{"id":"https://openalex.org/W4392433460","doi":"https://doi.org/10.1016/j.engappai.2024.108146","title":"Single and simultaneous fault diagnosis of gearbox via wavelet transform and improved deep residual network under imbalanced data","display_name":"Single and simultaneous fault diagnosis of gearbox via wavelet transform and improved deep residual network under imbalanced data","publication_year":2024,"publication_date":"2024-03-04","ids":{"openalex":"https://openalex.org/W4392433460","doi":"https://doi.org/10.1016/j.engappai.2024.108146"},"language":"en","primary_location":{"id":"doi:10.1016/j.engappai.2024.108146","is_oa":true,"landing_page_url":"https://doi.org/10.1016/j.engappai.2024.108146","pdf_url":null,"source":{"id":"https://openalex.org/S900972176","display_name":"Engineering Applications of Artificial Intelligence","issn_l":"0952-1976","issn":["0952-1976","1873-6769"],"is_oa":false,"is_in_doaj":false,"is_core":true,"host_organization":"https://openalex.org/P4310320990","host_organization_name":"Elsevier BV","host_organization_lineage":["https://openalex.org/P4310320990"],"host_organization_lineage_names":["Elsevier BV"],"type":"journal"},"license":"cc-by-nc-nd","license_id":"https://openalex.org/licenses/cc-by-nc-nd","version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Engineering Applications of Artificial Intelligence","raw_type":"journal-article"},"type":"article","indexed_in":["crossref"],"open_access":{"is_oa":true,"oa_status":"hybrid","oa_url":"https://doi.org/10.1016/j.engappai.2024.108146","any_repository_has_fulltext":false},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5114132623","display_name":"Suiyan Wang","orcid":null},"institutions":[{"id":"https://openalex.org/I39333907","display_name":"Yanshan University","ror":"https://ror.org/02txfnf15","country_code":"CN","type":"education","lineage":["https://openalex.org/I39333907"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Suiyan Wang","raw_affiliation_strings":["School of Mechanical Engineering, Yanshan University, Qinhuangdao, 066004, China"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"School of Mechanical Engineering, Yanshan University, Qinhuangdao, 066004, China","institution_ids":["https://openalex.org/I39333907"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5109617911","display_name":"Jiaye Tian","orcid":null},"institutions":[{"id":"https://openalex.org/I39333907","display_name":"Yanshan University","ror":"https://ror.org/02txfnf15","country_code":"CN","type":"education","lineage":["https://openalex.org/I39333907"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Jiaye Tian","raw_affiliation_strings":["School of Mechanical Engineering, Yanshan University, Qinhuangdao, 066004, China"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"School of Mechanical Engineering, Yanshan University, Qinhuangdao, 066004, China","institution_ids":["https://openalex.org/I39333907"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5078613260","display_name":"Pengfei Liang","orcid":"https://orcid.org/0000-0003-1938-895X"},"institutions":[{"id":"https://openalex.org/I39333907","display_name":"Yanshan University","ror":"https://ror.org/02txfnf15","country_code":"CN","type":"education","lineage":["https://openalex.org/I39333907"]}],"countries":["CN"],"is_corresponding":true,"raw_author_name":"Pengfei Liang","raw_affiliation_strings":["School of Mechanical Engineering, Yanshan University, Qinhuangdao, 066004, China"],"raw_orcid":"https://orcid.org/0000-0003-1938-895X","affiliations":[{"raw_affiliation_string":"School of Mechanical Engineering, Yanshan University, Qinhuangdao, 066004, China","institution_ids":["https://openalex.org/I39333907"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5005909676","display_name":"Xuefang Xu","orcid":"https://orcid.org/0000-0002-3861-8733"},"institutions":[{"id":"https://openalex.org/I39333907","display_name":"Yanshan University","ror":"https://ror.org/02txfnf15","country_code":"CN","type":"education","lineage":["https://openalex.org/I39333907"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Xuefang Xu","raw_affiliation_strings":["School of Electrical Engineering, Yanshan University, Qinhuangdao, China"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"School of Electrical Engineering, Yanshan University, Qinhuangdao, China","institution_ids":["https://openalex.org/I39333907"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5101312910","display_name":"Zhuoze Yu","orcid":null},"institutions":[{"id":"https://openalex.org/I39333907","display_name":"Yanshan