GLOBAL JOURNAL OF MEDICINE AND PUBLIC HEALTH
History and evolution of surveillance in public health
                                1
Varun Kumar,* Deepak Raut
                                                                                  GJMEDPH 2014; Vol. 3, issue 1
ABSTRACT                                                                          1
                                                                                      Deepak Raut, Director Professor,
The modern concept of surveillance has evolved over the centuries. Public Department of Community Medicine,
health surveillance provides the scientific database essential for decision VMMC and SJH, New Delhi, India.
making and appropriate public health action. It is considered as the best *Corresonding Author
public health tool to prevent the occurrence of epidemics and is the Post Graduate student
backbone of public health programs and provides information so that Junior             Resident
                                                                                Department of Community Medicine
effective action can be taken in controlling and preventing diseases of public VMMC and SJH
health importance. This article reviews the history of evolution of public New Delhi, India
                                                                                Email: drvarunkumar17@gmail.com
health surveillance from historical perspective: from Hippocrates, Black
Death and quarantine, recording of vital events for the first time, first field Conflict of Interestnone
investigation, legislations that were developed over time and modern
                                                                                Fundingnone
concepts in public health surveillance. Eradication of small pox is an
important achievement in public health surveillance but the recent Severe
Acute Respiratory Syndrome (SARS) and Influenza pandemics suggest still there is a room for improvement.
Recently new global disease surveillance networks like FluNet and DengueNet were developed as internet
sites for monitoring influenza and dengue information. In spite of these developments, global public health
surveillance still remains unevenly distributed. There is a need for increased international cooperation to
address the global needs of public health surveillance.
Keywords: history, evolution, surveillance, public health
INTRODUCTION
Public health surveillance is considered to be an           planning, implementation, and evaluation of public
essential public health function. Surveillance data are     health practice3. Recent disease outbreaks like the
a result of continuous monitoring of the occurrence         Severe Acute Respiratory Syndrome (SARS)
of a disease or condition. The term surveillance is       pandemic, the avian influenza pandemic and the
derived from the French word meaning to watch              alleged threats of deliberate epidemics like anthrax in
over. Public health surveillance provides the              the wake of bioterrorism have brought together the
scientific database essential for decision making and       countries in the field of public health to plan for a
appropriate public health action.1 Public health            comprehensive surveillance agenda.
surveillance is considered as the best public health
tool to prevent the occurrence of epidemics.2               All outbreaks cannot be predicted or prevented.
                                                            However, precautionary measures can be taken
The modern concept of surveillance has evolved over         within the existing health infrastructure and service
the centuries. World Health Organization (WHO) in           delivery to reduce risks of outbreaks and to minimize
2012 defined Public health surveillance as the              the scale of the outbreak, if it occurs. The
continuous, systematic collection, analysis and             effectiveness with which national programs are
interpretation of health-related data needed for the        implemented and monitored, the alertness for
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identification of early warning signals and the                and other environmental agents, evaluation of
capacity for initiating recommended specific                   control measures, and to describe the natural history
interventions in a timely manner are important to              of a health event in a community that will generate
achieve the above objectives.                                  hypotheses and stimulate applied research4. In short,
                                                               public health surveillance is the foundation for
Surveillance is the backbone of public health program          decision making in public health and empowers
and provides information so that effective action can          decision makers to lead and manage more effectively
be taken in controlling and preventing diseases of             by providing timely, useful evidence5. This article
public health importance. In some cases like cholera           describes the evolution of surveillance from historical
and food contamination, the action must be                     perspective.
immediate, within hours in order to prevent large
scale epidemics and deaths. In others, control and             Historical origins of surveillance:
prevention activities are long term response to                The first recorded epidemic in history was the great
information about disease such as tuberculosis and             pestilence in Egypt during 3180 BC. This was the
Non Communicable Disease risk factors, for which               starting point of collecting and organizing data.
action may be taken in weeks, months or even years.            Some of the major epidemics6 in the history of public
                                                               health are summarized in table 1.
