Latest News for: fma

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FMA Board Appointments

Scoop 23 Dec 2025
Mr Bardy has extensive experience as a regulator and adviser in financial services, regulation, compliance and risk management ....
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FMA board shake-up as Steven Bardy named deputy chair from 2026

NewstalkZB 23 Dec 2025
Bardy has been acting board chair as the Ministry of Business, Innovation and Employment (MBIE) investigates Financial Markets Authority (FMA) chair Craig Stobo for undisclosed reasons ... Swasbrook has served on the FMA board since 2019.
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FMA Board appointments (Financial Markets Authority)

Public Technologies 22 Dec 2025
The FMA also welcomes two new members onto its Board ... Mr Swasbrook has served on the FMA Board since 2019 ... Mr Gai has served on the FMA Board since 2018. The FMA ... FMA Senior Adviser, Media Relations.
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FMA Confirms Investigation Into Chance Voight

Scoop 15 Dec 2025
The FMA notes that in November 2025, a Chance Voight subsidiary took ownership of Patterson Wealth Partners Limited, a licensed financial advice provider (FSP 347406) ....
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FMA confirms investigation into Chance Voight (Financial Markets Authority)

Public Technologies 15 Dec 2025
The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - is investigating Christchurch-based Chance Voight Investment Corporation Limited (Chance Voight), its subsidiaries and persons and entities associated with the Chance Voight Group.
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FMA Censures Opes For Breaching Financial Advice Provider Licensee Obligations

Scoop 11 Dec 2025
The FMA found that Opes did not have adequate policies or processes in place and could not be confident that all conflicts had been identified, disclosed, and managed ....
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FMA censures Opes for breaching financial advice provider licensee obligations (Financial Markets Authority)

Public Technologies 10 Dec 2025
FMA Executive Director for Response and Enforcement Louise Unger said ... In addition, this breach made it difficult for FMA to verify whether other regulatory obligations were being met ... The FMA found ...
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FMA releases thematic review on financial institutions’ product and services reviews (Financial Markets Authority)

Public Technologies 08 Dec 2025
The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has released a thematic review on financial institutions' product and services reviews ... The FMA's fair dealing enforcement activity has often related to off-sale or legacy products.
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FMA Cancels HGL’s Financial Advice Provider Licence

Scoop 02 Dec 2025
Louise Unger, FMA Executive Director, Response and Enforcement, said HGL’s cancellation followed the termination of its distribution agreement with the impacted insurer, and the FMA’s subsequent inquiry into its affairs ....
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FMA issues revised educational information sheet on insider trading (Financial Markets Authority)

Public Technologies 19 Nov 2025
The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has published an updated educational information sheet that seeks to support stronger practice on insider trading across the investment industry, following industry engagement.
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