Project Leadership and Change
Project Leadership and Change
ABSTRACT ■ INTRODUCTION ■
                                                             P
         This article analyzes how leadership affects                roject Management Institute’s (PMI’s) Pulse of the ProfessionTM survey
         resistance to change in projects. Using Dulewicz            for 2012 (PMI, 2012) has stated that 73% of organizations using proj-
         and Higgs’ (2005) leadership framework in the               ect management use change management. This is the highest per-
         context of the Canadian Public Service, types of            centage of all common practices surveyed. The same source identified
         resistance and factors influencing them were        the skill set of project and program managers as being “a top concern” (PMI,
         listed, leading to the identification of compe-     2012, p. 2). The subject of change and the role of the project manager in
         tence areas for the project manager. It was found   increasing its chance for success are, as of today, a priority within this
         that an engaging leadership style, developed        community.
         through proper training, effectively reduced            Indeed, successful project management largely depends on the ability of
         resistance to change. Other factors, such as the    the project team to manage change (Hornstein, 2010; Huntoon, 1998; Jacob,
         inclusion of affected people in the decisions, as   Rondeau, & Normandin, 2008; Schifalacqua, Costello, & Denman, 2009).
         well as a formal project management method-         Much has been written on change and its consequence: resistance. Resistance
         ology, were instrumental in reducing resistance.    to change, even in the narrower context of projects, is still a fairly
         Finally, upper management support was identi-       comprehensive subject. This article therefore focuses on the impact of the
         fied to be a mandatory success factor.              project leader on the management of resistance to change. Not only is this
                                                             perspective conducive to a deeper understanding of this aspect of project
         KEYWORDS: project leadership; change;               management change, but it is more useful in terms of providing the research
         resistance to change; competencies; critical        subject, a Department of the Canadian Government, with applicable
         success factors; public service                     conclusions.
                                                                 In this article, literature describing the links between change, resistance
                                                             to change, and project leadership in the realm of project management is
                                                             reviewed. Research exploring the differences between public and private
                                                             sectors, as well as between project and nonproject changes, has been
                                                             discussed. Finally, the widely recognized concept of project success and the
                                                             findings from Pinto, Thoms, Trailer, Palmer, and Govekar (1998) on critical
                                                             success factors are taken into consideration for comparison purposes.
                                                             Organizational Change
                                                             Change has been the subject of extensive research for many years. Developed
                                                             in the 1940s, Kurt Lewin’s (1952) model of unfreeze, transition, and refreeze
                                                             has been of major influence. Often referred to as the origin of the planned
                                                             change approach, Lewin’s work was eventually perceived as being more suit-
                                                             able to bureaucratic and relatively predictable environments and its ability to
                                                             generate rapid change was questioned (Mintzberg & Waters, 1985; Weick &
         Project Management Journal, Vol. 44, No. 4, 45–64   Quinn, 1999). Lewin’s model was followed by several structured change
         © 2013 by the Project Management Institute          models and processes—Kotter’s (1996) eight-stage process was one of the
         Published online in Wiley Online Library            most cited. Many of these models still prevail today, providing managers
         (wileyonlinelibrary.com). DOI: 10.1002/pmj.21355    with a methodology to implement changes. Limitations for such approaches
          are clearly stated in Kotter’s work: “First,   is the best perspective. This point of        2003). Further empirical studies by
          useful change tends to be associated           view has been supported by many other         Andersen (2010a, 2010b), Heres and
          with a multi-step process that creates         researchers, including Gareis (2010)          Lasthuizen (2012), Nawab, Ahmad,
          power and motivation sufficient to             and Partington (1996).                        and Khuram (2011), and Nutt (1999)
          overwhelm all the sources of inertia.              Further illustrating the wide             consistently supported those
          Second, this process is never employed         spectrum of change models, Weick and          differences, specifically in the areas of
          effectively unless it is driven by high-       Quinn (1999) observed that, despite           leadership and decision-making styles,
          quality leadership, not just excellent         considerable recent research on change,       motivation, and ethical conduct.
          management—an important distinc-               there seems to be no long-term                Explanations for such differences are
          tion” (pp. 20–21).                             direction and coherence among those           numerous and can be summarized by
              Regrouped under the banner of              models.                                       the added complexity of these typically
          emergent change, several other models                                                        large systems.
          have since investigated the perspectives       Change Complexity
          of unintentional goals and strategies          There has been a general consensus in         Change Project
          (Burnes, 2004; Mintzberg & Waters,             the literature that complexity is a major     In recent years, the project manage-
          1985; Weick & Quinn, 1999), looking for        determinant of change strategy (Erwin &       ment community and its broader
          potentially more effective ways to             Garman, 2010; Jaafari, 2003; Williams,        management vis-à-vis largely have
          manage certain types of organizational         2005), which is why organizational            developed independently, creating a
          change. These models generally not             change can be an even bigger challenge        gap between the two perspectives
          only introduce the concept of                  when it happens in the public sector          (Williams, 2005). This article partly
          intentionality but also refer to the pace      (Corby, 2005; Hornstein, 2010; Jacob          addresses this concern because the lit-
          and type of change, with emergent              et al., 2008; McNulty & Ferlie, 2004).        erature, models, and tools chosen are
          changes tending to be more gradual,                In a meta-analysis based on 47            from both environments.
