Hegel, Marx, Lukacs: AND The Dialectic QF Necessity Freedom
Hegel, Marx, Lukacs: AND The Dialectic QF Necessity Freedom
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Printed   m Great Bntam                                                 0 IWO Pergaman    Press plc
RICHARDB. DAY*
    In his proposal for a Marxist ontology of social being, Lukacs begins by credit-
ing Hegel with two brilliant               insights.     First, for Hegel ‘The category of
totality. . . obtains a significance that it could never have previously. “The truth
is the whole”, said Hegel programmatically                     in the Phenomenofog?, . . . Thus
reality does not just have a property of totality as such, but it rather consists of
parts, or “elements”,          that are simultaneously           structured   as totalities in their
turn.‘6 Secondly, Hegel was able to arrive at this grasp of totality and truth
because he assigned dialectic ‘an ontological                importance      as the real vehicle of
history’.’ At the same time, however, Lukacs also finds in Hegel’s work an
insoluble contradiction          when Hegel treats ‘the real present as the realization of
reason’.* How, he asks, can the present be ‘the actually attained realm of reason’,
when in truth ‘the present can only acquire a genuine ontological foundation                        as
the bridge between the past and future’?’ Emphasising the historical character of
social being, Lukacs claims that ‘if the present is the real fulfilment                        of the
inherent    potentialities       of the dialectic, then this process must come to an
end.. .and what was up till now the ontological                       motor of reality itself must
abandon the specific forward movement..                  . and become a mere moment of self-
reproduction’       of the present.”
   As Lukacs views the matter, Hegel’s ‘coincidence                         of fulfilled idea and
historical present’” can only be the product of a false ontology, one which is
methodologically         founded upon the Logic, treats the categories of thought as
true ‘dynamic         components        of reality’, and thus necessarily              ends in the
‘philosophical      myth’ of the identity of subject and object.‘* Although in HistorI,
and Class Consciousness Lukacs had himself followed Hegel’s dialectic in pursuit
of the identical subject-object,        in his final work he limits Hegel’sgenuine           ontolog)
exclusively to his analysis of social being. Mankind cannot fully subjectivise the
objective     world, but in our social being we nevertheless                      do acquire ‘an
ontologically       autonomous        form as mind’. Social being, Lukacs declares,
represents ‘a specific synthesis of individual acts and passions’, or a synthesis of
conscious      acts, which is at the same time ‘independent                     of the individual
consciousness      of particular men’ and therefore constitutes ‘a being suigeneris’.‘3
   For Lukacs, a correct understanding             of the relation between subject and object
must begin with what he considers                    to be the centrality        of the reflection
determinations       in Hegel’s dialectic. Reflection gives rise to a ‘distancing’ of the
subject from the object, whereby reality is reproduced in consciousness                      in order
that it may be altered in accordance with the teleological positings of human
labour. In this way we pursue the practical domination                        of contingency.     But
Lukacs      maintains        that contingency          always       ‘stands  to necessity      in an
insurpassable       reflection relation’,14 for though we may impose our purposes
upon them, the means and objects of our labour remain ‘in themselves natural
things subject to natural causality’.15 There is no ontological                     dialectic which
hierarchically     structures both nature and the activity of human subjects. In itself,
nature is a mere ‘chain of relations’, governed by objective natural laws.i6 Thus it
is the ‘concrete dialectical interconnections’                of ‘natural causality and labour
teleology’     which produce          social being as a contradictory                unity of ‘two
heterogenous       moments, which.. . are in fact antitheses: being and its reflection in
The Dialectic of Freedom and Necessity                                                         909
opposition within itself. Insofar as the Notion opposes itself to itself, it thereby
 negates itself. But the resulting identity of its opposite with itself represents the
negation of the negation, or absolute negativity, and thus the affirmative return
of the Notion into itself. The identity of identity and difference is the singular, or
the individual.     The Notion is the unity of immediacy and mediation,             or the
synthesis of being (immediacy) and essence (mediation).            As such, it is the self-
mediated universal, which, after passing through objectivity, is reflected into self
as the Idea. The Notion necessarily contains within itself the three moments of
universality,   particularity and individuality. *’ All being, from this point of view,
is a progression of syllogisms leading to a synthesis of the three moments. In the
Philosophy of Right the state is the unity in difference of the universal principle of
the family (the ethical order in its immediacy) and the particular principle of civil
society (the ethical order in its externality      and division). The combination        of
these two moments produces the third, individuality,         or the self-mediated ethical
universal.    The state, in other words, is the true individual.         The state is the
individual objectified, or the actual individual, in which each citizen finds his self-
conscious ethical substance.
