Alliance at Risk 2016
Alliance at Risk 2016
Alliance at Risk
              Strengthening European Defense in an
               Age of Turbulence and Competition
Rapporteur: Dr. Jorge Benitez is the Director of NATOSource and a Senior Fellow at the Atlantic Council.
Acknowledgement: Thank you to Magnus Nordenman, Romain Warnault, Diya Li, Robbie Gramer, Sarah
DeLucia, and Jeff Fleischer for their valuable contributions to this report.
ISBN: 978-1-61977-963-1
Cover photo credit: Ministry of Defense of the United Kingdom. RAF Typhoon and Russian Su-27 Flanker.
This report is written and published in accordance with the Atlantic Council Policy on Intellectual
Independence. The authors are solely responsible for its analysis and recommendations. The Atlantic
Council and its donors do not determine, nor do they necessarily endorse or advocate for, any of this
report’s conclusions.
February 2016
TABLE OF CONTENTS
FOREWORD                        1
      INTRODUCTION              3
         UNITED KINGDOM         5
            FRANCE              11
             GERMANY            17
              POLAND            23
               ITALY            27
                 NORWAY         31
A
PEN                  APPENDIX   37
              Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
FOREWORD
For more than six decades, NATO has provided the           economic interests. Every member of NATO is more
shield behind which the democracies of Europe              prosperous and secure today than the day it joined
have prospered in peace. By standing together, the         NATO. NATO provides all of its members with more
allies prevented another major conflict in Europe so       defense capabilities for less money than they would
their societies could rebuild from the catastrophic        have individually. Through NATO, every euro invested
destruction of World War II. Investing in strong           in defense provides each nation with more than a
defense and deterrence did not prevent the members         euro’s worth of defense capabilities. For example,
of NATO from improving their respective economies.         thanks to NATO the Baltic republics benefit from air
On the contrary, the safety and security provided by       defense capabilities they could not afford, Turkey
NATO was one of the factors that made it possible          benefits from Patriot missile defense systems it
for the Western democracies to recover from war and        does not own, and Great Britain benefits from anti-
achieve greater levels of economic                                             submarine capabilities it no longer
prosperity than ever before in the                                             possesses. To quote the motto of
history of Europe.                                                             the US forces in Europe, NATO
                                           NATO provides                       makes all of its members “Stronger
Although       the    allies  faced      all of its members                    Together.”
many challenges, crises, and
confrontations with the Soviet           with more defense                      In a few months, NATO’s leaders
Union during the Cold War, national        capabilities for                     will gather for a summit meeting in
commitments to deterrence and
strong defense through NATO
                                          less money than                       Warsaw, Poland. They will discuss
                                                                                many challenges faced by the
kept the peace. The generations           they would have                       Alliance. Strengthening European
that created NATO and won                    individually.                      defense will be a common element
the Cold War did so with fewer                                                  that contributes to overcoming
resources than we have today.                                                   these multiple threats to NATO.
Today the transatlantic community                                               Strengthening European defense
faces a world that is more turbulent and threatening       will provide the resources to help deter the threat from
than at any period since the end of the Cold War.          the East and prevail over the dangers from the South.
The crumbling order in the Middle East has spawned         Strengthening European defense will also provide the
refugee flows not seen since World War II, and has         capabilities to tackle new threats, such as cyberattacks
given rise to potent nonstate groups with the reach and    and the spread of ballistic missiles. And strengthening
power to not only destabilize countries in the region,     European defense will help restore balance to the
but also carry out terrorist attacks in Europe. Russia’s   transatlantic relationship and facilitate continued
continued aggression and assertiveness threatens the       investments in European security from our allies in
European security order based on the premise of a          North America.
Europe whole, free, and at peace. In spite of this new
security environment and pledges made at the NATO          I welcome this report because we will all benefit from
summit in Wales in 2014 to invest in defense, the recent   its goal of strengthening European defense. In these
record on European defense spending and investment         perilous times, there is no better investment for our
is arguably very mixed, to put it mildly.                  democracies than to defend the safety of their citizens
                                                           and peace in Europe.
Now is our time to invest responsibly in the Alliance,
not in spite of our economic interests and challenges,     Jaap de Hoop Scheffer
but because NATO protects both our security and            Former Secretary General of NATO
ATLANTIC COUNCIL                                                                                                  1
               Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
INTRODUCTION
The broader transatlantic community faces a new             the Alliance’s north, south, east, and west, which also
and dynamic security environment, which includes a          serves to illuminate the many perspectives and diverse
newly assertive Russia intent on altering the European      defense priorities that exists within the Alliance today.
security order in its favor and a turbulent and violence    Defense spending and investment is complex, and
wracked Middle East and North Africa that has, among        can hardly be judged on numbers alone. In terms of
other things, spawned the rise of the Islamic State of      generating capabilities and ready forces, it is often
Iraq and al-Sham (ISIS) and refugee flows not seen          just as important how the funding gets spent, as
since the end of World War II. Europe’s security climate    how much of it is put into the defense budget. This
is arguably at its worst in over twenty-five years.         project therefore looks beyond the raw numbers, and
                                                            provides analysis and recommendations from experts
To respond to these new security challenges, the            and practitioners that are intimately familiar with the
members of NATO committed themselves at the                 nations covered in this report.
2014 NATO summit in Wales to increased defense
spending after a long period of defense austerity           The transatlantic community faces a long-term future
across the Alliance, and to a greater focus on defense      of turbulence and competition, which features both
investment. To date, however, the results of these new      state and nonstate adversaries, as well as strategic
commitments have been mixed at best. The lack of            shocks and sudden change. Strengthening European
broad progress is especially worrying as the Alliance       defense capabilities will be a key building block to
approaches the Warsaw Summit during the summer              ensure that NATO can remain relevant and able to
of 2016, a milestone where many hope that NATO can          defend the values and interests of its members, and
begin to build a new and robust long-term approach to       provide for peace and stability in Europe. As NATO
the new security challenges to NATO’s east and south.       Secretary General Jens Stoltenberg emphasized;
                                                            “We are facing the biggest security challenges in a
To highlight the challenges in defense spending, and        generation. They are complex, interrelated and come
provide recommendations on the way forward, the             from many directions. . . . So now is the time to invest
Atlantic Council launched its “Alliance at Risk” project,   in our defense.”
which draws together noted experts and former senior
officials to provide analysis and recommendations for       This Atlantic Council project would not have been
how the Alliance should think about defense spending        possible without the generous support of Airbus,
and defense investments in these turbulent times.           the Council’s long-standing partner on transatlantic
The project highlights six leading NATO nations from        security issues.
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                Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
UNITED KINGDOM
by Richard Shirreff
The publication of the 2015 Strategic Defense and                In order to understand how the Cameron government’s
Security Review (SDSR) is a watershed moment for                 SDSR will reset defense and improve the capability of
the United Kingdom (UK).1 It offers the opportunity              the British armed forces, it is important to examine the
to rebuild capabilities lost in the past decade of               broader political and strategic context behind it. This
resources-driven defense reviews and to arrest the               also requires addressing the current global security
weakening trend in defense and foreign policy that               environment as the UK finds it, and not as the UK
has been a feature of the last five years. With strong           would like to see it.
political leadership and a willingness to think and act
strategically, the David Cameron                                                         First, as the Prussian military
government has the chance to                                                             strategist Carl von Clausewitz
re-establish the UK as a force for                                                       reminds us, the heart of the
good in defense and security and            The David Cameron                            challenge faced in the conduct of
a respected European contributor              government has                             war is to understand the character
                                                                                         of conflict, that ever-enduring
to NATO.
                                               the chance to                             feature of the human condition.3
Even before the SDSR was                      re-establish the                           Even more difficult is the
released, there was evidence                                                             challenge of identifying what the
for optimism. In particular, the
                                             UK as a force for                           future holds. As military historian
decision in Chancellor of the                 good in defense                            Professor Sir Michael Howard
Exchequer George Osborne’s
budget to ring-fence defense
                                                and security                             warns, “No matter how clearly one
                                                                                         thinks, it is impossible to anticipate
spending at 2 percent of gross                and a respected                            precisely the character of future
domestic product (GDP) sent a                    European                                conflict. The key is not to be so
much-needed signal of political                                                          far off the mark that it becomes
commitment, and did much for UK                contributor to                            impossible to adjust once that
credibility.2 But the rhetoric must                NATO.                                 character is revealed.”4 Therefore,
be backed by substance. Despite                                                          what will the character of twenty-
Osborne’s announcement, a Royal                                                          first-century conflict require of
United Services Institute report                                                         Britain’s armed forces?
warned that defense spending will fall to 1.85 percent
of GDP by the end of the decade (unless the budgets              In essence, the nonstate and state actors that Britain
for the intelligence agencies are included). SDSR will           will face on the battlefield will all take advantage
help repair the damage that has been done to UK                  of various asymmetric techniques and capabilities
defense capabilities since the turn of the century. Two          to circumvent Britain’s strengths and exploit its
percent of GDP is probably the minimum amount of                 vulnerabilities. Instead of the traditional spectrum
spending needed to prevent our military from falling             of warfare, with peacekeeping operations on one
to a diminished capability and becoming a hollowed-              end and total war between states on the other,
out force. Regenerating lost capabilities will almost            adversaries will challenge the UK with a dynamic
certainly require more resources.                                combination of different forms of warfare, rather than
                                                                 a neat escalation from one type to another. Thus, our
1 Government of the United Kingdom, National Security Strategy   forces could face conventional and irregular warfare,
  and Strategic Defence and Security Review, November 2015,
  https://www.gov.uk/government/uploads/system/uploads/          terrorism, insurgency, and criminal activity at the
  attachment_data/file/478933/52309_Cm_9161_NSS_SD_
  Review_web_only.pdf                                            3 Carl von Clausewitz, On War, translated and edited by Michael
2 HM Treasury and the Rt Hon. George Osborne MP, Government        Howard and Peter Paret (Princeton, NJ: Princeton University
  of the United Kingdom, “Summer Budget 2015,” https://www.        Press, 1976).
  gov.uk/government/publications/summer-budget-2015/summer-      4 Michael Howard, The Use and Abuse of Military History
  budget-2015.                                                     (Cambridge, MA: Harvard University Press, 1983), pp. 194-5.
