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World Tour

This document lists major financial regulatory agencies and stock exchanges for several countries. In the United States, major financial regulators include the OCC, Federal Reserve, FDIC, SEC, and CFPB. Major stock exchanges are the New York Stock Exchange and NASDAQ. In the United Kingdom, major regulators are the PRA, FCA and Bank of England, and the major stock exchange is the London Stock Exchange. Similarly, regulators and exchanges are listed for the UAE, Singapore, Japan, Australia, and India.

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Vaneet Sharma
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44 views8 pages

World Tour

This document lists major financial regulatory agencies and stock exchanges for several countries. In the United States, major financial regulators include the OCC, Federal Reserve, FDIC, SEC, and CFPB. Major stock exchanges are the New York Stock Exchange and NASDAQ. In the United Kingdom, major regulators are the PRA, FCA and Bank of England, and the major stock exchange is the London Stock Exchange. Similarly, regulators and exchanges are listed for the UAE, Singapore, Japan, Australia, and India.

Uploaded by

Vaneet Sharma
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© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as PPTX, PDF, TXT or read online on Scribd
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MAJOR FINANCIAL CENTERS STOCK EXCHANGES

The Office of the Comptroller of the Currency (OCC) NEW STOCK EXCHANGES – Dow jones
The Federal Reserve System NASDAQ- Nasdaq 100

USA
The FDIC
National Credit Union Administration (NCUA)
Consumer Financial Protection Bureau (CFPB)
Securities and Exchange Commission (SEC)
Financial Industry Regulatory Authority (FINRA)
Federal Insurance Office (FIO)
Employee Benefits Security Administration (EBSA)
Employee Retirement Income Security Act (ERISA)
Pension Benefit Guaranty Corp. (PBGC)
MAJOR FINANCIAL CENTERS STOCK EXCHANGES
PRA- Prudential Regulation Authority London stock exchange

UNITED
FCA- Financial Conduct Authority (FCA) FTSE 100, FTSE 250, FTSE 350, FTSE All-Share
Bank of England

KINGDOM
MAJOR FINANCIAL CENTERS
Central Bank of the UAE
Securities and Commodities Authority (SCA)
Dubai Financial Services Authority (DFSA)
Financial Services Regulatory Authority (FSRA)

U.A.E
Emirates Securities and Commodities Authorities (ESCA)

STOCK EXCHANGES
Dubai Financial Market (DFM) - DFM General FTSE
Abu Dhabi Exchange (ADX)- ADX General
MAJOR FINANCIAL CENTERS
Monetary Authority of Singapore (MAS)
Development Bank of Singapore
Commercial Affairs Department (CAD)

STOCK EXCHANGE
SINGAPORE STOCK EXCHANGE
FTSE Singapore
SCI Singapore
STI Index
SINGAPORE
MAJOR FINANCIAL CENTERS
Financial Services Agency of Japan (JFSA)
Ministry of Economy, Trade and Industry (METI)
The Bank of Japan (BOJ)

JAPAN
Japanese Bankers Association
Japan Securities Dealers Association
Japan Payment Service Association
Japan Virtual and Crypto Assets Exchange Association

STOCK EXCHANGE
Tokyo Stock Exchange (TSE):
Nikkei 225
MAJOR FINANCIAL CENTERS
Australian Prudential Regulation Authority (APRA):
Australian Securities and Investments Commission (ASIC)
Reserve Bank of Australia (RBA
The Treasury

STOCK EXCHANGE
AUSTRALIAN STOCK EXCHANGE
S&P/ASX 200

AUSTRALIA
MAJOR FINANCIAL CENTERS
SEBI- Security Exchange Board of India
RBI- Reserve Bank of India
IRDAI- Insurance Regulatory Development Authority of India
FEDAI- Foreign Exchange Dealers Association of India
PFRDA- Pension Fund Regulatory Development Authority of India
AMFI- Association of Mutual Funds India
FIMMDA- Fixed Income Money Market and Derivatives Association of India

STOCK EXCHANGE
Bombay Stock Exchange (BSE)
National Stock Exchange of India (NSE)
National Commodity and Derivatives Exchange (NCDEX)
BHARAT

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