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National Law Institute University, Bhopal  
And 
Rajiv Gandhi Proudyogiki Vishwavidyalaya, Bhopal 
Collaborative Program Jointly Offers  
Master  
In 
Cyber Law and Information Security  
WCT and WPPT  
SUBMITTED TO: 
Asst. Prof. Mr. Atul Kumar Pandey  
SUBMITTED BY: 
R Prasun Kumar Naidu  2012MSCLIS12      
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WIPO COPYRIGHT TREATY AND WIPO PERFORMANCES 
AND PHONOGRAMS TREATY 
Abstract 
WIPO  is  an  organization  which  is  a  part  of  UN  and  also  one  of  its  17  specialised  agencies.  It 
works  for  the  encouragement  of  protection  of  intellectual  property  throughout  the  world. 
Through  this  paper,  I  am  trying  to  bring  to  light  its  2  treaties,  i.e.,  WCT  and  WPPT.  Both  of 
these  treaties  are  accepted  by  the  member  countries  of  WIPO.  So,  Ill  try  to  discuss  the  legal 
aspects of both of this treaties and also covering the key provisions of them with their advantages 
and limitations.    
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INTRODUCTION 
WCT  and  WPPT  are  2  treaties  that  came  into  existence  in  1996  at  WIPO  in  Geneva  but  they 
came  into  practice  in  March  6,  2002  and  May  20,  2002,  respectively.  WCT  deals  with  the 
protection  for  authors  of  literary  and  artistic  work  such  as  writings,  computer  programs, 
distinctive  databases,  musical  works,  audiovisual  works,  fine  arts  and  photographs.  Whereas, 
WPPT  deals  with  the  rights  related  to  copyrights  that  of  performers  and  producers  of 
phonograms.  Copyright  and  related  rights  are  covered  through  national  laws  in  individual 
countries.  International  treaties  try  to  standardize  various  national  laws  and  also  require  the 
countries  that  are  complying  with  the  treaty  to  grant  certain  rights  specified  in  these  treaties  on 
no discriminating grounds. 
These  2  treaties  were  created  to  update  and  append  the  treaties  that  were  already  there  on 
copyright  and  its  related  rights  which  were  The  Berne  Convention  and  The  Rome  Convention. 
Both WCT and WPPT were created to counter the problems faced in the current scenario by the 
digital technologies to protect the works over digital networks. This is the reason for the calling 
of  these  treaties  as  WIPO  INTERNET  TREATIES.  There  was  a  great  dilemma  during  the 
making of these treaties as certain countries wanted stronger rights and certain countries wanted 
higher protection for users and intermediaries. So, the treaty was widely discussed and accepted 
all over as fairly balanced. As a result, these treaties were accepted by more than 100 countries. 
These  treaties  provide  a  wider  scope  also  protecting  copyright  and  related  rights  in  digital 
technologies. 
LEGAL ASPECTS OF WCT AND WPPT 
WCT 
The primary stretch of Article 1(1) of the WCT provides that this Treaty is a special agreement 
within  the  meaning  of  Article  20  of  the  Berne  Convention  for  the  Protection  of  Literary  and 
Artistic Works, as regards Contracting Parties that are countries of the Union established by that 
Convention. and  Article 20 of the Berne Convention contains the subsequent provision:  The 
Governments  of  the  countries  of  the  Union  reserve  the  right  to  enter  into  special  agreements 
among themselves, in so far as such agreements grant to authors more extensive rights than those 
granted by the Convention, or contain other provisions not contrary to this Convention. Hence, 
this states that no agreement is acceptable that results in the decrease of the level of power given 
through  the  convention.  It  also  states  that  [t]his  Treaty  shall  not  have  any  connection  with 
treaties other than the Berne Convention, nor shall it prejudice any  rights and obligations under 
any other treaties. Through this clause the treaty denies its connections to any other convention 
except  the  Berne  Convention.  It  also  brings  to  light  that  there  is  no  relation  between  WCT  and 
WPPT as both are other treaties in themselves. 
Article 1(4) states that Contracting Parties shall comply with Articles 1 to 21 and the Appendix 
of the Berne Convention. Article 1(3) states that Berne Convention here  refers to the Paris act 
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of  the  convention  which  was  created  in  1976.  It  also  states  that  not  only  the  parties  to  the 
convention will have to comply with the treaty but also the member countries of WIPO. Article 
1(2) states that Nothing in this Treaty shall derogate from existing obligations that Contracting 
Parties have to each other under the Berne Convention for the Protection of Literary and Artistic 
Works. It tries to clarify that nothing in this treaty must remove the obligations of the countries 
that they have to each other through Berne Convention.
