ETHYLENE OXIDE
STERILIZATION VALIDATION
           Pacific BioLabs Inc.
             (510) 964-9000
        info@PacificBioLabs.com
           EO ADVANTAGES
 Highly effective against most microbes
 Highly diffusive
 Compatible with a wide variety of materials in
  devices and packaging
                                                   2
         EO DISADVANTAGES
 Complex process
 Longer turn-around times
    BI Testing
    Residual disipation
 Safety concerns
    Flammable
    Explosive
 OSHA concerns
    Carcinogen
 EPA concerns
    Emissions
                             3
   DETERMINE THE STANDARD
 AAMI/ISO 11135-01 4ed
    “Sterilization of health care products –
    Ethylene oxide - Part 1: Requirements for
    the development, validation and routine
    control of a sterilization process for
    medical devices”
 Europe – EN 550
                                                4
   EO GUIDANCE DOCUMENTS
 AAMI Technical Information Reports (TIR’s)
    14 Contract sterilization
    15 Equipment
    16 Microbiological aspects
    20 Parametric release
    28 Product adoption and process equivalency
                                                   5
      EO PROCESSING STEPS
 Preconditioning/conditioning
    Exposure to RH and temperature
    Ensure uniformity of these conditions
 Sterilization cycle
    Exposure to EO gas
 Aeration
    Dissipation of remaining gases
                                             6
DECISIVE PROCESS PARAMETERS
 Gas concentration
  >400mg/L
 Temperature
   ~100 – 140ºC
 Relative humidity
   ~35 – 80%
 Exposure (dwell) time
   2 – 10 hours
                              7
DEEP VACUUM CYCLE
                    8
SHALLOW VACUUM CYCLE
                       9
FACTORS AFFECTING CYCLE SUCCESS
   Bioburden
   Product/package properties
   Loading configuration
   Cycle parameters
                                  10
    EO VALIDATION OVERVIEW
 Process development
 Product compatibility
 Commissioning
 PQ – Physical
 PQ – Microbiological
 Certification
 Revalidation
                             11
           PROCESS CONTROL
 Must assure that validated process parameters
  are met
    Temperature
    RH
    Gas concentration
 Biological indicators are used to demonstrate
  lethality
 Microprocessors are used to control process
                                                  12
       RELEASE MECHANISMS
 Documentation showing that processing
  specification are met
 Successful results of tests
    Sterility of BI
    EO residues
    Packaging
    Pyrogens
                                          13
       PARAMETRIC RELEASE
 BIs not used in release
 Validation more involved
 Routine control more rigorous
 AAMI TIR20:2001 “Parametric release for
  ethylene oxide sterilization”
                                            14
     PRODUCT COMPATIBILITY
 Post sterilization testing for
    Device functionality
    Package integrity and strength
    Residue dissipation rates
    Impact of re-sterilization
                                      15
            COMMISSIONING
 Equipment specifications/diagram
 Calibration records
 Profiles for
    Preconditioning (temp. and RH)
    Aeration rooms (temp.)
    Empty chamber temperature distribution
                                              16
             PQ - PHYSICAL
 Profiles within loaded preconditioning and
  aeration areas
 Loaded chamber temperature distribution
  studies
 Diagrams showing load configuration,
  thermocouple and BI placement
                                               17
       PQ - MICROBIOLOGICAL
 Records of performance runs (sub-lethal, half,
  and full cycles)
 Diagrams of load configuration with BI and
  thermocouple placement
 BI test result
 Sterility test result of product
 B/F testing
                                                   18
     INITIATING A VALIDATION
 Determine the standard
 Insure appropriate packaging
 Determine worst case load
 Determine challenge device
    Internal
    Process challenge device (PCD)
 Select Validation Method
    BI release
    Parametric
                                      19
        CHALLENGE DEVICES
 Internal Challenge Device (ICD)
    Most difficult to sterilize devices seeded with
     a BI in the most difficult to sterilize location
 PCD
    An external BI test pack that replaces the
     internal challenge device
    Should be an equal or more difficult
     challenge to the process than the ICD
    Developed using comparative resistance
     studies
                                                        20
       PARAMETRIC RELEASE
 Benefits
    Faster TAT
    Useful if extended aeration not required
 Considerations
    More complicated validation
      – Minimum of 6 or 7 sub lethal cycles
    Direct measurement of EO, RH and temp.
