Architecture and The Ground
Architecture and The Ground
and
the Ground
         Architecture and the Ground
Mariana Medrano
— Mariana Medrano
This thesis is dedicated to my mother, Maria del Carmen Medrano, and my grandfather, Gabriel Medrano-
Stephens, for making my undergraduate career a possibility. I can never express the full extent of my gratitude
to the two of you.
Thank you to my (incredible!) advisor Julian Rose, whose genuine curiosity, and talent for listening and asking
truly probing questions were always encouraging and empowering.
Thank you to Alissa Lopez Serfozo, Ivan-Nicolas Cisneros, Jose Escamilla, Kate Chiu, Ning Loh, and Zak deGiulio
for being irreplaceable friends and informing my academic standpoints through unforgettable conversations and
late nights at studio.
Thank you to the people whose conversations with me ended up shaping the way in which I ultimately found my
footing and developed the ideas driving this thesis:
At the Princeton School of Architecture: Jesse Reiser, for referring me to eye-opening essays and great insights;
Lucia Allais, for pointing out what was obvious to her but I was initially oblivious to (that I should focus my
writing on Japan, since all the buildings I showed interest in always seemed to be there); Stan Allen, who
reinforced my critical view on the topic.
Andrew Watsky in the Art & Archeology Department at Princeton, whose research seminar on Japanese visual
history was the original catalyst to discovering my interest in Japanese architectural history.
Haruko Wakabayashi and Jin Sato at Princeton’s East Asian Studies Department, for leading an eye-opening visit
to Japan’s Tohoku region, the memory of which I am still learning from.
Yusuke Obuchi in the Architecture Department at the University of Tokyo, for speaking with me when all I had
was a field notebook and curiosity, and illustrating just how vast and intriguing the landscape of Japanese
architectural history is, and how much I had yet to read and learn about. Our conversation was the earliest part
in the process of making this thesis.
                           Contents
	 Introduction							                                12
		
	
Underground Architecture 61
	
	
	Conclusion							74
	   Bibliography							                              82
Architecture and the Ground
                    But in architecture, the ground is always more than a surface: it is a dual entity, both
                    a material, objective presence and an abstract construct. The ground plane precedes
                    architecture as a material fact, and is composed of independent properties that are
                    inherently influential to the character of architecture, even when this influence appears
                    obscured or unacknowledged. Simultaneously, the ground plane also exists as a
                    construct, composed of a profound symbolic character driven by subjective interpretations,
                    and dependent on larger temporal and physical contexts. In other words, one side of this
                    duality is always defined by the physical state of the ground and is objectively observable,
                    while the other is defined by interpretations and connotations, only made observable
                    through analyzing architecture’s formal relation to the ground.
                    This thesis will subject interpretations and uses of the ground to the same rigorous
                    scrutiny usually reserved for architecture. By typically operating as a mere backdrop to the
                    built environment, the ground plane has endorsed its own effacement from architectural
                    discourse, and this thesis will explore what is hidden underneath, unearthing the
                    multiplicity of continuous narratives, tensions, and oppositions that have never been fully
                    excavated.
                    Both the fundamental importance of the ground plane to architecture and its duality
                    are most explicitly apparent and influential in the architecture of postwar Japan, for the
                    ground’s dual character was externally affected to the point of tension. On one hand,
                    the ground’s surface became literally laden of ashes and ruins, and its materiality
12                                                                                                                 13
1                                           2                                          became associated with that of scorched earth and radioactivity; these were physical
                                                                                       conditions that directly shaped the platform upon which architecture could be built. 1
                                                                                       This adverse state of the ground was engendered through constant bombing in most
                                                                                       urban environments of Japan, while at the same time Japanese architects had been
                                                                                       exploring the tabula rasa conditions of colonized regions through speculative proposals
                                                                                       for new cities. 1 2 After August 1945, the imperialist fantasy of an open ground upon
                                                                                       which to erect new cities had been inflicted in nearly all major cities in Japan during the
                                                                                       war. Still, the open territories of postwar Japanese cities were not affectively equal to
                                                                                       the bare ground of colonies. This difference between the two forms of tabula rasa was
                                                                                       demonstrated by the proposals for the postwar reorganization of Tokyo, as architects
                                                                                       formally articulated the tensions between the ground’s construed boundlessness and
                                                                                       the antagonistic physical state of the ground in Japan. These formal expressions were
3                                                                                      enacted in the form of an architectural gesture that this thesis will describe as ground
                                                                                       rejection, in which buildings were drastically elevated and removed from the ground
                                                                                       plane, ostensibly “rejecting” the ground. During this precarious period of postwar recovery
                                                                                       and processing of trauma, ground rejection was exercised throughout a wide range of
                                                                                       architectural works and proposals, from the grand scale of new city plans to the scale of
                                                                                       the individual home. 3-5
14                                                                                                                                                                                    15
6    7                                        architecture student and apprentice working under Kenzo Tange, Isozaki uses his first
                                              independent commissions to reference Tange’s extreme vertical ratios by committing to
                                              designing in a neutral ratio of 1:1 horizontal to vertical elements, which visually neutralizes
                                              the two. When Tange’s drawings for Plan for Tokyo 1960 had emphasized the schism
                                              between the built environment and the ground below through the use of proportions
                                              and shadows, Isozaki also employs proportions and shadows to instead emphasize the
                                              continuity and neutrality between architecture and the ground. 6-7
                                              As Isozaki and other architects sought to reconcile the ground with the built environment
                                              through their projects, the recalibration of the ground plane often operated as a
                                              metaphoric opposition to the ground rejection of the earlier postwar architecture. Through
                                              this metaphoric characterization of the ground plane, the ground’s significance garnered
                                              theoretical depth. Its profundity was given in the form of these implicit meanings, obscured
8    9                                        by the ground’s surface but made apparent in the way architecture metaphorically returned
                                              to the ground.
                                              Thus, as the ground became progressively layered with meaning, its architectural role
                                              shifted from that of a planar surface to a symbolic entity with a contextually-defined
                                              significance. This made it possible to meaningfully appropriate the image of the ground,
                                              for its image began to signify much more than what was superficially legible. Towards
                                              the 1990s, architects began to excavate mountains to embed their buildings within them,
                                              and then topping the architecture with a new constructed ground, such that the image
                                              of the ground plane became the façade. 8-9 This was the epitome of the ground plane
                                              as symbolic image, for at this point it was capable of holding such depth of meaning and
                                              reference that the ground imbued the architecture it obscured with symbolic meaning.
                                              Each of these developments will be considered in separate chapters, beginning with the
     6                                        postwar complications of the ground as a problematic tabula rasa in the first chapter, and
     Tange Lab, A Plan for Tokyo 1960: Plan   progressing to explore how architects then reclaimed the ground in the following chapter.
     view drawing of housing structures.      The third and final chapter critically evaluates underground architecture in Japan through
     1960.
     Tange & Associates.
                                              the framework established by the preceding chapters, contending that replacing the image
                                              of the built environment with the image of the ground is a mode of historicizing architecture
                                              in relation to this narrative.
     7
     Arata Isozaki, conceptual drawing for    Thus, this thesis revisits the history of architecture in postwar Japan, a history that has
     Gunma Museum of Modern Art. 1971.
                                              often been told, written about within a wide array of conceivable frameworks, from both
     Arata Isozaki & Associates.
                                              domestic and external viewpoints, and holds that it cannot be cohesively understood
                                              without narrating the topic through the perspective of the ground plane. The ground had
     8
                                              been unquestioningly present in so much of the rhetoric dealing with the topic, that its
     Kengo Kuma, Kitakami Canal Museum.       essentiality and influence dimmed into the background, as if retrospective gazes towards
     1999.
     Mitsumasa Fujitsuka.
                                              this history had grown desensitized to the ground’s presence. Rather, here the ground
                                              plane’s evolution in relation to architecture is held at the center of scrutiny, and what has
                                              been previously left buried is unearthed.
     9
     Kengo Kuma, Kitakami Canal Museum        The ground ran much deeper than what was initially presumed, and all that was found is
     section drawing.
                                              written here.
     Kengo Kuma & Associates.
16                                                                                                                                              17
          1	         The Problematic Ground
1                                                                                  The end of the Second World War came to Japan in mid-August of 1945, after the
                                                                                   devastating nuclear bombing of Hiroshima and Nagasaki reduced centuries of history
                                                                                   and tradition to ashes in less than a minute. Photographs depicting the flattened ruins
                                                                                   of Hiroshima reveal the immediate aftermath of the attack, when people were already
                                                                                   being warned against visiting the site for death was presumed to be the consequence of
                                                                                   exposure to the contaminated environment. 1 The trauma, however, was more widespread
                                                                                   and profound than what is readily observable in these photographs. The architectural
                                        Throughout my youth, until I began to
                                                                                   profession was committed with the task of reconstructing the nation’s cities, as most cities
                                        study architecture, I was constantly
                                        confronted with the destruction and        entered the postwar period in primarily ruined states, while architects themselves were still
                                        elimination of the physical objects that   processing the results of witnessing mass urban trauma. They were tasked with navigating
                                        surrounded me. Japanese cities went up
                                        in flames. Forms that had been there an    the uncertain territory of Japan’s cultural resurgence amidst the postwar reorientation of
                                        instant earlier vanished in the next.      Japanese society, negotiating their experience of destruction during the war with visions
18                                                                                                                                                                                   19
                                                                                     policies and the rise of governance in the nation state model, a political development that
                                                                                     spurred economic growth for the coming decades. 2
                                                                                     With the economic impetus for urban and industrial rehabilitation in place, Japanese cities
                                                                                     saw their population increase exponentially in the early postwar decades. Tokyo became
                                                                                     the first city to reach a population of over 10 million metropolitan inhabitants, whereas
                                                                                     this number had been at 3.5 million in 1945. While Western modernism was premised
                                                                                     on the vision of the tabula rasa, dependent upon the state to fund and realize this vision
                                                                                     through policies such as slum clearance, Japan saw the infliction of these conditions in
                                                                                     its own postwar ground, and, synergized by this, architects rose to the opportunities for
                                                                                     architectural and urban reconstruction and experimentation.
                                                                                     However, the traumatized tabula rasa of postwar Japan was not the same as the visionary
2                                          3                         4
                                                                                     blank slate idealized by figures like Le Corbusier. Having witnessed and often directly
                                                                                     suffered the near total decimation of the city, Japanese architects of this era both explicitly
                                                                                     and implicitly grappled with the events of the Second World War. The firebombings of
                                                                                     Tokyo are often underrepresented in relation to the nuclear attacks of Hiroshima and
                                                                                     Nagasaki, though their casualties total more than those of the latter attacks. Many of
                                                                                     Tokyo’s residential districts were visibly flattened and scorched in the aftermath of these,
                                                                                     reduced to burnt ruins and ashes by the horrific use of incendiary bombs on primarily
                                                                                     wooden housing structures. 2-4 Such an event can hardly be dismissed from collective
                                                                                     memory and implicit influence even amid the success of reconstruction. Where ruins were
                                                                                     wiped to make way for newer buildings, the ground was left to absorb the war’s ashes
                                                                                     and serve as remembrance to the events of the war, and though Tokyo surfaced from
                                                                                     these ashes through what is now known as Japan’s miracle recovery, the public psyche’s
                                                                                     recovery is not so easily quantifiable. Despite what might be inferred from Japan’s swift
3                                                                                    infrastructural recovery, actual recovery was not so quick and complete. By analyzing
                                                                                     postwar Japanese architecture’s relation to the ground plane,where the ground is defined
When asked about Tange’s trajectory
after the war, Arata Isozaki recalls the
                                                                                     as both a literal and formal field, conceptually existent through its referential status to the
Hiroshima Peace Memorial Park as                                                     built environment, a complex landscape of reactionary processes to the memory of the
“Tange’s first major work to be built in
                                                                                     war’s destruction is revealed.
Japan after the war,” and the Yoyogi
National Gymnasium for the 1964
                                               2
Tokyo Olympics, remarking that it was                                                     	
“[Tange’s] second project of national
                                               Unknown, Shizuoka city after
importance.” These are commonly
                                               firebombing. June 1945.               Rejecting the Ground
regarded as Tange’s most widely
                                               Mainichi Newspaper Company.
recognized and influential buildings.
