Best Compliance Software - Page 56
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Compare the Top Compliance Software as of November 2025 - Page 56
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1
PwC Risk Detect
PwC
You could be more agile, more adept at identifying opportunities and better able to anticipate change. All powerful drivers of competitive advantage and growth. Risk Command is a suite of PwC Products that identify and monitor potential threats, helping you respond and remediate with speed and confidence. Identify potential high-risk third parties and movements before they impact your business. Address regulatory requirements and save your business from potential financial or reputational damage. Incorporate Integrity Due Diligence, providing the ability to request due diligence reports and conduct focused risk-based monitoring. Bring your data and operations to a single view, helping you capitalize on areas of convergence across compliance and fraud programs and aligning operational data with corporate strategies. -
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Seavus PSD2
Seavus
Seavus PSD2 API is a solution in compliance with the requirements of the Revised Payment Services Directive (PSD2). It enables third parties to access accounts (XS2A), using strict rules and best practices for the security of such interactions. It consists of a platform that goes beyond compliance, a place where banks can expose other areas of banking business to the outside world and remain competitive in the fast-changing market, paving the way for partial or complete digital transformation. The Management Portal enables easy customization, control and maintenance of the PSD2 API system by the bank or financial institution users. With Seavus PSD2 API Gateway, TPPs can easily integrate with the banks and shift focus from technical challenges to business opportunities. Seavus PSD2 solution is easy to integrate, customize and maintain. -
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Proofpoint Intelligent Supervision
Proofpoint
Your reviewers don’t need to work harder; they need to work smarter. Intelligent Supervision creates less “noise” for your review teams to monitor and sift through. That means you can pinpoint compliance violations faster and more accurately. Proofpoint NexusAI for Compliance is an add-on to Intelligent Supervision. With its machine learning models, it can use past reviewer decisions to help significantly reduce your low-value supervision content. Poor monitoring in the supervision process can slow regulatory response. Intelligent Supervision solves this problem in three powerful ways: It identifies bottlenecks, improves collaboration, and boosts productivity to reduce compliance risks. You get rich, visual reporting tools for all your archived content. And armed with actionable intelligence, you’re always at the ready to protect your firm. Intelligent Supervision keeps you ready to respond to regulatory audit requests at a moment’s notice. -
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Hummingbird
Hummingbird RegTech
Compliance investigations and reporting for smart financial institutions. Customer intelligence designed for compliance. One platform for all your case investigations and reporting. Modern technology for filing suspicious activity reports (SARs). Manage cases, conduct investigations, and create detailed reports to file as SARs or refer to partners. Validate and file suspicious activity reports using the Hummingbird platform or our APIs. Master Regulation E and Z disputes with speedy workflows and integrated chargeback handling. Test compliance programs with custom workflows, automatic workpapers, and real-time reporting. Enable shared investigation and reporting needs between banks and FinTech partners. -
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Mitratech Continuity
Mitratech
AI-driven technology enables financial institutions to fully automate their risk and compliance processes. Continuity is a RegTech solution that automates risk, compliance, vendor and performance management for the financial services industry. It integrates the mandated processes of risk and compliance to boost performance. By combining regulatory expertise with cloud technology, Continuity reduces your regulatory burden and mitigates risk at a fraction of the cost. Hundreds of financial institutions across the United States benefit from our solution. Continuity’s enterprise risk management (ERM) technology, compliance, vendor, and performance management systems are tailored to meet the specific needs of banks, credit unions, mortgage companies and financial technology firms of all sizes. A robust platform that’s built for flexibility and efficiency. -
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Acuant
Acuant
Knowing who you are doing business with has never been more critical. Acuant allows you to instantly minimize risk, prevent fraud and enhance security for any size business with the fastest Go-to-Market. We deliver omnichannel solutions for age verification, AML/KYC, fraud prevention and more to be where your customers want to transact. Fast, friendly and secure identity verification for today's digital-first economy. With Acuant you have the flexibility to easily address evolving fraud and regulations. Access the entire platform or just the solutions you need today. Acuant’s Identity Document Library of 6,000+ documents is continuously updated for the best coverage and highest accuracy. Acuant is at the forefront of enabling businesses and governments to transact with trust in an ever-increasing digital world, facilitating the creation, ownership and ability to verify your identity and making that accessible to the entire global population. -
