence, or the ability to use spontaneously an
L2/FL, and explicit knowledge, a conscious awareness of how the language
works, grammar rules, and vocabulary. In order to help teachers
conceptualize these two components, we have used the terms internal and
external grammar.

Explicit knowledge is conscious knowledge that an individual possesses of
the vocabulary, grammar rules, and other aspects of language that can be
found in a text, discussed and evaluated by exercises or tests and explained
by a teacher. Such knowledge can be accessed consciously for use when
writing in the second language, and for certain aspects of auto-correction. For
pedagogical purposes, in order to explain our approach to teachers, we have
called this component external grammar. The core French program enables
students to obtain this knowledge, and the concept is very familiar to
teachers.

Implicit competence is the non-conscious ability to use vocabulary and
structures of the language in authentic communication composed of
pathways, or networks of neuronal connections. As previously indicated,
these patterns are created without any conscious attention on the part of the
learner; the learner is not aware that he is developing, or using, these
networks. The non-conscious nature of implicit competence means that its
existence and development are not obvious to the teacher or the learner. In
order to assist teachers to understand the non-conscious, yet essential,
nature of implicit competence, we have called it an internal grammar, even
though it does not possess any connection with grammar rules learned
explicitly. Participation in a core French program does not permit the
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
93
development in each student of the internal grammar necessary for
spontaneous communication.

In order to determine how to improve the core French program in the light of
the findings from neurolinguistic research, we condensed the major findings
identified in the research into five basic principles that should underlie the
pedagogy in a classroom where the acquisition of communication skills in an
L2/FL is the goal of the instruction. We then re-conceptualized each of these
principles in terms of their pedagogical consequences. These principles,
presented here first as findings from research and then restated in
pedagogical terms, are:

creation of implicit competence - acquisition of an internal
grammar;
primacy of oral development - use of a literacy-based pedagogy;
focus on meaning rather than form - use of a project-based
pedagogy;
authenticity of language and communication situations - creation
of authentic communicative situations in the classroom;
interaction between students in the classroom - use of
interactive teaching strategies.

Our first step was to examine the core French program to identify the extent
to which these principles were respected in the resources and teaching
strategies used. Our findings indicated that there was neither time nor
sufficient individual student participation to develop internal grammar; the
curriculum was overburdened with vocabulary and structures, and
considerable reuse of language learned was not feasible. Oral development
was often neglected; learning an L2/FL was generally conceived of as
learning knowledge about the language rather than developing skill in using it.

The ability to read and write in French was generally assumed, not taught.
The focus was primarily on learning correct forms rather than on the meaning
of the utterances. When project activities were used, the emphasis was on
the production of an object rather than on use of the L2/FL. In most activities,
authenticity of language use was not a consideration; accuracy of language
was. Utterances were often contrived to contain targeted grammatical
structures. Interaction between students was virtually absent from the
classroom. These findings indicated to us that new curriculum resources and
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
94
teaching strategies had to be invented to operationalize in the classroom the
findings of the neurosciences for effective learning of communication skills.
We then conceived specific changes to curriculum resources and new
teaching strategies, in order to create in a classroom the conditions
necessary for students to develop spontaneous communication in an L2/FL.
Each principle, stated as a pedagogical imperative, is described below, giving
its source in neurolinguistics/cognitive neuroscience, followed by the
instructional prescriptions that ensue.

5.1 Principle 1: Acquisition of an internal grammar

According to neurolinguistic research, the acquisition of an internal grammar
requires the use and re-use of a limited number of structures in authentic
communication with sufficient frequency that the brain is able to detect
underlying regularities and develop neuronal connections, or pathways, which
are recorded by the students procedural memory and thus permit the student
to engage in spontaneous communication (Paradis, 2004; N. Ellis, 2011).

Two types of pedagogical consequences follow in order to create a classroom
situation that provides learners with the opportunity to create an internal
grammar: one curriculum-oriented and the other related to teaching
strategies. With respect to the curriculum design, less vocabulary, fewer
structures and more interactive activities are required than are currently
provided in resources for L2/FL learners. In the NLA, in order to provide the
opportunities to use and re-use a limited number of structures in authentic
conversational situations, each unit presents three or four communication
functions related to each other and to the unit topic. Each function is
presented only orally first and used separately in several different situations to
create short, personal conversations between the students. By the end of the
unit, the functions are combined to create a somewhat more complex
discussion on the topic. This realignment of the curriculum to permit skill
development is a complete change from current resources that focus on the
development of knowledge about the L2/FL.

With respect to teaching strategies, in order for the students to use and reuse
each of the structures in meaningful situations, as close as possible to
authentic communication, seven steps for the teaching of oral communication
have been prescribed (Netten & Germain, 2007, 2012). These steps include:

1. modeling by the teacher of authentic sentences that contain a
message to be communicated: to give a model for a reply;
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
95
2. questioning of several students by the teacher in order to elicit
answers that are adapted and personal from the students: for
students to learn how to construct a reply;
3. questioning of several more students by other students, based
on the model given orally by the teacher with answers
appropriately personalized by the students: to learn how to ask
questions;
4. simultaneous questioning of all students of each other in pairs,
for a very brief time limit, using the language structures already
modeled: to use new structures to communicate a personal
message / interact;
5. questioning by the teacher of individual students about the
personalized responses given by their partner in the preceding
interaction: to re-use the new structures in a different situation,
with limited changes to the structures;
6. repeating the interaction in step 4, with a different partner: to re-
use the structures again, in another different situation requiring
minimal changes to communicate;
7. repeating step 5, with questions pertaining to the answers of the
new partner: to re-use the structures again with minimal
changes in order to create pathways (procedural memory) that
underlie the skill of speaking.