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
Challenger 2 tank of the Royal Welsh Battle Group. Photo credit: Ministry of Defense of the United Kingdom.
same time, instead of in theoretical isolation from                  The threat to UK defense is posed by a resurgent
one another. This type of conflict is called a “hybrid               Russia. The Russian invasion of Crimea, its support for
conflict,” an amalgamation of high-tech combat                       separatists, and its invasion of eastern Ukraine have
operations and long-term stabilization operations.                   effectively ripped up the post-Cold War settlement
Some of these hybrid conflicts can result in combat of               of Europe. President Vladimir Putin has shattered any
extreme intensity. Hybrid conflicts such as these will be            thoughts of a strategic partnership with NATO; instead,
relentless and will tax our physical and psychological               Russia is now a de facto strategic adversary. Even
endurance. These conflicts will also need to be won                  more dangerously, the threat is potentially existential,
under intense scrutiny from the media and politically                because Putin has constructed an international
empowered and well-connected groups with insatiable                  dynamic that could put Russia on a collision course
demands for information.5                                            with NATO. At the center of this collision would be the
                                                                     significant Russian-speaking populations in the Baltic
Furthermore, these complex hybrid conflicts will                     states, whose interests are used by the Kremlin to
probably remain a defining characteristic of warfare                 justify Russia’s aggressive actions in the region. Under
in the twenty-first century, even in conflicts between               Article 5 of NATO’s Washington Treaty, any military
states. Thus, Iraq and Afghanistan are not aberrations               move by Putin on the Baltic states would trigger war,
but representations of the future, as was Lebanon in                 potentially on a nuclear scale, because the Russians
2006, Georgia in 2008, and most recently, Syria and                  integrate nuclear weapons into every aspect of their
eastern Ukraine. So in general terms, the UK faces two               military thinking.
primary challenges: defense and security, each of which
epitomizes the breadth of issues that the SDSR must                  The implications for UK’s SDSR are clear. Britain’s
confront.                                                            previous National Defense Strategy stated, among
5 Gen. Sir Richard Shirreff, “Unity of Purpose in Hybrid Conflict:   other things, that there is no existential threat to its
  Managing the Civilian/Military Disconnect and ‘Operationalizing’   shores.6 Putin has rendered this strategy obsolete,
  the Comprehensive Approach,” speech delivered at Chatham
  House on March 23, 2010, https://www.chathamhouse.org/             6 Government of the United Kingdom, “A Strong Britain in an Age
  sites/files/chathamhouse/public/Meetings/Meeting%20                  of Uncertainty: The National Security Strategy,” October 2010,
  Transcripts/230310shirreff.pdf.                                      https://www.gov.uk/government/uploads/system/uploads/
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                 Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
not least because there is an existential threat to the          presence in the region. Along with the Baltic air-
territory of the allies Britain must defend through              policing mission, effective deterrence demands more
Article 5, which states that an attack on one NATO               than just episodic training activity. Rather, a permanent
state is an attack on all. While the SDSR does not               land presence is required to prevent any Russian coup
face the existential threat posed by Russia head on, it          de main operation that could achieve its aims before
does make it clear that the UK’s independent nuclear             any NATO reserves are able to react. Given the UK’s
deterrent is “essential” and calls for the acquisition           strong defense relationship with Norway, Denmark,
of four new nuclear armed submarines to replace the              and the Baltic states, the capability of Britain’s armed
Vanguard class and provide a “Continuous At Sea                  forces, and the respect in which they are still held, it
Deterrent.”7                                                     would be appropriate for the UK to contribute units
                                                                 to a combined arms brigade, equipped with tanks,
Furthermore, the UK must structure and resource its              armored infantry, artillery, engineers, and attack
armed forces to meet the needs of NATO as it faces its           helicopters based in Estonia, Latvia, and Lithuania.
greatest defense challenge since the end of the Cold
War. While NATO’s declaration at its 2014 Summit                 In addition to in-place forces, NATO also needs strong
outlined ambitious new measures to deter Putin, no               and capable reserves able to deter attacks within the
member state has since followed up with significant              airspace, through the sea lines of communication,
defense spending increases. Through the SDSR,                    and within the territory of the Alliance. This means
the UK, as the largest defense spender in Europe, is             having the right command and control, readiness,
beginning to step up and play a                                                       and capabilities. There are high
leading role, ensuring NATO sends                                                     expectations surrounding the
a powerful message of deterrence                    To deter any                      establishment of NATO’s Very
to Russia. The message is “thus                                                       High     Readiness    Joint     Task
far perhaps but absolutely no                          Russian                        Force, but unless it is a standing
further,” and it requires a strategy               encroachment                       force—trained and ready, with
in which diplomacy and sanctions                                                      permanently allocated units and
are backed up by military strength.
                                                   into the Baltic                    a fixed command structure—it will
Underpinning everything that                        states, NATO                      be useless. At the very least, NATO
NATO (and therefore the UK) does
is the need for strong conventional
                                                  should establish                    needs     a    twenty-first-century
                                                                                      version of the Allied Command
and nuclear deterrence to ensure                    a permanent                       Europe (ACE) Mobile Force,
that Putin does not gamble on                     presence in the                     which had a permanent tactical
what he rightly perceives to be                                                       headquarters and allocated units
Western weaknesses.                                    region.                        across the Alliance. The ACE
                                                                                      Mobile Force trained annually
In terms of defense, the UK also                                                      in northern Norway or Turkey,
needs to think through what                                      under the direct command of the Supreme Allied
collective defense means in the twenty-first century in          Commander Europe (SACEUR). Only such a force,
the face of a Russian asymmetric approach that seeks             capable of a rapid response, will be an adequate high-
to undermine the integrity of a state from within, and is        readiness reserve. Britain should consider taking on
below the threshold that would trigger a multinational,          framework nation responsibility as it did effectively
Article 5 response. The UK needs to develop strategies           with its innovative establishment of the first of NATO’s
that help its allies counter the manipulation of                 High Readiness Forces (Land) (HRF(L)), the Allied
minorities by Russian Special Forces, in addition to             Rapid Reaction Corps (HQ ARRC), in 1992.
improving resilience against psychological operations
and cyberattacks. This needs careful thought. However,           On top of this, the NATO response force needs to be
there also needs to be training and education at the             rebuilt and capable of deploying a corps-sized force
highest political levels to ensure that the decision             for warfighting at graduated readiness. On land, Britain
makers in NATO are ready for the challenge when it               should be ready to provide the corps headquarters
comes. Britain is well-placed to play a lead role in this.       based on HQ ARRC (still the primus inter pares of
                                                                 HRF(L) in the Alliance) but also a division of three
Next, to deter any Russian encroachment into the                 brigades, together with the necessary level of combat
Baltic states, NATO should establish a permanent                 and combat service support. Such a powerful package
  attachment_data/file/61936/national-security-strategy.pdf.     must also be matched by similar capabilities at sea and
7 Government of the United Kingdom, National Security Strategy   in the air.
  and Strategic Defence and Security Review, op. cit.
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
Royal Navy Astute class submarine HMS Ambush. Photo credit: Ministry of Defense of the United Kingdom.
In terms of security, the challenge that the UK faces,       First, through the deployment of precision strike; special
along with its Western allies in NATO, the European          forces; and other intelligence, surveillance, target
Union (EU), and the G7, is the pernicious threat of          acquisition, and reconnaissance (ISTAR) assets to target
jihadi Islam let loose by a combination of the invasion      the enemy. Second, through the stabilization of fragile
of Iraq in 2003, the Arab Spring, the Syrian civil war,      states via full-spectrum capacity building, part of which
and the collapse of Libya in 2011. While this does not       includes growing the capabilities and professionalism
pose the existential threat that war with Russia would,      of indigenous armed forces so they can take on the
particularly given the nuclear dimension, it does pose       jihadis themselves. In addition to rebuilding a high-end
a generational security and terrorist threat to Western      warfighting capability, the SDSR should institutionalize
citizens worldwide. This security threat has plunged         and provide the resources for Britain’s armed forces to
the Middle East into chaos and bloodshed and is a real       deploy capacity building teams with appropriate force
and present threat to the internal security of Western       protection and logistical support.
nations.
                                                             However, none of this will happen without the right
Ultimately, the solution to the phenomenon of ISIS and       strategic thinking or resources. First, the Cameron
other jihadist groups lies in winning the battle of ideas,   government must discover a willingness to commit the
and this solution can only come from within Islam in         right ways and means to achieve strategic effect against
the form of an Islamic reformation. Nevertheless, the        the UK’s adversaries. The coalition government’s
British armed forces, along with their allies, have a        timid unwillingness to make an overseas commitment
role to play as part of an internationally agreed upon,      must be set aside, and Prime Minister Cameron must
comprehensive, and politically led strategy. While           discover the confidence to commit appropriately to
large-scale coalition military deployments, such as          contributing to the defense and security challenges
those we saw in Iraq and Afghanistan, are potentially        of the age. Above all, the relationship with the United
counterproductive, there are two ways in which British       States must be rebuilt, and the pride in standing
armed forces can contribute to a strategy to neutralize      shoulder to shoulder with the UK’s most important ally
jihadism as a threat.                                        rediscovered. As US President Barack Obama said in a
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                 Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
British Royal Marines skiing in Norway. Photo credit: Ministry of Defense of the United Kingdom.
recent BBC interview, “part of the greatness of Great               under-trained reserves; the scrapping of Royal Navy
Britain, of the United Kingdom, is that it is willing, as           escort ships; carriers built but with no aircraft to fly
we are, to project power beyond our immediate self-                 off of them for some years; the disposing of this island
interests to make this a more orderly, safer world.”8               nation’s maritime patrol aircraft. On top of this, a force
The Cameron government must demonstrate that it is                  hollowed out to such an extent that the deployment
ready to rebuild and live up to that                                                    of a brigade, let alone a division,
reputation.                                                                             at credible readiness would be
order. And there is much to be                   a major challenge.                      Finally, for this review to be
done after the severe cuts made                                                          genuinely strategic, statesmanship
by the coalition government:                                                             will be necessary and short-term
regular army manpower slashed by nearly 20 percent                  political calculation will need to be set aside. The
and increased dependence on under-recruited,                        implementation of the new national defense strategy
8 “Full Transcript of BBC Interview with President Barack Obama,”
  BBC, July 24, 2015, http://www.bbc.com/news/world-us-             9 “British Army on Polish NATO Exercise,” British Army, November
  canada-33646542.                                                    20, 2014, http://www.army.mod.uk/news/26733.aspx.
