DOI: 10.1126/science.
1197598
, 599 (2011); 331 Science
 et al. Takuya Sasaki
Action-Potential Modulation During Axonal Conduction
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Action-Potential Modulation During
Axonal Conduction
Takuya Sasaki,
1
Norio Matsuki,
1
Yuji Ikegaya
1,2
*
Once initiated near the soma, an action potential (AP) is thought to propagate autoregeneratively
and distribute uniformly over axonal arbors. We challenge this classic view by showing that APs
are subject to waveform modulation while they travel down axons. Using fluorescent patch-clamp
pipettes, we recorded APs from axon branches of hippocampal CA3 pyramidal neurons ex vivo.
The waveforms of axonal APs increased in width in response to the local application of glutamate
and an adenosine A
1
 receptor antagonist to the axon shafts, but not to other unrelated axon branches.
Uncaging of calcium in periaxonal astrocytes caused AP broadening through ionotropic glutamate
receptor activation. The broadened APs triggered larger calcium elevations in presynaptic boutons
and facilitated synaptic transmission to postsynaptic neurons. This local AP modification may enable
axonal computation through the geometry of axon wiring.
C
ontrary  to  the  prevailing  notion  of   the
digital-like   uniformity  of   action  poten-
tials (APs),  recent  evidence  has shown
that   APs  (or   axons)   are  capable  of   conveying
information in a graded analog manner (14). It
remains   unknown,   however,   whether   already-
generated  APs  can  be  modulated  during  axonal
conduction. Because axons express various types
of transmitter receptors and ion channels, in par-
ticular on their presynaptic terminals (5, 6), local
alterations   in   the   ion   conductance   of   aligned
synapses  along  an  axon  may  modify  the  wave-
forms of APs traveling down its length.
We  recorded  CA3  pyramidal   cells  (PCs)  in
hippocampal slice cultures, unless otherwise spec-
ified   (7).   Alexa   Fluorloaded   patch   pipettes
were used to visualize their axons (Fig. 1A). An
axonal branch that was 150 to 700 mm away from
the  axon  hillock  was  targeted  for   cell-attached
recording with a fluorophore-coated pipette un-
der spinning-disk confocal visualization (8). APs
were  evoked  by  current  injection  into  the  soma
and  were  extracellularly  captured  at   the  axon
as sharp sink potentials. Extracellularly recorded
APs (eAPs) were likely to be a mixture of the
inverse of intracellularly recorded APs (iAPs)
and their derivatives (fig. S1).
Glutamate   or   g-aminobutyric   acid  (GABA)
was locally puff-applied to the axon midway be-
tween  two  patch-clamp  pipettes.   The   effective
radius  of  this  local   application  was  less  than
100 mm, as confirmed by diffusion of coapplied
Alexa Fluor dye. Application of 10 mM glutamate
induced  a  rapid  and  reversible  increase  in  the
half-maximal duration of eAPs that were recorded
within  200  mm  of  the  site  of  glutamate  admin-
istration (Fig. 1B, t
10
 = 5.44, P = 0.0003 paired
t test). This low concentration of glutamate did
not  change  the  iAP  width  recorded  at  the  soma
(Fig. 1B, 0.61 T 1.6%, t
10
 = 0.28, P = 0.78) or
the somatic resting membrane potential (0.4  T
0.8 mVof change, t
10
 = 0.53, P = 0.60). It also
did  not  affect  the  spike  activity  of  nearby  neu-
rons (fig. S2). Unlike glutamate, 1 mM GABA
had no significant effect on the eAP width (Fig.
1C, t
5
 = 1.03, P = 0.34).
Glutamate did not broaden eAPs in the pres-
ence  of  10  mM  6-cyano-7-nitroquinoxaline-2,3-
dione   (CNQX),   a   nonN-methyl-D-aspartate
(NMDA) receptor antagonist (Fig. 1C, t
6
 = 1.31,
P = 0.23), but it did in the presence of 50 mM
L,D-2-amino-5-phosphonopentanoic  acid  (AP5),
an  NMDA  receptor  antagonist   (MCPG)  (Fig.