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Validus
Eventus
Validus is a comprehensive platform that combines surveillance, market risk, algo monitoring and AML/transaction monitoring to maximize the efficiency of your regulatory operations. Extremely powerful yet easy to deploy, customize and operate, the proven Validus Trade Surveillance solution is capable of saving you time and resources while mitigating the risk of fines and reputational damage. The Validus Market Risk solution helps ensure compliance with written supervisory procedures and financial limits by confirming that all your pre-trade risk systems are working properly. Hundreds of integrations with the ability to quickly add connections in global equities, options, futures, FX, fixed income, and digital assets. Designed to use machine learning and robotic process automation to cast a wide net and escalate the most actionable alerts. Only solution capable of running in various intervals including real-time. -
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1Exiger
Exiger
Exiger's 1Exiger platform is a purpose-built, AI-powered solution designed to optimize third-party and supply chain risk management. With features like entity risk scoring, supply chain mapping, and deep risk analysis, it helps organizations uncover vulnerabilities, validate data, and make faster, data-driven decisions. Leveraging the world’s largest corporate and supply chain dataset, the platform empowers businesses to stay compliant and resilient in real-time, improving supply chain visibility and enabling proactive intelligence to address crises before they escalate. -
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Acuminor
Acuminor
Accessible and updated financial crime intelligence. Significantly improve outcomes in your existing transaction monitoring system, KYC tool or anti-financial crime training programme with the one and only financial crime threat intelligence tool on the market. Risk Assessment Pro allows you to leave your static spreadsheets and instead enable a dynamic approach to identify and handle financial crime risks. Save time and valuable resources, while increasing quality and level of compliance. -
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Fortia
Fortia
With Fcheck you will automate the NAV plausibility control. Errors linked to the NAV computation are no more an issue. FCheck will help you build a solid, accurate and consistent view of the NAV and quickly detect NAV errors. Full automation of investment compliance controls with semantic analysis and automatic detection of literary rules, creation of ratios from detected rules and breach analysis with Robo-Rules. An end-to-end smart solution to automate complex operational processes based on AI algorithms, Business process monitoring, business activity monitoring, and a powerful calculation engine. Do you face complex challenges in managing your data, your repositories and the compliance of your funds or in automating your operational processes? Discover how Fortia has helped asset management leaders drive performance, efficiency and drastically improve their ROI. Fortia stands out with a unique product offering based on a strong research and development LAB efforts. -
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La Meer GRACE
La Meer
Work from Home (WFH) has become the new reality with the COVID Pandemic. Ability for staff to work from where ever they are, has become critical for organizations to continue operations, service clients and monitor risks. GRACE is here to help. La Meer’s cloud web based GRACE (governance, risk and compliance for the enterprise) platform comprises of industry specific solutions built by financial market experts for financial market regulations in banks, broker-dealers, wealth advisory, alternate investments and asset management firms. The comprehensive cloud based GRACE suite helps organizations and staff to offer seamless client service with comprehensive oversight, compliance, risk management and assurance for clients from where ever they are. The modular nature of the GRACE platform allows our clients to implement (and pay for) only the modules or functionality they need. -
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Behavox
Behavox
Behavox is an insights company that uses behavioral AI and machine learning to protect enterprises from corporate crises and company-ending events. Behavox provides solutions that help global enterprises generate valuable insights from internal communications like email, instant messaging, social media, and voice. While technology has enabled us to work from anywhere, it has also made it easier to hide behind the digital curtain. Communication and collaboration channels have multiplied, increasing compliance risks. Learn more about how Behavox Compliance delivers actionable insights that enable firms to identify risk quickly and accurately, and prevent illegal, immoral, or malicious acts in the new workplace. We uncover risk and catch bad actors quickly and accurately, before they bring down your business. Behavox covers a wide range of misconduct across applications in multiple languages. -