University","ror":"https://ror.org/02txfnf15","country_code":"CN","type":"education","lineage":["https://openalex.org/I39333907"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Zhuoze Yu","raw_affiliation_strings":["School of Mechanical Engineering, Yanshan University, Qinhuangdao, 066004, China"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"School of Mechanical Engineering, Yanshan University, Qinhuangdao, 066004, China","institution_ids":["https://openalex.org/I39333907"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5100406620","display_name":"Siyuan Liu","orcid":"https://orcid.org/0000-0002-0946-4683"},"institutions":[{"id":"https://openalex.org/I39333907","display_name":"Yanshan University","ror":"https://ror.org/02txfnf15","country_code":"CN","type":"education","lineage":["https://openalex.org/I39333907"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Siyuan Liu","raw_affiliation_strings":["School of Mechanical Engineering, Yanshan University, Qinhuangdao, 066004, China"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"School of Mechanical Engineering, Yanshan University, Qinhuangdao, 066004, China","institution_ids":["https://openalex.org/I39333907"]}]},{"author_position":"last","author":{"id":"https://openalex.org/A5101977908","display_name":"Delong Zhang","orcid":"https://orcid.org/0000-0003-2092-1942"},"institutions":[{"id":"https://openalex.org/I39333907","display_name":"Yanshan University","ror":"https://ror.org/02txfnf15","country_code":"CN","type":"education","lineage":["https://openalex.org/I39333907"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Delong Zhang","raw_affiliation_strings":["School of Mechanical Engineering, Yanshan University, Qinhuangdao, 066004, China"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"School of Mechanical Engineering, Yanshan University, Qinhuangdao, 066004, China","institution_ids":["https://openalex.org/I39333907"]}]}],"institutions":[],"countries_distinct_count":1,"institutions_distinct_count":7,"corresponding_author_ids":["https://openalex.org/A5078613260"],"corresponding_institution_ids":["https://openalex.org/I39333907"],"apc_list":{"value":3170,"currency":"USD","value_usd":3170},"apc_paid":{"value":3170,"currency":"USD","value_usd":3170},"fwci":28.8368,"has_fulltext":false,"cited_by_count":92,"citation_normalized_percentile":{"value":0.99884745,"is_in_top_1_percent":true,"is_in_top_10_percent":true},"cited_by_percentile_year":{"min":99,"max":100},"biblio":{"volume":"133","issue":null,"first_page":"108146","last_page":"108146"},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T10220","display_name":"Machine Fault Diagnosis Techniques","score":0.9987000226974487,"subfield":{"id":"https://openalex.org/subfields/2207","display_name":"Control and Systems Engineering"},"field":{"id":"https://openalex.org/fields/22","display_name":"Engineering"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},"topics":[{"id":"https://openalex.org/T10220","display_name":"Machine Fault Diagnosis Techniques","score":0.9987000226974487,"subfield":{"id":"https://openalex.org/subfields/2207","display_name":"Control and Systems Engineering"},"field":{"id":"https://openalex.org/fields/22","display_name":"Engineering"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},{"id":"https://openalex.org/T13891","display_name":"Engineering Diagnostics and Reliability","score":0.9853000044822693,"subfield":{"id":"https://openalex.org/subfields/2211","display_name":"Mechanics of Materials"},"field":{"id":"https://openalex.org/fields/22","display_name":"Engineering"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},{"id":"https://openalex.org/T11062","display_name":"Gear and Bearing Dynamics Analysis","score":0.9851999878883362,"subfield":{"id":"https://openalex.org/subfields/2210","display_name":"Mechanical Engineering"},"field":{"id":"https://openalex.org/fields/22","display_name":"Engineering"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/computer-science","display_name":"Computer science","score":0.890282154083252},{"id":"https://openalex.org/keywords/residual","display_name":"Residual","score":0.8384314775466919},{"id":"https://openalex.org/keywords/artificial-intelligence","display_name":"Artificial intelligence","score":0.5611131191253662},{"id":"https://openalex.org/keywords/fault","display_name":"Fault (geology)","score":0.5435280203819275},{"id":"https://openalex.org/keywords/pattern-recognition","display_name":"Pattern recognition (psychology)","score":0.4917900860309601},{"id":"https://openalex.org/keywords/wavelet-transform","display_name":"Wavelet transform","score":0.4672296941280365},{"id":"https://openalex.org/keywords/wavelet","display_name":"Wavelet","score":0.46656671166419983},{"id":"https://openalex.org/keywords/data-mining","display_name":"Data