20                                                                                                                                                                                     21
5                                                       The Greater East Asia Co-Prosperity
                                                        Sphere was Japan's vision for an
                                                                                                     University of Tokyo, a position he took in 1946. 4 Having spent the duration of the war
Though the Ise Shrine is referred to                                                                 Despite the limited visual documentation of the Ise Shrine, Tange opts to translate many
here as “canonical,” the Ise Shrine did                                                              of what can be presumed to be highly apparent architectural elements, such as materiality
not achieve such wide recognition, both
                                           5                                                         and overall form, into his design for the imperialist monument. However, the design for the
domenstically and internationally, until
the 1930s after the German architect
                                           Kenzo Tange, Monument for the East
                                                                                                     monument does not represent Tange’s proposal in its entirety, as evidenced by the title:
Bruno Taut took note of the shrine
                                           Asia Co-Prosperity Sphere, submission                     “Plan for a Memorial Building Connecting the Greater East Asian Highway – Chief Motif:
and praised it by comparing it to the
                                           drawing. 1942.
Acropolis.                                                                                           Plan for a War Memorial to the Construction of a Greater East Asia.” The memorial was
                                           Lin, 50.
                                                                                                     meant to anchor Tange’s ambition to reconfigure Japanese cities within the competition’s
Reynolds, Jonathan M. Allegories of
Time and Space: Japanese Identity in       6                                                         framework, alluding to his explicit aim to synthesize traditional Japanese architecture with
Photography and Architecture. Honolulu:                                                              Western modernism, in this case through urban masterplanning and the use of linear
University of Hawaii Press, 2015.          Photograph by Yoshio Watanabe, Ise
                                           Shrine: Main Sanctuary, photograph,                       networks of transportation. 6 The conceptual tabula rasa upon which Tange’s proposal is
                                           1965.
                                                                                                     realized is purely that—conceptual—and it is only until after the nuclear attacks of 1945
6                                          Tange, Kenzō, and Noboru Kawazoe.
                                           ISE, Prototype of Japanese Architecture.                  that Tange submits an entry in a national competition for the design of the Hiroshima
Lin, 51.                                   Cambridge, MA: M.I.T. Press, 1965, 119.
22                                                                                                                                                                                                   23
7                                                      The Hiroshima Peace Memorial
                                                       Exhibition Hall was built across
                                                                                          Peace Memorial Park complex, and is able to build on the real tabula rasa of scorched,
                                                                                          Tange’s seminal display of ground rejection is enacted in his design for the Hiroshima
                                                                                          Peace Memorial Exhibition Hall. 8 After leaving Maekawa’s office and due to the success
                                                                                          of his mid-war proposals, Tange was offered a teaching position in the University of
8                                                                                         Tokyo’s department of architecture. Through the university’s support, he established Tange
                                                                                          Lab, an architectural research and design laboratory, which students in the university
                                                                                          could apply to become part of. In 1949, Tange Lab enters a competition to design the
                                                                                          Peace Memorial Park in Hiroshima, and having submitted the winning entry, Tange
                                                                                          becomes implicated in the design for a project heavily embedded in social aspirations for
                                                                                          the demonstration of postwar recovery.
                                                                                          For the Exhibition Hall, the most prominent structure in the memorial park, Tange revisits
                                                                                          the Ise Shrine as his main point of reference for Japanese traditional architecture.
                                                                                          However, Tange’s formal interpretation of the shrine undergoes a nearly irreconcilable
                                                                                          shift in the postwar period, evidenced by considering the design for the Greater East
                                                                                          Asia Co-Prosperity Sphere against the Hiroshima Exhibition Hall’s. The exhibition hall
                                                                                          is built of reinforced concrete and raised from the ground by tectonically-emphasized
                                                                                          pilotis, granting the structure a stark degree of geometric legibility completely opposite to
                                                                                          Tange’s unrealized proposal for the Co-Prosperity Sphere. 7 The sites upon which the
7                                                                                         two proposals were envisioned to be built upon are comparatively interesting, for they are
                                                                                          both similar in the conceptual embodiment of the tabula rasa. However, the contrast lies in
Some contend that this is the product of
a fascist versus a democratic political                                                   the character of the ground plane, where the environment in Hiroshima was presumed to
context, but this interpretation seems                                                    possess such a level of toxicity that Tange recalls being warned against visiting:
appropriate mostly in retrospect, as it
does not suffice to account for Tange’s
radical reinterpretation of Ise at the
given moment. Tange is more focused
                                           7                                              	           Right after the war, when we were asked by the Institute for War Recovery to make the
towards the conditions of the site, and
less on the time's political shifts.
                                           Unknown, photograph of the Genbaku
                                                                                          reconstruction masterplan for various cities in Japan, I volunteered to work on Hiroshima. There was
                                           Dome, also known as Hiroshima's ground         a rumor that if you went there you might be radiated to death and that there was no grass growing any
Tange, Kenzo, Seng Kuan, and Yukio
                                           zero. 1945.                                    more. But I wanted to go there anyway, even if I would die because I had a special bond with the city.
Lippit. Architecture for the World.
                                           Hiroshima Peace Memorial Museum
Harvard University Graduate School of
                                           Collection.
                                                                                          In Hiroshima we [Asada, Otani, and Mitsuru Ishikawa] stayed in a hut with a corrugated sheet metal
Design, 2012. 48-49.
                                                                                          roof on the scorched earth. 8
                                           8
8
                                           The Hiroshima Peace Memorial
Koolhaas, et al., 81.                      Exhibition Hall
24                                                                                                                                                                                                 25
9                                       [T]he black market stalls that          Tange’s recollection of his time visiting a destroyed, presumably deadly Hiroshima, is of
                                        proliferated before train stations in
                                        Shinjuku and Shibuya [neighborhoods
                                                                                interest in his specific reference towards the ground as “scorched earth.” Through Tange’s
                                        in Tokyo] lacked even floors. . . In    rhetorical description of the ground plane upon which his proposals were to be erected,
                                        comparison, just having a floor made
                                                                                he reveals the absence of neutrality in his conception of the ground. The word “scorched”
                                        [the homes] a work of architecture.
                                                                                provokes not only the visual imagery of fire, but also the sensation and process of burning,
                                        Ueda, 204.
                                                                                implying an unsalvageable state of ruin, of something being irreparably burnt.
                                                                                A photograph taken during the exhibition hall’s construction illustrates the relationship
                                                                                between the site and the building, where the ground plane seems as prominent within
                                                                                the frame as the building's towering structure. 8 The image seems to juxtapose the two
                                                                                entities of the ground plane and of the architecture as forces in opposition or tension, as
10                                                                              the building appears to strive for an escape from the reality represented by the ground.
                                                                                The Hiroshima Peace Center Exhibition Hall rejects the former city’s ashes underneath it
                                                                                and creates an artificial ground plane divorced from the ground it towers above. The pilotis
                                                                                that elevate the building articulate formal acts of resilience through alienation from the
                                                                                earth, which had at that point absorbed the physical traces of the war through radioactivity
                                                                                and the visceral traces that were provoked by the blackened earth and the presence of
                                                                                ashes. The Genbaku Dome, a building whose structural skeleton withstood the nuclear
                                                                                bombing, and whose ruins are now a monument for memorialization of the event, can
                                                                                be observed underneath Tange’s exhibition hall, neatly framed by the middle pilotis, and
                                                                                is made small and distant by the museum’s relatively stately form. While the ground
11                                                                              plane evokes the decimation of a past Hiroshima through the conditions of its surface,
                                                                                the artificial ground plane created by the museum is future-oriented by its rejection of the
                                                                                ground, and by extension of the past, to the extent that this photograph makes the building
                                                                                appear like an object that has spontaneously manifested from Tange’s imagined tomorrow,
                                                                                unscathed by a site full of ruins.
                                                                                The antagonistic surface condition of the ground in Hiroshima was not unique to the cities
                                                                                affected by the nuclear bombings. Postwar Japan observed most of its cities in a state of
                                                                                prevalent ruin immediately after 1945. Of cities that were constantly targeted for air raids,
                                                                                such as Toyama, nothing survived of them after the war. Architects in Japan bore witness
                                                                                to the decimation of the urban fabric of an entire nation on an unprecedented scale,
                                                                                even when compared to past natural disasters and widespread fires. In the face of these
                                                                                conditions, architects reacted through architectural ground rejection as an expression
                                                                                of resilience. 9-11 Examples of this trend abounded in the context of a war-torn Tokyo,
                                        9
                                                                                where a sizable percentage of the past residential districts lied in burnt shambles,
                                        Kiyonori Kikutake, Sky House, 1958.
                                                                                rendering a significant number of people homeless. Architectural historian Makoto Ueda
                                        Kikutake Architects.
                                                                                recounts a house that architect Takamasa Yoshizaka designed and built for his personal
9                                                                               use after the war, since his former home had been destroyed during the 1945 air raids.
                                        10
Ueda, Makoto. "Architecture Embracing                                           Yoshizaka’s new house rose from the original site through an elevated floor within the
Both Reality and Vision." In Japanese   Kenzo Tange, A House, 1953.             same year, distancing itself from the ashes of the former, destroyed home, and soon
Architects: 1945 - 2010. Tokyo:         Photograph by Michiko Uchida.
Shinkenchiku-sha Co., 2014. 204.
                                                                                after others followed suit. 9 In such a context, the act of constructing an elevated floor
                                                                                can be interpreted as an enactment of psychological and architectural resilience against
                                        11
10                                                                              the memory of disaster, since with the ruins of the former city gone in the bombs’ fire,
                                        Arata Isozaki, Nakayama House, 1964.    the ground is what absorbs the debris of destruction in the form of ashes. In a suggested
Ibid., 204.                             Arata Isozaki & Associates.
26                                                                                                                                                                              27
12                                                                                assertion to this resilience, Ueda writes, “just having a floor made [the home] a work of
                                                                                  architecture.” 10
                                                                                  Thus, the multiplicity of the ground plane in modernist architecture as popularized through
                                                                                  the idea of the plano libre, or the free plan, was complicated when exercised in the
                                                                                  context of postwar Japan, for the boundless space desired by modernists was realized
                                                                                  through trauma. Thus, as opposed to only striving for a liberation from the constraints
                                                                                  of the ground plane, as is implied by the "free" plan, elevated dwellings in Japan were
                                                                                  more focused on rejecting the antagonistic territory of the scorched earth. Architects at
                                                                                  the time were faced by a ground that had absorbed both the memories and the physical
                                                                                  traces of radioactivity, fire, and death; consequently, many of them chose to displace their
                                                                                  personal dwellings from the reach of these antagonistic elements. The state-sponsored
                                                                                  Hiroshima Peace Memorial Exhibition Hall, hovering far above ground zero, is a testament
                                                                                  to an architecture that can alienate itself from the decimation faced by past cities, where
                                                                                  the ground’s surface is strewn with traces of the war and underneath this layer lay the
                                                                                  affective and collective memories of destruction, and the creation of artificial planes
                                                                                  represented a vital alternative for the realization of architectural resilience.
28                                                                                                                                                                               29
13                                          15                                               begins in the contemporary central district of Tokyo and extends towards the ocean,
                                                                                             spanning 30 kilometers until reaching the opposite coast of the bay, ending upon meeting
                                                                                             the landmass of Chiba. The axis is composed of an interconnected, vertically stratified
                                                                                             network of transportation routes, mostly highways. Between the two main lines of the axis,
                                                                                             artificial islands contain the corporate, recreational, and other programmatically-defined
                                                                                             districts of Tokyo. Linear highways branch off perpendicularly from the central axis,
                                                                                             connecting it with floating megastructural developments principally purposed for housing.