   By insisting that the reflection determinations      constitute the centre of Hegel’s
dialectic, Luk&s denies that paired opposites can be transcended                 and thus
repudiates the implications      of the Notion for the kind of subjective freedom
which the Philosophy of Right describes. It is for this reason that he finds more of
value in Hegel’s early work, particularly        in his discussion of tools during the
Frankfurt     and Jena periods. Here Hegel had shown that through tools ‘the
subjectivity    of work is raised to the level of the universal’, for everyone can
appropriate     a tool and use it in the same way as any other.30 In Hegel’s words:
   Faced with the general level of skill the individualsets himselfup asaparticular, sets
   himself off from the generality and makes himself even more skilful than others,
   invents more efficient tools. But the really universal element in his particular skills is
   his invention of something universal; and the others acquire it from him thereby
   annulling his particularity   and it becomes the common immediate possession of
   alL3’
structured complex’, as Lukacs claims, but at the same time our individual acts of
labour are embedded in social institutions  which ‘say’ what our labour means:
    While LukBcs will not accept any suggestion                of the identity of material
production      and ethical life, he is perfectly aware that individual acts of labour
 ‘say’ nothing uniquely human insofar as they are merely expressions of natural
need and natural causality. ‘No values are known in nature, but only causal
connections      and the transformations        and changes in things and complexes that
these bring about.‘35 This elementary                fact implies, he acknowledges,         the
 ‘ontological reality of ethical. . . behaviour’.36 Whereas the ‘ought’ of the labour
process is a ‘valuable’ object, or a ‘being-for-us’ of the product of labour, at a
higher level of social being the objects of human practice include both a
 ‘meaningful’      life and determination        of the conditions      of social obligation.
 ‘Obligation implies those human attitudes that are determined                 through social
ends (and not only through mere natural or spontaneous                human inclinations).‘37
    To speak of social obligation,         Lukacs continues, is also to posit the need for
certain ‘rules’ of social practice as ‘forms of mediation’. ‘We can refer here to the
sphere of law in the broadest sense of the term (Recht).‘38 For Luklcs, it is
precisely ‘the objective social independence              of the realm of law from the
economy, combined with the ensuing heterogeneity,                   that in their dialectical
simultaneity     determine both the specificity of value and its social objectivity’.39
Law and the economy are necessarily independent,              for the economic will always
remain ‘a closed system. . . with its own immanent basis, in which real practice is
possible only through an orientation             to immanently     economic goals and the
search for means to achieve them’.40 The economic is the dominant moment in
relation to social consciousness,          and different economic and class relations will
contribute differently to the specificity of social values. For the same reason, the
institutional    apparatus required for the articulation       of social commitments      ‘may
of course assume very different forms.. . (law, the state, religion, etc.)‘.4*
    Lukics agrees with Marx that economic acts are objectively lawful in their own
right. He also understands              Marx to believe that such acts possess ‘an
ontologically      immanent      intention    towards the humanization         of man in the
broadest sense’.42 The problem which he refuses to confront directly is this: How
does this ‘immanent intention’ guarantee that economic acts will be right as
opposed to technically correct or even merely useful to particular individuals at
the expense of others? The guarantee cannot, as Hegel would argue, be found in
the institutions      of ethical life, for Lukacs is too much of a Marxist to grant that
politics is a part of social ontology. On the other hand, he is too much influenced
by Hegel to ignore the relation between ethicality and economics. As we shalisee
in the final section of this paper, it is this Hegelian sensitivity to the role of ethics
in social being which distinguishes             Lukacs from Marx and compels him to
912                                                                        Richard B. Day
undertake     his own mediation      between Marx and Hegel. The conclusion         that
emerges from his final treatment         of these questions is that individual   acts of
labour, as ‘the atom from which society is built up’,43 necessarily produce results
that were not present in the minds of their initiators; and for that very reason it is
ontologically     necessary to attempt the impossible,      that is, to endeavour     to
subordinate     economic activity to ethical rather than merely to economic ‘values’.
   In reconstructing     this dilemma, Lukacs concludes by denying that it is capable
of any systematic resolution.        The centrality  of the reflection determinations
means that economics and ethics can never be fully reconciled. The very fact that
he poses the problem as an ontological contradiction,        however, is indicative of
Lukacs’ belief that Marx himself failed in his ambition to settle accounts ‘with
Hegelian dialectic and Hegelian philosophy as a whole’.44 With Lukics’ thoughts
in mind, let us now turn to our central theme, Marx’s appropriation               of the
Hegelian dialectic, and consider why Lukacs came to this conclusion and why he
believes modern Marxists must reconsider problems of social ontology.
