a __ SECOND EDITION
|
ANCIENT RHETORICS
FOR CONTEMPORARY
| STUDENTS
iii z
SHARON CROWLEY
The Pennsylaania State University
DEBRA HAWHEE |
Te Pesan tte Unies |
Allyn and Bacon |
Boston |
Lindon |
Tron |
Swiney
Tokyo |
Singapore |Vice President: Eben W. Ludlow
Series Editorial Assistant: Linda M. D'Angelo
‘Executive Marketing Manager: Lisa Kimball
Production Editor: Christopher H, Rawlings
‘Text Design: Carol Somberg /Omegatype Typography, Inc,
Editorial-Production Service: Omegatype Typography, Inc.
Composition and Prepress Buyer: Linda Cox
Manufacturing Buyer: Suzanne Lareata
Cover Administrator: Jenny Hart
Electronic Composition: Omegatype Typography, Inc.
es
Copyright © 1999 by Allyn & Bacon
A Viacom Company
160 Gould Street
Needham Heights, MA 02494
Internet: www.abacon.com
Previous edition, copyright © 1994 by Macmillan College Publishing Company, Inc.
All rights reserved. No part of the material protected by this copyright notice may be
reproduced or utilized in any form or by any means, electronic or mechanical, including
Photocopying, recording, or by any information storage and retrieval system, without
‘written permission from the copyright owner.
Libraty of Congress Cataloging-in-Publication Data
Crowley, Sharon
Ancient zhetorics for contemporary students / Sharon Crowley,
Debra Hawhee. — 2nd ed
Pom.
Includes bibliographical references and index,
ISBN 0-205-26903-6
1. English language—Rhetoric. 2. Rhetoric Ancient. 1. Hawhee,
Debra. IL Tile
PEMOS.C725 1999
808.012 —deat 98.5535
cP
Printed in the United States of America
0987654321 3 @ mn w 9
‘Text and Cartoon Credits: Credits appear on page 396, which should be considered an
extension of the copyright page.insincerity, decadence.
Perks this is simply
nderstend it
tecome barbarians
ourselves.
H.LMarou
ANCIENT
RHETORICS: THEIR
DIFFERENCES, AND
THE DIFFERENCES
THEY MAKE
WHEN AMERICAN R the word thetoric, they
tend to think of politicians’ attempts to deceive them.
Rhetoric is now thought of as empty words, or as fancy
Tanguage used to distort tie truth or to tell lies. Television
newspeople often say something like “There was more
thetoric from the White House today” and editorialists
‘write that politicians need to “stop using rhetoric and do
something.” Many people blame thetoric for our appar-
ent inability to communicate and to get things done,
Bat that isn’t the way thetoricians defined their art in
ancient Athens and Rome. In ancient times, people used
thetoric to make decisions, resolve disputes, and to medi-
ate public discussion of important issues. An ancient
teacher of rhetoric named Aristotle defined shetoric as the
power of finding the available arguments suited to =
given situation. For teachers like Aristotle or practitioners
like the Roman statesman Cicero, rhetoric helped people
‘to choose the best course of action when they disagreed
about important political, religious, or social issues. In
fact, the study of thetoric was equivalent to the study of
citizenship. Under the best ancient teachers, Greek
and Roman students wrote themes and speeches about
moral and political questions that daily confronted their
communities.CHAPTER 1 / ANCIENT RHETORICS
Ancient teachers of rhetoric thought that disagreement among human be-
ings was inevitable, since individuals perceive the world differently from one
another. They also assumed that since people communicate their perceptions
through language—which is an entirely different medium than thoughts or
perceptions—there was no guarantee that any person's perceptions would be
accurately conveyed to others. Even more important, the ancient teachers knew
that people differ in their opinions about how the world works, so that it was
often hard to tell whose opinion was the best. They invented rhetoric to that
they would have means of judging whose opinion was most accurate, useful, or
valuable,
If people didn’t disagree, zhetoric wouldn't be necessary. But they do, and
itis. A twentieth-century rhetorician named Kenneth Burke remarked that “we
need never deny the presence of strife, enmity, for] faction as a characteristic
motive of rhetorical expression” (1962, 20), But the fact that rhetoric originates
in disagreement is ultimately a good thing, since its use allows people lo make
important choices without resorting to less peaceful means of persuasion such
a8 coercion or violence. People who have talked their way out of any potentially
violent confrontation know how useful rhetoric can be. On a larger scale, the
Usefulness of rhetoric is even more apparent. If,for some reason, the people who
negotiate treaties were to stop using rhetoric to resolve their disagreements
about limits on the use of nuclear weapons, there might not be a future to de-
liberate about. That's why we should be glad when we read or hear that our
diplomats and their diplomats are disagreeing about the allowable number of
warheads per country or the number of inspections of nuclear stockpiles per
year. At least they're talking to each other. As Burke observed, wars are the re.
sult of an agreement to disagree. But before people of good will agree to dis-
agree, they try out hundreds of ways of reaching agreement. The possibility that
‘one set of participants will resort to coercion or violence is always a threat, of
course; but in the context of impending war, the threat of war can itself operate
asa rhetorical strategy that keeps people of good will talking to each other,
en that argument can deter violence and coercion, we are disturbed by
the contemporary tendency to see disagreement as somehow impolite or even
undesirable. In 1995, the Congress and President ofthe United States illustrated
what can happen when these who disagree over policy refuse to argue their
way through that disagreement, The federal government was briefly shut down
because Congress and the President could not agree on a budget. Government
workers went without pay, national parks were closed, maintenance on build~
{ngs and roads was halted—all because political leaders stopped arguing about
the issues that divided them.