          continuous, and systemic (Senge,               studies comparing the outcomes of                 Not only do projects generate
          1990). Burnes (2004), in an effort to          planned organizational change in the          change (Crawford, Costello, Pollack, &
          determine which approach is the best,          public versus the private sector,             Bentley, 2003; Thoms & Pinto, 1999),
          concluded, “Whilst there is a growing          Robertson and Seneviratne (1995)              but they can also be used to formally
          chorus of disapproval of planned               concluded that even though “there is not      manage change (Fiedler, 2010; Gareis,
          change over the last 20 years, and             much compelling evidence from which           2010; Gilley, Godek, & Gilley, 2009;
          increasing support for a more emergent         to conclude that public organizations         Lehmann, 2010; Schifalacqua et al.,
          view of change, there is also a view that      differ in ways that could restrict planned    2009). Winch, Meunier, Head, and Russ
          just one approach to change may be             change success . . . it does appear that it   (2012) referred to the first concept as
          sub-optimal” (p. 890).                         is more difficult to generate consistent,     being the content of change and the
              Van de Ven and Sun (2011), while           high levels of change in the organizing       second one as the process of change.
          making a valuable contribution in              arrangements, technology, and physical        These two perspectives are used in
          providing the management community             setting sub-systems of public                 identifying issues facilitating the
          with an integrated conceptual                  organizations” (p. 555).                      change process.
          framework of organizational change,                Turner and Müller (2001) also                 The concept of “change project” as
          introduced the concepts of action and          stressed that goals in the public service     used by Krysinski and Reed (1994), is
          reflection in the change strategies.           are typically longer term on one hand,        defined by Lehmann (2010): “By
          Action represents the formal, logical          politically influenced, and the subject       ‘changes as projects,’ we bring up here
          side of the intervention, whereas              of public scrutiny on the other hand.         this idea that (all) changes depending of
          reflection focuses on the making sense         Furthermore, changes happening in             their objects could be processed as
          of and the socially constructed side of        governmental organizations are usually        projects are” (p. 329). Change projects
          the change process. Their model                more global and imply a shift in              generate systemic impacts, affecting
          described resistance to change as the          paradigms, and are therefore more             the organization overall (Morin, 2008).
          expected result from regulated change          complicated to manage (Arnaboldi,             Systemic changes are long-term,
          or imposed change, in a life cycle theory      Azzone, & Savoldelli, 2004; Haringa,          continuous engagements organized in
          perspective. Discussing the value of           2009; Hornstein, 2010). These                 phases, linked in unrestrained time
          various schools of thought, change             transformations are of cultural and           frames (Jaafari, 2003; Krysinski & Reed,
          strategies, and models, they came to the       systemic nature and also require a            1994; Morin, 2008).
          conclusion that a “contingency theory          greater time investment (Jacob et al.,            Project management is often
          of organization change process” (p. 71)        2008; Laframboise, Nelson, & Schmaltz,        seen as a natural when implementing
          enablers can change projects and              life cycle (Curran, Niedergassel, Picker, &   2008; Müller & Turner, 2010; PMI, 2007;
          organizations, but in return, projects        Leker, 2009; Thoms & Pinto, 1999). This       Turner & Müller, 2005). The competence
          and organizations can modify the              is why numerous authors have                  school, introduced in the 1990s, includes
          nature of these change interventions          considered leadership skills to be            most of the previous leadership schools
          while being implemented (Langley &            essential to project success (Pinto et al.,   (i.e., behavior school, contingency
          Denis, 2008); second, resistance              1998; Thoms & Pinto, 1999). “Successful       school, visionary and charismatic school,
          sometimes translates into a benign            transformation is 70% to 90% leadership       emotional intelligence school) (Müller &
          uneasy feeling rather than the dreaded        and only 10% to 30% management”               Turner, 2010). Competence is generally
          rise of a human shield against change         (Kotter, 1996, p. 23). It is therefore        defined as being a combination of
          (Jacob et al., 2008; Laframboise et al.,      interesting to further investigate which      knowledge, skills, attitudes, and
          2003); and third, change and resistance       aspects of leadership affect project          behaviors that trigger work performance
          to change are dynamic phenomena.              performance; despite this interest,           (Gehring, 2007; Müller & Turner, 2010).
                                                        however, the impact of leadership styles      The focus of this research was therefore
          Project Leadership                            on project success is vastly under-           to assess the influence and impact of
          Leadership has been the subject of            researched (Williams, 2005).                  leaders’ competencies on change
          thousands of books and references for                                                       projects.