                                                                                             13
                                                                                             When discussing the decision to displace Tokyo onto the ocean, Tange explained his
14                                                                                           desire to reconnect the citizens of Tokyo to the ocean. Tokyo had historically been a
                                                                                             city deeply related to the ocean, he writes, and his wish was to rekindle this day-to-day
                                                                                             interaction with the water. By solely operating in the megastructural scale, however, this
                                                                                             intention seems lost in the plan’s overall design, as the city is drastically vertically removed
                                                                                             from the water and the highways appear to act as fortresses against the open waters. 14
                                                                                             Indeed, the housing megastructures are introspective architecture, directed towards their
                                                                                             interior courtyards, their wide bases obscuring the water below. 15 The alienation of the
                                                                                             built environment from the water is emphasized throughout the proposal’s representational
                                                                                             drawings, as the shadows separating the ocean from the built environment are the darkest
                                                                                             and most readily visible element. Thus, the specificity of the water as ground plane and
                                                                                             site is lost in Tange’s objective for a resilient city, and it instead becomes an abstracted
                                                                                             tabula rasa, whose only character is to function as a blank slate.
                                                                                             The structurally and conceptually challenging decision to displace Tokyo onto the ocean
                                                                                             can be interrogated under this question of specificity. 12 Tange had presented the project
12                                                                                           in earnest to his audience during his televised presentation, as the members of Tange
                                                                                             Lab had developed the project through a rigorous process of economic and demographic
When writing about A Plan for Tokyo
1960, among other proposals that                                                             research. However, the proposal to build a city upon an ambiguous seabed drew criticism
projected the city onto the Tokyo Bay,                                                       rather than support. Tokyo’s regrounding upon the water was an escapist act, as the city
Rem Koolhaas cites "the entrenched
system of urban land ownership" as                                                           abandoned the chaotic ground plane in favor of the ocean. Instead of conceiving of a
the main reason behind the trend, for                                                        suitable tabula rasa upon which to build a vision for a utopian Tokyo on the ground, Tange
the ocean represented more of an open
ground plane than the actual landmass
                                                                                             implicitly deems the war-torn and recovering landscape of the ground plane unfit.
                                                 13
of Japan did.
                                                                                             Because of Tange’s rhetoric dealing with organic growth processes, which he used to
                                                 A Plan for Tokyo 1960: Plan view
Though not the focus of this thesis, this
                                                 drawing of housing structures.              inform the linear axial growth process he implements in Plan for Tokyo, the project is today
does not oppose the contention that
                                                 Tange & Associates.
ground rejection was also driven by an                                                       generally associated with the Metabolist movement, which is famous for having developed
aspiration for urban resilience against
                                                                                             similar analogies between architectural and organic processes. Still, a significant number
the perceived toxicity of the ground.
                                                 14                                          of the architects who had worked in Tange Lab and collaborated on the proposal also
In fact, Koolhaas's position reinforces
the idea that the formal act of ground                                                       identified as Metabolists, and they endorsed the general ideology behind the movement,
                                                 A Plan for Tokyo 1960: Elevational detail
rejection is motivated by interpretations
                                                 of the corporate district. Drawing by       often integrating it within their own methods. In retrospect, despite never having been an
attached to the ground plane by
                                                 Arata Isozaki.
architects.                                                                                  official member of the group, Kenzo Tange can never be fully extricated from Metabolism,
                                                 Tange & Associates.
                                                                                             for his practice had fostered many of the younger architects who later directed the avant-
Koolhaas et al., 267, 284-286.
                                                 15                                          garde movement. 13
30                                                                                                                                                                                              31
"Metabolism" is the name of the group,     It is incorrect to say that the most sure
in which each member proposes future       means to live is to cling to the land.
designs of our coming world. . . We
regard human society as a vital process    Kikutake, Kiyonori, et al.
- a continuous development from atom       Metabolism/1960 - The Proposals
to nebula.                                 for New Urbanism. Tōkyō: Bijutsu          Normalizing Ground Rejection
                                           Shuppansha, 1960.
Kawazoe, Noboru, et al.
Metabolism/1960 - The Proposals
for New Urbanism. Tōkyō: Bijutsu
Shuppansha, 1960.                                                                      Metabolism first emerged as a cohesive movement during the 1960 World Design
                                                                                       Conference held in Tokyo, as the group of architects who identified with the movement
                                                                                       distributed a publication titled Metabolism/1960 – The Proposal for New Urbanism, a
16                                                                                     collection of data and documents from the group’s meetings. 16 Metabolism/1960 lay
                                                                                       the foundational rationale for an avant-garde movement that would unfold into a complex
                                                                                       and multifaceted history, rather than ever compressing into a singular theory or practice.
                                                                                       14 Nevertheless, the use of the word Metabolism to describe the ideologies driving the
                                                                                       movement offers a common reading of the group’s theories, namely the analogy between
                                                                                       a biological process and an architectural or urban process. In a metabolic process, simple
                                                                                       units are aggregated to formulate a complex whole, and the process component of this lies
                                                                                       in the implication of instability, or that the units will be cyclically subtracted and aggregated
                                                                                       without adhering to the aim for balance or rigidity. Understanding the integration of this
                                                                                       concept into an architectural methodology illustrates the source of such concepts as the
                                                                                       “megastructure,” a term originally coined by the Metabolist Fumihiko Maki, or “capsule
                                                                                       architecture,” a style manifested in Kisho Kurokawa’s work. While “megastructure”
                                                                                       alludes to the final, grand configuration of individual units, “capsule architecture” implies a
                                                                                       preoccupation with the characteristics of the unit itself, rather than with the final aggregate
                                                                                       form of units. The differences and overlaps of these concepts illustrate the distinct ways in
                                                                                       which individual Metabolists interpreted and developed the movement.
                                                                                       When asked what originally brought the Metabolist group together, the architect and
14                                                                                     original Metabolist Kiyonori Kikutake claims that it was an effort to address “the important
[T]he architects of the Metabolism         The original Metabolist Group was           question of what unique qualities and ideas Japan could bring to the world.” 15 This
Nexus each had their own concerns,         comprised of the following seven            aligns with the group distributing its manifesto in a global conference, foreshadowing the
which were reflected in their designs:     members: Kisho Kurokawa, Kiyonori
Kikutake and Kurokawa proposed             Kikutake, Fumihiko Maki, Masato             Metabolists’ later ability to exercise a prolific media presence in Japan and abroad. It also
projects featuring enormous urban units;   Otaka, Noboru Kawazoe, Ekuan Kenji,         provides insight into the implicit concern for presenting to the world a culturally emergent
Otaka and Maki proposed the concept of     and Awazu Kiyoshi. Their writings and
                                           drawings were jointly compiled into
                                                                                       Japan that could meaningfully differentiate itself from the Western cultural dialogue.
gunzokei ("Group Form"). . .
                                           Metabolism/1960 as part of the general      Indeed, Metabolism’s utopian vision for an architecture that embodied a dynamic and
The involvement of Asada Takashi and       manifesto.
                                                                                       organic process deemed it a unique avant-garde movement, concerned with pursuing a
Kawazoe Noboru in this conference
confirms that Tange was the progenitor     For more information on their individual    utopian urban future for the emergent postwar Japanese city, rather than solely articulating
of the Metabolist movement: Asada had      roles and backgrounds, see Hajime,
                                                                                       contemporary technologies through individual buildings.
served as Tange's right-hand man and       10-15.
Kawazoe, the group's theoretical leader,
had established Tange as Japan's                                                       Thus, the 1960s were marked by visionary proposals to reorganize Tokyo, and these
leading post-war architect. . . while                                                  often additionally relocated the new city to alternatives of the existing ground plane,
editor of Shinkenchiku.
                                                                                       rejecting the ground in a way that formally relates these proposals to the earlier versions
Hajime, Yatsuka. "The Structure of this    16                                          of ground rejection in the scale of the home and of the public building (i.e. the Sky
Exhibition: The Metabolism Nexus' Role
                                                                                       House, the Hiroshima Peace Memorial Exhibition Hall). For instance, an urban proposal
in Overcoming Modernity." Metabolism:      Kawazoe, Noboru, et al.,
The City of the Future. Tokyo:             Metabolism/1960 - The Proposals for         that displayed this mode of regrounding was Kiyonori Kikutake’s Marine City, an urban
Shinkenchiku-sha Co., 2011. 12-13.         New Urbanism, publication's cover.
32                                                                                                                                                                                         33
"Tokyo is hopeless," Isozaki declares.                                                                           proposal that he constantly revisited throughout the 1960s, envisioned a city composed
"I am no longer going to consider
architecture that is below 30 meters in
                                                                                                                 of radial infrastructural planes floating like independent islands on the Pacific Ocean,
height. . . I am leaving everything below                                                                        interconnected by a network of bridges. In Marine City, dwelling spaces are conceived
30 meters to others. If they think they
                                                                                                                 of as prefabricated capsular modules, partially embedded into towering cores. The cores
can unravel the mess in the city, let
them try."                                                                                                       operate as vertical projections of the man-made ground plane, extending the urban fabric
                                                                                                                 into a vertical order rather than a horizontal one. For Kikutake, the interpretation of the
Koolhaas, et al., 40.
                                                                                                                 water as a tabula rasa is extended towards the sky through the cores that organize the
17                                      18                       19                                              housing units vertically, demonstrating that both the water and the sky could also serve as
                                                                                                                 alternative fields to the problematic ground plane.
                                                                                                                 The architect Arata Isozaki, who did not identify with the Metabolist movement but was
                                                                                                                 at the time working in Tange Lab, independently developed a resonating urban project
                                                                                                                 in 1962, titled Shibuya Project: City in the Air. Isozaki’s explicit intention was to relocate
                                                                                                                 urbanity towards the open sky, using a megastructural model that makes use of cores that
                                                                                                                 operate as monolithic structural supports that remove the city from the ground. Like in
                                                                                                                 Marine City, the cores of the megastructures act as vertical artificial ground planes, and
                                                                                                                 the horizontal dwellings spaces that projects outwards from the cores are substitutes for
20                                      21                       22
                                                                                                                 the rejected urban fabric below. The ground plane is disconnected from Isozaki’s proposed
                                                                                                                 city as the megastructures are connected to each other and enable circulation throughout
                                                                                                                 the whole network, which renders the cores the only referential ground plane towards the
                                                                                                                 habitable spaces.
                                                                                                                 Though the rejection of the ground in both the scale of the city and that of the individual
                                                                                                                 building was a prevalent gesture throughout Japan’s postwar resurgence, the new
                                                                                                                 urban developments of the 1960s obscured the postwar ashes, and the ground was no
                                                                                                                 longer visually toxic or unsalvageable. Rather, the connotations of toxicity were implied
                                                                                                                 through the drive to colonize alternative ground planes, by either projecting architecture
                                             17                                                                  horizontally over the Tokyo Bay, or by establishing a vertical artificial plane to extend
                                             Kiyonori Kikutake, Marine City,                                     urbanity into the air. The megastructural core became the new ground, and this was
                                             model.                                                              largely normalized in the Japanese avant-garde during this period. 17-22 Architects
                                             Kikutake Architects.
                                                                                                                 poured out proposals for cities that explored alternative planes for construction in a
                                                                                                                 popular effort to abandon the problematics of the ground, as the ground represented the
                                             18
                                                                                                                 antithesis to the utopian desires of urban resilience expressed by these proposals. Ground
                                             Masato Otaka. Neo Tokyo Plan,
                                                                                                                 rejection as a formal gesture became synonymous with the optimistic futurism explored by
                                             proposal draft drawing. 1958.
                                             Bureau of City Planning Tokyo                                       the avant-gardists.
                                             Metropolitan Government.          21
                                                                                                                 When the avant-garde movement in Japan fizzled during the 1970s, or as Rem Koolhaas
                                             19                                Kisho Kurokawa, City Farm,
                                                                                                                 put it, burned “in the bonfire of neoliberalism,” ground rejection as an expression of
                                                                               model. An elevated concrete
                                             Arata Isozaki. City in the Air,   grid removes the city from the    futurism, or as resilience against destruction, also declined. 15 This did not, however,
                                             model. 1962.                      open ground below.                mark the end of the creation of artificial planes in Japan, as the period after the 1970s
                                             Arata Isozaki & Associates.       Kisho Kurokawa Architects &
                                                                               Associates.                       complicated the narrative of the ground and produced new ways in which the younger
                                                                                                                 generation of Japanese architects would reinterpret and reclaim the ground plane.
                                             20
                                                                               22
                                             Kisho Kurokawa, Helix City,
15                                           model. 1961.                      Kenzo Tange, Renewal of Tsukiji
                                             Kisho Kurokawa Architects &       District, model.
Koolhaas, et al., 12.                        Associates.                       Tange & Associates.
