Latest News for: sifma

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Protecting the Financial System: Highlights from SIFMA’s 26th Annual AML Conference (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 17 Jun 2026
) Key Takeaways SIFMA's 26th Annual AML Conference brought together industry leaders to address the most pressing issues in financial crimes compliance ... SIFMA - ...
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SIFMA Comments on SEC Statement on Covered User Interfaces (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 16 Jun 2026
In the letter, SIFMA notes its appreciation for the SEC's efforts to provide regulatory clarity for emerging technologies and encourages the SEC to proceed with a notice-and-comment rulemaking process to address important unresolved questions.
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Staff Statement Regarding Broker-Dealer Registration of CUIs Utilized to Prepare Transactions in Crypto Asset Securities (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 16 Jun 2026
SIFMA provided comments to the U.S ... SIFMA provides both process and substantive recommendations as the Division and the Commission broadly continue the agency's work in this area ... SIFMA - Securities Industry and Financial Markets Association Inc.
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Market Snapshot: Is AI Carrying the Economy? Featuring Marc Giannoni, Barclays (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 15 Jun 2026
In Episode 02 of the Market Snapshot podcast, SIFMA President and CEO Kenneth E ... You can listen to this conversation by following "The SIFMA Podcast" onApple, Spotify, YouTube, or wherever you get your podcasts.
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SIFMA Statement on SEC’s Proposed Amendments to Reg NMS (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 11 Jun 2026
Washington, D.C., June 11, 2026 - SIFMA today released the following statement from president and CEO Kenneth E ... SIFMA has long stated that market structure involves many moving, interconnected pieces.
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AML and Countering the Financing of Terrorism Programs (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 10 Jun 2026
SIFMA 1 provided comments to FinCEN in support of the notice of proposed rulemaking (NPRM) to "fundamentally reform the ... SIFMA - Securities Industry and Financial Markets Association Inc.
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FinCEN and OFAC Joint Proposed Rulemaking on PPSI AML/CFT Program and Sanctions Compliance Program Requirements (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 09 Jun 2026
SIFMA and SIFMA AMG provided comments in response to the joint notice of proposed rulemaking (the "NPR") 1 published by FinCEN and OFAC with respect to implementing provisions of the Guiding and Establishing National Innovation for U.S.
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SIFMA Fixed Income Market Close Recommendation in the U.S., the U.K., and Japan for Juneteenth (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 05 Jun 2026
New York, N.Y., June 5, 2026 - SIFMA confirmed its previous recommendation for a full market close on Friday, June 19, 2026, for the trading of U.S ... All SIFMA recommendations are subject to change due to market conditions.
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Extension Request on the SEC's Proposed Semiannual Reporting Rule (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 05 Jun 2026
SIFMA and SIFMA AMG provided comments to the U.S ... SIFMA and SIFMA AMG represent broker-dealers and asset managers that invest in and have as clients public companies of all sizes across the U.S.
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Regulatory Clarity and Modernization (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 05 Jun 2026
In this episode of the SIFMA Podcast, host Saima Ahmed brings you two conversations from the 2026 SIFMA Compliance & Legal Annual Seminar focused on regulatory clarity and the practical path toward modernization ... President and CEO, SIFMA.
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Testimony on Passive Index Funds and Shareholder Voting (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 04 Jun 2026
I am Lindsey Keljo, Head of the Asset Management Group at SIFMA (SIFMA AMG). SIFMA AMG represents the asset management community, whose ... SIFMA - Securities Industry and Financial Markets Association Inc.
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