Stern 2017
Stern 2017
FOCUS ARTICLE
Snowball Earth?
Affiliations:
1
Geosciences Dept., U Texas at Dallas, Richardson TX USA
2
Jackson School of Geosciences, U Texas at Austin, Austin TX USA
ABSTRACT: When Earth’s tectonic style transitioned from stagnant lid (single plate) to
the modern episode of plate tectonics is important but unresolved, and all lines of
evidence should be considered, including the climate record. The transition should have
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disturbed the oceans and atmosphere by re-distributing continents, increasing explosive
Accepted Article
arc volcanism, stimulating mantle plumes, and disrupting climate equilibrium established
subduction zones would redistribute mass sufficiently to cause true polar wander if the
subducted slabs were added in the upper mantle at intermediate to high latitudes. The
Neoproterozoic Snowball Earth climate crisis may reflect this transition. The transition to
plate tectonics is compatible with nearly all proposed geodynamic and oceanographic
triggers for Neoproterozoic Snowball Earth events, and could also have contributed to
biological triggers. Only extraterrestrial triggers cannot be reconciled with the hypothesis
that the Neoproterozoic climate crisis was caused by a prolonged (200–250 m.y.)
Main Text: It is important to understand when and how plate tectonics began and what
was Earth’s tectonic style before this. In the following essay, we follow the modern
redefinition of plate tectonics by Stern and Gerya (in press): “A theory of global tectonics
lithospheric plates, which move on and sink into weaker ductile asthenosphere. Three
types of localized plate boundaries form the interconnected global network: new oceanic
lithosphere sinks at subduction zones, and two plates slide past each other along
transform faults. The negative buoyancy of old dense oceanic lithosphere, which sinks in
subduction zones, provides major power for plate movements.” When Earth began to
how our planet became habitable. We know that Earth formed hot and has since been
cooling. Geodynamic modeling indicates that Earth’s interior had to cool by a few
hundred degrees in order for sustainable subduction and thus plate tectonics to happen.
Cooling caused greater strength and density of oceanic lithosphere, which promoted long-
lasting subduction (Gerya et al., 2015). The geodynamic transition from a single-plate
(stagnant lid) tectonic style with plume-induced short-lived lithospheric drips and
embryonic subduction zones to global modern-style plate tectonics, with deep and long-
lithosphere due to mantle cooling. It is uncertain when this transition occurred and how
Most geoscientists think that plate tectonics began early in Earth history,
increasingly clear that Earth went through major tectonic changes in Neoproterozoic time
(e.g., Brown, 2010; Ernst et al., 2016; Hawkesworth et al., 2016). It is worth further
considering whether this was when plate tectonics as defined above began. Geologic
evidence is critical (Fig. 1), including the observations that most ophiolites – direct
indicators of seafloor spreading and thus plate tectonics - are Neoproterozoic and younger
(Fig. 1B) and that all blueschists and ultra-high pressure (UHP) metamorphic terranes –
direct evidence of deep subduction and thus plate tectonics - are Neoproterozoic and
younger. Perspectives from other geoscientific disciplines are useful in this inquiry, for
Kimberlites – the water- and carbon dioxide-charged eruptions that carry diamonds from
deep in the lithosphere to the surface – are concentrated in Neoproterozoic and younger
time (Fig. 1A), perhaps because large volumes of these volatiles were not delivered to
great depth in the mantle before subduction and plate tectonics began at this time (Stern
et al., 2016).
tectonics would have resulted in major changes in the solid Earth system – possibly
including the spin axis, volcanism and topographic relief – and that these changes would
have profound effects on Earth’s climate and related systems. Specifically, we use the
work of other geoscientists to explore the possibility that the major shifts in climate and
the C isotopic record known as “Neoproterozoic Snowball Earth” (NSE) were caused by
a prolonged (~250 million year) transition from stagnant lid tectonics >~800 Ma to a
global plate tectonic regime by ~ 550 Ma. We first state our assumptions and outline
what is known about Earth’s tectonic regime before the NSE. We then summarize our
present understanding of the timing and causes of NSE and show how NSE could have
been the response of Earth’s climate and hydrosphere to the transition to plate tectonics.
