Electoral System Pushpa Singh
Electoral System Pushpa Singh
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Political Representation,
Voting and Electoral Systems
in Comparative Perspective
Pushpa Singh orrst o 23trionest
The study of electoral process and systems forms the subject of extensive research engagemens
inthe field of Comparative Politics. Electoral systems shape the wider political processes Of
representative governments and hence their comparative analysis can help in understanding
system profoundly. A cross-national examination of electoral systems enables us to understun
e in
thevariants, their features and functioning. Such explorations would highly informthe and
favour of a particular electoral system design, depending upon the specific requirement
ritarian
political realities of that society, Among the two major categories available are themajortu
rinciple
system(MS) and the proportional representation (PR) System. While MSs work on the pri more
ofplurality and have single-member constituencies, proportional systems areS 0
representative of the diverse societal groups and have multi-member constituenCies. f the
increasing consensus among the scholars in favour of PR, especially from the propo GOUS
consociational approach who find PR as the best way to ensure representationo fminoritynceptof
in a society marked by significant ethnic cleavages. This chapter aims to explore u which
representoation, elections and voting and the different models of electoral systerto withthe
the entire structure of modern democracies and governments rest. It will
also
contemporary debates surrounding the subject of stuudy and analyse how thees
e c t o r d
si
design may bear very dissimilar outcomes for different political
systems.
Political
Representation, Voting and Electoral Systems in
Comparative Perspective 239
12.1 INTRODUCTION
modern world is
distinctly
marked by the
democratization. At the bottom line
of this global political
of phenomenon
1ies the indispensable idea of magnum discourse of liberal
ng representation. democracy
Through the process of election and
the representatives are chosen
the by
vo ns electoral systems integral partspeople
and
of
to hold
public offices. This makes
syste determineses the representative
arrangement for structuring the process of democracy. Electoral
rhich the votes translate into seats in the election and the way
in
ethat electoral systems can play a powerful parliaments. Scholars and practitioners alike
agree role in promoting both
ccessful conflict management, as they help shape broader norms of
democracy and
Deilly 2002). In this way, the study of elections and political behaviour
electoral
nderstand the political landscape and nature of democracy in anysystems is crucial to
An electoral system, to a great extent, defines the society.
inner functioning of a
Hence, it is important to study it. democracy.
Apparently,
it has become critical reference point in
a
analysing politics of any country. This
explains the growing interest in the study of
electoral systems in recent times, as evident
by the
range of new scholarships on the
subject. The electoral system plays a key role in all defining institutions of politics,
namely elections and representation, parties and party systems and government formation
and the politics of coalitions (Farrell 1995, 3). Reciprocally, it also gets conditioned by the
12.2 REPRESENTATION
democracies. It has become the
The idea of representation lies at the heart of modern-day
icrum of the modern political discourse, as everyone wants to be governed by
cause wants representation and every government
presentatives, every political group or form of
Even though direct democracy
as a
ams to represent (Pitkin 1967, 144). of
it was not a widely prevalent system
SVernment existed since Hellenic antiquities, such as
states practised various forms of governments
ehance. The Greek city each other
and democracy, and all these forms replaced
Cracy, monarchy, oligarchy s e e n as a lesser
variant
m a n n e r . Surprisingly,
in those times, democracy was as he believed
yclcal the c a s e ofdemocracy,
in Republic, Book VI, argued against appears to
undermine
Plato, dexterity, and democracy
8Vernance required expertise and The idea was relegated
to the
+ mediocrity and populism. as the
F o r him, it stood for world comfortably settled with monarchy
backy the medieval
a oI history, andw a s rediscovered in the modern world that
was heavily intormed
emulation of direct
democracy
governance. It
b #1 enlightenment.
However,
of the people
to
of r e n a i s s a n c e and and incapacity of
wOLilPlrit population of the process
worked in light of huge growing complexities
Parti have due the overwhelming
g o v e r n a n c e . Also,
everyday it became increasingly in
adminiot in modern times, a system
and governance people developed
Therefore,
n to participate.
cnronistic for masses
240 PUSHPA SINGH
could
ensure
their interest. Pragmatism and
who
creed
litical
of polit life.
the
e p r e s e n t a t i v e s
democratic
classical
practice of representation
This shift from the saga
of mak
that
has brought representation
3aging form
less engas idea of nn .signifies
it is the concept
of representatio
the
the
1at deals act of
Unquestionably,
SCOurses. times. The the literature that
significant. with the
modern
function in there. Among
8Overnment
who is not
present work is highly sign
standing for Someone
Hannah
Pitkin's
present. It is estas
states
Concept of
representation,
Fenichel
makes things
present
that a r e
not literally
preferred
c a n d i d a t e s who
t h u
en,
g h through tis
on their
hat representationvast majority choose theirbasis. R e p r e s e n t a t i o n
that the
process day-to-day
politics on a c o m m u n i c a t i o n , projecting aspirations
and
Denalf, engage with
channel of dual anctity too de
It provides san generating
standing mocratic
the people.
that creates a i n s t i t u t i o n s and a n underst
between the state and calls for
responses
institutions.