34                                                                                                                                                                                                                35
          2	         The Ground as Metaphor
1                                                                                   Ten years after the World Design Conference and the initial publication of the Metabolist
                                                                                    manifesto, the Osaka Expo of 1970 provided a global stage to display the achievements
                                                                                    of Metabolism since its conception. It was the first time a world fair was hosted in Asia,
                                                                                    redirecting the world’s attention from a Western-centric perspective and emphasizing
                                                                                    Japan’s miraculous recovery, as the country’s economy had rapidly grown into the second
                                                                                    largest after the United States. The Osaka Expo marked a shift in world affairs, as TIME
                                                                                    magazine reported at the time, “No country has a stronger franchise on the future than
                                                                                    Japan.” 1 The message advertised by the Osaka Expo was clear: Japan had emerged
                                                                                    from the rubble of the war to lead both the East and West into the second half of the
                                                                                    twentieth century.
                                                                                    Uzo Nishiyama and Kenzo Tange were commissioned as the masterplanners of the
                                                                                    Expo. Nishiyama drafted the conceptual arrangement of the event’s grounds, while
                                                                                    Tange was responsible for the plan’s development and final realization. As the instigator
                                                                                    of Metabolism, Tange provided the space and means for the Metabolists to explore their
                                                                                    ideas in the pavilion scale, a departure from the urban scale that the Metabolists were
                                                                                    known for at the time, and this exposed the diversity of interpretations and methods
                                                                                    within the movement. For instance, Kisho Kurokawa used the opportunity to explore
                                                                                    his “capsule-in-space-frame” concept through his Beautillion, a pavilion that served
                                                                                    as a kind of manifesto for the later Nakagin Capsule Tower, which boasted the ability
                                                                                    to be assembled in less than a week, described by Kurokawa as a “classic example
1
                                                                                    of Metabolism.” 2 1-2 Mass-production and quick assemblage, ideas extracted from
                                                                                    Japan’s successful industrialization and relevant to the rising age of information and
TIME Magazine. March 2, 1970.
                                                                                    technology, were largely present in the Metabolist pavilions in the Expo, contradictory
                                                                                    to the movement’s initial analogy to natural organisms and its opposition to Western
2                                           1
                                                                                    Modernism’s emphasis on architecture as machine. Throughout the Expo ‘70, Metabolism
Koolhaas, Rem, Hans-Ulrich Obrist,          Photograph of Nakagin Capsule Tower
                                                                                    advocated for a technology-driven architecture, which disassociated the movement from
Kayoko Ota, and James Westcott.             framed by the Ginza district in Tokyo
Project Japan: Metabolism Talks... Köln:   during the 1970s.                       its original intent to create an architecture that was characterized mainly as a visionary
Taschen, 2011. 528.                         Kurokawa, Kisho. Metabolism. 1977.
36                                                                                                                                                                               37
2                                                                                      responsive mechanism to external processes and forces, rather than being characterized
                                                                                       by the use of contemporary technology.
                                                                                       Arata Isozaki, who at the time was employed under Tange’s office, had been tasked with
                                                                                       both organizing the equipment for the Festival Plaza, the Expo’s central arena, and with
                                                                                       creating a pavilion in accordance with the expo’s theme, despite his growing dissent
                                                                                       towards Tange’s and the Metabolists’ ideas. Officially, the Osaka Expo operated under the
                                                                                       theme “Progress and Harmony for Humankind,” but Isozaki’s project for the expo seemed
                                                                                       to be a more telling representation of the Expo’s implicit agenda, one that was more
                                                                                       focused on the display of technological achievement. Isozaki designed a performing robot
                                                                                       for the expo, and on the same day that the robot was meant to "dance" to the Japanese
3                                          4                                           national anthem, he collapsed from fatigue, and perhaps also from a sense of personal
                                                                                       dissonance, and had to be hospitalized. 3 It was then that, amid his exhaustion and
                                                                                       delirium, Isozaki resolved to leave Tange’s office to establish his own firm, and “to make
                                                                                       darkness and ruin the basis of [his] theories of space and time.” 3
                                                                                       It was not only for Arata Isozaki that the Osaka Expo represented a tipping point. An oil
                                                                                       crisis halted the Japanese economy soon after the exposition’s massive global success,
                                                                                       along with a growing critique of industrialization due to its negative environmental and
                                                                                       public health consequences. 4 Technocratic architecture seemed misplaced in such a
                                                                                       context, and Metabolism was, for the first time since its conception, seemingly excluded
                                                                                       from the Japanese public’s vision for the future. Indeed, in the years following the Osaka
                                                                                       Expo, Tange did not receive commissions from the Japanese government. 5 Architects
                                                                                       affected by Japan’s stagnated economy began to export their work, increasingly to the
                                                                                       Middle East. The idea of the tabula rasa that had first been represented by the Japanese
                                                                                       postwar ground migrated from the island-nation to the desert of the Middle East, and
                                                                                       then extended to de-colonized nations in Africa and nation-building proposals in Eastern
                                                                                       Europe. 6 The ground plane in Japan shifted from being both a boundless space and
                                                                                       an antagonistic entity, to demand recalibration in the wake of Japan’s reconsideration of
3                                                                                      nature and of the ground. Three main architects who launched their careers in the 1970s
                                                                                       articulate this recalibration of the ground plane in their defining projects, namely Kisho
Isozaki, Arata. "Reduction to the Blank:
Method, Manner." Arata Isozaki: Four                                                   Kurokawa with the Nakagin Capsule Tower (1972), Arata Isozaki with the Gunma Museum
Decades of Architecture. New York:                                                     of Modern Art (1974), and Toyo Ito with the White U House (1976).
Universe Publishing, 1998. 72-73.              2
38                                                                                                                                                                                  39
5                                              6                                 kind of spokesperson for Metabolism in his ambition to widen its scope of influence, and
                                                                                 such was apparent through his efforts to publicize and market his ideas. Words specific
                                                                                 to Metabolist rhetoric adorn the book’s cover in a provocative layout and color scheme,
                                                                                 effectively branding Kurokawa’s image as an architect and making it palatable for mass
                                                                                 public consumption. Having been commissioned to build the ostentatiously futuristic
                                                                                 Nakagin Capsule Tower, opened in 1974, Kurokawa’s individual reputation rose as
                                                                                 Metabolist visionary proposals generally declined in Japan due to the country’s stagnating
                                                                                 economy. Perhaps through a combination of these factors, the Nakagin Capsule Tower
                                                                                 stands today as the international icon for the Japanese postwar avant-garde, unrivaled in
                                                                                 the attention it has and continues to receive on an international scale. 6 5
                                                                                 	          The capsule stands for the emancipation of a building in relation to the ground, and
                                                                                 heralds the era of moving architecture. 7
                                                                                 The intention to remove a visionary architecture from the ground resonates with earlier
                                                                                 Metabolist proposals particularly in that there is an explicit desire to reject the ground
                                         5                                       plane. Kurokawa even elevated the capsules from the ground plane (here, the urban
7                                        7                                       excluded from the dwelling units and provoke a certain ambiguity in the way that they rise
                                                                                 above the rest of the tower in a pointed, abstract geometric manner. The building rejects
Kurokawa, Kisho. "Article 2." Each One   Mechanical details and plan drawing.
                                                                                 the ground plane only on a surface level represented by the modernist base and pilotis, in
a Hero: The Philosophy of Symbiosis.     Kisho Kurokawa Architects &
Tokyo: Kodansha International, 1997.     Associates.                             agreement with Kurokawa’s own rhetoric, yet the central cores represent the tensions and
40                                                                                                                                                                                 41
8                                        9                                          limitations in this ground rejection.
                                                                                    The capsules are rather specific, even limited, in their program. They possess “a twin bed,
                                                                                    a television, a shelf, a window, a bathroom, and a foldout desk. Other needs, assumed
                                                                                    the architect, would be provided by the city of Tokyo.” 8 8-9 This assumption made by
                                                                                    the architect transcends the building’s physicality, somehow extending the architectural
                                                                                    realization from within the building towards the city itself. Thus the building is not only
                                                                                    physically and literally grounded in its site by massive cores, but the city also acts as
                                                                                    a conceptual ground plane and becomes a metaphorical extension of the architecture,
                                                                                    where the two are conceived of as overlapping entities in constant interaction. Kurokawa's
                                                                                    blurring of the limits between architecture and the ground plane is further demonstrated by
                                                                                    contrasting the Metabolist ideology as represented in the Nakagin Capsule Tower versus
                                                                                    the Sky House, two residential buildings, albeit of different scales, that are often credited
                                                                                    with representing contemporary embodiments of Metabolism. 9
10                                       11                                         At the early strides of the Metabolist movement, proposals had typically strived to dislocate
                                                                                    the new city from the old one. Ranging from building upon the Tokyo Bay, as proposed in
                                                                                    Kikutake’s Marine City and Tange’s Plan for Tokyo, to building above the obsolete city, as
                                                                                    in Isozaki’s City in the Air, the tendency had generally been to translate the city to a new,
                                                                                    oftentimes seemingly unfeasible setting: anywhere but the ground. Even in the scale of
                                                                                    the personal home, Metabolist proposals generally placed themselves upon a constructed
                                                                                    ground plane, elevated not only from the real ground but also from conceptual constraints
                                                                                    imposed by it. For instance, the Sky House, noteworthy for its originally disproportionately
                                                                                    elevated design, utilizes supports that are arguably also disproportionate for its scale,
                                                                                    alluding to an infrastructural capacity. 10 Its corridors, removed from the interior of the
                                                                                    home and projected towards the exterior, imply a potential for a horizontally-arranged
                                                                                    aggregate architecture, resembling a grid-like blanket of infrastructural homes to substitute
                                                                                    the existing urban fabric. 11 The home’s interior arrangement is granted with a degree of
                                                                                    flexibility, as Kikutake intended, as the bathroom and kitchen are movable units, meant to
                                                                                    accommodate the inhabitant. Thus, the Sky House is successful in alluding to an artificial
                                                                                    ground plane that operates in the urban scale, and exposing the individual inhabitant to a
                                                                                    Metabolist architecture, which here undertakes the definition of a module-like unit with the
                                              8
                                                                                    capacity for internal and external evolution. The city is rendered irrelevant to the house’s
                                              Interior of individual capsule.
                                                                                    longevity.
                                              Kisho Kurokawa Architects &
                                              Associates.
                                                                                    Superficially similar to the Sky House, Kisho Kurokawa’s housing units, the capsules
                                              9                                     that constitute the Nakagin Capsule Tower, also displace themselves from the ground
                                                                                    plane through an elevated base. The capsules came outfitted with all the furniture
8                                             Ibid., drawing of interior.
                                                                                    that at the time the individual Tokyo resident was projected to ever make use of in the
Noritaka, Minami, Julian Rose, and
                                                                                    architect’s mind, and Kurokawa conceived of the capsules as being shelter-like in their
Ken Yoshida. 1972. Heidelberg: Kehrer         10
Verlag. 2011. 92.                                                                   size and intimacy, protecting the individual from unwanted communications in the dawn
                                              Kiyonori Kikutake, Sky House, 1958.   of the information age. However, the units were not meant to exist independently of
                                              Kikutake Architects.
9                                                                                   the ground below, and unlike the Sky House, the building’s successful longevity relies
                                                                                    on an interdependence between the city and the building. The capsules’ programmatic
Hajime, Yatsuka. Metabolism: The City         11
of the Future. Tokyo: Shinkenchiku-sha                                              limitations, such as the lack of a guest-oriented area or a kitchen, imply that certain
Co., 2011. 51-52, 146.                        Ibid., plan drawing.
42                                                                                                                                                                                  43
12                                                                                   individual needs should be fulfilled by the city itself. The Nakagin Capsule Tower has thus
                                                                                     threaded an existence between physicality and fantasy since its inauguration, providing
                                                                                     an objectively suitable home while still relying on an imagined future to complement a
                                                                                     capsular lifestyle. Kurokawa laid the question of the fulfillment for the tower’s vision upon
                                                                                     the urban fabric.
