STATE OF NEW YORK

OFFICE OF THE STATE COMPTROLLER

OFFICE OF OPERATIONS
DIVISION OF PAYROLL, ACCOUNTING, AND REVENUE SERVICES
BUREAU OF FINANCIAL REPORTING AND OIL SPILL REMEDIATION

Comptrollers Monthly Report

On State Funds Cash Basis of Accounting
(Pursuant to Section 8(9-a) of the State Finance Law)

June 2015

THOMAS P. DiNAPOLI
STATE COMPTROLLER

STATE OF NEW YORK

OFFICE OF OPERATIONS

THOMAS P. DiNAPOLI
STATE COMPTROLLER

DIVISION OF PAYROLL, ACCOUNTING AND REVENUE SERVICES

BUREAU OF FINANCIAL REPORTING AND OIL SPILL REMEDIATION

COMPTROLLER'S MONTHLY REPORT TO THE LEGISLATURE ON STATE FUNDS - CASH BASIS OF ACCOUNTING
June 30, 2015
TABLE OF CONTENTS
Combined Statements of Cash Receipts, Disbursements and Changes in Fund Balances
Exhibit A
Exhibit A Supplemental
Exhibit A Footnotes
Exhibit B
Exhibit C
Exhibit D Governmental
Exhibit D State Operating
Exhibit D General Fund
Exhibit D Special Revenue
Exhibit D Special Revenue State/Federal
Exhibit D Debt
Exhibit D Capital Projects
Exhibit D Capital Projects State/Federal
Exhibit E
Cash Flow - Governmental
Cash Flow - State Operating

Governmental Funds
Governmental Funds - State Operating
Governmental Funds Footnotes
Proprietary Funds
Trust Funds
Governmental Funds - Budgetary Basis - Financial Plan and Actual - Governmental
Governmental Funds - Budgetary Basis - Financial Plan and Actual - State Operating
Governmental Funds - Budgetary Basis - Financial Plan and Actual - General Fund
Governmental Funds - Budgetary Basis - Financial Plan and Actual - Special Revenue
Governmental Funds - Budgetary Basis - Financial Plan and Actual - Special Revenue State and Federal
Governmental Funds - Budgetary Basis - Financial Plan and Actual - Debt Service
Governmental Funds - Budgetary Basis - Financial Plan and Actual - Capital Projects
Governmental Funds - Budgetary Basis - Financial Plan and Actual - Capital Projects State and Federal
Comparative Schedule of Tax Receipts
Governmental Funds - Governmental
Governmental Funds - State Operating

2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
18

Combining Statements of Cash Receipts, Disbursements and Changes in Fund Balances

Exhibit F
Exhibit G
Exhibit G State
Exhibit G Federal
Exhibit H
Exhibit I
Exhibit I State
Exhibit I Federal
Exhibit J
Exhibit K
Exhibit L
Exhibit M

General Fund - Statement of Cash Flow

Special Revenue Funds Combined - Statement of Cash Flow
Special Revenue Funds State - Statement of Receipts and Disbursements
Special Revenue Funds Federal - Statement of Receipts and Disbursements
Debt Service Funds - Statement of Cash Flow
Capital Projects Funds Combined - Statement of Cash Flow
Capital Projects Funds State - Statement of Receipts and Disbursements
Capital Projects Funds Federal - Statement of Receipts and Disbursements
Enterprise Funds - Statement of Cash Flow
Internal Service Funds - Statement of Cash Flow
Pension Trust Funds - Statement of Cash Flow
Private Purpose Trust Funds - Statement of Cash Flow

20
22
24
26
28
29
31
33
34
35
36
37

Governmental Funds - Summary of Cash Receipts, Disbursements and Changes in Fund Balances
Proprietary Funds - Summary of Cash Receipts, Disbursements and Changes in Fund Balances
Fiduciary Funds - Summary of Cash Receipts, Disbursements and Changes in Fund Balances
Sole Custody and Investment Accounts - Statement of Cash Receipts and Disbursements
Debt Service Funds - Statement of Direct State Debt Activity
Debt Service Funds - Financing Agreements
Summary of the Operating Fund Investments
HCRA Resources Fund - Statement of Receipts and Disbursements by Account
HCRA Resources Fund - Statement of Program Disbursements
American Recovery and Reinvestment Act of 2009 - Schedule of Disbursements of Federal Awards
HCRA Public Goods Pool - Statement of Cash Flow
HCRA Medicaid Disproportionate Share - Statement of Cash Flow
Public Authority Off-Budget Spending Report
Schedule of Month-End Temporary Loans Outstanding

38
41
42
43
44
45
46
47
48
50
52
53
54
55

Supplementary Schedules
Schedule 1
Schedule 2
Schedule 3
Schedule 4
Schedule 5
Schedule 5a
Schedule 6
Appendix A
Appendix B
Appendix C
Appendix D
Appendix E
Appendix F
Appendix G

STATE OF NEW YORK

GOVERNMENTAL FUNDS
COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
(Amounts in millions)

GENERAL
MONTH OF
3 MOS. ENDED
JUNE 2015
JUNE 30, 2015

SPECIAL REVENUE
MONTH OF
3 MOS. ENDED
JUNE 2015
JUNE 30, 2015

EXHIBIT A

DEBT SERVICE
MONTH OF
3 MOS. ENDED
JUNE 2015
JUNE 30, 2015

CAPITAL PROJECTS
MONTH OF
3 MOS. ENDED
JUNE 2015
JUNE 30, 2015

MONTH OF
JUNE 2015

TOTAL GOVERNMENTAL FUNDS

3 MOS. ENDED
MONTH OF
JUNE 30, 2015
JUNE 2014

YEAR OVER YEAR

3 MOS. ENDED
$ Increase/
JUNE 30, 2014
(Decrease)

% Increase/
Decrease

RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
Capital Projects
Total Disbursements

(6)

(5)
(5)

3,172.4
693.7
1,105.6
118.8
187.8
5,278.3

9,948.7
1,713.4
1,276.3
419.4
2,810.6
0.1
16,168.5

431.2
195.4
241.7
95.8
1,405.1
4,431.8
6,801.0

434.3
545.8
345.7
315.7
3,459.9
10,639.4
15,740.8

1,201.2
639.7
81.9
38.1
1,960.9

3,461.0
1,585.0
265.2
124.5
5,435.7

63.0
53.9
11.9
954.7
195.8
1,279.3

155.5
154.6
11.9
1,171.1
366.5
1,859.6

4,804.8
1,591.8
1,401.2
308.4
2,585.7
4,627.6
15,319.5

13,844.0
3,999.7
1,776.6
1,012.2
7,566.1
11,006.0
39,204.6

4,244.8
1,495.5
1,547.6
239.8
1,680.6
4,030.0
13,238.3

11,700.0
3,864.1
2,335.9
816.7
6,522.3
10,976.6
36,215.6

2,144.0
135.6
(559.3)
195.5
1,043.8
29.4
2,989.0

18.3%
3.5%
-23.9%
23.9%
16.0%
0.3%
8.3%

(3)

(5)

(1)

Excess (Deficiency) of Receipts

over Disbursements

3,138.2
561.0

6,532.0
0.5
578.8

970.9
0.5
6.1

1,740.5
1.8
46.0

0.1
7.2
5.9

0.3
12.5
19.2

4,109.2
7.7
573.0

8,272.8
14.8
644.0

3,405.5
7.5
581.7

7,644.1
14.4
623.6

628.7
0.4
20.4

764.4
63.2
13.8
248.4
2.6
4,791.6

3,587.3
266.5
48.0
518.8
12.1
24.3
11,568.3

3,362.3
673.8
61.2
451.3
4.0
456.6
5,986.7

8,201.4
1,065.8
340.5
1,013.7
8.5
1,057.7
13,475.9

5.2
10.2
59.8
72.1
160.5

13.7
10.2
141.0
134.2
331.1

4,126.7
742.2
75.0
709.9
66.4
528.7
10,938.8

11,788.7
1,346.0
388.5
1,542.7
161.6
1,216.2
25,375.3

4,032.0
467.2
57.6
725.1
16.6
448.4
9,741.6

11,271.4
1,031.7
307.6
1,686.1
38.9
1,263.7
23,881.5

517.3
314.3
80.9
(143.4)
122.7
(47.5)
1,493.8

4.6%
30.5%
26.3%
-8.5%
315.4%
-3.8%
6.3%

456.8
141.2
363.9

1,454.4
334.3
1,479.9

567.1
467.5
195.9

1,830.8
1,074.3
486.9

1.5
-

3.1
-

1,023.9
610.2
559.8

3,285.2
1,411.7
1,966.8

1,002.9
531.4
518.7

3,236.5
1,435.0
2,049.7

48.7
(23.3)
(82.9)

1.5%
-1.6%
-4.0%

5,753.5

14,836.9

7,217.2

0.2
16,868.1

164.0
165.5

584.5
587.6

451.3
611.8

1,166.3
1,497.4

164.0
451.3
13,748.0

584.5
1,166.5
33,790.0

290.8
523.2
12,608.6

680.8
1,159.7
32,443.2

(96.3)
6.8
1,346.8

-14.1%
0.6%
4.2%

629.7

3,772.4

1,642.2

43.5%

7,730.7
(7,798.4)
(67.7)

1,682.7
1,621.6
61.1

0.0%
21.8%
20.8%
90.3%

3,704.7

1,703.3

46.0%

5,321.1

131.9%

7,024.4

90.8%

(475.2)

1,331.6

(416.2)

(1,127.3)

1,795.4

4,848.1

667.5

362.2

1,571.5

5,414.6

2,103.0
(155.4)
1,947.6

5,515.8
(3,083.1)
2,432.7

452.4
(130.8)
321.6

3,081.5
(605.5)
2,476.0

148.4
(2,180.0)
(2,031.6)

752.1
(5,503.1)
(4,751.0)

(161.8)
(76.4)
(238.2)

64.0
(228.3)
(164.3)

2,542.0
(2,542.6)
(0.6)

9,413.4
(9,420.0)
(6.6)

1,472.4

3,764.3

(94.6)

1,348.7

429.3

197.9

1,570.9

5,408.0

8.2%
2.8%
3.3%

OTHER FINANCING SOURCES (USES):

Bond Proceeds (net)
Transfers from Other Funds
(2),(5)
Transfers to Other Funds
(2),(5)
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts
and Other Financing Sources over
Disbursements and Other Financing Uses
Beginning Fund Balances (Deficits)
Ending Fund Balances (Deficits)

(4)

9,591.4
$

11,063.8

7,299.5
$

11,063.8

4,105.1
$

4,010.5

(236.2)

2,661.8
$

4,010.5

97.1

452.0
$

215.8

118.7
$

215.8

(955.8)
$

(526.5)

(724.4)
$

(526.5)

13,192.7
$

14,763.6

2,991.5
(2,996.1)
(4.6)

625.1

9,355.6
$

14,763.6

7,114.1
$

7,739.2

4,034.5
$

7,739.2

STATE OF NEW YORK

GOVERNMENTAL FUNDS-STATE OPERATING (*)
COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
(Amounts in millions)

GENERAL
MONTH OF
3 MOS. ENDED
JUNE 2015
JUNE 30, 2015
RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
Capital Projects
Total Disbursements

(6)

(5)
(5)

(5)

(1)

(2),(5)
(2),(5)

Excess (Deficiency) of Receipts

and Other Financing Sources over
Disbursements and Other Financing Uses
Beginning Fund Balances (Deficits)
Ending Fund Balances (Deficits)

9,948.7
1,713.4
1,276.3
419.4
2,810.6
0.1
16,168.5

STATE SPECIAL REVENUE (**)

MONTH OF
3 MOS. ENDED
JUNE 2015
JUNE 30, 2015

DEBT SERVICE
MONTH OF 3 MOS. ENDED
JUNE 2015
JUNE 30, 2015

431.2
195.4
241.7
95.8
1,404.9
2,369.0

434.3
545.8
345.7
315.7
3,396.2
5,037.7

1,201.2
639.7
81.9
38.1
1,960.9

3,461.0
1,585.0
265.2
124.5
5,435.7

MONTH OF
JUNE 2015
$

4,804.8
1,528.8
1,347.3
296.5
1,630.8
9,608.2

3 MOS. ENDED
JUNE 30, 2015
$

TOTAL STATE OPERATING FUNDS

MONTH OF
3 MOS. ENDED
JUNE 2014
JUNE 30, 2014

13,844.0
3,844.2
1,622.0
1,000.3
6,331.3
0.1
26,641.9

4,244.8
1,438.7
1,484.8
227.9
1,440.7
8,836.9

11,700.0
3,712.8
2,167.0
804.8
5,887.9
0.5
24,273.0

$ Increase/
(Decrease)
$

% Increase/
Decrease

2,144.0
131.4
(545.0)
195.5
443.4
(0.4)
2,368.9

18.3%
3.5%
-25.1%
24.3%
7.5%
-80.0%
9.8%

(3)

Excess (Deficiency) of Receipts

over Disbursements
OTHER FINANCING SOURCES (USES):
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)

3,172.4
693.7
1,105.6
118.8
187.8
5,278.3

EXHIBIT A
SUPPLEMENTAL

(4)

3,138.2
561.0

6,532.0
0.5
578.8

739.7
0.1
5.2

741.4
0.5
33.3

3,877.9
0.1
566.2

7,273.4
1.0
612.1

3,060.3
0.6
570.9

6,399.9
1.0
606.2

873.5
5.9

13.6%
0.0%
1.0%

764.4
63.2
13.8
248.4
2.6
4,791.6

3,587.3
266.5
48.0
518.8
12.1
24.3
11,568.3

431.3
273.8
9.0
0.4
3.2
452.1
1,914.8

1,150.5
429.9
33.9
1.7
7.0
1,047.6
3,445.8

1,195.7
337.0
22.8
248.8
5.8
452.1
6,706.4

4,737.8
696.4
81.9
520.5
19.1
1,071.9
15,014.1

1,463.0
348.3
20.0
236.9
10.8
337.9
6,048.7

4,364.2
648.2
63.1
568.1
27.1
1,059.1
13,736.9

373.6
48.2
18.8
(47.6)
(8.0)
12.8
1,277.2

8.6%
7.4%
29.8%
-8.4%
-29.5%
1.2%
9.3%

456.8
141.2
363.9

1,454.4
334.3
1,479.9

520.5
356.8
188.3

1,687.4
829.0
421.8

1.5
-

3.1
-

977.3
499.5
552.2

3,141.8
1,166.4
1,901.7

953.3
477.5
468.0

3,093.4
1,227.5
1,983.1

48.4
(61.1)
(81.4)

1.6%
-5.0%
-4.1%

5,753.5

14,836.9

2,980.4

0.2
6,384.2

164.0
165.5

584.5
587.6

164.0
8,899.4

584.5
0.2
21,808.7

290.8
0.1
8,238.4

680.8
0.4
20,722.1

(96.3)
(0.2)
1,086.6

-14.1%
-50.0%
5.2%

708.8

4,833.2

598.5

3,550.9

1,282.3

36.1%

7,585.1
(7,185.4)
399.7

1,800.1
1,772.4
27.7

23.7%
24.7%
6.9%

3,950.6

1,310.0

33.2%

5,101.7

106.5%

6,411.7

73.4%

(475.2)

1,331.6

(611.4)

(1,346.5)

1,795.4

4,848.1

2,103.0
(155.4)
1,947.6

5,515.8
(3,083.1)
2,432.7

463.0
(55.5)
407.5

3,117.3
(371.6)
2,745.7

148.4
(2,180.0)
(2,031.6)

752.1
(5,503.1)
(4,751.0)

1,472.4

3,764.3

(203.9)

1,399.2

9,591.4
$

11,063.8

7,299.5
$

11,063.8

4,075.7
$

3,871.8

(236.2)

2,472.6
$

3,871.8

97.1

452.0
$

215.8

118.7
$

215.8

2,714.4
(2,390.9)
323.5

9,385.2
(8,957.8)
427.4

1,032.3

5,260.6

14,119.1
$

15,151.4

2,889.5
(2,842.6)
46.9

645.4

9,890.8
$

15,151.4

8,094.3
$

(*) State Operating Funds are comprised of the General Fund, State Special Revenue Funds supported by activities from dedicated revenue sources (including operating transfers from Federal Funds) and Debt Service Funds.
(**) Eliminations between Special Revenue - State and Federal Funds are not included.

8,739.7

4,789.1
$

8,739.7

GOVERNMENTAL FUNDS FOOTNOTES

EXHIBIT A NOTES
June 2015
Debt Service Funds Transfers To Other Funds includes transfers to the General Fund from the following:

1. Certain disbursements from Capital Projects funds are financed by operating transfers from other
funds, proceeds of State bonds and notes, and reimbursements received from Public Authorities
and the Federal Government. The amounts shown below represent disbursements to be
reimbursed in future months from the sources indicated:
Urban Development Corporation (Correctional Facilities)
Urban Development Corporation (Youth Facilities)
Housing Finance Agency (HFA)
Housing Assistance Fund
Dormitory Authority (Mental Hygiene)
Dormitory Authority and State University Income Fund
Federal Capital Projects
State bond and note proceeds

Revenue Bond Tax Fund

Local Government Assistance Tax Fund
Sales Tax Revenue Bond Tax Fund
Clean Water/Clean Air Fund

$54.9 million
7.1
140.1
14.0
426.3
102.0
397.2
15.6

$3,419.0 million
789.4
743.3
247.1

Also included in Debt Service funds are transfers to Special Revenue funds representing receipts in excess
of lease-purchase obligations that are used to finance a portion of the operating expenses for Departments
of Health ($32.9m) and Mental Hygiene ($271.5m).

Capital Projects Funds Transfers To Other Funds includes transfers to the General Fund ($101.3m), and the
General Debt Service Fund ($223.0m).

2. Operating Transfers constitute legally authorized transfers from a fund receiving revenues to a
fund through which disbursements will ultimately be made. The more significant transfers include:
3. The State receives moneys that represent refunds, pharmacy rebates, reimbursements, or disallowances
of medical assistance payments previously made from appropriated State and Federal funds. These monies
are initially credited to an agency escrow account and shortly after receipt are allocated and refunded to
State or Federal fund appropriations from which the medical assistance payments were originally made.

General Fund Transfers to Other Funds are as follows:

General Debt Service Fund
Alcohol Beverage Control
Banking Services Account
Court Facilities Incentive Aid Fund
Dedicated Highway & Bridge Trust Fund
Dedicated Infrastructure Investment Fund
Dedicated Mass Transportation (Non-MTA)
Environmental Protection Fund
Housing Debt Service Fund
Medical Marihuana Health Operation and Oversight
Mental Hygiene Program Fund
Mental Hygiene Patient Income Account
MTA Operating Assistance Fund
MTA Financial Assistance Fund
NYC County Courts Operating Fund
Railroad Account
Spinal Cord Injury Account
SUNY - Income Fund
Transit Authority Account

$270.9 million
5.0
6.8
66.7
16.5
101.9
1.3
5.0
1.4
6.7
415.0
400.0
20.2
125.7
4.6
2.2
4.3
631.3
12.2

At month end, the following balances remained in agency escrow accounts. For accounting purposes,
adjustments have been made to reduce medical assistance spending and count these monies as financial
resources of the General Fund and the Special Revenue Federal Fund.
Allocation of Month-End Balances
Special Revenue - Federal
General Fund
Medicaid Recoveries - Health Facilities
Medicaid Recoveries -Audit
Medicaid Recoveries - Third Parties
Pharmacy Rebates
Medicare Catastrophic Recovery
Medicaid "Windfall" Recovery
Total

$ 3,986,310
1,232,350
22,335,388
1,613,279
$ 29,167,327

4. The State Special Revenue April 1, 2015 balance has been adjusted by $0.5m to reverse out a prior period
adjustment.

Also included in the General Fund are transfers representing payments for patients residing in Stateoperated Health, Mental Hygiene and State University facilities to Debt Service funds ($3.4m), the
State University Income Fund ($22.9m), the Mental Hygiene Program Account ($1,057.0m) and
Miscellaneous State Special Revenue Account ($0.1m).

5. Pursuant to a settlement agreement between New York State Department of Health and the Centers for Medicare
and Medicaid Services (CMS), Medicaid spending and revenue in Special Revenue - Federal Funds has been
reduced by $850 million and spending has been increased in the General Fund by $850 million to reflect the
initial payment pursuant the agreement. The agreement resolves a disallowance for prior year claims that the State
paid for services related to developmental centers and other intermediate care facilities for individuals with
intellectual disabilities operated by the New York State Office for People with Developmental Disabilities (OPWDD).
The spending is reclassed to Transfer To and From Other Funds in the respective funds. The impact to the financial
statements is an increase in the General Fund Transfer To Other Funds and a decrease in Special Revenue - Federal
Funds by the $850 million to reflect the additional Medicaid costs.

72(4)(b) was added to the State Finance Law in 2010 to permit the State's General Debt Service
Fund to maintain a cash reserve for the payment of debt service, and related expenses, during
the current fiscal quarter. As of June 30, 2015 - pursuant to a certification of the Budget Director payment obligations were met out of these reserves and future payment amounts were scheduled
for transfer at the commencement of the succeeding month.
Special Revenue Funds Transfers To Other Funds includes transfers to Debt Service funds of
($232.1m) representing the federal share of Medicaid payments for patients residing in Stateoperated Health and Mental Hygiene facilities.

6. A portion of Personal Income Tax receipts is transferred to the State Special Revenue School Tax Relief (STAR)
Fund to be used to reimburse school districts for the STAR property tax exemptions for homeowners and payments
to homeowners for the STAR Property Rebate Program. Local Assistance Education grant payments were ($0.7m)
in May and ($431.4m) in June.

