Original Article Study of Advanced Rheumatoid Arthritis
Original Article Study of Advanced Rheumatoid Arthritis
Abstract	Introduction: Rheumatic diseases are considered public health problems affecting millions of people
         worldwide resulting in high and rising health-care costs. In this work, Fourier Transform Infrared spectroscopy
         associated to Partial Least Square regression (PLS) analysis was used to diagnose rheumatoid arthritis (RA)
         from human serum. Methods: The sera of 94 individuals were collected, which included 47 from rheumatic
         patients and 47 from healthy individuals. The results from PLS analysis were compared to standard clinical
         trials such as anti-citrullinated peptide antibodies, C- Reactive protein, and Rheumatoid factor. Results: For
         clinical diagnosis, the anti-citrullinated peptide antibodies of second generation proved to be the most specific
         to diagnosis rheumatoid arthritis even after long periods of drug therapy. Conclusions: The qualitative PLS
         analysis has shown higher values of IgM of RA group, but the difference was very small. The RA patients
         were under medication, which interfered with the IgM concentration.
            Keywords	 FTIR spectroscopy, Human serum, Rheumatoid arthritis, Partial Least Square.
Introduction
Rheumatic diseases are considered public health                   Regarding the etiology of the disease, cigarette
problems affecting millions of people worldwide               smoking is described as a possible risk factor for the
resulting in high and rising health-care costs                onset or worsening of RA. Smoking is associated
(Cheng et al., 2010; Desai et al., 2010; Waljee and           with a worse prognosis of the disease (Karlson and
Chung, 2011). For example, in 2003, the United                Deane, 2012; Okamoto et al., 2011; Ruiz-Esquide
States of America spent a total of 128 billion US$            and Sanmartí, 2012). In contrast, little has been said
on rheumatoid arthritis (RA), which is just one type          about better eating habits or the benefits of physical
                                                              activity in this population. The implementation of
of rheumatic disease (Birch and Bhattacharya, 2010;
                                                              programs of physical training and nutrition education
Centers…, 2011). Of this sum, 3.6 billion US$ were
                                                              could provide greater independence and quality of life
spent on drug therapies (Waljee and Chung, 2011) and
                                                              to RA patients (Külkamp et al., 2009; Plasqui, 2008).
about US$ 14,000 on cardiovascular disease associated         Therefore, it is necessary to explore theses parameters
with an increased prevalence of coronary artery disease       within a public health system.
present in RA (Desai et al., 2010). In the period from            The clinical approach to diagnosis RA is based
2007 to 2009, US statistical data indicate an increase        on the standard procedure established by the ACR
of approximately a million of new RA cases per year           (American College of Rheumatology) in 1987.
(Cheng et al., 2010).                                         However, this has been widely criticized due to
     RA affects approximately 0.5-1% of the world             the lack of sensitivity for early detection of the
population (Hambright et al., 2011; Martínez et al.,          disease. Therefore, the ACR and European League
2011), being more common in women than in men, and            Against Rheumatism (EULAR) has developed a
in ages between 40 and 60 years (Ebringer et al., 2010).      new set of criteria to classify RA based on new
RA is the most common systemic autoimmune disease             laboratory parameters such as anti-citrullinated peptide
in the world (Haro et al., 2011), and it causes functional    antibodies (anti-ACPA), C- Reactive protein (CRP),
disability and premature death. Approximately 70% of          and Rheumatoid factor (RF). The new set of criteria
patients have irreversible joint destruction and 80% of       aims to identify early RA patients in order to institute
active young adults in the labor market are affected by       early drug therapy, thereby reducing the functional
stiffness and devastating pain (Filipovic et al., 2011).      disability and articular lesions (Aletaha et al., 2010).
This situation generates a big loss of daily activities       High concentrations of CRP, RF, and ACPA in serum
and vocational productivity resulting in significant          are associated with unfavorable outcomes, including
reduction in quality of life (Waljee and Chung, 2011).        persistent disease, joint destruction, and functional
*e-mail: lraniero@univap.br
Received: 07 August 2013 / Accepted: 12 November 2013
Rev. Bras. Eng. Bioméd., v. 30, n. 1, p. 54-63, mar. 2014
Braz. J. Biom. Eng., 30(1), 54-63, Mar. 2014                                          Study of advanced rheumatoid arthritis   55
disability. The studies correlating clinical trials         clinical practice due to the complexity of procedures
(symptoms and signs) with radiographic exams have           and the need for qualified technicians (Liao et al.,
shown that patients with low titre and/or negative          2011; Santos et al., 1997).