                                                                                     Due to the unrealized relationship between Kurokawa’s tower and the city of Tokyo
                                                                                     today, the tower has come to face a constant threat of demolition since the architect’s
                                                                                     passing in 2007. The capsules, initially fabricated under the expectation that they would
                                                                                     be replaced every 25 years, were never dissembled from the cores and substituted. The
                                                                                     tower’s residents found that it would be costlier to replace every capsule than to demolish
                                                                                     the building and rebuild it completely, also considering the structural and mechanical
                                                                                     maintenance necessary to fully restore the twin cores to their full capacity. 10 Today,
                                                                                     the Nakagin Capsule Tower, in its state of disrepair and neglect, occupies a lot in one of
                                                                                     Tokyo’s most expensive neighborhoods, and the promise of the exorbitant value of a new
                                              12                                     building in the tower’s current lot has sustained the drive to replace it instead of preserving
                                                                                     it. Despite the contemporary nature of the tower’s uncertain fate, its ultimate lack of
                                              Noritaka, Minami. Exterior detail of
                                              Nakagin Capsule Tower. 2011.           fulfillment was still foreshadowed even in the seventies soon after its completion, when the
                                              1972.                                  ideas manifested in the capsule tower failed to be applied elsewhere:
                                              13
10                                            Ibid, capsule interior.                	           Kurokawa’s twin tower, built in 1972 on the Ginza in Tokyo, was the only major project born
Minami, et al., 86-89.                                                               of the visions of 1960. . . [The capsule tower] was repeated only once. All that remained of the idea
                                              14                                     in 1975 consisted of the externally attached cloakrooms on Kurokawa’s Sony Tower in Osaka, which
11                                            Ibid.
                                                                                     gave the tower structure a technological aura reminiscent of the period of manifestos and radical
                                                                                     concepts. 11
Ito, Toyo, Manfred Speidel and Andrew
Barrie. "Origin and Destination?" Toyo        15
Ito: Blurring Architecture. Auckland,
N.Z.: Artspace, 2001. 23.                     Ibid.
44                                                                                                                                                                                             45
              A Shift Towards Metaphor
              Under the critical environment of Japan in the seventies, when technocratic, large scale
              proposals entered public scrutiny as poor remedies for postwar devastation, and when
              the recession drove the perception of Metabolist proposals from utopian visions to
              inappropriate fantasies, architects who subverted this architectural technophilia began
              to exert a greater influence on the development of 20th century Japanese architecture.
              Toyo Ito, who worked under Kiyonori Kikutake for four years and held a significant role
              in representing Kikutake’s office in the Osaka Expo ‘70, was deeply influenced by these
              influences in the early stage of his career. As Ito parted ways with Kikutake’s practice,
              disillusioned by the firm’s methodology despite his original admiration, he established his
              own practice, URBOT, a combination of the words “Urban Robot,” suggesting a connection
              to Metabolist rhetoric and simultaneously reducing his firm's name to a near-parodic
              reference. 12
              The essay that Toyo Ito published in 1971 to accompany the shift in his professional
              career, “The Logic of Uselessness,” is a satirical narrative of URBOT’s conceptual origins
              and its role in the city. In Ito’s account of URBOT, he animates his practice through action,
              writing that “over a period of two years, URBOT had quietly observed the movements of
              society,” and that “the urban spaces in [URBOT’s] surroundings were undergoing great
              transformations.” The essay goes on to vibrantly describe a Metabolist dream as
              URBOT’s “surroundings,” a city littered with “multistorey buildings made of huge steel
              frames. . . their outer surfaces clad with white, scale-like, precast concrete units, while
              endless dreary plazas and parks were being created, based on a blind faith that salvation
              would be assured by chanting ‘community, community’ like a mantra.” 13
              “The Logic of Uselessness” thus delivers a pointed critique of the 1960s grand scale
              proposals of Metabolism. However, Ito does not remove URBOT from this Metabolist
              aspiration, instead asserting the practice’s own presence within it. URBOT, like Ito, traces
              its origins to that reality even as it attempts to escape it, reasserting its own logic in
              simultaneous critique and acknowledgement towards the avant-gardists of the 1960s. Ito
              enumerates the following, perhaps contradictory aspirations of URBOT in the following
              passage:
12            	           URBOT advocates the negation of real conditions without leading to a simplistic focus
              on utopia, he wants his presence to manifest as a tangible shape in the real world . . . while URBOT
Daniell, 6.
              senses the unbearable sterility of the metropolitan environment exemplified by Tokyo, the fact is that
              he could not escape the environment of the city and survive. 14
13
Ibid., 22.
46                                                                                                                     47
16                                                          ethos, a manifesto, an urban ethnographic diagnosis, a science fiction narrative, and a
                                                            caustic account of Ito’s perception of his predecessors, as Thomas Daniell points out in a
                                                            reference to Ito’s essay. 15 URBOT itself is characterized as an introspective entity, not
                                                            only self-aware, but also self-critical, simultaneously conscious and reactionary towards its
                                                            environment. Ito details this awareness and animosity towards URBOT’s surroundings in
                                                            the 1977 essay “Signs of Light,” describing Tokyo as a city whose image is only perceived
                                                            in a dull haze, as shadows and light are subdued by overwhelming forces in the city acting
                                                            at odds. There is no true darkness in Tokyo, and even the sunlight is opaque and dull, Ito
                                                            writes, and this traps the city within a self-referential framework, disconnected from the
                                                            “cosmos,” and where no true gradient of light can be found. 16 Ito considers this gradient
                                                            to be imperative in architectural expression, and yearns for what he calls “medieval
                                                            light,” attributing an engendering of beauty in Le Corbusier’s work to this kind of light.
                                                            Conclusively Ito asserts the “futility of this persistent yearning,” suggesting that he can
                                                            never fully articulate his architectural aspirations in the context of contemporary Tokyo. 17
                                                            Ito’s disdain towards Tokyo is clear throughout his writing, and it is similarly expressed in
                                                            his architecture’s relation to the ground plane, specifically in the White U House, designed
                                                            within nearly the same time frame as his writing.
                                                            The White U House, completed in 1976, was built upon a lot next to Toyo Ito’s own home
17                                                          in a suburban neighborhood of Tokyo for his sister to move into. Ito’s sister had just lost
                                                            her husband to illness, left to parent two young daughters, and in her grief and desire to
                                                            grapple with the loss, she bought the lot next to Ito’s house and commissioned him to
                                                            design her new family home. The house that Ito designed in response to this came to
                                                            represent the catalyst for his solo career. 18
                                                            Toyo Ito has described the White U House as a bunker-like structure, seemingly
                                                            underground, for its exterior is uninterrupted by windows or any other apertures, except for
                                                            the double doors that represent the main entrance. 19 16 However, the white color and
                                                            smoothness of the doors fails to create a significant disruption of the façade’s continuity
                                                            and fortress-like state, which is further emphasized by the way in which the home lies on
15                                                          a small pedestal, evidenced by a small series of steps that slightly, yet clearly elevate the
Ibid., 4.
                                                            home from the sidewalk’s height. 17 The curved façade further alienates the home from
                                                            its surroundings, as its form stands in tension with the neighborhood block in which it was
16                                                          built, where more traditional homes can be observed emerging from surroundings of the
                                                            house. If seen from above, the home is revealed to be more of a shelter-like structure
Ibid., 42-44.
                                                            than an underground bunker, as the interior of the U-shaped building holds a courtyard.
                                                            The slanted design of the roof, where the exterior edge of the U is raised and the rest of
17
                                                            the roof is downwardly sloped towards the interior edge, suggests that the courtyard is
Ibid., 54-55.   16                                          the building’s center, and differentiates the ground exterior to the home’s façade from the
                Toyo Ito. White U House, aerial             ground in the interior courtyard. 18
18              perspective.
                Toyo Ito & Associates.                      The White U House as a fortress protecting its interior from its environment evidences
Ibid., 11.
                                                            Ito’s own writing about URBOT, as building is aware of both itself and its surroundings,
                17                                          and in this awareness and animosity, turns into an introspective entity. This is articulated
19
                Toyo Ito. White U House, front elevation.   in the way the house is not only closed off to the exterior, but also, through the home’s
Ibid., 8-9.     Ibid.
48                                                                                                                                                          49
                                                  leaning towards the interior courtyard, and the courtyard as the home’s sole access to a
                                                  natural exterior or garden, the way in which the home effectively creates an alternate site
                                                  within its walls. One could deem this a re-grounding of the White U House, as Ito, in an
                                                  awareness of the home’s surrounding ground plane, consciously rejects it and creates an
                                                  alternate plane in the home’s own interior. For the family living in the home, their access to
                                                  an exterior reference of site and context came only through the gradients of light and dark
                                                  in this courtyard, as the sun traced ephemeral shadows on the white walls and the black
                                                  soil of the interior courtyard while it completed its daily trajectory. Thus, the outside as
18                                                reference became invisible and unnecessary to the inhabitants within the home’s walls.
                                                  It is in this way that Ito also attempts to grasp at what he calls “medieval light,” light
                                                  uninterrupted and unfiltered by the contemporary city. The architect’s desire to re-ground
                                                  the home is expressed throughout the building, driving the form and the design, the
                                                  sensibilities to light and darkness, the colors of the walls: a spotless white that provides a
                                                  clear canvas for the seasons and sun to paint their temporal state onto. Like a meditative
                                                  garden, the interior courtyard is minimal and bare, composed only of dark soil, inviting a
                                                  protracted mode of contemplation that differentiates itself from the quickness of action
                                                  of the contemporary lifestyle, as the sun’s patterns on the walls and soil can only be
                                                  appreciated in the passing of hours and days.
                                                  In the temporal aspect, the juxtaposition of the Nakagin Capsule Tower and the White U
                                                  House is a compelling image, where the first saw its existence as a quick cycle perpetually
                                                  alternating between manufacture and decay, and the latter removed itself from not only
                                                  a reliance but also a coexistence within the urban landscape and its processes. Even
                                                  in the opposition of the two architects’ visions, they both inform their design through a
                                                  metaphoric process, Kurokawa through reliance and Ito through animosity. As Thomas
                                                  Daniell writes about Ito’s early disposition as an architect, Ito was “alternately seduced
                                                  and repelled by his surroundings,” and the White U House represents this admittance of
                                                  the ground plane into an architectural formal consciousness and expression. 20 Whether
                                                  the black soil in the courtyard of the White U House holds a metaphoric quality is a
                                                  speculative question. One can think of scorched earth, reminiscent of a 1945 Tokyo, where
                                                  the city, in its devastation and pre-development state, was greeted by absolute darkness.
                                                  Alternatively, there is also a possible reference to an equally bare future that Ito aims to
                                                  foreshadow in a similar manner to Arata Isozaki’s rhetoric dealing with the inescapable
                                                  decay of architecture. Either mode of speculation yields the same idea: The White U
                                                  House enacts a re-grounding through the interior courtyard as an artificial ground plane,
                                                  while simultaneously establishing a critical specificity towards the urban fabric.
18
50                                                                                                                                                 51
                                                                                     Representing the Conceptual Ground
                                                                                     Thus, in Ito’s work, the ground plane increasingly becomes metaphorical, a shift that in
                                                                                     many ways corresponds to a global shift towards postmodern architecture. 21 This kind
                                                                                     of metaphoric quality can be traced even more explicitly in Arata Isozaki’s early career,
                                                                                     soon after he established himself as an independent architect. Isozaki is perhaps the most
19                                                                                   distinctive figure among the architects who emerged from Tange’s office and the influence
                                                                                     of the Metabolists. Having constantly rejected the Metabolist label and strictly disagreed
                                                                                     with what he referred to as a belief in a controlled change, asserting instead that change
                                                                                     is drastic and destructive, Isozaki aims to metaphorically subvert the ideas of the
                                                                                     Metabolists in hs architecture. 22 His early independent projects are marked by this point
                                                                                     of exploration for Isozaki’s budding career, specifically at the time when he completed the
                                                                                     Oita Prefectural Library, finished in 1966, his first official public commission for which he
                                                                                     moonlighted while still working in Tange’s office. 19
                                                                                     The library is a testament to Isozaki’s early career intention to differentiate his own
                                                                                     practice from that of his mentors through a distinct approach to the question of proportion
                                                                                     in his architecture. In an interview with Global Architect, he identified his desire to
                                                                                     design in a 1:1 cubic ratio as a way to acknowledge his apprenticeship with Tange and
                                                                                     simultaneously subvert it. 23 As Tange is credited with defining his style through vertical
                                                                                     articulation of hierarchies, where proportion is critical, Isozaki sought to neutralize
                                                                                     proportions in his architecture by abstracting them through the cubic ratio of 1:1, in which
                                                                                     there is no difference between verticality and horizontality. The Oita Prefectural Library,
                                                                                     Isozaki claims, can be read as a composition of cubic structures in section. Even in the
                                       With Tange, the task had been to              building’s perspective view, there are parts of the library, ambiguously functional and
                                       integrate Corbusier's modulor and
                                                                                     ornamental at the same time, that appear to be extruded cubes, which Isozaki says make
                                       the Japanese system of kiwari and
                                       to express that in concrete, that is,         the architecture seem unfinished. He calls this “process architecture,” and claims that
                                       to create a design system in which            this architecture is directed towards ruins rather than utopia. This rather abstract intention
                                       modernity and tradition were completely
                                       integrated. . .                               evidences the architect’s shift towards a postmodern system of architectural semiotics.