Also included in Special Revenue funds are transfers to the General Fund from the following:
Chemical Dependence Service Fund
Federal Operating Grants Fund
SUNY Income Fund
Youth Facilities Per Diem Account

$292.9 million
1.7
6.0
12.5

EXHIBIT B

STATE OF NEW YORK

PROPRIETARY FUNDS
COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
(Amounts in millions)

ENTERPRISE
MONTH OF
JUNE 2015
RECEIPTS:
Miscellaneous Receipts
Federal Receipts
Unemployment Taxes
Total Receipts

4.6
2.1
168.8
175.5

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Unemployment Benefits
Total Disbursements

0.5
3.7
0.1
188.8
193.1

Excess (Deficiency) of Receipts

Over Disbursements

(17.6)

OTHER FINANCING SOURCES (USES):

Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts
and Other Financing Sources
over Disbursements and Other
Financing Uses
Beginning Fund Balances (Deficits)
Ending Fund Balances (Deficits)

INTERNAL SERVICE

3 MOS. ENDED
JUNE 30, 2015

13.7
6.7
552.8
573.2

MONTH OF
JUNE 2015

3 MOS. ENDED
JUNE 30, 2015

MONTH OF
JUNE 2015

106.3
106.3

54.3
2.1
168.8
225.2

3 MOS. ENDED
JUNE 30, 2015

120.0
6.7
552.8
679.5

MONTH OF
JUNE 2014

48.1
2.4
172.3
222.8

YEAR OVER YEAR

3 MOS. ENDED
JUNE 30, 2014

116.6
14.4
603.0
734.0

$ Increase/
(Decrease)

% Increase/
Decrease

3.4
(7.7)
(50.2)
(54.5)

2.9%
-53.5%
-8.3%
-7.4%

7.4
45.5
5.3
58.2

21.4
111.1
9.7
142.2

7.9
49.2
5.4
188.8
251.3

22.6
121.4
9.8
551.9
705.7

9.5
66.6
7.3
193.3
276.7

24.1
159.6
14.4
604.9
803.0

(1.5)
(38.2)
(4.6)
(53.0)
(97.3)

-6.2%
-23.9%
-31.9%
-8.8%
-12.1%

9.7

(8.5)

(35.9)

(26.1)

(26.2)

(53.9)

(69.0)

42.8

62.0%

0.8
(0.1)
0.7

6.8
(0.1)
6.7

0.8
(0.1)
0.7

6.8
(0.1)
6.7

1.6
(1.1)
0.5

6.6
(1.1)
5.5

0.2
(1.0)
1.2

3.0%
-90.9%
21.8%

(17.6)

9.7

(7.8)

(29.2)

(25.4)

(19.5)

(53.4)

(63.5)

44.0

69.3%

77.9
60.3

1.2
10.3
0.1
551.9
563.5

49.7
49.7

TOTAL PROPRIETARY FUNDS

50.6
60.3

(218.1)
(225.9)

(196.7)
(225.9)

(140.2)
(165.6)

(146.1)
(165.6)

(20.3)
(73.7)

(10.2)
(73.7)

(135.9)
(91.9)

-1,332.4%
-124.7%

STATE OF NEW YORK

TRUST FUNDS
COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
(Amounts in millions)

PENSION
MONTH OF
JUNE 2015
RECEIPTS:
Miscellaneous Receipts
Total Receipts

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Total Disbursements
Excess (Deficiency) of Receipts
Over Disbursements
OTHER FINANCING SOURCES (USES):
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts
and Other Financing Sources
over Disbursements and Other
Financing Uses
Beginning Fund Balances (Deficits)
Ending Fund Balances (Deficits)

4.9
4.9

PRIVATE PURPOSE

3 MOS. ENDED
JUNE 30, 2015

EXHIBIT C

31.6
31.6

MONTH OF
JUNE 2015

0.1
0.1

3 MOS. ENDED
JUNE 30, 2015

YEAR OVER YEAR

TOTAL TRUST FUNDS

(0.2)
(0.2)

MONTH OF
JUNE 2015

5.0
5.0

3 MOS. ENDED
JUNE 30, 2015

31.4
31.4

MONTH OF
JUNE 2014

4.8
4.8

3 MOS. ENDED
JUNE 30, 2014

24.5
24.5

$ Increase/
(Decrease)

% Increase
Decrease

6.9
6.9

28.2%
28.2%

4.8
0.9
5.7

14.5
2.3
6.3
23.1

0.1
0.1

0.1
0.1

4.9
0.9
5.8

14.6
2.3
6.3
23.2

4.6
0.6
5.2

13.9
2.1
5.0
21.0

0.7
0.2
1.3
2.2

5.0%
9.5%
26.0%
10.5%

(0.8)

8.5

(0.3)

(0.8)

8.2

(0.4)

3.5

4.7

134.3%

(0.8)

8.5

(0.3)

(0.8)

8.2

(0.4)

3.5

4.7

134.3%

(12.4)
(7.7)

-177.1%
-73.3%

(7.6)
(8.4)

(16.9)
(8.4)

11.2
11.2

11.5
11.2

3.6
2.8

(5.4)
2.8

10.9
10.5

7.0
10.5

0.0%
0.0%
0.0%

STATE OF NEW YORK

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL
STATE FISCAL YEAR ENDED MARCH 31, 2016
FOR THREE MONTHS ENDED JUNE 30, 2015
(Amounts in millions)

EXHIBIT D

ALL GOVERNMENTAL FUNDS

Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Miscellaneous Receipts
Federal Receipts
Total Receipts

DISBURSEMENTS:
Local Assistance Grants
Departmental Operations
General State Charges
Debt Service
Capital Projects
Total Disbursements

13,316.0
3,962.0
1,707.0
899.0
7,190.0
10,705.0
37,779.0

Updated
Financial
Plan

Actual

13,844.0
3,999.7
1,776.6
1,012.2
7,566.1
11,006.0
39,204.6

25,815.0
4,735.0
2,049.0
593.0
1,185.0
34,377.0

25,375.3
4,696.9
1,966.8
584.5
1,166.5
33,790.0

3,402.0

5,414.6

OTHER FINANCING SOURCES (USES):

Bond and Note Proceeds, net
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)

9,540.0
(9,554.0)
(14.0)

9,413.4
(9,420.0)
(6.6)

Excess (Deficiency) of Receipts and Other

Financing Sources over Disbursements
and Other Financing Uses

3,388.0

5,408.0

Excess (Deficiency) of Receipts

over Disbursements

Fund Balances (Deficits) at April 1

Fund Balances (Deficits) at June 30, 2015
(*)

9,355.0
12,743.0

Source: 2015-16 Enacted Budget dated May 13, 2015.

9,355.6
14,763.6

Actual
Over/
(Under)
Enacted
Financial Plan

528.0
37.7
69.6
113.2
376.1
301.0
1,425.6

Actual
Over/
(Under)
Updated
Financial Plan

(439.7)
(38.1)
(82.2)
(8.5)
(18.5)
(587.0)

2,012.6

(126.6)
(134.0)
7.4

2,020.0

0.6
2,020.6

STATE OF NEW YORK

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL
STATE FISCAL YEAR ENDED MARCH 31, 2016

EXHIBIT D

(continued)

FOR THREE MONTHS ENDED JUNE 30, 2015

(Amounts in millions)

STATE OPERATING FUNDS (**)

Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Miscellaneous Receipts
Federal Receipts
Total Receipts

DISBURSEMENTS:
Local Assistance Grants
Departmental Operations
General State Charges
Debt Service
Capital Projects
Total Disbursements

13,316.0
3,803.0
1,546.0
887.0
5,909.0
25,461.0

Updated
Financial
Plan

Actual

13,844.0
3,844.2
1,622.0
1,000.3
6,331.3
0.1
26,641.9

15,672.0
4,390.0
1,985.0
593.0
22,640.0

15,014.1
4,308.2
1,901.7
584.5
0.2
21,808.7

2,821.0

4,833.2

OTHER FINANCING SOURCES (USES):

Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)

9,564.0
(8,972.0)
592.0

9,385.2
(8,957.8)
427.4

Excess (Deficiency) of Receipts and Other

Financing Sources over Disbursements
and Other Financing Uses

3,413.0

5,260.6

Excess (Deficiency) of Receipts

over Disbursements

Fund Balances (Deficits) at April 1

Fund Balances (Deficits) at June 30, 2015

9,890.0
13,303.0

9,890.8
15,151.4

(*) Source: 2015-16 Enacted Budget dated May 13, 2015.

(**) State Operating Funds are comprised of the General Fund, State Special Revenue Funds supported
by activities from dedicated revenue sources (including operating transfers from Federal Funds) and Debt Service Funds.
(***) Eliminations between Special Revenue - State and Federal Funds are not included.

Actual
Over/
(Under)
Enacted
Financial Plan

528.0
41.2
76.0
113.3
422.3
0.1
1,180.9

Actual
Over/
(Under)
Updated
Financial Plan

(657.9)
(81.8)
(83.3)
(8.5)
0.2
(831.3)

2,012.2

(178.8)
(14.2)
(164.6)

(***)
(***)

1,847.6

0.8
1,848.4

STATE OF NEW YORK

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL
STATE FISCAL YEAR ENDED MARCH 31, 2016
FOR THREE MONTHS ENDED JUNE 30, 2015
(Amounts in millions)

EXHIBIT D
(continued)

GENERAL FUND

Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Miscellaneous Receipts
Federal Receipts
Transfers From:
PIT in excess of Revenue Bond Debt Service
Sales Tax in excess of LGAC / STRBF Debt Service
Real Estate Taxes in excess of CW/CA Debt Service
All Other
Total Receipts and Other Financing Sources

DISBURSEMENTS:
Local Assistance Grants
Departmental Operations
General State Charges
Transfers To:
Debt Service
Capital Projects
State Share Medicaid
SUNY Operations
Other Purposes
Total Disbursements and Other Financing Uses
Excess (Deficiency) of Receipts and Other
Financing Sources over Disbursements
and Other Financing Uses
Fund Balances (Deficits) at April 1
Fund Balances (Deficits) at June 30, 2015
(*)
(**)

Updated
Financial
Plan

9,552.0
1,707.0
1,201.0
340.0
2,323.0
-

Actual

9,948.7
1,713.4
1,276.3
419.4
2,810.6
0.1

Actual
Over/
(Under)
Enacted
Financial Plan

396.7
6.4
75.3
79.4
487.6
0.1

Actual
Over/
(Under)
Updated
Financial Plan

3,287.0
1,508.0
220.0
318.0
20,456.0

3,419.0
1,532.7
247.1
317.0
21,684.3

132.0
24.7
27.1
(1.0)
1,228.3

11,884.0
1,855.0
1,560.0

11,568.3
1,788.7
1,479.9

(315.7)
(66.3)
(80.1)

280.0
(59.0)
1,214.0
630.0
1,212.0
18,576.0

270.9
(98.0)
1,083.4 (**)
631.3
1,195.5
17,920.0

(9.1)
(39.0)
(130.6)
1.3
(16.5)
(656.0)

1,880.0

7,300.0
9,180.0

3,764.3

7,299.5
11,063.8

1,884.3

(0.5)
1,883.8

Source: 2015-16 Enacted Budget dated May 13, 2015.

Includes transfers to the Department of Health Income Fund, the State University Income Fund and the Mental Hygiene Program Account representing payments
for patients residing in State-Operated Health, Mental Hygiene and State University facilities.

STATE OF NEW YORK

EXHIBIT D

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL

STATE FISCAL YEAR ENDED MARCH 31, 2016
FOR THREE MONTHS ENDED JUNE 30, 2015
(Amounts in millions)

(continued)

SPECIAL REVENUE FUNDS

Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Miscellaneous Receipts
Federal Receipts
Transfers from Other Funds(**)
Total Receipts and Other Financing Sources

DISBURSEMENTS:
Local Assistance Grants
Departmental Operations
General State Charges
Capital Projects
Transfers to Other Funds(**)

Excess (Deficiency) of Receipts and Other

Financing Sources over Disbursements
and Other Financing Uses
Fund Balances (Deficits) at April 1
Fund Balances (Deficits) at June 30, 2015
(*)
(**)

434.0
535.0
345.0
308.0
3,511.0
10,402.0
3,356.0
18,891.0

Updated
Financial
Plan

Actual
Over/
(Under)
Enacted
Financial Plan

Actual

434.3
545.8
345.7
315.7
3,459.9
10,639.4
3,081.5
18,822.3

0.3
10.8
0.7
7.7
(51.1)
237.4
(274.5)
(68.7)

Actual
Over/
(Under)
Updated
Financial Plan

13,589.0
2,877.0
489.0
713.0
17,668.0

13,475.9
2,905.1
486.9
0.2
605.5
17,473.6

(113.1)
28.1
(2.1)
0.2
(107.5)
(194.4)

1,223.0

1,348.7

125.7

2,661.0
3,884.0

2,661.8
4,010.5

Source: 2015-16 Enacted Budget dated May 13, 2015.

Actual reported transfer amounts include eliminations between Special Revenue - State and Federal Funds. The Financial Plan reported
transfer amounts do not include eliminations.

10

0.8
126.5

STATE OF NEW YORK

EXHIBIT D

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL

STATE FISCAL YEAR ENDED MARCH 31, 2016

(continued)

FOR THREE MONTHS ENDED JUNE 30, 2015

(Amounts in millions)

STATE SPECIAL REVENUE FUNDS

Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Miscellaneous Receipts
Federal Receipts
Transfers from Other Funds(**)
Total Receipts and Other Financing Sources

434.0
535.0
345.0
308.0
3,491.0
3,356.0
8,469.0

Updated
Financial
Plan

Actual

434.3
545.8
345.7
315.7
3,396.2
3,081.5
8,119.2

DISBURSEMENTS:
Local Assistance Grants
Departmental Operations
General State Charges
Capital Projects
Transfers to Other Funds(**)
Total Disbursements and Other Financing Uses

3,788.0
2,532.0
425.0
364.0
7,109.0

3,445.8
2,516.4
421.8
0.2
371.6
6,755.8

Excess (Deficiency) of Receipts and Other

Financing Sources over Disbursements
and Other Financing Uses

1,360.0

1,363.4

Fund Balances (Deficits) at April 1

Fund Balances (Deficits) at June 30, 2015
(*)
(**)

2,010.0
3,370.0

2,010.2
3,373.6

FEDERAL SPECIAL REVENUE FUNDS

Actual
Over/
(Under)
Enacted
Financial Plan

0.3
10.8
0.7
7.7
(94.8)
(274.5)
(349.8)

Actual
Over/
(Under)
Updated
Financial Plan

(342.2)
(15.6)
(3.2)
0.2
7.6
(353.2)

0.2
3.6

Source: 2015-16 Enacted Budget dated May 13, 2015.

Actual reported transfer amounts include eliminations between Special Revenue - State and Federal Funds. The Financial Plan reported
transfer amounts do not include eliminations.

11

3.4

Enacted
Financial
Plan (*)

9,801.0
345.0
64.0
349.0
10,559.0

20.0
10,402.0
10,422.0

Updated
Financial
Plan

651.0
514.0

Actual

(137.0)

63.7
10,639.4
10,703.1

10,030.1
388.7
65.1
233.9
10,717.8

Actual
Over/
(Under)
Enacted
Financial Plan

(14.7)

651.6
636.9

43.7
237.4
281.1

Actual
Over/
(Under)
Updated
Financial Plan

229.1
43.7
1.1
(115.1)
158.8

122.3

0.6
122.9

STATE OF NEW YORK

EXHIBIT D

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL

STATE FISCAL YEAR ENDED MARCH 31, 2016
FOR THREE MONTHS ENDED JUNE 30, 2015
(Amounts in millions)

(continued)

DEBT SERVICE FUNDS

Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Other
Miscellaneous Receipts
Federal Receipts
Transfers from Other Funds
Total Receipts and Other Financing Sources

DISBURSEMENTS:
Departmental Operations
Debt Service
Transfers to Other Funds
Total Disbursements and Other Financing Uses
Excess (Deficiency) of Receipts and Other
Financing Sources over Disbursements
and Other Financing Uses
Fund Balances (Deficits) at April 1
Fund Balances (Deficits) at June 30, 2015
(*)

3,330.0
1,561.0
239.0
95.0
875.0
6,100.0

Updated
Financial
Plan

Actual
Over/
(Under)
Enacted
Financial Plan

Actual

3,461.0
1,585.0
265.2
124.5
752.1
6,187.8

131.0
24.0
26.2
29.5
(122.9)
87.8

Actual
Over/
(Under)
Updated
Financial Plan

3.0
593.0
5,331.0
5,927.0

3.1
584.5
5,503.1
6,090.7

0.1
(8.5)
172.1
163.7

173.0

97.1

(75.9)

118.0
291.0

Source: 2015-16 Enacted Budget dated May 13, 2015.

12

118.7
215.8

0.7
(75.2)

STATE OF NEW YORK

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL
STATE FISCAL YEAR ENDED MARCH 31, 2016
FOR THREE MONTHS ENDED JUNE 30, 2015
(Amounts in millions)

EXHIBIT D
(continued)

CAPITAL PROJECTS FUNDS

Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Consumption/Use
Business
Other
Miscellaneous Receipts
Federal Receipts
Bond and Note Proceeds, net
Transfers from Other Funds(**)
Total Receipts and Other Financing Sources

DISBURSEMENTS:
Local Assistance Grants
Capital Projects
Transfers to Other Funds(**)
Total Disbursements and Other Financing Uses
Excess (Deficiency) of Receipts and Other
Financing Sources over Disbursements
and Other Financing Uses
Fund Balances (Deficits) at April 1
Fund Balances (Deficits) at June 30, 2015
(*)
(**)

159.0
161.0
12.0
1,261.0
303.0
(24.0)
1,872.0

Updated
Financial
Plan

Actual

155.5
154.6
11.9
1,171.1
366.5
64.0
1,923.6

342.0
1,185.0
233.0
1,760.0

331.1
1,166.3
228.3
1,725.7

112.0

197.9

(724.0)
(612.0)

(724.4)
(526.5)

Actual
Over/
(Under)
Enacted
Financial Plan

Source: 2015-16 Enacted Budget dated May 13, 2015.

Actual reported transfer amounts include eliminations between Special Revenue - State and Federal Funds. The Financial Plan reported
transfer amounts do not include eliminations.

13

(3.5)
(6.4)
(0.1)
(89.9)
63.5
88.0
51.6

Actual
Over/
(Under)
Updated
Financial Plan

(10.9)
(18.7)
(4.7)
(34.3)

85.9

(0.4)
85.5

STATE OF NEW YORK

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL
STATE FISCAL YEAR ENDED MARCH 31, 2016
FOR THREE MONTHS ENDED JUNE 30, 2015
(Amounts in millions)

EXHIBIT D
(continued)

STATE CAPITAL PROJECTS FUNDS

Actual
Over/
Updated
(Under)
Financial
Enacted
Plan
Actual
Financial Plan

Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Consumption/Use
Business
Other
Miscellaneous Receipts
Federal Receipts
Bond and Note Proceeds, net
Transfers from Other Funds(**)
Total Receipts and Other Financing Sources

DISBURSEMENTS:
Local Assistance Grants
Capital Projects
Transfers to Other Funds(**)
Total Disbursements and Other Financing Uses
Excess (Deficiency) of Receipts and Other
Financing Sources over Disbursements
and Other Financing Uses
Fund Balances (Deficits) at April 1
Fund Balances (Deficits) at June 30, 2015
(*)
(**)

159.0
161.0
12.0
1,261.0
(24.0)
1,569.0

155.5
154.6
11.9
1,170.8
64.0
1,556.8

238.0
1,000.0
231.0
1,469.0

237.0
880.4
226.3
1,343.7

100.0

213.1

(725.0)
(625.0)

(724.5)
(511.4)

(3.5)
(6.4)
(0.1)
(90.2)
88.0
(12.2)

Source: 2015-16 Enacted Budget dated May 13, 2015.

Actual reported transfer amounts include eliminations between Special Revenue - State and Federal Funds. The Financial Plan reported
transfer amounts do not include eliminations.

14

Enacted
Financial
Plan (*)

303.0
303.0

Updated
Financial
Plan

Actual
Over/
(Under)
Enacted
Financial Plan

Actual

0.3
366.5
366.8

0.3
63.5
63.8

Actual
Over/
(Under)
Updated
Financial Plan

(1.0)
(119.6)
(4.7)
(125.3)

104.0
185.0
2.0
291.0

94.1
285.9
2.0
382.0

(9.9)
100.9
91.0

113.1

12.0

(15.2)

(27.2)

0.5
113.6

FEDERAL CAPITAL PROJECTS FUNDS

Actual
Over/
(Under)
Updated
Financial Plan

1.0
13.0

0.1
(15.1)

(0.9)
(28.1)

STATE OF NEW YORK

GOVERNMENTAL FUNDS
COMPARATIVE SCHEDULE OF TAX RECEIPTS
(Amounts in millions)
EXHIBIT E

GENERAL
MONTH OF
3 MOS. ENDED
JUNE 2015
JUNE 30, 2015

SPECIAL REVENUE
MONTH OF 3 MOS. ENDED
JUNE 2015
JUNE 30, 2015

DEBT SERVICE
MONTH OF
3 MOS. ENDED
JUNE 2015
JUNE 30, 2015

CAPITAL PROJECTS
MONTH OF 3 MOS. ENDED
JUNE 2015
JUNE 30, 2015

MONTH OF
JUNE 2015

TOTAL GOVERNMENTAL FUNDS

3 MOS. ENDED
MONTH OF
JUNE 30, 2015
JUNE 2014

YEAR OVER YEAR

$ Increase/
% Increase/
(Decrease)
Decrease

3 MOS. ENDED
JUNE 30, 2014

PERSONAL INCOME TAX

Withholding
Estimated Payments
Returns
State/City Offsets
Other (Assessments/LLC)
Gross Receipts
Transfers to School Tax Relief Fund
Transfers to Revenue Bond Tax Fund
Less: Refunds Issued
Total

2,626.3
2,261.0
47.5
(21.1)
110.2
5,023.9

(431.2)
(1,201.2)
(219.1)
3,172.4

8,036.6
7,699.2
1,812.8
(192.0)
349.4
17,706.0

(434.3)
(3,461.0)
(3,862.0)
9,948.7

431.2
431.2

434.3
434.3

1,201.2
1,201.2

3,461.0
3,461.0

640.2
31.8
21.7
693.7

1,581.2
70.3
61.9
1,713.4

86.4
10.6
89.6
8.4
0.4
195.4

242.6
12.3
245.0
25.7
20.2
545.8

639.7
639.7

1,585.0
1,585.0

17.7
32.3
13.0
63.0

759.2
100.5
243.3
2.6
1,105.6

897.2
107.2
258.9
13.0
1,276.3

136.4
28.2
32.4
3.9
40.8
241.7

151.4
30.4
32.2
10.4
121.3
345.7

116.7
1.9
0.2
118.8

414.8
4.3
0.3
419.4

95.8
95.8

315.7
315.7

81.9
81.9

2,626.3
2,261.0
47.5
(21.1)
110.2
5,023.9

8,036.6
7,699.2
1,812.8
(192.0)
349.4
17,706.0

2,361.2
1,891.6
38.6
(13.2)
93.9
4,372.1

7,543.0
6,044.1
1,529.5
(164.2)
333.0
15,285.4

493.6
1,655.1
283.3
27.8
16.4
2,420.6

6.5%
27.4%
18.5%
16.9%
4.9%
15.8%

276.6
2,144.0

0.0%
0.0%
7.7%
18.3%

(219.1)
4,804.8

(3,862.0)
13,844.0

(127.3)
4,244.8

(3,585.4)
11,700.0

20.8
98.0
36.7
155.5

1,366.3
28.3
121.4
40.7
21.7
13.0
0.4
1,591.8

3,408.8
33.1
315.3
123.7
61.9
36.7
20.2
3,999.7

1,285.9
26.2
112.4
37.0
22.4
11.2
0.4
1,495.5

3,249.5
30.2
343.1
124.3
60.8
34.6
21.6
3,864.1

159.3
2.9
(27.8)
(0.6)
1.1
2.1
(1.4)
135.6

4.9%
9.6%
-8.1%
-0.5%
1.8%
6.1%
-6.5%
3.5%

2.5
51.4
53.9

2.6
152.0
154.6

895.6
131.2
275.7
6.5
92.2
1,401.2

1,048.6
140.2
291.1
23.4
273.3
1,776.6

491.2
142.7
278.4
526.2
109.1
1,547.6

682.6
147.8
286.5
918.8
300.2
2,335.9

366.0
(7.6)
4.6
(895.4)
(26.9)
(559.3)

53.6%
-5.1%
1.6%
-97.5%
-9.0%
-23.9%

11.9
11.9

11.9
11.9

116.7
1.9
93.8
0.2
95.8
308.4

414.8
4.3
277.1
0.3
315.7
1,012.2

67.8
2.1
90.0
79.9
239.8

270.9
4.6
236.2
0.1
304.9
816.7

143.9
(0.3)
40.9
0.2
10.8
195.5

0.0%
53.1%
-6.5%
17.3%
200.0%
3.5%
23.9%

CONSUMPTION/USE TAXES
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total
BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total

OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total
Total Tax Receipts

5,090.5

13,357.8

964.1

1,641.5

1,922.8

265.2
265.2
$

5,311.2

15

128.8

322.0

8,106.2

20,632.5

7,527.7

18,716.7

1,915.8

10.2%

STATE OF NEW YORK

GOVERNMENTAL FUNDS (*)
STATEMENT OF CASH FLOW
FISCAL YEAR 2015-2016
(Amounts in millions)

2015
APRIL
Beginning Fund Balance
RECEIPTS:
Taxes:
Personal Income Tax :
Withholdings
Estimated payments
Returns
State/City Offsets
Other (Assessments/LLC)
Gross Receipts
Transfers to School Tax Relief Fund
Transfers to Revenue Bond Tax Fund
Refunds issued
Total Personal Income Tax
Consumption/Use Taxes:
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total Consumption/Use Taxes
Business Taxes:
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total Business Taxes
Other Taxes:
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total Other Taxes
Total Taxes
Miscellaneous Receipts:
Abandoned Property:
Abandoned Property
Bottle Bill
Assessments:
Business
Medical Care
Public Utilities
Other
Fees, Licenses and Permits:
Alcohol Beverage Control Licensing
Business/Professional:
Civil
Criminal
Motor Vehicle
Recreational/Consumer
Fines, Penalties and Forfeitures
Gaming:
Casino
Lottery
Video Lottery
Interest Earnings
Receipts from Public Authorities:
Bond Proceeds
Cost Recovery Assessments
Issuance Fees
Non Bond Related
Receipts from Municipalities