Earth’s tectonic and climate systems cannot yet be definitive, but we do think that it is
way as a singularity. Some singularities are obvious: they start with a bang and leave
clear evidence. As an example of a “loud and clear” singularity, consider the beginning of
thermonuclear fusion in the core of the Sun ~4.5 Ga. This may have resulted in an
explosion, powerful enough to blow away the atmospheres of the inner planets. Other
singularities leave little evidence when they occur and take many millions of years to
affect their surroundings. The origin of life - the first self-replicating cell – may have
been such a cryptic singularity, with clear evidence for life appearing much later in fossil
plate tectonics may not have occurred as a singularity, but instead over an extended
period of time. We do not know the duration of the transition from a stagnant lid one-
plate regime to a two-plate embryonic plate tectonic regime to the modern 12-big plate
tectonic regime (Gerya et al., 2015). Did the transition require 10, 100, or 1000 million
years to accomplish? Was it smooth and continuous once underway, or was it episodic,
with stops and starts? We have only begun to consider these questions.
disturbed the oceans and atmosphere enough to leave evidence in the sediment record.
This is expected because as the number of plates grew, so did the global distribution of
important plate-margin processes (e.g., increased H2O and silica content and thus
thickening and relief above sea level and associated precipitation and weathering). This
transition would have shifted the distribution of masses, resulted in albedo changes
sufficiently change Earth’s moment of inertia and cause true polar wander. Any
We acknowledge that many Neoproterozoic sediments are poorly dated and lack
fossils for correlation, however Earth’s surface was dominated then as now by continuous
sedimentary accumulations. The sedimentary record for the time periods of interest is
transition. If the climate record can be linked to the start of plate tectonics, then the
higher resolution available from the associated sedimentary record may allow us to better
understand the pace and timing of the transition than any of the direct proxies for plate
for NSE. Instead we build on our understanding that the transition from stagnant lid to
plate tectonics should have strongly affected climate, show that such effects are in most
cases consistent with inferred causes of NSE, note that such effects are not known from
other times inferred for the start of plate tectonics (Note: the Huronian snowball Earth
episode shown on Fig. 1 occurs at a time that has not been advocated for when plate
tectonics started), and comment on whether or not the duration of NSE is consistent with
episode.
Before we consider how the transition might have caused NSE, we must consider Earth’s
tectonic and climatic regime before NSE. This was a protracted episode known as “The
Boring Billion” (aka Dullest Time on Earth, Barren Billion, Earth’s Middle Age) between
1.8 and 0.8 Ga that was characterized by remarkable environmental, evolutionary and
lithospheric stability (Buick et al., 1995; Holland, 2006; Brasier, 2012; Young 2013;
Cawood and Hawkesworth, 2014), although the formation of the Rodinia supercontinent
occurred near the end of this interval. Cawood and Hawkesworth (2014) list seven
deposits and iron formations; lack of significant seawater Sr isotope spikes; lack of
phosphate deposits (Fig. 1G); high ocean salinity; abundant anorthosites and alkali
granites; and limited orogenic gold deposits. Sr and C isotopic compositions of seawater-
proxy carbonates change little during this time (Fig. 1E, F). The Boring Billion was also a
long time when deep oceans were substantially ferruginous/anoxic/euxinic and the
complexity of life increased very slowly, possibly because high levels of plume activity
and hydrothermal Fe input restricted oxygen to low levels while limiting the availability
evolution is likely to be slower during stagnant lid episodes than during plate tectonic
episodes, as discussed by Stern (2016). These characteristics are very like that expected
Many explanations have been offered for what caused NSE. Table 1 parses these
