Experimental Verification of Direct Dead-time
Control and DC-link Neutral-point Balancing of a
 Three Level Neutral-point-clamped (3L-NPC) VSC
          Michael Sprenger, Tobias Barth, Rodrigo Alvarez, Marvin Tannhaeuser, Steffen Bernet
                                     Technische Universitaet Dresden, Germany
                                   Faculty of Electrical and Computer Engineering
                                      Institute of Electrical Power Engineering
                                              Chair of Power Electronics
   AbstractThe neutral-point balancing of 3L-NPC con-         asymmetrical loads, tolerances of the capacitors, etc.
verter has been studied in many works in the past.             There are several methods to balance the neutral-point of
However, all state-of-the-art methods have in common that      the dc-link [7], [8], [9], [10]. These methods mainly de-
the information of the energy-flow direction is needed.        pend on the modulation scheme and require the detection
Recently, Direct Dead-time Control (DDTC) has been
                                                               of the energy-flow direction. A new balancing method for
presented which controls the converter dead-times to
balance the dc-link independent from the energy-flow di-
                                                               three-phase 3L-NPC VSC, which is independent from
rection. This paper presents an experimental investigation     the energy-flow direction and the applied modulation
of DDTC for different load conditions and control schemes.     scheme, was presented in [5]. This method only needs
                                                               the capacitor voltages to balance the split dc-link of the
                                                               3L-NPC VSC.
                   I. I NTRODUCTION
                                                                  This paper presents a summary of DDTC for the bal-
   Multilevel inverters have become the dominant so-           ancing of the split dc-link of 3L-NPC VSC. Moreover, it
lution for high power electrical drives [1], [2], [3],         presents a 600 V, 3 kW test bench for the experimentally
[4]. Moreover, the three-phase, three-level neutral-point-     verification of the method and experimentally studies
clamped voltage-source converter (3L-NPC VSC) is one           the performance of the proposed method for diverse
of the most used converters for medium voltage drives          implementations on a low cost FPGA.
[3], [2], [1], [5]. This topology has been successfully
transferred to low voltage high power applications [6],                         II. BASICS OF DDTC
becoming a serious competitor of the well established             DDTC uses the semiconductor dead-times influence
two-level voltage-source converter (2L VSC). The 3L-           on the neutral-point voltage to control its deviations
NPC VSC features following advantages:                         [5]. The method models the neutral-point voltage as a
    lower switching and total losses for fs  3 . . . 5 kHz   function of the neutral-point current. Assuming equal
     [3], [2],                                                 capacitances in the upper and lower part of the dc-link,
    lower harmonics and improved THD and WTHD                                                        
     [3], [2],                                                                            dvC1 dvC2
                                                                            iM = C                                 (1)
    lower expense of filters to meet standards and grid                                   dt      dt
                                                                                             
     requirements [3], [2],                                                               dvM
                                                                            iM = C              ,                   (2)
    higher maximum switching frequency at given in-                                       dt
     stalled switch power [3], [2],
                                                               follows where vM is the neutral-point voltage. To de-
    reduced insulation stress due to halved voltage step
                                                               scribe iM , a single phase of the 3L-NPC VSC and its
     magnitudes [3], [2].
                                                               switching-states (qx = [1, 0, 1]) are examined as shown
One of the challenges of the 3L-NPC VSC is the                 in Fig. 1 . The neutral-point-current for one phase-leg can
balancing of the split dc-link. The reasons for the dc-link    be described by
imbalance are diverse e.g. differences in IGBT switching
behavior, different timing of the gate-signals, dead times,                      iM x0 = Ix (1  |qx |)               (3)
978-1-4799-0336-8/13/$31.00 2013 IEEE                     409
                T1   D1                        T1   D1                        T1   D1
                                                                                                                                                             Minimal
VDC1                           VDC1                           VDC1                           VDC1                                                           Dead Time
                                                                                                            V
                                          D5   T2   D2                   D5   T2   D2
                                                                                                                                                    Limit
           D5   T2   D2
                      Ia                             Ia                             Ia              M                                   -1                  TD13        TD1 , TD3
       M                   A          M                   A          M                   A
           D6   T3   D3                   D6   T3   D3                   D6   T3   D3        VDC2           V            Controller
                                                                                                                 -                                  Limit
VDC2                           VDC2                           VDC2
                                                                                                                                                              TD24      TD2 , TD4
                T4   D4                        T4   D4                        T4   D4
                                                                                             Figure 2. Block diagram of control structure for Direct Dead-Time
       Positive state                 Neutral state                  Negative state          Control
          (q=1)                          (q=0)                          (q=-1)
       Figure 1.     Switching-states of one phase-leg of a 3L-NPC
                                                                                                                             measured values                FPGA
                                                                                                        dSpace                                     processing of measurements
                                                                                                       current-control                            DDTC
                                                                                                                              phase-voltages       modulation
with x = a, b, c.