MAY

9,355.6

JUNE

12,663.6

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

MARCH

13,192.7

2,961.1
5,313.5
1,687.1
(144.8)
143.7
9,960.6
(3,242.2)
6,718.4

2,449.2
124.7
78.2
(26.1)
95.5
2,721.5
(400.7)
2,320.8

2,626.3
2,261.0
47.5
(21.1)
110.2
5,023.9
(219.1)
4,804.8

1,046.1
4.5
95.1
41.3
19.9
13.4
19.2
1,239.5

996.4
0.3
98.8
41.7
20.3
10.3
0.6
1,168.4

1,366.3
28.3
121.4
40.7
21.7
13.0
0.4
1,591.8

9,355.6

4,034.5

5,321.1

131.9%

493.6
1,655.1
283.3
27.8
16.4
2,420.6
276.6
2,144.0

6.5%
27.4%
18.5%
16.9%
4.9%
15.8%
0.0%
0.0%
7.7%
18.3%

8,036.6
7,699.2
1,812.8
(192.0)
349.4
17,706.0
(3,862.0)
13,844.0

3,408.8
33.1
315.3
123.7
61.9
36.7
20.2
3,999.7

3,249.5
30.2
343.1
124.3
60.8
34.6
21.6
3,864.1

159.3
2.9
(27.8)
(0.6)
1.1
2.1
(1.4)
135.6

4.9%
9.6%
-8.1%
-0.5%
1.8%
6.1%
-6.5%
3.5%

1,048.6
140.2
291.1
23.4
273.3
1,776.6

682.6
147.8
286.5
918.8
300.2
2,335.9

366.0
(7.6)
4.6
(895.4)
(26.9)
(559.3)

53.6%
-5.1%
1.6%
-97.5%
-9.0%
-23.9%

270.9
4.6
236.2
0.1
304.9
816.7

143.9
(0.3)
40.9
0.2
10.8
195.5

0.0%
53.1%
-6.5%
17.3%
200.0%
3.5%
23.9%

7,543.0
6,044.1
1,529.5
(164.2)
333.0
15,285.4
(3,585.4)
11,700.0

% Increase/
Decrease

181.7
5.0
6.2
30.4
91.4
314.7

(28.7)
4.0
9.2
(13.5)
89.7
60.7

148.9
0.9
86.3
132.6
368.7

149.2
1.5
97.0
0.1
87.3
335.1

116.7
1.9
93.8
0.2
95.8
308.4

414.8
4.3
277.1
0.3
315.7
1,012.2

8,641.3

3,885.0

8,106.2

20,632.5

18,716.7

0.8
0.5

0.6
-

0.9
30.5

2.3
31.0

3.5
29.6

(1.2)
1.4

-34.3%
4.7%

99.8
493.7
0.3
18.0

499.0
1,296.3
0.9
55.6

1,329.5
1,136.9
0.8
51.3

(830.5)
159.4
0.1
4.3

-62.5%
14.0%
12.5%
8.4%

88.4
376.8
0.7
18.2

310.8
425.8
(0.1)
19.4

895.6
131.2
275.7
6.5
92.2
1,401.2

3 Months Ended June 30

$ Increase/
2014
(Decrease)

2015

1,915.8

10.2%

6.9
78.8
27.6
0.1
128.1
16.6
18.6

5.5
72.1
25.5
0.3
121.5
27.4
1,414.6

6.9
129.2
22.2
1.9
131.4
27.0
71.7

19.3
280.1
75.3
2.3
381.0
71.0
1,504.9

16.1
259.1
65.3
2.2
364.4
58.7
818.7

3.2
21.0
10.0
0.1
16.6
12.3
686.2

19.9%
8.1%
15.3%
4.5%
4.6%
21.0%
83.8%

43.5
226.4
94.5
2.9

0.6
191.2
73.4
4.1

34.4
188.5
72.9
2.6

78.5
606.1
240.8
9.6

6.2
575.0
233.3
7.5

72.3
31.1
7.5
2.1

1,166.1%
5.4%
3.2%
28.0%

12.2
0.2
0.2
39.8

43.1
5.7
2.0
8.5

854.6
10.8
0.3
7.9

909.9
16.7
2.5
56.2

315.4
27.3
17.0
7.7
49.9

594.5
(27.3)
(0.3)
(5.2)
6.3

188.5%
-100.0%
-1.8%
-67.5%
12.6%

16

STATE OF NEW YORK

GOVERNMENTAL FUNDS (*)
STATEMENT OF CASH FLOW
FISCAL YEAR 2015-2016
(Amounts in millions)

2015
APRIL
Rentals
Revenues of State Departments:
Administrative Recoveries
Commissions
Gifts, Grants and Donations
Indirect Cost Recoveries
Patient/Client Care Reimbursement
Rebates
Restitution and Settlements
Student Loans
All Other
Sales
Tuition
Total Miscellaneous Receipts

34.2

Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
OTHER FINANCING SOURCES (USES):
Bond Proceeds (net)
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts
and Other Financing Sources over
Disbursements and Other Financing Uses

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

2016
JANUARY

DECEMBER

FEBRUARY

MARCH

29.6
0.4
1.2
14.6
197.3
9.8
1.9
5.3
3.2
1.6
92.5
2,585.7

1,730.0

4,648.4

4,627.6

11,076.3

12,808.8

15,319.5

895.9
3.0
24.2

3,267.7
4.1
46.8

3,191.8
221.0
172.4
367.3
25.8
158.5
5,059.9

3 Months Ended June 30

$ Increase/
2014
(Decrease)

2015

22.8

16.1
0.1
0.7
12.0
322.9
9.3
1,053.7
7.9
(2.1)
4.4
76.1
4,275.4

79.3

46.4
0.6
2.9
28.0
(235.9)
30.3
1,138.5
21.6
13.3
8.0
293.8
7,566.1

% Increase/
Decrease

92.3

(13.0)

-14.1%

41.6
4.7
1.4
28.3
626.0
28.2
19.8
24.2
20.4
3.6
256.4
6,522.3

4.8
(4.1)
1.5
(0.3)
(861.9)
2.1
1,118.7
(2.6)
(7.1)
4.4
37.4
1,043.8

11.5%
-87.2%
107.1%
-1.1%
-137.7%
7.4%
5,650.0%
-10.7%
-34.8%
122.2%
14.6%
16.0%

11,006.0

10,976.6

29.4

0.3%

39,204.6

36,215.6

2,989.0

8.3%

4,109.2
7.7
573.0

8,272.8
14.8
644.0

7,644.1
14.4
623.6

628.7
0.4
20.4

8.2%
2.8%
3.3%

4,470.2
382.8
141.1
465.5
69.4
529.0
9,376.6

4,126.7
742.2
75.0
709.9
66.4
528.7
10,938.8

11,788.7
1,346.0
388.5
1,542.7
161.6
1,216.2
25,375.3

11,271.4
1,031.7
307.6
1,686.1
38.9
1,263.7
23,881.5

517.3
314.3
80.9
(143.4)
122.7
(47.5)
1,493.8

4.6%
30.5%
26.3%
-8.5%
315.4%
-3.8%
6.3%

1,237.7
349.2
663.7

1,023.6
452.3
743.3

1,023.9
610.2
559.8

3,285.2
1,411.7
1,966.8

3,236.5
1,435.0
2,049.7

48.7
(23.3)
(82.9)

1.5%
-1.6%
-4.0%

165.9
288.9

254.6
426.3

164.0
451.3

584.5
1,166.5

680.8
1,159.7

(96.3)
6.8

-14.1%
0.6%

7,765.3

12,276.7

13,748.0

33,790.0

32,443.2

1,346.8

4.2%

3,311.0

532.1

1,571.5

5,414.6

3,772.4

1,642.2

43.5%

9,413.4
(9,420.0)

7,730.7
(7,798.4)

1,682.7
1,621.6

0.0%
21.8%
20.8%

(6.6)

(67.7)

61.1

90.3%

4,617.6
(4,620.6)

2,253.8
(2,256.8)

2,542.0
(2,542.6)

(3.0)

(3.0)

(0.6)

3,308.0
$

JUNE
22.3

0.7
0.1
1.0
1.4
(756.1)
11.2
82.9
8.4
12.2
2.0
125.2
705.0

Federal Receipts

Ending Fund Balance

MAY

12,663.6

529.1
$

13,192.7

1,570.9
$

14,763.6

(*) Governmental Funds includes General, Special Revenue, Debt Service and Capital Projects Funds combined.

17

5,408.0
$

14,763.6

3,704.7
$

7,739.2

1,703.3

46.0%

7,024.4

90.8%

STATE OF NEW YORK

GOVERNMENTAL FUNDS
STATEMENT OF CASH FLOW - STATE OPERATING (*)
FISCAL YEAR 2015-2016
(Amounts in millions)

2015
APRIL
Beginning Fund Balance
RECEIPTS:
Taxes:
Personal Income Tax:
Withholdings
Estimated payments
Returns
State/City Offsets
Other (Assessments/LLC)
Gross Receipts
Transfers to School Tax Relief Fund
Transfers to Revenue Bond Tax Fund
Refunds issued
Total Personal Income Tax
Consumption/Use Taxes:
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total Consumption/Use Taxes
Business Taxes:
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total Business Taxes
Other Taxes:
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total Other Taxes
Total Taxes
Miscellaneous Receipts:
Abandoned Property:
Abandoned Property
Bottle Bill
Assessments:
Business
Medical Care
Public Utilities
Other
Fees, Licenses and Permits:
Alcohol Beverage Control Licensing
Business/Professional
Civil
Criminal
Motor Vehicle
Recreational/Consumer
Fines, Penalties and Forfeitures
Gaming:
Casino
Lottery
Video Lottery
Interest Earnings
Receipts from Public Authorities:
Bond Proceeds
Cost Recovery Assessments
Issuance Fees
Non Bond Related

MAY

9,890.8

JUNE

14,306.4

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

MARCH

14,119.1

2,961.1
5,313.5
1,687.1
(144.8)
143.7
9,960.6
(3,242.2)
6,718.4

2,449.2
124.7
78.2
(26.1)
95.5
2,721.5
(400.7)
2,320.8

2,626.3
2,261.0
47.5
(21.1)
110.2
5,023.9
(219.1)
4,804.8

1,046.1
1.5
95.1
8.7
19.9
19.2
1,190.5

996.4
0.2
98.8
8.6
20.3
0.6
1,124.9

1,366.3
10.6
121.4
8.4
21.7
0.4
1,528.8

9,890.8

4,789.1

5,101.7

106.5%

493.6
1,655.1
283.3
27.8
16.4
2,420.6
276.6
2,144.0

6.5%
27.4%
18.5%
16.9%
4.9%
15.8%
0.0%
0.0%
7.7%
18.3%

8,036.6
7,699.2
1,812.8
(192.0)
349.4
17,706.0
(3,862.0)
13,844.0

3,408.8
12.3
315.3
25.7
61.9
20.2
3,844.2

3,249.5
11.6
343.1
26.2
60.8
21.6
3,712.8

159.3
0.7
(27.8)
(0.5)
1.1
(1.4)
131.4

4.9%
6.0%
-8.1%
-1.9%
1.8%
0.0%
-6.5%
3.5%

1,048.6
137.6
291.1
23.4
121.3
1,622.0

682.6
145.7
286.5
918.8
133.4
2,167.0

366.0
(8.1)
4.6
(895.4)
(12.1)
(545.0)

53.6%
-5.6%
1.6%
-97.5%
-9.1%
-25.1%

270.9
4.6
224.3
0.1
304.9
804.8

143.9
(0.3)
40.9
0.2
10.8
195.5

0.0%
53.1%
-6.5%
18.2%
200.0%
3.5%
24.3%

7,543.0
6,044.1
1,529.5
(164.2)
333.0
15,285.4
(3,585.4)
11,700.0

% Increase/
Decrease

181.7
4.9
6.2
30.4
40.6
263.8

(28.7)
4.0
9.2
(13.5)
39.9
10.9

148.9
0.9
86.3
132.6
368.7

149.2
1.5
97.0
0.1
87.3
335.1

116.7
1.9
81.9
0.2
95.8
296.5

414.8
4.3
265.2
0.3
315.7
1,000.3

8,541.4

3,791.7

7,977.4

20,310.5

18,384.6

0.8
0.5

0.6
-

0.9
7.5

2.3
8.0

3.5
14.6

(1.2)
(6.6)

-34.3%
-45.2%

101.3
493.7
0.3
18.0

438.0
1,296.3
0.9
55.6

1,270.4
1,136.9
0.8
51.3

(832.4)
159.4
0.1
4.3

-65.5%
14.0%
12.5%
8.4%

75.7
376.8
0.7
18.2

261.0
425.8
(0.1)
19.4

895.6
128.7
275.7
6.5
40.8
1,347.3

3 Months Ended June 30

$ Increase/
2014
(Decrease)

2015

1,925.9

10.5%

6.9
77.1
27.6
0.1
69.5
16.6
17.7

5.5
69.9
25.5
0.3
50.0
27.4
1,410.8

6.9
125.3
22.2
1.9
72.0
26.6
69.6

19.3
272.3
75.3
2.3
191.5
70.6
1,498.1

16.1
242.5
65.3
2.2
184.6
58.7
809.7

3.2
29.8
10.0
0.1
6.9
11.9
688.4

19.9%
12.3%
15.3%
4.5%
3.7%
20.3%
85.0%

43.5
226.4
94.5
2.8

0.6
191.2
73.4
4.1

34.4
188.5
72.9
2.4

78.5
606.1
240.8
9.3

6.2
575.0
233.3
7.3

72.3
31.1
7.5
2.0

1,166.1%
5.4%
3.2%
27.4%

0.2
0.2

5.7
0.7

10.8
-

16.7
0.9

27.3
17.0
2.6

(27.3)
(0.3)
(1.7)

0.0%
-100.0%
-1.8%
-65.4%

18

GOVERNMENTAL FUNDS
STATEMENT OF CASH FLOW - STATE OPERATING (*)
FISCAL YEAR 2015-2016
(Amounts in millions)

2015
APRIL
Receipts from Municipalities
Rentals
Revenues of State Departments:
Administrative Recoveries
Commissions
Gifts, Grants and Donations
Indirect Cost Recoveries
Patient/Client Care Reimbursement
Rebates
Restitution and Settlements
Student Loans
All Other
Sales
Tuition
Total Miscellaneous Receipts

39.7
34.0

DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements

Total Other Financing Sources (Uses)

OCTOBER

NOVEMBER

2016
JANUARY

DECEMBER

FEBRUARY

MARCH

3 Months Ended June 30

$ Increase/
2014
(Decrease)

2015

46.2
0.6
1.9
28.0
(235.9)
4.5
1,136.9
21.6
9.5
7.8
293.8
6,331.3

% Increase/
Decrease

49.1
90.4

6.9
(12.8)

14.1%
-14.2%

41.5
4.7
1.4
28.3
626.0
1.7
18.2
24.2
17.3
3.4
256.4
5,887.9

4.7
(4.1)
0.5
(0.3)
(861.9)
2.8
1,118.7
(2.6)
(7.8)
4.4
37.4
443.4

11.3%
-87.2%
35.7%
-1.1%
-137.7%
164.7%
6,146.7%
-10.7%
-45.1%
129.4%
14.6%
7.5%

(0.4)

-80.0%

0.1

0.5

26,641.9

24,273.0

2,368.9

9.8%

3,877.9
0.1
566.2

7,273.4
1.0
612.1

6,399.9
1.0
606.2

873.5
5.9

13.6%
0.0%
1.0%

1,908.9
260.6
44.5
139.0
8.7
494.5
5,712.5

1,195.7
337.0
22.8
248.8
5.8
452.1
6,706.4

4,737.8
696.4
81.9
520.5
19.1
1,071.9
15,014.1

4,364.2
648.2
63.1
568.1
27.1
1,059.1
13,736.9

373.6
48.2
18.8
(47.6)
(8.0)
12.8
1,277.2

8.6%
7.4%
29.8%
-8.4%
-29.5%
1.2%
9.3%

1,186.9
291.9
650.4

977.6
375.0
699.1

977.3
499.5
552.2

3,141.8
1,166.4
1,901.7

3,093.4
1,227.5
1,983.1

48.4
(61.1)
(81.4)

1.6%
-5.0%
-4.1%

165.9
-

254.6
0.2

164.0
-

584.5
0.2

680.8
0.4

(96.3)
(0.2)

-14.1%
-50.0%

4,890.3

8,019.0

8,899.4

21,808.7

20,722.1

1,086.6

5.2%

708.8

4,833.2

3,550.9

1,282.3

36.1%

9,385.2
(8,957.8)

7,585.1
(7,185.4)

1,800.1
1,772.4

23.7%
24.7%

27.7

6.9%

7,883.7

9,608.2

571.7
14.3

2,823.8
0.9
31.6

1,633.2
98.8
14.6
132.7
4.6
125.3
2,595.2

(135.3)

2,118.8
(2,170.8)

155.9

14,306.4

323.5

(187.3)
$

14,119.1

2,714.4
(2,390.9)

(52.0)

4,415.6
$

SEPTEMBER

9,150.0

4,552.0
(4,396.1)

Excess (Deficiency) of Receipts

and Other Financing Sources over
Disbursements and Other Financing Uses

AUGUST

56.0
77.6

29.5
0.4
0.2
14.6
197.3
1.1
1.2
5.3
1.5
1.7
92.5
1,630.8

0.1

4,259.7

OTHER FINANCING SOURCES (USES):

Transfers from Other Funds (**)
Transfers to Other Funds (**)

JULY

7.9
22.4

16.1
0.1
0.7
12.0
322.9
1,053.5
7.9
(3.0)
4.2
76.1
4,091.9

Total Receipts

JUNE
8.4
21.2

0.6
0.1
1.0
1.4
(756.1)
3.4
82.2
8.4
11.0
1.9
125.2
608.6

Federal Receipts

Ending Fund Balance

MAY

1,032.3
$

15,151.4

(*) State Operating Funds are comprised of the General Fund, State Special Revenue Funds supported by activities
from dedicated revenue sources (including operating transfers from Federal funds) and Debt Service Funds.
(**) Eliminations between State and Federal Special Revenue Funds are not included.

19

427.4

399.7

5,260.6
$

15,151.4

3,950.6
$

8,739.7

1,310.0

33.2%

6,411.7

73.4%

STATE OF NEW YORK

GENERAL FUND
STATEMENT OF CASH FLOW
FISCAL YEAR 2015-2016
(Amounts in millions)

EXHIBIT F

2015
APRIL
Beginning Fund Balance
RECEIPTS:
Taxes:
Personal Income Tax:
Withholdings
Estimated payments
Returns
State/City Offsets
Other (Assessments/LLC)
Gross Receipts
Transfers to School Tax Relief Fund
Transfers to Revenue Bond Tax Fund
Refunds issued
Total Personal Income Tax
Consumption/Use Taxes:
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total Consumption/Use Taxes
Business Taxes:
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total Business Taxes
Other Taxes:
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total Other Taxes
Total Taxes
Miscellaneous Receipts:
Abandoned Property:
Abandoned Property
Bottle Bill
Assessments:
Business
Medical Care
Public Utilities
Other
Fees, Licenses and Permits:
Alcohol Beverage Control Licensing
Business/Professional
Civil
Criminal
Motor Vehicle
Recreational/Consumer
Fines, Penalties and Forfeitures
Interest Earnings
Receipts from Public Authorities:
Cost Recovery Assessments
Issuance Fees
Non Bond Related
Receipts from Municipalities
Rentals
Revenues of State Departments:
Administrative Recoveries
Gifts, Grants and Donations
Indirect Cost Recoveries
Rebates
Restitution and Settlements
Student Loans
All Other
Sales
Total Miscellaneous Receipts

MAY

7,299.5

2,961.1
5,313.5
1,687.1
(144.8)
143.7
9,960.6
(3.1)
(1,679.6)
(3,242.2)
5,035.7

JUNE

10,343.6

2,449.2
124.7
78.2
(26.1)
95.5
2,721.5
(580.2)
(400.7)
1,740.6

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

MARCH

9,591.4

2,626.3
2,261.0
47.5
(21.1)
110.2
5,023.9
(431.2)
(1,201.2)
(219.1)
3,172.4
640.2
31.8
21.7
693.7

3 Months Ended June 30

$ Increase/
2014
(Decrease)

2015
$

7,299.5

2,235.2

5,064.3

226.6%

493.6
1,655.1
283.3
27.8
16.4
2,420.6
10.1
536.0
276.6
1,597.9

6.5%
27.4%
18.5%
16.9%
4.9%
15.8%
2.4%
18.3%
7.7%
19.1%

1,581.2
70.3
61.9
1,713.4

1,512.8
96.4
60.8
1,670.0

68.4
(26.1)
1.1
43.4

4.5%
0.0%
-27.1%
0.0%
1.8%
0.0%
0.0%
2.6%

897.2
107.2
258.9
13.0
1,276.3

578.1
113.5
253.1
799.3
1,744.0

319.1
(6.3)
5.8
(786.3)
(467.7)

55.2%
-5.6%
2.3%
-98.4%
0.0%
-26.8%

270.9
4.6
0.1
275.6

143.9
(0.3)
0.2
143.8

0.0%
53.1%
-6.5%
0.0%
200.0%
0.0%
52.2%

465.8
26.6
20.3
512.7

170.2
3.2
6.3
23.8
203.5

(32.2)
3.5
9.3
(13.4)
(32.8)

148.9
0.9
149.8

149.2
1.5
0.1
150.8

116.7
1.9
0.2
118.8

414.8
4.3
0.3
419.4

5,896.0

2,371.3

5,090.5

13,357.8

7,543.0
6,044.1
1,529.5
(164.2)
333.0
15,285.4
(424.2)
(2,925.0)
(3,585.4)
8,350.8

8,036.6
7,699.2
1,812.8
(192.0)
349.4
17,706.0
(434.3)
(3,461.0)
(3,862.0)
9,948.7

475.2
11.9
19.9
507.0

759.2
100.5
243.3
2.6
1,105.6

% Increase/
Decrease

12,040.4

1,317.4

10.9%

.
0.5

7.5

8.0

0.7
14.6

(0.7)
(6.6)

-100.0%
-45.2%

5.7
-

250.0
0.4
0.1

4.4
0.1

250.0
10.5
0.2

1,000.0
22.0
0.1

(750.0)
(11.5)
0.1

-75.0%
-52.3%
0.0%
100.0%

6.9
6.6
23.2
0.1
36.0
1.2
8.6
0.4

5.5
16.5
21.1
3.3
1,090.0
0.3

6.9
30.9
18.0
0.1
27.7
1.2
44.2
0.6

19.3
54.0
62.3
0.2
63.7
5.7
1,142.8
1.3

16.1
45.2
51.7
0.2
63.8
4.5
845.3
0.2

3.2
8.8
10.6
(0.1)
1.2
297.5
1.1

19.9%
19.5%
20.5%
0.0%
-0.2%
26.7%
35.2%
550.0%

0.2

0.3

9.5
0.6

9.5
1.1

6.9
9.8
1.1

(6.9)
(0.3)
-

-100.0%
-3.1%
0.0%
0.0%
0.0%

23.2
28.3
4.6
8.2
0.1
2,146.6

(2.1)
0.1
(4.3)
(0.8)
1,127.1
(3.2)
0.8
664.0

-9.1%
100.0%
-15.2%
-100.0%
24,502.2%
0.0%
-39.0%
800.0%
30.9%

0.1
1.4
81.7
4.6
1.0
178.2

8.0
1,050.0
(0.6)
(0.3)
2,444.6

21.1
14.6
(0.8)
1.0
0.2
187.8

20

21.1
0.1
24.0
(0.8)
1,131.7
5.0
0.9
2,810.6

STATE OF NEW YORK

GENERAL FUND
STATEMENT OF CASH FLOW
FISCAL YEAR 2015-2016
(Amounts in millions)

EXHIBIT F

2015
APRIL
Federal Receipts

MAY
-

JUNE

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

MARCH

3 Months Ended June 30

$ Increase/
2014
(Decrease)

2015
0.1

0.5
14,187.5

1,981.0

14.0%

3,138.2
561.0

6,532.0
0.5
578.8

5,662.1
0.4
577.5

869.9
0.1
1.3

15.4%
25.0%
0.2%

1,598.6
190.3
29.8
138.2
7.2
24.3
4,826.5

764.4
63.2
13.8
248.4
2.6
4,791.6

3,587.3
266.5
48.0
518.8
12.1
24.3
11,568.3

3,286.6
214.2
34.6
566.9
21.1
23.8
10,387.2

300.7
52.3
13.4
(48.1)
(9.0)
0.5
1,181.1

9.1%
24.4%
38.7%
-8.5%
-42.7%
2.1%
11.4%

554.2
68.4
612.3

443.4
124.7
503.7

456.8
141.2
363.9

1,454.4
334.3
1,479.9

1,423.7
375.7
1,508.0

30.7
(41.4)
(28.1)