geodynamic, oceanographic, and biotic. These four groups of mechanisms are differently
susceptible to forcing by environmental changes resulting from the transition. Nearly all
of the 11 proposed geodynamic mechanisms could have been directly caused by the start
of plate tectonics whereas the five extraterrestrial mechanisms cannot be related to the
transition. The three oceanographic mechanisms and three biotic mechanisms could have
been related to the proposed geodynamic factors (e.g., disruption of a stratified ocean,
increasing nutrient delivery to oceans) and so are not addressed here. Below we briefly
parentheses) could have been caused by the transition from the Boring Billion stagnant
obliquity would make stronger seasonality. Unusually high obliquity (>54°) of Earth’s
spin axis to the ecliptic is suggested for pre-Edicaran glaciations (2.1). This is the
2008). This could have been caused by mass redistribution such as may have occurred
during the transition to plate tectonics. Ultimately, high-obliquity may have transitioned
True Polar Wander (2.2; TPW) is a dramatic reorientation of Earth’s rotation axis
due to mass redistribution. Planets rotate such that the largest moment of inertia axis is
aligned with the spin axis. When this is not the case because mass is redistributed the spin
axis realigns with that of the largest moment of inertia axis. When the first subduction
zone formed during initiation of plate tectonics, the sinking lithosphere of the subducting
plate beneath lithosphere of the overriding plate effectively increased the proportion of
dense lithosphere where the first subduction zone formed, at the same time thinning
lithosphere elsewhere on the planet, where the first spreading axis formed in response.
The mass redistribution associated with the transition is thus very likely to have caused
TPW. An episode of Neoproterozoic TPW would have greatly changed the distribution of
planetary insolation, directly affecting climate. In addition, TPW may have concentrated
China and existing data to propose that Earth’s spin axis underwent rapid ~90° rotation at
~750 Ma. They further suggested this TPW episode was triggered by initiation of a
mantle superplume beneath the polar end of Rodinia. Similarly, Maloof et al. (2006)
suggested two episodes of TPW, linked to Rodinian breakup and bracketing the ca. 820-
790 Ma Bitter Springs negative 13C excursion, may have driven global changes in the
cooling (2.3). Such a scenario is proposed by Meredith et al. (2017) on the basis of
cause for NSE. Ancilliary contributions include uplift and weathering (2.5), basalt
weathering (both subaerial and submarine; 2.6), and ocean fertilization (2.7). Break-up of
the supercontinent Rodinia would have led to rift margin uplift and increased moisture
of atmospheric CO2, weakening the greenhouse and causing cooling. Large igneous
(Ernst et al., 2013), perhaps in association with increased rifting caused by the transition.
There is abundant evidence for LIPs, erupted between 825 and 750 Ma in association
with Rodinia break-up (Li et al., 2003; Goddéris et al., 2003). Pulses of 825-755 Ma
Congo cratons (Park et al., 1995; Li et al., 1999; Wingate et al., 1998; Wingate and
Giddings, 2000; Key et al., 2001). These underlie formations containing Sturtian/Rapitan
glacial deposits. The length of dyke swarms, thickness of associated volcanics, and
geochemistry indicate that the 825 and 780 Ma events are plume-related large continental
basalt provinces, and all events may constitute a “plume time-cluster” (Ernst and Buchan,
consumption of carbon dioxide through terrestrial and submarine weathering that may
have greatly decreased atmospheric carbon dioxide concentrations and weakened the pre-
existing greenhouse. These possibilities indicate that tectonic changes could have
Neoproterozoic era. All of these scenarios – Rodinia rifting, increased lengths of rifts and
areas of rift flank uplift, and LIP volcanism – are expected in association with the
transition. They are also consistent with increases in limestone 87Sr/86Sr, sulphate 34S,
and marine P from chemical weathering of LIPs (e.g., Horton, 2015; Reinhard et al., 2016)
(Fig. 1E,G).