RF/ACPA have a better prognosis (Malaviya et al.,               The several medications administrated to RA
2009). This RF in RA patients may have different
                                                            patients lead to changes in the serum composition.
classes of gammaglobulins such as IgM, IgG, or IgA.
Nevertheless, classes of IgM and IgG-RF are more            The persistent and progressive inflammation of the
correlated with the disease and are abundantly produced     synovial tissue causes joint destruction, affecting
by plasma cells in synovial tissue (Duquerroy et al.,       mainly the hands (Waljee and Chung, 2011). To try
2007; Firestein et al., 2009).                              to combat or reduce the loss caused by this disease,
    The ACR and EULAR have been using these                 the medical community makes use of nonsteroidal
biomarkers as part of the classification criteria for       anti-inflammatory drugs (NSAID) and low-dose
early diagnosis, thereby ensuring the opportunity           glucocorticoids, associated with modifying anti-
of early treatment and prevention of irreversible           rheumatic drugs (DMARDs) (Elefant et al., 2010;
deformities. However, there are some problems in            Mouterde et al., 2011).
the tests due to the mismatch between specificity               Nevertheless, the negative sides effects of steroids
and sensitivity. The ACR uses RF as a biomarker             are a limiting factor, and the dose must be the lowest
that can be detected in 70-80% of patients with RA,         possible to achieve therapeutic benefit. NSAIDs should
but it can also be found in other rheumatic diseases.       not be used alone, as they do not change the course
Therefore, it is a test for a non-specific biomarker,
                                                            of the disease. Most RA treatment includes NSAIDs
which is also present in infections and about 5-10%
                                                            for pain control, glucocorticoids and the initiation of
of healthy individuals (Birch and Bhattacharya, 2010;
                                                            a DMARDs (Birch and Bhattacharya, 2010).
Ryu et al., 2011). The CRP test is based on the increase
in serum C-reactive protein, which is synthesized in            Fourier Transform Infrared Spectroscopy (FTIR)
great amounts immediately after any tissue damage.          analysis has the potential to provide rapid results and
Thus, CRP test is not specific and it is elevated in all    may be adapted for a clinical test with high values
inflammatory and infectious processes as well as in         of sensitivity and specificity (Carvalho et al., 2011;
the RA. Elevated plasma levels are detected within 4        Naumann, 2008; Raniero et al., 2011). In this article,
to 6 hours after injury and peak levels are found after     FTIR (Petibois et al., 1999; Sankari et al., 2010) was
24 to 72 hours (Otterness, 1994). ACPA antibody is          used as tool to investigate sera of RA and normal (N)
considered the most specific marker for RA, but the         individuals, using Partial Least Square (PLS) regression
sensitivity is not greater than 70% (Cai et al., 2011).     analysis (Muñoz de la Peña et al., 2007). The results
    Another possibility for early diagnosis is the          were compared to different laboratory techniques
antiperinuclear factor (APF) antibody, which was            such as CRP, RF, anti-CCP, APF. In addition, we
originally described by Nienhius et al. (1964) by           also analyzed possible interference of medication
indirect immunofluorescence technique. APF is an            and food in the two evaluated groups.
autoantibody that reacts against antigens present in
keratohyalin granules of human oral mucosa. APF             Methods
is distributed predominantly around the nucleus of
keratinocytes (Vander Cruyssen et al., 2005). High          This work was approved by the Ethics Committee of
levels of APF are considered specific for RA and            the Institute of Research and Development (IP&D),
the molecular characterization of these antigens            University of Vale do Paraíba (UniVap) following the
resulted in the discovery of citrullinated peptides.        Guidelines and Norms Regulating Research involving
From this characterization, enzyme immunoassays             human, H119CEP/2010.