The steps reflect the finding that the ability to speak a language depends on
the development of implicit competence, or a skill, through frequent use of a
limited number of structures in authentic communication, rather than simply
knowledge of what the structure is, as is currently the case in core French
classrooms. Throughout these steps, the teacher may interrupt the sequence
to ask any student about the answer given by a classmate, thus enabling the
teacher to fashion the interactions to imitate more accurately a natural
conversation.

The conception of an internal grammar developed from the findings of
neurolinguistic research gives rise to another teaching strategy: the use of
complete sentences when introducing new structures. Internal grammar
consists of morphosyntactic connections which are horizontal in nature; it
cannot be developed by using partial sentences and single word answers. In
order to develop their internal grammar, the teacher ensures that the students
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
96
always construct a complete sentence. The teacher also regularly corrects
errors (phonetic, morphological, syntactic, lexical and discursive) in order to
ensure that the grammar being internalized is accurate. In the NLA, the
correction of errors is crucial, since it is this procedure that replaces, to a
certain extent, the teaching of explicit grammar, which does not enter into the
teaching situation until the introduction of writing (Netten & Germain, 2005).

With the use of a curriculum designed in this fashion, and the teaching
strategies, oral language is learned in the context of a conversation and error
correction is integrated into the learning process for effective transfer to other
situations. Research in cognitive neuroscience has demonstrated the
importance of transfer appropriate learning (TAP) in enabling students to use
skills in similar situations (Segalowitz, 2010); once students learn to use
structures in a conversation they are more able to use them in similar
contexts. The importance of integrating error correction into the structures
used in second-language acquisition has also been confirmed by research
(Lyster and Ranta, 1997).

Neurolinguistic research indicates that developing the ability to communicate
orally in a second language is essentially a process of creating language
habits. This process, as with the development of any skill, requires frequent
utilisation of the skill to be developed (i.e. the L2/FL) in a short time frame. In
an institutional setting, this need translates into time in the school day.
Therefore, it is necessary to have recourse to a period of intensive instruction
at the beginning of the learning experience. In general, students in regular
L2/FL classrooms are not exposed to the L2/FL for long enough periods of
time each day, or cumulatively during a school year, to create the internal
grammar necessary for spontaneous communication. Without a certain
intensity of exposure to use of the language, the neuronal pathways cannot
be fully established. Spontaneous communication, or the development of an
internal grammar, can only be achieved by relatively intense use of the
second language. Language programs, such as core French, which proceed
by a drip-feed approach (30-50 minutes a day), simply do not provide the
continuous use of a second language needed to develop the language habits
that form internal grammar. Our research has shown that, for learners aged
10 11, at least 270 hours of intensive instruction is required to create some
spontaneity (Germain, Netten & Movassat, 2004). Since effective use of the
NLA requires more time than the regular L2/FL program, a semester of
intensive instruction is an essential component of the program in the first
year. This aspect of the NLA is based on the concept of the importance of
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
97
intensity of instruction in speeding up the learning process (Lightbown &
Spada, 1994).

The perceived attainment of spontaneous communication by the learners also
creates more positive motivation for language learning, therefore adding to
the effectiveness of the learning conditions. In the core French program,
students expect to learn to communicate in French. In actual fact, they do not.
Their lack of ability to communicate is often cited as their reason for dropping
from the program (Netten, Riggs, & Hewlett, 1999). In the NLA, students do
learn to communicate spontaneously; their success increases substantially
their self-esteem. In qualitative research undertaken with teachers and
parents, all mentioned the positive change in self-esteem that resulted from
participation in the NLA (Germain & Netten, 2004). It may be hypothesized
that the ability to communicate, and the accompanying pride in being able to
do so, increased the motivation of the students to continue their L2/FL
learning experience. The atmosphere in a NLA classroom is dramatically
different from that in a core French classroom.

5.2 Principle 2: Use of a literacy-based pedagogy

Research in neuroeducation indicates that the learning of an L2/FL must
prioritize oral development, especially since this aspect is associated with
gestures and mimicry, and also because of the major role of prosodic features
in language (Huc & Vincent Smith, 2008, p. 31). Furthermore, oral language
use is required to develop internal grammar. In order to increase the
emphasis on oral development, and to increase authentic use of the L2/FL,
the NLA adopts a literacy perspective on language learning. A literacy
perspective on language, and particularly on the learning of language,
emphasizes both its oral foundations and nature as a skill. Literacy is
generally defined as being able to use language (Government of Ontario,
2004). It is this perspective on language that complements the neurolinguistic
research rather than the traditional view of second language learning that
focuses on the acquiring of knowledge about the language. A literacy
perspective enables teachers to view language learning as developing habits
rather than knowledge, to place a priority on oral language development and
confirms the sequence of oral development before reading and writing.

The adoption of a literacy perspective on second language learning gives rise
to pedagogical consequences for both the curriculum and teaching strategies.
With respect to curriculum design, in the NLA, each unit is constructed to
begin with an oral phase. Students develop first of all the ability to talk about a
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
98
certain theme. Reading and writing activities follow in sequence, generally in
the same day as the oral introduction; students learn to read about a topic
using primarily the same vocabulary words and structures as those already
developed orally in order to maintain the use and re-use of a limited number
of language structures (N. Ellis, 2011). Reading precedes writing because it is
primarily a recognition activity; in reading, students are introduced to and
learn to recognize the graphic forms of the sounds of the target language and
they also observe features of the language specific to the written form. Writing
follows reading because, in writing, observed knowledge is used in the
production of the language forms. Explicit teaching of language forms is
initiated with reading activities and continues with writing. Thus, learners can
build from implicit competence to explicit knowledge about the language, as
recommended by neurolinguistic research (Paradis, 2004, 2009). Learners
also continue the use and re-use of a limited number of vocabulary words and
structures essential to developing an internal grammar (N. Ellis, 2011).

