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Pre-Rulemaking Considerations Document for the Colorado Automated Decision-Making Technology Act (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 14 Jul 2026
SIFMA 1 provided comments to the Colorado Department of Law on its Pre-Rulemaking Considerations Document regarding the Colorado Automated Decision-Making Technology Act ... SIFMA - Securities Industry and Financial Markets Association Inc.
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Legislation to Modernize 403(b) Retirement Plan Investment Options (Joint Trades) (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 13 Jul 2026
SIFMA and Other Joint Trades write to the Senate Committee on Banking, Housing, & Urban Affairs in strong support of legislation ... SIFMA - Securities Industry and Financial Markets Association Inc.
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It’s Time for the SEC to Take Direct Control of the CAT (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 09 Jul 2026
For many years, SIFMA has urged the Commission to address privacy and data risks as well as the funding and governance flaws ... SIFMA - Securities Industry and Financial Markets Association Inc.
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Heard at Ops 2026: Building the Future of Market Operations (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 08 Jul 2026
[...]. This is an abstract of the document ... Disclaimer. SIFMA - Securities Industry and Financial Markets Association Inc ... (noodl.
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Staff Report on the Definitions of “Security-Based Swap Dealer” and “Major Security- Based Swap Participant” (SIFMA and ISDA) (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 07 Jul 2026
) Summary. SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) (together the Associations) 1 provided comments to the U.S ... I ... 5 ... Disclaimer. SIFMA - Securities Industry and Financial Markets Association Inc ... (noodl. 132946787) .
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Guowei Zhang Appointed Head of Prudential Policy for SIFMA (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 07 Jul 2026
Washington, D.C., July 7, 2026 - SIFMA today announced the promotion of Guowei Zhang to Head of the Prudential Policy Group, effective September 1, 2026 ... Bentsen, Jr., SIFMA president and CEO.
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Monthly Market Metrics and Trends (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 06 Jul 2026
) ... Attachments Original document Permalink ... SIFMA - Securities Industry and Financial Markets Association Inc.
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SEC's Proposed Semiannual Reporting Rule (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 06 Jul 2026
) Summary. SIFMA AMG 1 provided comments to the U.S ... 2 Excerpt ... Attachments Original document Permalink. Disclaimer. SIFMA - Securities Industry and Financial Markets Association Inc ... (noodl. 132923766) .
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Requests for Exemptive Relief Under the SEC Treasury Clearing Rule (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 02 Jul 2026
SIFMA 1 provided comments on notices of request from exemptive relief issued by the U.S ... affiliates) to the extent the firm is able to meet a certain Proposed Condition, described further in the SIFMA Request.
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Regulating Wallet Providers: From Interim Relief to a Durable Framework (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 01 Jul 2026
This is an abstract of the document. To keep reading, click here and get access to the original version ... Disclaimer. SIFMA - Securities Industry and Financial Markets Association Inc ... (noodl.
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America at 250: The Enduring Strength of US Capital Markets (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 29 Jun 2026
) When the Declaration of Independence was signed in 1776, there were no U.S ... [...] ... Disclaimer. SIFMA - Securities Industry and Financial Markets Association Inc.
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Draft Strategic Plan for Fiscal Years 2026–2030 (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 26 Jun 2026
SIFMA provided comments to the U.S ... SIFMA strongly supports the Draft Plan's focus on the SEC's three-part mission ... SIFMA has a strong interest in ensuring that the Commission's strategic objectives are implemented in a way that promotes these goals.
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Form PF; Reporting Requirements for All Filers (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 24 Jun 2026
) Summary. SIFMA AMG 1 provided comments to the U.S ... Excerpt ... I ... SIFMA AMG supports the proposal's objectives and believes the proposal can be improved in several respects ... Disclaimer. SIFMA - Securities Industry and Financial Markets Association Inc.
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Form PF; Reporting Requirements for All Filers and Private Credit Funds (Joint Trades) (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 24 Jun 2026
SIFMA AMG, The Managed Funds Association (MFA), American Investment Council (AIC), Alternative Credit Council (ACC), and Loan Syndications and Trading Association (LSTA) provided comments to the to the U.S.
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Building the Future of Operations: Key Takeaways from SIFMA Ops 2026 (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 24 Jun 2026
You can listen to this conversation by following "The SIFMA Podcast" on Apple, Spotify, YouTube, or wherever you get your podcasts ... Managing Director at BNY Pershing and Chair of the SIFMA Operations & Technology Committee.

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