for antibodies to citrullinated peptide are produced            Selection of the volunteers was done through a
commercially (ACPA) by ELISA method. These new              questionnaire with information about diet, medications,
laboratory tests combined with imaging methods such         lifestyle, and the most recent meal. The parameters
as ultrasound and magnetic resonance imaging of             of exclusion and inclusion were pre-adjusted for
affected joints have largely contributed to the early       both groups. The healthy group was comprised
diagnosis, which is very important to improve patient´s     only of women from 30 to 60 years old, due to the
quality of life (Hsin-Hua et al., 2010; Narváez et al.,     predominance of the disease in women, and the
2008; Nienhius et al., 1964; Østergaard et al., 2008).      disease group was formed by women with confirmed
However, most immunochemical assays for anti-CCP            RA diagnosis, according to criteria established by
(ELISA) and APF have limited utility for routine            the ACR 2010.
                                                                                                              Rev. Bras. Eng. Bioméd., v. 30, n.1, p. 54-63, mar. 2014
56   Carvalho CS, Andrade LEC, Keusseyan SP, Rangel JL, Ferreira-Strixino J, AA Martin, Raniero LJ                        Braz. J. Biom. Eng., 30(1), 54-63, Mar. 2014
     Table 1. Percentage values (%) of smokers, individuals who practice physical activity (at least 3 times per week), and food intake before the
     venous blood test in N and RA groups. Source: Universidade Estadual de Campinas (2011) (Anvisa/Ministry of Health).
                                                                   N (%)                                                        RA (%)
             Variables
                                             Yes                      No                      p               Yes                  No                     p
      Smokers                                 19                       81                 *0.000              15                   85                 *0.000
      Physical activity                       32                       68                 *0.019              28                   72                  *0.03
      Fasting                                  0                      100                 *0.000              13                   87                 *0.000
      Lipids                                  70                       30                 *0.008              68                   32                 *0.019
      Cholesterol                             15                       85                 *0.000              64                   36                  0.079
      Saturated                               74                       26                 *0.001              68                   32                 *0.019
      Monounsaturated                         74                       26                 *0.001              68                   32                 *0.019
      Polyunsaturated                         74                       26                 *0.001              68                   32                 *0.019
      Carbohydrate                            83                       17                 *0.000              87                   13                 *0.000
      Proteins                                79                       21                 *0.000              70                   30                 *0.008
      *p < 0.05 in relation to the intra-group differences.
     Table 2. Medications commonly used by the rheumatism and                                  (psoriatic arthritis, systemic lupus, and Sjögren´s
     normal groups.
                                                                                               syndrome) (Vander Cruyssen, 2005).
                    Medications                         Yes     Not            p
                                                                                                   In the present study, the high specificity and
                       Methotrexate                     64       36         0.079              reduced sensitivity found in the RF analysis may be
                       Prednisone                       55       45         0.560              due to the low sensitivity of our method by indirect
                       Leflunomide                      26       74         *0.001             agglutination. Swart et al. (2012) and Liao et al. (2011)
                       Chloroquine                      13       87         *0.000             observed a higher sensitivity and lower specificity of
                       Adalimumab                       11       89         *0.000             RF (65.2/89.6% and 67.4/84.3%) by turbidimetry and
                       Sulfasalazine                    09       91         *0.000             nephelometry analysis, respectively. This variation
                                                                                               can be attributed to the choice of technique used.
                       Hydroxychloroquine               06       94         *0.000
      RA group                                                                                 Nevertheless, the specificity and sensitivity of RF
                       Etanercept                       06       94         *0.000
                                                                                               have been improved by the development of enzyme-
                       Infliximab                       04       96         *0.000             linked immunosorbent assays (ELISA), which permit
                       Rituximab                        02       98         *0.000             the detection and quantitative measurement of RF of
                       Abatacept                        02       98         *0.000             various IgG-, IgA-, and IgM-RF class immunoglobulins
                       Cyclosporine                     02       98         *0.000             (Vallbracht and Helmke, 2005). The more specific
                       Antihypertensives                47       53         0.771              techniques for testing these classes by ELISA are
                       NSAIDs                            19      81         *0.000             nephelometry and turbidimetry with 90% sensitivity
                       Hormones (T4)                    08       92         *0.000
                                                                                               (Firestein et al., 2009). However, discrepancies in
                                                                                               the values of RF measurements are widely found
      N group          Contraceptive                    21       79         *0.000
                                                                                               (Van der Linden et al., 2011). Recent data suggest
                       Antihypertensive                 06       94         *0.000
                                                                                               that IgM-RF as well as other RFs play an important
      *p< 0.05 in relation to the intra-group differences.                                     role in the pathogenesis of rheumatoid arthritis, thus
Rev. Bras. Eng. Bioméd., v. 30, n. 1, p. 54-63, mar. 2014
Braz. J. Biom. Eng., 30(1), 54-63, Mar. 2014                                           Study of advanced rheumatoid arthritis   59
being one of the more frequently used RFs in research       conditions, disease progression, or joint damage.