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Allatus Unity
Allatus
The data organisations hold is one of their biggest assets – but knowledge about that data and how it used for reporting is often held in people’s heads or unmanaged spreadsheets. Allatus Unity® is one secure, searchable framework, accessible to your team regardless of location that has the potential to realise huge productivity benefits for an organisation. Our industry recognised Regtech solution captures regulatory reporting requirements and maps them to the data governance assets, showing lineage and understanding of data and automatically producing detailed IT specifications for Reporting Solutions. Combine business and technical views of your data assets to increase collaboration, reduce regulatory reporting compliance costs, mitigate the risks associated with your data-driven initiatives. -
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Arachnys
Arachnys
Arachnys accelerates onboarding by providing the best global KYC and AML data. Enriched, automated data on customers enables straight-through processing and means fewer customer touchpoints, less risk and quicker revenue. Real-time registry and adverse media connections allow you to keep regulators happy while reducing refresh costs and improving customer experience. A suite of APIs allow modular integration into customer lifecycle and case management tools, removing manual processes, reducing headcount, and improving efficiency. Accelerate onboarding by automatically resolving entity data using straight-through processing and data providers from over 200 jurisdictions. Reduce headcount with automated perpetual KYC, monitoring for changes and adverse information using configurable data sources. Automate laborious tasks by using AI to extract data wherever it is buried, whether in the deep web or in scanned PDF documents. -
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Arctic Intelligence
Arctic Intelligence
Innovative financial crime risk assessments to protect your business. Risk assessments are the cornerstone of any financial crime compliance program. From money laundering, terrorism financing, bribery and corruption and sanctions, Arctic Intelligence provides an enterprise-wide risk assessment solution to assess your business' vulnerabilities in line with global regulations and FATF guidelines. Our solutions can help address many challenges by providing defendable data-driven results and quickly establishing a program tailored to the organisation. Our technology can calculate and present firm wide risk profiles, identifying and highlighting high risk areas and control gaps or weaknesses. Real-time reporting can aggregate risk outcomes for both an individual business unit and organisation-wide level providing accurate, consistent and dependable results. -
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ARIADNEXT
ARIADNEXT
Finance is considered as one of the industries most exposed to the direct impact of new technologies. The digital transformation thus created new needs, new opportunities and new stakeholders: Fintech companies. Contraction of finance and technology, the term Fintech has emerged since 2015 to illustrate the arrival of new technologies in the finance sector. Specialists in payment, credit, money transfer, savings management and account aggregation, Fintechs offer their clients ever more innovative platforms and shake up the codes of the financial sector. As fairly young start-ups, they use digital, artificial intelligence, mobile and connected technologies to reach a large number of B to B and B to C consumers. Just like traditional players in the financial sector, Fintechs remain subject to vigilance measures and numerous regulations related to customer knowledge. -
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AutoRek
AutoRek
AutoRek can ease the task of meeting the regulatory obligation of client money / client asset protection. AutoRek allows you to manage your data seamlessly, putting the power in your hands when it comes to automated systems. AutoRek delivers robust automated reconciliation software that mitigates risk, enhances control and delivers efficiencies. Our industry-leading technology helps you to automate your data management and works with you to process your regulatory reports. AutoRek account reconciliation tools streamline the consolidation of data from disparate systems. With a comprehensive audit trail, our solution provides the transparency and governance required to meet reporting requirements. -
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Alessa
Alessa
Alessa provides all the anti-money laundering (AML) capabilities that banks, money services businesses (MSBs), Fintechs, casinos and other regulated industries need – all within one platform. Alessa includes APIs for integration with onboarding systems to verify identities and search sanctions, politically exposed persons (PEPs), OFAC, and proprietary lists in real time. Use this information to update the risks associated with an entity. Alessa leverages data from various sources to create a risk score. Risk factors, weights, scores, and aggregates are all configurable by the organization to match their risk appetite and tolerance. Periodic reviews are managed by workflows and scores are updated based on the entities’ activities. With Alessa, monitor every financial activity to get a holistic view of customer activities. The solution generates alerts for suspicious activity and sends them to the appropriate personnel for investigation and reporting. -
