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‘Also by Stephen Castles
Immigrant Workers and Class Structure in Western Europe (with Godula Kosack)
The Eaucation ofthe Future (with Wiebke Wistenberg)
Here for Good: Western Burope's New Ethnic Minorities
CChizenship and Migration: Globalization and the Politics of Belonging (with Alastair
Davidson)
Etinicty and Globalization: From Migrant Worker to Transnational Citizen
Migration, Citizenship andthe European Welfare State: A European Dilemma (with
(Car-Uihik Schierup and Peo Hansen)
Migration and Development: Perspectives from the South (edited with Raul Delgado
Wise)
‘Also by Mark J. Miler
Foreign Workers in Europe: An Emerging Political Force
‘Administering Foreign Worker Program: Lesson from Europe (with Philip L. Martin)
‘The Unavoidabe tesue: Unie
G. Papademeriou)
The War on Terror in Comparative Perspective (with Boyka Steanova)
| States Immigration Policy inthe 1980s (with Demetios
The Age of Migration
Intemational Population Movements
in the Modern World
4th edition
Stephen Castles
Mark J. MillerChapter 2
Theories of Migration
International migration is hardly ever a simple individual action in which
‘person decides to move in search of better life-chanees, pulls up his or
her roots in the place of origin and quickly becomes assimilated in the
new country. Much more often migration and settlement are a
Jong-drawn-out process that wil be played out for the rest of the migrant’
life, and affect subsequent generations too. Migration can even transcend
death: members of some migrant groups have been known to arrange for
their bodies to be taken back for burial in their native soil (see Tribalat,
1995; 109-111). Migration is a collective action, arising out of social
change and affecting the whole society in both sending and receiving
areas, Moreover, the experience of migration and of living in another
country often leads to modification of the original plans, so that migrants’
intentions a the time of departure are poor predictors of actual behaviour.
‘Similarly, no government has ever set out to build an ethnically diverse
society through immigration, yet labour recruitment policies often lead
tothe formation of ethnic minorities, with far-reaching consequences for
social relations, public policies, national identity and international
relations,
‘The study of international migration has often fallen into two rather
separate bodies of social sciemttic investigation: frst, esearch on the
determinants, processes and patterns of migration, and, second, research
‘on he ways in which migrants become incorporated into receiving societies
(compare Massey etal, 1998: 3). We argue that this distinction is artificial,
and detrimental to a full understanding of the migratory process. We use
the term “migration studies’ inthe widest sense, to embrace both bodies of
investigation. In addition, we believe the second area should be understood
more broadly as the ways in which migration brings about change in both
sending and receiving societies.
‘This chapter provides a theoretical framework for understanding the
‘more descriptive accounts of migration, setlement and minority formation
in later chapters. However, the reader may prefer to read those fist and
come back tothe theory later. In various places, our account draws attention
to the links between internal and international migration, In many
countries — especially those with very big populations like China, India,
Brazil or Nigeria ~ internal migration is far larger than international, The
‘wo are often closely linked, and internal rural-urban migration may be a
prelude (0 cross-border movement (Skeldon, 1997). However, this book
does not deal systematically with internal migration,
20
Theories of Migration 21
Explaining the migratory process
“The concept of the migratory process sums up the complex sets of factors
and interactions which lead to international migration and influence its
course. Migration is a process which affects every dimension of social
existence, and which develops its own complex dynamics. The great
‘majority of people in the world (97 per cent in 2000) (UNDESA, 2005)
fare not international migrants, yet their communities and way of life are
changed by migration, The changes are generally much bigger for the
‘migrants themselves, and they can be seen at every stage of the migratory
process, whether in countries of origin, transit or destination
Research on migration is therefore intrinsically interdisciplinary:
sociology, political science, history, economics, geography, demography,
psychology, cultural studies and law are all relevant (Brettell and Hollifield,
007). These disciplines look at different aspects of population mobil-
ity, and a full understanding requires contributions from all of them. Within
cach social scientific discipline there isa variety of approaches, based on
differences in theory and methods. For instance, researchers who base
their work on quantitative analysis of large data-sets (such as censuses of
representative surveys) will ask different questions and get different results
from those who do qualitative studies of small groups. Those who examine
the role of migrant labour within the world economy using historical and
institutional approaches will again get different findings.
‘Each of these methods has its place, as long as it lays no claim to be the
only correct one. As interest in migration research has grown in recent
years, theoretical approaches have proliferated and interacted, leading to
‘more complex understanding of migration and its links with broader
processes of change. Of special importance has been the application of
theories of globalization and transnationalism to migration. A detailed
survey of migration theory is not possible here (see Massey ct al., 1993,
1994, 1998; Portes and DeWind, 2004; Brettell and Hollifield, 2007), but
‘we will outline some main issues and provide pointers for futher reading.