2.2%
-11.0%
-1.9%

Total Disbursements

3,185.1

5,898.3

5,753.5

Excess (Deficiency) of Receipts

over Disbursements

2,889.1

(1,082.3)

(475.2)

538.5
249.0
97.1
298.3
(143.0)
8.7
(718.5)

1,201.1
822.3
75.8
3.8
314.1
22.4
(491.9)

330.1

1,947.6

DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges

6,074.2

4,816.0

5,278.3

571.6
2.4

2,822.2
0.5
15.4

1,224.3
13.0
4.4
132.2
2.3
1,950.2

(0.4)

% Increase/
Decrease

16,168.5

Total Receipts

0.1

JULY

-80.0%

14,836.9

13,694.6

1,142.3

8.3%

1,331.6

492.9

838.7

170.2%

663.0
72.0
39.4
104.9
(225.2)
24.4
1,050.4

24.1%
4.9%
19.0%
49.5%
-177.0%
0.0%
9.9%
56.5%

OTHER FINANCING SOURCES (USES):

Transfers from Revenue Bond Tax Fund
Transfers from LGAC / STRBTF
Transfers from CW/CA Fund
Transfers from Other Funds
Transfers to State Capital Projects
Transfers to Federal Capital Projects
Transfers to General Debt Service
Transfers to All Other State Funds

1,679.4
461.4
74.2
14.9
(73.1)
(302.0)
(1,699.8)

Total Other Financing

Sources (Uses)

155.0

Excess (Deficiency) of Receipts and

Other Financing Sources over
Disbursements and Other Financing Uses
Ending Fund Balance

3,044.1
$

10,343.6

(752.2)
$

9,591.4

1,472.4
$

11,063.8

21

3,419.0
1,532.7
247.1
317.0
98.0
(270.9)
(2,910.2)

2,756.0
1,460.7
207.7
212.1
(127.2)
(246.5)
(1,859.8)

2,432.7

2,403.0

3,764.3
$

11,063.8

29.7

2,895.9
$

5,131.1

1.2%

868.4

30.0%

5,932.7

115.6%

STATE OF NEW YORK

SPECIAL REVENUE FUNDS - COMBINED
STATEMENT OF CASH FLOW
FISCAL YEAR 2015-2016
(Amounts in millions)

EXHIBIT G

2015
APRIL
Beginning Fund Balance
RECEIPTS:
Taxes:
Personal Income Tax
Consumption/Use Taxes
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total Consumption/Use Taxes
Business Taxes:
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total Business Taxes
Other Taxes:
Metropolitan Commuter Trans. Mobility
Total Other Taxes
Total Taxes
Miscellaneous Receipts:
Abandoned Property:
Abandoned Property
Assessments:
Business
Medical Care
Public Utilities
Other
Fees, Licenses and Permits:
Business/Professional
Civil
Criminal
Motor Vehicle
Recreational/Consumer
Fines, Penalties and Forfeitures
Gaming:
Casino
Lottery
Video Lottery
Interest Earnings
Receipts from Public Authorities:
Bond Proceeds
Cost Recovery Assessments
Issuance Fees
Non Bond Related
Receipts from Municipalities
Rentals
Revenues of State Departments:
Administrative Recoveries
Commissions
Gifts, Grants and Donations
Indirect Cost Recoveries
Patient/Client Care Reimbursement
Rebates
Restitution and Settlements
Student Loans
All Other
Sales
Tuition
Total Miscellaneous Receipts

2,661.8

3.1
91.0
1.5
83.2
8.7
19.2
203.6
11.5
1.7
(0.1)
6.6
40.6
60.3

MAY
$

JUNE

2,700.4

65.2
0.2
72.2
8.6
0.6
146.8

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

MARCH

4,105.1

3 Months Ended June 30

$ Increase/
2014
(Decrease)

2015
$

2,661.8

2,362.9

12.6%

434.3

424.2

10.1

2.4%

86.4
10.6
89.6
8.4
0.4
195.4

242.6
12.3
245.0
25.7
20.2
545.8

246.9
11.6
246.7
26.2
21.6
553.0

(4.3)
0.7
(1.7)
(0.5)
(1.4)
(7.2)

-1.7%
6.0%
-0.7%
-1.9%
0.0%
0.0%
-6.5%
-1.3%

104.5
32.2
33.4
119.5
133.4
423.0

46.9
(1.8)
(1.2)
(109.1)
(12.1)
(77.3)

44.9%
-5.6%
-3.6%
-91.3%
-9.1%
-18.3%

10.8
10.8

3.5%
3.5%

(63.6)

-3.7%

136.4
28.2
32.4
3.9
40.8
241.7

151.4
30.4
32.2
10.4
121.3
345.7

132.6
132.6

87.3
87.3

95.8
95.8

315.7
315.7

304.9
304.9

399.6

277.8

964.1

1,641.5

1,705.1

0.9

2.3

2.8

(0.5)

-17.9%

79.3
371.1
0.7
18.2

52.2
425.4
(0.1)
19.3

92.1
489.3
0.3
17.9

223.6
1,285.8
0.9
55.4

304.4
1,114.9
0.8
51.2

(80.8)
170.9
0.1
4.2

-26.5%
15.3%
12.5%
8.2%

70.5
4.4
33.5
15.4
9.9

53.4
4.4
0.3
50.0
24.1
321.1

94.4
4.2
1.8
44.3
25.4
26.2

218.3
13.0
2.1
127.8
64.9
357.2

197.3
13.6
2.0
120.8
54.2
(33.8)

21.0
(0.6)
0.1
7.0
10.7
391.0

10.6%
-4.4%
5.0%
5.8%
19.7%
1,156.8%

43.5
226.4
94.5
2.4

0.6
191.2
73.4
3.8

34.4
188.5
72.9
1.9

78.5
606.1
240.8
8.1

6.2
575.0
233.3
7.0

72.3
31.1
7.5
1.1

1,166.1%
5.4%
3.2%
15.7%

0.2
0.2
39.7
33.8

5.7
0.7
7.9
20.9

1.3
7.9
21.8

7.2
0.9
55.5
76.5

20.4
7.2
2.6
46.6
89.3

(20.4)
(1.7)
8.9
(12.8)

0.0%
-100.0%
0.0%
-65.4%
19.1%
-14.3%

18.4
4.7
1.4
509.1
28.2
13.6
24.2
9.1
3.3
256.4
3,684.2

6.8
(4.1)
0.4
4.0
(869.0)
2.7
(8.3)
(2.6)
(4.3)
3.6
37.4
(224.3)

37.0%
-87.2%
28.6%
100.0%
-170.7%
9.6%
-61.0%
-10.7%
-47.3%
109.1%
14.6%
-6.1%

0.7
0.1
0.9
(747.8)
11.2
0.6
8.4
6.4
0.9
125.2
451.1

0.6

298.9

431.2

3.5
0.5
(0.1)
(0.1)
39.9
43.7

0.8

% Increase/
Decrease

16.1
0.1
0.7
4.0
228.7
9.3
3.5
7.9
(2.1)
4.5
76.1
1,603.7

8.4
0.4
0.2
159.2
10.4
1.2
5.3
0.5
1.5
92.5
1,405.1

22

25.2
0.6
1.8
4.0
(359.9)
30.9
5.3
21.6
4.8
6.9
293.8
3,459.9

STATE OF NEW YORK

SPECIAL REVENUE FUNDS - COMBINED
STATEMENT OF CASH FLOW
FISCAL YEAR 2015-2016
(Amounts in millions)

EXHIBIT G

2015
APRIL
Federal Receipts

MAY

JUNE

1,967.5
204.4
168.0
235.1
2.3
127.5
3,042.0

2016
JANUARY

FEBRUARY

MARCH

2015

3 Months Ended June 30

$ Increase/
2014
(Decrease)

% Increase/
Decrease

12.3

0.1%
-1.7%

970.9
0.5
6.1

1,740.5
1.8
46.0

1,981.1
0.7
42.0

(240.6)
1.1
4.0

-12.1%
157.1%
9.5%

2,871.6
187.6
111.3
327.3
2.2
473.6
4,447.2

3,362.3
673.8
61.2
451.3
4.0
456.6
5,986.7

8,201.4
1,065.8
340.5
1,013.7
8.5
1,057.7
13,475.9

7,984.8
805.4
273.0
1,093.4
7.5
1,048.0
13,235.9

216.6
260.4
67.5
(79.7)
1.0
9.7
240.0

2.7%
32.3%
24.7%
-7.3%
13.3%
0.9%
1.8%

683.5
280.4
51.4
-

580.2
326.4
239.6
0.2

567.1
467.5
195.9
-

1,830.8
1,074.3
486.9
0.2

1,812.8
1,054.2
541.7
0.4

18.0
20.1
(54.8)
(0.2)

1.0%
1.9%
-10.1%
-50.0%

Total Disbursements

4,057.3

5,593.6

7,217.2

16,645.0

223.1

Excess (Deficiency) of Receipts

over Disbursements

(1,577.6)

866.5

(416.2)

1,783.0
(166.8)

846.1
(307.9)

452.4
(130.8)

1,616.2

538.2

321.6

Ending Fund Balance

445.4
1.0
27.2

DECEMBER

(275.6)

Total Other Financing Sources (Uses)

324.2
0.3
12.7

NOVEMBER

16,016.4

Excess (Deficiency) of Receipts and

Other Financing Sources over
Disbursements and Other Financing Uses

6,801.0

OCTOBER

10,627.1

OTHER FINANCING SOURCES (USES):

Transfers from Other Funds
Transfers to Other Funds

4,431.8

6,460.1

SEPTEMBER

15,740.8

DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects

4,578.6

2,479.7

AUGUST

10,639.4

Total Receipts

1,629.0

JULY

38.6
$

2,700.4

1,404.7
$

4,105.1

4,010.5

16,868.1

(1,127.3)

(628.6)

(498.7)

-79.3%

3,081.5
(605.5)

2,064.7
(613.1)

1,016.8
(7.6)

49.2%
-1.2%

2,476.0

1,451.6

1,024.4

70.6%

(94.6)
$

23

1,348.7
$

4,010.5

823.0
$

3,185.9

1.3%

525.7

63.9%

824.6

25.9%

STATE OF NEW YORK

SPECIAL REVENUE FUNDS - STATE
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2015-2016
(Amounts in millions)

EXHIBIT G

3 Months Ended June 30

2015
APRIL
RECEIPTS:
Taxes:
Personal Income Tax
Consumption/Use Taxes:
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total Consumption/Use Taxes
Business Taxes
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total Business Taxes
Other Taxes
Metropolitan Commuter Trans. Mobility
Total Other Taxes
Total Taxes
Miscellaneous Receipts:
Abandoned Property:
Abandoned Property
Assessments:
Business
Medical Care
Public Utilities
Other
Fees, Licenses and Permits:
Business/Professional
Civil
Criminal
Motor Vehicle
Recreational/Consumer
Fines, Penalties and Forfeitures
Gaming:
Casino
Lottery
Video Lottery
Interest Earnings
Receipts from Public Authorities:
Bond Proceeds
Cost Recovery Assessments
Issuance Fees
Non Bond Related
Receipts from Municipalities
Rentals
Revenues of State Departments:
Administrative Recoveries
Commissions
Gifts, Grants and Donations
Indirect Cost Recoveries
Patient/Client Care Reimbursement
Rebates
Restitution and Settlements
Student Loans
All Other
Sales
Tuition
Total Miscellaneous Receipts

3.1

91.0
1.5
83.2
8.7
19.2
203.6
11.5
1.7
(0.1)
6.6
40.6
60.3

MAY

JUNE

65.2
0.2
72.2
8.6
0.6
146.8

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

MARCH

431.2

86.4
10.6
89.6
8.4
0.4
195.4

Intra-Fund
Transfer
Eliminations (*)

2015

$ Increase/
(Decrease)

2014

434.3

424.2

2.4%

242.6
12.3
245.0
25.7
20.2
545.8

246.9
11.6
246.7
26.2
21.6
553.0

(4.3)
0.7
(1.7)
(0.5)
(1.4)
(7.2)

-1.7%
6.0%
-0.7%
-1.9%
0.0%
0.0%
-6.5%
-1.3%

151.4
30.4
32.2
10.4
121.3
345.7

104.5
32.2
33.4
119.5
133.4
423.0

46.9
(1.8)
(1.2)
(109.1)
(12.1)
(77.3)

44.9%
-5.6%
-3.6%
-91.3%
-9.1%
-18.3%

10.8
10.8

3.5%
3.5%

(63.6)

-3.7%

136.4
28.2
32.4
3.9
40.8
241.7

132.6
132.6

87.3
87.3

95.8
95.8

315.7
315.7

304.9
304.9

399.6

277.8

964.1

1,641.5

1,705.1

0.9

2.3

2.8

(0.5)

-17.9%

75.7
371.1
0.7
18.2

11.0
425.4
(0.1)
19.3

101.3
489.3
0.3
17.9

188.0
1,285.8
0.9
55.4

270.4
1,114.9
0.8
51.2

(82.4)
170.9
0.1
4.2

-30.5%
15.3%
12.5%
8.2%

70.5
4.4
33.5
15.4
9.1

53.4
4.4
0.3
50.0
24.1
320.8

94.4
4.2
1.8
44.3
25.4
25.4

218.3
13.0
2.1
127.8
64.9
355.3

197.3
13.6
2.0
120.8
54.2
(35.6)

21.0
(0.6)
0.1
7.0
10.7
390.9

10.6%
-4.4%
5.0%
5.8%
19.7%
1,098.0%

43.5
226.4
94.5
2.4

0.6
191.2
73.4
3.8

34.4
188.5
72.9
1.8

78.5
606.1
240.8
8.0

6.2
575.0
233.3
7.0

72.3
31.1
7.5
1.0

1,166.1%
5.4%
3.2%
14.3%

0.2
0.2
39.7
33.8

5.7
0.7
7.9
20.9

1.3
7.9
21.8

7.2
0.9
55.5
76.5

20.4
7.2
2.6
46.6
89.3

(20.4)
(1.7)
8.9
(12.8)

0.0%
-100.0%
0.0%
-65.4%
19.1%
-14.3%

8.4
0.4
0.2
159.2
1.9
1.2
5.3
0.5
1.5
92.5
1,404.9

18.3
4.7
1.4
509.1
1.7
13.6
24.2
9.1
3.3
256.4
3,621.8

6.8
(4.1)
0.4
4.0
(869.0)
3.6
(8.4)
(2.6)
(4.6)
3.6
37.4
(225.6)

37.2%
-87.2%
28.6%
100.0%
-170.7%
211.8%
-61.8%
-10.7%
-50.5%
109.1%
14.6%
-6.2%

0.6
0.1
0.9
(747.8)
3.4
0.5
8.4
6.4
0.9
125.2
438.7

0.6

10.1

3.5
0.5
(0.1)
(0.1)
39.9
43.7

0.8

% Increase/
Decrease

16.1
0.1
0.7
4.0
228.7
3.5
7.9
(2.4)
4.5
76.1
1,552.6

24

25.1
0.6
1.8
4.0
(359.9)
5.3
5.2
21.6
4.5
6.9
293.8
3,396.2

STATE OF NEW YORK

SPECIAL REVENUE FUNDS - STATE
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2015-2016
(Amounts in millions)

EXHIBIT G

3 Months Ended June 30

2015
APRIL

Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements
Excess (Deficiency) of Receipts
over Disbursements
OTHER FINANCING SOURCES (USES):
Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and
Other Financing Sources over
Disbursements and Other Financing Uses
(*)

MAY

JUNE

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

2016
JANUARY

DECEMBER

FEBRUARY

MARCH

Intra-Fund
Transfer
Eliminations (*)

838.3

1,830.4

2,369.0

0.1
11.9

1.6
0.4
16.2

408.9
85.8
10.2
0.5
2.3
125.3
645.0

2015

739.7
0.1
5.2

741.4
0.5
33.3

737.8
0.6
28.7

3.6
(0.1)
4.6

0.5%
-16.7%
16.0%

310.3
70.3
14.7
0.8
1.5
470.2
886.0

431.3
273.8
9.0
0.4
3.2
452.1
1,914.8

1,150.5
429.9
33.9
1.7
7.0
1,047.6
3,445.8

1,077.6
434.0
28.5
1.2
6.0
1,035.3
3,349.7

72.9
(4.1)
5.4
0.5
1.0
12.3
96.1

6.8%
-0.9%
18.9%
41.7%
16.7%
1.2%
2.9%

632.7
223.1
38.1
-

534.2
249.1
195.4
0.2

520.5
356.8
188.3
-

1,687.4
829.0
421.8
0.2

1,669.7
846.7
475.1
0.4

17.7
(17.7)
(53.3)
(0.2)

1.1%
-2.1%
-11.2%
-50.0%

1,538.9

1,864.9

2,980.4

(611.4)

1,795.2
(19.0)

859.1
(297.1)

463.0
(55.5)

1,776.2

562.0

407.5

$ 1,075.6

527.5

(203.9)

6,384.2

6,341.6

42.6

(1,346.5)

(1,014.7)

(331.8)

(35.8)
-

3,081.5
(371.6)

2,064.7
(242.9)

(35.8)

2,709.9

1,821.8

0.0%
-5.4%

(289.2)

5,326.9

5,037.7

(34.5)

% Increase/
Decrease

(700.6)

$ Increase/
(Decrease)

2014

Intra-Fund transfer eliminations represent transfers from Special Revenue-Federal Funds.

25

(35.8)

1,363.4

807.1

0.7%

-232.7%

1,016.8
128.7

49.2%
53.0%

888.1

48.7%

556.3

68.9%

STATE OF NEW YORK

SPECIAL REVENUE FUNDS - FEDERAL
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2015-2016
(Amounts in millions)

EXHIBIT G

3 Months Ended June 30

2015
APRIL

MAY

JUNE

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

Intra-Fund
Transfer
MARCH Eliminations (*)

2015

$ Increase/
(Decrease)

2014

% Increase/
Decrease

RECEIPTS:
Miscellaneous Receipts:
Abandoned Property:
Abandoned Property
Assessments:
Business
Medical Care
Public Utilities
Other
Fees, Licenses and Permits:
Business/Professional
Civil
Criminal
Motor Vehicle
Recreational/Consumer
Fines, Penalties and Forfeitures
Interest Earnings
Receipts from Public Authorities:
Bond Proceeds
Cost Recovery Assessments
Issuance Fees
Non Bond Related
Receipts from Municipalities
Rentals
Revenues of State Departments:
Administrative Recoveries
Commissions
Gifts, Grants and Donations
Indirect Cost Recoveries
Patient/Client Care Reimbursement
Rebates
Restitution and Settlements
Student Loans
All Other
Sales
Tuition
Total Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation

0.0%

3.6
-

41.2
-

(9.2)
-

35.6
-

34.0
-

1.6
-

4.7%
0.0%
0.0%
0.0%

0.8
-

0.3
-

0.8
0.1

1.9
0.1

1.8
-

0.1
0.1

0.0%
0.0%
0.0%
0.0%
0.0%
5.6%
100.0%

0.1
7.8
0.1
12.4

9.3
0.3
51.1

8.5
0.2

0.1
25.6
0.1
0.3
63.7

0.1
26.5
62.4

(0.9)
0.1
0.3
1.3

1,629.0

4,578.6

4,431.8

1,641.4

4,629.7

4,432.0

324.1
0.3

443.8
0.6

231.2
0.4

26

0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
-3.4%
100.0%
0.0%
100.0%
0.0%
0.0%
2.1%

10,639.4

10,627.1

12.3

0.1%

10,703.1

10,689.5

13.6

0.1%

999.1
1.3

1,243.3
0.1

(244.2)
1.2

-19.6%
1,200.0%

STATE OF NEW YORK

SPECIAL REVENUE FUNDS - FEDERAL
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2015-2016
(Amounts in millions)

EXHIBIT G

3 Months Ended June 30

2015
APRIL
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements

MAY

JUNE

NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

2015

$ Increase/
(Decrease)

2014

% Increase/
Decrease

11.0

0.9

12.7

13.3

(0.6)

-4.5%

2,931.0
400.0
52.2
450.9
0.8
4.5
4,071.9

7,050.9
635.9
306.6
1,012.0
1.5
10.1
10,030.1

6,907.2
371.4
244.5
1,092.2
1.5
12.7
9,886.2

143.7
264.5
62.1
(80.2)
(2.6)
143.9

2.1%
71.2%
25.4%
-7.3%
0.0%
-20.5%
1.5%

50.8
57.3
13.3
-

46.0
77.3
44.2
-

46.6
110.7
7.6
-

143.4
245.3
65.1
-

143.1
207.5
66.6
-

0.3
37.8
(1.5)
-

0.2%
18.2%
-2.3%
0.0%

2,518.4

3,728.7

4,236.8

10,483.9

10,303.4

219.2

386.1

(166.9)

-156.8%

35.8

(233.9)

(370.2)

(136.3)

0.0%
-36.8%

35.8

(233.9)

(370.2)

(136.3)

-36.8%

(30.6)

-192.5%

901.0

195.2

(160.0)

(23.8)

(85.9)

(160.0)

(23.8)

(85.9)

(*)

OCTOBER

2,561.3
117.3
96.6
326.5
0.7
3.4
3,561.2

(877.0)

SEPTEMBER

0.8

OTHER FINANCING SOURCES (USES):

Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)

AUGUST

1,558.6
118.6
157.8
234.6
2.2
2,397.0

Excess (Deficiency) of Receipts

over Disbursements

Excess (Deficiency) of Receipts and

Other Financing Sources over
Disbursements and Other Financing Uses

JULY

Intra-Fund
Transfer
MARCH Eliminations (*)

(1,037.0)

877.2

109.3

Intra-Fund transfer eliminations represent transfers to Special Revenue-State Funds.