    Load configuration becomes more critical
                                                21
               BI RELEASE
 BI Overkill (most common)
    Demonstrate 10-6 SAL
    Assume bioburden has lower population &
     resistance than BI
    Need a > 12 Spore Log Reduction (SPL) of BI
 Combined BI/Bioburden
 Absolute Bioburden (rarely used)
                                                   22
        BIOBURDEN TESTING
 Test 10 samples randomly selected
 Determine recovery factor – validation
 If bioburden >100, comparative resistance
  study required
 If bioburden <100, you are OK
                                              23
        SAMPLE PLACEMENT
 Protocol must detail the number and location
  of all samples in load
    BI’s
    Product sterility (if applicable)
    ETO residuals
    Product functionality
    Package integrity
    LAL
                                                 24
         VALIDATION CYCLES
 Fractional cycles
 Half cycles
 Full cycles
                             25
         FRACTIONAL CYCLE
 Must be run when bioburden >100 and no
  comparative resistance studies are performed
 Desired cycle time must results in some
  positive
  BI and sterile product in sterility tests
 A minimum of 20 product sterility samples
  (10 TSB, 10 FTM)
 Product sterility samples must be placed
  adjacent to BI
                                                 26
              HALF CYCLES
 Three half cycles must be run in production
  chamber with a gas dwell time half the full
  cycle dwell time
 The following must be placed in load
    Temperature and humidity sensors
    Internal BI
    External BI (optional)
    Product sterility samples if comparative
     resistance studies not done or inconclusive
                                                   27
               FULL CYCLE
 A minimum of one full cycle is required for the
  Micro PQ
 Three cycles are required to meet residual
  requirements
 The following samples are included
    EO residual
    Product functionality
    Packaging integrity
    External BI (routine release BI)
    LAL
                                                    28
       EO RESIDUAL TESTING
 1 - 3 samples of each type should be tested
  at a minimum of 3 time intervals from
  processing (Ex. 1, 3, & 5 days)
 This must be done after 3 full cycles
 Testing for EO and ECH
 Samples must be shipped frozen
                                                29
       ACCEPTANCE CRITERIA
 Bioburden must be in control
 Product sterility all neg after half cycles
 Acceptable B&F test
 BI Testing
    Fractional cycle - some should grow
    Half cycle - all negative
    Full cycle - all negative
                                                30
 ACCEPTANCE CRITERIA (cont.)
 Temperature sensors <10°C
 Humidity sensors <30%
 EO residual
 Product functionality
 Package integrity
 LAL
                               31
              REVALIDATION
 Annually the status of the sterilization
  validation must be reviewed
 Physical and biological revalidation must be
  conducted every two years
 Inspection of
    Product design and packaging
    Chamber performance, calibration and
     maintenance
                                                 32
        REVALIDATION (cont.)
 If there have been changes in product design,
  packaging, or chamber performance, a
  physical and biological revalidation may be
  required
 Validation should consist of a minimum of one
  half cycle and one full cycle
                                                  33
                 REFERENCES
 AAMI/ISO 11135-01 4ed. Sterilization of health care
  products- Ethylene oxide- Part 1: requirements for the
  development, validation and routine control of a
  sterilization process from medical devices
 AAMI TIR No. 16:2000, Process development and
  performance qualification for ethylene oxide
  sterilization – Microbiological aspects
 AAMI TIR No. 29:2001, Parametric release for
  ethylene oxide sterilization
 AAMI TIR 28:2001, Product adoption and process
  equivalency for ethylene oxide sterilization
                                                           34
THANK YOU
  Q&A