Design of Brushless
Permanent-Magnet
Machines
J.R. Hendershot Jr.
T.J.E. Miller
Contents
1     GENERAL INTRODUCTION                                                              l
1.1   D e f i n i t i o n s a n d t y p e s of b r u s h l e s s m o t o r              1
1.2   Commutation                                        ,.                            4
1.3   O p e r a t i o n of 3 - p h a s e b r u s h l e s s DC m o t o r                 5
      1.3.1     EMF waveform                                                            7
      1.3.2     Torque and EMF constants                                               10
      1.3.3     Speed/torque characteristic                                            11
1.4   Sinewave motors and generators                                         ,         16
      1.4.1     Phasor representation                                                  19
      1.4.2     Voltage                                                                22
1.5   Practical considerations                                                         23
2     MACHINE TYPES a n d APPLICATIONS                                                 25
2.1   Machine configuration                                ,                     ...   25
      2.1.1     Reasons for variety                                                    25
      2.1.2     Classification                                                         27
2.2   Radial-flux m a c h i n e s                                                      30
      2.2.1     Interior-rotor surface-magnet machines                                 30
      2.2.2     Interior-rotor interior-magnet machines (IPM)                          32
      2.2.3     Exterior-rotor machines . . . , , . . , , , ,                          35
2.3   Axial-flux, l i n e a r a n d o t h e r m a c h i n e s                          37
2.4   Gallery                                                                          43
xiv                                     CONTENTS
3     BASIC DESIGN CHOICES                                                   65
3.1   Machine and drive configuration                                        67
      3.1.1    Squarewave and sinewave drives                                67
               3.1.1.1        Squarewave drive                                67
               3.1.1.2        Sinewave drive                                  68
      3.1.2    Salient-pole and nonsalient-pole machines                     68
               3.1.2.1        Nonsalient-pole machines                        68
               3.1.2.2        Salient-pole machines                           69
3.2   N u m b e r of p h a s e s , p o l e s a n d s l o t s                  71
      3.2.1    Number of phases                                              71
               3.2.1.1        Practical considerations                        71
               3.2.1.2        Number of phases in electrical systems          72
               3.2.1.3        Number of phases in electrical machines         75
               3.2.1.4        Distribution of coils between phases            77
               3.2.1.5        Number of phases in inverters and rectifiers    80
      3.2.2    Numbers of slots and poles                                    82
3.3   S i z i n g  t h e ABC of e l e c t r i c m a c h i n e d e s i g n   87
      3.3.1    The output equation                                           87
3.4   Rotor design                                                           92
      3.4.1    Length/diameter ratio                                         92
      3.4.2    Airgap length                                                 92
      3.4.3    First estimate of magnet dimensions                           93
      3.4.4    Exploratory selection of magnet grade                         94
      3.4.5    Magnet overhang                                               95
      3.4.6    Rotor yoke dimensions                                         96
3.5   Stator design                                                          97
      3.5.1    Cutting the laminations                                        97
      3.5.2    Choice of core plate                                           97
      3.5.3    Stacking                                                       98
      3.5.4    Insulating the slots                                          100
      3.5.5    Slot-fill factor                                              101
      3.5.6    Winding and inserting the phase coils                         103
      3.5.7    Varnishing                                                    104
      3.5.8    Winding with multiple-strand conductors                       104
                                     CONTENTS                                       XV
      3.5.9    N u m b e r of stator slots , ,                                ...   105
      3.5.10   Stator core d i m e n s i o n s                                      105
      3.5.11   Stator tooth-tips                                                    106
      3.5.12   Cogging a n d s k e w                                                107
      3.5.13   M a n a g e m e n t of end-turns                 ,                   109
3.6   Electrical design of windings                                                 110
      3.6.1    Definitions                                                          110
      3.6.2    Integral-slot w i n d i n g s                                        111
      3.6.3    Windings for squarewave drive                                        115
      3.6.4    Fractional-slot w i n d i n g s                                      118
               3.6.4.1    A rule and two examples . . . .                           118
               3.6.4.2    The 12/10 motor; alternative windings                     124
               3.6.4.3    Pitch factor                                              128
               3.6.4.4    Sinewave and squarewave motors                            130
      3.6.5    Irregular s l o t t i n g                                            131
      3.6.6    Systematic analysis of slot/pole ratio and w i n d i n g s           133
      3.6.7    Winding r e s i s t a n c e                                          139
               3.6.7.1    Resistance calculation                                    139
               3.6.7.2    Relationship between resistance and copper weight         140
               3.6.7.3    Variation of resistance with temperature                  140