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Pega KYC
Pegasystems
Updated quarterly, Pega sources its regulatory rules from a global team of lawyers, regulatory experts, and policy makers with deep experience across all main regulators including the SEC, OCC, FinCEN, CFTC, FINRA, HKMA, MAS, FCA, and ESMA. Rapidly respond to audit and regulatory findings with “look-back” capabilities, through automated bulk case creation, routing and escalation, as well as auditability of rule changes. Quickly update rules through configuration and rapidly address any findings with a zero code rule management portal. A rules-based approach allows you to onboard clients across jurisdictions, business lines, or products. Apply local regulatory requirements where necessary, collecting only additional information as needed. -
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Cognitive View
Cognitive View
Provides a framework to manage conduct related risk in real time, promotes good behaviour and improves organizational culture. Helps in management of customer experience, churn, complaints. Compliance automation & quality management to identify compliance failures and knowledge gap. Cognitive View captures, secures and transcribes voice from all new and legacy communication platforms, providing a structured data set of captured voice conversations. Provide insights if customers are satisfied or frustrated and if agents are polite and sympathetic. Understand emotions by monitoring conversational data to allow customer response at a scale. Monitor customer service and support conversations so you can respond to your customers appropriately and at scale. See if customers are satisfied or frustrated, and if agents are polite and sympathetic. -
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Interos
Interos
As disruptions increase, organizations need to modernize assessment and monitoring. What are you doing to prepare? Map and model supply chains deeper and farther, view and know everything, everywhere, about your business relationships, in seconds. Using an arsenal of natural-language AI models, trained on supply-chain data, we’ve built the most highly connected, multi-dimensional network of B2B relationships in existence. We continuously monitor global events providing real-time indicators of supply chain vulnerability and distress, across your business ecosystem, all the way down to the Nth tier. Build resilience into the extended supply chain. Proactively manage cyber threats, ensure regulatory compliance, and source confidently with one solution. Identify connections to restricted and prohibited countries, assess legal and regulatory compliance, and identify financial, cyber, governance, geographic, and operational risk down to any single supplier, anywhere. -
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NCC Compliance
NRT Technology
NCC Compliance is our real-time tracking and reporting tool for markers, front money, safekeeping, check transactions, cash advances, tito tickets, chips, cash, and suspicious activity. NCC Compliance tracks currency transactions, aggregate cash-in and cash-out totals in a Multiple Transaction Log (MTL). The transaction data would include details of transaction type, amount, and patron information. NCC Compliance provides the ability for the casino compliance team to organize patron activities into manageable cases and produce a Currency Transaction Report (CTR), Suspicious Activity Report (SAR), Monetary Instrument Log (MIL), and Negotiable Instrument Log (NIL). The NCC Compliance API interfaces directly with casino systems including slots, player, cage, table games, cash-access, race, sports, and lottery. Users can also record transactions through NCC Compliance’s user friendly interface. -
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VisibleRisk
VisibleRisk
Cyber events have financial consequences. VisibleRisk helps you quantify the financial impact of your cyber risk, so you can make better risk management decisions across the business. Standardize cybersecurity conversations in the boardroom. Focus on business impact and outcomes. Completed a validated cyber risk assessment to optimize your program and better allocate resources. Enable better communication and decision making around regulatory compliance, M&A and cyber insurance underwriting and limits considerations. Quantifying cyber risk in financial terms empowers security professionals to communicate with other key stakeholders more effectively by speaking in a common language. Business leaders rarely allocate financial resources without fully understanding the expected return, or more specifically, cost avoidance. We leverage automation and tools to provide you with a comprehensive understanding of your organization’s exposure to cyber risk, with minimal effort on your end. -
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Know Your Vendor Solution
Know Your Vendor Solution
Using old-fashioned tools to manage vendors can be tedious and source of mistakes. It’s often non-standardized and not reliable. Know Your Vendor™ solution helps our clients mitigate supply chain risks by providing a consolidated panorama for due diligence on third parties. Due diligence is conducted to insure integrity in the supply chain and prior to making important business decisions in areas such as corporate mergers/acquisitions, or partnership. Due diligence is a deep background check on a prospect, be it a corporation, its principals or a specific individual. -