(Ahmed et al., 2010; Zavala-Cerna et al., 2008).            Benhamou et al. (2007) warns that prolonged bed
ACPA has a specificity of (91-98%), which is more           rest in patients with RA may lead to deconditioning
specific than RF (Romic et al., 2009; Ryu et al., 2011).    and functional decline. In contrast, more detailed
The ACPA and RF biomarkers are distinct, but are            investigations about the role of physical activity on
complementary tools to investigate RA.                      the progression of RA should be conducted.
    The CRP and RF values are similar to those                   In relation to eating, an important challenge for
described in the literature by indirect agglutination       the present methodology is sample standardization,
(Carvalho et al., 2011). Our findings show a decrease in    because serum carries several relevant components,
sensitivity values of CRP, which suggests a stabilization   such as protein, lipids, vitamins, carbohydrates, etc.
of disease activity and joint destruction. In general,      The concentrations of each of these are not constant,
improvement in CRP levels indicates that a drug             but depend on the diet content, interval between
has produced a beneficial effect and may be useful          meals and sample collection, medications, hormone
for monitoring effects of therapy (Otterness, 1994).        cycles, genetic factors, metabolic activity, etc. Among
    The APF analysis had a lower sensitivity compared       this enormous variation, the main objective is to
to with CRP tests. Cordonnier et al. (1996) investigated    identify biomarkers that could reliable correlate to
the APF marker in individuals with RA for a period          relevant clinical parameters despite the influence of
of 24 months, obtaining a sensitivity/specificity           extraneous factors. Many experts describe the high
of 28.6/95%. Approximately 50% of patients with             potential of the infrared technique to diagnose different
RA early-onset and FR-negative (< 2 years) have             diseases from serum, but the influences of the above
APF positive and sensitivity/specificity of 59/95%          mentioned extraneous factors in spectral interpretation
(Santos et al., 1997). The results shown are consistent     is still largely unknown (Déléris and Petibois, 2003;
with the current literature. Other studies correlating      Petibois et al., 2001; Staib et al., 2001).
this biomarker with advanced RA could not be found.              The current study presents the most used
    Table 1 illustrates some risk factors such as           medications for treating rheumatism, especially
smoking and physical inactivity. Our study shows            methotrexate (64%) and prednisone (55%).
an involvement of smoking in the aggravation of             Alarcón et al. (1990) reports that MTX causes a
the positivity of RF and ACPA rheumatic markers.            suppression of rheumatoid factors class A and M
However, the role of smoking in the inflammatory            immunoglobulin in human serum, which leads to a
process is still unknown. Goeldner et al. (2011)            decrease of these autoantibodies in all patients who
verified that smoking influences the frequency of           used the drug. Bathon et al. (2000) describes that
ACPA2 positivity, increasing by 2.7 times the risk          MTX reduced disease activity, and this correlated
for high titer ACPA. In addition, they observed that        with the absence of progressive radiographic evidence.
the females exposed to tobacco had this rate 7.7            Lipsky et al. (2000) also reports that MTX associated
times increased compared to men. Alsalahy et al.            with infliximab significantly improved clinical benefit
(2010) also claims that the levels of ACPA and RF           and radiographic progression stops. Klaasen et al.