Since cognitive neuroscience has shown that highly contextualized learning
(TAP) translates into more effective learning (Segalowitz, 2010), the learning
of explicit aspects of language (i.e. external grammar) has also been
contextualized in the NLA. Not only is external grammar introduced after oral
use, but also in a context. Language forms are first identified in the texts used
for reading, and then are integrated into the learners personal compositions.

With respect to teaching strategies, reading and writing are taught directly in
the L2/FL, without any explicit reference to translation. The strategies used
are similar to those used in the mother tongue classroom for literacy
development, but with modifications required for the learning of a second
language. Modifications pertain particularly to a greater emphasis on oral
development before reading and writing, as well as a more intense oral
preparation at the beginning of reading and writing activities. These changes
devolve from the neurolinguistic concept of internal grammar. In an L2/FL
classroom, students possess an internal grammar that is considerably more
limited than that of students learning to read and write in their mother tongue.
Extending internal grammar development through oral use of new or different
structures in the L2/FL before reading and writing activities enables students
to integrate these structures into their print-oriented activities without resorting
to translation (Germain & Netten, 2005a; 2012).

For reading there are three phases: an oral pre-reading phase; the reading
phase that has two or three exploitations of the text: one for the message,
incorporating teacher modeling of the text and another (at the beginning) to
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
99
understand the new sound symbol relationships; and the third to observe, and
formulate, grammatical relationships. Attention is focused on meaning and
form at separate moments, as recommended by Lyster (2007), but in the NLA
approach, meaning always precedes form-focussed instruction (Krashen,
1981; N. Ellis, 2011). A post-reading phase integrates the new knowledge
with that already learned. Writing also follows the three phases, for similar
reasons. Once new vocabulary and structures have been appropriated in this
sequence, they are then re-used in reading and oral activities to integrate
them into the language that has been previously acquired. In this way,
language learning from a literacy perspective begins and ends with oral use.

Error correction remains important in the teaching of reading and writing. For
reading, the teacher models fluent reading of a text, that is, linking together
words in groups that have meaning. Students are encouraged to read in a
similar fashion, as fluent reading aids comprehension. This process occurs
more easily when learners have already developed an internal grammar. For
accuracy, it is important that learners recognize the sounds of the L2/FL in
their written form and produce or read them correctly. If incorrect connections
are made, a correct model is given, and students re-read the complete
sentence in which the correction occurs, to ensure that the correction is
placed in context. Both strategies, fluent modeling and contextualization of
error correction, derive from neurolinguistic research cited previously.

For writing, errors are placed into two categories reflecting the neurolinguistic
bases of the approach which indicate that both knowledge and skill are
required to develop the ability to communicate in an L2/FL: those that are the
result of an incorrect internal grammar, or implicit competence, and those that
are due to inaccurate knowledge of the written form of the L2/FL. Errors that
are due to incorrect knowledge can be corrected by explanation and written
use of the correct forms, and the new information stored, and accessed
consciously, through use of the declarative memory. Errors that are due to an
incorrect internal grammar, however, can only be corrected by repeated oral
use of the structure in authentic conversation, as these errors are related to
incorrect connections created by the procedural memory. It is only when an
accurate internal grammar has been constructed that a learner will be able to
write correctly, and spontaneously in the L2/FL. Thus, neurolinguistic
research has enabled us to re-conceptualize the question of error and create
a more effective pedagogical response to correction.

Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
100
5.3 Principle 3: Use of a project-based pedagogy

Neurolinguistic research has shown that in order to acquire an internal
grammar, attention must be focussed on a message rather than on the
language, since internal grammar can only be acquired non-consciously, that
is, without conscious attention to language forms (Paradis, 1994, 2004). N.
Ellis (2011) also stresses the importance of the link between meaning and
language forms used in the development of the ability to communicate.

The pedagogical consequence of this principle is primarily related to
curriculum design. The learning of the second language must be based upon
the use of interesting cognitive tasks that present an intellectual challenge to
the students (Germain & Netten, 2011). In the NLA, use is made of a project-
based pedagogy. To facilitate the creation of meaningful situations and
interesting, cognitively-demanding tasks for the students, curriculum units are
organized in a sequence of two to four mini-projects, each focusing on the
use of the communication function previously learned orally, which culminate
at the end of the unit in a related final project. This pattern encourages the re-
use of the language structures in each unit, as the final project requires the
integration of language structures used in each of the previous mini-projects.
The use of a project-based pedagogy allows students to concentrate on the
theme being developed, and the expression of their personal views on the
topic, rather than on language forms. Activities are not isolated, and require
the continuous involvement of the student, thus implicating other areas of the
brain necessary for effective language learning (Paradis, 2004; N. Ellis,
2011). Since the tasks are cognitively demanding, they contribute to the
development of cognitive skills that can later be transferred to their first
language (Cummins, 2001). The use of a project-based pedagogy also
enables teachers to increase gradually in the course of a unit the difficulty of
the tasks and the complexity of the language structures.