               3.6.7.4    AC resistance                                             143
3.7   Magnet r e t e n t i o n . . .                                                153
4     FLUX, EMF, A N D TORQUE                                                       157
4.1   Permanent magnets and magnetic circuits                                       157
      4.1.1    Magnetic e q u i v a l e n t circuits                                158
               4.1.1.1   Airgap flux distribution                                   164
               4.1.1.2    Clearance gap and equivalent magnet                       165
               4.1.1.3    Magnet divided by thin bracing bridges                    167
      4.1.2    Direct solution of Laplace / P o i s s o n e q u a t i o n s         169
      4.1.3    Finite-element method                                                174
4.2   EMF                                                                           178
      4.2.1    Formula                                                              179
               4.2.1.1      EMF constant of squarewave motors                       179
               4.2.1.2      EMF constant of sinewave motors                         180
xvi                                  CONTENTS
      4.2.2 BLV waveform method                                       181
      4.2.3 Toothflux waveform method                                 183
4.3   Torque                                                          185
      4.3.1   Torque constants                                        186
              4.3.1.1       Three-phase squarewave motor              186
              4.3.1.2       Sinewave motors                           187
4.4   Torque a n d i n d u c t a n c e                                190
      4.4.1   Salient-pole machines in phase variables                190
      4.4.2   Salient-pole machines in dq axes                        193
4.5   i-psi l o o p                                                   197
4.6   P r o p e r t i e s of t h e elliptical i-psi l o o p           203
5     INDUCTANCE                                                      209
5.1   D e f i n i t i o n of i n d u c t a n c e a n d flux-linkage   210
      5.1.1   Alternative definitions                                 211
              5.1.1.1       di/dt                                     211
              5.1.1.2       Flux times turns                          211
      5.1.2   Other necessary laws of electromagnetism                211
      5.1.3   Turns squared                                           212
5.2   Important practical effects of i n d u c t a n c e              213
5.3   Inductance components                                           214
5.4   Airgap i n d u c t a n c e of surface-magnet m a c h i n e s    215
      5.4.1 Airgap Self                                               215
      5.4.2 Airgap mutual                                             217
      5.4.3 Examples of airgap inductance calculation                 217
      5.4.4 General case of airgap inductance                         221
5.5   Slot-leakage i n d u c t a n c e                                226
5.6   End-winding leakage inductance                                  233
                                               CONTENTS                                xvii
5.7      I n d u c t a n c e s of s l o t l e s s ( a i r g a p ) w i n d i n g s      238
         5.7.1     Helical windings                                                    241
         5.7.2     Lawrenson's method                                                  241
5.8      Equivalent sine-distributed windings                                          242
5.9      Synchronous inductance                            .                           243
         5.9.1     Static measurement of synchronous inductance                        246
5.10 I n d u c t a n c e s of s a l i e n t - p o l e m a c h i n e s . . . .          247
         5.10.1    dq-axis inductances from Park's transform                           248
         5.10.2    Synchronous inductance coefficients                                 252
         5.10.3    Direct calculation of synchronous inductance                        253
         5.10.4    Differential leakage inductance                                     258
         5.10.5    Static measurement again                                            260
5.11 I n d u c t a n c e f r o m f i n i t e - e l e m e n t c a l c u l a t i o n s   262
5.12 M a g n e t i z a t i o n c u r v e s  b e y o n d i n d u c t a n c e           263
         5.12.1 Magnetization curves in dqr-axes                                       266
5.13 S a t u r a t i o n i n t h e dq-axis            model                            267
5.14 D e m a g n e t i z a t i o n                                                     268
6        SQUAREWAVE DRIVE                                                              273
Introduction                                                                           273
6.1      Three-phase bipolar drives                        .......                     274
         6.1.1     Waveforms and commutation sequences                                 274
         6.1.2     Current regulation                                                  279
         6.1.3     Commutation                                                         282
         6.1.4     3-phase squarewave control strategies                               286
         6.1.5     Accumulations for mean and RMS currents                             288
         6.1.6     Selection of appropriate switching strategy                         289
xviii                                           CONTENTS
6.2     T r a n s i e n t analysis of 3-phase d r i v e s                          ,                        291
                 6.2.0.1           Wye connection               .,.                                         293
                 6.2.0.2           Delta connection                                                         296
                 6.2.0.3           Regeneration (over-running); no-load speed                               301
                 6.2.0.4           Phase advance                                                            304
                 6.2.0.5           Dwell control                                                            306
        6.2.1    Salient-pole machines with squarewave drive                                                309