1C,  t
5
  =  3.47,  P =  0.02),  and  500  mM  (S )-a-
methyl-4-carboxyphenylglycine, a group I/II metabo-
tropic glutamate receptor antagonist (Fig. 1C, t
5
 =
7.42, P = 0.0006). The eAP broadening was not af-
fected by bath application of a glutamate transporter
inhibitor [100 mM  DL-threo-b-benzyloxyaspartic
acid (TBOA)] (Fig. 1C, t
3
 = 4.00, P = 0.028), pre-
incubation with a vesicle fusion inhibitor [10 nM
tetanus toxin (TeNT)] (Fig. 1C, t
4
  = 4.06, P =
0.0097), or intracellular injection of a Ca
2+
chelator
[20 mM1,2-biso-aminophenoxy)ethane-N,N,N',N'-
tetraacetic acid (BAPTA)] into the somata (Fig. 1C,
t
3
 = 4.19, P = 0.024). Thus, glutamate appears to
1
Laboratory  of  Chemical   Pharmacology,   Graduate  School   of
Pharmaceutical Sciences, University of Tokyo, Tokyo 113-0033,
Japan.
  2
Precursory Research for Embryonic Science and Tech-
nology, Japan Science and Technology Agency, 4-1-8 Honcho
Kawaguchi, Saitama 332-0012, Japan.
*To  whom  correspondence  should  be  addressed.   E-mail:
ikegaya@mol.f.u-tokyo.ac.jp
Fig. 1. Glutamate applied to axons induces AP broadening. (A) Confocal
image  of   dual   patch-clamping  from  the  soma  and  axon  of   a  CA3  PC.
Drugs  were  locally puffed  onto  the  path  of  the  axon (red).  Traces  show
somatic iAP and axonal eAP 300 mm from the axon hillock. (B) The half-
maximal width of axonal eAPs (middle), but not of somatic iAPs (bottom),
increased during local application of glutamate. Top: eAP traces at time
points 1 and 2. (C) Effects of pharmacological reagents on eAP width. n = 4
to 7 slices, *P < 0.05, paired t test. (D) Glutamate-induced inward current in
whole-cell  recorded  axon  blebs.  (E)  Phase-space  analysis  of  an  eAP  wave-
form. (Left) An eAP was plotted in the space of V versus dV/dt, where V
represents the eAP voltage at a given time. The phase q (blue arrow) was
determined to maximize the difference between the orbits of eAPs before
(black) and during drug application (red). Right: The q values were sim-
ilar  for  eAPs  modulated  by  glutamate,  high-K
+
depolarization,  or 4-AP,
but not by TTX. n = 4 or 5 slices.
www.sciencemag.org   SCIENCE   VOL 331   4 FEBRUARY 2011   599
REPORTS
modulate  APs   by  depolarizing  axons   through
AMPAreceptor activation rather than by trigger-
ing transmitter release or Ca
2+
-dependent cellular
signals. Consistent with this, 20 mM K
+
applied
to axons induced eAP broadening (Fig. 1C, t
3
 =
4.59, P = 0.0037).
In CA3 PCs of acute hippocampal slices, the
cut   ends  (blebs)   of   the  axons  were  whole-cell
patch-clamped (2). Puffing glutamate to the blebs
elicited  an  inward  current   of  38.2  T  5.6  pA  at
a holding potential of  70 mV (Fig. 1D, n = 3
blebs).
To investigate the mechanisms underlying the
AP broadening, we analyzed the eAP waveform
in the phase space of V versus dV/dt (Fig. 1E).