5.4 Principle 4: Use of authentic communicative situations

Neurolinguistic research has indicated that the use of authentic language in
real communication is essential in order to acquire the internal grammar
necessary for spontaneous communication. Both Paradis (2004) and N. Ellis
(2011) mention the importance of using authentic language in real
communicative exchanges for learning of the language structures to occur.

In addition, cognitive neuroscience has shown the complexity of the
involvement of different centers in the brain, such as those related to
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
101
motivation, when authentic communication takes place. For effective
language acquisition, implication of these centers is required (Paradis, 2004).
This is why internal grammar cannot be acquired by controlled practice or
memorized dialogues; material that is learned in such a way is primarily
focussed on language forms and represents declarative knowledge; it does
not contribute substantially to the creation of procedural memory.
Furthermore, each dialogue or exercise tends to be limited in its scope and
integration into a sustained discussion of any topic: Controlled practice
exercises [...] do not afford students opportunities for [...] the sustained output
[...] necessary for interlanguage development (R. Ellis, 2002). Another aspect
of the use of dialogues and practice exercises is that they are not sufficiently
contextualized to be available for use in actual communication, as indicated
by research on TAP (Segalowitz, 2010). Students need to be involved in
authentic communication in the classroom in order to develop the ability to
participate in authentic communication in the real world.

The pedagogical consequences of this principle are two-fold. With respect to
curriculum design, units are created based on communication situations that
are as authentic as possible on subjects that are of interest to the students.
Language functions are chosen based on what the students would most likely
wish to say. If students wish to say something that is not in the text, teachers
have the liberty to construct a different utterance, provided that it fulfills the
communicative function of the exchange. All activities focus on enabling the
students to express their own personal reactions. At no point in the units are
the students required to produce language that does not reflect their own
personal message. Teachers do not ask students questions that are not
realistic, and student replies are always personalized.

With respect to teaching strategies, students do not repeat sentences that are
untrue for themselves, simply to practise a language structure. For example,
a student would not be asked to say that he is wearing a red shirt, if in fact he
is wearing a blue sweater. Students are rarely asked to repeat an utterance in
chorus, but if this strategy is used, the utterance must be changed to be
authentic; therefore, students could repeat together, Alice is wearing a green
dress, but never, I am wearing a green dress.

This emphasis on authenticity of conversations is also reflected in the way
that teachers are asked to reply to student utterances. In core French
classrooms where language is learned primarily as explicit knowledge, the
standard reply to a student utterance focuses on the accuracy of the
language. Expressions such as Bravo, correct, right are regularly used. In
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
102
the NLA classroom replies to a student utterance focus on the meaning of the
utterance, and extend the conversation: comments such as, Yes, I do, too;
Just like Martha; or Do you agree, Billy?, are made. It is to be noted that, as
explained under the first principle, if an error should occur, the error is
immediately corrected, but correction is achieved through a modeling and re-
phrasing of the interchange; the emphasis is still on the authenticity of the
message.

Communication is always in the L2/FL. Should a new expression be required,
it is modeled by the teacher and used immediately by the student.

5.5 Principle 5: Use of interactive teaching strategies

Neurolinguistic research indicates that it is through frequent use of language
structures that the neuronal pathways necessary for spontaneous oral
communication are created in the procedural memory (Paradis, 2004). It also
suggests that this use of language must not be simple repetition of learned
sequences, but authentic language used for purposes of communication (N.
Ellis, 2011). Since internal grammar is a skill, not knowledge, and its creation
depends upon use, students must engage in interactive exchanges in the
classroom. However, in regular L2/FL classrooms, it is the teacher who does
most of the talking; in the average L2/FL classroom, up to 85% of the talk is
teacher-talk (Germain, Hardy, & Pambianchi, 1991). Therefore, in order to
encourage language use by the learners, a less formal classroom
atmosphere must be created; interaction between the students and the
teacher, and between the students themselves, must be fostered.

Interaction is also important as it creates contextualization of the structures
being learned in authentic conversational use of the language in the school
situation. In effect, it creates a form of TAP (Segalowitz, 2010). Students learn
to adjust to the deficiencies of real communication, such as a sentence only
partially heard, a new word or word used unexpectedly, and asking for
clarification, expressing disagreement, and so forth. As a result, students are
more capable of transferring their communication skills to use of the second
language in the real world.

However, the role of interaction has even greater significance. Interaction
between the students contributes not only to the development of an individual
internal grammar, but also to the overall social and cognitive development of
the learner (Vygotsky, 1962). As students discuss the various themes
contained in the units they not only negotiate meaning on a linguistic plane,
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
103
contributing to the development of their language skills, they also engage in a
sharing of ideas and understandings, which, it has been hypothesized, refines
cognitive development. According to Perret-Clermont (1986), when engaged
in social interaction, the individual learner rejects or modifies his previous
conceptions, and as a result, develops new understandings and intellectual
skills. Therefore, in order to ensure that each individual student develops his
own internal grammar, it is essential that students participate regularly in
social interactions in which they use the second language. This participation
also appears to have a causal effect on cognitive development and the
restructuring of thought patterns (Doise & Mugny, 1981; Vygotsky, 1962). It is
this aspect of the neurolinguistic approach that enables it to make a much
stronger contribution to the overall education of the child than the regular
second language program (Germain & Netten, 2005b).

The pedagogical consequences of this principle primarily affect curriculum
design. Opportunities for group activities, pair work and other forms of
interaction are built into the units to ensure that interaction among students is
a regular part of the classroom activities. In order for the interactive activities
to produce valid language use, all structures must be modelled and used
beforehand in short exchanges to encourage relatively accurate independent
use. To ensure that students are adequately prepared linguistically for all
interactive activities, their preparation forms an integral part of each unit. In
addition, in the creation of project activities, attention is given to the task in
order to ensure linguistic content and to encourage motivational implication on
the part of the student, as well as an adequate cognitive involvement.

