EXAMPLE OF A QA PROJECT PLAN REVIEW CHECKLIST
This is an example checklist based on the elements in EPA Requirements for QA Project Plans (QA/R-5) (EPA, 2001a). This
checklist can be used to either write or review a QA Project Plan, especially those involving field sampling and laboratory analyses.
PROJECT TITLE:
Preparer:
Date
Submitted for Review:
Reviewer:
Date of Review:
Acceptable Page/
Element
(Yes/No) Section Comments
A1. Title and Approval Sheet
Contains project title
Indicates revision number, if applicable
Indicates organization=s name
Date signature of organization=s project manager
Dated signature of organization=s QA manager present
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
Other signatures, as needed
A2. Table of Contents
Lists QA Project Plan information sections
Document control information indicated
A3. Distribution List
Includes all individuals who are to receive a copy of the
QA Project Plan and identifies their organization
A4. Project/Task Organization
Identifies key individuals involved in all major aspects of
the project, including contractors
Discusses their responsibilities
Project QA Manager position indicates independence
from unit generating data
Identifies individual responsible for maintaining the
official, approved QA Project Plan
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
Organizational chart shows lines of authority and
reporting responsibilities
A5. Problem Definition/Background
States decision(s) to be made, actions to be taken, or
outcomes expected from the information to be obtained
Clearly explains the reason (site background or
historical context) for initiating this project
Identifies regulatory information, applicable criteria,
action limits, etc. necessary to the project
A6. Project/Task Description
Summarizes work to be performed, for example,
measurements to be made, data files to be obtained,
etc., that support the project=s goals
Provides work schedule indicating critical project points,
e.g., start and completion dates for activities such as
sampling, analysis, data or file reviews, and
assessments
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
Details geographical locations to be studied, including
maps where possible
Discusses resource and time constraints, if applicable
A7. Quality Objectives and Criteria
Identifies performance/measurement criteria for all
information to be collected and acceptance criteria for
information obtained from previous studies, including
project action limits and laboratory detection limits and
range of anticipated concentrations of each parameter
of interest
Discusses precision
Addresses bias
Discusses representativeness
Identifies the need for completeness
Describes the need for comparability
Discusses desired method sensitivity
A8. Special Training/Certifications
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
Identifies any project personnel specialized training or
certifications
Discusses how this training will be provided
Indicates personnel responsible for assuring these are
satisfied
Identifies where this information is documented
A.9 Documentation and Records
Identifies report format and summarizes all data report
package information
Lists all other project documents, records, and electronic
files that will be produced
Identifies where project information should be kept and
for how long
Discusses back up plans for records stored
electronically
States how individuals identified in A3 will receive the
most current copy of the approved QA Project Plan,
identifying the individual responsible for this
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
B1. Sampling Process Design (Experimental Design)
Describes and justifies design strategy, indicating size of
the area, volume, or time period to be represented by a
sample
Details the type and total number of sample
types/matrix or test runs/trials expected and needed
Indicates where samples should be taken, how sites will
be identified/located
Discusses what to do if sampling sites become
inaccessible
Identifies project activity schedules such as each
sampling event, times samples should be sent to the
laboratory, etc.