The  orbits  of  control   and  glutamate-broadened
eAPs separated maximally in a late phase during
their  temporal  evolution.  The  late-phase  modu-
lation  was  replicated  by  high-K
+
depolariza-
tion and pharmacological blockade of the Kv1
family of voltage-activated K
+
channels by 10 mM
4-aminopyridine (4-AP), whereas the earlier phase
was sensitive topartial blockade of voltage-activated
Na
+
channels by 10 nMtetrodotoxin (TTX). Thus,
depolarization-induced  K
+
channel   inactivation
(1, 4) is likely to underlie the AP broadening.
To  determine  the  extent   of   glutamates   in-
fluence,   we  patched  axons  at  various  distances
downstream of the site of glutamate administra-
tion. eAP broadening was more evident at axons
nearer  the  site  of  glutamate  administration,  and
the  decay  constant   was  found  to  be  223  mm
(Fig.   2A,   n  =  17  axons).   Likewise,   the  eAP-
broadening effect was not observed at distances
greater than 250 mmupstreamfromthe glutamate
spot  (t
4
  =  0.51,   P =  0.60)  or  at  axon  branches
other   than  those  that   received  glutamate  puffs
(Fig. 2B, t
5
 = 0.66, P = 0.54).
Adenosine A
1
 receptors are expressed in pre-
synaptic  axons  (9).  Local  application  of  1  mM
adenosine did not modulate eAPs (Fig. 1C, t
5
 =
0.33,  P =  0.75),  but  100  mM  8-cyclopentyl-1,3-
dipropylxanthine (DPCPX), an A
1
 receptor antag-
onist, increased the eAP width (Fig. 1C, t
5
 = 7.61,
P = 0.0006), suggesting tonic AP suppression by
endogenous adenosine.
We next sought to determine whether AP mod-
ulation affects presynaptic Ca
2+
dynamics (fig. S3).
Oregon  Green  BAPTA-1  (OGB1),   a  Ca
2+
indi-
cator,   was  intracellularly  injected  into  PCs.   In
some cases, its AM form was bolus-injected into
the stratum oriens. Intra-axonally diffused dye was
confocally   imaged   from  individual   presynaptic
boutons.   APs   induced   a   transient   rise   in   Ca
2+
fluorescence in the boutons. The increases in Ca
2+
were  further  enhanced  by  glutamate  applied  to
axons.   This   enhancement   did  not   occur   in  the
presence  of   CNQX  and  AP5.   DPCPX,   but   not
adenosine, also enhanced the Ca
2+
response.
To investigate whether AP broadening mod-
ulates synaptic efficacy, we recorded synaptically
connected  pairs  of  CA3  PCs.   In  each  experi-
ment,  we  identified  the  axon  branch  that  was
responsible for the synaptic connection by se-
quentially  puffing 1 mM  TTX  onto  individual
Alexa-visualized axon collaterals (Fig. 3A). Focal
activation of the identified branch by glutamate
application increased the mean amplitude of uni-
tary  excitatory  postsynaptic  currents  (uEPSCs)
in the downstream postsynaptic neurons (Fig. 3,
B  and  C, t
11
  = 3.49,  P = 0.006) and  decreased
the failure of synaptic transmission (fig. S4) and
the paired-pulse response ratio (PPR), defined as
the   second   uEPSC  amplitude   divided   by   the
first evoked by two 50-ms-interval stimuli (Fig.
3D, t
4
 = 4.31, P = 0.01). DPCPX (Fig. 3D, t
5
 =
5.70, P = 0.002), but  not adenosine (Fig. 3D,
t
5
  =1.38,   P  =  0.23),   increased  the  uEPSC  am-
plitude.   4-AP  also  increased  synaptic  efficacy
(Fig. 3D, t
5
  =  5.46,  P =  0.003)  and  decreased
PPR (t
5
 = 7.81, P = 0.0006).