featuring distinct negative 13C excursions (Fig. 1F. Bitter Springs, Islay, Tayshir,
Trezona, Shurham events), imply correspondingly large variations in release and burial of
organic carbon. Schrag et al. (2002) (2.8) suggested that clathrate formation and exposure
and depletion of clathrates might explain the 13C variations and that associated collapse
sediments in new rift basins and exhumation by uplifts (Schrag et al., 2002). This
conclusion is consistent with that of Shields and Mills (2017), who argued that tectonic
carbonates that were previously ascribed to organic carbon burial or to the changing
margins and magmatic arcs - inject sulfur aerosols into the stratosphere; these aerosols
reflect incoming solar radiation and cool the atmosphere and surface. Cooling as a result
of increased explosive volcanism (2.9) may have caused NSE (Stern et al., 2008). A
similar effect was recently ascribed to LIP volcanism (2.10; Macdonald et al., 2017). A
transition to plate tectonics is very likely to have greatly increased explosive arc
volcanism.
The last proposed geodynamic mechanism for NSE is that reduced continental arc
igneous activity prior to the Cryogenian glaciation was responsible (2.11; McKenzie et al.
2016). We think that this conclusion is misleading. About 20% of the continental crust
sequences in especially the Arabian-Nubian Shield and elsewhere in Africa (Stern et al.,
1994) were better captured in the McKenzie et al. (2016) compilation of U-Pb zircon
ages that the significance of Cryogenian arc volcanism would be more truly represented.
If future efforts confirm decreased arc volcanism during Cryogenian time, this would be a
Snowball Earth are readily explained if the transition from stagnant lid to plate tectonics
stagnant lid to plate tectonics should disturb climatic and oceanographic stability, and
that such disturbances are likely to have continued as the plate mosaic grew from one
plate to two plates to the present 7+ plate system. We have shown that there are several
ways that this transition could have disturbed the surface systems. We do not attempt to
distinguish which of these actually happened or which were most important. The fact that
powerful supporting argument that this is indeed the time of the transition, and is an
argument that - to our knowledge - has not heretofore been considered. The fact that other
proposed times for the transition – for example at 3.0 Ga or 2.5 Ga – are not associated
times, although the available sedimentary record is admittedly sparse. The only time
earlier in Earth history when a comparable climate disturbance is observed is the ~2.3 Ga
(Huronian or Makganyene) glaciation, and this is not a time interval proposed for the
The other interesting point resulting from this discussion is that we now have a
potential independent constraint for how long of a time it took for the transition from
stagnant lid to formation of the first subduction zone to the development of a global plate
tectonic network and when important episodes in this transition might have occurred. In
this interpretation, each climatic and oceanographic episode might indicate formation of
new subduction zones and associated rifts and spreading ridges that broke up the
remaining stagnant lid, beginning with the Bitter Springs event ~0.8Ga and ending with
noteworthy that the duration of Late Neoproterozoic glaciations also decrease through
greenhouse feedbacks as the increasingly plate tectonic behavior of the planet approached
CONCLUSIONS:
Geologic evidence constraining the timing of signature plate tectonic processes (e.g.,
ophiolites/sea floor spreading; UHPM/cold subduction) supports the hypothesis that the
Neoproterozoic marked a prolonged transition from stagnant lid to modern style plate
tectonics. During this time associated marine sedimentary proxies indicate extreme
perturbations of the global carbon cycle (e.g. 13CCO3, OM), an overall increase in silicate
