Anemia 3
Anemia 3
Amit Goel 1 Abstract: Plummer–Vinson syndrome (PVS), a rare clinical condition, is characterized by a
Satvinder Singh Bakshi 2 triad of dysphagia, iron deficiency anemia and esophageal web in the post-cricoid region. It
Neetu Soni 3 was first described over a century ago. However, literature on this condition remains scanty, and
Nanda Chhavi 4 its prevalence appears to be declining worldwide, possibly due to improvements in nutrition
over time. The condition has been reported most commonly in thin-built, middle-aged, white
1
Department of Gastroenterology,
Sanjay Gandhi Postgraduate Institute women. The esophageal webs in PVS are thin mucosal folds, which are best seen either in lat-
of Medical Sciences, Lucknow, India; eral views at barium swallow or at esophagoscopy. These are usually semilunar or crescentic,
2
Department of Otorhinolaryngology being located most often along the anterior esophageal wall, but can be concentric. The exact
and Head and Neck Surgery,
Mahatma Gandhi Medical College cause and pathogenesis of PVS remain unclear, though iron and other nutritional deficiencies,
and Research Institute, Puducherry, genetic predisposition and autoimmunity have all been implicated in formation of the webs.
India; 3Department of Radiodiagnosis,
Treatment includes correction of iron deficiency and endoscopic dilation of the esophageal
Sanjay Gandhi Postgraduate Institute
of Medical Sciences, Lucknow, India; webs to relieve dysphagia. PVS is associated with an increased risk of hypopharyngeal and
4
Department of Pediatrics, Era’s esophageal malignancies. Correction of iron deficiency may arrest and reverse the mucosal
Lucknow Medical College, Lucknow,
India
changes and possibly reduces this risk.
Keywords: Plummer –Vinson syndrome, Paterson–Brown–Kelly syndrome, esophageal web,
dysphagia, iron deficiency anemia
Introduction
Difficulty in swallowing or dysphagia is a common symptom. Esophageal webs are an
infrequent cause of dysphagia. These have been found to occur in association with iron
deficiency anemia (IDA) and dysphagia. This clinical triad – of IDA, esophageal web
and dysphagia – has been named variously as “Plummer–Vinson syndrome” (PVS;
primarily in the USA) and as “Paterson–Brown–Kelly syndrome” (used primarily in
the UK).1 The former term was derived from the names of two physicians – Henry
Stanley Plummer and Porter Paisley Vinson, at the Mayo Clinic – who separately
described this condition and speculated that “cardiospasm”2 and “angulation”3 of the
esophagus, respectively, were responsible for the dysphagia. Around the same time,
two laryngologists from Britain, Donald Ross Paterson and Adam Brown-Kelly, pro-
vided detailed clinical descriptions of this condition and also noticed its association
with anemia and post-cricoid webs,4,5 helping establish this entity as an independent
Correspondence: Amit Goel syndrome, a contribution recognized by the name “Paterson–Brown–Kelly syndrome”.
Department of Gastroenterology, Sanjay
Gandhi Postgraduate Institute of Medical This review uses the term PVS throughout because of its somewhat more frequent use
Sciences (SGPGI), Rae Bareli Road, in the recent published literature.
Lucknow 226014, India
Tel +91 522 249 5549
PVS is a rare condition that continues to be enigmatic, even though a century has
Email agoel.ag@gmail.com passed since its first description.2 The literature available on its pathogenesis, treatment
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Goel et al Dovepress
and natural history is limited to case reports, retrospective malnutrition, genetic predisposition, autoimmune processes
short case series and a few large series.6,7 In this review, we and other dietary deficiencies (such as of pyridoxine or
have attempted to collate the available information on PVS. riboflavin).
of ferritin from tissues, and its deficiency could thus con- turnover, rather than in rapidly renewing mucosa located in
tribute to anemia.32 However, Jacobs and Cavill reported the small or large intestine.
that riboflavin content of the red blood cells was normal in IDA is associated with degeneration and atrophy of the
25 PVS patients, and was comparable between anemic and epithelial lining of the tongue, hypopharynx and stomach,
non-anemic patients.33 though there is no correlation between the severity of these
epithelial changes and the severity and duration of IDA.