are higher in smokers. Arnson et al. (2010) described       (2011) demonstrates that therapy with infliximab
that cigarette smoking affects the immune system in         reduces the levels of RF and ACPA antibodies after
diverse ways, both increasing inflammatory allergic         16 weeks of treatment, which was also confirmed in
and autoimmune reactions, and decreasing systemic           our results for patients with lowest treatment time,
activity against infections. Smokers with RA have a         13 months. Other drugs such as adalimumab and
disease characterized by a greater proportion of auto-      etanercept, also known as biologic DMARDs or
antibody positivity. This emphasizes the importance         TNF blockers, and non-biological DMARDs also
of prevention/eradication of its use in order to avoid      showed similar effects, with reduced levels of RF
respiratory complications and autoimmune conditions.        and ACPA throughout drug treatment (Atzeni et al.,
    The N and RA groups presented similar                   2006; Fries et al., 1996). Thus, the lowest values of
characteristics in relation to physical activity, being     autoantibodies were evidenced by efficient treatment
composed of large number of sedentary individuals.          through stabilization of immune activities. However,
Plasqui (2008) describes that exercise contributes to the   a long period of autoantibodies suppression can lead
improvement of aerobic conditioning and stretching.         to a hazardous situation of infections (Ateş et al.,
Consequently, the quality of life and activities of         2007). Glucocorticoids are frequently associated with
daily living are improved. Furthermore, exercise            the described medications above, because prednisone
does not cause deleterious effects on the health of         exerts potent inhibitory effects on transcription and
the rheumatoid patient, i.e., it does not increase pain     action of cytokines (IL-1β, IL-2, IL-3, IL-6, TNF-α,
                                                                                                                 Rev. Bras. Eng. Bioméd., v. 30, n.1, p. 54-63, mar. 2014
60   Carvalho CS, Andrade LEC, Keusseyan SP, Rangel JL, Ferreira-Strixino J, AA Martin, Raniero LJ                           Braz. J. Biom. Eng., 30(1), 54-63, Mar. 2014
     interferon-γ, T helper type 1 (Th1), and granulocyte                                      arthritis. Evidence for differential influences of therapy and
     macrophage colony-stimulating factor), which act                                          clinical status on IgM and IgA rheumatoid factor expression.
     in the pathogenesis of RA (Ryu et al., 2011), but                                         Arthritis and Rheumatism. 1990; 33(8):1156-61. http://
     little effect was observed in the immunoglobulin                                          dx.doi.org/10.1002/art.1780330816
     synthesis. Boumpas et al. (1993) report that unlike                                       Aletaha D, Neogi T, Silman AJ, Funovit SJ, Felson DT,
     T cells, B lymphocytes are relatively resistant to                                        Bingham CO, Birnbaum NS, Burmester GR, Bykerk VP,
     the immunosuppressive effects of glucocorticoids.                                         Cohen MD, Combe B, Costenbader KH, Dougados M,
                                                                                               Emery P, Ferraccioli G, Hazes JMWH, Hobbs K, Huizinga
     Consequently, low dose glucocorticoids are not
                                                                                               TWJ, Kavanaugh A, Kay J, Kvien TK, Laing T, Mease P,
     expected to affect immunoglobulin levels or synthesis
                                                                                               Ménard HA, Moreland LW, Naden LR, Pincus T, Smolen
     of antibodies in the serum.                                                               JS, Stanislawska-Biernat E, Symmons D, Tak PP, Upchurch
          In the normal group, the used medications are                                        KS, Vencovsky J, Wolfe F, Hawker G. Rheumatoid arthritis
     those associated with aging, contraceptives drugs, and                                    classification criteria. Arthritis & Rheumatism. 2010;
     hormone replacement. Hypertension is a fairly common                                      62(9):2569-81. http://dx.doi.org/10.1002/art.27584
     disorder and its prevalence is primarily determined                                       Ahmed MM, Obaid Al-Ruhaimi KA, Mohammed SH.
     by age and ethnicity (Elliott, 2006). Lind et al. (1994)                                  Evaluation of the rheumatoid factors of the IgG, IgM and
     found that the long-term use of antihypertensive drugs                                    IgA isotypes as prognostic parameters for rheumatoid
     does not affect serum lipid levels. Nevertheless, a                                       arthritis among Iraqi patients. Indian Journal of Pathology
     detailed study of such intakes was not done, because                                      & Microbiology. 2010; 53(3):433-8. http://dx.doi.
     just a qualitative survey was applied.                                                    org/10.4103/0377-4929.68265
          Finally, the PLS method may indicate that the                                        Alsalahy MM, Nasser HS, Hashem MM, Elsayed SM.
     rheumatic group had higher elevation in serum levels                                      Effect of tobacco smoking on tissue protein citrullination
     of IgM and/or albumin compared to the normal group.                                       and disease progression in patients with rheumatoid arthritis.