27

35.8

(14.7)

15.9

180.5

1.8%

STATE OF NEW YORK

DEBT SERVICE FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2015-16
(Amounts in millions)

Beginning Fund Balance

EXHIBIT H

2015
APRIL
$
118.7

RECEIPTS:
Taxes:
Personal Income Tax
Consumption/Use Taxes:
Sales and Use
Total Consumption/Use Taxes
Other Taxes:
Real Estate Transfer
Total Other Taxes
Total Taxes
Miscellaneous Receipts:
Assessments:
Medical Care
Fees, Licenses and Permits:
Alcohol Beverage Control Licensing
Business/Professional
Civil
Criminal
Motor Vehicle
Recreational/Consumer
Interest Earnings
Receipts from Municipalities
Rentals
Revenues of State Departments:
Patient/Client Care Reimbursement
Sales
Total Miscellaneous Receipts
Federal Receipts
Total Receipts

MAY
414.6

JUNE
452.0

JULY

AUGUST

SEPTEMBER OCTOBER

NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

MARCH
$

1,679.6

580.2

1,201.2

479.9
479.9

465.4
465.4

639.7
639.7

86.3
86.3

97.0
97.0

81.9
81.9

2,245.8

1,142.6

1,922.8

2015
118.7

3 Months Ended June 30

$ Increase/
2014
(Decrease)
$
65.1
$
53.6

3,461.0

2,925.0

536.0

18.3%

1,585.0
1,585.0

1,489.8
1,489.8

95.2
95.2

6.4%
6.4%

265.2
265.2

224.3
224.3

40.9
40.9

18.2%
18.2%

5,311.2

4,639.1

672.1

14.5%

0.5
-

0.5
-

0.1
2.5
-

(0.1)
(2.0)
-

(8.3)
(8.3)

94.2
94.7

38.1
38.1

116.9
119.5

2,237.5

1,237.3

124.0
124.5

5,435.7

1,960.9

% Increase/
Decrease
82.3%

7.1
5.0
-

4,758.6

677.1

0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
-100.0%
-80.0%
0.0%
6.1%
0.0%
4.2%
0.0%
14.2%

DISBURSEMENTS:
Departmental Operations:
Non-Personal Service
Debt Service, Including Payments On
Financing Agreements

0.4

1.2

1.5

3.1

5.1

(2.0)

-39.2%

165.9

254.6

164.0

584.5

680.8

(96.3)

-14.1%

Total Disbursements

166.3

255.8

165.5

587.6

685.9

(98.3)

-14.3%

2,071.2

981.5

1,795.4

4,848.1

4,072.7

775.4

19.0%

752.1
(5,503.1)

794.1
(4,709.0)

(42.0)
794.1

-5.3%
16.9%

(4,751.0)

(3,914.9)

(836.1)

-21.4%

(60.7)

-38.5%

(7.1)

-3.2%

Excess (Deficiency) of Receipts

over Disbursements

OTHER FINANCING SOURCES (USES):

Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)

Excess (Deficiency) of Receipts and

Other Financing Sources over
Disbursements and Other Financing Uses

Ending Fund Balance

526.9
(2,302.2)

76.8
(1,020.9)

148.4
(2,180.0)

(1,775.3)

(944.1)

(2,031.6)

(236.2)

295.9

414.6

37.4

452.0

215.8

28

97.1

215.8

157.8

222.9

STATE OF NEW YORK

CAPITAL PROJECTS FUNDS - COMBINED
STATEMENT OF CASH FLOW
FISCAL YEAR 2015-2016
(Amounts in millions)

EXHIBIT I

3 Months Ended June 30

Beginning Fund Balance

RECEIPTS:
Taxes:
Consumption/Use Taxes:
Auto Rental
Motor Fuel
Highway Use
Total Consumption/Use Taxes
Business Taxes:
Corporation Franchise
Corporation and Utilities
Petroleum Business
Total Business Taxes
Other Taxes:
Real Estate Transfer
Total Other Taxes
Total Taxes
Miscellaneous Receipts:
Abandoned Property:
Bottle Bill
Assessments:
Business
Fees, Licenses and Permits:
Business/Professional
Civil
Motor Vehicle
Recreational/Consumer
Fines, Penalties and Forfeitures
Interest Earnings
Receipts from Public Authorities:
Bond Proceeds
Issuance Fees
Non Bond Related
Receipts from Municipalities
Rentals
Revenues of State Departments:
Administrative Recoveries
Gifts, Grants and Donations
Rebates
Restitution and Settlements
All Other
Sales
Total Miscellaneous Receipts
Federal Receipts
Total Receipts

2015
APRIL
$
(724.4)

MAY
(795.0)

JUNE
(955.8)

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

MARCH
$

3.0
32.6
13.4
49.0

0.1
33.1
10.3
43.5

17.7
32.3
13.0
63.0

0.1
50.8
50.9

49.8
49.8

2.5
51.4
53.9

11.9
11.9

99.9

93.3

128.8

2015
(724.4)

2014
(628.7)

$ Increase/
(Decrease)
(95.7)

% Increase/
Decrease
-15.2%

20.8
98.0
36.7
155.5

18.6
98.1
34.6
151.3

2.2
(0.1)
2.1
4.2

11.8%
-0.1%
6.1%
2.8%

2.6
152.0
154.6

2.1
166.8
168.9

0.5
(14.8)
(14.3)

0.0%
23.8%
-8.9%
-8.5%

11.9
11.9

11.9
11.9

0.0%
0.0%

322.0

332.1

(10.1)

-3.0%

53.3%

23.0

23.0

15.0

8.0

9.1

8.6

7.7

25.4

25.1

0.3

1.7
58.6
0.1
0.1

2.2
71.5
3.5
-

3.9
59.4
0.4
1.3
0.1

7.8
189.5
0.4
4.9
0.2

16.6
179.8
7.2
0.2

(8.8)
9.7
0.4
(2.3)
-

-53.0%
0.0%
5.4%
100.0%
-31.9%
0.0%

12.2
0.1
0.2

43.1
1.3
0.1
1.1

854.6
0.3
0.4

909.9
1.6
0.2
1.7

315.4
5.1
0.8
1.9

594.5
(3.5)
(0.6)
(0.2)

188.5%
0.0%
-68.6%
-75.0%
-10.5%

0.6
1.2
0.1
84.0

0.2
0.6
0.2
132.4

0.1
1.0
0.2
0.7
1.7
(0.1)
954.7

1.6
3.1
0.2
572.0

0.1
1.0
0.2
(0.1)
0.4
599.1

100.0%
100.0%
100.0%
-6.3%
12.9%
0.0%
104.7%

101.0

69.7

195.8

284.9

295.4

1,279.3

1.2%

0.1
1.0
0.2
1.5
3.5
0.2
1,171.1
366.5

349.0

17.5

5.0%

1,859.6

1,253.1

606.5

48.4%

29

STATE OF NEW YORK

CAPITAL PROJECTS FUNDS - COMBINED
STATEMENT OF CASH FLOW
FISCAL YEAR 2015-2016
(Amounts in millions)

EXHIBIT I

3 Months Ended June 30

2015
APRIL
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects

MAY

JUNE

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

MARCH

2015

$ Increase/
(Decrease)

2014

% Increase/
Decrease

0.1
2.7
9.1

0.1
2.6
4.2

0.1
7.2
5.9

0.3
12.5
19.2

0.9
13.3
4.1

(0.6)
(0.8)
15.1

-66.7%
-6.0%
368.3%

3.6
21.2
31.0
67.7

4.9
60.0
31.1
102.9

5.2
10.2
59.8
72.1
160.5

13.7
10.2
141.0
134.2
331.1

12.1
25.8
10.3
191.9
258.4

1.6
(15.6)
130.7
(57.7)
72.7

0.0%
13.2%
0.0%
-60.5%
1,268.9%
-30.1%
28.1%

288.9

426.1

451.3

1,166.3

1,159.3

7.0

0.0%
0.0%
0.0%
0.6%

1,417.7

79.7

5.6%

Total Disbursements

356.6

529.0

611.8

1,497.4

Excess (Deficiency) of Receipts

over Disbursements

(71.7)

(233.6)

667.5

362.2

(164.6)

526.8

320.0%

OTHER FINANCING SOURCES (USES):

Bond Proceeds (net)
Transfers from Other Funds
Transfers to Other Funds

77.8
(76.7)

148.0
(75.2)

(161.8)
(76.4)

64.0
(228.3)

235.4
(242.8)

(171.4)
(14.5)

0.0%
-72.8%
-6.0%

1.1

72.8

(238.2)

(164.3)

(7.4)

(156.9)

-2,120.3%

Total Other Financing Sources (Uses)

Excess (Deficiency) of Receipts and

Other Financing Sources over
Disbursements and Other Financing Uses
Ending Fund Balance

(70.6)
$

(795.0)

(160.8)
$

(955.8)

429.3
$

(526.5)

30

197.9
$

(526.5)

(172.0)
$

(800.7)

369.9

215.1%

274.2

34.2%

STATE OF NEW YORK

CAPITAL PROJECTS FUNDS - STATE
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2015-2016

EXHIBIT I

(Amounts in millions)

3 Months Ended June 30

2015
APRIL

RECEIPTS:
Taxes:
Consumption/Use Taxes
Auto Rental
Motor Fuel
Highway Use
Total Consumption/Use Taxes
Business Taxes
Corporation Franchise
Corporation and Utilities
Petroleum Business
Total Business Taxes
Other Taxes
Real Estate Transfer
Total Other Taxes
Total Taxes
Miscellaneous Receipts:
Abandoned Property:
Bottle Bill
Assessments:
Business
Fees, Licenses and Permits:
Business/Professional
Civil
Motor Vehicle
Recreational/Consumer
Fines, Penalties and Forfeitures
Interest Earnings
Receipts from Public Authorities:
Bond Proceeds
Issuance Fees
Non Bond Related
Receipts from Municipalities
Rentals
Revenues of State Departments:
Administrative Recoveries
Gifts, Grants and Donations
Rebates
Restitution and Settlements
All Other
Sales
Total Miscellaneous Receipts
Federal Receipts
Total Receipts

MAY

3.0
32.6
13.4
49.0

JUNE

0.1
33.1
10.3
43.5

JULY

17.7
32.3
13.0
63.0

AUGUST

SEPTEMBER

OCTOBER NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

Intra-Fund
Transfer
MARCH Eliminations (*)

2015

2.6
152.0
154.6

2.1
166.8
168.9

0.5
(14.8)
(14.3)

0.0%
23.8%
-8.9%
-8.5%

11.9
11.9

11.9
11.9

0.0%
0.0%

322.0

332.1

(10.1)

-3.0%

53.3%

49.8
49.8

2.5
51.4
53.9

11.9
11.9

99.9

93.3

128.8

20.8
98.0
36.7
155.5

18.6
98.1
34.6
151.3

% Increase/
Decrease

0.1
50.8
50.9

$ Increase/
(Decrease)

2014

2.2
(0.1)
2.1
4.2

11.8%
-0.1%
6.1%
2.8%

23.0

23.0

15.0

8.0

9.1

8.6

7.7

25.4

25.1

0.3

1.7
58.6
0.1
0.1

2.2
71.5
3.5
-

3.9
59.4
0.4
1.3
0.1

7.8
189.5
0.4
4.9
0.2

16.6
179.8
7.2
0.2

(8.8)
9.7
0.4
(2.3)
-

-53.0%
0.0%
5.4%
100.0%
-31.9%
0.0%

12.2
0.1
0.1

43.1
1.3
0.1
1.1

854.6
0.3
0.3

909.9
1.6
0.2
1.5

315.4
5.1
0.8
1.7

594.5
(3.5)
(0.6)
(0.2)

188.5%
0.0%
-68.6%
-75.0%
-11.8%

0.6
1.2
83.8

0.2
0.6
0.1
132.3

0.1
1.0
0.2
0.7
1.7
954.7

0.1
1.0
0.2
1.5
3.5
0.1
1,170.8

1.6
3.1
0.2
571.8

0.1
1.0
0.2
(0.1)
0.4
(0.1)
599.0

100.0%
100.0%
100.0%
-6.3%
12.9%
-50.0%
104.8%

183.7

225.6

1,083.5

31

1,492.8

903.9

588.9

1.2%

0.0%
65.2%

STATE OF NEW YORK

CAPITAL PROJECTS FUNDS - STATE
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2015-2016

EXHIBIT I

(Amounts in millions)

3 Months Ended June 30

2015
APRIL
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects

MAY

JUNE

JULY

AUGUST

SEPTEMBER

OCTOBER NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

Intra-Fund
Transfer
MARCH Eliminations (*)

2015

$ Increase/
(Decrease)

2014

% Increase/
Decrease

0.1
2.7
9.1

0.1
2.6
4.2

0.1
7.2
5.9

0.3
12.5
19.2

0.9
13.3
4.1

(0.6)
(0.8)
15.1

-66.7%
-6.0%
368.3%

3.6
21.2
4.4
41.1

4.9
60.0
3.2
75.0

5.2
10.2
59.8
32.5
120.9

13.7
10.2
141.0
40.1
237.0

12.1
25.8
10.3
44.1
110.6

1.6
(15.6)
130.7
(4.0)
126.4

0.0%
13.2%
0.0%
-60.5%
1,268.9%
-9.1%
114.3%

212.3

338.5

329.6

880.4

898.7

(18.3)

0.0%
0.0%
0.0%
-2.0%

1,009.3

108.1

10.7%

Total Disbursements

253.4

413.5

450.5

1,117.4

Excess (Deficiency) of Receipts

over Disbursements

(69.7)

(187.9)

633.0

375.4

(105.4)

480.8

456.2%

OTHER FINANCING SOURCES (USES):

Bond Proceeds (net)
Transfers from Other Funds
Transfers to Other Funds

77.8
(74.7)

148.0
(75.2)

(161.8)
(76.4)

64.0
(226.3)

235.4
(237.1)

(171.4)
(10.8)

0.0%
-72.8%
-4.6%

3.1

72.8

(238.2)

(162.3)

(1.7)

(160.6)

-9,447.1%

Total Other Financing Sources (Uses)

Excess (Deficiency) of Receipts and

Other Financing Sources over
Disbursements and Other Financing Uses

(66.6)

(115.1)

394.8

(*) Intra-Fund transfer eliminations represent transfers from Capital Projects-Federal Funds.

32

213.1

(107.1)

320.2

299.0%

STATE OF NEW YORK

CAPITAL PROJECTS FUNDS - FEDERAL
STATEMENT OF RECEIPTS AND DISBURSEMENTS
FISCAL YEAR 2015-2016

EXHIBIT I

(Amounts in millions)

3 Months Ended June 30

2015
APRIL
RECEIPTS:
Miscellaneous Receipts:
Abandoned Property:
Bottle Bill
Assessments:
Business
Fees, Licenses and Permits:
Business/Professional
Civil
Motor Vehicle
Recreational/Consumer
Fines, Penalties and Forfeitures
Interest Earnings
Receipts from Public Authorities:
Bond Proceeds
Issuance Fees
Non Bond Related
Receipts from Municipalities
Rentals
Revenues of State Departments:
Administrative Recoveries
Gifts, Grants and Donations
Restitution and Settlements
All Other
Sales
Total Miscellaneous Receipts

Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Capital Projects
Total Disbursements

MAY

JUNE

JULY

NOVEMBER

DECEMBER

FEBRUARY

MARCH

2015

$ Increase/
(Decrease)

2014

% Increase/
Decrease

0.0%

0.0%

0.0%
0.0%
0.0%
0.0%
0.0%
0.0%

0.1

0.1

0.2

0.2

0.0%
0.0%
0.0%
0.0%
0.0%

0.1
0.2

0.1
0.1

(0.1)
-

0.1
0.3

0.2

0.1
0.1

0.0%
0.0%
0.0%
0.0%
100.0%
50.0%

101.0

69.7

195.8

101.2

69.8

195.8

366.5

349.0

17.5

5.0%

366.8

349.2

17.6

5.0%

0.0%
0.0%
0.0%

26.6
26.6

27.9
27.9

39.6
39.6

94.1
94.1

147.8
147.8

(53.7)
(53.7)

76.6

87.6

121.7

285.9

260.6

25.3

0.0%
0.0%
0.0%
9.7%

103.2

115.5

161.3

380.0

408.4

(28.4)

-7.0%

(13.2)

(59.2)

46.0

77.7%

(2.0)

(5.7)

3.7

0.0%
64.9%

(2.0)

(5.7)

3.7

64.9%

49.7

76.6%

(2.0)

(45.7)

34.5

(2.0)

(2.0)

OCTOBER

OTHER FINANCING SOURCES (USES):

Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)

SEPTEMBER

Intra-Fund
Transfer
Eliminations (*)

Excess (Deficiency) of Receipts

over Disbursements

Excess (Deficiency) of Receipts and

Other Financing Sources over
Disbursements and Other Financing Uses

AUGUST

2016
JANUARY

(4.0)

(45.7)

34.5

(*) Intra-Fund transfer eliminations represent transfers to Capital Projects-State Funds.

33

(15.2)

(64.9)

0.0%
0.0%
0.0%
0.0%
0.0%
-36.3%
-36.3%

STATE OF NEW YORK

ENTERPRISE FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2015-16
(Amounts in millions)

EXHIBIT J

2015
APRIL
$ 50.6

MAY
$ 77.1

JUNE
$ 77.9

4.6
2.5
222.9

4.5
2.1
161.1

4.6
2.1
168.8

Total Receipts

230.0

167.7

175.5

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Unemployment Benefits

0.4
2.5
200.6

0.3
4.1
162.5

0.5
3.7
0.1
188.8

Total Disbursements

203.5

166.9

193.1

Excess (Deficiency) of Receipts

over Disbursements

26.5

0.8

(17.6)

Beginning Fund Balance

RECEIPTS:
Miscellaneous Receipts
Federal Receipts
Unemployment Taxes

OTHER FINANCING SOURCES (USES):

Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)

Excess (Deficiency) of Receipts and

Other Financing Sources Over
Disbursements and Other Financing Uses
Ending Fund Balance

26.5

0.8

77.1

$ 77.9

JULY

(17.6)
$ 60.3

AUGUST SEPTEMBER

2016
OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY

34

% Increase/
Decrease
-19.0%

15.8
14.4
603.0

(2.1)
(7.7)
(50.2)

-13.3%
-53.5%
-8.3%

573.2

633.2

(60.0)

-9.5%

1.2
10.3
0.1
551.9

1.2
10.9
0.2
604.9

(0.6)
(0.1)
(53.0)

0.0%
-5.5%
-50.0%
-8.8%

563.5

617.2

(53.7)

-8.7%

9.7

16.0

(6.3)

-39.4%

0.0%
0.0%

0.0%

3 Months Ended Jun 30

$ Increase/
2014
(Decrease)
$
62.5
$ (11.9)

13.7
6.7
552.8

2015
$
50.6

MARCH

9.7
$

60.3

16.0
$

78.5

(6.3)

-39.4%

(18.2)

-23.2%

STATE OF NEW YORK

INTERNAL SERVICE FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2015-16
(Amounts in millions)

Beginning Fund Balance

RECEIPTS:
Miscellaneous Receipts

EXHIBIT K

2015
APRIL
$ (196.7)

MAY
$ (225.9)

JUNE
$ (218.1)

JULY

AUGUST

2016
SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY

16.0

40.6

49.7

Total Receipts

16.0

40.6

49.7

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges

7.4
39.8
1.0

6.6
25.8
3.4

7.4
45.5
5.3

Total Disbursements

48.2

35.8

58.2

Excess (Deficiency) of Receipts

over Disbursements

(32.2)

4.8

(8.5)

3.0
-

3.0
-

0.8
(0.1)

3.0

3.0

0.7

(29.2)

7.8

(7.8)

OTHER FINANCING SOURCES (USES):

Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)

Excess (Deficiency) of Receipts and

Other Financing Sources Over
Disbursements and Other Financing Uses
Ending Fund Balance

$ (225.9)

$ (218.1)

$ (225.9)

35

MARCH

2015
$ (196.7)

106.3

100.8

5.5

5.5%

106.3

100.8

5.5

5.5%

21.4
111.1
9.7

22.9
148.7
14.2

(1.5)
(37.6)
(4.5)

-6.6%
-25.3%
-31.7%

142.2

185.8

(43.6)

-23.5%

(35.9)

(85.0)

49.1

57.8%

6.8
(0.1)

6.6
(1.1)

0.2
(1.0)

3.0%
-90.9%

6.7

5.5

1.2

21.8%

(29.2)

(79.5)

50.3

63.3%

(73.7)

-48.4%

3 Months Ended June 30

$ Increase/ % Increase/
2014
(Decrease) Decrease
$
(72.7)
$ (124.0)
-170.6%

(225.9)

(152.2)

STATE OF NEW YORK

PENSION TRUST FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2015-16
(Amounts in millions)

Beginning Fund Balance

RECEIPTS:
Miscellaneous Receipts

EXHIBIT L

2015
APRIL
$ (16.9)

MAY
$ (0.4)

JUNE
$ (7.6)

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

21.9

4.8

4.9

Total Receipts

21.9

4.8

4.9

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges

4.9
0.5
-

4.8
0.9
6.3

4.8
0.9
-

Total Disbursements

5.4

12.0

5.7

Excess (Deficiency) of Receipts

over Disbursements

16.5

(7.2)

(0.8)

OTHER FINANCING SOURCES (USES):

Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and
Other Financing Sources Over
Disbursements and Other Financing Uses
Ending Fund Balance

16.5
$ (0.4)

(7.2)

(0.8)

$ (7.6)

$ (8.4)

36

31.6

24.1

7.5

31.1%

31.6

24.1

7.5

31.1%

14.5
2.3
6.3

13.9
2.1
5.0

0.6
0.2
1.3

4.3%
9.5%
26.0%

23.1

21.0

2.1

10.0%

8.5

3.1

5.4

174.2%

0.0%
0.0%

0.0%

2015
$ (16.9)

MARCH

3 Months Ended June 30

$ Increase/ % Increase/
2014
(Decrease) Decrease
$ (3.9)
$ (13.0)
-333.3%

8.5
$

(8.4)

3.1
$

(0.8)

5.4

174.2%

(7.6)

-950.0%

STATE OF NEW YORK

PRIVATE PURPOSE TRUST FUNDS
STATEMENT OF CASH FLOW
FISCAL YEAR 2015-16
(Amounts in millions)

Beginning Fund Balance

RECEIPTS:
Miscellaneous Receipts

EXHIBIT M

2015
APRIL
$ 11.5

MAY
$ 11.2

JUNE
$ 11.2

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

DECEMBER

2016
JANUARY

FEBRUARY

(0.3)

0.1

Total Receipts

(0.3)

0.1

DISBURSEMENTS:
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges

0.1
-

Total Disbursements

0.1

Excess (Deficiency) of Receipts

over Disbursements

(0.3)

OTHER FINANCING SOURCES (USES):

Transfers from Other Funds
Transfers to Other Funds
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and
Other Financing Sources Over
Disbursements and Other Financing Uses
Ending Fund Balance

(0.3)
$ 11.2

$ 11.2

$ 11.2

MARCH

37

0.4

(0.6)

-150.0%

(0.2)

0.4

(0.6)

-150.0%

0.1
-

0.1
-

100.0%
0.0%
0.0%

0.1

0.1

100.0%

(0.3)

0.4

(0.7)

-175.0%

0.0%
0.0%

0.0%

(0.2)
-

2015
11.5

3 Months Ended June 30

$ Increase/ % Increase/
2014
(Decrease) Decrease
$ 10.9
$
0.6
5.5%

(0.3)
$

11.2

0.4
$

11.3

(0.7)

-175.0%

(0.1)

-0.9%

STATE OF NEW YORK

GOVERNMENTAL FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND
CHANGES IN FUND BALANCES
FOR THE MONTH OF JUNE 2015
(Amounts in millions)

SCHEDULE 1

BALANCE
JUNE 1, 2015
GENERAL FUND
10000-10049-Local Assistance Account
10050-10099-State Operations Account
10100-10149-Tax Stabilization Reserve
10150-10199-Contingency Reserve
10200-10249-Universal Pre-K Reserve
10250-10299-Community Projects
10300-10349-Rainy Day Reserve Fund
10400-10449-Refund Reserve Account
10500-10549-Fringe Benefits Escrow
10550-10599-Tobacco Revenue Guarantee
TOTAL GENERAL FUND

SPECIAL REVENUE FUNDS-STATE

20000-20099-Mental Health Gifts and Donations
20100-20299-Combined Expendable Trust
20300-20349-New York Interest on Lawyer Account
20350-20399-NYS Archives Partnership Trust
20400-20449-Child Performer's Protection
20450-20499-Tuition Reimbursement
20500-20549-New York State Local Government Records
Management Improvement
20550-20599-School Tax Relief
20600-20649-Charter Schools Stimulus
20650-20699-Not-For-Profit Short Term Revolving Loan
20800-20849-HCRA Resources
20850-20899-Dedicated Mass Transportation Trust
20900-20949-State Lottery
20950-20999-Combined Student Loan
21000-21049-Sewage Treatment Program Mgmt. & Administration
21050-21149-Encon Special Revenue
21150-21199-Conservation
21200-21249-Environmental Protection and Oil Spill Compensation
21250-21299-Training and Education Program on OSHA
21300-21349-Lawyers' Fund for Client Protection
21350-21399-Equipment Loan for the Disabled
21400-21449-Mass Transportation Operating Assistance
21450-21499-Clean Air
21500-21549-New York State Infrastructure Trust
21550-21599-Legislative Computer Services
21600-21649-Biodiversity Stewardship and Research
21650-21699-Combined Non-Expendable Trust
21700-21749-Winter Sports Education Trust
21750-21799-Musical Instrument Revolving
21850-21899-Arts Capital Revolving
21900-22499-Miscellaneous State Special Revenue

9,518.971
72.389
-

RECEIPTS

0.010
5,065.240
213.073
-

DISBURSEMENTS

4,937.345
601.633
1.385
213.073
-

OTHER FINANCING
SOURCES (USES)

4,937.335
(2,989.786)
-

9,591.360

5,278.323

5,753.436

2.203
67.264
13.471
0.460
0.286
5.278

0.006
0.431
0.866
0.005
0.808

0.008
0.829
0.072
0.040
0.044
0.504

(0.007)
(0.502)

0.653
431.220
0.001
537.980
50.732
261.503
0.382
7.277
2.657
5.451
8.144
0.559
0.004
302.029
2.909
0.162
0.001
313.924

0.484
431.407
1.911
443.142
51.533
331.191
0.159
0.210
6.188
4.361
1.356
4.757
0.601
140.002
3.483
0.086
805.497