                                       I felt that the problem had to do with        The cubic ratio, within its ability to neutralize proportions, also neutralizes the ground
21                                     proportion. . . At the time, I felt that my
                                       task was to destroy the proportions that
                                                                                     plane, though this potential lies untapped in the Oita Prefectural Library’s realization. The
Jencks, Charles. The Language of       are products of Eastern and Western           library generally signifies Isozaki’s potential as an architect and that of his approach, more
Postmodern Architecture. 1977.         history, namely kiwari and the golden
                                                                                     so than the actual manifestation of these:
                                       section.
22
                                       Arata Isozaki in interview with Yoshio
                                       Futagawa, Global Architect, 15-16.
Isozaki, 32-33.
                                                                                         	      Some years earlier, I had designed the Oita Prefectural Library. [. . .] This building was the
23                                                                                   Japanese realization of a New Brutalism, and I was signifying my graduation from all the things I had
                                                                                     learned from Modernism up to that point. The next task was the dissolution of Modernism. 24
Futagawa, Yoshio, and Arata Isozaki.
Global Architect: Document Extra 05.
Tokyo: A. D. A. EDITA. 1996. 15-16.
                                       19
24                                                                                   This dissolution comes in the wake of the 1970s shift, where Isozaki’s work becomes
                                       Arata Isozaki. Oita Prefectural Library.      metaphoric. The first of his museum commissions comes in the form of the Gunma
Isozaki, 71.                           Arata Isozaki & Associates.
52                                                                                                                                                                                               53
20                                                   Museum of Modern Art, and in Isozaki’s desire to express equilateral volume and
                                                     proportions as a form of abstraction, the conceptual drawing for the museum becomes
                                                     the media through which this can be articulated. The drawing shows an aggregation
                                                     of cubic frames situated upon an equally abstracted ground plane, expressed by the
                                                     shadows casted in an isometric orientation by the cubes. 20 Conceptually, Isozaki is
                                                     creating a neutral ground plane upon which architecture can be projected in a manner
                                                     that will equalize the ground with geometry. Though the drawing employs an aggregate
                                                     form in a similar manner to Metabolist rhetoric, the primordially horizontal extension of
                                                     the forms seems to be a critique to the often vertically-stacked structures of Metabolism.
                                                     Furthermore, the use of shadows in proposals such as Plan for Tokyo 1960 emphasized
                                                     separation and rejection, whereas Isozaki appropriates the representation of the shadow
                                                     as the darkest element in a drawing as a way to communicate continuity and neutrality.
                                                     These shadows also become the ground plane in that they are the sole component that
                                                     makes this conceptual ground plane legible.
21
                                                     Through this drawing, Isozaki’s Gunma Museum of Modern Art realizes the principles
                                                     of irony and metaphor that were initially considered in the Oita Prefectural Library. The
                                                     successful abstraction of the ground plane into a metaphoric element is, in the same way,
                                                     realized in the museum. The ground is thus granted a symbolic status relevant to the
                                                     postmodern system of semiotics, where its expression holds a metaphoric quality. This
                                                     successful sublimation of the ground plane into an abstract image was foreshadowed
                                                     by Isozaki’s conceptual undertakings, as was particularly apparent in his earlier Electric
                                                     Labyrinth installation.
54                                                                                                                                                  55
                                                 Labyrinth marked the death of this hope and architecture’s return to the ground in the form
                                                 of ashes. The drawing of the Gunma Museum of Modern Art is a less morbid realization
                                                 of this return to the ground plane, also a metaphoric representation of equalizing the
                                                 ground plane with architecture, articulating a formal dependency. In the museum’s actual
                                                 materialization, the most explicit expression of this neutrality and dependency is the flat
                                                 pool under the museum’s south wing, which reflects an undisturbed and continuous image
                                                 of the museum onto the water, its reflection like the shadows in Isozaki’s drawings. 21
22
23
22
23
56                                                                                                                                             57
     3	        The Ground as Image
                                                During the mid-1990's, Japan's economy underwent a sharp descent from what had
                                                been for decades a globally enviable market growth to a stock-market crash—"the burst
                                                of the bubble." 1 As the real estate market slowed considerably, commissions in Tokyo
                                                became rare, and the architectural profession entered into a forced period of introspection.
                                                Specifically for Kengo Kuma, this spelled a reconsideration of his work in relation to
                                                Japanese culture:
     1
     Frampton, Kenneth, and Kengo Kuma.         had those ten years of experience. . . [I] would not be designing the kinds of buildings I am designing
     Kengo Kuma: Complete Works. London:        now." 2
     Thames & Hudson, 2014. 8.
     Isozaki, Arata, and David B. Stewart.      It was at this time that a considerable effort was made to tap into Japanese premodern
     Japan-ness in Architecture. Cambridge,     architectural styles as a way of creating distance between the contemporary narrative of
     Mass.: MIT, 2011.
                                                design in Japan and the Western postmodernist period. 3 Such a revisitation to images
                                                and visual concepts of premodern styles is generally understood to have marked the onset
     4
                                                of postmodernism in architecture. 4 However, the conditions of Western postmodernism
     Jencks, Charles. The Language of           do not transfer seamlessly to Japan. As the art historian Shigemi Inaga writes,
     Postmodern Architecture. 1977.
                                                postmodernism in Japan was characterized by the exoneration of Japanese architects
                                                from pursuing synthesis with Western modernization and dialogue (a pursuit exemplified
     5
                                                by Kenzo Tange), and this necessitated a revisiting of Japanese premodern architectural
     Inaga, Shigemi. "To be a Japanese Artist   traditions. 5
     in the So-Called Postmodern Era." Third
     Text 9, no. 33 (1995): 17-24.
58                                                                                                                                                        59
1                                                                              As architects looked back towards buildings such as the Ise Shrine and other icons of
                                                                               premodern architecture, it became necessary to reinterpret them in this new context.
                                                                               Through analyzing the underground architecture of Kengo Kuma and Tadao Ando, it is
                                                                               revealed that it was the ground plane that presented the opportunity to formally enact
                                                                               this revisitation. Indeed, since underground architecture employs the ground plane as the
                                                                               architectural façade, the ground becomes an image, one that acts as a historicizing agent.
                                                                               Thus, this chapter argues that by using the ground plane as façade and as an agent
                                                                               for representing history and tradition, the ground's dual entity is reinforced, mainly in a
                                                                               symbolic dimension, for the ground as façade operates as both an image and a field (since
                                                                               the ground is intrinsically tied to the site). The image component imbues architecture with
2                                           3                                  referential significance, while the field component paradoxically obscures the ground's
                                                                               symbolic operation.
Underground Architecture
                                                                               As Kengo Kuma introduces his work to an audience in the Harvard Graduate School of
                                                                               Design, his first slide presents a photograph of water, perhaps of a lake or a river, as
                                                                               evidenced by the smoothness of its calm surface, the way in which the soft blue of the
4                                                                              dimming sky is reflected on it, and the trees that give away the limits of its stretch. 1 “It’s
                                                                               hard to find,” Kuma says of his own building while the photograph of the water landscape
                                                                               lacks even a hint towards anything built. 6 The second slide is much more explicit: as
                                                                               Kuma switches to the next photograph, a building, shaped like a small hill, peeks out
                                                                               from the ground, its glass front facing the expanse of water that Kuma had previously
                                                                               shown. 2 Perhaps the intention was to emphasize the visual proximity of the building's
                                                                               appearance to that of its natural surroundings, and yet, a more lingering look would reveal
                                                                               that the photographs operate much more as a juxtaposition of objects at odds rather than
                                                                               harmoniously similar views. The building shown is the Kitakami Canal Museum, which
                                        1                                      Kuma designed in 1999 for Ishinomaki, a small city in Japan’s northwestern region. Today,
                                                                               Ishinomaki is known for being the city that suffered some of the worst devastation of the
                                        Kengo Kuma, lecture.
                                                                               March 3, 2011 earthquake and tsunami disaster.
                                        Access: https://youtu.be/LynYUwYZXqk
                                                                               Though the tsunami that destroyed more than half of Ishinomaki occurred a little more
                                        2
                                                                               than a decade after Kuma had completed the Kitakami Canal Museum, the region
                                        Kengo Kuma, Kitakami Canal Museum.     is historically known for being an area prone to flooding and tsunamis, precariously
                                        1999.
                                        Mitsumasa Fujitsuka.
                                                                               positioned adjacent to the ocean in a lowland zone. Kuma recounts how, as he heard of
                                                                               the tsunami soon after it struck the region, he telephoned the museum and was unable
                                        3                                      to reach it for two weeks: he resigned himself to having lost it. Later he was surprised to
6
                                                                               find out that the museum had survived, as the canal flooded on the side opposite to the
                                        Ibid., museum interior.
Kengo Kuma, "From Concrete to Wood:                                            museum. The museum had been miraculously lucky: most of it is underground, embedded
Why Wood Matters." (lecture, Harvard
                                                                               in the earth and emphasizing this appearance by lifting the grassy planes onto its façade,
Graduate School of Design, Cambridge,   4
November 10, 2016).                                                            as it were being swallowed by the ground. Had it been flooded, even if the structure
Access: https://youtu.be/LynYUwYZXqk    Ibid., section drawing.
60                                                                                                                                                                               61
5                                                                           had survived, salvaging the interior would have been an incredibly difficult task. In his
                                                                            presentation, Kuma says of the event and of the museum’s form, “The tsunami stopped at
                                                                            my building. Is it because my building has this shape?”
                                                                            In contrast to the exterior of the museum, which explicitly emulates the natural landscape,
                                                                            the interior of the building is characterized by unequivocally contemporary material
                                                                            choices and tectonics. 3 Thus, the most striking feature of the museum is undoubtedly the
                                                                            way in which Kuma designed it to look like it shyly peeks out of the ground, and to realize
                                                                            this, the sectional drawing reveals the effort Kuma underwent to make the museum’s roof
                                                                            continuous with the ground plane and then planted a seamless grassy patch on top of it.
                                                                            4 The motivational framework behind Kuma's decision to employ the ground plane as a
                                                                            tectonic and façade element stems from what Kuma, in his lecture, qualifies as a regard
                                                                            for nature and a consideration for the sacredness of the natural landscape.
                                                                            Thus, Kuma’s rhetoric insinuates a deeper aspiration than that of aesthetic realization. His
                                                                            words mythicize the ground and nature, as if by emulating nature through the facade, an
6                                                                           architectural type that is otherwise ordinary is sublimed within the framework of this myth.
                                                                            As much is hinted at when Kuma mused whether the tsunami had stopped at his museum
                                                                            due to its shape, and this belief seems further reinforced through the architect’s writing on
                                                                            the 3/11 catastrophe:
                                                                                 	     I am convinced that the earthquake and tsunami that struck the Tohoku region of Japan on
                                                                            11 March 2011 provided an opportunity to redress the balance of this social and cultural decline. [. . .]
                                                                            When I saw the tsunami washing away those American-style houses and cars, Noah’s flood came to
                                                                            mind. God had sent the biblical flood to punish an arrogant, corrupt society. 7
8                                       Kengo Kuma, Kiro-san Observatory.   Kengo Kuma has been often referred to as a quintessentially Japanese architect, and
                                        1994.                               such an identifier is perhaps anchored in Kuma’s own assertions of his culturally referential
Ibid., 17.                              Kengo Kuma & Associates.