          the past 80 years (Turner & Müller,           Competencies                                      In 2003, Dulewicz and Higgs
          2005). In the project management lit-         Leadership competencies are central to        developed an assessment model and a
          erature, some consideration has been          project success to the point at which         tool called the Leadership Development
          given to leadership styles, but little has    the extent of the change is a function of     Questionnaire (LDQ; Dulewicz & Higgs,
          been written on the overall impact of         available individual and collective           2004). These have been used in several
          the leadership of a project manager on        change competencies (Gareis, 2010).           recent studies on leadership in project
          a project and its stakeholders (Pinto             Reinforcing the concepts of change        management. The questionnaire is well
          et al., 1998; Turner & Müller, 2005; Yang,    control and change leadership,                known and recognized for its scientific
          Huang, & Wu, 2011). Research on the           Crawford and Nahmias (2010)                   thoroughness (Geoghegan & Dulewicz,
          concept of project leadership is now          distinguished between activities and          2008; Müller & Turner, 2010). In their
          growing (Müller & Turner, 2010; Pinto         competencies required to manage               model, Dulewicz and Higgs (2005) used
          et al., 1998; Thoms & Pinto, 1999). It is     change, as they identify them in two          15 leadership dimensions, defining
          now accepted that project leadership,         separate lists. Among the competencies,       three leadership styles:
          among other things, facilitates changes in    leadership stands on top. Even though         1. Goal oriented: a leader-centric style
          the human aspects of a project (Battilana,    not specifically defined, leadership is          focused on delivery of clearly
          Gilmartin, Sengul, Pache, & Alexander,        seen as distinct from stakeholder                understood results in a relatively
          2010; Bejestani, 2011; Müller & Turner,       management, planning, communication,             stable context
          2007; Schifalacqua et al., 2009; Turner &     decision making, problem solving, and         2. Involving: a more participative style
          Müller, 2005). Hence the human side of        cultural skills competencies, for                for transitional organizations that
          leading change is becoming an essen-          example.                                         face significant but not necessarily
          tial aspect that should be considered             The International Project Manage-            radical changes in their business
          when referring to project leadership          ment Association (IPMA) specifically             model or way of working
          (Battilana et al., 2010; Clarke, 2010;        addresses leadership as one of 46             3. Engaging: a style based on
          Partington, 1996; Schifalacqua et al.,        competencies seen as instrumental to             empowerment and involvement in
          2009). “Change leadership refers to a         project managers’ success (ICB-IPMA,             highly transformational context. This
          set of principles, techniques, or activi-     2006; PMI, 2007). In their description of        leadership style is focused on
          ties applied to the human aspects of          the process to develop this competence,          producing radical change through
          executing change to influence intrinsic       selecting the appropriate leadership             engagement and commitment.
          acceptance while reducing resistance”         style is required, and the methodology
          (Griffith-Cooper & King, 2007, p. 14).        to do so is left to the reader, opening the      These dimensions and leadership
              In that respect, project managers         door to further investigation of this         profiles are listed in Table 1.
          play a central role in their organizations,   aspect of the concept.                           These dimensions and leadership
          namely in linking a variety of                    For the purpose of the current            profiles have been compared and
          stakeholders, in trying to keep a unified     research, leadership was examined             analyzed with the gathered information
          project team spirit, and in aiming to         through the lens of the competence            from this research. Similar leadership
          balance the requirements, time, and           school (Dulewicz & Higgs, 2005;               components between Dulewicz and
          cost constraints throughout the project       Gehring, 2007; Geoghegan & Dulewicz,          Higgs’ study and the interviews
conducted for the current study have               compared with previous project man-            Research Methodology
been extracted and are the basis of the            agement studies and literature. The            Literature Review
analysis of the evaluation of the impact           well-known findings from Pinto et al.          The literature search has been con-
of these leadership components on                  (1988; 1998) on project success and the        ducted on the last 30 years of publica-
change and the resistance of change                10 critical success factors are still con-     tions, using two major university search
found in the results section.                      sidered a milestone in project man-            engines: one from the Université du
    A theoretical framework is provided            agement’s body of knowledge. Recent            Québec en Outaouais and the second
in Figure 1, and the main authors                                                                 one from the École des Hautes Études
                                                   research found that the influence of
addressing the concepts are indicated                                                             Commerciales in Montreal. They access
                                                   the project manager or project leader-
in parentheses. The table numbers                                                                 147 major databases; including the fol-
                                                   ship should be added to the list of
resulting from the research are also                                                              lowing 13 databases, which mainly
                                                   critical success factors (Dulewicz &
indicated in the appropriate locations.                                                           cover the domains of administration
                                                   Higgs, 2005; Geoghegan & Dulewicz,
                                                                                                  science (including project manage-
                                                   2008; Turner & Müller, 2005). Indeed,
Project Success                                    the competence school and, even more
                                                                                                  ment), finance, and economics: ABI/
Project success has been explored                                                                 INFORM Complete, Academic Search
                                                   so, the leadership competence find-
in project management literature                                                                  Complete, Business Source Complete,
since the early 1970s, leading to differ-          ings consider leadership as an essen-
                                                                                                  Cambridge Journals Online, Emerald,
ent schools of thought (Geoghegan &                tial component of project success
                                                                                                  Érudit, JSTOR Business Collection,
Dulewicz, 2008; Turner & Müller,                   (Crawford, 2003; Dulewicz & Higgs,             Regional Business News, Sage Journals
2005). In this research, an aspect of              2005; Gehring, 2007; Geoghegan &               Online, ScienceDirect, Scopus, Vente et
project success, more specifically, crit-          Dulewicz, 2008; Müller & Turner, 2010;         Gestion, Wiley InterScience. Other sourc-
ical success factors, was explored and             Turner & Müller, 2005).                        es were used, including government
      50
                                                                                                                                                                                                     Styles and
                                                                                                                                                                                                     Competences
                                                                                                                                                                                                     (Dulewicz et al., IPMA)
                                                                                                                                                                          Change Leadership          (Tables 1, 6, and 7)
                                                                                                                                                                          Change Role
                                                                                                                         Types of                                         Change Reflection