   As we shall see at the conclusion of this paper, there is ironic significance in the
fact that Lukics’ work ended at exactly the point where Marx’s began-namely,
with Hegel’s treatment of the problem of ‘right’ (Recht). Hegel’s Philosophy of
Right represented     his settled judgement     of the French Revolution,         which had
originated with the Rights of Man and led to the ‘absolute freedom and terror’
portrayed in the Phenomenology. 45Marx fully agreed with Hegel’s condemnation
of abstract rights while at the same time emphasising             the obstacles to Hegel’s
ethical totality thrown up by the private property of bourgeois individuals in civil
society: ‘liberty as a right of man is not founded upon the relation between man
and man, but rather upon the separation of man from man.. . . The practical
application of the right of liberty is the right of private property.‘46 In his Critique
of Hegel’s ‘Philosophy of Right’ Marx claimed that Hegel’s real error had been
induced by his logic. Thus he had treated the merely historical distinction
between civil society and the state, a distinction arising from the market economy
and bourgeois individualism,       as an ontological      necessity. For Marx, the real
relation between society and the state was the opposite of what Hegel had seen:
civil society was not an ‘appearance’         of the ethical order, or the state in its
necessary externality; instead, the state was an appearance            of civil society, with
the result that ‘the political constitution   is the constitution    of private property’.47
   In Marx’s judgement,        an actual human community            would only eventuate
when society absorbed alien political institutions       back into itself. In ‘democracy’
the laws would truly be ‘a self-determination         of the people, and a determinate
content of the people’.48 Before this could occur, however, Marx already sensed
that a universal social transformation       was in order. Political existence might be
the ‘true universal and essential existence’ of human community,                   but Marx
believed that it simultaneously      involved dissolution      of the political state as the
necessary ‘other’ of a civil society determined by private property. ‘Within the
abstract political state the reform of voting advances the dissolution [Aufliisung]
of this political state, but also the dissolution of civil society’ as the society of the
l%e Dialectic of Freedom and Necessity                                                      913
bourgeoisie.4q Hegel had said that the state is logically prior to civil society, that
property      and private contracts      presuppose     law-making       institutions.    Marx
replied that prior to both is the people: ‘the people alone is the concrete’.50
    With his claim that institutional    mediation (or Hegel’s ‘objective spirit’) could
be replaced by ‘immediate’ and ‘direct’ political relations, Marx anticipated the
 1844 ~a~~scyipts and a portrayal of ‘Man’ which was neither concrete in the
Hegelian sense nor in agreement with Lukacs’ emphasis upon the dialectical
heterogeneity of social being. The Manuscripts represented a dramatic departure
from Hegel by denying nature’s derivative existence as a product of thought; and
by treating man as a natural, or ‘species being’, they also significantly reduced the
space, provided both by Hegel and Lukacs, for human individuality.                       In his
reaction to the brutalisation        of the worker in bourgeois society, Marx now
regarded       species being as ‘essential being’ and human                individuation      as
‘estrangement       of man from man’.s’ individual        life, ‘in its abstract form’, had
become an expression of the estrangement            of species life.s2
    In contrast to the Hegelian odyssey of the World Spirit, of which nature,
human individuals, groups and entire civilisations are necessary moments, Marx
took nature itself to be the given and essential whole, of which man is inextricably
a part even in the condition of estrangement. s3 In reproducing            himself, man was
nature’s conscious architect and used its resources as an extension of his own
limbs. Instead of being a vessel of the World Spirit, man was now nature itself
risen to the level of consciousness.          ‘The universality      of man is in practice
manifested precisely in the universality          which makes all nature his inorganic
body.. . . Man lives on nature.. . with which he must remain in continuous
intercourse if he is not to die. That man’s physical and spiritual life is linked to
nature means simply that nature is linked to itself, for man is part of nature.‘s4
    Hegel had seen Nature as the Idea gone out of itself into otherness; Marx saw
nature as producing its own subjectivity in man. What distinguishes                man within
nature is his natural need to make his ‘life-activity the object of his will and
consciousness . . . . Conscious life-activity directly distinguishes man from animal
life-activity.‘55 The result is that the human species, a part of nature, at the same
time ‘freely confronts’ nature as its own product, as anthropological                   nature.
Thus man possesses the ability to rework the materials of nature in accordance
with universal standards: unlike animals, who produce exclusively in response to
physical needs, man can produce according to the ‘laws of beauty’.56 But man’s
really distinctive need, as Hegel had shown in the P~e~omenoIogy, is the need to
find subjective selfhood and self-certainty         through recognition         from another
consciousness:       man is by nature social, and his ‘relation to himself only becomes
objective and real for him through his relation to the other man’.57 It was this
essential human need which was denied to the man without property.                            In
bourgeois society recognition         had become dependent          upon ‘possessing’ and
‘having’, showing how ‘stupid and one-sided’ humanity had become.$* But when
it came to the question of how abstract individuality              might be mediated into
communal        being, Marx circumvented        the concerns expressed by Hegel and
Lukacs by projecting the immediacy of family life as a social universal. Whereas
Hegel had seen the family as merely the first moment of ethical life, Marx thought
the need for recognition,       as the ‘human nature of need’5q, could be naturally
914                                                                           Richard B. Day
satisfied within the man-woman   relationship as a paradigm for the whole of the
human community.       The form of the bond which existed between man and
woman served for Marx as a measure both of human estrangement      and of human
emancipation.
      The direct, natural, and necessary relation of person to person is the relation of man
      to woman. In this natural relationship     of the sexes man’s relation to nature is
      immediately his relation to man, just as his relation to man is immediately his
      relation to nature-his     own natural function..  . . From this relationship one can
      therefore judge man’s whole level of development..          . . the relation of man to
      woman is the most natural relation of human being to human being. It therefore
      reveals..   . the extent to which man’s needhas become a human need; the extent to
      which, therefore, the other person as a person has become for him a need-the
      extent to which he in his individual existence is at the same time a social being.60
   Hegel had thought of the family’s property (or capital) as the necessary
external embodiment         of its ethical bond. Marx believed that the natural human
relationship would be beyond particular property, just as it would be beyond the
institutionalised      bourgeois ‘prostitution’       of ‘possessing’ and ‘having’ another
human being. Object bondage would be replaced by the mutual recognition                        of
persons, in which satisfaction of the other’s natural need would at the same time
be satisfaction      of one’s own human need for community                with others. As the
‘positive transcendence       of. . , human self-estrangement’,6’      the basis of which was
private property both in people and in things, the higher stage of communist
society would immediately replicate on a universal scale the spontaneous                human
relation of a natural family. ‘Thus society is the consummated                     oneness in
substance of man and nature-the                naturalism    of man and the humanism           of
nature both brought to fulfilment.‘62 Hegel’s analysis of the master-slave             relation
in the Phenomenology provided the real paradigm of bourgeois society, but Marx
thought      that the Hegelian         outcome     of that relation,     mutual recognition,
constituted      the essential truth of human freedom. Man would become truly
human when alienated labour, the fundamental               cause of all private property, was
overcome. Marx summarised               the real significance     of Hegel’s contribution      as
follows:
      The outstandmg thing in Hegel’s Phenomenology IS that Hegel conceives the self-
      genesis of man as a process, conceives objectification       as loss of the object, as
      alienation and as transcendence of this alienation; that he thus grasps the essence of
      labour and comprehends objective man-true        because real man-as   the outcome of
      man’s own labour.