It seems to us that Americans do not value disagreement as highly as an-
cient thetoricians did. Our culture doesnot look t disagreement as away of un-
covering altemative courses of action. Americans often refuse to debate each
other about important matters like religion or politics, retreating into silence if
someone brings either subject up in public discourse. In fact, i someone dis-
agrees publicly with someone else about politics or religion, Americans some~
times take that as a breach of good manners. This is so because we tend to Fink
people's opinions to their identities. Americans assume that people’s opinionsCHAPTER 1 / ANCIENT RHETORIGS FOR CONTEMPORARY STUDENTS — 3
result from their personal experiences, and hence that those opinions are some-
how “theirs” —that they alone “own” them. Hence, rhetors are often reluctant to
engage in arguments about religion or polities or any other sensitive issue, fear-
ing that listeners might take their views as personal attacks rather than as an in-
vitation to discuss differences.
This intellectual habit, which assumes that religious and political choices
are thoroughly tied up with a person's identity, makes it seem as though people
rover change their minds about things like religion and politics. But as we all
know, people do change their minds about these matters; people convert from
one religious faith to another, and they sometimes change their political affilia-
tion from year to year, perhaps voting across party lines in one election and vot-
ing a party line in the next.
‘The authors of this book are concemed that if Americans continue to ignore
the reality that people quite naturally disagree with one another, or if we pre-
tend to ignore it in the interests of proserving etiquette, we risk undermining the
principles on which our democratic community is based, People who are afraid
Of airing their differences tend to keep silent when those with wham they dis
agree are speaking; people who are afraid of airing their differences tend to as-
sociate only with those who agree with them. In such a balkanized public
sphere, both our commonalities and our differences go unexamined. In a
democracy, people must call the opinions of others into question, must bring
them inio the light for examination and negotiation. In commmunities where cit-
izens are not coerced, important decisions must be made by means of public dis-
course. Otherwise, decisions are made for bad reasons, or for no reason at all.
‘Sometimes, of course, there are good reasons for remaining silent, Power is.
distributed unequally in our culture, and power inequities may force wise peo-
pple to resort to silence on some occasions. We believe that in contemporary
‘American culture men have more power than women, white people have more
‘power than people of color, and people who enjoy high socioeconomic status
have more power than those who have fewer resources and less access to others
in power (and yes, we are aware that there are exceptions to all ofthese gener-
alizations). We do not believe, though, that these inequities are a natural o7 nec-
essary state of things. We do believe that rhetoric is among the best ways
available to us for rectifying power inequities among citizens.
‘The people who taught and practiced rhetoric in Athens and Rome during an-
cient times would have found contemporary unwillingness to engage in public
disagreement very strange indeed. Their way of using disagreement to teach so-
lutions was taught to students in Western schools for over two thousand years,
and is still available to us in translations of their textbooks, speeches, lecture
notes, and treatises on rhetoric. Within Simits, their way of looking at disagree-
ment can still be useful to us. The students who worked with ancient teachers of
rhetoric were members of privileged classes for the most part, since Athens and
Rome both maintained socioeconomic systems that were manifestly unjust toCHAPTER 1/ ANCIENT RHETORICS
many of the people who lived and worked within them. The same charge can be
leveled at our own system, of course. Today the United States is home not only
{ots native peoples but to people from all over the world. Its non-native citizens
arrived here under vastly different circumstances, ranging from colonization to
immigration to enslavement, and their lives have been shaped by these circum-
stances, as well as by their gender and class affiliation. Not all—pethapsnoteven
majority —have enjoyed the equal opportunities that are promised by the Con-
stitution. But unfair social and economic realities only underscore the need for
principled public discussion among concerned citizens.
The aim of ancient shetorics was to distribute the power that resides in lan-
‘guage among all of its students. This power is available to anyone who is will-
ing to study the principles of rhetoric. People who know about rhetoric know
how to persuade others to consider their point of view without resorting to co-
ercion or violence. For the purposes of this book, we have assumed that people
prefer to seek verbal resolution of differences rather than the use of force.
Rhetoric is of no use when people determine to use coercion or violence to gain
the end they seek.
A knowledge of thetoric also allows people to discern when rhetors are
making bad arguments or are asking them to make inappropriate choices, Since
rhetoric confers the gift of greater mastery over language, itcan also teach those
‘who study it to evaluate anyone's rhetoric; thus the critical capacity conferred
by thetoric can free its students from the manipulative rhetoric of others. When
knowledge about rhetoric is available only to a few people, the power inherent
in persuasive discourse is disproportionately shared. Unfortunately, through-
out history rhetorical knowledge has usually been shared only among those
who can exert economic, social, or political power as well. But ordinary citizens
can learn to deploy rhetorical power, and if they have the chance and the
courage to deploy itskillfully and often, it's possible that they may change other
aspecis of our society as well.