Surveillance data also can be used to detect changes
in health practices, monitoring changes in infectious
    Table 1. Major epidemics in the history of public health
      S. No      Year                  Places affected         Disease
      1          3180 BC               Egypt                   The great pestilence
      2          166 AD                Rome                    Small pox
      3          541  549 AD          Constantinople          The Justinian Plague
      4          664  689 AD          England                 Relapsing fever
      5          1348  1351 AD        Asia and Europe         The Black Death (Bubonic Plague)
      6          1494 AD               Europe                  Syphilis
      7          1500  1600 AD        Americas                Small pox
      8          1600  1650 AD        South America           Malaria
      9          1665 AD               London                  The Great Plague of London
      10         1817  1875 AD        Worldwide               Pandemics of cholera
      11         1918                  France,      England,   The Spanish Flu
                                       China, United States
      12         1940  now            Worldwide               Lung cancer epidemic
      13         1957                  Worldwide               The Asian Flu
      14         1983                  Worldwide               AIDS (Acquired Immune Deficiency Syndrome)
      15         1997  now            Worldwide               Obesity pandemic
      16         2003                  Worldwide               SARS (Severe Acute Respiratory Syndrome)
      17         2007                  Worldwide               Influenza
The idea of collecting data, analyzing them, and               Places, when writing on disease occurrence,
considering a reasonable response stems from                   Hippocrates made a distinction between the endemic
Hippocrates, a Greek physician who lived between               state as the steady state of the disease, and the
460  370 BC. In his book, On Airs, Waters and                epidemic as the abrupt change in incidence of
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disease.7                                                   plague, establishing quarantine, issuing health
                                                            passes, arranging for the burial of plague victims and
Development of isolation as a public health tool            the fumigation of their residences, and the
After the fall of Roman Empire in 476 AD, Europe            management of lazarettos. The boards worked in
experienced a period of social and political                coalition with the local physicians who provided
disintegration. There was a decline of hygiene and          medical care and prophylactic advice. As time
sanitation and physical body became less important          passed, the boards took control over markets,
than the spiritual self. Many epidemics occurred, the       sewage systems, water supplies, cemeteries, and the
notable ones being small pox, plague, leprosy,              cleanliness of streets; and they took jurisdiction over
measles and tuberculosis. So this period,                   the professional activities of physicians and surgeons,
approximately from 500  1500 AD is called as, Dark        the preparation and sale of pharmaceutical drugs,
ages of medicine.                                          and it also kept an eye on activities of beggars and
                                                            prostitutes. With the disappearance of plague at the
The concept of isolation as a tool in public health was     end of the seventeenth century, the boards of health
developed during this period. Leprosy was the most          disappeared but, they provided a model for
important disease of this period, manifested by a           nineteenth century organization of public health
continent-wide epidemic which began in 6th century          activities.8
and lasted till 15th.7 Rules and regulations were made
to diagnose the disease and isolate cases. Leper            Recording of vital events:
houses (leprosaria) were established isolate cases of       Records of vital events were preserved in numerous
leprosy in medieval times and it represents the             European towns at the beginning of sixteenth
earliest application of a public health practice still in   century. The first London Bills of Mortality were
use. Of the plague epidemics of this period, two were       prepared by an unknown person in 1532 as a
devastating  the Justinian plague of 541 AD and the        consequence of fear of a plague epidemic although
Black Death from 1348  1351 AD.                            their use for health and scientific purposes did not
                                                            begin until 100 years later.7
The Black Death and Quarantine
The first public health action that can be attributed to    Comprehensive analysis and interpretation was
surveillance began in 1348 AD during the bubonic            introduced by John Graunt in 1662. He analyzed the
epidemic plague, infamously called as, The Black           weekly bills and published in his book Natural and
Death. Quarantine measures were initiated to stop          Political Observations Made upon the Bills of Mortality.
the entry of plague from outside regions. In 1348, the      Graunt was the first to quantify the patterns of
public health authorities in a port near the Republic of    disease and to understand that numerical data on a
Venice prevented passengers from coming ashore              population could be used to study the cause of
during the time of epidemic bubonic plague in               disease. He was the first to estimate the population
Europe. Quarantine as a means to control the spread         of London and to count the number of deaths from
of infectious diseases was used again in 1377 in            specific causes. He laid the laid the basis for the
Marseilles to detain travelers from plague infected         modern use of statistics for the planning and
areas for 40 days. This was expanded in 1423 when a         evaluation of public health activities.7 This early
pest house or lazaretto (houses and institutions of       surveillance system illustrates the main principles of
quarantine) was constructed in Venice to hold               surveillance which are still used-data collection and
detained individuals suspected of harboring                 analysis, interpretation to provide information, and
infections.8                                                dissemination of that information for action.
