de Lima vs. Guerrero Facts
de Lima vs. Guerrero Facts
GUERRERO
FACTS
The Senate and the House of Representatives conducted several inquiries on
the proliferation of dangerous drugs syndicated at the New Bilibid Prison (NBP).
DOJ consolidated four cases involving the Secretary of the Department of Justice
De Lima and proceeded to conduct preliminary investigation. De Lima, through
her counsel, filed an Omnibus Motion to Immediately Endorse the Cases to the
Office of the Ombudsman and for the Inhibition of the Panel of Prosecutors and
the Secretary of Justice ("Omnibus Motion") , arguing that the Sandiganbayan has
the exclusive authority and jurisdiction to hear the four complaints against her.
During the DOJ Panel hearing, petitioner manifested her decision not to submit her
counter-affidavit citing the pendency of her motion. The DOJ Panel, however,
ruled that it will not entertain belatedly filed counter-affidavits, and declared all
pending incidents and the cases as submitted for resolution. Petitioner moved for
but was denied reconsideration by the DOJ Panel. This prompted the petitioner to
file a petition for prohibition and certiorari assailing the jurisdiction of the DOJ
Panel before CA.
However, in the absence of a restraining order by the latter; the DOJ Panel
proceeded with its Joint Resolution. Infromations were filed against petitioner De
Lima and several co-accused before the RTC of Muntinlupa City. One of the
informations charged the petitioner with violation of Section 5 in relation to
Section (jj), Section 26(b), and Section 28 of Republic Act No. (RA) 9165 and was
raffled off to Branch 204, presided by respondent judge. De Lima file a motion to
quash the information arguing mainly that the RTC lacks jurisdiction, DOJ Panel
lacks authority to file the Information and the Information charges more than one
offense. But the respondent judge, after finding probable cause, issued a warrant of
arrest containing no recommendation for bail and ordered the the petitioner be
committed to the custody of the PNP Custodial Center.
De Lima repaired directly to the Supreme Court a petition, praying for the
following reliefs:
a. Granting a writ of certiorari annulling and setting aside the Order dated 23
February 2017, the Warrant of Arrest dated the same date, and
the Order dated 24 February 2017 of the Regional Trial Court - Branch 204,
Muntinlupa City, in Criminal Case No. 17-165 entitled People of the
Philippines versus Leila M De Lima, et al.;
b. Granting a writ of prohibition enjoining and prohibiting respondent judge
from conducting further proceedings until and unless the Motion to Quash is
resolved with finality;
c. Issuing an order granting the application for the issuance of temporary
restraining order (TRO) and a writ of preliminary injunction to the
proceedings; and
d. Issuing a Status Quo Ante Order restoring the parties to the status prior to
the issuance of the Order and Warrant of Arrest, both dated February 23, 201
7, thereby recalling both processes and restoring petitioner to her liberty and
freedom.26
ISSUES
PROCEDURAL:
A. Whether or not petitioner is excused from compliance with the doctrine on
hierarchy of courts considering that the petition should first be filed with the
Court of Appeals.
B. Whether or not the pendency of the Motion to Quash the Information before
the trial court renders the instant petition premature.
C. Whether or not petitioner, in filing the present petition, violated the rule
against forum shopping given the pendency of the Motion to Quash the
Information before the Regional Trial Court of Muntinlupa City in Criminal
Case No. 17-165 and the Petition for Certiorari filed before the Court of
Appeals in C.A. G.R. SP No. 149097, assailing the preliminary investigation
conducted by the DOJ Panel.
SUBSTANTIVE:
A. Whether the Regional Trial Court or the Sandiganbayan has the jurisdiction
over the violation of Republic Act No. 9165 averred in the assailed
Information.
B. Whether or not the respondent gravely abused her discretion in finding
probable cause to issue the Warrant of Arrest against petitioner.
HELD
PROCEDURAL
Petitioner alleged that her case sparked national and international interest
because she is a senator of the Republic. The President’s declaration of fight
against illegal drugs and corruption spiked cases brought before the courts
involving drugs and public officers. To this ends, De Lima questioned the
respondent judge’s findings of probable cause. Thus, the petitioner alleged that the
rule on the hierarchy of court should be disregarded as her case involves pure
questions of law, particularly alleging that the respondent judge erred and
committed grave abuse of discretion in finding probable cause to her arrest.