        6.2.2    Back-EMF sensing                                                                           312
6.3     1- a n d 2 - p h a s e u n i p o l a r d r i v e s                                                  315
6.4     Controller architecture                                                                       ...   321
7       SINEWAVE DRIVE                                                                                      325
Introduction                ,                                                                               325
7.1     The phasor diagram  motor operation                                                                327
        7.1.1    Torque/angle curves                                                                        332
        7.1.2    The voltage locus diagram                                                                  336
        7.1.3    T h e c i r c l e a n d ellipse d i a g r a m s                                            338
        7.1.4    C a l c u l a t i o n of t h e t o r q u e / s p e e d c h a r a c t e r i s t i c         349
        7.1.5    The synchronous reluctance motor                                                           361
        7.1.6    Summary  calculated characteristics                                                       367
7.2     Electronic control                                                                                  368
        7.2.1    T h e n e e d for c u r r e n t r e g u l a t i o n                                        369
        7.2.2    Historical development                                                                     371
        7.2.3    O v e r v i e w of c o n t r o l l e r s                                                   373
        7.2.4    Switching representation by voltage vectors                                                374
        7.2.5    Six-step                                                                                   375
        7.2.6    Hysteresis-band current regulator                                                          377
        7.2.7    dq_W_CR                                                                                    381
        7.2.8    Sine/triangle r a m p comparison                       .                                   383
        7.2.9    V o l t a g e PWM ( s i n e / t r i a n g l e )                                            385
        7.2.10   The synchronous regulator                                                                  389
        7.2.11   Space-vector controller                                                                    391
        7.2.12   D i r e c t t o r q u e control (DTC)                                                      396
        7.2.13   S u m m a r y of v o l t a g e c a p a b i l i t i e s                                     404
                                       CONTENTS                                         xix
8     k T A N D kE, A N D FIGURES-OF-MERIT                                             405
8.1   Introduction                                                                     405
8.2   k T & k E of s q u a r e w a v e a n d s i n e w a v e m o t o r / d r i v e s   407
      8.2.1    DC commutator motor and drive                                           407
      8.2.2    3-phase squarewave motor and drive                                      411
      8.2.3    3-phase sinewave motor and drive                                        415
      8.2.4    3-phase sinewave motor with squarewave drive                            417
      8.2.5    3-phase squarewave motor with sinewave drive                            419
      8.2.6    3-phase squarewave & sinewave systems compared                          422
      8.2.7    Example calculations (3-phase)                                          424
      8.2.8    2-phase squarewave motor and drive                                      426
      8.2.9    2-phase sinewave motor and drive                                        428
      8.2.10   2-phase sinewave motor with squarewave drive                            430
      8.2.11   2-phase squarewave motor with sinewave drive                            432
      8.2.12   2-phase squarewave & sinewave systems compared                          435
8.3   F i g u r e s of m e r i t                                                       436
      8.3.1    kT and kE                                                               436
      8.3.2    Efficiency and power factor                                        ,    436
      8.3.3    Torque/Inertia ratio                                                    437
      8.3.4    Power r a t e                                                           437
      8.3.5    Speed r a t e and mechanical time-constant                              439
      8.3.6    Motor constant                                                          440
8.4   The brushless PM motor in control systems                                        442
      8.4.1    Classical transfer function between voltage & speed                     443
      8.4.2    Brushless DC motor model including inductance                           445
      8.4.3    Closed-loop feedback system                                             446
      8.4.4    Response of generic second-order system                                 448
      8.4.5    Dynamic braking                                                         449
xx                                       CONTENTS
9       GENERATING                                                     451
9.1    Introduction             ,,,                                    451
9.2    Configurations a n d loads                                      454
       9.2.1     No-load (open-circuit)                                  455
       9.2.2     Steady-state short-circuit                              456
       9.2.3     Passive impedance load                                  457
       9.2.4     Voltage regulation curves                               459
       9.2.5     Connection to an infinite bus                           462
       9.2.6     Diode rectifier load                                    464
       9.2.7     Active rectification                            , . . . 467
9.3     Short-circuit faults                                           468
       9.3.1     Classical analysis                                    468
       9.3.2     Transient Magnetic Field by Fourier Transform         472
10      MULTIPLE-PHASE MACHINES                                        475