(0.061)
(1.122)
15.665
(0.261)
(14.710)
173.732

3.291
2.331
4.907
141.014
60.075
601.690
15.358
(2.240)
(24.946)
81.581
18.664
6.101
7.673
0.507
93.404
(18.925)
0.067
10.942
3.490
0.001
0.820
1,400.549

38

1,947.549

BALANCE
JUNE 30, 2015

10,992.792
71.004
11,063.796

2.201
66.866
14.265
0.413
0.247
5.080
3.399
2.144
2.997
234.730
74.939
532.002
15.581
(2.450)
(23.857)
79.616
22.759
9.488
7.631
0.511
240.721
(19.499)
0.067
11.018
3.490
0.001
0.821
1,082.708

STATE OF NEW YORK

GOVERNMENTAL FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND
CHANGES IN FUND BALANCES
FOR THE MONTH OF JUNE 2015
(Amounts in millions)

SCHEDULE 1

BALANCE
JUNE 1, 2015
SPECIAL REVENUE FUNDS-STATE (CONTINUED)
22500-22549-Court Facilities Incentive Aid
22550-22599-Employment Training
22650-22699-State University Income
22700-22749-Chemical Dependence Service
22750-22799-Lake George Park Trust
22800-22849-State Police Motor Vehicle Law Enforcement and
Motor Vehicle Theft and Insurance Fraud Prevention
22850-22899-New York Great Lakes Protection
22900-22949-Federal Revenue Maximization
22950-22999-Housing Development
23000-23049-NYS/DOT Highway Safety Program
23050-23099-Vocational Rehabilitation
23100-23149-Drinking Water Program Management and
Administration
23150-23199-NYC County Clerks' Operations Offset
23200-23249-Judiciary Data Processing Offset
23250-23449-IFR/CUTRA
23500-23549-USOC Lake Placid Training
23550-23599-Indigent Legal Services
23600-23649-Unemployment Insurance Interest and Penalty
23650-23699-MTA Financial Assistance Fund
23700-23749-New York State Commercial Gaming Fund
23750-23799-Medical Marihuana Trust Fund
40350-40399-State University Dormitory Income
TOTAL SPECIAL REVENUE FUNDS-STATE
SPECIAL REVENUE FUNDS-FEDERAL
25000-25099-Federal USDA/Food and Consumer Services
25100-25199-Federal Health and Human Services
25200-25249-Federal Education
25300-25899-Federal Miscellaneous Operating Grants
25900-25949-Unemployment Insurance Administration
25950-25999-Unemployment Insurance Occupational Training
26000-26049-Federal Employment and Training Grants
TOTAL SPECIAL REVENUE FUNDS-FEDERAL
TOTAL SPECIAL REVENUE FUNDS
DEBT SERVICE FUNDS
40000-40049-Debt Reduction Reserve
40100-40149-Mental Health Services
40150-40199-General Debt Service
40250-40299-State Housing Debt Service
40300-40349-Department of Health Income
40400-40449-Clean Water/Clean Air
40450-40499-Local Government Assistance Tax
TOTAL DEBT SERVICE FUNDS

RECEIPTS

71.694
0.049
841.860
39.004
0.264

DISBURSEMENTS

OTHER FINANCING
SOURCES (USES)

0.007
255.798
0.034
-

5.335
469.508
0.416
0.131

32.830
0.388
0.023
10.237
(6.935)
0.144

12.781
0.001
0.451
0.010

0.250
0.072
0.289
0.240
0.009

(6.495)
(28.012)
3.064
134.128
0.117
118.078
16.512
162.400
(3.362)
6.740
187.651
4,075.695

2.593
7.234
0.002
9.044
0.578
122.804
9.020
20.985
2,369.046

0.391
2.249
1.851
8.545
1.931
0.385
260.791
0.224
2,980.482

61.679
(52.961)
407.495

(6.886)
(30.261)
3.806
132.817
0.119
125.191
16.705
86.092
(3.586)
15.760
155.675
3,871.754

(2.586)
137.430
(14.763)
(165.477)
73.937
1.310
(0.445)
29.406

216.009
3,922.211
162.582
94.157
22.788
1.200
13.026
4,431.973

217.096
3,756.100
156.872
78.609
14.585
0.594
12.941
4,236.797

(84.118)
(1.728)
(85.846)

(3.673)
219.423
(9.053)
(151.657)
82.140
1.916
(0.360)
138.736

4,105.101

6,801.019

7,217.279

321.649

99.492
123.189
27.263
0.003
202.092
452.039

19.999
1,521.062
0.013
18.112
81.843
319.838
1,960.867

164.574
0.863
165.437

39

(1.163)
227.206
-

BALANCE
JUNE 30, 2015

7.485
(1,430.357)
(0.013)
(13.707)
(76.256)
(518.852)
(2,031.700)

65.203
0.049
855.356
38.622
0.133
45.361
0.316
0.023
9.949
(6.724)
0.145

4,010.490

126.976
49.320
31.668
5.590
2.215
215.769

STATE OF NEW YORK

GOVERNMENTAL FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND
CHANGES IN FUND BALANCES
FOR THE MONTH OF JUNE 2015
(Amounts in millions)

SCHEDULE 1

BALANCE
JUNE 1, 2015
CAPITAL PROJECTS FUNDS
30000-30049-State Capital Projects
30050-30099-Dedicated Highway and Bridge Trust
30100-30299-SUNY Residence Halls Rehabilitation and Repair
30300-30349-New York State Canal System Development
30350-30399-Parks Infrastructure
30400-30449-Passenger Facility Charge
30450-30499-Environmental Protection
30500-30549-Clean Water/Clean Air Implementation
30600-30609-Energy Conservation Thru Improved Transportation Bond
30610-30619-Park and Recreation Land Acquisition Bond
30620-30629-Pure Waters Bond
30630-30639-Transportation Capital Facilities Bond
30640-30649-Environmental Quality Protection Bond
30650-30659-Rebuild and Renew New York Transportation Bond
30660-30669-Transportation Infrastructure Renewal Bond
30670-30679-1986 Environmental Quality Bond Act
30680-30689-Accelerated Capacity and Transportation
Improvement Bond
30690-30699-Clean Water/Clean Air Bond
30700-30709-State Housing Bond
30710-30719-Smart Schools Bond
30750-30799-Outdoor Recreation Development Bond
30900-30949-Rail Preservation and Development Bond
31350-31449-Federal Capital Projects
31450-31499-Forest Preserve Expansion
31500-31549-Hazardous Waste Remedial
31650-31699-Suburban Transportation
31700-31749-Division for Youth Facilities Improvement
31800-31849-Housing Assistance
31850-31899-Housing Program
31900-31949-Natural Resource Damage
31950-31999-DOT Engineering Services
32200-32249-Miscellaneous Capital Projects
32250-32299-CUNY Capital Projects
32300-32349-Mental Hygiene Facilities Capital Improvement
32350-32399-Correction Facilities Capital Improvement
32400-32999-State University Capital Projects
33000-33049-NYS Storm Recovery Fund
33050-33099 Dedicated Infrastructure Investment Fund
TOTAL CAPITAL PROJECTS FUNDS
TOTAL GOVERNMENTAL FUNDS

RECEIPTS

DISBURSEMENTS

OTHER FINANCING
SOURCES (USES)

BALANCE
JUNE 30, 2015

(141.750)
105.505
3.799
(101.399)
0.014
41.474
0.164
0.668
3.328
1.451
47.320
4.255
5.576

539.710
255.072
0.011
0.279
91.380
61.809
-

228.485
139.490
2.505
11.439
3.050
-

(311.225)
(58.389)
30.148
(1.428)
-

(84.557)
133.159
4.078
(21.458)
0.014
100.233
0.164
0.668
3.328
1.451
45.892
4.255
5.576

2.814
17.497
(431.709)
0.898
(136.224)
0.507
(10.661)
(13.973)
(129.854)
14.952
(12.616)
38.199
(0.023)
(417.161)
(77.991)
272.898
(43.763)
(955.805)

195.761
0.001
71.286
4.502
0.001
1.768
6.812
50.853
0.027
1,279.272

161.241
6.343
0.990
10.245
0.062
1.238
15.961
27.812
2.927
611.788

(1.431)
(1.533)
0.260
3.450
101.925
(238.223)

2.814
16.066
(397.189)
0.899
(72.814)
0.507
(7.149)
(13.973)
(140.099)
14.891
(12.616)
38.989
(0.023)
(426.310)
(54.950)
273.448
(43.763)
101.925
(526.544)

13,192.695

15,319.481

40

13,747.940

(0.725)

14,763.511

STATE OF NEW YORK

PROPRIETARY FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND
CHANGES IN FUND BALANCES
FOR THE MONTH OF JUNE 2015
(Amounts in millions)

SCHEDULE 2

BALANCE
JUNE 1, 2015

FUND TYPE

RECEIPTS

DISBURSEMENTS

OTHER
FINANCING
SOURCES (USES)

BALANCE
JUNE 30, 2015

ENTERPRISE FUNDS
50000-50049-Youth Commissary
50050-50099-State Exposition Special
50100-50299-Correctional Services Commissary
50300-50399-Agencies Enterprise
50400-50449-Sheltered Workshop
50450-50499-Patient Workshop
50500-50599-Mental Hygiene Community Stores
50650-50699-Unemployment Insurance Benefit
TOTAL ENTERPRISE FUNDS

0.196
1.011
2.913
3.052
1.868
1.488
4.021
63.346
77.895

0.005
0.970
3.130
0.138
0.039
0.078
0.112
170.994
175.466

0.006
0.655
2.998
0.349
0.186
(0.009)
0.105
188.798
193.088

(0.012)
(0.012)

0.195
1.326
3.045
2.829
1.721
1.575
4.028
45.542
60.261

INTERNAL SERVICE FUNDS

55000-55049-Centralized Services
55050-55099-Agency Internal Service
55100-55149-Mental Hygiene Revolving
55150-55199-Youth Vocational Education
55200-55249-Joint Labor and Management Administration
55250-55299-Audit and Control Revolving
55300-55349-Health Insurance Revolving
55350-55399-Correctional Industries Revolving
TOTAL INTERNAL SERVICE FUNDS

TOTAL PROPRIETARY FUNDS

(77.875)
(107.907)
0.186
0.054
1.066
(1.349)
(13.213)
(19.074)
(218.112)

(140.217)

35.438
8.369
0.214
0.002
0.342
5.298
49.663

41

225.129

38.911
13.499
0.047
0.003
0.031
1.376
0.819
3.534
58.220

251.308

8.255
(7.455)
(0.024)
(0.002)
(0.038)
0.736

0.724

(73.093)
(120.492)
0.353
0.053
1.035
(2.749)
(13.692)
(17.348)
(225.933)

(165.672)

STATE OF NEW YORK

FIDUCIARY FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
FOR THE MONTH OF JUNE 2015
(Amounts in millions)

SCHEDULE 3

BALANCE
JUNE 1, 2015

FUND TYPE

RECEIPTS

DISBURSEMENTS

OTHER
FINANCING
SOURCES (USES)

BALANCE
JUNE 30, 2015

PENSION TRUST FUNDS

65000-65049-Common Retirement Administration

TOTAL PENSION TRUST FUNDS

(7.554)

4.852

5.743

(8.445)

(7.554)

4.852

5.743

(8.445)

2.375
8.839

0.001
0.069

0.019
0.041

2.357
8.867

11.214

0.070

0.060

11.224

723.679
88.867
372.654
6.886
0.877
172.742
143.944
11.342
139.766
4,943.130
28.792
6,632.679

PRIVATE PURPOSE TRUST FUNDS

66000-66049-Agriculture Producers' Security
66050-66099-Milk Producers' Security
TOTAL PRIVATE PURPOSE TRUST FUNDS
AGENCY FUNDS
60050-60149-School Capital Facilities Financing Reserve
60150-60199-Child Performer's Holding
60200-60249-Employees Health Insurance
60250-60299-Social Security Contribution
60300-60399-Employee Payroll Withholding
60400-60449-Employees Dental Insurance
60450-60499-Management Confidential Group Insurance
60500-60549-Lottery Prize
60550-60599-Health Insurance Reserve Receipts
60600-60799-Miscellaneous New York State Agency
60800-60849-Elderly Pharmaceutical Insurance Coverage (EPIC) Escrow
60850-60899-CUNY Senior College Operating
60900-60949-Medicaid Management Information System (MMIS) Escrow
60950-60999-Special Education
61000-61099-State University of New York Revenue Collection
61100-61999-State University Federal Direct Lending Program
62000-62049-SSI SSP Payment Escrow
TOTAL AGENCY FUNDS
TOTAL FIDUCIARY FUNDS

14.546
0.285
898.134
15.077
19.496
10.595
0.435
475.267
0.120
1,688.729
24.914
17.509
231.795
88.422
(0.661)
3,484.663
$

3,488.323

1.441
609.890
89.140
345.581
5.217
0.950
85.710
161.821
12.281
165.814
4,919.994
(27.552)
29.392
6,399.679
$

42

6,404.601

6,638.482

15.987
0.285
784.345
15.350
(7.577)
8.926
0.508
388.235
0.120
1,706.606
25.853
43.557
208.659
60.870
(0.061)
3,251.663
$

3,254.442

STATE OF NEW YORK

SOLE CUSTODY AND INVESTMENT ACCOUNTS
STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS
FOR THE MONTH OF JUNE 2015
(Amounts in millions)

SCHEDULE 4

BALANCE
JUNE 1, 2015

FUND TYPE

RECEIPTS

BALANCE
JUNE 30, 2015

DISBURSEMENTS

ACCOUNTS
70000-70049-Tobacco Settlement

70050-70149-Sole Custody Investment (*)

1,878.091

70200-Comptroller's Refund
TOTAL ACCOUNTS

2.711

1,880.802

8,722.395

8,846.637

216.747

216.747

8,939.142

9,063.384

2.711
1,753.849
-

1,756.560

(*) Includes Public Asset Fund resources

Chapter 1 of the Laws of 2002 authorized the conversion of Empire Health Choice, d/b/a Empire Blue Cross and Blue Shield from a not-for-profit corporation to a for-profit corporation. Chapter 1 requires, in part, that upon such conversion,
assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to a fund designated as the "Public Asset Fund" and 5 percent transferred to a Charitable Foundation - as set forth in Section 7317 of the
Insurance Law. On December 28, 2005, WellChoice, Inc. (previously known as Empire Blue Cross, Blue Shield) approved a takeover by WellPoint, Inc. This conversion was also subject to the same Chapter 1 requirements of assigning
assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to the "Public Asset Fund".
As of June 30, 2015, $8,958,017.46 (representing the remaining balance of the State's 95 percent share of the fair market value of the not-for-profit corporation plus interest) is on deposit in the sole custody account titled Public Asset Fund.
In accordance with Section 4301(j)(4)(F) and (O) of the Insurance Law and at the direction of the Director of the Budget, these funds are available for transfer to HCRA Resources Fund (20800-20849).

43

STATE OF NEW YORK

DEBT SERVICE FUNDS
STATEMENT OF DIRECT STATE DEBT ACTIVITY
FISCAL YEAR ENDED MARCH 31, 2016

SCHEDULE 5

DEBT ISSUED
DEBT
OUTSTANDING
APR. 1, 2015

PURPOSE

MONTH OF
JUNE

DEBT MATURED

3 MONTHS ENDED
JUNE 30, 2015

INTEREST DISBURSED
DEBT
OUTSTANDING
JUNE 30, 2015

3 MONTHS ENDED
JUNE 30, 2015

MONTH OF
JUNE

MONTH OF
JUNE

3 MONTHS ENDED
JUNE 30, 2015

GENERAL OBLIGATION BONDED DEBT:

Accelerated Capacity and Transportation Improvements

Clean Water/Clean Air:

Air Quality
Safe Drinking Water
Water
Solid Waste
Environmental Restoration

151,044,395.19

$ 38,222,657.05

112,821,738.14

5,261.40

9,754,327.60
429,426,360.50
42,810,106.09
91,604,900.75

2,185,305.07
6,304,925.43
1,703,185.85
165,000.00

7,569,022.53
423,121,435.07
41,106,920.24
91,439,900.75

5,286,209.05

1,957,750.21

3,328,458.84

2,986,458.23
10,029,155.14
40,929,864.30

2,488,893.87
2,531,960.59
6,869,066.87

497,564.36
7,497,194.55
34,060,797.43

5,303.63
-

74,222.35
125,283.69
526,418.88

20,036,912.74
226,116,165.97

2,353,238.06
11,962,586.30

17,683,674.68
214,153,579.67

2,081.65
164,461.14

90,648.94
961,874.76

19,890,000.00
17,285,000.00

1,690,000.00
-

18,200,000.00
17,285,000.00

9,270.05

9,270.05

38,693,774.38

4,334,483.95

34,359,290.43

747,162.13

304,723.49

442,438.64

Rebuild and Renew New York Transportation:

Highway Facilities
Canals and Waterways
Aviation
Rail and Port
Mass Transit - Dept. of Transportation
Mass Transit - Metropolitan Transportation Authority

855,692,480.44
17,492,917.89
51,322,171.86
82,762,796.20
7,992,060.77
877,031,335.39

Rebuild New York-Transportation Infrastructure Renewal:

Highways, Parkways, and Bridges
Rapid Transit, Rail and Aviation

1,808,681.40
7,849,619.16

Transportation Capital Facilities:

Aviation
Mass Transportation

9,069,490.58
78,383.65

Energy Conservation Through Improved Transportation:

Rapid Transit and Rail Freight
Environmental Quality Protection (1972):
Air
Land and Wetlands
Water
Environmental Quality (1986):
Land and Forests
Solid Waste Management
Housing:
Low Cost
Middle Income
Park and Recreation Land Acquisition
Pure Waters
Rail Preservation Development

Total General Obligation Bonded Debt

3,017,749,999.46

44

2,570.75
171,670.81
1,980.99
266,601.79

1,335,827.83

57,626.42
1,713,790.21
69,264.35
300,403.11

86,812.21

282,000.00
-

37,778.60

406,974.02

15,881.48

855,692,480.44
17,492,917.89
51,322,171.86
82,762,796.20
7,992,060.77
877,031,335.39

1,943,320.53
80,885.11
3,428,828.28

1,943,320.53
80,885.11
3,428,828.28

1,498,633.78

1,808,681.40
6,350,985.38

2,649.85
-

2,649.85
122,315.85

1,602,875.60
39,713.88

7,466,614.98
38,669.77

$ 86,215,000.00

$ 2,931,534,999.46

6,113,394.53

106,374.79
2,014.23
$

11,733,416.89

STATE OF NEW YORK

DEBT SERVICE FUNDS
FINANCING AGREEMENTS
FOR THE THREE MONTHS ENDED JUNE 30, 2015

Special Contractual Financing Obligations:

Payments to Public Authorities:
Payments to Public Authorities:
City University Construction
Dormitory Authority:
Albany County Airport
Consolidated Service Contract Refunding
DASNY Revenue Bond
David Axelrod Institute
Department of Health Facilities
Economic Development Housing
Education
General Purpose
Health Care
Mental Health Facilities
OGS Parking
Sales Tax Revenue Bond
Secured Hospital Program
State Department of Education Facilities
State Facilities and Equipment
SUNY Community Colleges
SUNY Educational Facilities
Environmental Facilities Corporation
Housing Finance Agency
Local Government Assistance Corporation
Metropolitan Transportation Authority
Transit and Commuter Rail Projects
Thruway Authority:
Dedicated Highway and Bridge
Local Highway and Bridge
Transportation
Urban Development Corporation:
Center for Industrial Innovation at RPI
Clarkson University
Columbia Univer. Telecommunications Center
Community Enhancement Facilities Program
Consolidated Service Contract Refunding
Cornell Univer. Supercomputer Center
Correctional Facilities
Debt Reduction Reserve
Economic Development Housing
General Purpose
State Facilities and Equipment
Syracuse University Science and
Technology Center
UDC Revenue Bond
University Facilities Grant 95 Refunding
Total Disbursements for Special Contractual
Financing Obligations

SCHEDULE 5a

DEBT
REDUCTION
RESERVE
FUND
(40000-40049)

GENERAL
DEBT
SERVICE
(40151)

LOCAL
GOVERNMENT
ASSISTANCE
TAX
(40450-40499)

DEPARTMENT
OF HEALTH
INCOME
(40300-40349)

166,518,521

MENTAL
HEALTH
SERVICES
(40100-40149)

REVENUE
BOND
TAX
(40152)

SALES TAX
REVENUE BOND
TAX
(40154)

14,100,513
-

13,224,924
-

COMBINED TOTALS
3 MONTHS ENDED JUNE 30
2015
2014

166,518,521

14,100,513
13,224,924
-

$ INCREASE/
(DECREASE)

125,015,044

119,556,619
14,101,613
14,456,854
343,275

41,503,477
(119,556,619)
(1,100)
(1,231,930)
(343,275)

42,041,932

42,041,932

37,811,550

4,230,382

222,092,823
-

222,092,823
-

232,867,251
-

(10,774,428)
-

28,577,186
-

28,577,186
-

34,966,202
-

430,653,276

14,100,513

45

41,802,110

486,555,899

579,118,408

(6,389,016)
$

(92,562,509)

STATE OF NEW YORK

SUMMARY OF THE OPERATING FUND INVESTMENTS
FOR THE MONTH OF JUNE 2015
AS REQUIRED OF THE STATE COMPTROLLER
(Amounts in millions)

SCHEDULE 6

FISCAL YEAR
TO DATE

JUNE 2015

PRIOR FISCAL
YEAR TO DATE
JUNE 2014

SHORT TERM INVESTMENT POOL (*)

AVERAGE DAILY INVESTMENT BALANCE (**) $
AVERAGE YIELD (**)
TOTAL INVESTMENT EARNINGS
$

14,574.8
0.119%
1.499

$
$

13,315.3
0.108%
3.625

$
$

7,026.3
0.128%
2.232

Month-End Portfolio Balances

JUNE 2015
PAR AMOUNT
$
925.0
25.7
11,638.3
1,959.9
5,155.0
$
19,703.9

DESCRIPTION
GOVT. AGENCY BILLS/NOTES
REPURCHASE AGREEMENTS
COMMERCIAL PAPER
CERTIFICATES OF DEPOSIT/SAVINGS
0% COMPENSATING BALANCE CDs

JUNE 2014
PAR AMOUNT
$
172.7
2,521.5
3,955.9
4,928.0
$
11,578.1

(*) Pursuant to 98 of the State Finance Law, the State Comptroller is authorized to invest and keep invested
all moneys, in any fund, held by the State. The Short Term investment Pool (STIP) represents an accounting
mechanism that allows for the separate accounting of individual funds (on deposit in the State's General
Checking account) for the purpose of making short term investments. Pursuant to State Finance Law 4(5) the
STIP is authorized to temporarily loan to the General Fund-State Operations Account (10050) funds for a period
of four months or the end of the fiscal year, whichever is shorter. However, it must be noted that certain funds
are invested as part of STIP, but are held by the State Comptroller in a fiduciary capacity. Fiduciary fund
balances are restricted and may not be used for any State purposes since moneys in such funds are held by
the State in a trustee (or fiduciary) capacity or as an agent for individuals, private organizations, or non-State
governmental units (e.g. local governments and public authorities). Therefore, Fiduciary fund balances are not
available to be temporarily loaned to the General Fund-State Operations Account. Fiduciary fund balances are
presented in Schedules 3 and 4 of this report.
(**) Does not include 0% Compensating Balance CDs.