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
RAF Reaper drone. Photo credit: Ministry of Defense of the United Kingdom.
must address the threats of the age, whether it is          reversing this trend and ensuring a stronger Britain in
revanchist Russia and its potential clash with NATO or      the years ahead.
the arc of chaos on the periphery of Europe. Strategy—
the integration of ends, ways, and means in the pursuit     General (ret.) Sir Richard Shirreff, KCB, CBE, is Director
                                                            at Strategia Worldwide Ltd. and was NATO’s Deputy
of policy—requires putting substance behind the first
                                                            Supreme Allied Commander Europe from 2011 to 2014.
duty of government: protection of the state. For more
                                                            The opinions expressed in this essay are those of the
than a decade, the Cameron-led coalition government         author and do not represent the views of the British
and its predecessors took significant risk with Britain’s   government.
defenses. The 2015 review is an important step to
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                 Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
FRANCE
by François Heisbourg
Unlike most European countries, France enjoys the                war, eventually forcing the United States to abandon
unusual situation of not being overly constrained in its         its attempts to secure the assent of the UN Security
defense policy and military spending by an unwilling             Council. This widely supported opposition stance
electorate or stingy taxpayers. It is not that the               demonstrated to the French that they were able to
French are particularly bellicose as a people: During            make their own decisions and, as events proved, to act
the 2003 Iraq crisis, opinion polls showed levels of             wisely. This added to the French President’s already
disaffection for the Iraq war were as great as those             strong credit as Commander in Chief.
in other European countries. Contrary to conventional
wisdom, the French were similarly opposed to military            France took a very different position in August 2013
intervention in Libya, with some 63                              over the use of chemical weapons by Syrian President
percent of the public against it on                                                 Bashar al-Assad’s regime in
the eve of military operations.1                                                    Damascus. The British House of
                                                      No serious                    Commons refused to authorize
Instead, simply put, the French                                                     United Kingdom participation in
tend to trust their government
                                                  politician . . . has              the US-led airstrikes then being
when it comes to matters of                        chosen to make                   prepared against Assad’s forces.
war and peace. The day after
then-President Nicolas Sarkozy
                                                    a career out of                 In contrast, French aircraft stood
                                                                                    down only four hours before the
announced the first airstrike                    advocating military                operation was to commence,
against Libya’s former dictator                   spending cuts or                  when US President Barack Obama
Muammar al-Qaddafi’s forces                                                         explained to a surprised French
near Benghazi, opinion polls                        discarding the                  President that he had changed his
showed public support for the war                 nuclear deterrent.                mind about enforcing the red line
jumped to more than two-thirds,                                                     he had drawn.
and stayed above or around 50
percent until the end of operations                                                    This rallying around the flag also
more than six months later.2 This high level of support          applies to defense spending and defense policy. No
continued despite the widespread initial expectations            serious politician, even at the extremes of the multihued
of a shorter campaign.                                           French political spectrum, has chosen to make a career
                                                                 out of advocating military spending cuts or discarding
When current President François Hollande announced               the nuclear deterrent, which absorbs around a fourth
the wholly unexpected launch of operations against               of the defense acquisition budget. Even the Greens
a sudden jihadi offensive in Mali in January 2013,               keep their otherwise strong antinuclear stance in check
public and political support were instantaneous and              when it comes to nuclear deterrence, and the hard
massive, notwithstanding the very low levels of trust            left puts little energy into attempting to reduce arms
and popularity from which President Hollande was                 acquisitions in exchange for higher social spending.
suffering in opinion polls.                                      Over the years, opinion polls have indicated that the
                                                                 public believes defense spending should neither be
In 2003, the trust placed in the executive was                   increased nor diminished. Presidents can easily justify
reinforced by the decision not to participate in the             increases in defense spending, as was the case for
invasion of Iraq. France actively fought against the             former President Jacques Chirac from 2002 to 2007.
1 “Les Français et la légitimité d’une intervention militaire    In France, as in other democracies, the Ministry of
  en Libye” [The French and the Legitimacy of a Military         Finance fights defense spending on principle; but in
  Intervention in Libya], Institut Français D’Opinion Publique
  (IFOP), October 3, 2011, http://www.ifop.com/?option=com_      France, the Ministry of Finance is the only opponent
  publication&type=poll&id=1427 (in French).
2 Ibid.
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
French Mirage 2000N. Photo credit: Ministry of Defense of the United Kingdom.
of the Ministry of Defense—albeit an exceptionally          year,3 excluding military pensions. If military pensions
aggressive one.                                             are included, as is done in NATO statistics, along with
                                                            a dual-use research and development (R&D) fund
The leeway accorded by favorable public opinion             (not included in NATO figures), the total is some
extends to the question of leadership in European           41.2 billion euros, i.e., 1.95 percent of 2014 GDP,4 just
security. Even if NATO is less popular with the French      shy of NATO’s important 2 percent benchmark. The
public than European defense or purely national control     qualifying verb (“appears”) used above refers to the
of policy, the French will defer to the option chosen       transient elements in both revenue (e.g., nonrecurring
by their President. This deference is demonstrated by       funding from the sale of state-owned assets, and
public support and bipartisan approval of the US-led        supplemental funding to cover part of the costs of
Gulf War of 1991, to which France committed a combat        unforeseen military operations) and expenditures (e.g.,
division; the NATO-run war in Kosovo in 1999, to which      excess costs from unforeseen military operations),
French aircraft executed more combat sorties than           which make it difficult to compute a solid retrospective
any other European air force; and the French-UK led         budget outturn. Overall, the figures come close to the
campaign under NATO auspices in Libya in 2011.              mark, in that the Hollande presidency (which began in
                                                            2012) has given symbolic importance to being able to
The bottom line is that what ultimately weighs on
                                                            stick to the 31.4 billion euros figure, if needed, through
French defense spending and military capabilities will
                                                            ad hoc budget adjustments.
be the availability of resources and the political and
strategic ambitions of its leaders, rather than public or   In practical terms, this means that defense spending
party political pressure. Available inputs and desired      has diminished in terms of purchasing power, with an
outputs are unfortunately diverging.                        average headline inflation rate of 1 percent during the
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                Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
period 2012-15. This loss of purchasing power has been           fulfilling NATO commitments than they had been in
partially recouped through cuts in military manpower.            previous years, because the ability to participate in a
                                                                 joint allied major military operation has become the
In summary, slow erosion, rather than severe cuts,               force dimensioning mission. Previously, from the end
characterizes defense spending under Hollande. This              of the Cold War until 2013, it was a Gulf War-1991 type
was also the case under his predecessor Sarkozy,                 of contingency, which was the force dimensioning
coming after the budget increases under Chirac in the            mission, emphasizing long build-up times, far-flung
2002-07 period. Given France’s defense and security              logistics, and involving Middle Eastern adversaries.
ambitions, this may not be good enough to maintain               This was both highly demanding in terms of cost and
an adequate force structure and posture, particularly            manpower, and out of step with more likely NATO
in a much more challenging threat environment.                   contingencies. Quick response and high-end but
                                                                 less numerous forces are now emphasized, a choice
OUTPUTS                                                          validated by the return of war in the former USSR and
From this limited resource base, France manages to               the Mediterranean. Smaller contingencies, such as in
extract a diversified, broad-spectrum, versatile, and            Mali in 2013 or the NATO operations in Libya in 2011,
competent force structure.                                       are nested in the dimensioning capability.
Deterrence is ensured through a nuclear dyad of four             Since the end of the Cold War, French forces have been,
second-generation nuclear-powered ballistic missile              on average, employed in five or six distinct military
submarines with sixteen missile tubes and sixty ground-          operations each year. For example, French forces have
based, carrier-borne Rafale combat                                                     participated in six operations thus
aircraft equipped with supersonic                                                      far in 2015: Operation “Barkhane”
nuclear-tipped cruise missiles.                  Since the end                         against terrorist groups in the
The corresponding close to three
hundred nuclear warheads are
                                                of the Cold War,                       Sahel; Operation “Sangaris” in the
                                                                                       Central African Republic; Operation
brand new, designed for a long life           French forces have                       “Chammal” against ISIS in Iraq and
after the test-ban treaty. Stockpile
stewardship has benefitted from
                                               been, on average,                       Syria; UNIFIL in South Lebanon;
                                                                                       and counter-piracy operations
heavy investment—in cooperation               employed in five or                      undertaken by the European
with the United States’ National              six distinct military                    Union (Operation “Atalanta” in the
Ignition Facility, along with jointly                                                  Indian Ocean) and France alone
built and operated R&D facilities in            operations each                        (Operation “Corymbe” in the Gulf
France and the UK—since before                        year.                            of Guinea). These involved a total
the middle of the twentieth century.                                                   of close to ten thousand military
                                                                                       personnel, in line with past patterns.
Since the 2008 white paper                                                             In addition to these numbers, some
on defense and national security was released,5                  ten thousand soldiers were also deployed in France
intelligence has been recognized as a pivotal strategic          itself (Operation “Sentinelle”) to secure vulnerable and
priority, with a corresponding expansion of imagery              sensitive sites against terrorist attacks.
(IMINT), electronic (ELINT), and human intelligence
(HUMINT) assets, and their competent integration                 France has military bases and facilities on or near every
at all levels into the decision-making and operational           continent, including in Djibouti and Abu Dhabi, as well
processes, with an accordingly shortened decision-               as on the Kourou spaceport in Guyana. With 215,000
making cycle. This expansion paid handsome                       active duty military members (of which 115,000 are
dividends in the high-tempo operations in Mali in 2013,          in the Army) and a small operational reserve of some
in a battlespace the size of Texas. The increase in the          26,000, France’s forces are clearly being stretched
size and capability of the Special Forces is also part of        by these multiple commitments. Moreover, the size
this process.                                                    of the force structure has been shrinking rapidly and
                                                                 substantially, while commitments have remained at
Intervention forces have shrunk along with the                   high levels. Indeed, after the terror attacks in France
size of the manpower pool (see below). Somewhat                  in January 2015, the government sharply reduced the
paradoxically, they are probably better suited to                pace of force reductions. The problem here is one of
                                                                 over-commitment, not one of absolute scale. As a ratio
5 “The French White Paper on Defense and National Security,”
  Présidence de la République, 2008, http://www.ambafrance-ca.
                                                                 of active servicemen and -women to the population,
  org/IMG/pdf/Livre_blanc_Press_kit_english_version.pdf.         France with 3.3 per thousand is doing better than the
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
French aircraft carrier Charles de Gaulle off the coast of France in 2014. Photo credit: Hervé Dermoune.
UK (1.7) or Germany (2.2), if not the United States (4.4),    economic growth and thus broaden its budget base.
which has an additional extensive operational reserve.        Nor is it clear that the political economy of the
Indeed, as is the case for other continental European         eurozone, characterized by suboptimal growth and
countries, the French military is undercapitalized            the preference for deficit cutting, will allow France
compared to its US and, to a lesser extent, UK                to significantly increase defense spending without
colleagues. Even if French defense spending were rising,      breaking the EU Commission’s expenditure benchmark
it would make more sense to recapitalize the military         and risking a crisis with Berlin. With significant
than to expand the active service manpower, as current        downside risks—like the impact of the refugee crisis
commitments can probably be met if manpower ceases            and Brexit—even simply freezing defense spending
to shrink and is kept stable.                                 may be tough to achieve.