Introduction . . .                                                     475
10.1 P o l y p h a s e m a c h i n e s      ......                     475
10.2 Multiplex w i n d i n g s                                         478
        10.2.1 Reasons for using multiplex windings                    479
        10.2.2 Fault-tolerant machines                                 480
10.3 Analysis of m u l t i p l e x w i n d i n g s                     481
        10.3.1 Balance                                                 484
10.4 Matrix analysis of t h e i n d u c t a n c e s                    485
10.5 Torque                                                            491
10.6 Steady-state o p e r a t i o n : p h a s o r diagram              493
10.7 S o l u t i o n m e t h o d  t r a n s i e n t   ..              495
10.8 F i n i t e - e l e m e n t analysis                              496
                                               CONTENTS                                      xxi
11       LINE-START MOTORS                                                                  497
11.1 I n t r o d u c t i o n                                                                497
11.2 H i s t o r y                                                                          500
11.3 A n a l y s i s of p o l y p h a s e line-start m o t o r s                  ...       503
         11.3.1 Steady state                                                                503
         11.3.2 A s y n c h r o n o u s o p e r a t i o n a n d s t a r t i n g             506
         11.3.3 Analysis of s y n c h r o n i z a t i o n                                   510
11.4 A n a l y s i s of s i n g l e - p h a s e l i n e - s t a r t m o t o r s             517
         11.4.1 S t e a d y state; n o rotor cage                                           517
         11.4.2 Symmetrical c o m p o n e n t s         ...                                 519
         11.4.3 A s y n c h r o n o u s a n d starting performance                          537
11.5 A d v a n c e d t o p i c s                                                            542
         11.5.1 Winding h a r m o n i c s                                                   542
         11.5.2 Bar-pair-by-bar-pair m o d e l of t h e rotor cage                          543
         11.5.3 C o n n e c t i o n circuits                                                550
12       LOSSES a n d COOLING                                                           .   553
12.1 I n t r o d u c t i o n                                                                553
12.2 J o u l e l o s s e s i n s t a t o r c o n d u c t o r s                              554
12.3 Core l o s s e s          . ..,                                                        555
         12.3.1 The n a t u r e of core losses ....                                         555
         12.3.2 Core loss properties of practical materials                                 556
         12.3.3 Calculation of core losses                                                  559
12.4 R o t o r e d d y - c u r r e n t l o s s e s                                          561
         12.4.1 Causes of rotor loss                                                        561
                12.4.1.1        Loss mechanisms in the magnets themselves                   563
                12.4.1.2        Resistance-or inductance-limited eddy-currents?             564
                12.4.1.3        Hysteresis loss in magnets                                  566
         12.4.2 H a r m o n i c l o s s e s i n surface-magnet m a c h i n e s              568
                12.4.2.1        Solution of the Complex Diffusion Equation                  570
xxii                                   CONTENTS
                12.4.2.2            Exterior-rotor machine; 2-region model                574
                12.4.2.3            Evaluation of the Exciting Harmonic Current Sheets    580
                12.4.2.4            Balanced operation of 3-phase machines                586
                12.4.2.5            Unbalanced operation of 3-phase machines              589
       12.4.3   S e g m e n t e d m a g n e t s a n d finite-length effects               602
                12.4.3.1            Circumferential segmentation                     .,   604
                12.4.3.2            Simplified analysis of double segmentation            610
                12.4.3.3            End-effect; segmentation in the axial direction       611
                12.4.3.4            Russell and Norsworthy's method                       616
                12.4.3.5            Alternative analysis of segmented magnets             618
       12.4.4   Slot ripple                                                               620
                12.4.4.1            Flux-dip-sweeping analysis of losses in thin can      624
                12.4.4.2            Rotor can losses                                      626
       12.4.5   Harmonic l o s s e s i n t h e IPM                                        628
                12.4.5.1            Losses caused by time-harmonics in the current        628
                12.4.5.2            Losses caused by flux-pulsations (slotting)           629
       12.4.6   Subtransient i n d u c t a n c e and time-constant                        631
                12.4.6.1             Effect of segmentation on subtransient reactance     635
                12.4.6.2            Coupling coefficient of the IPM                       638
                12.4.6.3            Rotor time-constant                                   642
       12.4.7   F i n i t e - e l e m e n t calculation of losses                         644
12.5 Windage, friction and bearing losses                                                 647
12.6 Thermal analysis and cooling                                                         648
       12.6.1 The n e e d for c o o l i n g                                               648
       12.6.2 Cooling a n d efficiency                                                    649
       12.6.3 Responsibility for t e m p e r a t u r e rise                               650
       12.6.4 Heat removal                                                                650
       12.6.5 D e t a i l e d analysis of c o o l i n g                                   652
              12.6.5.1            Conduction                                              652