Specifies what information is critical and what is for
informational purposes only
Identifies sources of variability and how this variability
should be reconciled with project information
B2. Sampling Methods
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
Identifies all sampling SOPs by number, date, and
regulatory citation, indicating sampling options or
modifications to be taken
Indicates how each sample/matrix type should be
collected
If in situ monitoring, indicates how instruments should
be deployed and operated to avoid contamination and
ensure maintenance of proper data
If continuous monitoring, indicates averaging time and
how instruments should store and maintain raw data, or
data averages
Indicates how samples are to be homogenized,
composited, split, or filtered, if needed
Indicates what sample containers and sample volumes
should be used
Identifies whether samples should be preserved and
indicates methods that should be followed
Indicates whether sampling equipment and samplers
should be cleaned and/or decontaminated, identifying
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
how this should be done and by-products disposed of
Identifies any equipment and support facilities needed
Addresses actions to be taken when problems occur,
identifying individual(s) responsible for corrective action
and how this should be documented
B3. Sample Handling and Custody
States maximum holding times allowed from sample
collection to extraction and/or analysis for each sample
type and, for in-situ or continuous monitoring, the
maximum time before retrieval of information
Identifies how samples or information should be
physically handled, transported, and then received and
held in the laboratory or office (including temperature
upon receipt)
Indicates how sample or information handling and
custody information should be documented, such as in
field notebooks and forms, identifying individual
responsible
Discusses system for identifying samples, for example,
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
numbering system, sample tags and labels, and
attaches forms to the plan
Identifies chain-of-custody procedures and includes form
to track custody
B4. Analytical Methods
Identifies all analytical SOPs (field, laboratory and/or
office) that should be followed by number, date, and
regulatory citation, indicating options or modifications to
be taken, such as sub-sampling and extraction
procedures
Identifies equipment or instrumentation needed
Specifies any specific method performance criteria
Identifies procedures to follow when failures occur,
identifying individual responsible for corrective action
and appropriate documentation
Identifies sample disposal procedures
Specifies laboratory turnaround times needed
Provides method validation information and SOPs for
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
nonstandard methods
B5. Quality Control
For each type of sampling, analysis, or measurement
technique, identifies QC activities which should be used,
for example, blanks, spikes, duplicates, etc., and at
what frequency
Details what should be done when control limits are
exceeded, and how effectiveness of control actions will
be determined and documented
Identifies procedures and formulas for calculating
applicable QC statistics, for example, for precision, bias,
outliers and missing data
B6. Instrument/Equipment Testing, Inspection, and Maintenance
Identifies field and laboratory equipment needing
periodic maintenance, and the schedule for this
Identifies testing criteria
Notes availability and location of spare parts
Indicates procedures in place for inspecting equipment
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
before usage
Identifies individual(s) responsible for testing, inspection
and maintenance
Indicates how deficiencies found should be resolved, re-
inspections performed, and effectiveness of corrective
action determined and documented
B7. Instrument/Equipment Calibration and Frequency
Identifies equipment, tools, and instruments that should
be calibrated and the frequency for this calibration
Describes how calibrations should be performed and
documented, indicating test criteria and standards or
certified equipment
Identifies how deficiencies should be resolved and
documented
B8. Inspection/Acceptance for Supplies and Consumables
Identifies critical supplies and consumables for field and
laboratory, noting supply source, acceptance criteria,
and procedures for tracking, storing and retrieving these
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
materials
Identifies the individual(s) responsible for this
B9. Non-direct Measurements
Identifies data sources, for example, computer
databases or literature files, or models that should be
accessed and used
Describes the intended use of this information and the
rationale for their selection, i.e., its relevance to project
Indicates the acceptance criteria for these data sources
and/or models
Identifies key resources/support facilities needed
Describes how limits to validity and operating conditions
should be determined, for example, internal checks of
the program and Beta testing
B10. Data Management
Describes data management scheme from field to final
use and storage
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
Discusses standard record-keeping and tracking
practices, and the document control system or cites
other written documentation such as SOPs
Identifies data handling equipment/procedures that
should be used to process, compile, analyze, and
transmit data reliably and accurately
Identifies individual(s) responsible for this
Describes the process for data archival and retrieval
Describes procedures to demonstrate acceptability of
hardware and software configurations
Attaches checklists and forms that should be used
C1. Assessments and Response Actions
Lists the number, frequency, and type of assessment
activities that should be conducted, with the
approximate dates
Identifies individual(s) responsible for conducting
assessments, indicating their authority to issue stop
work orders, and any other possible participants in the
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
assessment process
Describes how and to whom assessment information
should be reported
Identifies how corrective actions should be addressed
and by whom, and how they should be verified and
documented
C2. Reports to Management
Identifies what project QA status reports are needed
and how frequently
Identifies who should write these reports and who
should receive this information
D1. Data Review, Verification, and Validation
Describes criteria that should be used for accepting,
rejecting, or qualifying project data
D2. Verification and Validation Methods
Describes process for data verification and validation,
providing SOPs and indicating what data validation
software should be used, if any
December 2002
Acceptable Page/
Element
(Yes/No) Section Comments
Identifies who is responsible for verifying and validating
different components of the project data/information, for
example, chain-of-custody forms, receipt logs,
calibration information, etc.
Identifies issue resolution process, and method and
individual responsible for conveying these results to
data users
Attaches checklists, forms, and calculations
D3. Reconciliation with User Requirements
Describes procedures to evaluate the uncertainty of the
validated data
Describes how limitations on data use should be
reported to the data users
December 2002
