Mexico Case Study
Mexico Case Study
http://www.iisd.org/ measure/capacity/sdsip.asp
http://www.gtz.de/rioplus/download
June 2004
Notice to Reader
Information in the country case studies was obtained primarily from publicly available sources (e.g.,
Internet and literature sources) and, where possible, was supplemented through interviews with government
officials. The information was up-to-date as of May 2004. Every effort was made to ensure that official
national sustainable development focal point contacts had the opportunity to provide feedback on the
research, but such contacts were not successful in all cases. This case study is in an unedited, working
paper format.
These case studies are made publicly available to add to the national sustainable development strategy
knowledge base. The projects research partners accept responsibility for any inaccuracies or omissions.
The views expressed in this working paper do not necessarily represent the views of the funding partners.
The research partners welcome your comments on this country case study. Please e-mail comments to
Darren Swanson at dswanson@iisd.ca.
Prepared by:
Stratos Inc.
Strategies to Sustainability
Suite 1404 1 Nicolas St.
Ottawa, Canada K1N 7B7
Tel.: 613 241-1001
Fax: 613 241-4758
www.stratos-sts.com
1
Mexico is located in North America and is bordered by the United States, Belize and
Guatemala. Mexicos population is approximately 104.9 million people, and it has a
population growth rate of 1.43% (CIA 2003). Average population density is over 50
people per square kilometer (OECD 2003, p. 156).
Mexico came under Spanish rule for three centuries before achieving independence early
in the 19th century. The elections held in July 2000 marked the first time since the 1910
Mexican Revolution that the opposition defeated the party in government, the
Institutional Revolutionary Party (PRI).
Economy
Mexico has a free market economy with a mixture of modern and outmoded industry and
agriculture. Increasingly the economy has been dominated by the private sector with
many State-owned enterprises such as airlines and railways being privatized. Trade with
the U.S. and Canada has tripled since the implementation of the North American FreeTrade Agreement (NAFTA) in 1994. Mexico implemented free trade agreements with
Guatemala, Honduras, El Salvador, and the European Free Trade Area in 2001, putting
more than 90% of trade under free trade agreements (CIA 2003).
The countrys GDP is estimated at US $924.4 billion (purchasing power parity) with a
real growth rate of 0.7% and a GDP per capita of $8,900 (2002 est.). Mexicos
predominant industries by GDP include: 69% services, 26% industry, and 5% agriculture
(CIA 2003). The countrys primary financial asset since the 1970s has been petroleum,
with over 70% of Mexicos revenue coming from exporting petroleum to the U.S.
(Mexico Online 2004).
Mexicos 39.8 million labour force by occupation is 56% services, 24% industry, and
20% agriculture. The urban unemployment rate was 3% in 2002, however significant
underemployment is also prevalent (CIA 2003). Ongoing economic and social concerns
include low real wages, underemployment for a large segment of the population,
inequitable income distribution, and few advancement opportunities for the largely
Amerindian population in the impoverished southern states.
Society
Mexico is a federal republic consisting of 31 states and one federal district. The President
is both the chief of state and head of government and is elected by popular vote for a sixyear term. The House of Representatives is intended to represent the people, while the
Senate represents the 31 states and the federal district. Both houses of Congress propose
and pass laws, and the Senate is also responsible for ratifying Mexicos international
treaties and agreements (North American Commission for Environmental Cooperation
[CEC] 2003, ch. 1). Since the early 1990s, decision-making power has been gradually
devolved to state and municipal governments. States and cities now make policy
decisions in key development areas such as the environment.
Spanish is the countrys official language, although there are various regional indigenous
languages. Mexicos human development index ranked 55th out of 175 countries in 2001
(UNDPa 2003, p. 238). Mexico ranked 13th in the human poverty index of 2001, and just
over 30% of the population is estimated to be living below the poverty line (UNDPb
2003, p. 245). The life expectancy at birth is 73.1 years (UNDPa 2003, p. 238). Mexicos
crime rate was 1.36 million recorded crimes in 2000 or 13.91 per capita (UNODC 2002,
p. 253).
