Scribd
Upload
52 views2 pages

Securities Market (Advanced) Module: Introduction To Capital Market

This document covers various topics related to advanced securities markets. It introduces capital markets and their fundamental role in providing equity, debt, and preference capital. It also discusses primary and secondary capital market segments. Additional sections cover financial analysis of equities, the primary markets process for fund raising, and membership requirements for stock brokers and trading on exchanges.

Uploaded by

JJ
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
52 views2 pages

Securities Market (Advanced) Module: Introduction To Capital Market

This document covers various topics related to advanced securities markets. It introduces capital markets and their fundamental role in providing equity, debt, and preference capital. It also discusses primary and secondary capital market segments. Additional sections cover financial analysis of equities, the primary markets process for fund raising, and membership requirements for stock brokers and trading on exchanges.

Uploaded by

JJ
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
You are on page 1/ 2

Securities Market (Advanced) Module

 INTRODUCTION TO CAPITAL MARKET


A. Fundamental Role
 Equity capital
 Debt capital
 Preference capital

B. Capital Market Segments


 Primary market
 Secondary market

C. Products / Instruments
 Differential Voting Rights (D VR) Shares
 Global Depository Receipt ( GDR) / American Depository
Receipts
 (ADR) Con veritable Preference Shares
 Debentures / Bonds
 Foreign Currency Convertible
 Bonds Government Securities
 Treasury Bills
 Certificate of Deposit (CD)
 Commercial Pares (CP)
 Call Money / Notice Money / Term Money Rep o / reverse
repo

D. Institutions & Intermediaries


E. Indices
F. Capital Assets Pricing Model (CAPM )
G. Reforms in Indian Securities Markets

 FUNDAMENTAL ANALYSIS OF EQUITY


A. Purpose
1. Fundamental Analysis
2. Technical Analysis

B. Financial Statement Analysis

1. Ratios commonly tracked by company’s Shareholders Ratios to asses.


2. Company’s Margins
3. Asses Company’s Capital Structure Ratios to asses
4. Company’s Solvency
5. Ratios to asses company’s Assets & Liabilities Efficiency
6. Ratios to Asses Company’ Return Generation Efficiency
B. Sector-Specific Ratios

 PRIMARY MARKETS PROCESS


A. Typical Fund Raising Stages
B. IPO Process
C. Why IPO?

 MEMBERSHIP ON EXCHANGES
A. Stock Broker
B. Trading Members
C. Clearing Members
D. Membership Norms
E. Trading Membership – Admission Procedure
F. Trading Membership – Surrender Procedure
G. Trading Membership – Suspension & Expulsion
H. Authorized Persons

You might also like