Autoimmunity Detailed histologic examination reveals epithelial atrophy,
Host’s immune response against a self-antigen, which is yet often with subepithelial round cell infiltration, parakeratosis
unrecognized, has also been proposed as playing a role in or abnormal keratinization, and reduced levels of glycogen
the formation of esophageal web. This hypothesis is based and cytochrome oxidase in the prickle cells.
on reports highlighting the association of PVS with autoim- The unhealthy mucosa in the hypopharynx elicits a
mune disease.28,34,35 Celiac disease, an autoimmune condition, chronic, low-grade inflammation leading to submucosal
can present as refractory IDA and can be considered as an fibrosis which may extend into the surrounding pharyngeal
etiologic factor in PVS.20,36–38 Abnormally high prevalence muscles. These mucosal changes probably occur throughout
of overt and latent pernicious anemia is reported in patients the esophagus, but manifest in only the post-cricoid region
with IDA.39,40 In addition, cases of PVS with thyroiditis, which faces the maximal trauma during swallowing of solid
rheumatoid arthritis41 or Crohn’s disease18 have also been bolus. The risk for trauma in this region is further increased
reported. Furthermore, there is evidence to support an auto- because it is bound, both anteriorly and posteriorly, by skel-
immune mechanism for mucosal changes of atrophic gastritis etal elements. As the cricoid cartilage moves upward during
in patients with iron deficiency.42 swallowing, the mucosa on its posterior aspect is drawn
over the descending food bolus, leading to trauma and web
Pathogenesis formation.46
The exact pathogenesis of PVS or formation of esophageal An alternative explanation for the specific location of the
web is unclear, partly because such studies are difficult to web is the possible existence in some people of a band of
conduct due to the infrequent nature of this condition. Several ectopic gastric mucosa in the upper esophagus, acid secre-
hypotheses have been put forward to explain the pathogenesis tion from which causes local inflammation and stricture
of web formation and its peculiar location,43 though IDA is (web) formation. However, this hypothesis fails to explain
the only factor that is unanimously accepted to play a role. the nonexistence of webs in the lower esophagus, which is
Iron is an important element for normal body homeosta- more frequently and more intensely exposed to gastric acid.16
sis. It is essential for hemoglobin and myoglobin synthesis Furthermore, the inflammatory origin of the web fails to
and also acts as a cofactor for several enzymes involved explain the thin, film-like nature of the web.
in cellular metabolism. The origin of esophageal web is Abnormal movement of muscles in pharynx and esopha-
proposed to be related to a reduction in the activity of iron- gus has also been implicated in web formation. Anemia
dependent oxidative enzymes, secondary to iron deficiency. may cause decreased esophageal motility, possibly through
This results in gradual degradation of the pharyngeal muscles impaired mitochondrial function and/or low neuronal nitric
and atrophy of the mucosa overlying them, leading to the oxide synthetase activity. Impaired heme synthesis, seen in
development of webs.44 This hypothesis is supported by IDA, may induce mitochondrial DNA damage and cause a
evidence from a histochemical study of thyropharyngeal, functional defect in these organelles by a poorly understood
cricopharyngeal and cervical esophageal muscles from mechanism. Mitochondrial impairment has been linked to
rabbits with IDA, which showed mitochondrial damage, cancer, aging and most neurodegenerative diseases such as
with a “moth eaten” appearance, in type I muscle fibers. web formation.
These changes were similar to those observed in muscles of A detailed radiographic swallowing study of PVS has
patients with progressive muscular dystrophy.45 These losses shown that the anterior wall of the upper esophagus in these
of iron-dependent enzymes are further aggravated because patients fails to dilate following liquid bolus, thereby forming
of the high turnover of gastrointestinal tract epithelial lining. a fold, which gives the impression of a web on esophagogra-
However, this theory fails to explain the localization of webs phy.45 Another study showed reduced esophageal motility in
exclusively in the upper esophagus, which is lined with a patients with IDA without esophageal web, which improved
stratified squamous epithelium which has a relatively slower with iron supplementation.27 In a prospective comparison
of oropharyngeal and esophageal transit and esophageal presenting features, and some patients do not have a clearly
motility between IDA patients and healthy volunteers, the demonstrable web. Similarly, all the patients with IDA and
former group showed a slower esophageal transit, with shorter esophageal web do not have dysphagia.
duration and lower amplitude of esophageal contractions, The dysphagia in PVS has a gradual onset, and is usually
particularly in the upper and middle esophagus, that is, the painless and intermittent. Patients usually point to the neck
location of the web.47 at or above the suprasternal notch as the site of obstruction.