Environment
Mexico has a total surface area of 1,972,550 square kilometers, or 1.3% of world land
area. It has 9,330 kilometres of coastline and a terrain that consists of high, rugged
mountains; low coastal plains; high plateaus; and desert, of which 13.2% is arable land
(CIA 2003). The countrys climate varies from tropical to desert.
Mexico is abundant in resources. It is the worlds greatest producer of silver, and also
produces zinc, lead, gold, mercury, coal and copper, timber and oil and natural gas. The
country is also rich in biodiversity and Mexico hosts about 12% of known terrestrial biota
and is one of the worlds 12 megadiverse countries (OECD 2003, p. 15). Mexico has
protected 10.2% of its total land area (World Bank 2003, p. 148) and has an
environmental sustainability index of 45.9 (ranked 92nd out of 142) (Yale & Columbia
2002, p. 3). Mexico is the worlds ninth greatest greenhouse gas (GHG) emitter. It is
responsible for 3% of the worlds total GHG emissions. In 2000 its contribution of
carbon dioxide (CO2) emissions was 370 million tonnes (3.8 tonnes per person) (OECD
2003, p. 195).
Mexicos major environmental issues include: Natural fresh water resources scarcity and
pollution; raw sewage and industrial effluents polluting rivers in urban areas;
deforestation; widespread erosion; desertification; serious air pollution in the capital and
urban centers along the US-Mexico border (EIA, 2003). In 2001, only 1.1% of the
Federal budgetary expenditure was spent on environment and natural resources (OECD
2003, p. 150).
Note on sources
Research sources for this report are a mix of government and non-government reports.
Much of the government-produced materials were in Spanish, limiting access. Some
planning documents, and speeches from the President, however, were used. OECD,
World Bank and CEC reviews were also used as primary reference materials.
Mexicos Profile by Selected Indicators
Indicator
Human Development Index (and ranking)
Human Poverty Index (and ranking)
Value
0.800 (#55)
8.8% (#13)
45.9 (#92)
370 million tones (3.8 tonnes per person)
$924.4 billion ($8,900 per capita)
Halting and reverting pollution of the systems supporting life (water, air and soil);
Halting and reverting the loss of natural resources;
The National Development Plan was not available in English and therefore further details of the Plans
content cannot be provided.
The National Program of the Environment and Natural Resources proposes action plans,
goals and strategies to effectively manage environmental issues and in many cases the
Program sets clear objectives and targets, some of which are time-bound (e.g.
SEMARNAT 2001, p. 64-67).
Coordination and Linkages with Other Strategies or Planning Processes
Under an article in the Constitution, the federal government is required to issue a
National Development Plan, including a section dedicated to environmental protection,
which must be adhered to by all programs that make up the Federal Public
Administration. Under this article, problems posed by environmental pollution and the
exploitation of natural resources are considered national priorities (OECD 2003, p. 123).
The National Program of the Environment and Natural Resource is the primary program
that prioritizes targets in key environmental areas but it also establishes links with the
environmental objectives and targets in ten national sectoral programs: agrarian reform
(including land tenure reform), agriculture (including rural development and fisheries),
economy (including industry, trade and mining), education, energy (including the
national oil and electricity companies), finance, health, social development, tourism and
transport (including communication).2 The Program to Promote Sustainable Development
in the Federal Public Administration represents an effort to co-ordinate public policies
towards sustainable development by including sustainable development targets and action
plans in sectoral planning. Presidential targets have been set for all secretariats,
including performance requirements in terms of environmental outcomes and public
administration (OECD 2003, p. 25 and 128).
This is the first time in the history of Mexico that the various Secretariats and federal
agencies have collectively assumed specific commitments related to sustainable
development. Each institution works together with the SEMARNAT to make the
principle of sustainability outlined in the National Development Plan a reality
(SEMARNAT 2001). The various sectoral programs address the three pillars of
sustainability.