   Hegel had implicitly read the relations of political economy into the cultural
history of the species. But he had done so from the mistakenly idealist standpoint
of ‘abstractly mental labour’, the labour of Spirit, and had thereby ended with the
‘dialectic of pure thought’.64 Insofar as Spirit could never actually overcome the
objectivity   of nature, Hegel’s concrete universal       arose from a dialectic of
‘absolute negativity’ and culminated in the merely spiritual appropriation       of the
world-or     a philosophical  ‘affirmation of alienation’ and ‘the act of abstraction
which revolves       in its own circle’.6s With the benefit          of Feuerbach’s
The Dialectic of Freedom and Necessity                                                   915
‘empty talk about consciousness’,            as the reason of the world and the author of
history, had been replaced by the more mundane problem of empty stomachs:
‘life involves before everything else eating and drinking, a habitation,                 clothing
and many other things’.86 Consciousness                   did not create the world; rather
production      of the means with which to satisfy material                    needs produced
consciousness      as an expression of class interests and an ideological rationalisa-
tion of inequality         and private        property.*’     A transformation        of human
consciousness      could only occur together with a transformation            of the relations of
material production.       How this social consciousness         would be reflected back into
the production      process was a problem which remained to be explored.
    The German Ideology documents Marx’s departure from Hegel’s ontological
dialectic of Reason in clear and unmistakable                     terms. Marx’s dialectic is
historical,   rather than ontological,          because it commences         with an objective
economic      problem-scarcity          and its articulation        through    the division      of
labour-which        Marx believed can ultimately be overcome. Human freedom, as
he would later argue in Capital, is that realm of activity which lies beyond
necessity (philosophising       after dinner) and therefore beyond negativity. It is the
self-affirming self-development          of human individuals,       which in dialectical terms
is one-sided and abstract. What distinguished              l7re German Ideology more clearly
than anything else, both from Hegel and from the Manuscripts, was the analytical
and historical primacy which Marx attached to individuals as the original vessels
of physical necessity and the subsequent              authors of their own social necessity.
But having passed through the objective determination                      of social necessity,
Marx’s dialectic again issued in immediacy, this time the immediacy of radical
individualism-of        individuals    who hunt, fish, rear cattle etc., whenever they are
disposed to do so. The difficulty               remains,     however, that these same self-
determined     individuals     must also be the ‘united individuals’,        whose communal
life presupposes some ‘rational’ as distinct from merely physical organisation                   of
production.      In the Grundrisse and Capital Marx proposed                     to satisfy this
requirement by substituting         the economic plan for Hegel’s political state and the
technical laws of the physical reproduction             of things for Hegel’s laws of ethical
life.
   Marx’s social theory was now firmly launched            in its own dialectical
progression  from the abstract community       of natural ethicality,   through the
economic division of labour, towards a scientifically reconstituted   community of
conscious labour. In his afterword to the second German edition of the first
volume of Capital Marx summarised his relation to Hegel in another oft-quoted
passage:
   My dialectic method is not only different from the Hegelian, but is its direct
   opposite. To Hegel, the life-process of the human brain, i.e. the process of thinking,
   which, under the name of “the Idea” he even transforms into an independent sublect,
   is the demiurgos   of the real world, and the real world is only the external,
   phenomenal form of “the Idea”. With me, on the contrary, the ideal is nothing else
The Dialectic of Freedom and Necessity                                                   919
   than the material world reflected by the human mind, and transformed into forms
   of thought.**
As Marx saw it, Hegel’s dialectic was ‘standing on its head. It must be turned
right side up again, if you would discover the rational kernel within the mystical
she11.‘89
    Marx explained what he meant in the section of the Grundrisse which dealt
with the methodology          of political economy.       Here it became clear that the
‘mystical shell’ was Hegel’s ontology; the ‘rational kernel’ was the dialectical
epistemology      set out in the preface to Hegel’s Phenomenology of Spirit. For
Hegel, ‘science’ denoted knowledge of the whole in the part and the part in the
whole. Although Hegel had fallen into ‘the illusion of conceiving the real as the
product of thought..      . unfolding itself out of itself, 9ohe had nevertheless made a
decisive contribution     to knowing. The concrete was not merely objective; rather,
‘The concrete is concrete because it is the concentration         of many determinations,
hence unity of the diverse.“’ Hegel’s Phenomenology undertook to explain how
we know, the Logic dealt with what we know. Marx replaced the ontology of the
Logic with the historical-economic        categories of capital, wage labour and so on,
and in this manner proposed to follow the ‘scientifically correct method’ of the
Phenomenology, or to comprehend capitalist reality by ‘rising from the abstract’
to the universal. Marx’s subjective dialectic became a categorial reconstruction            in
thought ofthe objective dialectic ofthe capitalist system. In the preface to Capital
he similarly argued that concrete analysis required ‘the force of abstraction’,
whereby the commodity appeared as the ‘cell-form’ of ‘an organic whole’.92
    The simplest economic categories, according to the Grundrisse, already pre-
supposed a ‘given, concrete, living whole’.93 Labour, for example, was the ‘simplest