                                                                                               Saudi Pharmaceutical Journal. 2010; 18(2):75-80. http://
     These results are also supported by other authors, which
                                                                                               dx.doi.org/10.1016/j.jsps.2010.02.002
     showed the potential of PLS model associated with
     infrared spectroscopy, helping determine concentrations                                   Andriolo A, Martins AR, Ballarati CAF, Barbosa IV, Mendes
     of HSA (human serum albumin) and gammaglobulin                                            MA, Melo MR, Sumita NM, Romano P, Trindade PA.
                                                                                               Recomendações da Sociedade Brasileira de Patologia Clínica
     (Kasemsumran et al., 2003; Perez-Guaita et al., 2013).
                                                                                               / Medicina Laboratorial para coleta de sangue venoso. 2th ed.
          Our work supports other similar studies that have                                    São Paulo: Manole Ltda; 2009. p. 16-85. Available from:
     endeavored to demonstrate that FTIR spectroscopy by                                       http://www.sbpc.org.br/upload/conteudo/320090814145042.
     PLS method may be of interest as a diagnostic tool,                                       pdf.
     determining not only biomolecules such as proteins,                                       Arnson Y, Shoenfeld Y, Amital H. Effects of tobacco smoke
     lipids, and gammaglobulins, but also helping to identify                                  on immunity, inflammation and autoimmunity. Journal
     changes in molecular composition and structure of                                         of Autoimmunity. 2010; 34(3):J258-65. http://dx.doi.
     chemical entities. Moreover, the clinical analysis of                                     org/10.1016/j.jaut.2009.12.003
     biomarkers showed that even after long-term drug                                          Ateş A, Karaaslan Y, Aksaray S. Predictive value of antibodies
     therapy, the ACPA is the most specific and sensitive                                      to cyclic citrullinated peptide in patients with early arthritis.
     to monitor the progress of RA. Finally, the influence                                     Clinical Rheumatology. 2007; 26(4):499-504. http://dx.doi.
     of medication and eating on both spectral analyzes                                        org/10.1007/s10067-006-0309-z
     was discussed. In addition to the possible influence                                      Atzeni F, Sarzi-Puttini P, Dell’Acqua D, De Portu S, Cecchini
     of risk factors such as smoking, the increased levels                                     G, Cruini C, Carrabba M, Meroni PL. Adalimumab clinical
     of ACPA in rheumatic individuals stand out.                                               efficacy is associated with rheumatoid factor and anti-cyclic
                                                                                               citrullinated peptide antibody titer reduction:one-year
     Acknowledgements                                                                          prospective study. Arthritis Research & Therapy. 2006;
                                                                                               8(1):1-8. http://dx.doi.org/10.1186/ar1851
     The authors would like to thank all voluntaries                                           Bathon JM, Martin RW, Fleischmann RM, Tesser JR,
     and the financial support given by CNPQ (Project                                          Schiff MH, Keystone EC, Genovese MC, Wasko MC,
     301022/2012-7) and CAPES for the master fellowship.                                       Moreland LW, Weaver AL, Markenson J, Finck BK. A
     The authors also thank Alene Alder-Rangel for                                             comparison of etanercepte and methotrexate in patients
     reviewing the English.                                                                    with early rheumatoid arthritis. New England Journal of
                                                                                               Medicine. 2000; 343(22):1586-93. http://dx.doi.org/10.1056/
                                                                                               NEJM200011303432201
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    Authors
    Carolina da Silva Carvalho, João Lucas Rangel, Juliana Ferreira-Strixino, Airton Abrahão Martin, Leandro Raniero*
    Instituto de Pesquisa e Desenvolvimento – IP&D, Universidade do Vale do Paraíba – UniVap, Av. Shishima Hifumi, 2911,
    Urbanova, CEP 12244-000, São José dos Campos, SP, Brazil