By the middle of the fifteenth century, the major           First field investigation
cities in Europe had established permanent boards of        During the industrial revolution of seventeenth
health that were responsible for identifying cases of       century in Europe, London was overcrowded with
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poor sanitary conditions. The great plague of London      board of health in 1848 and first public health act was
struck the city in 1665 which caused nearly 8000          passed in the same year.7
deaths. Samuel Pepys recorded the number of deaths
due to plague each day from August to November            The need for more accurate and complete mortality
1665 in his personal dairy with personal revelations      data in the United Kingdom led to the establishment
and eye witness reports of many events. He also           of the General Register Office in 1836 and the
introduced the term, proportionate mortality, the       introduction of medical certification of death and
proportion of total deaths resulting from the index       universal death registration in 1837. William Farr was
disease. The epidemic of plague was ended by              appointed as the first Compiler of Abstract (medical
natural interventions in 1666, by winter frost and the    statistician) and created a modern surveillance
great fire of London which destroyed and cleansed         System. He is recognized as the founder of modern
the overcrowded neighborhood.6                            concept of surveillance.11
Legislations for surveillance                             In 1850, Lemuel Shattuck published Report of the
In 1741, the legislation for surveillance was first       Massachusetts Sanitary Commission, in United
introduced in America, when Rhode Island passed an        States. This was a landmark publication that related
act requiring tavern keepers to report contagious         death, infant and maternal mortality, and
disease among their patrons. Regular reporting of         communicable diseases to living conditions. In this
smallpox, yellow fever, and cholera was made an           report, Shattuck proposed the creation of a
act.9 France was the first country to make health of      permanent statewide public health infrastructure and
people as the responsibility of state.10                  recommended establishing health offices at state
                                                          and local levels in order to gather statistical
In 1776 Johann Peter Frank advocated a more               information on public health conditions.12
extensive monitoring of health in Germany that
would support public health efforts related to the        John Snows study
health of schoolchildren, prevention of injuries,         John Snow is regarded as the father of modern
maternal and child health, and public water and           epidemiology for his work during an epidemic of
sewage disposal. Frank formulated and presented a         cholera in London during 1854. John Snow mapped
coherent, comprehensive, and very detailed health         cholera cases using a spot map and identified the
policy which had considerable impact both within          source of outbreak as the public water pump at Broad
Germany and in countries such as Hungary, Italy,          Street in London. This led to formulation of Public
Denmark and Russia that had close cultural contact        health act of 1875 in England.
with Germany. This was the first link of surveillance
to health policy.10                                       Notification of diseases
                                                          Following the theory of contagion as a cause of
In 1834, Sir Edwin Chadwick, Secretary of the Poor        disease, due to discovery of various bacteria during
Law Commission in England, conducted a Survey into        the latter part of nineteenth and early part of
the sanitary Condition of the laboring classes in Great   twentieth century, many countries passed laws for
Britain and was the first health administrator to         periodic reporting of infectious diseases. Major
demonstrate, through surveillance, that poverty and       milestones in disease notification are given in table 2.
disease were closely related. This led to poor law
amendment act in 1834 and constitution of general
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         Table 2. Major milestones in disease notification
       S. No         Year          Place           Event
         1           1874          United States   The Massachusetts State Board of Health inaugurated a
                                                   plan for weekly voluntary reporting of prevalent diseases
                                                   by physicians
         2           1888          Italy           Mandatory reporting of eleven communicable diseases and
                                                   death certificates
         3           1893          United Kingdom  Publication of international list of causes of death by the
                                                   International Statistical Institute
         4           1911          United Kingdom  Use of national health insurance data for surveillance
         5           1935          United States   First national health survey
         6           1943          Denmark         First registry, the Danish cancer registry
         7           1943          United Kingdom  First sickness survey
         8           1966          Geneva          First publication of communicable disease surveillance
                                                   report by World Health Organization (WHO)
         9           1967          United Kingdom Development of General Practitioners Sentinel Systems
                                   and Netherlands
Modern concepts in surveillance:
The twentieth century saw the expansion of the                   In 1968, the Technical Discussions of the 21st World
concept of surveillance and the development of many              Health Assembly made a full examination of
different surveillance systems. Until 1950                       surveillance as an established and essential function
surveillance, meant the specific but limited function            of public health practice. The concept of population
of watching contacts of certain serious diseases such            surveillance was adopted and its three basic
as plague, smallpox, typhus and syphilis. The obvious            characteristics were systematic collection of data;