abstraction’,     but it only achieved its full validity-labour          as the universally
abstract labour of political economy-as          a category of capitalist society.94 All the
economic categories were objective, in the sense of being expressions of ‘historic
relations’, but at the same time they also contained a subjective moment. It was
human society, rather than Hegel’s Idea, which dissolved itself into its parts. It
followed that ‘in the theoretical method too, the subject, society, must always be
kept in mind as the presupposition’.95         Political economy was bourgeois society
reflecting upon itself and inadvertently        revealing its own contradictions,
    Where Marx disagreed with the political economists was in their supposition
 that the categories of their science were supra-historical          and possessed eternal
 validity. His disagreement       with Hegel resulted from his conviction that hitherto
 the real subjects of human history-human                 beings-had      been merely the
 unconscious     authors of their own necessity. Hegel had described the system of
 needs with the observation          that unity was present ‘not as freedom but as
 necessity’.96 Insofar as living men were the conscious embodiment              of the World
 Spirit, however, Hegel had seen the particulars of civil society being mediated
 into the universal as a concrete expression of subjectivity.            In 77re Poverty of
Philosophy Marx answered that real men must become ‘the authors and actors of
 their own drama’,” which in turn demanded the self-conscious                 integration   of
individual    acts of labour into a labour process which would be rational in its
 totality. In this manner abstract labour would be transformed           into truly concrete
 labour; the social necessity of the labour of each communal individual would be
920                                                                               Richard B. Day
   (Capital exists and can only exist as many capitals, and its self-determination
   therefore appears as their reciprocal interaction with one another). Capital is just as
   much the constant positing as the suspension of proportionate         production.  The
   existing proportlon   always has to be suspended by the creation of surplus values
   and the increase of the productive forces. But this demand, that production should
   be expanded stmultaneously,     and at once rn the same proportion,    makes external
   demands upon [each] capital which in no way arise out of it itself; at the same time,
   the departure from the given proportion      in one branch of production drives all of
   them out of it, and in unequal proportions.‘02
   In his economic analysis of capitalism,    Marx saw the business cycle as the
objective foundation for Hegel’s philosophical   ‘circle of necessity’. Like Hegel’s
The Dialectic of Freedom and Necessity                                          921
   In the third   volume     of Capital Marx paused         once more to summarise              his
conclusions.
   In fact, the realm of freedom actually begins only where labour which is determined
   by necessity and mundane considerations     ceases; thus in the very nature of things it
   lies beyond the sphere of actual material production. Just as the savage must wrestle
924                                                                            Richard B. Day
   with Nature to satisfy his wants,. . . so must civilized man, and he must do so in all
   social formations     and under all possible       modes of production.      With his
   development this realm of physical necessity expands as a result of his wants; but, at
   the same time, the forces of production      which satisfy these wants also increase.
   Freedom in this field can only consist in socialized man, the associated producers,
   rationally regulating their interchange with Nature, bringing it under their common
   control, instead of being ruled by it as by the blind forces of Nature; and achieving
   this with the least expenditure of energy and under conditions most favourable to,
   and worthy of, their human nature. But it nonetheless still remains a realm of
   necessity. Beyond it begins that development of human energy which is an end in
   itself, the true realm of freedom,   which, however, can blossom forth only with this
   realm of necessity as its basis.     The shortening  of the working day is its basic
   prerequisite.“’
    Whereas Hegel had found the blossoming                of human freedom in the ethical
community,       where the instrumental      reason of science was contextualised          within
a higher determination       of social purpose, Marx was now denying that our merely
communal        existence   could ever be truly free. The laws which governed
communal       production     were not like Hegel’s constitution           of the state, which
perpetually sundered itself into the differences of the Notion and perpetually re-
created itself in its dissolution;      rather the laws of planning expressed objective
truth and resulted in a ‘settled plan’.“’ The technically determined purposes of
planning were given by the historically created means of production                    and by the
objective need to maintain proportionality           between branches of the economy, as
the articulation      on a social scale of individual          needs. Moreover, even when
technical necessity became self-evident,          it would still not refer to freedom, but
only to the ‘mundane’ need to reproduce life. Economic laws, therefore, did not
yet posit the absolute, or the ‘end in itself, which absorbed all other ends and
constituted their truth. It was in addressing this final problem that Marx hoped to
accomplish his ambition of bringing the Hegelian dialectic to rest.
    Hegel’s own thought          ranged beyond          objective    spirit by emancipating
consciousness      to pursue art, religion and philosophy,          or thought reflecting into
itself as Absolute Spirit. But thought reflecting into itself was also logic; logic led
to the Absolute Idea; the Absolute Idea led to the philosophy                     of nature; the
philosophy of nature in turn pointed once again to the philosophy of spirit, etc.