   Differences in dead-times cause a neutral-point im-                                                                                switching signals
balance. E.g. when carrying positive phase-current and                                                                                                measured values
                                                                                                                                                     (currents, voltages,
switching from the neutral to the positive state, see                                                                                                   temperatures)
Fig. 1. Turning off T3 does not affect the current path
because the current changes only after T1 turns on after                                                                                                       L            R
the dead-time TD1 . This means that a positive phase-                                                                C                3L-NPC
current flows through the neutral-point for a longer time                                                                              VSC
than without the dead-time TD1 . This charges the capac-                                       VDC
itances and therefore changes the neutral-point voltage.                                                             C
   Summarizing, the dead-times for T1 and T3, TD13 ,
cause a positive offset-current iM x,of f independent from
the phase-current direction and therefore increase the                                                   Figure 3.        Schematic of 3L-NPC VSC test-bench
neutral-point voltage. The dead-times for T2 and T4,
TD24 , cause a negative offset-current iM x,of f indepen-
dent from the phase-current direction and decrease the
                                                                                                                             III. T EST- BENCH
neutral-point voltage. It follows                      
                         TD1                                            
                         TS I x   qx > 0, Ix > 0                                               To verify the functionality of DDTC, a test-bench was                      
                       TD3 I q > 0, I < 0
                           TS    x   x        x                                              built. Its power-part consists of a 3 kW DC voltage-
        iM x,of f =                                     (4)
                                                                                             source, a three-phase 3L-NPC VSC and an RL-load.
                           TS Ix qx < 0, Ix > 0
                        TD2                                            
                       TD4 I                                                                A dSpace system and an FPGA were used to control
                                   qx < 0, Ix < 0                      
                          TS x                                                               the system. The dSpace system calculates the reference
                                                                                             values for the three phase voltages and sends them to the
and
                                                                                             FPGA via optic fibre. The FPGA generates the switching
                           iM x = iM x0 + iM x,of f .                              (5)       signals by carrier based modulation and in this FPGA
                                                                                             the DDTC is implemented which controls the neutral-
In [5] theese effects are studied in detail.                                                 point voltage. Therefore, the FPGA directly controls the
   DDTC adds small offsets to a minimum dead-time                                            dead-times between T1/T3 and T2/T4. It also collects
to balance the dc-link voltage. In Fig. 2 the block                                          measured values of phase-current, temperature and dc-
diagram of the control structure for DDTC is shown. The                                      link voltages and sends them to the dSpace system. With
controller (PI, two-position etc.) is fed by the difference                                  this test-bench it is possible to realize any desired current
of both capacitor voltages and generates the dead-time                                       waveform in the RL-load. A schematic of the test-bench
offset. The negative offsets are inverted and added to the                                   is shown in Fig. 3 . The parameters of the test-bench are
minimum dead-time for T13. The positive offsets are                                          listed in Tab. I . Photos of the test-bench are shown in
added to the minimum dead-times for T24.                                                     Fig. 4 .
                                                                                         410
                                                                            Table I
                                                               3L-NPC VSC TEST- BENCH PARAMETERS
                                                           Device                                Value
                                                       Voltage-source                EA-PS 8720-15 Vmax = 720 V,
                                                                                            Pmax = 3 kW
                                                     DC-link capacitance                      C = 4 mF
                                                         (one half)
                                                       3L-NPC VSC                  Semikron Mini 3L VDC,max = 800 V,
                                                                                           Sout,max = 50 kVA
                                                      Load-inductance                     L = 4 mH, IL = 16 A
                                                       Load-resistance                    R = 15 , IR = 10 A
                                                      Output freuqency                     fo = [0 . . . 200 Hz]
                                                      Carrier frequency                        fc = 5 kHz
            a) Complete test-bench
                                                                L          iload            R
                                                                                                                     v out
                                                         Figure 5.   single phase equivalent circuit of the system
                                                              IV. E XPERIMENTAL I NVESTIGATION
            b) Semikron Mini 3L                  A. Current Control
                                                    For the regulation of the load current a current con-
                                                 troller has been implemented. The equivalent single
                                                 phase circuit of the system is shown in Figure 5 . Note
                                                 that all time depending variables are space-vectors.
