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Customer Risk Profile Form PDF

This document contains a mutual fund investor risk profile questionnaire. It asks the investor about their investment duration, liquidity needs, risk tolerance, experience with closed or locked funds, age, and how much of a hypothetical $100 they would put into riskier equity investments. It then provides disclaimers that the results are illustrative, Axis Bank does not guarantee investment objectives will be achieved, and the investor should do their own research before investing.

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367 views3 pages

Customer Risk Profile Form PDF

This document contains a mutual fund investor risk profile questionnaire. It asks the investor about their investment duration, liquidity needs, risk tolerance, experience with closed or locked funds, age, and how much of a hypothetical $100 they would put into riskier equity investments. It then provides disclaimers that the results are illustrative, Axis Bank does not guarantee investment objectives will be achieved, and the investor should do their own research before investing.

Uploaded by

raja durai
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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Mutual Fund Investor Risk Profile

Name: Date :

Customer ID:

Customer Profile:

What is the duration for which the investment is sought?

1. <3 months

2. 3-9 months

3. 9-18 months

4. 18-36 months

5. Above 36 months

What is the liquidity requirement of the customer?

1. Yes, within a Quarter

2. Yes, within 6 months

3. Yes, within 12 months

4. Over a year but below 2 years

5. No interim fund Requirement

What is your risk to return expectation? Low Risk generally indicates investment with
lower return.

Best Scenario Worst Scenario

A. 8% 0%

15% -5%
B.

25% -10%
C.

40% -20%
D.

60% -35%
E.
How comfortable you are with investments which are close ended or has Lock in period
which means the funds cannot be redeemed before the maturity of the investment?

1. No, i am not comfortable with Lock in/ Close ended funds

2. Can look at closed ended funds Debt Funds that protects my investment.

3. Can look at Close Ended Debt funds & also Equity investment which is close

ended or with a lock in period not exceeding 5 years

What is the Age of the investor?

1. <35

2. 35-50

3. 50+

If you had 100Rs, how much are you comfortable putting in risker investments like Equity?

1. 15Rs.

2. 30Rs

3. 50Rs

4. 65Rs

5. 80Rs

Disclaimer:

1. I understand that the information being provided herein by me is at my own choice Axis
Bank does not provide any assurance that your investment objectives shall be achieved by
acting on the basis of this risk profiler as arrived at by help of this tool.
2. The Profiler is of a general nature only and is not intended to provide personal financial
advice.
3. The profiler is intended to assist in identifying an investor's general attitude toward
investment risk.
4. It should not be the sole basis for making an investment decision.
5. It is not to be construed or interpreted as a recommendation to purchase or generate
any interest or alter the same in any financial product.
6. The profile information is illustrative only based on limited inputs and assumptions built
into the profiler.
7. Axis Bank does not accept any liability for any omissions, errors or inaccuracies in the
results generated by the Profiler or its use.
8. Before making a investment decision you should read the relevant Scheme
Memorandum/ Information Document.
9. The risk profiler will be valid for 12 months or at the specific request of the investor to
the bank, whichever is later.
10. I agree to indemnify Axis Bank, its affiliates and its respective personnel/employees
and hold each of them harmless against any liabilities, losses, expenses and other costs
they may reasonably incur in connection with any third party claims (whether in contract,
tort (including negligence) or otherwise) arising out of or in connection with the services

INVESTOR DETAILS:

Name:

Customer Id: Signature:

DONE BY:

Name:

Employee No:

Role:

Branch Name: Signature:

CHECKED BY:

Name:

Employee No:

Role: Signature:

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