Hence the ‘pure restless revolving’ which Marx originally                     criticised in the
Manuscripts. Unlike Hegel, who sought to establish the reason of the world
through speculative philosophy, Marx was convinced that the natural world and
human society must be made rational through science, which alone could dispose
of the veil of mythical          representation.      In the Grundrisse Marx’s thought
converged on Hegel’s to the extent that the predominant                      moment even of
material production had now emerged as the production of knowledge. The
difference was that Hegel took ‘science’ to mean knowledge of the Absolute; for
him the exact sciences of the understanding                were exact only because of the
triviality of their content. Marx, in contrast, had taken the view as early as the
Manuscripts that scientific         thought,     unlike the fanciful self-indulgence            of
philosophy,      was at once both individual           and truly universal.       The scientific
thinker was the counterpart        in a ‘civilised’ society of Hegel’s inventor of simple
tools.
The Dialectic of Freedom and Necessity                                                             925
    Whereas Hegel had seen political activity as the highest form of human
endeavour      apart from participating          in the self-contemplation          of spirit, Marx
considered scientific thought, as the production of productive knowledge, to be
the highest manifestation             of human praxis. The self-supporting                   positive,
positively grounded upon itself, would be the emancipated                        individual,    whose
thought in his free time would be grounded upon the embodied thought of all
previous generations,         whose limited tools made physical labour the focus of
production      and thus prevented          them from achieving consciousness                 of their
universal interdependence.          lz2 Hegel’s Philosophy of Right had been a philo-
sophical repudiation        of the French Revolution and its abstract individualism.
Marx’s critique of Hegel now produced the theoretical culmination                      of the French
Revolution      in the abstract individual,           whose thought was assumed to be
immediately universal because grounded in objective scientific truth which could
and must be freely appropriated             by all.
    Through its displacement          of living labour, modern technology was creating
the potential for a revolutionary           extension of free time in which all producers
might participate in creative thought. ‘The free development of individualities                      ...
then corresponds to the artistic, scientific, etc. development                of the individuals in
the time set free, and with the means created, for all of them.. . real wealth [is]
 “. . . disposable time outside that needed in direct production,               for every individual
and the whole of society.“‘123 Marx intended his dialectic to replace Hegel’s
contemplative       ‘affirmation of alienation’ by demonstrating             the necessity for real
individuals to participate consciously in the creation of a real world. He did not
doubt Hegel’s view that only the totality was concrete. The difference was that
Hegel saw the totality as an ethical community                which included the process of
production,      a world which Mind created for itself, while Marx saw mind as a
 moment in the overall movement                  of economic      activities.      Hegel’s dialectic
gathered up all the categories of being into the internal unity of subject and object
in the Idea. Marx’s dialectic left real individuals              to find the purpose of their
freedom in reference to externality.              Thus the ‘universal development               of the
individual”24      had to reflect back into the production              process by multiplying
human productivity.          ‘The saving of labour time’, wrote Marx, ‘[is] equal to an
increase of free time, i.e. time for the full development of the individual, which in
 turn reacts back upon the productive                power of labour as itself the greatest
productive power.‘L25 Individual self-development,              as the projected ‘end in itself,
turned out to be the production                of human ‘fixed capital’. The purpose of
freedom, for Marx, was production.
    In communal         production,     he affirmed, ‘Mediation          must, of course, take
place.“26 The kind of mediation              he now had in view was the conscious plan,
926                                                                                Richard B. Day
imposed externally,    but when it affirms the right of personality     and makes
personal dignity concrete through recognition from others. For Hegel, all being
is being for consciousness.      The being of a community           of persons     is
the being of a self-conscious  community.   By rejecting the ontological dialectic
 of Hegelian Reason, Marx collapsed the political and the cultural into scientific
 understanding      of the economic.
    It is precisely this central dilemma which Lukacs has apprehended                       in his
proposal for a Marxist ontology of social being. The fundamental                      difference
 between Lukics and Marx is that Marx, once he posited the end of scarcity,
reduced to insignificance         the need to choose. By conceiving of human action as a
humanly created ‘chain of alternatives’,           Lukacs shows that the outcome of every
teleological act of labour is both a new determination              of human potential and a
new limit. The cleared field emancipates us from the limit of the forest; but when
the field is seeded for a crop it cannot simultaneously           be a children’s playground.