                                                    To achieve zero steady state error for the sinusoidal
                                                 current shapes, the controller was implemented in a
                                                 synchronous d-q-frame [11]. By transforming the space-
                                                 vector from the - -frame in the d-q-frame the ac-
                                                 quantities, with the angular frequency equal to the totaion
                                                 speed of the d-q-frame, become dc-components and can
                                                 be regulated by a simple PI-controller without steady
             c) Load-inductance                  state error.
                                                    The transfer function with complex coefficients of the
                                                 RL-load in the synchronous d-q-frame is
                                                                                          1
                                                                        I load            R
                                                                               =                    ,                 (6)
                                                                        V out                   L
                                                                                   1 + (s + j)
                                                                                                R
                                                    where I load is the space-vector of the grid current,
                                                 V out the space-vector of the converter output voltage in
                                                 the Laplace domain, R the load resistance, L the load
                                                 inductance and  the rotation speed of the synchronous
              d) Load-resistance                 d-q-frame respectively.
Figure 4.    Photos of 3L-NPC VSC test-bench
                                               411
   The complex part of the transfer function shows a                      20
cross coupling between the d- and the q-current which                     10
can be decoupled by a feed forward in the current
                                                                 vM /V
                                                                           0
controller [12].                                                         10
   For the tuning of the PI-current regulator the delay of               20
the computation has to be considered. With symmetrical
sampling the total delay is 1.5Tsw , where Tsw is the                     20
sampling period. The delay can be approximated by a                       10
                                                                 ia /A
first order delay element in the transfer function. The                    0
resulting transfer function (decoupled) is                               10
                                                                         20
                                                                           1.5                     2                   2.5                  3
                                     1                                                                       t/s
              I load       1         R
                     =                      .        (7)                         a) DDTC with two-position controller
              V out    1 + s 32 Tsw 1 + s L
                                          R                               20
  The controller can now be designed with the technical                   10
                                                                 vM /V
optimum [13]. The resulting transfer function of the PI-                   0
controller is                                                            10
                                                                         20
                   1 + sT1                                                20
             R(s) =                       with         (8)
                      sT0                                                 10
                   L
                                                                 ia /A
                                                                           0
              T1 = ,                                   (9)
                   R                                                     10
                       13
              T0 = 2     Tsw .                      (10)                20
                       R2                                                         3.6    3.4   3.2   3     2.8   2.6   2.4   2.2   2
                                                                                                             t/s
B. Results
                                                                                         b) DDTC with PI controller
   The DDTC can be realized with different controllers.
                                                             Figure 6. Neutral-point voltage and phase-current for RL-load at
The results shown in this paper were realized with a PI-     Ia = 8 A and VDC = 600 V with DDTC and different controllers
controller and a two-position controller. The tests were
done with an L-load and an RL-load at a phase-current
of Ia = 8 A, a dc-link voltage of VDC = 600 V and an         is sufficient to balance the dc-link. Further, it can be
output-frequency of fo = 50 Hz. The dc-balancing was         seen that DDTC does not affect the current control .
deactivated until the neutral-point voltage reached the
start value vms = 20 V. Then, DDTC was reactivated to                                        V. C ONCLUSION
observe the dynamic balancing behaviour. Fig. 6 shows           This paper presented an experimental verification of
the experimental results for RL-load. The results for L-     a new dc-balancing scheme, Direct Dead-time Control.
load are shown in Fig. 7 . It can be seen that DDTC          Therefore, a test-bench was built. It consists of a 3L-
is able to balance the dc-link of a 3L-NPC for any           NPC VSC which is fed by a DC voltage-source. On
load-angle without any information about the energy-         the AC-side an RL-load was used to realise different
flow direction. This makes it possible to balance the        load conditions. The current control, which was realised
dc-link for a load-angle of  = 90 which is hard to         in dSpace, calculates the reference values for the three
realize with state-of-the-art voltage balancing methods.     phase-voltages. These were passed on to an FPGA which
Depending on the chosen controller and settings, there       realized modulation and dc-balancing. The experimental
are differences in the dynamic and the control deviation.    results show that DDTC is able to balance the dc-link.
Due to the high capacitance of the dc-link, the control      The verification was done for different load-angles and
deviation of the two-position controller is negligible.      controllers. DDTC is therefore a powerful and simple
The PI controller needs longer to settle the steady state.   way to balance the dc-link of a 3L-NPC VSC without
The results show that with both controller and for all       the need of energy-flow directions and independend from
investigated loads, the achieved dynamic and accuracy        the chosen modulation scheme.
                                                         412
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