              12.6.5.2            Radiation                                               653
              12.6.5.3            Convection                                              654
              12.6.5.4            Some rules of thumb                                     655
              12.6.5.5            Internal temperature distribution                       656
              12.6.5.6            Thermal equivalent circuit                              657
              12.6.5.7            Some useful tables                                      658
       12.6.6 I n t e r m i t t e n t o p e r a t i o n                                   660
                                            CONTENTS                                  xxi
13      TESTING                                                                       667
13.1 I n t r o d u c t i o n                                                          667
13.2 O b j e c t i v e s of t e s t i n g                                             667
13.3 B a s i c t e s t s a n d m e a s u r e m e n t s                                668
        13.3.1 Inertia                                                                668
13.4 R e s i s t a n c e                                                              669
13.5 E M F T e s t i n g                                                              670
13.6 G e n e r a t o r l o a d t e s t i n g                                          671
13.7 M o t o r l o a d t e s t i n g                                                  672
13.8 T o r q u e T e s t i n g                                                        672
     13.8.1 Torque constant kT                                                        672
     13.8.2 Cogging torque                                                            673
     13.8.3 On-line estimation of torque using the i-psi loop                         674
13.9 T h e r m a l T e s t i n g                                                      675
        13.9.1 Thermal equivalent-circuit parameters                                  675
13.10 I n d u c t a n c e T e s t i n g                                               676
14      APPENDIX                                                                      681
14.1 F r e q u e n t l y a s k e d q u e s t i o n s                                  681
        14.1.1 Machine Design Questions                         ,,.                   681
                  14.1.1.1       How do I decide the shape and size of the machine?   681
                  14.1.1.2       How do I choose the number of slots and poles?       682
                  14.1.1.3       How do I design the stator teeth and slots?          682
                  14.1.1.4       How do I decide the number of turns?                 684
                  14.1.1.5       How do I decide the type of stator winding?           685
                  14.1.1.6       How can I get a fractional number of turns/coil?      685
                  14.1.1.7       How can I reduce the wire size?                       685
                  14.1.1.8       How can I reduce the inductance?                      686
                  14.1.1.9       How can I increase the inductance?                    686
                  14.1.1.10      How do I choose between SPM and IPM?                  686
xxiv                                       CONTENTS
                 14.1.1.11        How do I choose between exterior or interior rotor?   688
                 14.1.1.12    When should I consider an axial-flux machine?             688
                 14.1.1.13        How do I decide the rotor geometry?                   689
                 14.1.1.14        How can I reduce the inertia?                         691
                 14.1.1.15        How can I improve the torque linearity?               692
                 14.1.1.16        How can I reduce torque ripple?                       692
                 14.1.1.17        How do I design a PM synchronous generator?           692
                 14.1.1.18        How do I test a PM synchronous machine?               692
                 14.1.1.19        Why isn't my measured kE equal to kT?                 692
                 14.1.1.20        How do I calculate the machine temperature?           692
                 14.1.1.21        What are the main effects of temperature?             693
                 14.1.1.22        How can I prevent demagnetization?                    694
                 14.1.1.23        How can I reduce the noise level?                     695
                 14.1.1.24        How can I reduce the motor cost?                      695
                 14.1.1.25        How about EMF ripple?                                 696
                 14.1.1.26        How about a sine-EMF motor with squarewave drive? 6 9 6
        14.1.2 P e r f o r m a n c e a n d Control Questions                            697
                 14.1.2.1         How can I increase efficiency?                        697
                 14.1.2.2         How can I increase power-factor?                      698
                 14.1.2.3         How can I get smooth rotation at low speed?           698
                 14.1.2.4         How can I make the motor go faster?                   699
                 14.1.2.5         How can I get a more sinusoidal EMF waveform?         700
                 14.1.2.6         How can I get a more sinusoidal current waveform?     700
                 14.1.2.7         How do I avoid first-turn insulation failure?         700
                 14.1.2.8         How do I avoid bearing currents?                      702
                 14.1.2.9         What causes machines to fail?                         702
14.2 S a l i e n c y                                                                    703
14.3 Half t u r n s                                                                     706
14.4 S e r i e s a n d parallel i n d u c t a n c e s                                   709
14.5 Gearing                                                                            714
14.6 U n i t s of i n e r t i a                                                         716
14.7 Calculation of i n e r t i a                                                       721
Symbols, Abbreviations, and Explanatory Notes                                           723
Bibliography                                                                            737
Index                                                                                   755