In this book, then, we aim to help our readers become more skilled speak-
ers and writers. But we also aim to help them become better citizens.
SOME DIFFERENCES BETWEEN MODERN
AND ANCIENT RHETORICS
‘The great age of ancient rhetorics dictates that there will be differences between
them and modern thinking about rhetoric. One such difference is that ancient
shetoricians did not value factual proof very highly, while facts and testimony
are virtually the only proofs discussed in modern rhetorical theory (see the
chapter on extrinsic proofs). Ancient teachers preferred to use arguments that
they generated from language itself and from community beliefs. They invented
and named many such arguments, among them commonplaces, examples, con-
jectures, maxims, and enthymemes (see the chapters on stasis, commonplaces,
and on thetorical reasoning).
Another difference is that ancient rhetoricians valued opinions as a source
‘of knowledge, while in moder thought opinions are often dismissed as uniCHAPTER 1 / ANCIENT RHETORICS FOR CONTEMPORARY STUDENTS 5:
portant, But ancient rhetoricians thought of opinions as something that were
held not by individuals but by entire communities. This difference has to do
with another assumption that they made, which was that a person's character
{and hence opinions) were constructions made by the community in which she
lived. And since the ancients believed that communities were the source and
reason for thetori, opinions wore for them the very stuff of argument.
‘A third difference between ancient and modern rhetorics is that ancient
thetoricians always situated their teaching in place and time. Their insistence
that local and temporal conditions influenced the act of composition marks a
fairly distinct contrast with modem rhetorie’s conventional treatment of rhetor-
{cal occasions as if they were all alike. For example, modern rhetoric textbooks
insist that every essay display a thesis. Ancient teachers, on the other hand, were
not so sure that every discourse has a thesis to display. For example, people
sometimes write or speak in order to determine what alternatives are available
ina given situation. In this case they are not ready to advance a thesis, And if a
thetor has a hostile audience, afterall it might be better (and sofer) not to men-
tion a thesis at all, or at least to place it near the end of the discourse (see the
chapter on arrangement)
"Alast difference between ancient and modern thetorics has to do with an-
cient teachers’ attitudes toward language. Modern rhetoricians tend to think
that its role is limited to the communication of facts. Ancient rhetoricians, on the
other hand, taught their students that language does many things. Marcus Tul-
lius Cicero, who was an extremely skilled and influential speaker in the days of
the Roman Republic, assorted that the ends of language use are to instruct, to
Gelight, and to move. But the point of instructing or delighting audiences
nally, to move them to accept or eject some thought or action.
Just the Facts, Please
From an ancient perspective, one of the most troublesome of modern assump-
tions about the nature of argument goes like this: if the facts are on yout side,
you can't be wrong, and you can’t be refuted. Facts are statements that some-
‘body has substantiated through experience or proved through research. Or they
are events that really happened, events that somebody will attest to as factual
Facts have a “you were there” quality—if the arguer doesn’t have personal
knowledge of the facts, she or he is pretty sure that some expert on the subject,
does know them, and that they ean be looked up in a book. Here are some ox-
amples of factual statements:
Water freezes at 32 degrees Fahrenheit
‘The moon orbits the earth
‘Timothy McVeigh was convicted of blowing up the Alfred P. Murrah Fed-
eral Building in Oklahoma City, Oklahoma, on April 19, 1995,
"These are facts because they can be verified through experience or by means
of testimony. Individuals can test the accuracy of the first statement forCHAPTER 1 / ANCIENT RHETORICS
‘themselves, and all three statements can be confirmed by checking relevant and
reliable sources.
No doubt the importance given to facts derives from the modern faith in
empirical proofs, those that are available to the senses: vision, smell, taste,
touch, and hearing. During the nineteenth century, rhetoricians came to prefer
empirical proofs t0 all the other kinds outlined in ancient rhetoric. After 1850,
American rhetoric textbooks began to reduce the many kinds of evidence dis
criminated by ancient hetoricians to just two: empirical evidence and te
mony. Both of these kinds of evidence have the “you are there” quality:
empirical evidence derives from someone's actual sensory contact with the rel-
evant evidence; testimony involves somebody’s reporting their acquaintance
with the facts of the case. During the twentieth century, thetoric textbooks en-
langed testimony to include accounts by persons recognized as experts or au-
thorities in specialized fields of study. The modern reverence for facts and
testimonies explains why students are offen asked to write research papers in
school—their teachers want to be sute they know how to assemble empirical
evidence and expert testimony into a coherent piece of writing.
‘There are some problems with the modern reliance on empirical evidence.
For one thing, it ignores the possibility that the evidence provided by the senses
isneither reliable nor conclusive. People are selective about what they perceive,
and they continually reconstruct their memories of those perceptions, as well
Moreover, people don’t always agree about their sensory perceptions. An an-