Integration of Sustainable Development Principles
It has become increasingly evident in Mexico that development at the expense of the
environment and natural resources is no longer feasible. It is clear through various reports
and Presidential speeches that the Government of Mexico understands the importance of
integrating environmental, economic and social considerations and the need to consider
future generations. The concept of SD is specifically built into the Constitution and the
General Law of Ecological Balance and Environmental Protection (hereinafter Ecology
2
See the National Program for Environment and Natural Resources pp. 133-161 for a discussion of other
sectoral program commitments.
Law), and therefore there is a legal driver for integrating sustainable development
principles into the plans and priorities of Secretariats and government agencies.
3.1
The federal government is required to issue a National Development Plan under the
Constitution (OECD 2003, p. 123). The 2001-2006 National Development Plan was
adopted in 2001. It is then translated into a set of programs which serve as long-term
policy guides and are the basis for much of the public spending.
A key piece of legislation has also influenced the development of environmental and
sustainable development principles within the country. The Ecology Law was passed in
1988 and has been the foundation for environmental policy of the country.3 Article 15 of
the Ecology Law sets out nineteen broad principles that serve as the basis for national
environmental protection policies and goals. The most important goals established under
the Ecology Law are: the achievement of sustainable development and ecological balance
(Article 3 XIV).
The strategies that guide the countrys sustainable development are largely driven from
the countrys planning process. The Presidents Office has been a champion of
incorporating sustainability into the National Development Plan, but it is the Secretariat
of Environment and Natural Resources (SEMARNAT) that is the agency tasked with
ensuring the government meets its overall sustainable development objectives.
Mexico has been developing new mechanisms to promote institutional integration of
environmental policy, and the intent of these reforms was to centralize and streamline
federal policy-making related to natural resource management and environmental
protection in an effort to achieve sustainable development (CEC 2003, ch. 2).
The previous lack of integration in environmental and economic policies weakened the
countrys environmental management and kept it out of the strategic decisions on
development matters. As part of the governments approach to achieve greater
integration, since 2001, the Secretary (i.e. Minister) of SEMARNAT has been
represented on the three inter-ministerial commissions (Human and Social Development,
Growth with Quality, Order and Respect) of the Federal Executive Power that handle
federal priorities. This demonstrates that the environment is no longer a sectoral issue but
must be integrated into national priorities. SEMARNAT therefore plays a key role in
proposing alternatives that consider the environment in the economic and social planning
that takes place within these groups, as well as facilitating the integration among the
different sectors (SEMARNAT 2001, p. 93).
3
Participation Aspects
Pursuant to the Ecology Law, SEMARNAT must establish Advisory Councils for
implementing and monitoring environmental policies that include the participation of
academics, NGOs, business, and local and federal authorities. These Councils are
advisory bodies responsible for advising, assessing and following through on
environmental policy. They can raise issues that would require SEMARNAT to address
as to illustrate a response to societys environmental policy demands (CEC 2003, ch. 6).
Citizen participation has been strengthened through such national, regional, state and
local Advisory Councils. Examples of SEMARNAT Councils include:
Monitoring Aspects
projects that promote sustainable development will be documented alongside the barriers
and obstacles to sustainable development (OECD 2003, pp. 126-128).
On an annual basis the President presents a report to the Congress discussing the general
state of the countrys administration.
Individual Secretariats/Ministries have their own reporting mechanisms. Twice a year
SEMARNAT publishes a Report on the Outlook Regarding the Ecological Balance and
the Protection of the Environment (CEC 2003, ch. 5). The Secretariat also has a section
on its web site that identifies the major achievements of the year.4 The National Program
of the Environment and Natural Resources commits that the results of the Program will
be disclosed to society (SEMARNAT 2001, p. 172).