                                                                Emergent                                                 Resistance                                       (Kotter, Griffith-Cooper
                                                                Change                                                   (Table 4)                                        and King, Gareis,
                                                                (Mintzberg, Burnes)                                                                                       Van de Ven and Sun)
                                                                Continuous                                                                       Project Leadership
                                                                Change                                                                           (Turner et al., Müller
                                                                (Weick and                                                                       et al., Schifalacqua)
                                                                Quinn, Senge)                                            Resistance                                       Change Control
                                                                                                                         to Change                                        Change Tasks
                                                                                                                         (Erwin and                                       Change Action
                                                                                                                         Garman, Gilley                                   (Kotter, Griffith-Cooper
                                                                                                                         et al., Mabin et al.)                            and King, Gareis,
                                                                Planned                      Change                                                                       Van de Ven and Sun)
                                                                                                                         (Table 5)               Other Factors
                                                                Change                       Project
                                                                (Lewin, Kotter)              (Fiedler, Gareis,                                   Influencing
                                                                                                                                                 Resistance
                                                                                                                         Level of
                                                                                                                         Acceptance
                                                                                                                         (Table 2)
                                                                Change
                                                                                             Project Critical
                                                                Complexity
                                                                                             Success Factors
                                                                                                                                                                                                                                   Project Leadership Influences Resistance to Change
                                                                (Robertson and
                                                                                             (Pinto et al, Dulewicz et
                                                                Seneviratne, Andersen,
                                                                                             al., Turner et al.)
                                                                Nutt)
                                                                                             Factors
                                                                                             Supporting
                                                                                             Change
                                                                                             (Table 3)
          using concrete and precise descriptive      been tracked, with its explanation.           has been using project management for
          terms, by protecting the raw data, and      Confidentiality and ethics in general         many years. Up until the end of 2007,
          by using informants. The academic           were also continuous concerns.                federal projects were chosen, planned,
          researcher and at least one employee                                                      tracked, and reported based on their
                                                      Research Questions and Context
          from the Information Management/                                                          return on investment, estimated using
                                                      There have been few studies on the
          Information Technology branch were                                                        their total cost of ownership. It has
                                                      impact of project leadership on project
          asked to validate the data and review                                                     been recognized by the Canadian
                                                      change in organizations (Battilana
          their analysis. The internal reliability                                                  Treasury Board that this return on
                                                      et al., 2010; Gehring, 2007); even fewer on
          was also optimized by controlling the                                                     investment–based approach needed to
                                                      the impact of project leadership on resis-
          researcher’s impartial position. External                                                 be reviewed. Reports issued by the
                                                      tance to change (Kan & Ken, 2004; Oreg &
          reliability was ensured by describing                                                     Auditor General in 1981, 2004, and 2005
                                                      Berson, 2009); and no studies linking the
          the informant’s selection, the identifi-                                                  on federal government research and
                                                      impact of project leadership on change
          cation of the characteristics of the case                                                 development organizations have criti-
                                                      and resistance to change were found.
          study environment, the study concepts,                                                    cized project management practices
                                                      Obviously, this is true for studies on the
          constructs, and theoretical framework,                                                    (Procca, 2008). Some of the concerns
                                                      same subject performed in the public
          and the data-gathering strategy.                                                          raised by the Auditor General were (a)
                                                      sector in general (Brown, Waterhouse &
                                                      Flynn, 2003; Crawford et al., 2003) and       the limited use of formal project man-
          Validity                                    more specifically in the context of the       agement processes and documenta-
          The internal validity is fundamental in     Canadian public service (Hornstein,           tion; (b) a general inconsistency in the
          a case study and represents its main        2010; Laframboise et al., 2003).              use and application of project manage-
          advantage (Gagnon, 2005). The internal           The Canadian federal government          ment principles within federal organi-
          validity of this study was addressed by     will spend considerable time and              zations; and (c) a low level of maturity
          controlling the influence of the pres-      money on implementing changes in the          in the overall practice of project man-
          ence of the researcher on the nature of     way projects are created, chosen,             agement (Procca, 2008). Consequently,
          the collected data via the interviewer’s    managed, tracked, and reported. It is         a more efficient and modern approach
          corroboration notes by using a repre-       expected that these changes will create       was required to assist federal depart-
          sentative selection of participants, by     resistance, and there is a need to examine    ments in their quest for better project
          making sure that any potential change       whether and how this resistance can           management processes and practices.
          would not influence the data-gathering      be reduced or eliminated. The role of the     The goal of the revised approach was to
          procedure and by cleaning any chal-         project manager is of particular interest,    ultimately increase project success
          lenging information using confirming        because the change projects have              within the government of Canada.