Having proclaimed the ontological necessity of choice, Lukacs could not escape
the question of how choices are made or fail to see that they involve both
technical and ethical dimensions.           Because the end which informs all choice is the
human end of freedom in community with others, he insists that technology and
instrumental     reason can only be the means to this end. Neither individual nor
social choices can be made on technological            grounds alone: ‘no matter how high
the level of development         of technology (its support by a whole series of sciences),
this cannot be the sole ground for decision between alternatives.“37                  The most
that technical reason can establish is an ‘if . . . then’ sequence; it can never define
the ‘ought’ of the goal.i3*
    Given the widening of subjective choice made possible by modern technology,
Lukdcs also sees that the actuality of social freedom presupposes mediation of
particular     choices. Although          he begins with the teleological          positings    of
individuaf labour, he adds that these must give rise in turn to ‘secondary goal
positing’, the object of which is no longer nature but ‘the consciousness                     of a
human group’. r39 The purpose of these secondary positings-which                        for most
readers wouid point to the domain of politics-is             to ‘influence the consciousness
of other people so as to bring about the desired teleological positings on their
part’.r40 Secondary positings address desirable social ends, which, through being
shared, become objective in the social life of the individual.                    They are an
expression not merely of the ‘retreat of the natural boundary’i4’                    to human
endeavour, but also of society’s spiritual growth. They represent social reflection
upon questions of dignity and a ‘meaningful                 life. ‘It is a matter of general
knowledge that man’s command over his instincts, emotions, etc., is the major
problem of all morality, from custom and tradition through to the highest forms
of ethics.‘142 Once the goal becomes that of influencing                the consciousness       of
others, then ‘the development            of human relations eventually leads to the self-
transformation       of the subject becoming the direct object of teleological positings
of an “ought”           character.    These positings,     of course, are.. _qualitatively
distinguished    . , . from those forms of the “ought” that we have discovered in the
labour process.‘i4’
   Like Marx in the Grundrisse, Lukacs repeats the argument                      that technical
choices require knowledge of what is correct in terms of the efficacy of labour and
The Dialectic of Freedom and Necessity                                                         929
                                                                               Richard     B. Day
University of Toronto
930                                                                       Richard B. Day
NOTES
 1. Georg Lukacs, HegeI’s False andHis Genuine Ontology (London: Merlin, 1978), p. 1
    (hereafter cited as Lukacs, Hegel). Two previous essays of mine, which are partially
    incorporated    into this present work, may be of interest to the reader. They are ‘Marx
    and Lukacs on Technology and the “Value” of Freedom’ and ‘Hegel and Marx:
    Perspectives on Politics and Technology’ in Richard B. Day, Ronald Beiner and
    Joseph Masciulli, eds, Democratic Theory and Technological Society (New York:
    M.E. Sharpe, 1988), pp. 3654 and 184-203.
 2. Ibid, pp. 20-21.
 3. Ibid, p.4.
 4. Charles Taylor, Hegel (Cambridge:          Cambridge University Press, 1975), p. 328.
 5. Lukics, Hegel, pp. 61-62.
 6. Ibid, pp. 67-68. Cf. G.W.F. Hegel, The Phenomenology of Mind, trans. J.B. Baillie
    (New York: Harper and Row, 1967), p. 81 et seq.
 7. Ibid., p. 3.
 8. Ibid., p. 2. Cf. Hegel’s Philosophy of Right, trans. T.M. Knox (Oxford: Oxford
    University Press, 1967), pp. 15s 156.
 9. Ibid., p. 4.
10. Ibid
11. Ibid, p. 11.
12. Ibid, p. 28.
13. Ibid, p.25.
14. Ibid, p.99.
15. Lukacs, Labour (London: Merlin, 1980), p. 33.
16. Lukacs, Hegel, pp. 43-46.
17. Lukacs, Labour, p. 26. See also Hegei, p. 53.
18. Lukacs, Hegel, p. 97.
19. Ibid, p. 111.
20. Lukacs, Labour, p. 115.
21. Ibid, p. 118.
22. Ibid., p. 33.
23. Ibid., p. 39.
24. Lukacs, Hegel, p. 25.
25. Ibid., p. 26.
26. Hegel’s Philosophy of Right, p. 156.
27. Ibid, p. 109.
28. Ibid., p. 156.
29. Hegel’s Logic, trans. William Wallace (Oxford: Oxford University Press, 1975),
    p. 226. In the Phenomenology, p. 93, Hegel attributes freedom to ‘the portentous
    power of the negative*. See also Philosophy of Right, p. 23.
30. Cited in Lukacs, The Young Hegel (London: Merlin, 1975), p. 220.
31. Ibid, p.330.
32. Ibid., p. 220. For Hegel, work makes the difference between merely natural and
    spiritual consciousness.    See Quentin Lauer, A Reading ofHegel’sPhenomeno!ogy of
    Spirit (New York: Fordham University Press, 1982), p. 110 and pp.‘161169.            See
    also Phenomenology, pp.426431             and PhiIosophy of Right, pp. 46-49. In the
    Philosophy of Right, p. 126, Hegel describes ‘work and effort’ as ‘the middle term
    between subjectivity      and objectivity’.   On p. 194 he speaks of ‘the moment of
    liberation intrinsic to work’. On p. 129 he refers to work as a ‘practical education’.
33. J.M. Bernstein, ‘From Self-Consciousness         to Community: Act and Recognition in
    the Master-Slave     Relationship’ in The State and Civil Society, ed. Z.A. Pelczynski
    (Cambridge: Cambridge University Press, 1984), p. 36.
The Dialectic of Freedom and Necessity                                                    931
65. Ibid., pp. 121- 123. In the Phenomenology, p. 81, Hegel refers to the process of true
     reality as ‘the circle which presupposes its end as its purpose, and has its end for its
     beginning’. In the Philosophy ofRighr, p. 105, he speaks of freedom as ‘a circle of
     necessity’.
66. Ibid., p. 108. In the Phenomenology Spirit is ‘the immovable                  and irreducible
     [ground] and the starting point for the action of all and everyone’ while at the same
     time being ‘their purpose and their goal’ (p. 458). In the Philosophy of Righr the
     substantial community of the state is the ‘absolute unmoved end in itself (p. 156).