Most   local   axons  of  CA3  PCs  are  unmyeli-
nated,  and  their  shafts  and  presynaptic  varicos-
ities   contact   astrocytes   (10).   These  periaxonal
astrocytes  may  modulate  APs  through  the  re-
lease of gliotransmitters. Astrocytes residing near
the axons of CA3 PCs (150 to 400 mm from axon
Fig.   2.   The  AP-broadening  effect
reaches   beyond   the   glutamate-
activated region. (A) A glutamate-
induced   increase   in   axonal   eAP
width  is  plotted  against   the  path
distance   between   the   glutamate
puff  and  the  cell-attached  record-
ing   positions.   Red   indicates   the
puffed area (<100 mm f). The line
was best fit to a single exponential
decay  (R
2
=  0.50,  P  =  0.01,   n  =
17 axon recordings). The decay con-
stant l (223 mm) was smaller than
the  axon  length  constant   reported
previously (~500 mm) (24). Extra-
cellular recording of APs may underestimate the effect of AP broadening. (B) Glutamate applied to axon
branches in different locations than the recording site had no effect. n = 6 axons.
Fig.  3.  Glutamate  applied  to  axons  facilitates  downstream  synaptic  ef-
ficacy. (A) Identification of the axon branch (no. 4) connecting a patched
neuron pair by sequential application of TTX to spots 1 to 7. Red, axons;
blue, somatodendrites. Only the main axon fibers are illustrated. (B) In-
dividual uEPSC traces (gray traces) and their averages (thick traces) before and during
glutamate application. (C) uEPSCs increased in amplitude during glutamate applica-
tion. (D) Effects of local drug application on synaptic responses evoked by single-pulse (left) and paired-pulse (right) stimulation. n = 5 to 12 slices, *P <
0.05, paired t test.
4 FEBRUARY 2011   VOL 331   SCIENCE   www.sciencemag.org 600
REPORTS
hillocks)   were   bolus-loaded   with   OGB1-AM
and O-nitrophenyl-ethylene glycol tetraacetic acid
AM  (NP-EGTA-AM),   a   membrane-permeating
caged-Ca
2+
compound (Fig. 4A). Astrocytes were
morphologically   and   immunohistochemically
identified (fig. S5) and preferentially loaded with
NP-EGTA-AM (11). Photolysis of caged Ca
2+
by
an  ultraviolet   (UV)   pulse  (120  mm  in  diameter)
elicited  oscillatory  Ca
2+
fluctuations  in  the  illu-
minated astrocytes, which persisted for several
minutes (fig. S6D). The activity did not propagate
to  neighboring,   nonilluminated  astrocytes.   UV
illumination  did  not  activate  astrocytes  that  were
not loaded with NP-EGTA (fig. S6E, UValone).
Ca
2+
uncaging  in  astrocytes  increased  the
duration of eAPs recorded at downstream axons
within 200 mm of the UV spot (Fig. 4, B and C,
t
6
  =  5.90,  P =  0.001). The  same  effect  was  ob-
served in axons of CA3 PCs of acute hippocam-
pal slices (a 4.5  T 1.0% increase in eAP width,
t
3
 = 4.83, P = 0.02). UV pulses did not induce
eAP broadening in the presence of  CNQX and
AP5 (Fig. 4C,  t
4
  = 1.40, P =  0.23) or  in  slices
without   NP-EGTA-AM  loading  (Fig.   4C,   t
4
  =
0.38, P = 0.73). We rule out the possibility that
UV-induced Ca
2+
elevation in NP-EGTAloaded
axons caused the eAP broadening, because UV
illumination of axons of presynaptic neurons in-
jected with 200 mM NP-EGTA failed to broaden
eAPs (Fig. 4C, t
4
 = 0.02, P = 0.98). Astrocyte ac-
tivation increased the amplitude of AP-triggered
Ca
2+
transients in presynaptic boutons, an effect
that was not observed in the presence of CNQX
and AP5 or in slices without NP-EGTA loading
(fig. S7).