          or contradicting information or data by     reached their administrative levels and           For that purpose, the Canadian
          means of triangulation (McNulty &           are to be implemented. This leads to the      Treasury Board came up with a new pol-
          Ferlie, 2004). The triangulation was        following research questions:                 icy in October 2007 called Policy of the
          made between the information gath-          • What is the influence of the project        Management of Projects (Treasury Board
          ered from the semi-structured inter-           manager, if any, on the change pro-        Secretariat, 2009a). It was expected to
          views, literature reviews, and other           cess and on the potential resistance       bring a more relevant evaluation proce-
          studies when available. Other validity         resulting from it?                         dure for projects. A new perspective was
          tools were used when needed. For            • What actions, behaviors, and atti-          thereby introduced in the assessment
          example, interview sampling, respon-           tudes of the project manager, if any,      process of federal projects. Instead of
          dent validation, extended engagement           can potentially reduce resistance and      the previous return on investment–
          of participants, and recordings of the         facilitate the change?                     based project evaluation, projects
          interviews were used. The external                                                        would now be evaluated according to
          validity was addressed by making sure                                                     their level of risk and feasibility
          of the applicability of the concluding      The Canadian Federal                          ( Treasury Board Secretariat, 2009).
          constructs and results to other contexts.   Government                                    A project assessment tool to support the
          Idiosyncratic positions were avoided,       Public sector organizations worldwide         Treasury Board’s project management
          promoting instead possible parallels        are expected to increase efficiency           policy and the Standard for Project
          with other circumstances (Gagnon,           while    simultaneously     providing         Complexity and Risk (Treasury Board
          2005). Overexposure of the study envi-      improved and integrated services              Secretariat, 2008) was developed by the
          ronment was not permitted in order to       (Brown et al., 2003; Crawford et al.,         Canadian Treasury Board Secretariat.
          avoid saturation applied to one site.       2003). The Canadian public sector is no       This instrument is called the “Project
          History of the gathered information has     exception. The government of Canada           Complexity and Risk Assessment Tool”
    Treasury Board
      Secretariat
 aCanadian  Public Service: Where the Treasury Board (via the Treasury Board Secretariat—TBS) has the authority for management
  (administration and organization) of the Canadian public service.
 bThere are more than 300 departments, agencies, commissions, Crown corporations, and other federal Canadian organizations.
  Departments are established through legislation; their mandates typically cover broad areas of public policy, such as industry, justice,
  and health. Separate agencies are organizations of the federal public administration in which the separate agency is its own employer.
  Commissions are federally based organizations with the authority to perform a task or are mandated with specific duties. Crown corpo-
  rations are government organizations that operate following a private sector model but usually have a mixture of commercial and public
  policy objectives. Other federal organizations hire independently from (or are not governed by) the Public Service Employment Act.
(Treasury Board Secretariat, 2009b). As            representation of the essential               responsible for (a) providing
the name implies, the Treasury Board               components of the organization is             accountability to the Canadian
Secretariat assessment tool evaluates              shown in Figure 2. The decision-making        population; (b) maintaining proper
the risk and complexity level of a gov-            process of the federal public                 values and ethics in all departments;
ernment of Canada project based on                 administration follows a firmly               (c) managing the federal budget and
seven project focus areas: (a) project             established, hierarchical, bureaucratic       financial reporting; (d) approving
characteristics, (b) strategic manage-             structure. The Treasury Board has the         regulations; and (e) communicating
ment risks, (c) procurement risks, (d)             mandate to manage the Canadian                administrative decisions issued by the
human resource risks, (e) business risks,          government by translating the policies        Governor General of Canada. In essence,
(f ) project management integration                and programs approved by Cabinet into         the Treasury Board manages the
risks, and (g) project requirements risks.         a context proper for its implementation       Canadian public sector by translating
     The Canadian Treasury Board                   at the federal department’s level. Even       the policies and programs approved
Secretariat was chosen to lead and manage          though the Treasury Board Secretariat         by the Cabinet into the proper context for
the implementation of this new project             has the mandate to manage and                 their implementation in the federal
management policy across all Canadian              administer the applicability of the           departments. It also provides resources
departments. Starting in 2007, Treasury            policy of project management it does          and administrative tools to departments in
Board Secretariat chose to implement this          not serve the function of the project         order to facilitate their work. The Treasury
new policy in phases (October 1, 2007,             management office.                            Board has an administrative wing, the
Treasury Board Secretariat, 2009a). For the            Established in 1867, Treasury Board       Secretariat (Treasury Board Secretariat).
first phase, ending in early 2008, four            of Canada is a Cabinet committee.             The Treasury Board Secretariat was
departments were invited to implement              A Cabinet committee is basically a            established as a department in 1966
the new policy in the management                   committee of federal government               (Treasury Board Secretariat, 2007a). The
process of their major projects.                   ministers. It plays a central role in the     Treasury Board Secretariat supports
     The Canadian federal government               overall performance of the Canadian           the Treasury Board with its committee of
structure is quite complex; a high-level           public sector. The Treasury Board is          ministers; it also carries out its
          mandated statutory responsibilities of a      Beleya, Raman, & Ramendran, 2012;              their projects and, specifically, on how
          central government agency (Treasury           Saksvik et al., 2009.                          the project team would be structured.
