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Information Required of Brokers and Dealers (Form X-17A-5) (TD Securities Automated Trading LLC)

Public Technologies 24 Dec 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Albert Fried & Company LLC)

Public Technologies 24 Dec 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Scotia Capital (USA) Inc)

Public Technologies 23 Dec 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Snowbridge Securities LLC)

Public Technologies 23 Dec 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Inlet Securities LLC)

Public Technologies 23 Dec 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Howden Tiger Capital Markets & Advisory LLC)

Public Technologies 23 Dec 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Royce Fund Services Inc)

Public Technologies 22 Dec 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (RBC CMA LLC)

Public Technologies 18 Dec 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Amendment to Information Required of Brokers and Dealers (Form X-17A-5/A) (Stuart Frankel & Co Inc)

Public Technologies 16 Dec 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549 ... Form X-17A-5. Part III ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5/A ... X-17A-5/A ... X-17A-5/A ... X-17A-5/A ... X-17A-5/A ... X-17A-5/A.
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Information Required of Brokers and Dealers (Form X-17A-5) (CIBC World Markets Corp)

Public Technologies 16 Dec 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (RBC Capital Markets LLC)

Public Technologies 16 Dec 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Amendment to Information Required of Brokers and Dealers (Form X-17A-5/A) (Cresta Westhall LLP)

Public Technologies 12 Dec 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549 ... Form X-17A-5. Part III ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5/A ... X-17A-5/A ... X-17A-5/A ... X-17A-5/A ... X-17A-5/A ... X-17A-5/A.
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Nutanix Objects Storage SEC-17a Assessment (Nutanix Inc)

Public Technologies 11 Dec 2025
) We are pleased to announce that our powerful and highly scalable S3-compatible storage solution, Nutanix Objects Storage (formerly Nutanix Objects), has been ...
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Information Required of Brokers and Dealers (Form X-17A-5) (BDO Capital Advisors LLC)

Public Technologies 11 Dec 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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