46

STATE OF NEW YORK

HCRA RESOURCES FUND
STATEMENT OF RECEIPTS AND DISBURSEMENTS BY ACCOUNT
FISCAL YEAR 2015-16

APPENDIX A

2015
APRIL
OPENING CASH BALANCE

RECEIPTS:
Cigarette Tax
State Share of NYC Cigarette Tax
STIP Interest
Public Asset Transfers
Assessments
Fees
Rebates
Restitution and Settlements
Miscellaneous
Total Receipts

MAY

14,124,710

JUNE

41,637,489

JULY

AUGUST

SEPTEMBER

OCTOBER

NOVEMBER

2016
JANUARY

DECEMBER

FEBRUARY

3 Months Ended
June 30, 2015

MARCH

141,013,682

83,184,099
3,562,000
24,861
309,539,056
581,000
3,396,937
65,000

72,230,176
3,238,000
21,536
374,780,454
83,000
-

89,595,330
3,344,000
29,065
442,548,585
1,495,000
967,527
-

14,124,710

245,009,605
10,144,000
75,462
1,126,868,095
2,159,000
4,364,464
65,000

400,352,953

450,353,166

537,979,507

DISBURSEMENTS:
Grants
Interest - Late Payments
Personal Service
Non-Personal Service
Employee Benefits/Indirect Costs

353,036,557
833,823
1,889,246
1,253,638

348,765,808
2
398,373
581,716
489,467

440,699,008
63
537,119
1,869,148
36,335

Total Disbursements

357,013,264

350,235,366

443,141,673

15,148,000
678,910

741,607

1,121,585

15,148,000
2,542,102

15,826,910

741,607

1,121,585

OPERATING TRANSFERS:
Transfers to Capital Projects Fund
Transfers to General Fund
Transfers to Revenue Bond Tax Fund
Transfers to Miscellaneous Special Revenue Fund:
Administration Program Account
Empire State Stem Cell Trust Account
Transfers to SUNY Income Fund
Total Operating Transfers
Total Disbursements and Transfers
CLOSING CASH BALANCE

372,840,174
$

41,637,489

350,976,973
$

141,013,682

234,729,931

1,388,685,626

1,142,501,373
65
1,769,315
4,340,110
1,779,440
-

444,263,258
$

47

1,150,390,303

17,690,102

1,168,080,405
$

234,729,931

STATE OF NEW YORK

HCRA RESOURCES FUND
STATEMENT OF PROGRAM DISBURSEMENTS
FISCAL YEAR 2015-2016

Program/Purpose
AIDS INSTITUTE PROGRAM
$
COMMUNITY SERVICE PROG - HIGH RISK
HIV CLINICAL AND PROVIDER EDUCATION
HIV HEALTH CARE SUPPORTIVE SERVICES
HIV STD HEPATITIS C PREVENTION
INFANTS AND PREGNANT WOMEN
REGIONAL AND TARGETED
AUDIT, COLLECTION, AND ENFORCEMENT PROGRAM
CIGARETTE STRIKE TASK FORCE
CENTER FOR COMMUNITY HEALTH PROGRAM
ADEPHI UNIVRST CANC SPRT PRG
BRST CANCER HOTLINE - ADELPHI
CENTER FOR COMMUNITY HLTH
EVIDENCE BASED CANCER SVC
FAMILY PLANNING
HYPERTENSION PREVENTION TREATMENT
INDIAN HEALTH PROGRAM
LEAD POISONING PREVENTION
MATERNITY AND EARLY CHHOOD FOUNDATION
NUTRITION SERVICES/EDUC - PREG WOMEN, CHILDREN
PRENATAL CARE ASSISTANCE PROGRAM
PUBLIC HEALTH CAMPAIGN
RAPE CRISIS
SCHOOL BASED HEALTH PROGRAM
STATE AID PHYSICALLY HANICAPPED CHILDREN REHAB
TOBACCO ENFORCEMENT
TUBERCULOSIS
CHILD HEALTH INSURANCE PROGRAM
CHILD HEALTH INSURANCE
COMMUNITY SUPPORT PROGRAM
COMMUNITY SUPPORT
ELDERLY PHARMACEUTICAL INS COVERAGE PRG
ELDERLY PHARMACEUTICAL INSURANCE COVERAGE
HEALTH CARE REFORM ACT PROGRAM
AIDS DRUG ASSISTANCE
AMBULATORY CARE TRAINING
AREA HEALTH EDUCATION CENTER
COMMISSIONER EMERGENCY DISTRIBUTIONS
DIAGNOSTIC AND TREATMENT CTR UNCOMPENSATED CARE
DIVERSITY IN MEDICINE
EMPIRE CLINIC RESEARCH INVESTMENT (ECRIP)
HCRA PAYOR/PROVIDER AUDITS
HEALTH FACILITY RESTRUCTURING DASNY
HEALTH WORKFORCE RETRAINING
INFERTILITY SERVICES GRANTS
MEDICAL INDEMNITY FUND
PART 405.4 HOSPITAL AUDITS
PART 405.4 HOSPITAL AUDITS NYCRR

APPENDIX B

Appropriation
Amount (*)
75,016,000

April
$

May
-

3 Months Ended
June 30, 2015 (**)

June
-

4,095,000
-

144,408,082
662,873
(6)
-

125,028
-

126,465
(123)
-

914,366
(129)
-

986,150,400
22,000,021

23,585,979

23,848,768

69,434,768

15,000

15,000

2,612,247

12,921,913

12,374,624

27,908,784

69,204
302,210
226,371

73,965
405,756
374,793
-

68,109
76,666
215,520
19,600,000
901,623
64,677

211,278
76,666
215,520
19,600,000
1,609,589
374,793
291,048

165,000
273,574,000
1,829,386,084

48

STATE OF NEW YORK

HCRA RESOURCES FUND
STATEMENT OF PROGRAM DISBURSEMENTS
FISCAL YEAR 2015-2016

Program/Purpose
PAY FOR PERFORMANCE
PHYSICIAN EXCESS MEDICAL MALPRACTICE
PHYSICIAN LOAN REPAYMENT
PHYSICIAN PRACTICE SUPPORT
PHYSICIAN WORKFORCE STUDIES
POISON CONTROL CENTERS
POOL ADMINISTRATION
ROSWELL PARK CANCER INSTITUTE
RPCI CANC RSRCH OPERATING COSTS
RURAL HEALTH CARE ACCESS
RURAL HEALTH NETWORK
SCHOOL BASED HEALTH CENTERS
SCHOOL BASED HEALTH CLINICS-POOL ADMN
TOBACCO USE PREVENTION/CONTROL
TRANSITION ACCT - PRIOR YEAR ALLOCATION
MEDICAL ASSISTANCE PROGRAM
BREAST AND CERVICAL CANCER
DISABLED PERSONS
FAMILY HEALTH PLUS
FINANCIAL ASSISTANCE
HOME HEALTH RATE INCREASE
INPATIENT NURSING HOME PHARMACIES
MEDICAID INDIGENT CARE
MEDICAL ASSISTANCE
NYC MEDICAID
PHYSICIAN SERVICES
PRIMARY CARE CASE MANAGEMENT
PSNL CRE WRKR RECR & RETEN NYC (***)
PSNL CRE WRKR RECR & RETEN ROS (****)
SUPPLEMENTAL MEDICAL INSURANCE
OFFICE OF HEALTH INSURANCE PROGRAM
OFFICE OF HEALTH INSURANCE
OFFICE OF HEALTH SYSTEMS MANAGEMENT
OFFICE HEALTH SYSTEMS MANAGEMENT
OFFICE OF LONG TERM CARE
ADULT HOME INITIATIVE
ENABLE AIR CONDITIONING
ENABLE QUALITY OF LIFE
QUALITY PROG ADULT CARE FACILITIES
TOTAL
Transfer to the General Fund - State Purposes Account
(for administration of the program)
Reclass of SUNY Hospital Disprop Share to Transfer
Reclass of SUNY Hospital Poison Control Centers to Transfer
Reconciling Adjustment (P-Card and T-Card)
TOTAL APPROPRIATED AMOUNT

APPENDIX B

Appropriation
Amount (*)

April

May

3 Months Ended
June 30, 2015 (**)

June

187,751
145,107
-

335,104
200,000
803,403
-

282,294
53,540
444,328
21,777,000
49,123
538,948
-

617,398
253,540
632,079
21,777,000
49,123
1,487,458
-

89,790,790
240,000,000
-

66,086,034
244,944,000
-

31,500,000
331,148,000
-

187,376,824
816,092,000
-

247,580

199,439

1,448,271

906,576

1,285,677

3,640,524

357,692,419

350,976,990

444,264,613

1,152,934,022

26,412,176,000

9,664,200
(90,626)

356,393

47,052,200
8,582,001

29,790,268,967
89,000

(678,910)

29,790,357,967

(245)
357,013,264

(*) Includes amounts appropriated in SFY 2015-16, as well as prior year appropriations that were reappropriated.
(**) Disbursements from the HCRA Resources Fund includes direct grant payments to program beneficiaries, services and expenses
for administration of grant programs, and transfers to the Public Goods Pool to finance payments made by the States fiscal agent.
(***) Full title is: NYC Personal Care Workforce Recruitment and Retention Rates Grants.
(****) Full title is: Personal Care Workforce Recruitment and Retention Rates Grants.

49

(741,607)

(17)
350,235,366

(1,121,585)

(1,355)
443,141,673

(2,542,102)

(1,617)
1,150,390,303

STATE OF NEW YORK

SCHEDULE OF DISBURSEMENTS OF FEDERAL AWARDS - June 2015
AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009(*)
Federal
CFDA No.
Education
10.579
11.557
45.025
84.033
84.063
84.384
84.385
84.386
84.387
84.388
84.389
84.390
84.391
84.392
84.394
84.395
84.397
84.398
84.399
84.410
93.407

Federal Agency
Department of Agriculture
Department of Commerce
National Endowment for the Arts
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Department of Education
Health and Human Services

Energy and Environment

10.086
Department of Agriculture
10.688
Department of Agriculture
66.039
Environmental Protection Agency
66.040
Environmental Protection Agency
66.454
Environmental Protection Agency
66.458
Environmental Protection Agency
66.468
Environmental Protection Agency
66.805
Environmental Protection Agency
81.042
Department of Energy
81.122
Department of Energy
Food and Nutrition Services
10.568
Department of Agriculture
93.705
Health and Human Services
93.707
Health and Human Services

APPENDIX C

Program

June

Child Nutrition Discretionary Grants Limited Availability

Broadband Technology Opportunities Program (BTOP)
Promotion of the Arts - Partnership Agreements
Federal Work-Study Program
Federal Pell Grant Program
Statewide Data Systems, Recovery Act
Teacher Incentive Fund, Recovery Act
Education Technology State Grants, Recovery Act
Education for Homeless Children and Youth, Recovery Act
School Improvement Grants, Recovery Act
Title I Grants to Local Education Agencies, Recovery Act
Rehabilitation Services - Vocational Rehabilitation Grants to States, Recovery Act
Special Education Grants to States, Recovery Act
Special Education - Preschool Grants, Recovery Act
State Fiscal Stabilization Fund (SFSF) - Education State Grants, Recovery Act
State Fiscal Stabilization Fund (SFSF) - Race-to-the-Top Incentive Grants, Recovery Act
State Fiscal Stabilization Fund (SFSF) - Government Services, Recovery Act
Independent Living State Grants, Recovery Act
Independent Living Services for Older Individuals Who are Blind, Recovery Act
Education Jobs Fund
ARRA - Scholarships for Disadvantaged Students
Total Education

168,275.23
18,452,631.00
18,620,906.23

5,824,761.24
10,057,887.00
399,900.00
2,102,760.00
147,198,591.00
19,253,231.05
13,530,907.00
53,551,200.24
6,039,255.00
260,866,068.00
906,803,696.00
25,694,044.00
755,867,980.05
34,302,395.00
2,468,557,791.00
586,796,069.85
527,364,018.81
856,884.00
2,297,731.00
616,479,620.00
411,249.00
6,444,256,039.24

Aquaculture Grants Program (AGP)

Recovery Act of 2009: Wildland Fire Management
National Clean Diesel Emissions Reduction Program
State Clean Diesel Grant Program
Water Quality Management Planning
Capitalization Grants for Clean Water State Revolving Funds
Capitalization Grants for Drinking Water State Revolving Funds
Leaking Underground Storage Tank Trust Fund Corrective Action Program
Weatherization Assistance for Low-Income Persons
Electricity Delivery and Energy Reliability, Research, Development and Analysis
Total Energy and Environment

7,611.86
763,000.00
1,000,000.00
1,635,086.95
4,132,731.39
432,564,200.00
86,811,000.00
9,212,000.00
395,730,364.84
1,235,199.97
933,091,195.01

Emergency Food Assistance Program (Administrative Costs)

Aging Home-Delivered Nutrition Services for States
Aging Congregate Nutrition Services for States

4,891,302.00
2,042,446.00
4,148,718.00
11,082,466.00

Special Supplemental Nutrition Program for Women, Infants and Children (WIC)
State Administrative Matching Grants for the Supplemental Nutrition Assistance Program
WIC Grants To States (WGS)
Homelessness Prevention and Rapid Re-Housing Program (Recovery Act Funded)

5,468,978.00
24,402,283.00
4,172,768.48
26,951,329.00

Special Education - Grants for Infants and Families, Recovery Act

Child Support Enforcement
Foster Care- Title IV-E
Adoption Assistance
ARRA - Head Start
ARRA - Immunization
ARRA - Child Care and Development Block Grant
ARRA - Emergency Contingency Fund for Temporary Assistance for Needy Families (TANF)
State Programs

26,406,387.04
101,131,818.69
54,868,712.61
60,062,684.00
5,577,399.87
4,275,750.26
96,785,640.00
723,023,290.00

Total Food and Nutrition Services

Health and Social Services
10.557
Department of Agriculture
10.561
Department of Agriculture
10.578
Department of Agriculture
14.257
Department of Housing and Urban
Development
84.393
Department of Education
93.563
Health and Human Services
93.658
Health and Human Services
93.659
Health and Human Services
93.708
Health and Human Services
93.712
Health and Human Services
93.713
Health and Human Services
93.714
Health and Human Services

Life-to-Date

50

STATE OF NEW YORK

SCHEDULE OF DISBURSEMENTS OF FEDERAL AWARDS - June 2015
AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009(*)
Federal
CFDA No.
93.725
93.778
94.006

Program

Federal Agency
Health and Human Services
Health and Human Services
Corporation for National and
Community Service

APPENDIX C

June

ARRA - Communities Putting Prevention to Work: Chronic Disease Self-Management Program

Medical Assistance Program (FMAP) *
AmeriCorps
Total Health and Social Services

Housing
84.397
93.710

Department of Education
Health and Human Services

Life-to-Date

13,044,194.06
-

1,166,708.33
14,058,012,756.29
7,339,907.70

13,044,194.06

15,199,646,413.27

State Fiscal Stabilization Fund (SFSF) - Government Services, Recovery Act

ARRA - Community Services Block Grant
Total Housing

21,875,000.00
85,384,063.91
107,259,063.91

Labor
17.207
17.225
17.235
17.258
17.259
17.260
17.275

Public Protection
11.558
12.401
16.588
16.800
16.801
16.802
16.803

Transportation
20.205
20.319
20.509

Department of Labor
Department of Labor
Department of Labor
Department of Labor
Department of Labor
Department of Labor
Department of Labor

Department of Commerce
Department of Defense
Department of Justice
Department of Justice
Department of Justice
Department of Justice
Department of Justice

Department of Transportation
Department of Transportation
Department of Transportation

Employment Service/Wanger-Peyser Funded Activities

Unemployment Insurance
Senior Community Service - Employment Program
Workforce Investment Act - Adult Program
Workforce Investment Act - Youth Activities
Workforce Investment Act - Dislocated Workers
Program of Competitive Grants for Worker Training and Placement in High Growth and
Emerging Industry Sectors
Total Labor

678,664.90
678,664.90

State Broadband Data and Development Grant Program

National Guard Military Operations and Maintenance (O&M) Projects
Violence Against Women Formula Grants
Recovery Act - Internet Crimes against Children Task Force Program (ICAC)
Recovery Act - State Victim Assistance Formula Grant Program
Recovery Act - State Victim Compensation Formula Grant Program
Recovery Act - Edward Byrne Memorial Justice Assistance Grant (JAG) Program/
Grants to States and Territories
Total Public Protection

241,410.42
-

Highway Planning and Construction

High-Speed Rail Corridors and Intercity Passenger Rail Service - Capital Assistance Grants
Formula Grants for Other Than Urbanized Areas
Total Transportation

485.62
1,967,825.56
1,968,311.18

TOTAL ARRA DISBURSEMENTS

(*)On February 17, 2009, President Obama signed into law the American Recovery and Reinvestment
Act of 2009 (ARRA). This Act contains provisions for direct Federal aid for fiscal relief consisting
of increases in the Federal matching rate for eligible State Medicaid expenditures and funds provided
through the Federal State Fiscal Stabilization Fund to restore proposed reductions in education,
higher education, and to maintain essential government services.

51

22,855,217.00
16,668,434,236.62
1,539,762.38
31,516,111.00
71,526,360.00
70,633,412.47
1,112,175.14
16,867,617,274.61
8,288,986.96
7,416,726.40
7,274,394.35
1,618,399.10
1,788,999.08
2,828,986.58
66,946,360.41

241,410.42

34,553,486.79

96,162,852.88
932,335,656.74
71,333,176.72
23,215,239.28
1,026,884,072.74
$

40,685,999,377.66

APPENDIX D
STATE OF NEW YORK
STATEMENT OF CASH FLOW - PUBLIC GOODS POOL
FISCAL YEAR 2015-16
2015
APRIL
OPENING CASH BALANCE

RECEIPTS:
Patient Services
Covered Lives
Provider Assessments
1% Assessments
DASNY- MOE/Recast receivables
Interest Income
Unassigned
Total Receipts

270,482,263.50

236,684,474.53
88,493,548.90
7,215,813.07
26,002,734.00
11,700.05
(105,577.64)
358,302,692.91

PROGRAM DISBURSEMENTS:
Poison Control Centers
School Based Health Center Grants
ECRIP Distributions
Total Program Disbursements

OTHER FINANCING SOURCES (USES):

Transfers From Other Pools:
Medicaid Disproportionate Share
Health Facility Assessment Fund - Hospital Quality Contribution
Transfers From State Funds:
HCRA Resources Fund
Total Other Financing Sources
Transfers To Other Pools:
Medicaid Disproportionate Share
Health Facility Assessment Fund
Transfers To State Funds:
HCRA Resources Fund
Indigent Care Fund (matched)
Indigent Care Fund (non-matched)
Total Other Financing Uses

322,844,361.68

2015-16

191,530,800.46

375,058,097.95
131,246,831.97
12,303,491.59
33,814,094.28
23,833.14
(5,011.00)
552,441,337.93

270,482,263.50

763,706,269.23
272,043,413.27
25,296,971.02
89,656,125.28
50,263.22
(115,989.64)
1,150,637,052.38

358,302,692.91

239,893,021.54

552,441,337.93

1,150,637,052.38

3,597,886.00

3,573,440.00

3,494,577.00

10,665,903.00

3,597,886.00

3,573,440.00

3,494,577.00

10,665,903.00

Excess (Deficiency) of Receipts and Other Financing Sources

over Disbursements and Other Financing Uses

2015
JUNE

151,963,696.75
52,303,032.40
5,777,666.36
29,839,297.00
14,730.03
(5,401.00)
239,893,021.54

Excess (Deficiency) of Receipts over Disbursements

CLOSING CASH BALANCE

2015
MAY

(217,747,606.40)
(88,301,339.20)
(3,489,535.13)
(309,538,480.73)

(309,607,954.38)
(64,439,718.70)
(732,349.68)
(374,780,022.76)

(442,548,448.02)
(442,548,448.02)

52,362,098.18

(131,313,561.22)

113,387,466.91

322,844,361.68

Source: HCRA - Office of Pool Administration

52

191,530,800.46

304,918,267.37

(969,904,008.80)
(152,741,057.90)
(4,221,884.81)
(1,126,866,951.51)

34,436,003.87
$

304,918,267.37

APPENDIX E
STATE OF NEW YORK
STATEMENT OF CASH FLOW - MEDICAID DISPROPORTIONATE SHARE
FISCAL YEAR 2015-16

2015
APRIL
OPENING CASH BALANCE

RECEIPTS:
Interest Income
Total Receipts

2015
MAY
575.10

431.24
431.24

2015
JUNE

25,904,929.34

137.43
137.43

2015-16

61,806,030.97

875.58
875.58

575.10

1,444.25
1,444.25

PROGRAM DISBURSEMENTS:
Indigent Care
High Need Indigent Care
Other
Total Program Disbursements

(62,866,255.94)
(2,550,705.45)
(65,416,961.39)

(28,904,498.10)
(28,904,498.10)

(61,805,893.54)
(61,805,893.54)

(153,576,647.58)
(2,550,705.45)
(156,127,353.03)

Excess (Deficiency) of Receipts over Disbursements

(65,416,530.15)

(28,904,360.67)

(61,805,017.96)

(156,125,908.78)

OTHER FINANCING SOURCES (USES):

Transfers From Other Pools:
Public Goods Pool
Health Facility Assessment Fund
Transfers From State Funds:
HCRA Resources Indigent Care - Matched
HCRA Resources Indigent Care - Unmatched
HCRA Resources Indigent Care - ATB
Federal DHHS Fund
Other
Total Other Financing Sources

44,150,669.60
3,020,120.29
44,150,669.60
91,321,459.49

Transfers To Other Pools:

Public Goods Pool
Health Facility Assessment Fund
Transfers To State Funds:
HCRA Resources Fund Indigent Care Acct
Total Other Financing Uses
Excess (Deficiency) of Receipts and Other Financing
Sources over Disbursements and Other Financing Uses
CLOSING CASH BALANCE

32,219,859.35
366,174.84
32,219,859.35
64,805,893.54

(575.10)
(575.10)

(431.24)
(431.24)

(137.43)
(137.43)

25,904,929.34

Source: HCRA - Office of Pool Administration

53

35,901,101.63
$

61,806,030.97

25,904,354.24
$

76,370,528.95
3,386,295.13
76,370,528.95
156,127,353.03

(1,143.77)
(1,143.77)

(61,805,155.39)
$

875.58

300.48
$

875.58

APPENDIX F

STATE OF NEW YORK

SUMMARY OF OFF-BUDGET SPENDING REPORT
FISCAL YEAR 2015-2016
(Amounts in thousands)

2015
APRIL
DORMITORY AUTHORITY:
Education - All Other
$
Education - EXCEL
Department of Health - All Other
Community Enhancement Facilities Assistance Program (CEFAP)
Regional Development:
Community Capital Assistance Program (CCAP)/RESTORE
Multi-modal
GenNYsis
CUNY Senior Colleges
CUNY Community Colleges
SUNY Dormitories
Upstate Community Colleges
Mental Health
Developmental Disabilities
Alcoholism and Substance Abuse
Brooklyn Court Officer Training Academy
TOTAL DORMITORY AUTHORITY

EMPIRE STATE DEVELOPMENT CORP:

Regional Development:
Centers of Excellence
Community Capital Assistance Program (CCAP)
Empire Opportunity
Community Enhancement Facilities Assistance Program (CEFAP)
State Facilities and Equipment
TOTAL EMPIRE STATE DEVELOPMENT CORP

TOTAL OFF-BUDGET

2015
MAY

8,242
175

2015
JUNE

3
2

325
4,466
1,286
5,459
1,796
3,356
813
47
204
17,757

379
30,982
2,860
5,340
3,971
14,319
1,576
400
1,262
71,088

2,033
10,467
12,500

19
19

30,257

2015
AUGUST

2015
SEPTEMBER

2015
OCTOBER

2015
NOVEMBER

2015
DECEMBER

2016
2016
JANUARY FEBRUARY

2016
MARCH

9,944
10
45

414
26,448
2,403
3,892
4,831
7,792
1,634
297
21
56,149

56,149

2015
JULY

71,107

2015-2016
TOTAL

18,186
13
222

1,118
61,896
6,549
14,691
10,598
25,467
4,023
744
1,487
144,994

2,052
10,467
12,519

157,513

The Division of the Budget (DOB) is responsible for organizing and presenting the above schedule of Off Budget Spending. Such reported disbursements are drawn from unaudited financial data provided by
public authorities. Although the Office of the State Comptroller (OSC) has no reason to believe this information to be unreliable, it is important to note that these program disbursements are financed with public
authority bond proceeds deposited directly into public authority accounts and all disbursements are made without any oversight by the OSC. Therefore, and pursuant to the provisions of Chapter 60, 16, of the
Laws of 2006; this schedule is provided for information only.