mining","score":0.37928521633148193},{"id":"https://openalex.org/keywords/algorithm","display_name":"Algorithm","score":0.3321020007133484},{"id":"https://openalex.org/keywords/geology","display_name":"Geology","score":0.06662526726722717}],"concepts":[{"id":"https://openalex.org/C41008148","wikidata":"https://www.wikidata.org/wiki/Q21198","display_name":"Computer science","level":0,"score":0.890282154083252},{"id":"https://openalex.org/C155512373","wikidata":"https://www.wikidata.org/wiki/Q287450","display_name":"Residual","level":2,"score":0.8384314775466919},{"id":"https://openalex.org/C154945302","wikidata":"https://www.wikidata.org/wiki/Q11660","display_name":"Artificial intelligence","level":1,"score":0.5611131191253662},{"id":"https://openalex.org/C175551986","wikidata":"https://www.wikidata.org/wiki/Q47089","display_name":"Fault (geology)","level":2,"score":0.5435280203819275},{"id":"https://openalex.org/C153180895","wikidata":"https://www.wikidata.org/wiki/Q7148389","display_name":"Pattern recognition (psychology)","level":2,"score":0.4917900860309601},{"id":"https://openalex.org/C196216189","wikidata":"https://www.wikidata.org/wiki/Q2867","display_name":"Wavelet transform","level":3,"score":0.4672296941280365},{"id":"https://openalex.org/C47432892","wikidata":"https://www.wikidata.org/wiki/Q831390","display_name":"Wavelet","level":2,"score":0.46656671166419983},{"id":"https://openalex.org/C124101348","wikidata":"https://www.wikidata.org/wiki/Q172491","display_name":"Data mining","level":1,"score":0.37928521633148193},{"id":"https://openalex.org/C11413529","wikidata":"https://www.wikidata.org/wiki/Q8366","display_name":"Algorithm","level":1,"score":0.3321020007133484},{"id":"https://openalex.org/C127313418","wikidata":"https://www.wikidata.org/wiki/Q1069","display_name":"Geology","level":0,"score":0.06662526726722717},{"id":"https://openalex.org/C165205528","wikidata":"https://www.wikidata.org/wiki/Q83371","display_name":"Seismology","level":1,"score":0.0}],"mesh":[],"locations_count":1,"locations":[{"id":"doi:10.1016/j.engappai.2024.108146","is_oa":true,"landing_page_url":"https://doi.org/10.1016/j.engappai.2024.108146","pdf_url":null,"source":{"id":"https://openalex.org/S900972176","display_name":"Engineering Applications of Artificial Intelligence","issn_l":"0952-1976","issn":["0952-1976","1873-6769"],"is_oa":false,"is_in_doaj":false,"is_core":true,"host_organization":"https://openalex.org/P4310320990","host_organization_name":"Elsevier BV","host_organization_lineage":["https://openalex.org/P4310320990"],"host_organization_lineage_names":["Elsevier BV"],"type":"journal"},"license":"cc-by-nc-nd","license_id":"https://openalex.org/licenses/cc-by-nc-nd","version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Engineering Applications of Artificial Intelligence","raw_type":"journal-article"}],"best_oa_location":{"id":"doi:10.1016/j.engappai.2024.108146","is_oa":true,"landing_page_url":"https://doi.org/10.1016/j.engappai.2024.108146","pdf_url":null,"source":{"id":"https://openalex.org/S900972176","display_name":"Engineering Applications of Artificial Intelligence","issn_l":"0952-1976","issn":["0952-1976","1873-6769"],"is_oa":false,"is_in_doaj":false,"is_core":true,"host_organization":"https://openalex.org/P4310320990","host_organization_name":"Elsevier BV","host_organization_lineage":["https://openalex.org/P4310320990"],"host_organization_lineage_names":["Elsevier BV"],"type":"journal"},"license":"cc-by-nc-nd","license_id":"https://openalex.org/licenses/cc-by-nc-nd","version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Engineering Applications of Artificial Intelligence","raw_type":"journal-article"},"sustainable_development_goals":[{"display_name":"Industry, innovation and infrastructure","id":"https://metadata.un.org/sdg/9","score":0.6000000238418579}],"awards":[{"id":"https://openalex.org/G972814672","display_name":null,"funder_award_id":"52275069","funder_id":"https://openalex.org/F4320321001","funder_display_name":"National Natural Science Foundation of China"}],"funders":[{"id":"https://openalex.org/F4320321001","display_name":"National Natural Science Foundation of China","ror":"https://ror.org/01h0zpd94"},{"id":"https://openalex.org/F4320322163","display_name":"Natural Science Foundation of Hebei