Drones Chan
Drones Chan
net/publication/321369722
Mapping Chimu's settlements for conservation purposes using UAV and close
range photogrammetry. The virtual reconstruction of Palacio Tschudi, Chan
Chan, Peru
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Roberto Pierdicca
Università Politecnica delle Marche
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Mapping Chimu's settlements for conservation purposes using UAV and close
range photogrammetry. The virtual reconstruction of Palacio Tschudi, Chan
Chan, Peru
Roberto Pierdicca
Università Politecnica delle Marche, Dipartimento di Ingegneria Civile, Edile e Architettura, Italy
A R T I C L E I N F O A B S T R A C T
Keywords: The article deals with the 3D metrical reconstruction of Tschudi Palace, the most famous Palace of Chan Chan
UAV archaeological site, in Peru. The complete mapping of the area was performed by integrating aerial data acquired
Digital photogrammetry with UAV and terrestrial data captured with close range photogrammetry techniques. The input dataset was
Close range acquired during a non-planned survey and with a very cheap equipment. In fact, the acquisitions were made by
Data integration
local and not trained staff. The wind conditions, as well as the presence of visitors made the UAV mission almost
3D modelling
impervious so that the huge part of the work consisted on data filtering and cleaning in order to make them
Virtual reconstruction
Archaeology suitable to be used for photogrammetric purposes. Afterwards, a tidy process of reconstruction was performed,
getting as a final result a thorough ortho-photo of the area. The final check of the model was done with the aid of
sketches made some years before by local experts. The accuracy assessment of the overall product is reported as
well. Once the model was complete, the ground survey of the Plataforma de Entierro, a buried finding conceived
by protective structures, was integrated to the general plan obtained with the first phase. The work demonstrates
how it is possible to achieve good results in terms of accuracy and quality even with coarse data. The present
study would also serve to be an incentive to those researchers who holds priceless datasets of ancient areas and
that should be shared with the research community. As demonstrated, whereas not complete, a 3D survey and
the consequent reconstruction can become paramount not to loose the memory of a place that, for different
reasons, is under continuous hazards.
https://doi.org/10.1016/j.daach.2017.11.004
Received 1 September 2017; Received in revised form 22 October 2017; Accepted 16 November 2017
2212-0548/ © 2017 Elsevier Ltd. All rights reserved.
Please cite this article as: Pierdicca, R., Digital Applications in Archaeology and Cultural Heritage (2017),
https://doi.org/10.1016/j.daach.2017.11.004
R. Pierdicca Digital Applications in Archaeology and Cultural Heritage xxx (xxxx) xxx–xxx
• Study of ancient civilizations: for the detection of archaeological of the overall product was performed using the statistics of the residuals
features, remote sensing approaches are complementary to the of the photogrammetic block. Secondly, as many buried areas were
ground surveys; in fact, UAVs can act as a virtual eye in the sky conceived by protective structures, a close range photogrammetry
capable to provide substantial information about study areas which survey (even not planned) was integrated to the general plan obtained
otherwise cannot be obtained. By exploiting spectral or thermal with the first phase. The work demonstrates how it is possible to
sensors the study of the evolution of an area can be more detailed achieve good results in terms of accuracy and quality even with coarse
and reliable with respect to a single naked eye approach (Uribe data. UAVs equipped with digital cameras can provide valuable visual
et al., 2015). As well, low weight laser scanners represent an aid to information about the architectures' surface rapidly and at low costs
study the evolutions of the internal organization among different from nearly unstructured data; the research community dealing with 3D
phases of a culture (Sonnemann et al., 2016). And more, by ana- documentation of ancient architectures should be encouraged by this
lysing the morphology of a certain area, taking in consideration the case of study, since there exist a bulk of unstructured data that can be of
slopes and mounds, can help in understanding behavioural patterns use in case of unexpected damages of such structures.