This view gives a different perspective on learning, showing not only the
importance of skill development and procedural memory on an individual
basis, but also of the importance of social interaction in learning. It would
seem important that, in adapting the concepts of cognitive neuroscience to
the field of neuroeducation, the role of social interaction in developing
cognition should not be overlooked.


6. Applications of the NLA in real classrooms

There are at the present time (2012) two classroom applications of NLA: the
Intensive French program in Canada and a university-level French program in
China, for young adults, aged 19, in one university (Gal-Bailly, 2011; Ricordel,
2012). The Intensive French program in Canada, which begins in grade 5 or 6
with students aged 11 or 12 and continues to the end of high school, began in
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
104
Newfoundland and Labrador in 1998. Since that time, it has expanded to all
provinces except Quebec, where there is Intensive English (a similar, but not
identical program as it is not based on the NLA). Over 45,700 students have
participated in Intensive French at grade 5 or 6 since the inception of the
program. Results of the Intensive French program in Canada indicate that the
NLA to the teaching of French as a second language is far more effective
than the regular core French program. After one semester of instruction,
approximately 300 hours, 70% of students in the program are able to
communicate spontaneously in French on topics related to their age and
curriculum. Oral testing of students from five different provinces, who
participated in the Intensive French program, indicate that the average level
of performance reached after five months of intensive instruction was at, or
close to, 14, on the New Brunswick Oral Proficiency Interview Scale (OPI), a
level that represents the beginning of spontaneous communication (Netten &
Germain, 2009).

As students continue their instruction in the Intensive French program through
to the end of secondary school, they are able to attain the ability to
communicate spontaneously on a wide variety of subjects, a score of 17 or
Intermediate Level on the New Brunswick OPI. Their communicative abilities,
while not equal to those of students who have participated in immersion
programs, are far superior to those of students who have participated in the
core French program, based on categories of the DELF (Diplme dtudes en
langue franaise), as is shown in the graph below (Government of New
Brunswick, 2010). It is interesting to note that, since 2008, the province of
New Brunswick has replaced core French with the Intensive French program
for all students who are not in immersion.


Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
105
Table 1. Oral results for FSL students in New Brunswick in core, intensive and
immersion programs at the end of secondary school (based on the DELF interview
scale).
Oral Language Competency (Key Stage Outcomes)
A1 A2 B1 B2
End of
program
A1.1 A1.2 A1 A2.1 A2.2 A2 B1.1 B1.2 B1 B2.1 B2.2 B2
Core French
12
th
Grade

Intensive
French
5
th
Grade

Post-Intensive
French
8
th
Grade

Post-Intensive
French
10
th
Grade

Post-Intensive
/ Blended
High School
Program
12
th
Grade

Late
Immersion
10
th
Grade

Early
Immersion
10
th
Grade



The NLA, because of its bases in neurolinguistic research, is an approach to
L2/FL learning that has positive implications for all types of L2/FL learners.
Recent research in the field of education has indicated that the NLA provides
a successful learning experience for immigrant children, enabling them to
acquire French without interference to their English development (Carr, 2009).
In addition, it has been demonstrated that learners with challenges respond
positively to the program, due primarily to its oral and interactive nature (Joy
& Murphy, 2012).

Further classroom applications of NLA are being developed in Canada by
other professionals to teach certain First Nations languages in the Yukon, the
Northwest Territories and Prince Edward Island, as well as in the James Bay
area to teach English, French and Cree. It appears from these initiatives that
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
106
curriculum resources that conform to the principles of the NLA can be
adapted to teach communication skills in a wide variety of second languages
(Netten & Germain, 2009). While more research is necessary to confirm its
applicability, it would appear that the principles upon which the NLA is
founded are universal with respect to the learning of communication skills in
an L2/FL.


7. Relationship between the NLA and immersion

The immersion program is based on the premise that, if students learn
subject matter in French, they will at the same time appropriate the L2. With
respect to the five principles of the NLA, the following comments may be
made. Firstly, the immersion program provides intensity of exposure to the L2
in the beginning stages, and develops internal grammar, as French is used as
the language of communication for teachers and students throughout the
school day. Secondly, immersion is based on a literacy approach to language
teaching, as first-language instruction is always literacy based, even though
the instructional practices for effective literacy development change over time.
Thirdly, in immersion, the focus of the learning is primarily the content of the
curriculum; language becomes a means to an end. Consequently, immersion
focuses on the learning of subject matter rather than on the learning of forms
of the language. Fourthly, authenticity of communication, at least for a
classroom situation, is assured. Interaction is the only area that tends to be
less prevalent in an immersion classroom. For a considerable period of time,
research has shown that oral results are more positive in classrooms where
more interaction occurs (Netten & Spain, 1989). However, it is only recently,
as a result of the findings of neuroeducational research and a change in our
understanding of literacy, that attempts have been made to encourage more
student interaction in the immersion classroom. Teaching strategies in
immersion have been primarily those of the subjects to be taught.