The quantity and variety of environmental
information
available
from
national
authorities
(e.g.
data,
indicators,
environmental accounting, Pollutant Release
and Transfer Registers) has progressed to an
Box 2: Information Management
Systems
Mexico has a National System of Environmental
and Natural Resources Information. This system
provides access to natural resources inventories, as
well as data pertaining to the monitoring of air,
water and soil quality, besides providing access to
scientific and academic reports and technical papers
on environmental issues. This system is to be
complemented with the National Accounts System
under the National Institute of Statistics, Geography
and Information. The National System of
Environmental and Natural Resource Information
has, until recently, been developing only isolated
systems for the analysis, formulation, execution and
assessment of environmental policies. These
systems operate independently, generally without
regard to compatibility or integration to enable
effective information sharing, processing, analysis,
transfer and reporting. These systems may be
accessed via the Internet (CEC 2003, ch. 5).
See http://carpetas.semarnat.gob.mx/comunicacionsocial/acciones2002principaling.shtml
10
assess whether Secretariats/ Ministries face any consequences for failing to meet stated
goals and objectives. The National Program of the Environment and Natural Resources
discusses compliance only within the context of regulatory mechanisms to deal with
environmental infractions. It does not outline measures for addressing the failure to
comply with its own goals and objectives.
The application of strategic environmental assessment to planned policies appears to be
inconsistent. A strategic environmental assessment of the tourism sector in 2002 led to
the release of a pilot national Agenda 21 that proposes introducing a certification scheme
for tourist facilities (sustainable tourism award) partly based on environmental
performance indicators. Conversely, no strategic environmental assessment of transport
sector policies is carried out (OECD 2003, p. 141 and 144).
3.4
The Office of the President is ultimately responsible for ensuring the National
Development Plan is implemented. Each Secretariat is responsible for developing the
policies, programs and procedures necessary to meet the sectoral program commitments
that in turn support the National Development Plan. A variety of different instruments are
used to achieve the governments sustainable development objectives such as: law
reform, permit and user fees, ecological taxes, awareness and education programs, etc.
A number of law reforms have taken place that further the governments sustainable
development goals such as:
Federal Transparency and Access for Public Government Information Act - intended
to guarantee the right to access information kept by the executive, legislative or
judicial branches or by any state, especially with regard to public affairs; and
Sustainable Forestry Development Act - offers a new forestry model that will help to
curb illegal cutting and preserve and strengthen ecosystems.
The government can also use mechanisms such as user fees and administrative costs to
obtain sustainability objectives. As a means to promote environmental compliance,
Mexico is currently engaged in a pilot study in which water use and discharge fees are
waived when the permit holder installs certain clean technologies. Should the project
prove successful, it is possible that such fee waiving programs will be also implemented
in other areas of environmental protection legislation (CEC 2003, ch. 24).
Ecological taxes are also increasingly used in Mexico. According to the Mexican Health
Secretariat, more than a third of Mexicos disease burden is the result of environmental
factors, the most serious of which is air pollution (Energy Information Administration
[EIA] 2004). The government has recognized the severity of the problem and has
proposed innovative solutions such as incentives for using cleaner fuels and smog control
measures. Through the Secretariat of Finance and Public Credit ecological taxes on new
11
Pollution abatement and control expenditures include water and wastewater. Statistics were calculated
using OECD statistics for the latest available year. Varying definitions can limit comparability across
countries.
6
Stemming from these reforms, a National Network of Cities Towards Sustainability has been established.
12
Along with decentralization, another priority of the National Development Plan and the
National Program of the Environment and Natural Resources specifically considers the
needs and requirements of Indigenous Peoples and women (SEMARNAT 2001, pp. 106107). The creation of a National Commission for the Development of Indigenous People
in 2003 illustrated the importance of this issue and the need for cross-coordination among
parties. In the last two years, the federal budget for indigenous communities has grown
by 55 percent (Fox 2003).
Table 1 highlights some of Mexicos initiatives undertaken to implement sustainable
development.