54

APPENDIX G

STATE OF NEW YORK

SCHEDULE OF MONTH-END TEMPORARY LOANS OUTSTANDING(*)
SFS Fund
10050

30051
30101
30102
30103
30104
30105
30106
30107
30108
30109
30110
30111
30112
30113
30114
30115
30116
30117
30118
30119
30120
30121
30122
30123
30124
30125
30126
30127
30128
30129
30130
30131
30132
30133
30134
30135
30136
30137
30138
30139
30140
30141
30142
30143
30144
30145
30146
30147
30148
30149
30150
30151
30152
30153
30154
30351
30501
30502
30503
30504
31506
31701
31801
31851
31852
31853
31854
31951
32213

ACCOUNT TITLE
GENERAL FUND
STATE OPERATIONS AND LOCAL ASSISTANCE
TOTAL GENERAL FUND
CAPITAL PROJECT AND BOND REIMBURSABLE FUNDS
HIGHWAY AND BRIDGE CAPITAL
REHAB/REPAIR MARITIME
D21RVE- MARITIME
D36RVE- CENTRAL ADMIN
RESIDENCE HALL CAMPUS LET BOND PROCEEDS
REHAB/REPAIR ALBANY
D01RVE- ALBANY
REHAB/REPAIR BINGHAMTON
D07RVE- BINGHAMTON
REHAB/REPAIR BUFFALO UNIVERSITY
D28RVE- SUNY BUFFALO
REHAB/REPAIR STONYBROOK
D13RVE- STONYBROOK
REHAB/REPAIR BROOKLYN
D14RVE - HSC BROOKLYN
REHAB/REPAIR SYRACUSE
D15RVE- HSC SYRACUSE
REHAB/REPAIR BROCKPORT
D02RVE- BROCKPORT
REHAB/REPAIR BUFFALO COLLEGE
D03RVE -SUB BUFFALO
REHAB/REPAIR CORTLAND
D04RVE- CORTLAND
REHAB/REPAIR FREDONIA
D05RVE- FREDONIA
REHAB/REPAIR GENESEO
D06RVE- GENESEO
REHAB/REPAIR OLD WESTBURY
D31RVE- OLD WESTBURY
REHAB/REPAIR NEW PALTZ
D08RVE- NEW PALTZ
REHAB/REPAIR ONEONTA
D09RVE- ONEONTA
REHAB/REPAIR OSWEGO
D10RVE- OSWEGO
REHAB/REPAIR PLATTSBURGH
D11RVE- PLATTSBURGH
REHAB/REPAIR POTSDAM
D12RVE- POTSDAM
REHAB/REPAIR PURCHASE
D29RVE- PURCHASE
REHAB/REPAIR FOR UTICA/ROME
D27RVE- CAMPUS RESERVE
REHAB/REPAIR ALFRED
D22RVE- ALFRED
REHAB/REPAIR CANTON
D23RVE- CANTON
REHAB/REPAIR COBLESKILL
D24RVE- COBLESKILL
REHAB/REPAIR DELHI
D25RVE- DELHI
REHAB/REPAIR FARMINGDALE
D26RVE- FARMINGDALE
REHAB/REPAIR MORRISVILLE
D27RVE- MORRISVILLE
STATE PARK INFRASTRUCTURE
CW/CA IMPLEMENTATION DEC
CW/CA IMPLEMENTATION STATE
CW/CA IMPLEMENTATION ERDA
CW/CA IMPLEMENTATION EFC
HAZARDOUS WASTE CLEAN UP
YOUTH FACILITIES IMPROVEMENT
HOUSING ASSISTANCE
HOUSING PROG FD-HSG TR FD CORP
HOUSING PROG FD AFFORD HSG CORP
HOUSING PROG FD-DEPT OF SOCIAL SERVICES
HOUSING PROG FD-HFA
HIGHWAY FAC PURPOSE
NY RACING ACCOUNT

March 31, 2015

$

April 30, 2015

-

134,187,645.50
5,606,974.64
87,063,301.41
132,568,502.13
7,598,131.01
13,972,846.05
12,733,101.42
32,666,509.62
84,707,492.44
12,559,100.55
1,223,750.00

May 31, 2015

-

185,691,943.88
5,665,756.91
92,884,081.10
134,680,573.01
8,756,072.92
13,972,846.05
12,733,101.42
32,666,509.62
84,725,928.96
12,615,952.17
1,255,000.00

55

Change
-

229,836,281.57
1,588,184.12
101,398,801.29
143,061,508.39
10,660,987.56
13,972,846.05
12,733,101.42
32,666,509.62
84,746,642.18
12,615,952.17
1,255,000.00

June 30, 2015

-

10,501,339.57
2,538,413.22
(79,940,335.04)
(63,630,607.91)
(3,511,855.50)
10,244,787.73
-

240,337,621.14
4,126,597.34
21,458,466.25
79,430,900.48
7,149,132.06
13,972,846.05
12,733,101.42
32,666,509.62
94,991,429.91
12,615,952.17
1,255,000.00

(****)

(**)

APPENDIX G

STATE OF NEW YORK

SCHEDULE OF MONTH-END TEMPORARY LOANS OUTSTANDING(*)
SFS Fund
32301
32302
32303
32304
32305
32306
32307
32308
32309
32310
32311
32351
32352
33001

20451
20452
20501
20810
20812
20818
20901
20904
21001
21002
21061
21065
21066
21067
21077
21080
21081
21082
21084
21087
21201
21202
21203
21204
21205
21401
21402
21451
21452
21902
21903
21907
21909
21911
21912
21913
21919
21937
21943
21945
21950
21959
21962
21964
21978
21979
21989
22003
22004
22006
22007
22009
22032
22034
22036
22039
22046

ACCOUNT TITLE
OPWDD-STATE FACILITIES PRE 12/99
DSAS-COMMUINTY FACILITIES
OMH-COMMUNITY FACILITIES
OASAS-COMMUNITY FACILITIES
OPWDD-COMMUNITY FACILITIES
DASNY - OMH ADMIN
DASNY - OPWDD ADMIN
DASNY - OASAS ADMIN
OMH -STATE FACILITIES
OPWDD -STATE FACILITIES
OASAS -STATE FACILITIES
CORR. FACILITIES CAPITAL IMPROVEMENT
DOCS-REHABILITATION PROJECTS
STORM RECOVERY ACCOUNT
TOTAL CAPITAL AND BOND REIMBURSABLE FUNDS
STATE SPECIAL REVENUE FUNDS
TUITION REIMBURSEMENT FUND
VOCATIONAL SCHOOL SUPERVISION
LOCAL GOVERNMENT RECORDS MGMT
CHILD HEALTH INSURANCE
HOSPITAL BASED GRANTS PROGRAM
EPIC PREMIUM ACCOUNT
LOTTERY-EDUCATION
VLT EDUCATION
ENVIR FAC CORP ADM ACCT
ENCON ADMIN ACCT
HAZARDOUS BULK STORAGE
FEDERAL GRANTS INDIRECT COST RECOVERY ACCOUNT
ENCON-LOW LEVEL RADIOACTIVE WASTE SITING
ENCON-RECREATION
PUBLIC SAFETY RECOVERY ACCOUNT
ENCON CONSERVATIONIST MAGAZINE ACCT
ENVIRONMENTAL REGULATORY
NATURAL RESOURCES ACCOUNT
MINED LAND RECLAMATION ACCT
GREAT LAKES RESTORATION INITIATIVE
AUDIT AND CONTROL OIL SPILL
HEALTH DEPT OIL SPILL
DEPT OF ENVIRONMENTAL CONSERVATION OIL SPILL
OIL SPILL COMPENSATION
LICENSE FEE SURCHARGES
PUBLIC TRANSPORTATION SYSTEMS
METROPOLITAN MASS TRANSPORTATION
OPERATING PERMIT PROGRAM
MOBILE SOURCE
HEALTH-SPARCS
OPWDD PROVIDER OF SERVICE
MENTAL HYGIENE PROGRAM
MENTAL HYGIENE PATIENT INCOME ACCOUNT
FINANCIAL CONTROL BOARD
RACING REGULATION ACCOUNT
NY METROPOLITAN TRANSPORTATION COUNCIL
CYBER SECURITY UPGRADE
SU DORM INCOME REIMBURSE
ENERGY RESEARCH ACCOUNT
CRIMINAL JUSTICE IMPROVEMENT
FINGERPRINT IDENTIFICATION AND TECH ACCOUNT
ENV LAB REF FEE
CLINICAL LAB FEE
PUBLIC EMP REL BOARD
INDIRECT COST RECOVERY
HIGH SCHOOL EQUIVALENCY PROGRAM
MULTI - AGENCY TRAINING ACCOUNT
BELL JAR COLLECTION ACCOUNT
INDUSTRY AND UTILITY SERVICE
REAL PROPERTY DISPOSITION
PARKING ACCOUNT
ASBESTOS SAFETY TRAINING
BATAVIA SCHOOL FOR THE BLIND
INVESTMENT SERVICES
SURPLUS PROPERTY ACCOUNT
FINANCIAL OVERSIGHT
REGULATION INDIAN GAMING

March 31, 2015

April 30, 2015

May 31, 2015

Change

June 30, 2015

115,467,374.33
173,878,404.40
32,768,915.23
6,791,126.31
578,545.69
90,746,842.94
1,729,169.40
39,009,180.72
43,372,491.81
1,029,229,405.60

119,060,085.35
173,524,511.82
29,756,256.27
2,772,711.62
165,276.03
94,613,093.09
1,797,798.02
51,446,414.92
43,372,491.81
1,102,156,404.97

121,355,001.85
174,124,035.68
30,005,302.07
2,772,711.62
564,776.03
101,140,877.48
1,853,445.96
78,584,428.84
43,763,264.04
1,198,699,657.94

(2,281,856.84)
909,000.00
2,104,161.14
3,520,500.00
4,798,312.56
176,581.59
(23,041,932.05)
(137,613,491.53)

119,073,145.01
175,033,035.68
32,109,463.21
6,293,211.62
564,776.03
105,939,190.04
2,030,027.55
55,542,496.79
43,763,264.04
1,061,086,166.41

765,793.87
3,987,774.28
9,998,179.66
13,976.59
28,848,817.48
19,664,316.02
9,211,336.79
19,996,630.06
257,033.82
633,149.22
6,196,080.16
14,599,802.84
4,291,667.41
14,435,273.46
473,012.44
802,020.44
107,024.05
7,255,414.17
858,397.95
62,978,418.26

16,644,204.18
4,124,506.60
10,663,502.94
506.59
28,465,614.96
19,294,891.50
41,791.91
35,382.25
999,524.65
4,510,133.61
20,427,075.27
321,786.22
38,966,818.47
267,508.72
5,763,318.67
13,230,746.72
2,689,227.33
8,099,167.41
15,276,106.93
507,509.47
771,841.20
69,336.53
7,868,539.37
172,789.77
63,614,984.97

40,230,182.81
11,102,592.79
2,240,337.61
3,683,656.22
10,261,250.53
506.59
30,534,725.84
19,790,854.43
157,025.40
48,638.57
2,899,154.95
5,645,979.15
21,189,479.50
681,554.37
373,176.98
6,270,169.82
13,749,733.35
518,843.98
8,099,167.41
15,457,868.97
513,036.23
114,422.32
126,812.83
7,179,949.97
622,669.46
64,244,429.70

23,848,488.52
9,912,097.35
209,718.91
140,186.58
443,073.78
2,501.88
(160,101.63)
(380,612.65)
47,187.17
13,395.32
776,858.48
(2,443,231.80)
47,963,705.32
628,980.94
322,275.08
48,873,470.30
100,715.92
604,491.02
749,126.21
(125,960.75)
311,211.42
804,797.46
23,159.40
482,971.51
22,178.14
736,316.84
173,743.22
606,109.51

64,078,671.33
21,014,690.14
2,450,056.52
3,823,842.80
10,704,324.31
3,008.47
30,374,624.21
19,410,241.78
204,212.57
62,033.89
3,676,013.43
3,202,747.35
47,963,705.32
21,818,460.44
1,003,829.45
48,873,470.30
473,892.90
6,874,660.84
14,498,859.56
392,883.23
8,099,167.41
15,769,080.39
804,797.46
536,195.63
597,393.83
148,990.97
7,916,266.81
796,412.68
64,850,539.21

56

(*****)

(*****)

(*****)

(*****)

APPENDIX G

STATE OF NEW YORK

SCHEDULE OF MONTH-END TEMPORARY LOANS OUTSTANDING(*)
SFS Fund
22053
22054
22055
22056
22062
22063
22078
22085
22087
22090
22094
22100
22130
22135
22144
22151
22156
22158
22168
22654
22802
23001
23101
23102
23151
23701
23702

25000-25099
25100-25199
25200-25249
25300-25899
31351
31354
31350-31449
25900-25949
25950
26000-26049

ACCOUNT TITLE
ROME SCHOOL FOR THE DEAF
DSP-SEIZED ASSETS
ADMINISTRATIVE ADJUDICATION
FEDERAL SALARY SHARING
NYC ASSESSMENT ACCT
CULTURAL EDUCATION ACCOUNT
LOCAL SERVICE ACCOUNT
DHCR MORTGAGE SERVICES
DMV-COMPULSORY INS PRGM
HOUSING INDIRECT COST RECOVERY
ACCIDENT PREVENTION COURSE PROGRAM
DHCR-HOUSING CREDIT AGENCY APPLY FEE
LOW INCOME HOUSING CREDIT MONITORING
EFC-CORPORATION ADMINISTRATION
MONTROSE VETERAN'S HOME
DEFERRED COMPENSATION ADMIN
RENT REVENUE OTHER - NYC
RENT REVENUE
TAX REVENUE ARREARAGE ACCOUNT
S.U. NON-RESIDENT REV. OFFSET
STATE POLICE MV ENFORCE
DOT - HIGHWAY SAFETY PRGM
EFC DRINKING WATER PROGRAM
DOH DRINKING WATER PROGRAM
NYCCC OPERATING OFFSET
COMMERCIAL GAMING REVENUE
COMMERCIAL GAMING REGULATION
TOTAL STATE SPECIAL REVENUE FUNDS
FEDERAL FUNDS
FEDERAL USDA/FOOD AND NUTRITION SERVICES FUND
FEDERAL HEALTH AND HUMAN SERVICES FUND
FEDERAL EDUCATION GRANTS FUND
FEDERAL OPERATING GRANTS FUND
MILITARY AND NAVAL AFFAIRS
DEPARTMENT OF TRANSPORTATION
FEDERAL CAPITAL PROJECTS FUND (ALL OTHER)
UNEMPLOYMENT INSURANCE ADMINISTRATION
FEDERAL UNEMPLOYMENT INS OCCUPATIONAL TRAINING
DOL EMPLOYMENT AND TRAINING GRANTS
TOTAL FEDERAL FUNDS

March 31, 2015

2,661,946.80
12,778,011.28
4,434,911.31
3,682,440.27
5,475,530.55
56,213.58
4,614,974.29
610,143.50
19,397,721.97
6,416,277.37
5,515,806.64
50,130,112.03
1,992,511.42
323,140,719.98

April 30, 2015

2,031,702.52
14,771,741.87
43,908.28
3,616,562.90
4,071,932.28
1,663,377.08
75,268.99
641,029.70
19,400,563.98
6,670,976.63
6,188,667.32
22,539,915.77
2,097,597.04
346,640,060.60

May 31, 2015

1,900,253.77
8,516,884.87
151,126.47
2,510,010.08
4,412,690.04
1,875,626.38
133,722.83
800,325.85
881,398.77
19,402,351.35
6,934,568.60
6,494,911.53
28,011,892.03
3,362,178.61
351,124,160.96

Change
778,743.52
1,064,525.13
105,070.42
1,302,719.79
364,303.30
3,149,523.31
19,856.75
5,693,244.11
118,756.52
1,925.86
(210,574.37)
391,230.30
2,249,242.77
223,937.43
149,939,358.29

5,541,178.59
21,945,618.98
1,155,454.60
256,916,852.47
6,834,152.75
352,640,639.57
33,538,184.52
35,965,117.75
4,201,899.00
718,739,098.23

44,391,190.90
953,794,423.79
17,575,027.10
376,275,648.30
6,834,152.75
349,946,238.25
36,071,587.06
1,232,096.50
1,281,101.26
1,787,401,465.91

19,640,836.54
183,318,089.07
15,857,795.16
304,019,592.08
6,830,600.75
384,729,868.11
45,503,024.62
17,035,280.65
444,940.39
977,380,027.37

1,296,616.21
386,812,965.40
(5,763,864.46)
(11,434,253.37)
(35,305.00)
(39,024,139.22)
4,547,367.85
(15,803,184.15)
(84,619.06)
320,511,584.20

June 30, 2015

2,678,997.29
9,581,410.00
256,196.89
3,812,729.87
4,776,993.34
5,025,149.69
153,579.58
6,493,569.96
1,000,155.29
19,404,277.21
6,723,994.23
6,886,141.83
30,261,134.80
3,586,116.04
501,063,519.25

20,937,452.75
570,131,054.47
10,093,930.70
292,585,338.71
6,795,295.75
345,705,728.89 (**)
50,050,392.47
1,232,096.50
360,321.33
1,297,891,611.57 (***)

60201
60901

AGENCY FUNDS
EMPLOYEES HEALTH INSURANCE ACCT
MMIS - STATE AND FEDERAL
TOTAL AGENCY FUNDS

50318

ENTERPRISE FUND
OGS CONVENTION CENTER ACCOUNT
TOTAL ENTERPRISE FUND

55001
55002
55003
55004
55005
55006
55007
55008
55009
55010
55011
55012
55013
55014
55015
55016
55017
55018
55019
55020
55021

INTERNAL SERVICE FUNDS

CENTRALIZED SERVICES-FLEET MGMT
CENTRALIZED SERVICES-DATA PROCESSING
CENTRALIZED SERVICES-PRINTING
CENTRALIZED SERVICES-REAL PROPERTY-LABOR
CENTRALIZED SERVICES-DONATED FOODS
CENTRALIZED SERVICES-PERSONAL PROPERTY
CENTRALIZED SERVICES-CONSTRUCTION SERVICES
CENTRALIZED SERVICES-PASNY
CENTRALIZED SERVICES-ADMIN SUPPORT
CENTRALIZED SERVICES-DESIGN AND CONSTR
CENTRALIZED SERVICES-INSURANCE
CENTRALIZED SERVICES-SECURITY CARD ACCESS
CENTRALIZED SERVICES-COP'S
CENTRALIZED SERVICES-FOOD SERVICES
CENTRALIZED SERVICES-HOMER FOLKS
CENTRALIZED SERVICES-IMMICS
DOWNSTATE WAREHOUSE
BUILDING ADMINISTRATION
LEASE SPACE INITIATIVE
OGS ENTERPRISE CONTRACTING ACCT
NYS MEDIA CENTER

35,832.49
3,546,536.60
163,462.87
334,857.97
1,403,544.35
24,591,180.84
4,054,793.55
1,826,408.81
26,961.54
241,987.19
70,576,060.87
2,519,465.67

3,480,606.94
196,535.76
630,128.62
1,532,701.20
31,189,721.56
4,605,333.17
2,060,379.17
33,852.14
26,961.54
66,930.68
74,838,818.33
2,700,957.32

57

3,392,698.46
332,045.49
1,868,554.73
14,450,052.13
2,218,997.44
82,008.83
26,961.54
29,021.73
73,644,834.79
2,869,187.51

926,773.96
(294,811.82)
(332,045.49)
5,138.30
(2,882,215.77)
943,865.28
(6,824.38)
139,710.04
(2,545,192.85)
221,428.33

926,773.96
3,097,886.64
1,873,693.03
11,567,836.36
3,162,862.72
75,184.45
26,961.54
168,731.77
71,099,641.94
3,090,615.84

APPENDIX G

STATE OF NEW YORK

SCHEDULE OF MONTH-END TEMPORARY LOANS OUTSTANDING(*)
SFS Fund
55022
55052
55053
55055
55056
55057
55058
55059
55060
55061
55062
55063
55066
55067
55069
55071
55072
55073
55201
55251
55252
55300
55301
55350

ACCOUNT TITLE
BUSINESS SERVICES CENTER
ARCHIVES RECORD MGMT I.S.
FEDERAL SINGLE AUDIT
CIVIL SERVICE LAW:SEC. 11 ADMIN
CIVIL SERVICE EHS OCCUP HEALTH PROG
BANKING SERVICES ACCOUNT
CULTURAL RESOURCE SURVEY
NEIGHBOR WORK PROJECT
AUTOMATIC/PRINT CHARGBACKS
OFT NYT ACCT
DATA CENTER ACCOUNT
HUMAN SVCE TELECOM ACCT
CYBER SECURITY INTRUSION ACCT
DOMESTIC VIOLENCE GRANT
CENTRALIZED TECHNOLOGY SERVICES
LABOR CONTACT CENTER ACCT
HUMAN SERVICES CONTACT CNTR ACCT
TAX CONTACT CENTER ACCT
JOINT LABOR MANAGEMENT ADMIN
EXECUTIVE DIRECTION INTERNAL AUDIT
CIO INFORMATION TECHNOLOGY CENTRALIZED SERVICES
HEALTH INSURANCE INTERNAL SERVICE
CIVIL SERVICE EMPLOYEE BENEFITS DIV ADM
CORR INDUSTRIES INTERNAL SERVICE
TOTAL INTERNAL SERVICE FUNDS

GRAND TOTAL - TEMPORARY LOANS OUTSTANDING

March 31, 2015

April 30, 2015

142,068.34
132,522.39
2,411,728.49
10,387,053.52
4,818,658.90
44,030,354.25
1,481,019.57
242,751.98
43,755,891.16
346,692.87
2,468,423.73
8,446,973.92
3,787,591.67
16,420,108.29
260,234,765.51

3,000,098.62
9,754,666.04
4,517,172.48
44,030,235.33
1,481,019.57
195,896.10
31,749,031.69
231,191.57
2,288,456.53
7,956,090.46
3,672,418.48
15,457,569.75
233,654,939.37

2,304,764,163.18

3,496,432,696.99

May 31, 2015

154,979.92
231,034.71
2,585,407.68
10,612,500.04
4,823,494.64
45,707,299.18
1,471,257.02
109,172.30
57,311,034.99
534,688.60
381,607.45
2,903,653.84
9,146,650.55
4,066,187.44
19,073,658.68
258,026,989.69

2,785,230,835.96

Change
(112,000.36)
84,554.79
(205,578.06)
560,529.73
(129,373.01)
114,604.11
(2,254,953.06)
1,286.19
(19,061.63)
41,750.30
14,180,537.82
42,844.12
22,724.27
175,340.33
346,901.67
132,559.26
(1,725,961.90)
7,432,530.17

340,269,981.13

June 30, 2015

42,979.56
84,554.79
25,456.65
3,145,937.41
10,483,127.03
114,604.11
2,568,541.58
45,708,585.37
1,452,195.39
150,922.60
71,491,572.81
577,532.72
404,331.72
3,078,994.17
9,493,552.22
4,198,746.70
17,347,696.78
265,459,519.86

3,125,500,817.09

(*) Temporary Loans are authorized pursuant to Subdivision 5 of Section 4 of the State Finance Law and Chapter 60, Part I, Section 1 and 1A, of the Laws of 2015-16.
The loans represent authorizations made by the Legislature to allow certain funds/accounts to make appropriated payments regardless of the fund (cash) balance.
Such loans are made from the State's Short-Term Investment Pool (STIP) and are intended to satisfy temporary cash shortfalls whenever scheduled disbursements
exceed available revenues during the fiscal year. Generally, temporary loans are repaid from the first cash receipts of the fund or account; however, in some cases actual
revenues are not sufficient to repay all loans made to the fund or account and a transfer from the General Fund "Repayment of Receivables" appropriation is approved by the Budget Director
The balances reported here in Appendix G are the actual fund balances as of the close of business on the last day of the reporting month and do not include post-closing adjustments
Please refer to Schedule 1 for a detailed analysis of the 'reported' cash balances of the fund group.
(**) A total of $16.3 million was transferred to the Highway and Bridge Capital Fund (30051) in March 2015. This was the final transfer of costs that were previously disallowed by the Federal Highway Administration.
(***) Except for DOT-Highways see note (**), temporary loans to federal funds are typically reimbursed within 2-3 days. Such loans are made pursuant to federal
regulations which require the State to disburse funds prior to making a reimbursement claim from the U.S. Treasury.
(****) Per Section 72 of the State Finance Law, the General Fund includes the Local Assistance Fund (10000) and State Purpose Fund (10050).
(*****) Temporary Loan authorized pursuant to Subdivision 5 of Section 4 of the State Finance Law and Chapter 55, Part I, Section 1 and 1A, of the Laws of 2014-15.

58

(*****)

(*****)