The Supreme Court did not agree and held that the present case does not
involve a pure question of law. The question on whether or not probable cause
exists for the issuance of warrant for her arrest is a question of fact as it is
determined from the review of the allegations in the information, the resolution of
the investigating prosecutor, including other documents and/or evidence appended
to the information. Hence, the Court uphold on the application of the rule and not
the exceptions.
The established rule is that courts of justice will take cognizance only of
controversies "wherein actual and not merely hypothetical issues are
involved." The reason underlying the rule is "to prevent the courts through
avoidance of premature adjudication from entangling themselves in abstract
disagreements, and for us to be satisfied that the case does not present a
hypothetical injury or a claim contingent upon some event that has not and indeed
may never transpire."
Thus, due to its prematurity the Court cannot take cognizance of the petition
simply because there is no controversy to resolve as there is no final judgement or
order of the lower court to review, revise, modify or affirm. The present petition is
immediately dismissible for lack of jurisdiction to review a non-existent court
action.
All these requisites are present in this case. The presence of the first
requisite is at once apparent. The petitioner is an accused in the criminal case for
violation of RA 9165, while the respondents in this case, all represented by the
Solicitor General, have substantial identity with the complainant in the same
criminal case still pending before the trial court.
As for the second requisite, even a cursory reading of the petition and
the Motion to Quash will reveal that the arguments and the reliefs prayed for are
essentially the same. In both, petitioner advances the RTC's supposed lack of
jurisdiction over the offense, the alleged multiplicity of offenses included in the
Information; the purported lack of the corpus delicti of the charge, and, basically,
the non-existence of probable cause to indict her. She essentially prays for the
same thing in both the present petition and the Motion to Quash: the nullification
of the Information and her restoration to liberty and freedom. Thus, the present
petition violated forum shopping.
SUBSTANTIVE
A. The Regional Trial Court has jurisdiction.
Petitioner argues that, based on the allegations of the Information filed
against her, the Sandiganbayan has the jurisdiction to try and hear the case against
her. She posits that the Information charges her not with violation of RA 9165 but
with Direct Bribery-a felony within the exclusive jurisdiction of the
Sandiganbayan given her rank as the former Secretary of Justice with Salary Grade
31. For the petitioner, even assuming that the crime described in the Information is
a violation of RA 9165, the Sandiganbayan still has the exclusive jurisdiction to try
the case considering that the acts described in the Information were intimately
related to her position as the Secretary of Justice. In fact, respondents point out that
the history of the laws enabling and governing the Sandiganbayan will reveal that
its jurisdiction was streamlined to address specific cases of graft and corruption,
plunder, and acquisition of ill-gotten wealth.
The Supreme Court is not persuaded. Granting without conceding that the
information contains averments which constitute the elements of Direct Bribery or
that more than one offence is charged or as ill this case, possibly bribery and
violation of RA 9165, still the prosecution has the authority to amend the
information at any time before arraignment. Since petitioner has not yet been
arraigned, then the information subject of Criminal Case No. 17-165 can still be
amended pursuant to Section 14, Rule 110 of the Rules of Court.
RTC has exclusive jurisdiction to try violations of RA 9165, including the
acts described in the Information against the petitioner. The Sandiganbayan was
specifically created as an anti-graft court. It was never conferred with the power to
try drug-related cases even those committed by public officials.
The exclusive original jurisdiction over violations of RA 9165 is not
transferred to the Sandiganbayan whenever the accused occupies a position
classified as Grade 27 or higher, regardless of whether the violation is alleged as
committed in relation to office. The power of the Sandiganbayan to sit in judgment
of high-ranking government officials is not omnipotent. The Sandiganbayan's
jurisdiction is circumscribed by law and its limits are currently defined and
prescribed by RA 10660, which amended Presidential Decree No. (PD) 1606.
Section 4(b) of PD 1606, as amended by RA 10660, is the general law on
jurisdiction of the Sandiganbayan over crimes and offenses committed by high-
ranking public officers in relation to their office. Section 90, RA 9165 is the
special law excluding from the Sandiganbayan's jurisdiction violations of RA 9165
committed by such public officers. In the latter case, jurisdiction is vested upon the
RTCs designated by the Supreme Court as drugs court, regardless of whether the
violation of RA 9165 was committed in relation to the public officials' office.