          Board Secretariat, 2006a, 2006b). By              In order to adequately identify the        Often, PMI’s A Guide to the Project
          being the central government agency of        stakeholders in that change, further           Management Body of Knowledge
          the federal government, the Treasury          explanation of the branch setting follows.     (PMBOK® Guide) was mentioned in
          Board Secretariat is the employer of the      An assistant deputy minister plays the         reference to the participants’ former
          core public administration (i.e., the         role of a chief executive officer. Under his   project management approach or
          federal departments and the other parts       or her authority, at the time of this          because they still used parts of it within
          of the federal public administration).        research, there were about 840 full-time       PRINCE®. It should be noted that most
              Because of these responsibilities,        public servants in the branch, divided         participants used one of the terms
          the Treasury Board Secretariat has            into five directorates, each under a           “people, stakeholder,* team,* member,*
          decided it should make the overall            director general. Under each directorate       staff, employee,*” in their answers; this
          project management practice and the           are divisions, each lead by a director.        illustrates their human resources focus
          reporting process more efficient,                 For the purpose of this study, any         even at the pre-project stage.
          transparent, and part of an established       branch within a federal department                 The second, third, and fourth
          work process ( Treasury Board                 affected by the change has been                questions were about the nature of the
          Secretariat, 2009b, 2009c, 2010b). This       considered as an independent                   change imposed by the new procedure.
          imposed change has an immediate               organization (Hornstein, 2010). This           The purpose was to evaluate the
          impact on all federal departments and         should prove to be useful, because             interviewees’ perceptions of this change,
          their related branches. It is therefore       the new procedure should foster the            how it affected them, and what would be
          within the Treasury Board Secretariat’s       creation of new conceptual frameworks          required to face these changes. All
          mission to be familiar with the               at the department level, reflecting a          interviewees understood the goal and
          challenges confronting the management         shift from a centralized bureaucracy to        purposes behind the policy addressing
          of projects in the Canadian government        a more flexible, contextualized model          the reality of failed information
          under the present project evaluation          (Crawford et al., 2003). Under this            technology (IT) projects (Treasury Board
          procedure and prepare for the next.           model, it is expected that the need for        Secretariat, 1994, 2009a) and providing
          Typically, these challenges were found        new conceptual frameworks will arise           standardized expectations on what to
          to be related to the implementation and       locally and that the frameworks will           report. It was almost unanimous that this
          management of project management              include a focus both on strategic issues       was a positive requirement because it
          standards and procedures and                  and structured managerial processes.           didn’t require major changes in an
          perceived to be even more complex in          Again, the specific federal organization       organization already using a standardized
          the case of soft projects. Because of this,   under study is the Information                 project management methodology.
          having the Information Management/            Management/Information Technology              However, one common issue raised was
          Information Technology branch of              branch of Environment Canada.                  about how the project management
          Environment Canada as a case to study                                                        methodology and its practice would be
          makes good sense. Indeed, the                 Summary of Findings                            implemented in the branch. The use of a
          forthcoming change in the project             Project Management Methodology                 specific methodology was often per-
          evaluation criteria, focusing on risk and     and Change                                     ceived as a “filling project management
          feasibility, is expected to have a major      The first question of the interview ques-      template documents” exercise rather than
          impact on Environment Canada. As an           tionnaire was about the participants’          a tool that could be tailored to each project.
          example, one of the consequences of           project management methodology. All                One manager summed up the
          the change is to impose formal project        participants at all responsibility levels      recent reality of IT projects and how
          reporting, on a regular basis, compliant      recognized the value of a structured           the Treasury Board Secretariat project
          with Treasury Board Secretariat project       project management methodology.                management policy affected the
          management directives and reporting           According to them, this structured             employees:
          expectations related to projects              approach is required to properly man-
          (Treasury Board Secretariat, 2007b,           age projects, on the one hand, and to              IT department shops across the
                                                                                                           government are forced to become
          2007c, 2008, 2010a). Even if the new          create measurable business value and
                                                                                                           more conscious of how they run
          procedures are expected to deliver            return on investment, on the other. A
                                                                                                           projects, how they express business
          better long-term results, they are also       majority of participants expected the              value, [how they] do cost analysis and
          expected to create some significant           existing PRINCE® methodology (Office               business cases, and to express it in
          short-term resistance (Gilley et al.,         of Government Commerce, 2007) would                such a way that it’s clear to manage-
          2009; Jacob et al., 2008; Nodeson,            have an impact on how they manage                  ment of the IT side and it can actually
                                                Hierarchical Level
 Impact on Participant’s
 Daily Work                         CS02          CS03         CS04         CS05                      Observations
 Positive Impact                                                                      Most participants perceived the need to be
                                      2             2            2           1        more structured and transparent in the man-
                                                                                      agement of projects and in reporting
 Negative Impact                                                                      No participant perceived the change as having
                                      0             0            0           0
                                                                                      a negative impact on his or her daily work
 Neutral or No Impact                                                                 Most of these answers included a description of
                                      0             1            5           3
                                                                                      indirect changes on the overall work process
Table 2: Level of acceptance.