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myComplianceManager
myComplianceManager
Our Audit Management system is much more than a great tool to optimize your audit life-cycle because we've combined it with our Enterprise Risk Management, Issue Management and IT Systems Inventory applications. It not only enhances the way you perform audits, but it also allows the Audit Committee and senior management to evaluate how your audit results impact the organization's risk profile, and to determine what post-audit actions need to be prioritized. We've also included our Issue Management system, so that process owners have a convenient tool to track and act upon issues or enhancement opportunities identified in your audits. Our Enterprise Risk Management (ERM) system provides a centralized location to assess, monitor and update your company's risk profile at an enterprise, regional and process level. Automated surveys are periodically completed by risk owners to score risks and identify changes in your risk environment. -
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Supply Wisdom
Supply Wisdom
Today as the risk of disruption arises from a wide array of risk events beyond cyber and financial, Supply Wisdom provides a full-stack of risk coverage across 7 risk domains. The market’s only single source comprehensive solution, our Risk Packages enable businesses to cost effectively and efficiently access a comprehensive view of their third-party and locations risks without having to pull together intelligence from multiple disparate solutions. We understand that for some business functions perhaps only one or two particular risk domains fit their needs, while others want full coverage. The flexibility of our solution enables us to offer individual risk modules to be purchased either as risk intelligence, continuous risk monitoring or combination of risk intelligence and continuous risk monitoring. -
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Black Kite
Black Kite
The Black Kite RSI follows a process of inspecting, transforming, and modeling collected from a variety of OSINT sources (internet wide scanners, hacker forums, the deep/dark web and more). Using the data and machine learning, the correlation between control items is identified to provide approximations. Operationalize with a platform that integrates with questionnaires, vendor management systems and process workflows. Automate adherence to cybersecurity compliance requirements and reduce the risk of a breach with a defense in depth approach. The platform uses Open-Source Intelligence (OSINT) and non-intrusive cyber scans to identify potential security risks, without ever touching the target customer. Vulnerabilities and attack patterns identified using 20 categories and 400+ controls, making the Black Kite platform 3x more comprehensive than competitors’. -
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TrustElements
TrustElements
TrustElements helps to mitigate risk and prioritize investments. Your cyber resiliency score is defined in a percentage after analyzing all loads of data your company owns. TrustElements maps your results to industry frameworks (NIST, CIS, MITRE) and helps to establish a golden standard of cyber resilience by continuously assessing your organization exposure to risks. The TE platform enhances decision making based on your business context and helps to better allocate financial resources. Communicate cybersecurity strategy to the C-level and Board of Directors to strengthen the decision making in Security, IT, and Risk Management. Whether your challenge is vendor risk management, tight security budgets, overcoming resource obstacles or applying the right level of protection and risk management, we have your back to make your company propel. -
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Shared Assessments
Shared Assessments
We’ve harnessed the collective intelligence of world’s top risk assessment and management experts to create our industry leading SIG Questionnaire and the most recognized third party risk certification, CTPRP. The VRMMM, SIG, SCA and Privacy tools are designed to meet the needs across the vendor risk management lifecycle. Certification classes and exams establish a knowledge base and verify third party risk professionals’ expertise. Studies, papers and our blog are member-driven, industry-informed and forward looking. Premier global, multi-industry event to shed light on the processes, technologies, and efficiencies in TPRM. -
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As the value and volume of data grows exponentially, data protection has arisen as a board-level issue and potential upper hand source—not merely a compliance necessity. Without a thorough and successful data administration program, data protection stays a consistent challenge and a potential reputation time bomb. Organizations face increasing pressure from regulators and the commercial center to improve how they gather, use, store and erase individual data (PI). Furthermore, it’s importance will only increase as technology like the Internet of Things (IoT) and Big Data generate more data and insights. Infosys Enterprise Data Privacy Suite (iEDPS) meets enterprise challenges by helping companies protect their private data and adhere to global regulatory standards such as HIPAA, PIPEDA, GLBA, ITAR, and many more.