The FMA also welcomes two new members onto its Board... Mr Swasbrook has served on the FMA Board since 2019 ... Mr Gai has served on the FMA Board since 2018. The FMA ... FMA Senior Adviser, Media Relations.
The FMA notes that in November 2025, a Chance Voight subsidiary took ownership of Patterson Wealth PartnersLimited, a licensed financial advice provider (FSP 347406) ....
The FMA found that Opes did not have adequate policies or processes in place and could not be confident that all conflicts had been identified, disclosed, and managed ....
FMAExecutive Director for Response and EnforcementLouiseUnger said ... In addition, this breach made it difficult for FMA to verify whether other regulatory obligations were being met ... The FMA found ...
The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has released a thematic review on financial institutions' product and services reviews ... The FMA's fair dealing enforcement activity has often related to off-sale or legacy products.
LouiseUnger, FMAExecutive Director, Response and Enforcement, said HGL’s cancellation followed the termination of its distribution agreement with the impacted insurer, and the FMA’s subsequent inquiry into its affairs ....
The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has published an updated educational information sheet that seeks to support stronger practice on insider trading across the investment industry, following industry engagement.