To examine whether the Ca
2+
activity of peri-
axonal astrocytes facilitated downstream synap-
tic efficacy, astrocytes near the presynaptic axon
branches connecting patched PC pairs were loaded
with  NP-EGTA-AM  (Fig.  4D).  UV activation  of
these  astrocytes   amplified  uEPSCs   in  the   post-
synaptic neurons (Fig. 4E, t
18
= 2.27, P= 0.03) and
reduced PPR (t
15
 = 2.54, P = 0.02). Both effects
were blocked by coapplication of CNQX and AP5
to the UV-illuminated area (Fig. 4E, t
8
 = 0.24, P =
0.81). Neither UVillumination alone (Fig. 4E, t
9
 =
0.97, P = 0.36) nor UVactivation of astrocytes on
irrelevant   axon  branches   (t
5
  =  0.82,   P  =  0.45)
facilitated  synaptic  transmission.   To  examine  the
impact  of  single  astrocyte  activation,  we  injected
NP-EGTA  into  a  periaxonal   astrocyte  through  a
whole-cell pipette (fig. S8A). In 5 of 13 exper-
iments,   photostimulation  led  to  a   modest   but
significant increase in uEPSC efficacy as well as
a decrease in PPRs. When the data for the entire
sample  were  analyzed  statistically,  these  effects
were still significant (fig. S8B). Ca
2+
uncaging in
the axons of NP-EGTAloaded presynaptic neu-
rons failed to modulate synaptic transmission.
We  demonstrated  that   activation  of   AMPA
receptors directly or indirectly causes a depolar-
izing current in axons and thereby broadens APs
during axonal conduction. The endogenous agonist
glutamate  appears  to  be  provided  by  periaxonal
astrocytes [but see (12)]. Astrocytes are known to
regulate  local   synaptic  transmission  (1316),   but
this work reveals that they are far more influential
than expected, because the length constant of the
axon cable (24) exceeds their cell diameter. Our
findings derived from experimentally designed ex
vivo systems using artificial stimulation should be
extrapolated to other systems with caution. Eluci-
dating their physiological relevance requires further
investigation.
References and Notes
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material on Science Online.
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17.   This work was supported in part by a Grant-in-Aid for
Science Research (nos. 22115003, 22650080, and
22680025) from the Ministry of Education, Culture,
Sports, Science, and Technology of Japan. T.S. collected
experimental data and carried out the data analysis.
Y.I. conceived the project and carried out the data
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manuscript.
Supporting Online Material
www.sciencemag.org/cgi/content/full/331/6017/599/DC1
Materials and Methods
Figs. S1 to S8
References
9 September 2010; accepted 29 December 2010
10.1126/science.1197598
Fig.   4.   Ca
2+
uncaging
in periaxonal astrocytes
broadens   APs   and  facili-
tates downstream synaptic
transmission.   (A)   Astro-
cytes   (magenta)   bolus-
loaded with NP-EGTA-AM
near  the  axon  whose  so-
ma and downstream axon
(green) were patch-clamp
recorded.  UV  illuminated
the circled area. (B) Pho-
tolysis of NP-EGTA induced
axonal   eAP   broadening.
Inset at top: eAPs at time
points 1 and 2. (C) Sum-
marized  data,   including
slices that were not loaded
with   NP-EGTA-AM   (UV
alone) and slices in which
the   presynaptic   neuron
was intracellularly loaded
with NP-EGTA (pre-neuron).
(D)   Astrocytes   near   the
axon  connecting  two  patch-clamped  neurons  were  bolus-loaded
with NP-EGTA-AM. (E) CNQX and AP5 were locally applied to the UV-illuminated
area. UV was also applied to unloaded slices (UV alone) and slices in which NP-EGTA-AM was bolus-loaded
into the astrocytes around irrelevant axon branches (other branch). n = 6 to 19 slices, *P < 0.05, paired t test.
www.sciencemag.org   SCIENCE   VOL 331   4 FEBRUARY 2011   601
REPORTS