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               Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
Soldier in the French Foreign Legion. Photo credit: Ministry of Defense of the United Kingdom.
reserves for such contingencies covered less than           could backfire on his successor(s) as the situation
half of the actual cost—around a billion euros a year.      deteriorates further. French officials were stunned by
The difference in cost was covered in supplemental          the speed with which the United Kingdom has pared
budgets by windfall revenues, largely generated by the      down its global and regional strategic role from August
constant decrease in the interest                                               2013 onwards, after the House of
rate of new treasury bills issued on                                            Commons refused to authorize
the bond market, which has treated                                              the use of force against Assad’s
France as a quasi-doppelgänger               It would make                      regime in Syria for having used
of virtuous Germany. But with ten-            sense for the                     chemical weapons. The fact that
year government bonds dropping
to close to a zero percent interest
                                            EU, and notably                     this sequence played out a full
                                                                                decade after the invasion of Iraq
rate, the windfall effect has                 Germany, its                      shows that political U-turns can
reached an end. If anything, it may         most important                      occur long after the initial events.
go into reverse as the US Federal
Reserve System eventually raises          economic actor, to                    There are essentially two mutually
its own rates.                              remove defense                      reinforcing     sets   of   policies
                                                                                whereby France may be able to
Finally, there is limited risk that          spending from                      continue to strategically punch
the public will lose its trust in the     ongoing EU deficit-                   at a level commensurate with its
executive on defense policy. There                                              standing as a permanent member
is currently no hard evidence of           cutting measures.                    of the UN Security Council. The
this, but there is grumbling about                                              first is a return to economic
the effect on public opinion from                                               growth. It was only in the second
the rise of jihadism in Libya after the overthrow of        half of 2015 that France’s GDP, along with that of the
Qaddafi and the mounting tide of illegal immigration        eurozone in the aggregate, recovered to the pre-crisis
to Italy and beyond. With former President Sarkozy          level of late 2007—after eight years of stagnation.
claiming credit for the Libya campaign, this affiliation    Substantial structural reforms in the short and medium
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
terms are the prerequisites for sustainable growth. The     agreed with France on this issue. Clearly, the threat
corresponding decisions depend largely on French            perceptions in Berlin and Brussels are still far removed
domestic choices.                                           from those prevailing in Paris and Washington, DC.
The second strand heavily depends on European,              Dr. François Heisbourg is Special Advisor at the
rather than national, decisions. Given the hardening        Fondation pour la Recherche Stratégique and was a
of the security environment, it would make sense            member of the commission that produced the French
for the EU, and notably Germany, its most important         government’s 2008 Defense and National Security White
                                                            Paper. The opinions expressed in this essay are those of
economic actor, to remove defense spending from
                                                            the author and do not represent the views of the French
ongoing EU deficit-cutting measures. France has made
                                                            government.
suggestions to that effect. Unfortunately, for the time-
being, neither the EU as a whole nor Germany has
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                 Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
GERMANY
by Patrick Keller
German defense spending “does not even begin to                        an even greater engagement in international security
match the requirements” of the German armed forces,                    affairs.
which “have been chronically underfunded since 1990,”
according to Inspector General of the German Army                      Looking at the German defense budget, the twenty-
Bruno Kasdorf.1 Although it is rare for a German officer               five years since reunification tell a story of steady
to publicly voice such concerns, Gen. Kasdorf had little               decline.3 From 1991 to 1997, defense spending
reason to worry about the political                                                       decreased continuously, from
leadership’s reaction—and not just                                                        about 28 billion euros to 23 billion
because he gave the interview two                  German defense                         euros (or from approximately 2
                                                                                          to 1.6 percent of GDP). However,
months before his retirement. In
fact, defense experts from all major
                                                    spending “does                        the Kosovo War from 1998 to
parties in parliament, from the                     not even begin                        1999 brought an end to the
                                                                                          “peace dividend” era, and defense
Christian Democrats to the Greens,                   to match the                         spending has been on a slow but
agree with his assessment.2 The
Bundeswehr, despite its world-                     requirements” of                       steady rise since 2001 (with only
class officer corps and admirable                the German armed                         minor cuts in 2003 and 2010). The
                                                                                          financial crisis, which started in
performance in recent missions,
such as the International Security
                                                 forces, which “have                      2008, did not have a discernible
Assistance Force mission in                        been chronically                       effect on this trend. Yet, at the
                                                                                          same time, the modest increases
Afghanistan, lacks the resources
needed to sustain current levels
                                                  underfunded since                       have not even offset inflation.
of military ambition. And yet, a                 1990,” according to                      In real terms, defense spending
substantial change in direction                   Inspector General                       has been decreasing. Moreover,
                                                                                          most of the additional money has
seems impossible to achieve as
the Chancellery and Treasury—not                      of the Army                         gone to personnel costs, not to
to mention the public at large—                     Bruno Kasdorf.                        procurement or R&D. And with the
set different financial priorities for                                                    growth of the German economy,
the country. In determining how to                                                        defense spending has declined to
strengthen German defense under these conditions,                                         an average of about 1.25 percent
three issues need to be addressed.                                     of GDP. In 2014, Germany had a defense budget of 32
                                                                       billion euros, amounting to just 1.14 percent of GDP.4
1. There is a contradiction at the heart of German
defense policy. On the one hand, defense has                           As a consequence, shortages and readiness problems
been ignored for decades, not just in terms of                         have become apparent with increasing frequency.
underfinancing the Bundeswehr, but also politically,                   International media outlets revel in embarrassing
by neither defining nor explaining the purpose of the                  stories about German tanks using broomsticks instead
German armed forces to the German public. On the                       of guns in NATO exercises or the defense minister
other hand, German leaders insist that Germany has                     arriving in Erbil, Iraq, to oversee the historic handover
always carried its share of responsibilities and call for              of weapons to the Peshmerga in the fight against
                                                                       ISIS—only to learn that the weapons were stuck in
1 Christoph Hickmann, “Der Investitionsbedarf ist Riesig,”             Germany and the aircraft carrying the German trainers
  Süddeutsche Zeitung, May 21, 2015. http://www.sueddeutsche.de/
  politik/bundeswehr-der-investitionsbedarf-ist-riesig-1.2488334
  (in German).                                                         3 For a more fully developed picture of German defense spending
2 The one exception is the socialist party Die Linke, which seeks to     see Patrick Keller, “German Hard Power: Is There a There There?”
  disband the German armed forces and advocates the dissolution          AEI National Security Outlook, no. 4, October 2013.
  of NATO.                                                             4 International Institute for Strategic Studies, Military Balance 2015.
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
were in such a state of disrepair that they had to make              eight of the eighty-nine Tornado fighter jets, 280 of
a forced landing in Bulgaria.5                                       the 406 Marder armored infantry vehicles, twenty-four
                                                                     of the fifty-seven Transall transport planes, and three
A Bundeswehr report to parliament in September 2014                  of the twenty-one Sea King helicopters are combat-
showed that these were not random incidents, but the                 ready and deployable. Although there is some debate
results of deep structural problems with Germany’s                   about whether the criteria for deployability used in
defense establishment stemming from a lack of                        the report are too strict, it is widely agreed that the
funding.6 According to the report, the majority of                   Bundeswehr’s capabilities have been stretched to the
German combat systems cannot be used immediately                     limits and are in need of modernization.
for missions, exercises, or training. Of Germany’s
thirty-one Tiger helicopters, for instance, only ten are             It is no accident that the state of the armed forces
combat-ready and deployable. Similarly, only thirty-                 received so much attention in 2014. It was also the
                                                                     year when the war in Ukraine and the rise of ISIS in
5 See, for example, reports in Der Spiegel and the Independent:      Syria and Iraq challenged German security policy. Even
  Gordon Repinski, “Verteidigungsministerin bei den Peschmerga:
  Von der Leyens Pannenmission im Irak” Der Spiegel, September       more important for the German domestic debate, the
  25, 2014, http://www.spiegel.de/politik/ausland/ursula-von-der-    year began with major policy speeches by President
  leyen-im-irak-pr-flop-fuer-die-verteidgungsministerin-a-993729.    Joachim Gauck, Foreign Minister Frank-Walter
  html (in German); Lizzie Dearden, “German Army Paints
  Broomsticks Black to Resemble Machine Guns in NATO                 Steinmeier, and Defense Minister Ursula von der Leyen
  Exercises,” Independent, February 18, 2015, http://www.            at the Munich Security Conference. All three called
  independent.co.uk/news/world/europe/german-army-paints-            for more German leadership in international security
  broomsticks-black-to-resemble-machine-guns-in-nato-
  exercises-10054468.html.                                           affairs. Gauck, a well-respected figure in a largely
6 The report is classified but was leaked to various news sources;   ceremonial office, did so most emphatically, saying
  the numbers they cite from the report sometimes differ, but        that in international crisis management, “Germany
  the general thrust of the argument is the same as this overview    should make a more substantial contribution, and it
  in Frankfurter Allgemeine Zeitung demonstrates: “Die Lange
  Mängelliste der Bundeswehr,” September 24, 2014, http://www.       should make it earlier and more decisively.”7
  faz.net/aktuell/politik/inland/materialprobleme-die-lange-         7 Federal President Joachim Gauck, “Germany’s Role in the
  maengelliste-der-bundeswehr-13172228.html (in German).               World: Reflections on Responsibility, Norms, and Alliances”
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                 Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
President Gauck and the ministers echoed the                        How this could be done with the armed forces at hand
consensus of the strategic community in Berlin.8                    was never sufficiently discussed. In fact, public debate
After six years of economic crises in the eurozone,                 hardly went beyond the familiar reflexes warning
Germany gained significant relative power, especially               against a “militarization” of German foreign policy.
in comparison to the states traditionally leading                   The tension between shrinking capabilities and rising
strategic thinking on security matters in the EU:                   ambitions is obvious and remains unresolved.
France and Great Britain. German prosperity, political
stability, population size, and geostrategic location               2. In response to this dilemma, Defense Minister von
should make it the preeminent leader in Europe—                     der Leyen is pushing for a stronger Bundeswehr that
and not just on issues of EU integration and fiscal                 is capable of fulfilling its new and ambitious tasks. In
and monetary policy but also on strategic issues of                 doing so, von der Leyen continues the far-reaching
regional and global security. This trend was reinforced             reform process (“re-orientation”) of the Bundeswehr,
by the German trading state’s dependency on a liberal               which began under her predecessors Karl-Theodor zu
international system and the strategic retreat of the               Guttenberg and Thomas de Maizière. Centerpieces of the
United States under President Barack Obama. It was                  reform include downsizing the armed forces to 185,000
time for Germany to step up to new responsibilities                 soldiers (from almost 500,000 in 1990), suspending
and complete the transformation from a consumer to                  conscription (accomplished in 2011 and de facto ending
a provider of international stability.                              it), streamlining defense procurement processes, and
                                                                    creating a more agile and deployable force.
  speech delivered at the Munich Security Conference, January 31,   Moreover, von der Leyen achieved further (projected)
  2014, https://www.securityconference.de/en/activities/munich-
  security-conference/msc-2014/speeches/.                           increases in defense spending, from just under 33 billion
8 See, for instance, the 2013 report by the German Marshall Fund    euros in 2015 to just over 35 billion euros in 2019.9 As
  of the United States and Stiftung Wissenschaft und Politik,
  bringing together more than fifty leading experts on German       9 “Verteidigungsetat wächst um 1,2 Milliarden Euro,” Frankfurter
  security policy: “New Power New Responsibility,” http://www.        Allgemeine Zeitung, March 17, 2015, http://www.faz.net/aktuell/
  swp-berlin.org/en/projects/new-power-new-responsibility/the-        politik/bundeswehr-etat-waechst-schon-2016-um-1-2-milliarden-
  project.html.                                                       euro-13488303.html.