Table 1: Selected Sustainable Development Initiatives
Initiative
Programs to combat
poverty
Outline
The Government has various programs to combat poverty, prominent among
them being the Program for Education, Health and Food (PROGRESA) and
the National Program for Microregions.
PROGRESA was designed to address the various causes of poverty through
an overall, ongoing and long-term approach, with the objective of reaching
all regions with concentrations of families living in extreme poverty so as to
improve their conditions with respect to food, health and education,
particularly women and children. The objective of PROGRESA is to reach
750,000 more families in 2001, bringing the total coverage to 3.2 million
families. The approach of PROGRESA is to provide structural assistance
rather than welfare. It seeks to enhance the basic abilities of the individual,
reinforcing the benefits of his or her own efforts (UN 2001). The program
reportedly now covers 4 million families with a current budget of
approximately USD 2 billion. It consists of income transfers to the rural
poor on the condition of usage of health, education and nutritional services
(OECD 2002, p. 5).
The objective of the National Program for Microregions is to address,
initially, 250 micro regions (of 5.5 million Mexicans), of which 3.4 million
are members of indigenous populations. The intention is to reach the most
marginalized municipalities with the objective of overcoming their poverty
and promoting their all-round development, focusing efforts and resources
for that purpose in a coordinated manner between the three branches of
government, with the participation of civil society (UN 2001).
Environmental Health
Action Program
13
Environmental Education
US-Mexico Border
Program
3.5
Summary
-
Content
Development Aspects
- legal basis, state of process
Institutions, responsible
agencies
14
External Support
Participation
- Coordination
-
Inter-governmental actors
Civil society, NGOs actors
Compliance mechanisms
Specific SD Initiatives
15
References
Central Intelligence Agency (CIA) (18 December 2003 last update), World Fact Book
Mexico, Available: http://www.cia.gov/cia/publications/factbook/geos/sz.html
(Accessed: 2004, February 20).
Energy Information Administration (EIA), US Department of Environment, (5 February
2003 last update), Mexico Country Analysis Brief, Available:
http://www.eia.doe.gov/cabs/mexico.html#stats (Accessed: 2004, February 20).
Energy Information Administration (EIA), US Department of Environment, (January
2004 last update), Mexico Country Analysis Brief-Environmental Issues,
Available: http://www.eia.doe.gov/emeu/cabs/mexenv.html (Accessed: 2004,
February 20).
Fox, Vincente (1 September 2003), Presidents Address to the Congress on the Status of
the Public Administration-2003, Available:
http://informe.presidencia.gob.mx/index.php (Accessed: 2004, March 4).
Mexico Online, Mexico Country Overview, Available:
http://www.mexonline.com/mexico-summary.htm (Accessed: 2004, February 20).
Secretariat of the Environment and Natural Resources (SEMARNAT) (2001), National
Program of Environment and Natural Resources 2001-2006, SEMARNAT,
Tlalpan.
North American Commission for Environmental Cooperation (CEC) (September 2003
last update), Summary of Environmental Law in Mexico, Available:
http://www.cec.org/pubs_info_resources/law_treat_agree/summary_enviro_law/publicati
on/mx01.cfm?varlan=english (Accessed: 2004, March 2).
Organisation for Economic Co-operation and Development (OECD) (2003),
Environmental Performance Review Mexico, OECD, Paris.
Organisation for Economic Co-operation and Development (OECD) (October 2002),
Policy Brief: Territorial Review on Mexico, 2002, OECD, Paris.
The Commonwealth Network of Information Technology for Development (COMNETIT) and UNESCO (2001), National profiles developed from the Global Survey on
On-line Governance, Available:
http://www.comnet.mt/Unesco/Country%20Profiles%20Project/mexico.htm
(Accessed: 2004, February 24).
The National Councils for Sustainable Development (NCSD) Network (1999), The
NCSD Sustainable Development Report-Mexico, Available:
16
17