Province","ror":"https://ror.org/01h0zpd94"}],"has_content":{"pdf":false,"grobid_xml":false},"content_urls":null,"referenced_works_count":43,"referenced_works":["https://openalex.org/W603908379","https://openalex.org/W2256587547","https://openalex.org/W2276621400","https://openalex.org/W2290657250","https://openalex.org/W2404692435","https://openalex.org/W2405830411","https://openalex.org/W2744604411","https://openalex.org/W2790230453","https://openalex.org/W2799978484","https://openalex.org/W2803978172","https://openalex.org/W2810292802","https://openalex.org/W2908423828","https://openalex.org/W2947583263","https://openalex.org/W2978144367","https://openalex.org/W2981704932","https://openalex.org/W3091659788","https://openalex.org/W3112362363","https://openalex.org/W3117835408","https://openalex.org/W3122126208","https://openalex.org/W3130981243","https://openalex.org/W3147196797","https://openalex.org/W3185152376","https://openalex.org/W4200473862","https://openalex.org/W4206057957","https://openalex.org/W4206666183","https://openalex.org/W4206690331","https://openalex.org/W4210940432","https://openalex.org/W4214877975","https://openalex.org/W4220998886","https://openalex.org/W4221011696","https://openalex.org/W4221077755","https://openalex.org/W4236965008","https://openalex.org/W4296382175","https://openalex.org/W4311257611","https://openalex.org/W4312894838","https://openalex.org/W4362604044","https://openalex.org/W4382197310","https://openalex.org/W4385151987","https://openalex.org/W4385298976","https://openalex.org/W4386495963","https://openalex.org/W6618372016","https://openalex.org/W6743731764","https://openalex.org/W6758313303"],"related_works":["https://openalex.org/W2560215812","https://openalex.org/W2949601986","https://openalex.org/W2788972299","https://openalex.org/W2382174632","https://openalex.org/W2521347458","https://openalex.org/W2129959498","https://openalex.org/W2784060934","https://openalex.org/W2498789492","https://openalex.org/W2902714807","https://openalex.org/W2077021924"],"abstract_inverted_index":{"Playing":[0],"a":[1,69,143,159,189],"vital":[2],"role":[3],"in":[4,20,24,239],"keeping":[5],"gearbox":[6,59],"working":[7],"reliably":[8],"and":[9,36,40,55,86,163,176,204,241],"safely,":[10],"smart":[11],"fault":[12,37,44],"diagnosis":[13],"(FD)":[14],"technology":[15],"has":[16,229],"attracted":[17],"much":[18],"attention":[19,169],"recent":[21],"years.":[22],"However,":[23],"practical":[25],"industrial":[26],"applications,":[27],"owing":[28],"to":[29,51,74,118,149,201,214],"the":[30,53,98,101,111,114,127,132,151,178,196,206,216,226,234],"imbalance":[31],"of":[32,58,123,135,141,180,208,218],"healthy":[33],"state":[34,38],"data":[35,39],"various":[41],"unpredictable":[42],"compound":[43],"modes,":[45],"it":[46],"is":[47,72,116,147,193],"still":[48],"extremely":[49],"challenging":[50],"fulfill":[52],"high-accuracy":[54],"effective":[56],"FD":[57,122,237],"based":[60],"on":[61,173],"existing":[62,235],"intelligent":[63,236],"diagnostic":[64],"models.":[65],"In":[66,97,110],"this":[67],"paper,":[68],"new":[70,144],"method":[71,92,228,238],"proposed":[73,91],"tackle":[75],"these":[76],"problems":[77],"by":[78,108,157],"integrating":[79],"an":[80,120],"improved":[81],"deep":[82,129,198],"residual":[83,130,186,199],"network":[84,200],"(IDRN)":[85],"wavelet":[87],"transform":[88],"(WT).":[89],"The":[90,221],"mainly":[93],"contains":[94],"two":[95],"parts:":[96],"first":[99,140],"part,":[100,113],"vibration":[102],"signals":[103],"are":[104,137,183,212],"transformed":[105],"into":[106,195],"images":[107,203],"WT.":[109],"second":[112],"IDRN":[115,136],"applied":[117],"realize":[119],"accurate":[121],"gearbox.":[124],"Compared":[125],"with":[126,165,185],"original":[128,197],"network,":[131],"main":[133],"differences":[134],"as":[138],"follows:":[139],"all,":[142],"loss":[145,155],"function":[146,156],"used":[148,153],"replace":[150],"commonly":[152],"logistic":[154],"adding":[158],"class-balanced":[160],"re-weighting":[161],"term":[162],"combining":[164],"multi-label":[166],"classification.":[167],"Then,":[168],"modules":[170],"focusing":[171],"operations":[172],"specific":[174],"regions":[175,182],"enhancing":[177],"features":[179],"some":[181],"combined":[184],"blocks.":[187],"Finally,":[188],"spatial":[190],"transformer":[191],"module":[192],"inserted":[194],"scale":[202],"clip":[205],"region":[207],"interest.":[209],"Two":[210],"trials":[211],"conducted":[213],"validate":[215],"effectiveness":[217],"WT-IDRN":[219,227],"method.":[220],"experimental":[222],"consequences":[223],"demonstrate":[224],"that":[225],"more":[230],"excellent":[231],"performance":[232],"than":[233],"accuracy":[240],"generalization":[242],"ability.":[243]},"counts_by_year":[{"year":2026,"cited_by_count":6},{"year":2025,"cited_by_count":53},{"year":2024,"cited_by_count":33}],"updated_date":"2026-05-01T08:36:08.643496","created_date":"2025-10-10T00:00:00"}