ATLANTIC COUNCIL                                                                                                                   19
Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
in previous years, however, this incrementalism will                  Hence, it is much more realistic—and smarter—to focus
not suffice. Most of the additional money will be eaten               on how best to spend money on defense rather than
up by personnel costs, higher rent, and inflation. The                on how much. There are two ways to think about this.
fundamental problem of underfunding will persist only                 First, Germany could make military contributions to
as majorities in parliament and the public set different              international stability that are not financed through
priorities—evidenced in the budget of the Ministry of                 the defense budget. It could, for instance, enhance
Labor and Welfare that is four times the size of the                  and enable the armed forces of the Baltic republics,
defense budget. And as long as defense has to return                  especially with maritime and reconnaissance
more than a billion euros of “unused money” at the end                capabilities. Such a contribution could be reported to
of a fiscal year, due to mistakes in planning and delays              NATO under the framework of the Readiness Action
in delivery, it will remain very difficult for proponents of          Plan (RAP), but it could be financed through the
increased defense budgets to make their case.10                       budget of, say, the foreign office.
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                 Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
will always be less efficient in terms of value for money            Such increased cooperation must be undertaken
than the unified US military. Still, Germany and its                 in tandem with efforts to consolidate the European
European neighbors can take steps to create military                 defense industry. The July 2015 deal between military
clusters and islands of cooperation                                                      land defense systems producers
between       states.     Germany’s                                                      Nexter in France and Kraus-
“Framework Nation” concept and                                                           Maffei Wegmann in Germany is
NATO’s RAP provide examples                       Germany cannot                         a good first step, especially after
of how such ideas strengthen                       “pool & share”                        the lamentable German veto
the Alliance. Key future projects
could include a joint development
                                                    its way out of                       against the merger of aerospace
                                                                                         companies BAE Systems of Britain
and procurement program for                        the crisis of an                      and European Aeronautic Defense
the next generation fighter jet                     underfunded                          and Space (EADS) in 2012.
between Germany, France, and
the UK or joint support ships with                Bundeswehr—in                         c) Reinforce the public debate
Poland and France.15 In order to                the end, it needs to                    about     German      interests   in
                                                                                        international security affairs. The
avoid duplication of efforts and in
recognition of the indispensable
                                                      buy things.                       root cause for Germany’s ailing
role the United States plays as                                                         defense policy and the country’s
Europe’s pacifier, NATO should                                                          strategic thinking is the German
always be the primary framework within which such                    public’s contentment with the status quo—and the
efforts are undertaken. But where NATO does not                      misconception that this status quo is a given, and not
want to provide such a framework, there the EU can                   something that depends on the resolve of the West to
be put to good use—for instance by creating a unified                maintain a stable and liberal international order. This,
EU medical command.                                                  in conjunction with the strong anti-militaristic streak
                                                                     Germany developed after four decades without full
15 Maik Zarandi, “European Islands Solutions as a Basis for
   Strengthening European Defense Capabilities?” Facts & Findings,   sovereignty and responsibility for its survival, means
   no. 130, October 2013, http://www.kas.de/wf/en/33.35552/.
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
the country lacks an impetus to undertake the serious      also needs to broaden its strategic community, to
defense investments and reforms required for today’s       encourage more active engagement from private
threats.                                                   think tanks on international affairs, and to counter the
                                                           dearth of university departments on strategic studies.
Therefore, political leaders and commentators              If Germany can raise the level of debate, from both
need to persuade and educate the public on the             experts and the public, on security issues of strategic
importance of a stronger defense posture. For              concern, it will become a more reliable and effective
instance, parliament should hold regular sessions          NATO ally, contributing its fair share to strengthened
about national security, preferably accompanied by         transatlantic security.
an annual strategy paper from the Chancellery. The
current process of developing a new white paper on         Dr. Patrick Keller is the Coordinator for Foreign and
defense is commendable for being more inclusive and        Security Policy at the Konrad Adenauer Stiftung. The
deliberative than previous efforts, but it is a meager     opinions expressed in this essay are to be attributed to
substitute for a full-fledged national strategy. Germany   the author alone.
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               Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
POLAND
by Tomasz Szatkowski
In the coming years, Poland’s strategic defense policy       time goes on, there will be an increasing incentive to
outlook will be determined by the threat posed by            use force as long as it is still available.
Russia’s aggressive attitude in its “near neighborhood.”
Although the Mediterranean refugee crisis has for the        Russia seeks conditions that will weaken the
first time created direct implications for Polish security   transatlantic link wherever it is possible, and damage
that stem from outside the traditional geopolitical East-    the political cohesion of Europe. If these conditions
West Axis on the Northern European Plain, this out-of-       occur, Russia will be ready to quickly escalate to
area security challenge will remain a secondary mission      using traditional military means if its preferred
for the Polish Armed Forces. Therefore, even if Warsaw       unconventional methods fail. Russia’s unconventional
steps up its involvement in the anti-Daesh campaign, the     tactics could also degrade to conventional warfare
main purpose of such an endeavor                                                 if Moscow’s frequent flexing of
would be to strengthen solidarity                                                its military muscle slips out of
between allies, with expectation of                                              control and leads to an accident
reciprocity with regard to NATO’s
                                               Russia has                        or confrontation. In terms of
Eastern Flank.                               enough active                       capabilities, according to some
                                                                                 less optimistic estimates, after
Regardless of how experts define            troops (without                      more than a dozen years of
Russia’s    intentions    regarding          mobilizing its                      increasing defense spending and
its geopolitical objectives or
operational plans, two themes
                                          reserves) to mount                     the ambitious and far-reaching
                                                                                 defense reforms initiated by
should be regarded as overarching         three simultaneous                     former Defense Minister Anatoly
factors. The first is the internal
dynamic in Russia—this is the
                                               operations.                       Serdiukov, Russia has enough
                                                                                 active troops (without mobilizing
extent to which fueling the                                                      its reserves) to mount three
hostile attitude toward the West                                                 simultaneous operations: offensive
helps consolidate President Vladimir Putin’s political       action against the Baltic states, military engagement
support base and diverts attention away from                 in Poland, and the continual bogging down of Kyiv’s
domestic economic, social, and political problems.           forces in eastern Ukraine. Even more worrying, Russia
The second, which directly relates to the first, is the      has maintained a tactical nuclear arsenal that is far
desire to drive wedges within the transatlantic security     bigger than the capabilities of NATO’s European
architecture and create conditions for the full return       members. Russia has also developed both the
of the Concert of Europe. Putin will take advantage          warheads and delivery systems that are more “usable”
of Russia’s military, as well as other statecraft tools at   on the modern battlefield, so that the threat of using
his disposal, to make this strategy successful. These        them is much more credible. Regardless of whether
include using nonmilitary means, such as information         some analysts are right that Russia’s “escalate to
and psychological operations, intimidation through the       de-escalate” concept is signaled purely as part of a
threat of force, and the use of unconventional force         psychological warfare, the impact of this capability
to achieve political objectives. Russia has displayed        on the overall strategic balance, and the change in
a very holistic approach and is willing to use any or        Moscow’s nuclear doctrine, should not be left without
all of these methods to increase its influence across        remedies.1
NATO’s eastern flank. What is particularly worrying is
Moscow’s perception that the time it has to achieve
these goals is limited because Russia’s economic             1 Robert Work, “Statement before the House Committee on
troubles diminish the resources necessary for any              Armed Services,” June 25, 2015, p. 4. http://docs.house.gov/
energetic external action in the future. Therefore, as         meetings/AS/AS00/20150625/103669/HHRG-114-AS00-Wstate-
                                                               WorkR-20150625.pdf.
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
Members of Poland’s Special Forces training in Fort Bragg. Photo credit: US Army.
Overall, the situation on NATO’s eastern flank has posed      could benefit from a spillover from a relatively robust
the greatest challenge to Poland since the country            Ministry of National Defense procurement budget that,
regained its full independence in 1989. Therefore,            over the next eight years, will account for roughly $4
Poland’s political-military culture needs to put forth a      billion in procurement each year. Nonetheless, the
great degree of effort and ingenuity to adapt to this         Polish government and the defense industry should
new threat environment. In order to optimally meet            clearly designate which areas (except for key platforms
this challenge, Poland will need to radically eradicate       that require international technology) should be the
some still-existent residues of the Warsaw Pact satellite     main areas of specialization for the country’s defense
culture within its military bureaucracy. Otherwise,           industrial base; they should also identify who could
such traits like hierarchical rigidity, repetitiveness, and   be its most beneficial partners. Third, the Ministry of
aversion to critical thinking will preclude any effective     National Defense should reform its defense resources
response.                                                     management system. So far, the process is unrefined; for
                                                              example, the capability acquisition programs appear to
To begin with, the increased security threat from the         be a loose collection of the agendas of their respective
east calls for a whole set of political and administrative    services. The Ministry of National Defense should have a
reforms, including of the national security management        unit in the organization capable of providing analytical
system. The government must be able to coordinate a           advice similar to the work done by the Pentagon’s
broad and varied set of statecraft and military tools,        Office of Net Assessment, as well as its Cost Analysis
across the conflict escalation continuum. Three subsets       Program Evaluation Office. In addition, the planning and
of this system need to be put in place from scratch.          acquisition processes should be geared more toward
First is the need for all source intelligence analysis,       whole capability in the full-cycle approach.
together with participatory and adversarial simulations/
wargames, to be part of the whole government national         The threat itself, as depicted earlier, requires a full
security steering process. Second, Warsaw’s defense           spectrum deterrence response from Poland and its
procurement policy needs to be better coordinated             allies. Warsaw should be seeking asymmetric measures,
with its defense industrial strategy. Poland’s economy        geared at addressing an enemy’s vulnerabilities. The
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               Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
sub-conventional scenario—in the case of Poland,              defense forces that are equipped with guided rockets,
a country that is nearly ethnically and culturally            artillery, mortars, and missiles (GRAMMs); man-portable
homogenous—will not be very credible in its “subversive”      air-defense systems (MANPADS); and precise anti-tank
form. Nonetheless, Poland might need to respond to a          guided missiles (ATGMs). Naturally, these local troops
“little green men” type of threat to one of its neighboring   could not fight without secure digital communications
NATO allies. Taking that mission into account, the Armed      and night vision gear. The need to restore that sort of
Forces of the Republic of Poland should not focus on          cost-effective, space-saturating formation, either the
“gendarmerie” capabilities, but rather on unconventional      type that exists in militias or in the National Guard, is
Special Operation Forces’ capabilities and their interface    one of the most widely discussed topics in Poland.