                                                                            and site-specific approach to architecture. His work is often compared to buildings in
                                                                            Japan designed centuries before Kuma’s, and these encompass prehistoric granaries,
9                                       6
                                                                            shrines, and even palaces. Sometimes, the comparison is readily justified through material
Kuma, lecture.                          Ibid., entrance to observatory.
62                                                                                                                                                                                      63
                                                                       and structural similarities, such as the use of traditional wood-slotting techniques. In other
                                                                       instances, as is the case with the Kiro-san Observatory and the Kitakami Canal Museum,
                                                                       even though the same cultural anchor is suggested to also extend to these buildings by
                                                                       the architect himself, an objective consideration of the buildings’ construction method,
                                                                       materiality, and interpretation of type is insufficient to bridge this jump in logic. What
                                                                       remains is the use of the ground plane as façade.
                                                                       Before designing the Kitakami Canal Museum and the Kiro-san Observatory, Kengo Kuma
7                                                                      was engaged in a process of appropriation and reinterpretation of symbols, as evidenced
                                                                       in his M2 Building, completed in 1991, just as Japan's economic growth was coming
                                                                       to a halt. 7 Elements referencing Western architectural canons are aggrandized and
                                                                       chaotically displayed, to the extent that the architect sacrifices form for semiotics. The M2
                                                                       Building was commissioned during Japan’s bubble economy period, and the burst of the
                                                                       bubble in the early 90s drove Tokyo’s architectural activity into a lengthy period of subdued
                                                                       existence. Such was the impact of the bubble burst in the Japanese morale that architects
                                                                       like Kuma still dwell on its enduring effects, and prominent historians like Thomas Daniell
                                                                       have divided recent architectural history in Japan into pre-bubble and post-bubble periods.
                                                                       9 The burst of the bubble for Kuma marked a period in which he was obliged to reconsider
                                                                       his role as an architect, and he attributes this decade of financial uncertainty and reflection
                                                                       to his current style, one that today seems completely opposite to the style exercised in
                                                                       his M2 Building. 11 Three years after designing the M2 Building, Kuma completes the
                                                                       Kiro-San Observatory in 1994 and enacts what can be labeled as ground appropriation in
                                                                       order to imply a continuity between the ground plane and architecture. In 1999, through
                                                                       the Kitakami Canal Museum, Kuma again appropriates the ground plane and this time
                                                                       integrates it as architectural façade. The Western symbols of the M2 Building's façade
                                                                       were substituted by the ground plane in Kuma's architecture, where the ground represents
                                                                       Kuma’s intention to contextualize his architecture within a Japanese historical and cultural
                                                                       narrative, namely through referencing the Ise Shrine, specifically the ground underneath
10
                                                                       the shrine:
Daniell, Thomas. After the Crash:
Architecture in Post-Bubble Japan.
11                                                                          	     The [Ise] shrines are reconstructed every twenty years, suggesting that the ground below
                                                                       is far more important than the structures built on top. 12
Frampton and Kuma, 8.
12
Ibid., 14.                                                             This interpretation of the Ise Shrine, particularly of the ground, is crucial due to the
                                                                       building’s longstanding status as both an architectural origin myth (as in Bruno Taut’s
13                                                                     praise of it as Japan’s Parthenon) and as a means of synthesizing modernism with
                                                                       traditional styles, as was already evidenced in the work of Kenzo Tange. 13 The fact that
For more information on Bruno Taut's
visit to Ise Shrine and its impact on                                  Kuma extracts the idea of the ground plane as a superior element to that of the buildings
Japanese architectural dialogue:                                       in the shrine provides a conceptual foundation and motive for abstracting the ground plane
Reynolds, Jonathan M. Allegories of       7                            as image. Therefore, the image of the ground becomes a metaphor for such a reference,
Time and Space: Japanese Identity in                                   as exemplified by the Kitakami Canal Museum, which, by appropriating the ground plane
Photography and Architecture. Honolulu:   Kengo Kuma, M2 Building.
University of Hawaii Press, 2015.         Accessed on ArchDaily.com.
                                                                       into its façade as a symbolic gesture, intends to place the museum within a Japanese
64                                                                                                                                                                           65
                                                                             architectural lineage and history, one that may even grant it the near-mythical status that
                                                                             Kuma suggests to justify the museum’s survival after the 2011 tsunami.
                                                                             In this light, it is compelling to recall a younger Kengo Kuma’s reaction to visiting the Row
                                                                             House by Tadao Ando in Sumiyoshi, completed in 1976. The Row House, which at the
                                                                             time had impressed architectural critics, was suffocating for Kuma to be in, a reaction
                                                                             he later attributed to having been brought up in a traditional wood-frame home “with
                                                                             plenty of ventilation,” while the Row House was made of concrete. 14 Such was the
8                                                                            early foreshadowing towards his later sensibilities and inclination for an atavist choice of
                                                                             materials and tectonics. However, despite Tadao Ando’s seemingly opposite style and
                                                                             Kuma’s own disdain for it, critics are equally prone to nominate Ando as the quintessential
                                                                             Japanese architect as they are to Kuma. 15
                                                                             Ando’s style has proven to be consistent throughout his career, as his buildings hold
                                                                             immediately identifiable characteristics: precast concrete as the finish for both the exterior
                                                                             and the interior of his buildings, the demonstration of a commendable ability to manipulate
                                                                             light and shadows, and a penchant for clean geometries. Though the material and tectonic
                                                                             character of Ando’s architecture does stand in contrast to Kuma’s, Ando uses a similar
                                                                             mode of historicizing his approach to architecture, citing Shintoism’s influence on his
                                                                             thinking and methodology when explaining the character of his buildings. The validity
                                                                             of such a claim is not of concern, for Japan holds a rich architectural history with many
                                                                             qualities and narratives that can accommodate a range of interpretations, such that both
                                                                             Kuma and Ando can have opposite styles and still share the title of being “quintessentially
                                                                             Japanese” comfortably. What is of interest instead is that in spite of Kuma’s and Ando’s
                                                                             starkly distinct styles, they share a common approach towards the ground plane, as both
                                                                             design buildings that employ the ground plane as architectural façade.
                                                                             For instance, Tadao Ando’s Chichu Art Museum, opened in 2004 in the island of Naoshima
                                                                             in southwestern Japan, is nearly entirely underground, embedded within a hilly terrain
                                                                             near the ocean. 8 Like the intent for landscape continuity that Kuma expressed through
                                                                             the Kiro-san Observatory, the Chichu Art Museum, the name of which can be roughly
14
                                                                             translated to mean “within the earth,” is meant to allow for nature to prevail above the
Frampton and Kuma, 11.                                                       visual image of the built structure.
15                                                                           The decision to bury the main body of the Chichu Art Museum within a hill overlooking
                                                                             Naoshima’s coastline and surrounding forest can in part be attributed to the client’s
Ibid.
                                                                             own proposal for Ando to create a space for both nature and art. 16 The client was
16                                                                           Soichiro Fukutake, a Japanese magnate in the education industry and a known patron
                                                                             of the arts, who initiated the restoration of the three islands and sponsored the ongoing
Müller, Lars, Akiko Miki, Hiroshi
Kagayama, and Iwan Baan. Insular
                                                                             construction of multiple museums and pavilions throughout the archipelago to create and
Insight: Where Art and Architecture                                          promote a space alternate to the contemporary city. Explicitly hostile to the concepts of
Conspire with Nature-Naoshima,
                                                                             “modernization” and “urbanism,” Fukutake had commissioned Ando with the vision for an
Teshima, Inujima. Baden: L. Müller
Publishers, 2011.                                                            architecture that expressed a similar opposition to the way the contemporary Japanese
                                      8                                      city had developed since World War II. 17 Tadao Ando delivered an invisible building, one
17                                                                           whose form can never be fully perceived or understood from an exterior viewpoint, whose
                                      Tadao Ando, Chichu Art Museum. 2004.
Ibid., 175-177.                       Benesse Holdings, Inc.                 interior detail intricacies and complex spatial arrangements can only be appreciated
66                                                                                                                                                                            67
                                             through architectural drawings and the actual visiting experience, but never through
                                             external observation. Instead, the ground acts as the museum’s façade to this exterior
                                             onlooker, communicating some of the museum’s qualities, but mostly displaying the
9         11                                 landscape itself. An isolated aerial view of the museum reveals the way in which abstract
                                             geometric hollows (belonging to the museum’s courtyards) dot the hill, divulging no hints
                                             as to the building’s scale, type, or form.
                                             The visitor, who upon entering the museum is transported to the ambiguous space
                                             between the ground and the architecture, transverses the museum mostly unaware of
                                             their spatial relationship to the ground plane. Sunlight seeps through slim apertures in the
                                             roof and sometimes in the walls, alternating with artificial lights, further blurring the exterior
                                             spatial context of the museum’s rooms and corridors. 9 For a building whose rhetorical
                                             aim is to create the illusion of continuity between the natural and built environments, its
                                             interior is drastically transporting towards what one can call a vacuum space, liberated
                                             from site-specificity to the degree that architecture gains full agency over orienting the
                                             person. The occasional courtyards along the visitor’s path are reminiscent of the courtyard
10                                           in Toyo Ito’s White U House, where the interior courtyard simultaneously operates as both
                                             a way to connect the person to a larger context and to reground them within the building’s
                                             own constructed landscape. The ground in most of the Chichu Art Museum’s courtyards is
                                             made of white stones and pebbles that alternate in size and hue, formally abstracting the
                                             artificial ground plane of these courtyards even more. 10
                                             Despite the phenomenological success in such regrounding, as Ando transports the visitor
                                             into a vacuum-like environment by allowing the image of the natural ground to overtake
                                             that of his architecture, the question remains whether this is an iteration of the symbolical
                                             use of the ground as façade. Though Ando embeds the museum into the island’s natural
                                             landscape, the interior of the Chichu Art Museum is fully familiar to one attuned to Ando’s
                                             style. This style did not undergo any significant changes to accommodate the conceptual
                                             aspirations for the museum, as the same elements are present: the material preference for
                                             precast concrete, the highly articulated tectonics, the abstract geometries, and strikingly
                                             minimalist finish. 11 All of these techniques stay faithfully identifiable in Ando’s body of
                                             work and the Chichu Art Museum is not an exception. This renders the use of the ground
     9                                       plane as façade a seemingly independent act, making the ground plane in the Chichu Art
     Ibid., interior.                        Museum’s façade fully an image, completely separated from the rest of the architecture.
10
11
     Tadao Ando, Row House. 1976.            Thus, it becomes necessary to interrogate the meaning and significance of the ground
     Ando's material and aesthetic
     sensibilities demonstrated in the Row
                                             as image. Can the ground even be justifiably classified as such, in the sense that an
     House resonate with his more recent     image is defined by a visual reference to a pre-established concept, narrative, or object?
     Chichu Art Museum.
                                             Kuma’s and Ando’s work demonstrates that the ground’s surface, which is intrinsically
     Accessed on ArchDaily.com.              always referential towards the site, also holds a deeper layer of reference, such that the
68                                                                                                                                                69
                                                                        ground plane as image refers not only to the self-referential, ahistorical surface of the
                                                                        earth, but more so to what is suggested to figuratively lie underneath in the form of a
                                                                        historical construct or narrative. Kengo Kuma explicitly outlines this form of historicizing by
                                                                        sublimating the ground upon which the Ise Shrine is built, alluding to the ground’s cultural
                                                                        legitimacy over the actual shrines by referencing the ground’s permanence. 12 Like
                                                                        Kuma’s Kitakami Canal Museum and Kiro-san Observatory, the Ise Shrine itself operates
                                                                        through site-specific reference on the most extreme scale, as it is rebuilt every twenty
                                                                        years upon two adjacent, alternating lots, in exact replication of a building that can be
12                        How did these perfect forms originate?
                          Any architect seeing Ise would be moved       construed to be more of an architectural origin myth than an actual building:
                          to try to discover this secret. . . Ise, as
                          the first architectural achievement of
                          Japanese people. . .