Perhaps the major weakness of the immersion program is that the
teaching/learning of the L2 has been subordinated to the learning of subject
matter. Consequently, there is room for improvement in the teaching
strategies for L2 learning in the immersion classroom (Mandin, 2008). The
concept of internal grammar, as well as many of the teaching strategies
conceived for the NLA are pertinent, and could be used effectively in
immersion classrooms to improve L2 communication skills. Among these
strategies may be mentioned: the use of complete sentences to assist in
developing an internal grammar; the importance of oral error correction for an
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
107
accurate internal grammar; an increased emphasis on oral development, and
the related adoption of a pedagogy for the teaching of literacy that is specific
to an L2; and greater contextualisation of teaching language forms. In
addition, a less formal classroom, with more use of project-type activities and
student interaction to encourage personal, rather than academic, use of the
L2, would also improve L2 development for students in immersion.
Furthermore, it may be mentioned that the characteristics identified by the
neurosciences as being necessary to effective development of L2
communication skills occur most easily in early immersion (Netten, 2007).
Because of the nature of the primary curriculum, language structures are
somewhat limited and re-used, literacy development, with an emphasis on
oral language, is a major focus, and learners are actively involved in their
learning and interact to a certain extent with the teacher. Immersion programs
with a later start could profit from an initial period devoted to L2 instruction
before subject matter is introduced as well as the adoption of the L2 teaching
strategies of the NLA to make them more effective and appealing. At the
present time, there has been some interest expressed in adopting some of
the teaching strategies of the NLA in immersion. Where this type of change
has been undertaken, positive results have generally been reported, though
no research has as yet been undertaken (Cogswell, 2008).


8. Limitations of the NLA

Reactions of parents, students, teachers and administrators to the NLA have
been extremely positive. Not only have communication skills improved
substantially, but primarily because of the ability to express themselves in
French, motivation and attitudes towards the learning of French, as well as
towards francophones have shown improvement (Germain & Netten, 2004).
There are, however, some limitations, related particularly to the
implementation of the approach in the school system. Due to the positive
results achieved in Intensive French, some parents would like the program to
start in the primary grades, kindergarten to grade 3 in the North American
context. However, the program has been designed to begin in the elementary
grades, with learners aged 10 - 11. Because of the need for some intensity in
the beginning stages of the program to develop spontaneous oral
communication, it is necessary to compact some elements of the regular
curriculum. The nature of the primary program is such that much of the
curriculum is devoted to literacy development in the first language; reducing
the number of hours devoted to the first language curriculum at this stage is
not recommended. The need for an intensive period of instruction at the
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
108
beginning of the program also causes a reticence on the part of some
administrators to implement it. Re-arranging the timetable for the grade 5 or 6
classes has implications on the timetables for other grades, often creating
conflicts that are hard to resolve. Related to this issue is the question of the
effects on the other subjects in the curriculum. Reducing the number of hours
of regular instruction to increase exposure to the L2/FL requires some
adjustments (compacting or integration) in the regular curriculum during five
months of the school year. This necessity causes concern that there will be
long term negative effects on, or at least a reduction of, learning goals in the
other subjects, a fear that restricts implementation in some areas. Results of
standardized testing undertaken by school districts or provincial departments
of Education, however, have shown that this is not the case; indeed, as is the
case for the immersion program, in the long term there are positive effects on
English language, and also on mathematics scores, with no lags in the other
subject areas (Germain & Netten, 2010).

A further limitation with regard to implementation of an NLA is the need to
have teachers who are qualified to implement the program. This requires a
certain fluency in the L2/FL, in order to be able to carry on an authentic
conversation; often teachers with this level of fluency are not available in the
regular school system. In addition, teachers must be educated to understand
the theoretical bases of the approach underlying the curriculum and to use the
teaching strategies effectively. This imposes a certain burden on the school
system. Also, the long tradition in core French of putting the emphasis on the
teaching of knowledge rather than skill requires that teachers be open to the
adoption of new, and radically different, ideas about the learning of an L2/FL.
Adopting the approach, and using it effectively, demands a major change in
their beliefs about L2/FL learning, and some teachers may require two or
three years before they are able to understand the shift in pedagogy that is
implicit in the NLA. Until the general tenets of neuroeducation are more widely
diffused, the majority of teachers will have some difficulty in reorienting their
beliefs about learning/teaching.


9. Directions for further research

The NLA opens up a whole new area of research for the teaching/ learning of
an L2/FL. The concept of internal grammar, in particular, is a fruitful area for
research on L2/FL acquisition. An effective way of operationalizing and
measuring the level of internal grammar is required. There would appear to be
a relationship between internal grammar and fluency that should be explored,
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
109
as well as between internal grammar and spontaneous communication.
Cummins (1976) hypothesized that there are two threshold levels of
importance in L2/FL learning: the lower threshold that should be attained
before beginning L2/FL learning and the upper threshold that marked the
beginning of actual cognitive use of the L2/FL. Exploring the concept of
internal grammar, and defining levels, could verify and expand the usefulness
of these hypotheses. Research to examine the concept of internal grammar,
and its development, in relation to the rhythm of individual learners in
developing literacy skills should also be useful to educators in both first and
second language contexts, and could help to identify learners in difficulty.

At a more general level, a major contribution of the cognitive neurosciences to
research in education is the important distinction between knowledge and
skill, and the different ways in which these two products of learning are
treated by the brain. It will be important for educators in all subject areas to
identify more effectively those aspects of the curriculum that are knowledge-
based and those that are skills, and to realize that learning may more often
require complex re-organization in the brain rather than the simple storage of
new information.