FACTS
Campos and NOPA entered into two separate contracts denominated as
Molasses Sales Agreement. Campos allegedly paid in full, but was only able to
receive a partial delivery of them Molasses because of a disagreement as to the
quality of the products being delivered. More than six years after NOPA filed its
answer, NOPA filed a motion to dismiss on the ground of an alleged failure of
Campos to file the correct filing fee. According to NOPA, Campos deliberately
concealed in his complaint the exact amount of actual damages by opting to
estimate the value of the unwithdrawn molasses in order to escape the payment of
the proper docket fees. RTC denied the motion to dismiss. CA dismissed petition
for certiorari ruling that there was no substantial compliance with the procedural
requirements because petitioner failed to allege in its verification that the
allegations therein are true and correct of his personal knowledge or based on
authentic records and failure to attach the necessary documents on its pleadings as
required by Section 1,Rule 65, Rules in Civil Procedure.
ISSUE
Whether or not CA committed error when it ruled that there was no
substantial compliance with the procedural requirements when petitioner failed to
allege in its verification that the allegations therein are true and correct of his
personal knowledge or based on authentic records and failure to attach the
necessary documents on its pleadings as required by section 1, rule 65 of the 1997
rules of civil procedure?
HELD
No. Clearly, the amendment introduced by A.M. No. 00-2-10 to Sec. 4, Rule
7 was in order to make the verification requirement stricter, such that the party
cannot now merely state under oath that he believes the statements made in the
pleading. He cannot even merely state under oath that he has knowledge that such
statements are true and correct. His knowledge must be specifically alleged under
oath to be either personal knowledge or at least based on authentic records.
A pleading, therefore, wherein the verification is merely based on the party’s
knowledge and belief produces no legal effect, subject to the discretion of the court
to allow the deficiency to be remedied.
In the case at bar, the Court of Appeals, in the exercise of this discretion,
refused to allow the deficiency in the Verification to be remedied, by denying
NOPA’s motion for reconsideration with attached amended petition for certiorari.
As ruled in Lino Luna v. Arcenas, decisions of a trial court which "lie
in discretion" will not be reviewed on appeal, whether the case be civil or criminal
at law or in equity. Where such rulings have to do with minor matters, not affecting
the substantial rights of the parties, the prohibition of review in appellate
proceedings is made absolute by the express terms of the statute; but it would be a
monstrous travesty of justice to declare that where the exercise of
discretionary power by an inferior court affects adversely the substantial legal
rights of a litigant, it is not subject to review on appeal in any case wherein a clear
and affirmative showing is made of an abuse of discretion, or of a total lack of its
exercise, or of conduct amounting to an abuse of discretion, such as its improper
exercise under a misapprehension of the law applicable to the facts upon which the
ruling is based. In its very nature, the discretionary control conferred upon the trial
judge over the proceedings had before him implies the absence of any hard-and-
fast rule by which it is to be exercised, and in accordance with which it may be
reviewed. But the discretion conferred upon the courts is not a wilful, arbitrary,
capricious and uncontrolled discretion. It is a sound, judicial discretion which
should always be exercised with due regard to the rights of the parties and the
demands of equity and justice.
FACTS
Private respondent Cesario F. Ermita was a regular employee working as a
foreman of petitioner United Paragon Mining Corporation (UPMC). Cesario
received a termination signed by UPMCs Personnel Superintendent, Feliciano M.
Daniel, informing Cesario that his employment as foreman is terminated effective
30 after his receipt of the letter. The termination was on account of Cesarios
violation of company rules against infliction of bodily injuries on a co-employee, it
being alleged therein that Cesario inflicted bodily injuries on a co-employee, a
certain Jerry Romero, as well as for unlawfully possessing a deadly weapon, a
bolo, again in violation of company rules.
As a result of the termination, the matter was brought to the grievance
machinery as mandated under the Collective Bargaining Agreement. Having failed
to reach a settlement thereat, the parties agreed to submit the dispute to voluntary
arbitration. Voluntary Arbitrator Mendez rendered a decision in favour of Cesario,
stating that although the procedural requirements in the termination of an employee
had been complied with, the termination of Cesario was unjustified because it was
arrived at through gross misapprehension of facts. The Arbitrator ordered the
immediate reinstatement of Cesario with the payment of his back wages.
ISSUES
Whether or not the CA committed a reversible error in its decision.
HELD
No. Supreme Court held that the CA did not commit a reversible error in its
decision.