               A participant on the director level     when faced with change. Reference was               pants’ perceptions of the role of the
          summarized the answers: “Resistance          made to Rogers’s model (2003) (cited in             project manager and of his or her com-
          to change is all about how you               Gilley et al., 2009), namely, those who             petencies. There was a consensus on
          communicate, who you communicate             embrace change (early adopters); those              what is required from the project man-
          to, how often, and what the message is.”     who eventually go for the change (mid-              ager to facilitate change, presented in
          For example, many interviewees               dle adopters); those who are indifferent            Table 6:
          thought that the change and                  (lurkers); and, finally, those who will             • Leadership competencies, including
          implementation strategy used when            not embrace it (despisers of change).                 several people management related
          PRINCE2® was introduced were either               One point raised by a majority of                soft skills;
          under-planned or not done properly.          participants as one of the main sources             • Communication skills; and
          One of the often-mentioned flaws was         of the possible resistance is the                   • Positive involvement and commit-
          the exclusion of the clients, mainly at      perception of an increased workload.                  ment.
          lower management levels, in the              For example, the volume of project
          implementation process. To somewhat          management documentation to be                      Analysis and Discussion
          mitigate that issue, project managers had    filled “on top” of managing or directing            Empirical data support the theoretical
          to become salespeople, ambassadors,          a project is seen as an additional burden           framework facilitating change des-
          and/or educators to clients about the        and creates resistance. This resistance             cribed earlier (i.e., the nature of the
          new project management approach.             will take on different forms, depending             change, the adoption of a stepped
          This was a challenge. Not only did           on the hierarchical level. Table 4                  approach, and the identification of spe-
          available project managers in the Chief      illustrates the several types of resistance.        cific critical objectives). Jacob et al.’s
          Information Officer branch not                    Table 5 summarizes the factors                 (2008) model on the concepts of change
          necessarily have the additional required     decreasing resistance as seen by the                and resistance to change has also been
          project management or soft compe-            participants.                                       validated by the participants’ answers
          tencies to take on these tasks; in                Those participants who mentioned               to the questions.
          addition, clients usually did not care       that some resistance would come from                     As previously mentioned, all
          much about the methodology, but              management or senior management                     interviewees expected resistance
          rather focused on results. Table 3           expected a high level of resistance from            whenever there is change. The kinds of
          summar izes what par ticipants               that group. Participants who thought                resistance they depicted based on
          considered was missing or would be a         resistance would come from employees                types of personalities are directly in
          source of support from the organization:     expected a medium to high level of                  line with those of Gilley (Gilley et al.,
                                                       resistance. Participants who mentioned              2009). The only significant difference in
                                                       that resistance would come from the                 the case of the empirical data was the
          Expected Resistance and Its Related          clients expected a low to medium level              absence of the innovators category
          Decreasing/Increasing Factors                of resistance.                                      described in the model. In a federal
          The last two questions were on the                                                               department, because of its intricate
          kinds of resistance, if any, the partici-    The Role of the Project Manager and                 a n d r i g i d b u r e a u c r a c y, t h e
          pants were expecting from employees          Its Competencies Related to Change                  opportunities to initiate a change
          and what would potentially increase or       The first, third, and fourth questions              before any prior indication or plan are
          decrease this resistance. All participants   on this concept explored the partici-               indeed quite rare.
          expected resistance whenever there is
          change. As one interviewee stated,
          “There is always resistance to change,         Change management: Implementation strategy to provide consistency and governance
          because a change impacts the way
                                                         Visible commitment to provide adequate resources
          a person views the world and the
          way this person interacts with the             Project delivery and/or management office (PDO/PMO)
          world.” The types of resistance the par-       Proper training
          ticipants expected were essentially            Inclusion and collaboration with client
          based on human resources issues: the
          employees’ personalities, their motiva-
                                                         Project management expertise for guidance and mentorship purposes
          tions, the nature of the businesses they       Open communication: Communication strategy and plan
          work in, their hierarchical levels, and        Clear roles and responsibilities for the change enablers
          their age groups. These often lead to a
                                                        Table 3: Source of organization support to face the changes.
          reference to the “type of employee”
               Leadership competencies including an important number of human, people, and social management–related soft skills; skills
               required to create cohesion and trust with team members and stakeholders while making decisions on time to align with project
               end goal; inspire by example
               Good and clear communication
               Positive commitment in leading the change
               Structured yet flexible attitude in applying phased approach to introduce the change; clear definitions of roles and responsibilities
               Knowledge and expertise related to project management process and strategy, contextualization of the change
               Transparent strategy within departments to implement the project management methodology change
               Project leadership competencies related to analysis and judgment considered only “nice to have” in helping a project manager to
               reduce resistance to change
               Critical analysis and judgment a less significant competence
            motivation, interpersonal sensitivity,              • Less Significant Factor (1): Critical         related to emotions, as found under
            influencing, intuitiveness, conscien-                 analysis and judgment                         Dulewicz and Higgs’s emotional
            tiousness                                                                                           competencies grouping. The project
          • Significant Factors (3): Vision and                    With these results, the interviewees         leadership competencies related to
            imagination, strategic perspective,                 were stressing the importance of the            management skills, as found under
            achieving                                           project leadership competencies                 Dulewicz and Higgs’s managerial
         58       August 2013 ■ Project Management Journal ■ DOI: 10.1002/pmj
 • Open communication is highly important
 • The engaging leadership style is the preferred leadership style to reduce resistance to change
 • The development of a project manager’s social skills training program is central to lowering resistance to change. Those skills
   include the project leadership competencies that are related to emotions
 • The implementation of a project management support/guidance mechanism such as a project management office is also perceived
   as very helpful
 • Feedback from the impacted people should be part of a continuous improvement function to monitor the progress and success of
   the change
 • Upper management support should be visible and active
 • The use of an overall incremental, stepped approach in dealing and implementing the change is perceived as very helpful
 • To face such a change calls for the inclusion of the impacted people, including clients, in the change management process
 • The project leadership competencies related to management skills are significant in helping a project leader in reducing resistance
   to change
 • A positive, experienced project manager who understands the change is influential on how change is implemented. The project man-
   ager reduces resistance and therefore has a direct impact on the successful implementation of the change
 • The mandatory nine competencies for the project manager to reduce the resistance to change are: Capable of engaging communi-
   cation, ability to be empowering, self-awareness, emotional resilience, good motivator, interpersonal sensitivity, capable of positive
   influence, intuitiveness, and conscientiousness
 • The significant project manager qualities are: Visionary and imaginative; has as a holistic, strategic perspective; thrives in action
 • Having a more formalized project management approach structure is useful and important, because it brings governance and
   structure to the work process, especially at the management and lower levels
 • A project management methodology in the organization is useful but not sufficient for success
Table 8: Summary of the case study research key findings.