Economic theories of migration
Neoclassical theory remains the dominant paradigm in economics, and
hhas had an important role in migration studies. However, some of its key
assumptions and findings have been questioned through alternative
approaches, The neoclassical perspective has its antecedents inthe earliest
systematic theory on migration: that ofthe nineteenth-century geographer
Ravenstein, who formulated statistical Jaws of migration (Ravenstei
1885, 1889). These were general statements unconnected with any actual
‘migratory movement (Cohen, 1987: 34-35; Zolberg, Suhrke and Aguso,
1989: 403-405), Such “general theories’ emphasize tendencies of peo-
ple to move from densely to sparsely populated areas or from low- to22. The Age of Migration
Theories of Migration 23
high-income areas, or link migrations to fluctuations inthe business cycle,
These approaches are often known as ‘push-pull’ theories, because they
perceive the causes of migration to lie in a combination of ‘push factors”
impelling people to leave the areas of origin, and ‘pull factors’, attracting
them to certain receiving couttries. ‘Push factors" include demographic
srowth, low living standards, lack of economic opportunities and political
repression, while ‘pull factors’ include demand for labour, availability of
land, good economic opportunities and political freedoms,
‘Today this model is mainly found in economies, but is also used by
some sociologists, demographers and geographers. It is individualistic
«and ahistorical. It emphasizes the individual decision to migrate, based on
rational comparison of the relative costs and benefits of remaining at
‘home or moving. Neoclassical theory assumes that potential migeants
have perfect knowledge of wage levels and employment opportunities in
destination regions, and that their migration decisions are overwhelm.
ingly based on these economic factors. Constraining factors, such as
government restrictions, are mainly dealt with as distortions of the rational
market. The central concept is ‘human capital’: people decide to invest in
‘migration, in the same way as they might invest in education or vocational
training, and will migrate ifthe expected rate of return from higher wages
in the destination country is greater than the costs incurred through
‘migrating (Chiswick, 2000). Borjas puts forward the model of an
“immigration marke
Neo-classical theory assumes that individuals maximize utility
individuals ‘search’ for the country of residence that maximizes their
well-being ... The search is constrained by the individual's financial
resources, by the immigration regulations imposed by competing host
‘countries and by the emigration regulations ofthe source country. In the
immigration market the various pieces of information are exchanged and
the varinns options are compared. Ina sense, competing, lust counties
make ‘migration offers’ from which individuals compare and choose.
‘The information gathered in this marketplace leads many individuals
to conclude that itis ‘profitable” to remain in their birthplace ... Con.
versely, other individuals conclude that they are better off in some other
country. The immigration market nonrandomly sorts these individuals
across host countries, (Borjas, 1989: 461)
Borjas claims that ‘this approach leads toa clear ~ and empirically testable —
categorization of the types of immigrant flows that arise in a world where
individuals search for the “best” country” Borjas, 1989: 461). The mere
«existence of economic disparities between various areas should be sufficient
to generate migrant flows. In the long run, such flows should help to
equalize wages and conditions in underdeveloped and developed regions,
leading towards economic equilibrium, Borjas has argued that this may
lead to negative effects for immigration countries, notably the decline of
levels and lower wages for lowersilled local workers
sxe oy Bejan, 2001), However tis hing is contested within
ores val research: Chiswick clams that migrants are positively sel-
neces ore Highly skilled are more likely to move because they
cin a higher return on their human capital javestment in mobility. This
hasnt elects for countries of ongin, by easing "rat dra
(Chien Mics of specific migntion experiences cast doubt on
eet chory. ts rarely the poorest peopl from te lent developed
asthe move lo he ices counters more requ the migrants
a ple of intermediate social status from areas which are undergoing
ae sop tnd social. change. Similar, the pashepll model, predicts
sor from densely populated areas o mere sparsely peopled regions,
= countries of immigration like the Netherlands and Germany are among
Je cris more deecly populated. Finally the pusipull model cannot
saan why certain group of migrants goes to one county rae than
Str Fria yvonne mgt cea
hile the Opposite aplics to Turks?
ONzocasical migration theories have therefore been criticized as
inetpble of explaizing actual movements or predicting future ons (soe
exer Toss; Boyd, 1989, Portes and Rumba, 2006. 16-17) It seems
Ssocrd't eat migrants a individual market players who have ful
internation on their options an eed o make raina cies, tsead
vipanisbave limited and ctenconsaditoy information, anlar subject
qavtange of consrains (especialy lack of power inthe face of employers
snippet Any compeni yon cil an a
iat (ee below), Moreover, historians, anthropologist, sociologists
tedgengraphershaveshownthmgran bshavioistong ences
by Htrel experiences as well by famaly and commanity dynamics
(Portes and Béricz, ee 7 a :
Tsessetal oinuoducca wider range of fat ny exouumic ea
(ne atempt odo this dual or segmented) labour marke theory, which
Shows te iponanee of iatutondl factors a wel as race and ger in
beingng show labour market segmentation ior (1979) argues tha inte
baton migration is caused by sructral demand within advanced econ0-
Ines foc both highly skilled workers and lowerskiled manval workers t0
any Oo produion aks (eg assembly line werk or garment manufac
ture) and to staff service meeps, (catering, cleaning. aged ome, oe.
‘\aison into primary and secondy labour mae emerges ow,
1979), while the most dynamic ‘global cities’ are marked by economic
polaizaton a growing gulf between the highly paid core workers in
France, managenent and esearch, and the por paid workers who sr
ice their needs (Sassen, 1991). The workers in the primary labour market
are positively selected on the basis of human capital, but also often through
membership ofthe majority etnic group, male gender an, i the eae of
rmigeants, regular legal status, Conversely, those in the secondary labour