Overall, it appears that several factors such as iron defi- Dysphagia is usually noticed first for solid foods, which is
ciency, mucosal inflammation and atrophy, muscle degenera- then followed after several years by difficulty in swallowing
tion, food bolus–induced trauma and esophageal dysmotility liquids, suggesting an extremely slow progression of the
contribute to the web formation in PVS, though the absolute esophageal obstruction. The patients tend to circumvent the
and relative contribution of each factor remains elusive. symptom by either modifying the diet or consuming softer
solids, and/or by enhanced chewing to break the food into
Morphology of esophageal webs smaller particles. Thus, there is often an interval of several
Esophageal webs are thin, shelf-like, circular or semi-circular, years between the onset of dysphagia and the patient seeking
pink-whitish, membranous structures consisting of two lay- medical attention.53 The obstruction may result in the person
ers of mucosa and scanty fibrous tissue sandwiched between taking longer to complete a meal. With worsening obstruc-
them, but without any muscular tissue. These are located tion, choking and/or episodes of aspiration may occur.
exclusively in the upper esophagus, usually just below the Dysphagia manifests only when the luminal diameter in
upper esophageal sphincter. This location makes it difficult the region of the web becomes <12 mm. Two recent reports of
to obtain a biopsy of a web. PVS, which graded severity of dysphagia using this system,
In the limited histologic data available, the webs in showed that nearly 80% of the symptomatic patients with
patients with PVS are characterized by fibrosis, epithelial PVS had grade I (occasional dysphagia on taking solid foods)
atrophy, epithelial hyperplasia and hyperkeratosis, basal cell or II (able to swallow only semi-solid diet) dysphagia;6,55
hyperplasia and irregularities, combined occasionally with more severe grades of dysphagia (grade III: able to swallow
features of chronic inflammation. Overall, the histologic only liquid diet, or grade IV: inability to take even liquids in
appearance is that of a fold of normal esophageal epithelium adequate amount) were infrequent.54
with some underlying loose connective tissue.48 In a few Anemia can manifest with several symptoms, such as
patients, precancerous epithelial changes have also been easy fatigability, exertional dyspnea, weakness, palpitations
noted. Subepithelium shows infiltration with round cells. and so on, and any one or a combination of these symptoms
Similar histologic changes have been described in buccal may bring the patient to the physician. Physical examination
mucosa in patients with IDA.49 reveals pallor.
IDA may be associated with deficiencies of other nutri-
Clinical features ents, in particular, vitamins, which could manifest as sore-
In large clinical series and a population-based study, the major- ness of mouth, glossitis, angular cheilitis, atrophic glossitis
ity of patients were middle aged.6,14,50 PVS has also rarely been (Figure 1), premature loss of teeth, koilonychia (spoon-
reported in children and adolescents.12,13,51 The average age of shaped finger nails), clubbing, seborrheic dermatitis, hyper-
patients with post-cricoid carcinoma is about 15 years older than keratosis, conjunctivitis, keratitis, blepharitis, paresthesia
that of patients with PVS.52 Whites appear to be affected more and/or night blindness. Occasionally, women may experience
often than the black population groups. Women are affected complaints of burning and itching in the vulval region, which
much more often than men, such that, at one point of time, disappears after iron treatment, suggesting involvement of
PVS was considered to be a disease exclusively of women. genital mucosa with epithelial lesions similar to those in the
Two large studies have shown female-to-male ratio of ~8.5:1.6,7 mouth and throat.
This striking female preponderance may be attributable at least Occasionally, PVS may be associated with other con-
partly to a higher prevalence of IDA among women, because ditions, such as an autoimmune disease, celiac disease,
of lower dietary intake, menstrual blood loss and pregnancy. malignancy and so on. In such cases, the symptoms of
The typical triad of PVS is not seen in all patients with these associated conditions may predominate over the long-
esophageal web. Dysphagia and IDA are the most common standing mild dysphagia or well-tolerated anemia.