In addition, it may be of interest to researchers in the area of neuroeducation
to examine their findings in the light of constructivist perspectives on
instruction. While the processes of instruction follow their own logical order,
they direct and awaken a system of processes in the childs mind which is
hidden from direct observation and subject to its own developmental laws
(Vygotsky, 1962, p. 102). What was hidden from direct observation for
Vygotsky may now be observable with new imaging techniques. Furthermore,
in the school situation instruction by its nature involves groups of individuals
who interact in the learning situation. How social interaction shapes individual
cognitive development is an important part of understanding learning and
developing instructional prescriptions to create effective classroom conditions
to promote that learning.


10. Conclusion

Conception of the NLA demonstrates the significant contribution that research
in the neurosciences has made to the field of education. Until now the primary
paradigm on which the resources and strategies for learning to communicate
in an L2/FL have been developed has been that based on the tenets of
cognitive psychology. While the results of this paradigm were unsatisfactory,
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
110
the reasons for its deficiencies proved to be elusive. It is through the adoption
of a neurolinguistic perspective on bilingualism that a more successful L2/FL
paradigm has been conceptualized. The five principles of the NLA provide
one example of how neurolinguistic theory can be incorporated into creating
new and more effective conditions for developing communication skills. Other
approaches may also be developed. Nonetheless, in its present form, the
NLA has been highly successful in enabling students to communicate
spontaneously in a second language in a school situation, and has
demonstrated its applicability to the learning of second languages other than
French.