67. Ibid., p. 118. See Hegel on ‘positive freedom’ in the Philosophy of Righr, p. 260.
68. Ibid., p. 122. In the Phenomenology Hegel speaks of Reason as ‘purposive activity’
     and of ‘concrete actuality’ as ‘movement and development unfolded. But this very
     unrest is the self; and it is one and the same with that immediacy and simplicity
     characteristic   of the beginning..       . .’ (pp.83-84).   For Hegel’s own critique of
     ‘thorough-going     dialectical restlessness’, or restlessness without purposive activity,
    see his comments on Scepticism and the ‘unhappy consciousness*,                pp. 248-267.
69. Ibid, p. 89.
70. Ibid, p. 119.
71. HegePs Logic, p. 113.
72. Ibid., pp. 1% 155. In the PhiIosophy of Right Hegel sees the modern state as the
    synthesis of the heavenly ‘realm of mind’ and ‘the mundane realm’ (p. 222).
73. Ibid., p. 145.
74. Zbid., p. 150. For Hegel, consciousness goes out of itself in ‘culture’ and in producing
    culture produces itself as more than what it is by ‘nature’ (Phenomenology, esp.
    pp. 509-512). Cultural production          is a necessary process of human individuation.
    The theme of the Phenomenology is that we grasp the world through thought
     because the world is structured         by thought. Marx believes we grasp the world
    through thoughtful Iabour. Whereas Hegel believes we cannot know what we know
    (the Logic) until we first know how we know, Marx replies that we cannot know
    what we have created, including ourselves, until we first study how we have created
    (economic history).
75. Ibid., pp. 159-160. See Hegel on the division of labour in Philosophy of Right,
    pp. 129-131.
76. Ibid., p. 170.
77. Zbid., p. 193.
78. Ibid., p. 192.
79. Ibid., p. 193.
80. Ibid., p. 197.
81. Ibid., p. 160.
82. Ibid., p. 200.
83. Ibid., p. 154.
84. Ibid., p. 149.
85. Ibid.
86. Ibid., p. 156.
87. Ibid, p. 159.
88. Karl Marx, Capital (Moscow: Foreign Languages Publishing House, 1957- 1962), I,
     19.
89. Ibid., p. 20. In the Phenomenology, p. 87, Hegel acknowledges             that to the ‘naive
    consciousness’     philosophical     science seems ‘to walk on its head’. See also his
    comments on pp. 206207 concerning the ‘supersensible               world’ and the ‘inverted
    world’.
90. Karl Marx, Grundrisse: Foundations of the Critique of Political Economy, trans.
    Martin Nicolaus (New York: Vintage, 1973), p. 101.
The Dialectic    of Freedom     and Necessity                                               933
 91.   Ibid.
 92.   Marx, Capital, I, 8. Cf. Luklcs, Hegel, p. 74.
 93.   Marx, Grundrisse, p. 101.
 94.   Ibid, p. 105.
 95.   Ibid, p. 101.
 96.   Hegel’s Philosophy of Right, p. 124.
 97.    Marx, The Poverty ofPhilosophy (New York: International          Publishers, 1963),p. 98.
 98.    Marx, Capital, I, 8.
 99.   Marx, Grundrisse, pp. 137-141.
100.    Marx, Capital, I, 15.
101.   Marx, Capital, II, 315. Cf. Hegel’s reference to economic crises in thePhilosophy of
       Right, pp. 147- 148 et seq. For a summary of Marx’s views of laws and cyclical crises
       see Richard B. Day, The ‘Crisis’ and the ‘Crash’: Soviet Studies of the West
       (1917-1939) (London: NLB, 1981), pp. 4-12.
102.   Marx, Grundrisse, p.414.
103.   Marx, Capital, III, 244.
104.   Marx, Capital, II, 469. Cf. Theories of Surplus Value (London: Lawrence and
       Wishart, 1951), pp. 359-360.
105.   Marx, Capital, II, 469.
106.   Marx, Grundrisse, p. 139.
107.   Ibid, p.711.
108.   Ibid., p. 173.
109.   Ibid., p. 105.
110.   Ibid., p. 706.
111.   Ibid., p.699.
112.   Ibid., p. 709.
113.   Ibid, p.700.
114.   Ibid, p. 705.
115.   Ibid, p.409.
116.   Hegel’s Philosophy of Right, p. 198.
117.   Marx, Grundrisse, p. 705.
118.   Ibid., p.712.
119.   Marx, Capital, III, 799-800.
120.   Marx, Capital, I, 80.
121.   Tucker, Marx-EngeZs Reader, p. 86. For Hegel the highest form of Spirit is self-
        consciousness,  where thought is the object of thought and therefore reflected into
       self. Marx, in contrast, refers to science in the Grundrisse (p. 540) as ‘thisideal and at
       the same time practical wealth’ (my italics).
122.   Ibid, p. 191.
123.   Marx, Grundrisse, p. 706.
124.   Ibid., p. 542.
125.   Ibid, p.711.
126.   Ibid., p. 171.
127.   Ibid.
128.   Tucker, Marx-Engels Reader, p. 79.
129.   Marx, Grundrisse, p. 172.
130.   Ibid, p. 492.
131.   Ibid, p. 172.
132.   Ibid., p. 708.
133.   Tucker, Marx-Engels Reader, p. 53 1.
134.   Ibid.
135.   Ibid., p. 90.
934                                                                      Richard B. Day