1 
WPPT 
In the early work of this treaty there was an idea that it should have the same relationship with 
Rome  convention  as  WCT  is  having  with  the  Berne  Convention.  But,  this  idea  didnt  have 
required  support.  So,  there  was  a  regulation  in  the  relationship  that  only  few  provisions  were 
mandatory to be followed of Rome Convention relating to the criteria of eligibility of protection. 
The  rest  provisions  were  not  an  obligation  that  must  be  followed.  Article  1(3)  of  the  Treaty,  in 
respect  of  the  relation  to  the  other  treaties,  includes  a  provision  similar  to  Article  1(2)  of  the 
WCT:    The  Treaty  shall  not  have  any  connection  with,  nor  shall  it  prejudice  any  rights  and 
obligations under, any other treaties. 
It is understood that Article 1(2) clarifies the relationship between rights  in phonograms under 
this Treaty and copyright in works embodied in the phonograms.  In cases where authorization is 
needed from both the author of a work  embodied in the phonogram and a performer or producer 
owning  rights in the phonogram, the  need  for the authorization of the author does not cease to 
exist because the authorization of  the performer or producer is also required, and vice versa.
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IMPORTANT ELEMENTS 
Both treaties need countries to offer a framework of essential rights, allowing creators to manage 
and/or  be  compensated  for  the  different  ways  in  which  their  creations  are  used  and  enjoyed  by 
others. Most significantly, the treaties guarantee that the owners of those rights will continue to 
be  sufficiently  and  successfully  protected  when  their  works  are  circulated  through  new 
technologies  and  communications  systems  such  as  the  Internet.  The  treaties  thus  clarify  that 
accessible  rights  continue  to  affect  in  the  digital  environment.  They  also  generate  new  online 
rights.  To  preserve  a  fair  stability  of  interests  between  the  owners  of  rights  and  the  worldwide 
public,  the  treaties  additionally  explain  that  countries  have  reasonable  flexibility  in  establishing 
exceptions  or  boundaries  to  rights  in  the  digital  environment.  Countries  may,  in  suitable 
conditions,  grant  exceptions  for  uses  deemed  to  be  in  the  public  interest,  such  as  for  non-profit 
educational and research purposes. 
The treaties also involve countries to offer not only the rights themselves, but also two kinds of 
technical adjuncts to the rights. These are projected to make sure that right holders can efficiently                                                  
1
 http://www.wipo.int/copyright/en/activities/wct_wppt/pdf/wct_wppt.pdf 
2
 http://www.wipo.int/copyright/en/activities/wct_wppt/pdf/wct_wppt.pdf 
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use  technology  to  defend  their  rights  and  to  certify  their  works  online.  The  first,  recognized  as 
the anti-circumvention provision, tackles the crisis of hacking: it requires countries to supply 
sufficient  legal  protection  and  valuable  remedies  against  the  circumvention  of  technological 
actions  (such  as  encryption)  used  by  right  holders  to  safeguard  their  rights.  The  second  type  of 
technological  adjuncts  protects  the  consistency  and  integrity  of  the  online  marketplace  by 
requiring countries to forbid the planned alteration or deletion of electronic rights management 
information:  that  is,  information  which  comes  with  any  protected  matter,  and  which  identifies 
the  work,  its  creators,  performer,  or  owner,  and  the  terms  and  conditions  for  its  use.  Other 
provisions  of  treaty  provide  more  sufficient  measures  protection  to  the  authors,  performers  and 
producers of the phonograms not only to the digital world but in real world too. 
FINAL CLAUSES 
WCT 
Article  15-25  covers  the  administrative  provisions  and  final  clauses  such  as  the  Assembly  of 
Contracting  States,  the  International    Bureau,  eligibility  for  becoming  party  to  the  Treaty, 
signature  of  the  Treaty,  entry  into  force    of  the  Treaty,  effective  date  of  becoming  party  to  the 
Treaty, reservations (no reservations),   denunciation of the Treaty, languages of the Treaty and 
depository.
3
 These  provisions  are  almost  similar  to  the  provisions  of  other  WIPO  treaties  on 
similar  problems  except  for  2  special  features  being,  the  likelihood  of  an  intergovernmental 
organization  becoming  a  party  to  the  treaty  and  the  number    of  requirements  of  ratification  or 
attainment  needed  for  entry  into  force  of  the  Treaty.  Article  17  tells  us  about  the  eligibility 
criteria  for  being  the  party  to  the  treaty.  Paragraph  1  state  that  any  member  of  the  WIPO  may 
become  a  party  to  the  treaty.  Paragraph  2  state  that  the  Assembly  may  decide  to  admit  any 
intergovernmental organization to become party to this Treaty which declares that it is competent 
in respect of, and has its own legislation binding on all its Member States on, matters covered by 
this  Treaty  and  that  it  has  been  duly  authorized,  in  accordance  with  its  internal  procedures,  to 
become  party  to  this  Treaty.  The  next  paragraph  provides  that  The  European  Community, 
having made the declaration referred to in the preceding paragraph in the Diplomatic Conference 
that  has  adopted  this  Treaty,  may  become  party  to  this  Treaty.  In  its  article  20,  it  fixes  its 
number of instruments of ratification or accession at 30 states. 