purpose was to detect first symptoms so that prompt              consolidation and analysis of the collected data; and
isolation could be instituted. It was considered as a            dissemination of information by means of narrative
more ethical practice than the quarantine.11                     epidemiological reports.13
The current concept of surveillance as the monitoring            In 1986, Centre for Disease Control (CDC) redefined
of disease occurrence in populations was promoted                public health surveillance as the ongoing systematic
by Alexander D. Langmuir in 1950. He defined                     collection, analysis, and interpretation of health data
surveillance as, Surveillance, when applied to a                essential to the planning, implementation, and
disease, means the continued watchfulness over the               evaluation of public health practice, closely
distribution and trends of incidence through the                 integrated with the timely dissemination of these
systematic collection, consolidation and evaluation of           data to those who need to know. The final link in the
morbidity and mortality reports and other relevant               surveillance chain is the application of these data to
data. Intrinsic in the concept is the regular                    prevention and control. CDC concept of surveillance
dissemination of the basic data and interpretations to           differentiates surveillance from occasional surveys
all who have contributed and to all others who need              and from planned comprehensive research
to know. He explained that the data and their                   programs.8
interpretations must be disseminated to all who have
contributed and to all others who need to know. But              In 1988, Thacker and Berkleman defined surveillance
his definition did not include direct responsibility for         as the ongoing systematic collection, analysis, and
disease control activities.10                                    interpretation of outcome-specific data, closely
                                                                 integrated with the timely dissemination of these
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data to those responsible for preventing and             The outbreak of SARS in 2003 demonstrates the
controlling disease or injury. This however contains     economic impact of not having an effective global
two very different activities. Case surveillance         public health surveillance system in place, with
focuses on individuals, to identify those with certain   estimated income losses in the range of US$12.3
diseases and take action. Statistical surveillance, on   billion to US$28.4 billion for East and Southeast Asia
the other hand, focuses on populations, to identify      as a whole.16
differentials and trends that can inform public health
policymaking, including the allocation of resources.14   Uses of public health surveillance
                                                         Public health surveillance serve as an early warning
WHO in 2012 has defined Public health surveillance       system in identifying new emerging health problems,
as the continuous, systematic collection, analysis and   it assesses the impact and trend of new emerging
interpretation of health-related data needed for the     health problems, helps in developing public health
planning, implementation, and evaluation of public       interventions and allocating health resources,
health practice.                                         evaluation of interventions, identifying risk factors
                                                         and high risk populations, and also supports public
Surveillance: the present scenario                       health research.17
Historically, surveillance focused on infectious
disease, then broadened to other topics, including       CONCLUSION
chronic diseases, such as cancer and then diabetes.      The global public health surveillance networks are
During 1980s and 1990s surveillance concepts were        transforming the public health through International
applied to occupational health, environmental            Health regulations (IHR) and emergence of new
health, hazard surveillance (toxic chemicals and         global disease surveillance networks like FluNet18 and
physical and biological agents), emerging infectious     DengueNet19 as internet sites for monitoring
diseases, injury control, behavioral risk factors,       influenza and dengue information. In spite of these
events     following    disasters  and    pharmaco       developments, global public health surveillance still
surveillance.15                                          remains unevenly distributed.
The International Health Regulations are the only        At present, the boundary between global security
binding international agreements on disease control.     and global public health surveillance system is
The regulations provide a framework for preventing       blurred.20 Developing nations share surveillance
the international spread of disease through effective    needs with the rest of the world, but they have to
national surveillance coupled with the international     overcome their economic limitations along with weak
coordination of response to public health                public health infrastructure, and challenges of
emergencies of global concern by using the guiding       poverty and disease. So their contributions on
principle of maximum protection, minimum                 research are less and often depend on developed
restriction. The current regulations apply only to       countries, or collaborate with them to conduct the
cholera, plague, and yellow fever; they require WHO      research necessary for their surveillance needs.
member states to notify WHO of any cases of these        Surveillance should be used as a scientific method for
diseases that occur in humans within their territories   solving critical problems in public health practice.
and then give further notification when the territory    There is an emergent need for increased international
is free of infection. Programs established to improve    cooperation to address the global needs of public
the capacity of both epidemiologists and laboratories    health surveillance.
to collect, use, and interpret surveillance and
outbreak data are also important components in
developing global surveillance networks.5
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