competencies grouping, are clearly               in order of their importance according        improvement perspective. This
valuable, whereas the project leadership         to the participants’ answers.                 retroactive approach allows stake-
competencies related to analysis and                  A conceptual model based on the          holders impacted by the change to share
judgment, as found under Dulewicz                top eight findings is proposed in Figure      observations and questions. The change
and Higgs’s intellectual competencies            3 as a tool for implementing change           is fully implemented when no further
grouping, seem to be more “nice to               while reducing resistance. The model          concentric implementation phases are
have.”                                           starts at the center, representing            necessary.
    As confirmed by the participants,            the change itself. From the center, the
the quality of communication is highly           stepped approach of the implementa-
                                                                                               Conclusion
important when dealing with resistance           tion is developed, including: the             Answering Research Questions
to change. Without good commu-                   strategic considerations, the planning of     The participants unanimously per-
nication, there can be no exchange of            the change, the management, the               ceived that the project manager has a
information on objectives, goals,                direction, and the implementation.            direct impact on change and resistance
implementation strategy, and status              Each concentric circle represents an          to change. They also thought that a
updates to and from the various                  implementation phase. The four arrows         combination of skills, attitudes, and
stakeholders. These stakeholders                 stemming out from the center represent        behaviors on the leader’s part would
include the directly affected people,            the four main continuous activities that      effectively reduce resistance to change.
such as the employees and the project            should be part of the overall change          Not only do communication and social
team, and the indirectly affected people,        implementation process. These                 skills play important roles, they
such as the clients and administrative           activities are the concentric quadrants       believed, but specific actions are also
resources.                                       of the model. Each arrow has opposite         instrumental in facilitating change.
    Table 8 summarizes the main                  ends to reflect the iterative nature of the   They also stated that all projects do
findings of this research; they are listed       change process in a continuous                have at least one team member who
                                                                                High
                                                                             Management
                                                                               Support
                                                                                   1
                                         Project
                                     Management
                                                                                                                 Communication
                                                         4
                                                                                                            4
                                      Support and
                                        Guidance
                                  (Including Training)                             1
                                                                           Engaging Project
                                                                           Leadership Style
          can be identified as the project leader.              personality per se; it has been              and the visible support from top
          Consequently, there always is an indi-                described as a set of behaviors that         management. (Public Works and
          vidual who can act as a change facilita-              can be acquired through proper               Government Services Canada, 2011;
          tor (Stummer & Zuchi, 2010). With this                training (Arnaboldi et al., 2002).           Samina, Jawwad, & Khuram, 2011).
          conclusion in mind, other factors affect-          2. According to the participants, no            This would be different from the
          ing change should also be considered.                 matter what the project manager’s            private sector, in which project
                                                                qualities and positive attitude are, his     profitability is typically central
          Other Research Findings                               or her success in reducing the               (Joseph, 2001; Kragh & Andersen,
          The preceding results were not unex-                  resistance to change will be conditional     2009; Procca, 2008).
          pected; in fact, they empirically confirm             to upper management support
          literature findings, this time in the spe-            provided early in the project, at the          The preceding statements are
          cific context of a project management                 conception phase, and is perceived as      thought to be distinct from previous
          methodology and in a public service                   being a prerequisite to his or her         project management studies because
          environment. They add the dimension                   success. This is a distinct and            this research was performed in the
          of a preferred management style, name-                interesting perspective; a complement      context of the Canadian government. In
          ly, the engaging style. Through data com-             to Pinto et al.’s (1998) well-known        view of the current government of
          pilation and analysis of the findings, this           findings on project success (Kenny,        Canada reality, many departments will
          research identified additional conclu-                2003; Partington, 1996).                   undergo a series of change projects in
          sions worth emphasizing:                           3. There are differences between the          order to implement the new procedures.
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              his or her positive impact on the                 the resistance to change. In               research and proposed conceptual
              resistance level to change only if he or          government, the credibility of the         model will prove to be usable, practical
              she has useful and engaging social                project manager and his or her ability     tools in addressing some of the
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              cipants, this ability to relate to fellow         closely linked to a combination of the     employees will be facing (Public Service
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