with nonmilitary means. These capabilities will deter the
enemy by creating the potential for unrest in the enemy’s     Warsaw should also rethink its air and missile defense
own backyard. That means that the Polish military may         concept—whether it would not be more optimal to
need to rethink the role of its crown jewels—the Special      invest in “shooting the archer” instead of “shooting
Operation Forces—which constitute a separate branch of        the arrow.” The missile-to-interceptor cost relation
the Armed Forces. Instead of focusing on “door kicking”-      is highly disadvantageous for the latter. Moreover,
type units, Poland’s special forces should embrace an         the “shooting the arrow” option does not provide an
effects-based approach, and part of its military training     adequate deterrence effect, as it is the aggressor who
and assistance capabilities should focus on psychological     chooses the degree to which he exposes himself. A
operations (PSYOPs) and civil affairs capabilities.           partial remedy to this problem might be a combination
                                                              of radio-electronic warfare and long-range rocket
The conventional conflict scenario                                                artillery battle networks, perhaps
emphasizes the return of “old,”                                                   supplemented in the future by
“quantitative” notions such as the             The Polish                         inventive solutions like kamikaze
number of troops and platforms,                                                   drones.
sheer firepower, and survivability
                                             military should
of forces, to complement “quality”          create a robust,                       The last dimension of the threat—
                                                                                   the tactical nuclear dimension—
that was underscored over recent
years, and has been defined as
                                             cost-effective                        should be addressed within the
effects based approach, situational         reconnaissance                         NATO Nuclear Deterrence Posture
awareness, precise attack, and             strike force based                      by modernizing NATO’s tactical
                                                                                   nuclear capabilities. Extended
mobility. Such a scenario would
be predominantly land-based and            on the Russian and                      deterrence effective on a sub-
would include a highly contested            Chinese models.                        strategic level requires major allies
cyber, radio-electronic, air, and                                                  to accept some risk by exposing
naval domain.                                                                      their vulnerable capabilities on the
                                                                                   eastern flank. Such steps ensure
In such an environment, the Polish Navy should give up        NATO can respond automatically to an aggressor’s
“blue water” ambitions, such as investing excessively         attack against a nonnuclear ally. This should entail
into surface combatants. Instead, the Navy should focus       the deployment of some US strategic assets—that
on missions like mine warfare, intelligence surveillance,     would be critical to the national security of the United
and reconnaissance. Increasingly, these missions will         States—to the heart of Poland. For instance, these
be performed by unmanned platforms and coastal                strategic assets may take the form of early warning
defense. Similarly, it could be argued, to what extent the    elements of the US nuclear deterrent or elements
Polish Air Force would be able independently to impact        critical to the logistical sustainment of US military
the situation in the battlespace with traditional aircraft.   forces. Effective NATO deterrence will still require
                                                              some form of forward presence of conventional troops
In general, the Polish military should not overinvest in      of “old” NATO Allies in Poland, in order to mitigate
expensive and vulnerable platforms that require equally       the anti-power projection impact of the Russian A2/
vulnerable infrastructure. Therefore, except for armored      AD in Kaliningrad and the increased readiness of
units intended for counterattacks, the Polish military        Russian troops that pose the threat of closing all lines
should create a robust, cost-effective reconnaissance         of communication to the Baltic States.
strike force based on the Russian and Chinese models—
numerous networked, precision guided, multiple                Without measures to address the new nuclear threat
launch rockets systems (MLRS) with target acquisition         environment in Europe, Poland is left with three
provided by inexpensive unmanned aerial vehicles              options. The first is to accept the risk of falling prey
(UAVs). That capability should be coupled with local          to the “escalate to de-escalate” doctrine. The second
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
Polish tank participating in NATO’s NOBLE JUMP exercise, June 18, 2015. Photo credit: SHAPE NATO.
is to offer political concessions to Moscow and drift          doctrine. If introduced in a thoughtful manner, this
towards a “Finlandized” status, in order to decrease           approach should not destabilize the strategic balance,
the likelihood of a military attack by Russia. The third       and NATO may instead use it as the Clausewitzian
is to create a nonnuclear deterrent for Poland (similar        concept of friction to bolster the credibility of the
in logic to the French and British nuclear deterrents)         extended deterrence.
that would create an alternative decision dynamic for
adversaries contemplating escalation. This deterrence          In conclusion, the modernization of the Polish Armed
option should be studied more rigorously because               Forces, along the concept of full-spectrum deterrence,
it cuts across multiple domains. This nonnuclear               should focus on three first-magnitude priorities. The
deterrence could consist of new capabilities, such as          first is to develop more-integrated, less-kinetic Special
longer and more powerful warheads on cruise missiles;          Operation Forces capabilities. The second is to employ
new types of weaponry (e.g., microwave technology);            local defense forces and robust reconnaissance-strike
and offensive cyber capabilities and subversive                units (equipped with rockets, artillery, and UAVs)
oriented Special Operations Forces. Such deterrence            to funnel potential aggressors into geographic “kill
may also provide strategic effects for nonnuclear              zones.” The third is to develop autonomous long-
nations. Naturally, this option is feasible only if a nation   range cruise missiles or non-kinetic complementary
is not looking to create the threat of mutually assured        deterrence assets. Together, these priorities will best
destruction, but it may nevertheless be enough to throw        strengthen Poland’s defense capabilities and deter
the aggressor off balance or at least to significantly         potential aggressors.
degrade the aggressor’s capabilities vis-à-vis the
                                                               Tomasz Szatkowski is Undersecretary of State in Poland’s
capabilities of the United States. This option would           Ministry of National Defense. Previously, he was President
still require complete national autonomy over these            of the National Center for Strategic Studies in Warsaw
assets, enhancing national-level command and control           and wrote this chapter before he joined the Polish
and clearly communicating to other powers that it is           government. The views and opinions expressed in this
an appropriate defense-oriented strategy, most likely          report are those of the author and do not reflect the
centered around the notion of the French “nonuse”              official policy or position of the Polish government.
26                                                                                                    ATLANTIC COUNCIL
              Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
ITALY
by Giampaolo Di Paola
Italy’s defense budget and priorities have been            believe that this is partially due to the very clear
profoundly affected by the ongoing economic                focus on NATO’s East and the challenge of a newly
crisis across Europe, and continued slow growth            aggressive Russia. Some in Rome even worry that
within Italy. Seven years of economic recession,           NATO is heading toward a new Cold War with Russia.
high unemployment, deteriorating living conditions         This would be unfortunate, since it would sweep away
and social safety nets, and tight fiscal policies have     the prospects of a more open relationship with Russia
inevitably driven cuts in defense spending. This is true   and of an inclusive European security order that has
across Europe, but it is especially pronounced across      been under development for more than a decade.
southern Europe and, in particular, in Italy. Therefore,   Make no mistake; Rome recognizes that Russia’s
Italy’s ability to live up to the commitments on defense   current behavior is unacceptable, and that Moscow
spending levels and military capabilities made at the      bears real responsibility for the current situation in
2014 NATO summit in Wales must                                                 Ukraine. However, from a longer-
be understood within this broader                                              term perspective, remilitarizing
context. In other words, from              Italy’s current                     the relationship with Russia would
Rome’s vantage point, the Wales                                                be dangerous, and it would be
commitments should be viewed as         military structure is                  far from the optimal solution for
aspirational, and something that        unsustainable, and                     NATO and the broader European
can be achieved once the nation                                                security order.
has been set upon a long-term and
                                         is burdened with
sustainable path toward economic         legacy processes                       Based on this context, the Italian
                                                                                defense debate and Italy’s planning
recovery and growth.                      and approaches.                       for the future are primarily
Furthermore, there is a growing                                                 focused on organizational reforms
sense in Italy that NATO’s target                                               and     military   transformation,
of 2 percent GDP for defense spending among the            both nationally and internationally. There is also a
members is a dull instrument for driving relevant          real interest in achieving deeper integration around
defense investment. Leaders in Italy increasingly          defense policies across Europe, as well as to move
question the relevance of this target for meeting          forward on EU-NATO collaboration, in order to not
current security challenges, as well as future crisis      only spend scarce defense resources more wisely, but
scenarios. There is also a growing sense that how          also achieve real savings. This approach is made clear
states spend the funding is more directly relevant         in the recently released “White Paper on International
than the amount they spend, in terms of maximizing         Security and Defense,” written by Italy’s Ministry
capabilities and effects. In short, the prospect for       of Defense and approved by the Supreme Defense
increased Italian defense spending may be limited,         Council, which is chaired by the President of the
even if the economic headroom for it is there.             Republic and includes the Prime Minister and the Chief
                                                           of Defense.1 The white paper clearly states that, given
Many political leaders in Italy would also like to         present budget constraints, Italy’s current military
move toward a more comprehensive approach to               structure is unsustainable, and is burdened with legacy
security, in which military power is only one of many      processes and approaches.
tools available to policymakers. There is also an
understandable drive to give broader attention to the      The white paper calls for the following changes in
many security challenges around the Mediterranean’s        Italian defense policy: reducing the overall strength
southern rim, as there is real concern that the            of the Italian military to approximately 150,000
challenges in the south are not widely understood          1 Ministry of Defense of Italy, “White Paper for International
within the Alliance and among its allies. Many in Rome       Security and Defense,” April 21, 2015, http://www.difesa.it/Primo_
                                                             Piano/Documents/2015/07_Luglio/White%20book.pdf.