of ancient civilizations and to map them (Asăndulesei, 2017). In the following, after a brief presentation of the case of study of this
• “Emergency” archaeology: it is well known that the destructive work (presented in Section 2), the methodology used to merge UAV and
nature of an excavation can bring to the permanent loss of the site's ground survey is shown in Section 3. The results of the methodology,
original form Malinverni et al. (2016). 3D models and DEMs sig- together with an accuracy evaluation of the method is shown in Section
nificantly contribute to the conservation of archaeological in- 4. Concluding remarks and overall discussion of the work are provided
formation, by documenting the stratigraphy of an excavation. They in Section 5.
allow archaeologists to revisit the site in a virtual space after the
excavation has been concluded (Lonneville et al., 2014). The survey
is realized during the excavations or just at the end of every working 2. Case study
day and drawings have to be produced as soon as possible in order
to allow the comprehension of the work done and to plan the ac- Following previous researches conducted by the author, the work
tivities for the following day. By using this technique, all the mea- described was carried out within the framework of a wider project with
surements, even those not necessary for the day after, have to be the aim of studying Chan Chan site, the capital of the Chimu civilization
acquired in order to avoid a “loss of memory” (Rinaudo et al., 2012). (IX- XV sec.), located 550 km from Lima along the northern coast of
• Documentation: 3D documentation presents an innovative means Peru. The Italian mission of CNR-ITABC in Peru (MIPE) has been
working on the site since 2002 providing the definition of the archae-
of executing and representing measurements taken from archae-
ological sites, objects or contexts. The continuously evolving and ological area and its buffer zone, the archaeological survey of the ter-
improving of sensor technologies, data capture methodologies and ritory, the documentation of the different architectural typologies and
multi-resolution 3D representation can contribute with an important the planning of the archaeological park (Colosi et al., 2013; Colosi and
support to the refinement of information and to the growth of the Orazi, 2015). The territory extends over 14 km2, mainly composed by
archaeological research. It makes possible the acquisition of an ex- great palaces or ciudadelas, elite residences, popular quarters and large
traordinary amount of geo-spatial data, whilst the production of sanctuaries in the shape of stepped pyramids or huacas. The site is
accurate DTM (Haarbrink and Eisenbeiss, 2008) and ortho-mosaic suffering different problems of degradation due to the building mate-
(Themistocleous et al., 2014) permit visual interpretation (thanks to rial, the water rising for capillarity, the centuries-old looting by the
the textures) and hold metrical information. Thus, the reason of the conquistadores and the “huacheros” (grave robbers) and by El Niño.
success of UAV are the very high-resolution of the obtainable pro- Taking into consideration all these degradation problems, the structures
ducts and the availability of easy tools of image processing (Pecci are constantly in hazardous conditions. Becomes then paramount to
and Masini, 2016). digitize with every mean these architectures.
Within this framework, the study case presented is the complete
However, as demonstrated by several examples in the literature mapping of Tschudi Palace, which is also belonging to the Chan Chan
(Pierdicca et al., 2016) for the representation of complex shapes (as site. Built around the 1400 d.C., it is probably the most famous of the
usual in archaeological settings) an “all in one solution” is not existing other ten palaces. It takes his name from the swiss explorer J. Jacobo
so far and the integration of different techniques and sensors proved to Von Tschudi but it is also known as Nik An, since its construction was
be the best solution (Sulaiman et al., 2013). UAV images are often used dedicated to the god Ni, the god of the sea. In this regard, it is richly
in combination with terrestrial surveying in order to close possible 3D embellished with sea and animals decorations (some examples are de-
modelling gaps, mainly due to occlusion issues. Furthermore, there is picted in Fig. 1).