                                                                        	          This monument without monumentality is postmodern in the sense that it consists entirely
                                                                        of quotations and copies of its own precedent archetype which, according to mythology, has been
                                                                        razed to the ground and rebuilt once every 20 years since the immemorial past. . . .[It] has therefore no
                                                                        proof of authenticity if not in its retroactive—and chronopolitical—denial of historicity itself. 18
70                                                                                                                                                                                  71
                              Japanese developed near the end of Japan’s isolation as an insular region in the 17th
                              century, instigated by the arrival of American warships, and reached a frantic height
                              brought by the nationalist urgency of the Asia Pacific War and the Second World War, and
                              failed to fully dissipate for decades. 20 Ironically, as both Arata Isozaki and architectural
                              historian Jonathan Reynolds have written, architecture was engulfed in this search
                              through the foreign perspective of Bruno Taut as he regarded the Ise Shrine in comparison
                              to the Acropolis, whereas the Ise Shrine had been until then mostly overseen in Japanese
                              architectural dialogue. 21 What followed was Kenzo Tange delving into a theorization
                              of the Ise Shrine, framing the shrine as the embodiment of Japanese essentialist
                              architecture. The elements that Kenzo Tange regarded as essential in the Ise Shrine
                              and referenced in his own architecture—such as the ratios of verticality to horizontality,
                              the design of the raised floor—Kengo Kuma rejected by regarding the ground as more
                              important. The juxtaposition of these interpretations and the way in which their opposition
                              crystallizes through formal ground-related gestures—one through ground rejection and the
                              other through ground appropriation—illustrates not only the architectural consciousness
                              and highly specific intent towards the ground, but also the ground's implicit eminence in
                              the design process.
                              While this analysis was first premised on the ground having absorbed the physical and
                              affective traces of the war, and architects enacting ground rejection as a reactionary and
                              defensive system towards destruction, the ground plane operated as a field condition
                              characterized by both literal and connotative elements that simultaneously manifested on
                              its surface. That is, the ground plane could be understood by a direct reading of formal
                              gestures, namely ground rejection, without necessitating further excavation. However,
                              as the postwar period progressed, the ground became a complex layered entity through
                              metaphoric interpretations, until finally becoming fully abstracted as a paradoxical image
                              both referencing and obscuring historical depth in Kuma’s and Ando’s work. The fact
                              that the ground plane obscures historicism through literally vanishing monumental and
                              imageable architecture can be understood as an opposition to Tange’s monumental
                              interpretation of Japanese architecture, as demonstrated through his interpretation of the
                              Ise Shrine and its translation to the Hiroshima Peace Memorial Exhibition Hall. The ground
                              plane's relation to architecture was essentially inverted, since while earlier architecture in
                              postwar Japan obscured the ground, now architecture was moved under the earth, so that
                              the ground obscured architecture instead.
20
Reynolds, XIII-XIV.
21
72                                                                                                                             73
     Conclusion
                  Throughout this analysis, the ground plane has been conceived of as simultaneously a
                  material and conceptual entity. The first notion, the ground as an objective material entity,
                  refers to the independent existence of the ground as a spatial field. This field can refer
                  to the earth, a body of water, or the urban fabric, as the ground’s specific character is
                  defined by its referential existence to architecture. The second notion, the ground plane
                  as an abstract character or concept, is informed by a multiplicity of factors, ranging from
                  attitudes towards the site and to interpretations of history, which inevitably depend and
                  evolve on a chronological and contextual order.
                  The idea of the conceptual ground encompasses the ideological, cultural, and rhetorical
                  connotations of the ground plane, which are in turn significantly shaped by events external
                  to architecture. For instance, Kuma’s allusion to the ground plane in the Ise Shrine
                  being more important than the built shrines themselves, as he compares the ground’s
                  permanence to the buildings’ transience, is evident of this mode of metaphorical thinking,
                  shaped by the architect’s ideological interpretation of cultural institutions. However, the
                  ground plane as a construct is not always as evident in the architect’s own rhetoric, as
                  demonstrated by projects like Kenzo Tange’s Plan for Tokyo. Tange’s proposal held the
                  research and aspirations of revolutionizing the city through a reconfiguring of inner-city
                  transportation and program relationships; yet, its most striking formal features and
                  representations attest to a preoccupation with ground rejection, where Tange’s Tokyo
                  becomes a city as fortress towards natural and cultural disaster by rejecting and recreating
                  the ground. Thus, what is suggested through formal expressions can be productively
                  informed by contextual and factual evidence, such as the possibility of the ground plane
                  holding antagonistic connotations after the Tokyo firebombings and the city’s historical
                  struggle against earthquakes and tsunamis. Hence, this thesis has made use of such
                  evidence and used it to consider the architects’ work within the context in which the work
                  is produced and situated.
74                                                                                                                75
                                           This analysis shows that the ground plane is never a singular, uncomplicated backdrop to
                                           architecture. Such is the multilayered identity of the ground that it has been explained as
                                           both objective and subjective, material and intangible, antagonistic and redeeming. The
                                           ground’s multivalent character holds a stake as hefty as the architecture it frames within its
                                           field in the holistic interpretation of the built environment in both an immediate and larger
                                           temporal context. Like architecture, ground-specific gestures become modes of expression
                                           for both the architect and the independent circumstantial factors of the site, and in a way,
                                           the architect’s interpretation and intention towards the ground is one of the first factors that
1                                          inform the overall design process. More than a surface, the ground plane’s character runs
                                           literally and figuratively deep, laden with connotation, dense with meaning and history, and
                                           further twisted and turned with reinterpretations and appropriations.
                                           It has been established that during the early postwar period, the ground plane absorbed
                                           the traces of the war through the presence of radioactivity and ashes, and their affect. To
                                           remove architecture from the literal ground plane became a demonstration of cultural and
                                           architectural resilience. The 1970s were characterized by a growing disillusionment with
                                           the idea of utopia and of the invincible city, eliciting work from emerging architects that
                                           operated as critique to the earlier avant-gardists, evidenced in the way the ground plane
                                           was edged towards becoming an architectural construct itself through metaphorical uses
                                           and representations. This period represented a turning point, as the ground plane shifted
                                           from being a literal construct to having a metaphorical dimension, thus complicating the
                                           relationship between the built environment and the ground. As the symbolic depth of the
                                           ground plane reached new levels, new possibilities for the architect’s interpretation and
                                           implementation of ground-related design decisions became available. When architectural
                                           structures are displaced under the ground plane and the ground itself becomes the
                                           façade, as exemplified by Ando’s and Kuma’s work, this represents the climax of the
                                           ground as image and metaphor.
                                           Underlying this mode of analysis has been the assumption of a dichotomous relationship
                                           between the ground plane and architecture. To dissect this relationship’s qualities, both
                                           literal and figurative, the ground and the built have been assumed to be architecturally
                                           independent entities. However, this dichotomy has been complicated through
                                           contemporary instances of synthesis between the ground plane and architecture.
                                           The synthesis referred to here is demonstrated by the Teshima Art Museum, designed
                                           by Ryue Nishizawa in 2010. 1 At an initial glance, the building appears to represent an
                                           amorphous object, like a water droplet in the uneven but cohesive swells of its concave
                                           form. This shell has clear extremities where it emerges from the grassy terrain, as the
                                           museum is made of a smoothly finished white concrete. To the unassuming visitor, the
                                           museum appears independent from the landscape, stretching the expanse of its shell
                                           upon the ground and appearing nearly sculptural, erected and displayed on a hill. Unlike
                                           Tadao Ando’s Chichu Art Museum, there is no obvious play between the Teshima Art
     1                                     Museum and the ground plane. Rather, the role of the ground plane in the museum’s
                                           design is most explicit through the construction process.
     Ryue Nishizawa, Teshima Art Museum.
     2010.
     Benesse Holdings, Inc.                In order to cast the concrete shell, earth from the site was shaped into a mold. Concrete
76                                                                                                                                            77
2                                                                            was poured over the earth, and once dried, the artificial hill was excavated and the form of
                                                                             the ground’s absence became the museum’s interior. 2 Though the ground is absent from
                                                                             the museum’s phenomenology, its presence is not only indispensable, but also articulated
                                                                             through the form. The synthesis occurs on an invisible, though essential dimension, where
                                                                             the ground plane is absorbed into architectural design on a more profound level than what
                                                                             lies on the surface, which is visual and readily observable. This material engagement
                                                                             with the ground is distinct from both the use of the ground as facade surveyed in the third
                                                                             chapter, as well as from contemporary landform architecture, which often relates building
                                                                             to ground on the level of metaphor. In contrast, the fact that the ground plane’s role in the
                                                                             Teshima Art Museum cannot be read or reduced to an image provides an alternate route in
                                                                             which the ground does not operate metaphorically. Rather, it operates fully architecturally,
                                                                             providing new methods and possibilities for spatial expression.
                                                                             Still, even as the Teshima Art Museum represents a move away from the dichotomy
                                                                             between ground and architecture, this thesis has illustrated how a dichotomy does not
3                                                                            necessarily imply a total polarity or lack of interplay. In the same way that architecture can
                                                                             be analyzed through a multiplicity of lenses that range from architecture’s abstract form
                                                                             to historical analysis, the ground plane displays equally compelling and layered levels of
                                                                             depth and abstraction. Analyzing postwar Japanese architecture through the ground plane
                                                                             has revealed this lack of polarity between the built environment and the ground, since the
                                                                             ground plane has been as prone as the built environment to absorbing and embodying
                                                                             the forces of history and contemporary modes of thinking. This long trend of close
                                                                             association between thinking about architecture and understandings of the ground was
                                                                             recently demonstrated in response to the 2011 earthquake and tsunami that struck the
                                                                             northeastern region of Japan by Toyo Ito. In an interview with Julian Rose, Ito expresses
                                                                             the following about architecture’s relation to nature in the wake of the disaster:
                                                                             	          [T]he very idea of a division between the natural and manmade is false, and events like this
                                                                             one are caused in part by our attempts to separate the two. Our way of life is still based in twentieth
                                                                             century ideas, specifically a modernist philosophy that assumes we can use science and technology
                                                                             to conquer nature. So we try to isolate ourselves from nature; our cities are completely segregated
                                                                             from the environment. For instance, in 2011, many parts of the Japanese coast were protected by
                                                                             huge retaining walls that were built to withstand a tsunami. The nuclear plant itself was supposedly
                                                                             designed to resist even a massive earthquake. Yet the walls were easily broken and the plant was
                                                                             irreparably damaged. The catastrophe showed that you cannot isolate a building or a city from the
                                                                             environment. That kind of modernist thinking has reached its limit. 1
                                       Ibid., museum under construction.     Ito alludes to the idea of synthesis between ground and architecture, proposing
1                                                                            architecture that moves away from the ground rejection heralded by the earlier architects
                                       3
                                                                             who reacted against the destruction of the Second World War. While the avant-garde
Rose, Julian. "The Building After."
Artforum International, September 1,   Ibid., museum surroundings and path   of the 1960s envisioned utopian cities segregated from the ground, Ito references a
2013.                                  leading to the entrance.
78                                                                                                                                                                                      79
4                              seemingly opposite idea, of architecture that somehow rejects this separation and even
                               shows deference towards the ground plane. Retrospectively, Kuma and Ando both
                               approached this idea of synthesis and deference through imaging their architecture with
                               the ground. The Teshima Art Museum fits into this idea in, if not a metaphorical manner,
                               a literal one, as the ground’s form was turned into the architectural form, making one
                               inextricable from the other.
                               Thus, projects such as the Teshima Art Museum remove this narrative from the symbolic
                               stage and provide an opportunity for synthesizing the ground and the built, intentionally
                               sublimating what is often only represented as a line on a page into a complex architectural
                               element that renders the construct of the ground plane as a planar surface not only
                               insufficient, but also obsolete.
                               To look up from the interior of the Teshima Art Museum, towards the open skylights,
                               and observe the towering forms of the trees, the lazy saunter of the clouds, one doesn’t
                               differentiate whether it is like looking out from within a building or a rabbit hole. One can
                               only know that they are simultaneously sheltered by the concrete shell and the earth’s
                               form—by both the building and the ground—while beholding the world outside.
80                                                                                                                             81
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