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
Italian aircraft carrier Cavour, June 10, 2010. Photo credit: Armando Mancini.
troops; accelerating the streamlining of command               funded outside the defense budget in this manner.
and logistics structures; further enhancing a joint            The real dramatic shortfall is in the operations and
organizational approach and mindset; and creating a            maintenance account (which is at least 10-15 percent
framework of interoperability, shared capabilities, and        below reasonable levels), which is contributing to
coordinated defense planning, in concert with NATO             seriously undermining the readiness and operational
allies and other European nations. The white paper             effectiveness of the Italian military.
reaffirms Italy’s commitment to collective defense
and deterrence with European and NATO allies,                  In response to these issues, the white paper outlines
but it especially calls for the Italian military to take       a start to rebalancing the Italian armed forces. Italy
the lead and focus on challenges, risks, and threats           can reduce personnel costs by downsizing the force to
stemming from the southern Mediterranean rim. This             150,000, and by changing the ratio between permanent
aligns closely with Italy’s ambition and ability to play       service contracts and short-term enlistments and
a leading role in this region.                                 commissions (currently, the ratio is 70/30). Since
                                                               long-term personnel are considerably more expensive
At the same time, the white paper highlights the two           than short-term equivalents, changing this ratio would
key problems that challenge the Italian military today.        result in significant cost reductions, and help lower
A limited and unbalanced budget, with more than 70             the average age of Italian service members, which is
percent dedicated to personnel costs, leaves only 10           currently forty-four years. The white paper also calls
percent of the budget for operations and maintenance,          for providing long-term stability and predictability
and less than 20 percent for defense investment. The           for the availability of investment resources through
low percentage of defense investment is somewhat               a six-year program law (akin to the French “loi de
offset by resources made available on an ad hoc                programmation”). If adopted, this element would be
basis by the Ministry of Industry to support the Italian       a sign of real innovation stemming from the white
defense industrial base. For example, the current              paper, and would transform Italian defense investment
modernization of patrol and support ships for the              planning and implementation.
Italian navy—a ten-year, 5.6 billion-euro program—is
28                                                                                                 ATLANTIC COUNCIL
               Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
Italian soldiers participating in multinational Best Squad Competition. Photo credit: US Army.
The white paper does not provide a forecast of Italian        density loss will likely be offset, to some degree, by an
defense-spending levels. It does, however, call for           increase in sophistication and quality.
rationalization, more-focused spending priorities,
and increased cooperation with European and other             In sum, Italy is driving toward a mobile, technology-
NATO allies in research and development, as well              hedging, fully integrated, network-enabled, and
as defense investment projects,                                                    connected joint force that is
while leveraging the capabilities                                                  closely integrated with Italy’s
of the Italian defense industrial          Italy will continue                     allies, and which has the ability to
                                                                                   deploy in the European theater
base. The white paper emphasizes
the need for Italy to retain its          to focus specifically                    and in regions south of Europe.
military technological edge, in                on the set of                       Special attention will be paid to
                                                                                   command and control, intelligence
concert with allies. This means
that, in a resource-constrained
                                            capabilities most                      and cyber capabilities, air and
environment, capabilities must               relevant for the                      space     intelligence/surveillance/
                                                                                   reconnaissance (ISR) capabilities,
be coordinated and integrated
with other European nations, in
                                          security challenges                      and precision targeting (drones
terms of planning, development,                 around the                         will be especially important here).
and employment. However, Italy              Mediterranean’s                        Naval modernization will be the
                                                                                   key to Italy’s maritime strategy for
will continue to focus specifically
on the set of capabilities most               southern rim.                        the broader Mediterranean, while
relevant for the security challenges                                               the Italian ground force will need
around      the     Mediterranean’s                                                networked land formations with
southern rim. Furthermore, Italy will need to prioritize      long-range firepower.
quality over quantity in terms of platforms and military
                                                              The white paper also states that defense-capacity
systems, meaning that there will likely be a future
                                                              building and military-cooperation mechanisms are
loss of density in available capabilities. However, this
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
Italian Tornado fighter jet undergoing air to air refueling. Photo credit: Miks Uzan/NATO.
needed to improve—and, sometimes, build from                  approaches that are more comprehensive and less
scratch—the security functions of governments across          military in nature. This will require Italy to continue to
the broader Mediterranean region. In this regard, the         work with its allies, along with its regional friends and
training capabilities of the Carabinieri (Italian army        partners, in a fashion that very much aligns with the
units with law enforcement responsibilities) are of           principle of cooperative security expressed in NATO’s
special importance.                                           Strategic Concept.2
In conclusion, the white paper sets out a clear               Admiral (ret.) Giampaolo Di Paola is a professor at Libera
way forward for Italian defense: a smaller, but still         Università Internazionale degli Studi Sociali Guido Carli,
significant, military that can provide a high-quality joint   and was Defense Minister of Italy from 2011 to 2013. The
force that is sustainable at the given level of resources.    opinions expressed in this essay are those of the author
                                                              and do not represent the views of the Italian government.
It will be fully coordinated and interoperable with
Italy’s allies and partners, with an operational focus
on Europe and the region to the south of Europe. This
orientation does not stem from fiscal realities alone;        2 North Atlantic Treaty Organization, “NATO’s Strategic Concept
                                                                for the Defense and Security of the Members of the North
it also comes from a real geopolitical assessment of            Atlantic Treaty Organization,” November 19, 2010, http://www.
current and future security challenges, which include           nato.int/strategic-concept/pdf/Strat_Concept_web_en.pdf.
30                                                                                                        ATLANTIC COUNCIL
               Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
NORWAY
by Rolf Tamnes
From a Norwegian security-policy perspective, a strong      challenge to Norwegian security is in the European
and credible NATO is crucial, first and foremost, to        High North.
balance Russia. Russia will remain the defining factor
in Norwegian defense planning because its military          Norway’s Key Challenges
actions in Ukraine ended the deep peace in Europe, and      Norway’s top geostrategic area of responsibility is the
because Russia’s military buildup increases the disparity   High North.1 More than 80 percent of the country’s
in its power relationship with Norway. According to the     maritime area lies north of the Arctic Circle. It is also in
Expert Commission on Norwegian                                                  the High North that Norway shares
Security and Defense Policy, the                                                a land and sea border with Russia.
Norwegian Armed Forces, the                                                     Norway and Russia work closely
society at large, and Norway’s                 Norway is                        together to manage resources in
allies need to join forces in a unified        becoming                         the region. They also cooperate on
effort to create a “new normal.”
                                              increasingly                      environmental issues and search-
                                                                                and-rescue contingencies. Norway
Norway and NATO must face the
threats from major geopolitical
                                             vulnerable to                      and Russia both rely on the Law
shifts, and take key steps to make         Russia’s growing                     of the Sea to secure their interests
                                                                                in the waters of the High North.
the defense of the Alliance and           inventory of long-                    The 2010 treaty on maritime
Norway more robust and credible.
                                           range, precision-                    boundaries in the Barents Sea and
                                                                                the Arctic Ocean is a prominent
Geopolitical Shifts,                       guided weapons,                      example of Russia’s willingness to
Threats, and Risks                       and to advances in                     settle claims through diplomacy
Shifts      in   the    geopolitical
environment        and      political    Moscow’s offensive                     and international law.
landscape are affecting the outlook      cyber capabilities.                      There are very few local or
for Norway and NATO. First, the                                                   regional sources of major conflict
growing geopolitical importance                                                   in the North, although differences
of the Asia-Pacific region is                               do exist. Most boundary issues in the Arctic are
prompting the United States to allocate considerable        solved, with some exceptions, notably the degree to
military resources to that part of the world. Under such    which the continental shelfs of the states in the North
circumstances, Europe will need to make a greater           extend beyond two hundred nautical miles into the
contribution to European security. Second, deep rifts       Arctic Ocean. Although Russia and other Arctic states
in North Africa, the Middle East, and Southwest Asia are    have substantial unresolved territorial claims, these
the main challenges to the security of the southern part    are unlikely to escalate to a crisis level. The Svalbard
of NATO, including countries that hardly see Russia as a    Archipelago is a special case, and one that is sensitive
threat. If not managed with prudence, the North-South       for both Oslo and Moscow. Russia’s desire for special
divide might tear the Alliance apart.                       arrangements, particularly for greater influence over
                                                            fisheries around the Svalbard islands, is a source of
Third, a more self-assertive Russia must be managed.        friction and may lead to a confrontation in the future.
The Baltic region has become a hotspot in the               Nevertheless, a military conflict in the Svalbard area is
confrontation between Russia and the West. In               unlikely to occur unless a local crisis is allowed to spiral
times of crisis and war, other NATO members will            out of control, or if the area becomes part of a larger
expect Norway to make substantial contributions. In         international conflict.
peacetime, Norway is actively engaged in air policing       1 Rolf Tamnes and Kristine Offerdal (eds.), Geopolitics and Security
and military exercises in the region. However, the main       in the Arctic. Regional Dynamics in a Global World (New York:
                                                              Routledge, 2014).
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
Norwegian Defense Minister Ine Eriksen Søreide observing a military exercise. Photo credit: Norwegian Ministry of
Defense.
The primary reason for the geostrategic value of the         Making NATO Stronger
High North is the concentration of Russian forces in         While NATO faces many challenges, it is the only
the area, particularly the nuclear submarines that           major defense organization with the credibility and
are central to Russia’s strategic deterrence. Russia’s       capabilities to cope with Europe’s serious security
Bastion Defense system reaches not only into the             crises and armed conflicts. It moves in the right
Barents Sea and the Norwegian Sea, but also over             direction, albeit slowly and hesitantly. NATO’s
parts of Norwegian territory. Russia is also using           contingency plans are being updated, including its
forward bases in the North for deployment, dispersal,        plans for protecting Norway and the Alliance’s other
and support of long-range bombers normally                   northern members. It is also developing the Very
stationed at air bases further inland. Since 2007-08,        High Readiness Joint Task Force (VJTF), a unit that
Russia’s military activities in the Arctic have increased,   will be capable of deploying faster than the existing
including a greater number of patrols by its strategic       NATO Response Force (NRF). The US decision to
bombers and submarines. Furthermore, Norway is               preposition military assets in Central and Eastern
becoming increasingly vulnerable to Russia’s growing         Europe strengthens deterrence in the region. The
inventory of long-range, precision-guided weapons,           revitalization of Article 5 exercises adds an important
and to advances in Moscow’s offensive cyber                  dimension to the joint efforts. In 2018, Norway will host
capabilities. If a crisis occurs, Norway’s leaders might     NATO’s High Visibility Exercise, which will focus on
have very limited warning or preparation time, due to        collective defense. All these efforts are of importance
the increasing speed of Russia’s military actions and        to Norwegian security.
its more advanced military technology.