weathering (e.g. 87Sr/86Sr CO3 and 34SSO4) and that Earth’s climate regulating
glaciations (subtropical glacial deposits) for only the second time in Earth history. We
posit that late Neoproterozoic climate oscillations inevitably followed from this tectonic
plate margin processes, and the previous billion-year-long balance of silicate weathering-
to plate tectonics are consistent with nearly all postulated geodynamic triggers for late
Neoproterozoic icehouse events and are not known to have accompanied other proposed
ACKNOWLEDGEMENTS
We thank Taras Gerya for thoughts about how much time the transition from
development of the first subduction zone to formation of a global plate tectonic mosaic is
likely to have taken. We thank Kent Condie and Peter Cawood for reviews that improved
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FIGURE CAPTIONS:
Fig. 1: Comparisons of key petrotectonic indicators for plate tectonics and timings of
major glacial episodes (vertical blue regions, after Cox et al., 2016) spanning the last 3
byrs. A) Kimberlites provide evidence of mantle ingassing due to subduction (Stern et al.,
jadetites – form only in the cool, fluid-rich environments in and above subduction zones
(Stern et al., 2013). D) Ultra-high pressure metamorphic rocks and the gemstone ruby
proxy continental collision and deep subduction of continental crust (Stern et al., 2017). E)
Seawater 87Sr/86Sr and 34S of carbonate rocks, and timing of giant P sedimentary
deposits (after Shields et al., 2007). Note the rapid rise in 87Sr/86Sr during Neoproterozoic
time, from ~0.705 to ~0.709, indicating enhanced continental input. F) Seawater 13C
920 Ma portion follows Cox et al. (2016), including LIPs; Neoproterozoic C-isotope
excursions B, I, T, Tr and S denote Bitter Springs, Islay, Tayshir, Trezona and Shuram
anomalies, respectively. The Phanerozoic portion follows Shields & Mills (2017); note
Class – Proposed events promoting cooling Main cooling mechanism(s) Refs Caused by TPT?
Extraterrestrial
1.2. Collapse of orbiting ice rings into Earth's atmosphere Lower(ed) insolation S84 No
Geodynamic
2.1. Colder, more seasonal, tropics due to high obliquity High obliquity W00 Yes
2.2. Low-latitude Rodinia after ~800 Ma true polar wander episode Enhanced albedo & C sequestration Li04 Yes
2.3. Low-latitude Rodinia (unspecified) Enhanced albedo & C sequestration HS02 Yes
2.5. Rodinia break-up (elevated, diachronous rifting) Tectonic uplift, active rift margins EJ04 Yes
2.7. Rodinia break-up + basalt weathering + ocean fertilization Enhanced C sequestration H15, G16 Yes
2.8. Clathrate reservoir (tectonic?) exhumation and depletion Loss of atmospheric methane H02 Yes
2.9. Atmospheric sulfur aerosols - explosive volcanism Lower(ed) insolation S08 Yes
2.11. Reduced continent-volcanic arc activity Lull in volcanic CO2 outgassing M17 Yes
Oceanographic
3.1. Ocean stagnation and enhanced organic burial Enhanced C sequestration K93 Yes
3.3 Hypsometric effect - deeper CCD depletes PCO2 Enhanced C sequestration R03 Yes
Biotic
4.1. Methane destroyed by a Neoproterozoic oxidation event Loss of atmospheric methane P03 Yes
4.2. Biocatalyzed weathering enhances PCO2 drawdown Enhanced C sequestration K06 Yes
4.3. Enhanced organic export production and anaerobic mineralization Enhanced C sequestration T11 Yes
References are intended to be representative, not exhaustive: H64: Harland, W. B. 1964a. S84: Sheldon, 1984. MM04: Marcos and Marcos, 2004. P05: Pavlov et al., 2005. BB02:
Bendsen and Bjerrun, 2002. W02: Williams, 2000, 2008. HS02: Hoffman and Schrag, 2002. D04: Donnadieu et al., 2004. EJ03: Eyles and Januszczak, 2004. G03: Goddéris et al.,
2003. H15: Horton, 2015. G16: Gernon et al., 2016. H02: Halverson et al., 2002. S08: Stern et al., 2008. MW17: Macdonald and Wordsworth 2017. M17: McKenzie et al., 2016.
K93: Kaufman et al., 1993. R76: Roberts 1976. R03: Ridgwell et al., 2003. P03: Pavlov et al., 2003. K06: Kennedy et al., 2006. T11: Tziperman et al., 2011.