an increasing request and need for digital documentation of archae- In the recent years a great work of restoration was done,1 making
ological sites at different scales and resolutions (Guidi et al., 2008; the Palace the well conserved example of Chimu's architecture existing
Balletti et al., 2015). so far. It is actually the only archaeological site opened to the public in
Given the above, the work described in these pages faces with the Chan Chan, and visible almost for its entirety. The spatial organization
3D reconstruction of a wide archaeological architecture belonging to of the Palace proves a very strict social hierarchy, which can be inferred
the Chan Chan site, in Peru. The problem was tackled from two sides. from a very rigid organization of spaces and borders for the adminis-
First of all, the starting dataset was acquired during a non-planned trative and religious functions. It is composed of three main areas: the
survey and with a very cheap equipment. In fact, the acquisition were north sector which has a “U” shape surrounding a great central square.
made by local and not trained staff. The wind conditions, as well as the The central sector, almost completely occupied by a huge reservoir. The
presence of visitors made the UAV mission almost impervious so that south sector, bordering a second smaller square. The general organi-
the huge part of the work consisted on data filtering and cleaning in zation of the Palace can be seen in Fig. 2.2
order to make them suitable to be used for photogrammetric purposes. The main entrance of the Palace is surrounded by a 10 m height
At the end of this stage, since the flight was not planned, some holes in wall, made of mud brick and adobe; every inner wall have a base of
the final model were present; to overcome this problem, a tidy process around 50 cm (Fig. 1 a). The entrance is simple, situated between the
of reconstruction was done, with the aid of satellite imagery and of
expert archaeologists, getting as a final result a thorough ortho-photo of 1
Restoration works started in 2004 by Instituto Nacional de Cultura La Libertad y la
the area. The final check of the model was done with the aid of sketches Asociación Proyectos para el Desarrollo (PRODE).
2
made some years before by local experts, while the accuracy assessment https://goo.gl/627rAL.
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4. Results
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Fig. 6. Final products of the UAV survey processing. DEM and or-
thophoto are scaled and ready for the following modelling step.
for many purposes. The integration between aerial and ground data to populate an existing web resource of Chan Chan site with the 3D
proved to be a winning solution; in fact, this combination brings the models that our research group is collecting and creating (interested
advantage of georeferencing detailed ground surveys. This is not trivial, readers can find more details in Malinverni et al. (2017a)). The adop-
since in the area the excavations are continuous and the general or- tion of 3D models is becoming also fundamental for in-depth analysis
thophoto paves the way for future findings which can be correctly by the experts. In fact, having at disposal a detailed plan of the area can
placed on the ground, representing a valuable source of information play a pivotal role for a better comprehension of ancient civilizations,
and study for experts archaeologists. as well as for re-designing the visit path of the site. We are already
Regardless the reason of the decay of an archaeological area (hu- working on the integration of the developed model within a dedicated
mans' negligence, fragility of the materials or atmospheric agents), it is Geographical Information System (GIS) (Colosi et al., 2009) that will be
absolutely impossible to predict whether a new damage may occur. The shared with the Peruvian Ministry of Culture; by populating the existing
existence of affordable and reliable pipeline of virtual reconstruction database with further information, local authorities will be enabled for
can represent the turnkey for the safeguard of archaeological goods. By an easier management of the entire Chan Chan archaeological site, fa-
preserving the memory of such places with digital approaches means cilitating also the decision making process. In the future, we also
first of all putting them in safe forever, since owing a faithful 3D model foresee to use this model as a base for implementing change detection
means having the possibility to reconstruct it in the future. Moreover, tasks. In case of future acquisitions in fact, archaeologist can compare
these model can be nowadays easily shared to the mankind thanks to and monitor the changing that may occur at different époques of ac-
the use of different multimedia platforms. In this regards, it is planned quisition (Malinverni et al., 2017b). The present study aims to be an
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R. Pierdicca Digital Applications in Archaeology and Cultural Heritage xxx (xxxx) xxx–xxx
incentive to those researchers who holds priceless datasets of ancient Appendix A. Supplementary material
areas and that should be shared with the research community. As de-
monstrated, whereas not complete, a 3D survey and the consequent Supplementary data associated with this article can be found in the
reconstruction can become paramount not to loose the memory of a online version at http://dx.doi.org/10.1016/j.daach.2017.11.004.
place.
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