References

Anderson, J. R. (1990). Cognitive psychology and its implications. (3rd ed.).
New York, NY: W.H. Freeman.
Atlantic Provinces Education Foundation. (2004). Core French survey: A
regional report. Halifax, Nova Scotia. Retrieved from
http://www.caslt.org/pdf/ APEF%20-%20Section%20one.pdf
Calv, P. (1991). Vingt-cinq ans d'immersion au Canada : 1965-1990. tudes
de linguistique applique, 82, 7-23.
Canadian Parents for French (2012). Enrolment, recruitment and retention.
Retrieved from http://cpf.ca/en/media/backgrounders/enrolment-
recruitment-and-retention
Carr, W. (2009). Intensive French in British Columbia: Student and parent
perspectives and English as additional language (EAL). The Canadian
Modern Language Review/Revue canadienne des langues vivantes,
65(5), 787-815.
Cogswell, F. (2008). Dix leons apprises en franais intensif et appliques
limmersion tardive. Immersion Journal /Journal de limmersion, 30(2),
17-20.
Cummins, J. (2001). The entry and exit fallacy in bilingual education. In C.
Baker & N. H. Hornberger (Eds.), An introductory reader to the writings
of Jim Cummins (pp. 110-138). Clevedon, England: Multilingual
Matters.
Cummins, J. (1976). The influence of bilingualism on cognitive growth: A
synthesis of research findings and explanatory hypothesis. Working
Papers on Bilingualism, 9. 1-43.
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
111
DeKeyser, R. (1998). Beyond focus on form: Cognitive perspectives on
learning and practicing second language grammar. In C. Doughty & J.
Williams (Eds.), Focus on form in classroom second language
acquisition (pp. 42-63). Cambridge, United Kingdom: Cambridge
University Press.
Doise, W. & Mugny, G. (1981). Le dveloppement social de lintelligence.
Paris, France: Interditions.
Ellis, N. (January, 2011). Language acquisition just Zipfs right along.
Conference, Universit du Qubec Montral.
Ellis, R. (2002). Does form-focused instruction affect the acquisition of implicit
knowledge? A review of the research. Studies in Second Language
Acquisition, 24, 223-236.
Ellis, R. (1997). SLA research and language teaching. Oxford, United
Kingdom: Oxford University Press.
Gal-Bailly, T. (2011). Mise en place dune mthode contemporaine
denseignement du franais langue trangre en milieu universitaire
chinois tude comparative entre la mthode traditionnelle chinoise et
lapproche neurolinguistique dans un cadre pr-exprimental
(Unpublished professional masters thesis). Rouen University, France.
Germain, C., Hardy, M., & Pambianchi, G. (1991). Teacher/Student
interaction. In R. Tremblay (Ed.), Professional development plan,
French as a second language. Montral, Canada: Centre ducatif et
culturel.
Germain, C. & Netten, J. (2012). Une pdagogie de la littratie spcifique la
L2. Rflexions, 31(1), 17-18.
Germain, C. & Netten, J. (2011). Impact de la conception de lacquisition
dune langue seconde ou trangre sur la conception de la langue et
de son enseignement. Synergies Chine, 6, 25-36.
Germain, C. & Netten, J. (2010). Une approche transdisciplinaire de
lapprentissage du franais langue seconde au Canada : le franais
intensif. Proceedings, Stratgie interdisciplinaire et interculturelle dans
lenseignement du franais, Universit Catholique Fu-Jen, Tawan, 12-
24.
Germain, C. & Netten, J. (2005a). Place et rle de loral dans lenseignement /
apprentissage dune L2, Babylonia, 2, 7-10. Retrieved from:
http://babylonia.ch/fileadmin/user_upload/documents/2005-2/
germainnetten.pdf
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
112
Germain, C. & Netten, J. (2005b). Approche transdisciplinaire et processus
cognitifs dans lapprentissage dune L2. Parole, 34-36, 187-198.
Germain, C. & Netten, J. (2004). tude qualitative du rgime pdagogique du
franais intensif. Revue canadienne des langues vivantes/The
Canadian Modern Language Review, 60(3), 393-408.
Germain, C., Netten, J., & Movassat, P. (2004). Lvaluation de la production
orale en franais intensif : Critres et rsultats. Revue canadienne des
langues vivantes/The Canadian Modern Language Review, 60(3), 309-
332.
Government of New Brunswick (2010). Oral language competence.
Fredericton, Canada: New Brunswick Department of Education.
Government of Ontario (2004). Literacy for learning: The report of the expert
panel on literacy in grades 4 to 6. Toronto, Canada: Ontario Ministry of
Education.
Harley, B., Hart, D., Lapkin, S., & Scane, J. (1991). Baseline data for OAC
performance in core French. Unpublished manuscript, Ontario Institute
for Studies in Education, Modern Language Centre, University of
Toronto, Canada.
Hart, D. & Scane, J. (2004). Chapters 5, 6 and 7. In State of FSL report.
Ottawa, Canada: Canadian Parents for French.
Huc, P. & Vincent Smith, B. (2008). Naissance de la neurodidactique, Le
Franais dans le Monde, 357, 30-31.
Joy, R. & Murphy, E. (2012). The inclusion of children with special
educational needs in an intensive French as a second-language
program: From theory to practice. Canadian Journal of
Education/Revue canadienne de l'ducation, 35(1), 102-119. Retrieved
from http://ojs.vre.upei.ca/index.php/cje-rce/article/view/712
Krashen, S. (1981). Second language acquisition and second language
learning. Oxford, United Kingdom: Pergamon Press.
Lapkin, S. (2008). Imagining core French in the 21st century. Paper
presented at the Future directions for FSL Teaching in Canada round
table. Official Languages and Bilingualism Institute, University of
Ottawa, Canada.
LeBlanc, R. (1990). National core French study: A synthesis. Ottawa,
Canada: Canadian Association of Second Language Teachers.
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
113
Lightbown, P.M. & Spada, N. (1994). An innovative program for Primary ESL
in Quebec. TESOL Quarterly, 28(3), 563-579.
Lyster, R. (2007). Learning and teaching languages through content: A
counterbalanced approach. Amsterdam, Netherlands/Philadelphia, PA:
John Benjamins.
Lyster, R. & Ranta, L. (1997). Corrective feedback and learner uptake:
Negotiation of form in communicative classrooms. Studies in Second
Language Acquisition, 19, 37-66.
Mandin, L. (2008). Lavenir de limmersion franaise au Canada. Paper
presented at the Future Directions for FSL Teaching in Canada round
table. Official Languages and Bilingualism Institute, University of
Ottawa, Canada. Retrieved from: http://www.caslt.org/pdf/
factsheets_research/Lucille+Mandin_CCERBAL +2008.pdf
Netten, J. (2007). Optimal entry point for French immersion. Revue de
lUniversit de Moncton, Numro hors-srie, 27-35.
Netten, J. & Germain, C. (2012). Approche neurolinguistique Guide
pdagogique, Franais intensif (2
nd
ed.) Introduction (English
Translation). Montral: Auto-dition.
Netten, J & Germain, C. (2009). The future of intensive French in Canada.
The Canadian Modern Language Review/Revue canadienne des
langues vivantes, 65(5), 757-786.
Netten, J. & Germain, C. (2007). Learning to communicate effectively through
Intensive instruction in French. In M. Dooly & D. Eastment (Eds.), How
were going about it: Teachers voices on innovative approaches to
teaching and learning languages (pp. 31-41). Cambridge, United
Kingdom: Cambridge Scholars Publishing.
Netten, J. & Germain, C. (2005). Pedagogy and second language learning:
Lessons learned from intensive French. Revue canadienne de
linguistique applique/Canadian Journal of Applied Linguistics, 8(2),
183-210.
Netten, J., Riggs, C., & Hewlett, S. (1999). Choosing core French in
Newfoundland and Labrador. Research report. St. Johns, Canada:
Memorial University of Newfoundland.
Netten, J. & Spain, W. (1989). Student-teacher interaction patterns in the
French immersion classroom: Implications for levels of achievement in
French language proficiency. The Canadian Modern Language
Review/Revue canadienne des langues vivantes, 45(3), 485-501.
Netten and Germain A new paradigm for the learning of a second or foreign language
ISSN: 1929-1833 2012 Neuroeducation December 2012 | Volume 1 | Number 1
114
Paradis, M. (2009). Declarative and procedural determinants of second
languages. Amsterdam, Netherlands/Philadelphia, PA: John
Benjamins.
Paradis, M. (2004). A neurolinguistic theory of bilingualism. Amsterdam,
Netherlands/Philadelphia, PA: John Benjamins.
Paradis, M. (1994). Neurolinguistic aspects of implicit and explicit memory:
Implications for bilingualism. In N. Ellis (Ed.), Implicit and explicit
learning of second languages (pp. 393-419). London, England:
Academic Press.
Perret-Clermont, A.-N. (1986). La construction de lintelligence dans
linteraction sociale (3
e
d.). Berne, Suisse: Peter Lang.
Rebuffot, J. (1993). Le point sur limmersion au Canada. Montral, Canada:
Centre ducatif et culturel.
Ricordel, I. (2012). Application de lApproche neurolinguistique en milieu
exolingue. Le franais l'universit, 17(1). Retrieved from
http://www.bulletin.auf.org/ index.php?id=1041.
Segalowitz, N. (2010). Cognitive bases of second language fluency. New
York, NY/Oxon, United Kingdom : Routledge/Abingdon.
Snchal, G. (2004). Impact du nombre dheures denseignement sur
lapprentissage du franais langue seconde la fin du primaire (4
e
, 5
e

et 6
e
annes). Unpublished masters thesis, Montreal : Universit du
Qubec Montral.
Vygotsky, L.S. (1962). Thought and language. Cambridge, MA: MIT Press.

You might also like