A B
Figure 2 Lateral view of barium swallow study showing esophageal web on (A) anterior wall, (B) posterior wall, and (C) a circumferential web.
Video endoscopy
Fiber-optic endoscopy is a safe and reliable tool for exam-
ining gastrointestinal tract. Endoscopic examination of the
Figure 3 Lateral view of barium swallow study in a patient with circumferential web
esophagus is called esophagoscopy. Esophagoscopy has the with severe narrowing producing “jet phenomenon” below the level of narrowing
advantage of permitting treatment in the same sitting. In because of the web.
Figure 4 Endoscopic view of upper esophagus showing webs: (A) semilunar or crescent, and (B) circumferential.
produce a small amount of bleeding at the site of esophageal retained foreign bodies in the pharynx or esophagus should
web, which could be misinterpreted, by the endoscopist, as be considered, particularly in those at the extreme of ages.
mucosal irregularity due to esophageal carcinoma. Confus-
ing a benign pathology with a malignant one will result in a Treatment
trail of unnecessary investigations and follow-up, leading to Patients with PVS need treatment for IDA as well as for
unnecessary financial burden and psychologic stress. dysphagia.
At endoscopy, the webs appear as smooth, thin, gray
lesions with eccentric or central lumen and normal-appearing Iron deficiency anemia
mucosa. Careful examination of the remaining esophagus An important first step in the management of IDA is to exclude
and the stomach is essential to exclude the presence of a occult or overt blood loss from any source, such as menstrual
malignancy, since PVS has been considered as a precancer- bleeding, gastrointestinal tract malignancy, worm infestation
ous condition. Furthermore, the examination of stomach and and so on, or iron malabsorption, for example, celiac disease.
duodenum may identify a cause for IDA. In the majority of patients with PVS, the iron deficiency is
nutritional and can be treated easily with iron supplementa-
Differential diagnosis tion, either oral or parenteral. Several recent excellent reviews
It is important to distinguish PVS from other causes of are available on iron therapy62–64 and may be consulted.
dysphagia. It must be remembered that causes of dysphagia Iron supplementation alone resolves dysphagia in many
other than PVS are much more common, and hence, mere patients.65,66 This treatment alone could be considered for
presence of IDA or a web should not lead to the diagno- those with mild dysphagia or if endoscopy facilities are not
sis of PVS. The benign causes which need consideration available. Advanced and long-standing dysphagia is unlikely
include vascular rings, pharyngeal pouch and diverticulum, to respond to iron replacement alone and requires dilatation
esophageal strictures secondary to corrosive injury, surgical of the web. Iron therapy should be considered in all patients
anastomosis in the esophagus specifically following surgery with web, regardless of the hemoglobin status, to replenish
for tracheoesophageal fistula in the neonatal period, esopha- the iron stores.
geal strictures following esophageal injury (blunt trauma,
penetrating injuries), compression effects, gastroesophageal Post-cricoid web
reflux disease and idiopathic stricture. Esophageal motility Esophageal webs have been dilated using various endoscopic
disorders such as scleroderma, achalasia cardia, diffuse techniques, with the largest experience being with the use of
esophageal spasm and nutcracker esophagus can also present endoscopic balloon dilatation6 or Savary-Gilliard dilators.7,67
with dysphagia, and the web may be an incidental finding. In Endoscopic laser division and electroincision have also been
addition, benign and malignant tumors of the esophagus and used successfully.19,68 Surgery is only rarely needed.
Both endoscopic balloon and Savary-Gilliard dilators are p erformed under fluoroscopic guidance after passing a guide-
used after anesthetizing the throat mucosa with xylocaine spray wire into the stomach at endoscopy. Successful rupture of the
or syrup. Light sedation helps improve patient comfort and does web is recognized at endoscopy by the presence of a small
not appear to increase the risk of complication. D ilatation is amount of fresh blood at the location of the web (Figure 5A, B).
Figure 5 Endoscopic view of upper esophagus showing (A) balloon dilatation of web, and (B) fresh blood and remnants of circumferential web in the form of a rim after
successful balloon dilatation.
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