WPPT 
Article  24-33  provides  the  administrative  provisions  and  final  clauses  that  cover  the  issues  that 
are same to that of WCT.                                                  
3
 http://www.wipo.int/copyright/en/activities/wct_wppt/pdf/wct_wppt.pdf 
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ADVANTAGES 
International protection of national right holders 
The  treaties  require  other  countries  to  offer  full  protection  within  their  territories  to  your  own 
countrys  right  holders  when  their  creations  are  exploited  overseas,  thereby  shielding  their 
interests  and  making  sure  that  local  creators  and  enterprises  get  benefit  from  the  economic 
rewards  from  outside  the  country.  These  benefits  are  largely  important  in  the  era  of  worldwide 
digital  networks,  when  the  difference  between  the  domestic  and  foreign  markets  is  blurring,  if 
not disappearing, as the distribution of works and other subject matter cannot be limited to within 
national borders.
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Promotion of electronic commerce 
Digital technologies allow the broadcast and use of all of the materials confined by copyright and 
associated rights in digital form over interactive networks. While the transmission of text, audio, 
pictures  and  computer  programs  over  the  Internet  is  very  likely,  this  will  soon  be  true  for 
transmission  of  audiovisual  works  such  as  feature  films,  as  the  technical  variables  of  narrow 
bandwidth has started to vanish. Resources protected by copyright and related rights,  across the 
range of information and entertainment products, comprise much of the important subject matter 
of electronic commerce. 
Growth of national economy 
The cultural and information industries, which manufacture and distribute products and services 
of  intellect,  depend  for  their  fuel  on  efficient  and  well-enforced  copyright  legislation.  For  this 
reason these industries came to be identified as  copyright industries. Over the last few decades, 
copyright-based  goods  have  become  accountable  for  driving  the  expansion  of  national 
economies  and  the  overall  worldwide  economy.  Copyright  sectors  also  create  hundreds  of 
thousands  of  recruitments  all  over  the  world,  not  just  for  developed  countries,  but  also  for 
developing countries and for many associated economic sectors that add to manufacturing, sales 
and service of these products. 
Increase in investment 
The  height  of  intellectual  property  safety  and  enforcement  is  very  much  an  aspect  in  industrys 
decisions to invest in any particular country. Companies assess the probability that they will sell 
sufficient  legitimate  copies  of  the  productsin  the  presence  of  local  intellectual  property 
protection. It is not likely for investors to put capital into a market where they will not improve 
their  investment  and  generate  a  rational  profit.  For  copyrighted  products,  this  depends  almost 
completely on the level of copyright protection. Loyalty to the treaties makes a tough declaration 
of  the  countrys  promise  to  copyright  protection  and  willingness  to  react  to  technological 
transform.                                                  
4
 http://www.squ.edu.om/Portals/175/PDF/WIPO%20Publication.pdf 
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RELATION WITH TRIPS 
Both  WCT  and  WPPT  contain  provisions  whose  compliance  is  similar  to  those  in  the  TRIPS 
agreement. So, the countries whose laws are already TRIPS compliant must not  amend them to 
make it compliant to these 2 treaties. 
CONCLUSION 
The  toughest  problem  is  still  at  the  implementation  level  as  still  different  media  can  be  gained 
over internet for free. Even after many countries have complied with these agreements, citizens 
of these countries get access to free products through torrents or other sites. Some softwares are 
also available for downloads of medias over internet which includes a clause that exerts liability 
on  its  users  for  infringement  which  is  unethical  as  the  software  is  giving  access  to  free  media 
which may be available on the websites which are involved in infringing of copyright. Thus, an 
active organization or group must be formed which monitors such infringement in real time and 
function against it in individual countries those comply with the agreement so as to preserve the 
interest  of  the  owner  or  producer.  People  must  also  be  aware  of  the  infringement  as  internet 
provides  a  platform  which  enhances  freedom.  So,  theres  a  need  of  creation  of  certain 
organization  that  must  monitor  the  digital  networks  in  real  time  for  infringement  because 
covering  our  eyes  to  the  crimes  does  not  prevents  it  from  happening.  Therefore,  rational 
decisions must be taken for the proper implementation of these treaties.