                                                             At the same time, there are obvious shortcomings in
Three Steps to Improve Norwegian                             the Alliance’s current capabilities. One of the most
Security                                                     conspicuous is the weaknesses in the command
In Norway’s new security environment, three steps are        structure. NATO needs to reestablish robust
necessary for effective deterrence and collective defense.   headquarters with a defined area of responsibility,
                                                             and strengthen the link between NATO and national
32                                                                                                 ATLANTIC COUNCIL
              Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
Norwegian frigate Fridtjof Nansen in the Gulf of Aden. Photo credit: Norwegian Ministry of Defense.
be reached. Investment is another concern in NATO,          Many of the new initiatives by NATO, and by
as the Alliance has established that at least 20            individual countries, are primarily tailored for
percent of the defense budget should be spent on            engagements in regions other than the North. The
investments in major equipment, including research          operational environment and requirements in the
and development. In 2015, Norway’s proportion is as         North are different from those of the Baltic region
high as 23 percent, which is among the highest in the       and the southern flank, and this should be taken
Alliance. Norway is therefore in a privileged position      into consideration in future deliberations. The role of
when it comes to modernizing its military structure.        the United States in the North is a central issue for
Yet, the new geopolitical environment has brought the       Norwegian security.
economic challenges in the Norwegian Armed Forces
to the fore. Like many of its allies, Norway is facing      The defense of Norway rests heavily on American
tough dilemmas in the choice between the depth and          assistance, and it should be in the interest of both
breadth of its force structure.                             countries to deepen their cooperation. Long-
                                                            lasting bilateral intelligence collaboration is at the
Enhancing Bilateral and Multilateral Cooperation            heart of the broader Norwegian-American military
                                                            cooperation, and is a testament to the level of mutual
There is significant potential for more extensive
                                                            trust between the two nations. The same goes for
bilateral and multilateral cooperation to provide cost-
                                                            the Norwegian patrol aircraft capability. Significant
effective solutions for meeting Norway’s defense
                                                            US economic and technological contributions have
needs. Norway already supports Germany’s Framework
                                                            been a precondition for Norway to operate its P-3
Nations Concept, in which one country takes the lead
                                                            Orion fleet. The operational life of the P-3 Orion will
to form a cluster, so that several countries can acquire
                                                            expire by 2020. Without American support, Norway is
and maintain mutually needed defense capabilities.
                                                            unlikely to have the resources to replace the P-3 Orion
Norway also supports the British initiative for a
                                                            with a new maritime-patrol aircraft. Good intelligence,
multinational rapid response force based on the United
                                                            reconnaissance, and antisubmarine warfare capabilities
Kingdom’s Joint Expeditionary Force.
34                                                                                                    ATLANTIC COUNCIL
               Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
would be important components in a new maritime             defining bilateral alliance within the multilateral NATO
strategy.                                                   Alliance.
Norway’s procurement of US F-35 combat aircraft             Conclusion: A Call for a New Normal
deepens the security connection between the two allies,
                                                            The revival of the collective-defense mission has
and paves the way for close operational cooperation.
                                                            gradually gained support within NATO, illustrated by
As was the case with the European F-16 program,
                                                            the revised Strategic Concept in 2010 and the decisions
the successful acquisition and operation of the F-35
                                                            made at the 2014 NATO summit in Wales. There is a
will require broad multinational cooperation. Norway
                                                            need for increased budgets, improved cooperation
should continue to be active in hosting NATO exercises
                                                            with a selection of close allies, and a revitalization
and should develop its capabilities to host multinational
                                                            of the total defense concept. Norway must also stay
exercises, for instance, at the Ørland airbase. As part
                                                            committed to contributing to international operations
of the effort to strengthen the airpower capabilities in
                                                            abroad, because there will likely be more demand for
the North, the Collocated Operating Bases arrangement
                                                            such operations in the future. All NATO countries have a
should be updated, in order to link US combat aircraft
                                                            responsibility for contributing to the Alliance’s common
closer to the defense of Norway. The same logic goes
                                                            capability to perform all three of the core tasks defined
for the US Marine Corps, which has prepositioned
                                                            in the Strategic Concept: collective defense, crisis
materiel in depots in central Norway (Marine Corps
                                                            management, and cooperative security with partners.3
Prepositioning Program–Norway). These prepositioned
vehicles and supplies can support a Marine Air Ground       New risks and threats have changed Norway’s security
Task Force (MAGTF) of approximately 4,500 soldiers          environment. It will require both greater effort by Oslo
and, if needed, can accommodate larger follow-              and assistance from key allies to create a new normal
on forces up to an expeditionary brigade of fifteen         in which the security of Norway and NATO’s northern
thousand to eighteen thousand soldiers. This is a
                                                            3 NATO, Strategic Concept for the Defense and Security of the
formidable deterrent in today’s Europe. For Norway,           Members of the North Atlantic Treaty Organization, November
the defense relationship with the United States is the        19, 2010, http://www.nato.int/strategic-concept/pdf/Strat_
                                                              Concept_web_en.pdf.
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
36                                                                                   ATLANTIC COUNCIL
            Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
APPENDIX
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Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
                                         / UNITED KINGDOM
        Graph 1. Defense Expenditure                                     Graph 2. Defense Expenditure
      (billion, constant 2013 US dollars)                                    (percentage of GDP)
 80                                                              5
 70                                                                         4.05
              62.85                61.492                        4
 60                                           59.022
 50                      49.84                                   3
 40                                                                                    2.38          2.2
                                                                 2                                             2.08
 30
 20
                                                                 1
 10
  0                                                              0
              1991       2000       2014       2015                         1991       2000         2014       2015
Note: 1991, 2000, and 2014 are expenditures. 2015 is a budget   Note: 1991, 2000, and 2014 are expenditures. 2015 is a budget
estimate.                                                       estimate.
 250,000                                                                                       34
                                212,300                          30
200,000
 150,000                                    145,690              20                                            19
 100,000
                                                                 10
  50,000
          0                                                       0
                      1991        2000         2015                            1991           2000            2015
      0                                                              0
                 1991            2000         2015                              1991          2000            2015
Sources: NATO, the International Monetary Fund, the International Institute for Strategic Studies, and the Royal United
Services Institute.
38                                                                                                         ATLANTIC COUNCIL
                  Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
                                                          / FRANCE
        Graph 1. Defense Expenditure                                      Graph 2. Defense Expenditure
      (billion, constant 2013 US dollars)                                     (percentage of GDP)
 80                                                             3.5           3.3
              71.11
 70                                                             3.0
                             61.44                                                     2.47
 60                                                             2.5
                                         51.71    51.25
 50                                                             2.0                                 1.86
                                                                                                             1.76
 40
                                                                1.5
 30
                                                                1.0
 20
                                                                0.5
 10
  0                                                             0.0
               1991            2000      2014      2015                      1991      2000         2014     2015
Note: 1991 and 2000 are expenditures. 2014 and 2015 are        Note: 1991 and 2000 are expenditures. 2014 and 2015 are
budget estimates.                                              budget estimates.
100,000 10
          0                                                      0
                        1991           2000        2015                       1991          2000           2015
  600                                                            400
                                                                                                           235
  300                                                            200
                                                  200
      0                                                               0
                      1991            2000        2015                          1991          2000          2015
Sources: French Defense Ministry, NATO, the International Monetary Fund, and the International Institute for Strategic
Studies.
ATLANTIC COUNCIL                                                                                                         39
Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
                                                      / GERMANY
        Graph 1. Defense Expenditure                                     Graph 2. Defense Expenditure
      (billion, constant 2013 US dollars)                                    (percentage of GDP)
 80                                                            2.5
                                                                             2.2
 70           67.2
                                                               2.0
 60
                            50.62                                                     1.49
 50                                                             1.5
                                       42.69    42.867
 40                                                                                                 1.14        1.11
                                                                1.0
 30
 20                                                            0.5
 10
  0                                                            0.0
              1991           2000      2014      2015                       1991     2000           2014       2015
Note: 1991 and 2000 are expenditures. 2014 and 2015 are       Note: 1991 and 2000 are expenditures. 2014 and 2015 are
budget estimates.                                             budget estimates.
100,000 5
          0
                                                                0
                      1991           2000        2015
                                                                             1991            2000             2015
Sources: German Defense Ministry, NATO, the International Monetary Fund, and the International Institute for Strategic
Studies.
40                                                                                                         ATLANTIC COUNCIL
                     Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
                                                            / POLAND
        Graph 1. Defense Expenditure                                   Graph 2. Defense Expenditure
      (billion, constant 2013 US dollars)                                  (percentage of GDP)
 12                                                              2.5
                                       10.12       10.359                    2.1
 10                                                              2.0                                 1.9         1.9
                                                                                        1.8
 8                                                               1.5
                            6.083
 6
              4.86                                               1.0
 4
                                                                 0.5
  2
                                                                0.0
 0
                                                                            1991       2000          2014    2015
              1991     2000     2014        2015
Note: 1991 and 2000 are expenditures. 2014 and 2015 are        Note: 1991 and 2000 are expenditures. 2014 and 2015 are
budget estimates.                                              budget estimates.
  50,000
                                                                 0.5
          0                                                     0.0
                       1991          2000           2015                      1991            2000          2015
 2,500                                                           500
                                                                               506
2,000                                                           400
                                    1,704
 1,500                                                           300                          267
 1,000                                             926           200
                                                                 100                                        113
  500
      0                                                            0
                     1991           2000            2015                       1991           2000          2015
Sources: Polish Defense Ministry, NATO, the International Monetary Fund, the International Institute for Strategic
Studies, and the Stockholm International Peace Research Institute.
ATLANTIC COUNCIL                                                                                                         41
Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
                                                          / ITALY
        Graph 1. Defense Expenditure                                      Graph 2. Defense Expenditure
      (billion, constant 2013 US dollars)                                     (percentage of GDP)
                                                                              2.0        2.0
 50                                                              2.0
                              43.22
 40           37.54                                              1.5
                                                                                                      1.13
 30                                                                                                              1.06
                                        23.65    22.36           1.0
 20
                                                                 0.5
 10
  0                                                              0.0
              1991            2000       2014     2015                       1991       2000          2014       2015
Note: 1991 and 2000 are expenditures. 2014 and 2015 are         Note: 1991 and 2000 are expenditures. 2014 and 2015 are
budget estimates.                                               budget estimates.
  300                                                            100
                                                 160
      0                                                               0
                     1991             2000       2015                           1991           2000             2015
Sources: Italian Defense Ministry, NATO, the International Monetary Fund, and the International Institute for Strategic
Studies.
42                                                                                                           ATLANTIC COUNCIL
                    Alliance at Risk: Strengthening European Defense in an Age of Turbulence and Competition
                                                          / NORWAY
       Graph 1. Defense Expenditure                                     Graph 2. Defense Expenditure
     (billion, constant 2013 US dollars)                                    (percentage of GDP)
 8                                                             3.0
                                                                           2.75
                                          7.13     7.17
 7                                                             2.5
 6           5.62            5.57                              2.0
 5                                                                                     1.74
 4
                                                                1.5                                  1.36     1.34
 3                                                             1.0
 2                                                             0.5
 1
                                                               0.0
 0
                                                                           1991       2000           2014    2015
             1991            2000      2014       2015
Note: 1991 and 2000 are expenditures. 2014 and 2015 are       Note: 1991 and 2000 are expenditures. 2014 and 2015 are
budget estimates.                                             budget estimates.
100 40
                                                  52
  50                                                            20
     0                                                              0
                    1991            2000         2015                        1991             2000          2015
Sources: Norwegian Defense Ministry, NATO, the International Monetary Fund, and the International Institute for
Strategic Studies.
ATLANTIC COUNCIL                                                                                                        43
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