Petitioner argued that there was no necessity for a board resolution
authorizing its Personnel Superintendent to file in its behalf the certiorari petition
because said petition arose out of the labor dispute filed against it and its Personnel
Superintendent, Feliciano M. Daniel. It is argued that in Cesarios complaint for
illegal dismissal, Daniel was made a co-respondent of the corporation. Upon this
premise, UPMC argues that Daniel has all the right to answer the complaint and to
appeal an unfavorable judgment therein.
FACTS
HELD
A. Guevarra filed the motion for extension exactly one day before the
lapse of the reglementary period to appeal.
The material dates to consider in determining the timeliness of the filing of
the motion for extension are (1) the date of receipt of the judgment or final order or
resolution subject of the petition, and (2) the date of filing of the motion for
extension. It is the date of the filing of the motion or pleading, and not the date of
execution, that determines the timeliness of the filing of that motion or
pleading. Thus, even if the motion for extension bears no date, the date of filing
stamped on it is the reckoning point for determining the timeliness of its filing.
Guevarra had until 14 December 1996 to file an appeal from the RTC
decision. Guevarra filed his motion for extension before this Court on 13
December 1996, the date stamped by this Courts Receiving Clerk on the motion
for extension. Clearly, Guevarra filed the motion for extension exactly one day
before the lapse of the reglementary period to appeal.
B. The petitioner is estopped from assailing the non-compliance of the
Pajuyo did not call the Court of Appeals attention to this defect at the early
stage of the proceedings. It was only when the Court of Appeals ruled in Guevarras
favour. Pajuyo raised this procedural issue too late in the proceedings.
A party who, after voluntarily submitting a dispute for resolution, receives
an adverse decision on the merits, is estopped from attacking the jurisdiction of the
court. Estoppel sets in not because the judgment of the court is a valid and
conclusive adjudication, but because the practice of attacking the courts
jurisdiction after voluntarily submitting to it is against public policy.
A partys failure to sign the certification against forum shopping is different
from the party’s failure to sign personally the verification. The certificate of non-
forum shopping must be signed by the party, and not by counsel. The certification
of counsel renders the petition defective.
On the other hand, the requirement on verification of a pleading is a formal
and not a jurisdictional requisite. It is intended simply to secure an assurance that
what are alleged in the pleading are true and correct and not the product of the
imagination or a matter of speculation, and that the pleading is filed in good faith.
The party need not sign the verification. A party’s representative, lawyer or any
person who personally knows the truth of the facts alleged in the pleading may
sign the verification.
In this case, Pajuyo failed to discuss Guevarras failure to sign the
certification against forum shopping. Instead, Pajuyo harped on Guevarras counsel
signing the verification, claiming that the counsels verification is insufficient since
it is based only on mere information. Supreme Court agreed with the CA that the
issue on the certificate against forum shopping was merely an afterthought.
FACTS
These Complaints stemmed from loans obtained from FEB by Vicar, a
corporation engaged in the construction business, for the purchase of certain heavy
equipment. In obtaining the loans, Deeds of Absolute Sale with a "lease-back"
provision were executed by the parties. In those Deeds, Vicar appears to have sold
to FEB the equipment purchased with the loan proceeds and, at the same time,
leased them back. For the total loan of ₱30,315,494, Vicar claims to have paid
FEB an aggregate amount of ₱19,042,908 in monthly amortizations.
Nevertheless, FEB maintains that Vicar still had an outstanding balance of
about ₱22,000,000, despite the extrajudicial foreclosure of sixty-three (63)
subdivision lots. These lots, comprising an aggregate area of 20,300 square meters
in Calamba, Laguna, were used by the corporation as additional collateral. As a
consequence, the auction sale produced ₱17,000,000 which, Vicar claims, should
have been applied to its loans.
In the course of the second (replevin) case, the trial court issued several
Orders pertaining to the possession/custody of eight (8) units of the subject
equipment. In an Order dated August 2, 2002, the regional trial court (RTC)
quashed the property counterbond filed by Vicar and denied the latter’s Motion to
Dismiss the Complaint, which was grounded on forum shopping. In an Order dated
September 30, 2002, the RTC denied the corporation’s Motion for Reconsideration
and Motion for Voluntary Inhibition of the trial judge.
On October 3, 2002, Vicar filed a Petition for Certiorari before the Court of
Appeals, to stop the implementation of the Writ of Replevin issued against the
subject equipment. CA dismissed the petition for failure to attach a duly executed
verification and certification against forum shopping.
ISSUE
Whether or not CA erred in summarily dismissing the Petition for Certiorari.
HELD
Yes. CA erred in summarily dismissing the Petition for Certiorari.