Representation is a
dynamic process
The key components
of repre etween
resentation inch
representative and the
represented.
represented, (c) something
thatide
the
that is representing, (b) a party
that is
in which it takes place.The demo
being
(a a party interest) and (d) the context
context of political represenecy
represented (opinion, by its specific entation
to a great extent
is shaped rations
explorat of diffe
of a country solicits greater
of a polity relatio
Therefore, a deeper understanding
of representation, about the
like the mechanism between who get represe
facets of this process
representatives,
political esented
and their formal
between citizens
and those who represent (Yadav
2010, 347).
mat
organizations, international movements or civic
groups. In fact,
Political Representation,
Voting and Electoral
Systems in Comparative
ofthe state are also in
informed and influenced Perspective 241
organizations. As the
the by the
conventional
ntation with the mechanism understanding prospects of such
representation
of
of
politics agencies and
may
short of
the electoral
capturing other dimensions democracy exclusively
and the identifies
of politics focuses of nation state, it
analysis
maki
the non-formal
on
dispersed existence
facades of assertion and
representation.
of power in multiple The modern
that may not be advocacy as equally locations
halic representation:possible It
through formalistic
representation. representative
its constituent. In
signifies the ways in
which the
ceded but it works onsymbolic
for
representation, no reflection representative stands
n the level of or
resemblance is
acceptance of the representatives by their
stituents. The representative symbolizes the
the king symbolizes the nation. constituency and stands for it as
Descriptive representation: In this view, the
those it represents is crucial. It resemblance of the representative with
may be defined by the common
shared by the interest or experiences
representative and the represented. This
whether marginalized groups and weaker sections perspective fuels the debate
their essentially need
group to represent them in politics. There can be a
own somebody from
case for or against it.
.Substantive representation: It reflects the notion that the
activities of the
representative must fulfl the interest of its agents in real substance for by acting
others. However, the
question of whether the representative is capable of knowing
her/his constituent's best interest and translating them in policy matters arises.
this view of
rustee model: Edmund is seen as the key theorist of
Burke of educated
believes that representation is a moral duty
cpresentation. This model This theory works on
interest of the less fortunate.
aprivileged to represent the to carry
representative is like a trustee who is supposed
understanding that a In other
affairs with mature judgement.
responsibility of other's property or judgement' o n
exercise her/his higher
representative is expected to
the in his liberal theory of representation
of the people she/he represents. J.S. Mill not
r entitled to be represented,
believed that everyone is
identical views. He voting in
POsed value. Mill favoured the systenm of plural
Political opinion is of equal the choosing
votes and, therefore,
more say in
have criticism for its elitist
more
nlearned people will to scathing
of view has been subjected less
This
presentatives. that people are ignorant and
nti-democratic
undertones. It assumes
242 PUSHPA SINGHo
On the other hand, thoose
educated, and thus incapable
of wise judgement. who are
of politics. However, this 1s
a flawed
argument
importantand
educated have a wiser s e n s e
in highlighted
developing societies
by the reports of c a s e s of corruption
is required to pursue her/his consti
Delegate model: A representative
representation in contrast to the nre
preferences in the delegate model of revious
discussed trustee model that rests upon
the wisdom of the
entative. In
represent
model, the representative has little o r no room for following her/his own iud
and preferences. Very clear guidance or directive is 1ssued to the person h nent
who
chosen as a delegate. The views and expectations of the represented are consido
as most important in this model. This model presupposes close proximity ofs
representative with the people she/he represents. The positive aspect of this moda
is that there is a wider canvas for popular participation. Many scholars think that
this model comes closed to the practical application of the idea of popular
sovereignty. On the negative side, as this view is based on the understanding that
the delegate will strictly follow the instructions of his or her constituency, it is most
likely to further regionalism, narrowness and conflicts. Additionally, it also limits
the scope of leadership by not allowing the delegate to use her or his own conscience
or judgement.
Mandate model: This is a new model of representation developed after the
arrival
neof modern political parties. Here, the mandate represented by the political party is
the decisive factor, and depending
upon the acceptability of that mandate, a party
wins or loses. In other words, the
representative is chosen based on the mandate or
manifesto she/he presents to the electorate. As in
contemporary times, the political
parties virtually carry on the functioning of the system. Parties contest elections,
and after winning, form
government carry on the task of legislation. This makes
to
partiesmore important compared individual politicians in present-day
to
politics, who only follow their electoral
party programme and policies. Elections are won o
lost based on the mandate of the
political
agenda gets the support of the majority wins party they stand for. The party wnos
the election. The criticism of
is that the voters are not well
informed and sometimes this moaof
habitual allegiance. The mandate show the tendenci
model limits the
policies, as the electorate cannot make choices for combinatio of
accept them in totality or reject them allany change to them. They have to etnc
to
representation.
microcosm of larger
It means
that the the cO prestent
I nits
society andshould mirror the government
shou trum
purest sense, this would mean that
social traits gender, social class, religion, diversity of the societal spectruln
societal e same
the ethnicity and so fort same
ame
representative should havc
constituents and
extrapolating from the social so forth-as
eviews and attitudes
(Bara and Pennington psychological perspective, the
same
Tthas resulted from the vigorous demands for representative government in 17th-century
The most remarkable effort in this regard has been the Reform
Europe and North America.
Parliament that expanded the base of enfranchisement significantly,
Act of 1832 of British shift
voters. The newly created electorate signified the gradual
thus creating a large pool of
House of Lords to the Commoners in the British
of political power from the elitist class and women were still deprived of franchise
Parliamentary democracy. The working extension of the suffrage
movements took up the cause for
right. Subsequently, the Chartist obstacles like literacy rules to debar
some counties employed
to all. Electoral politics of the deepening of democracy has made the c o m m o n
Nevertheless,
some groups from voting. them opportunity to get
recruited as political
It offers
people the stakeholders in politics. These developments have
and become part of governing machinery.
Tepresentatives it more participatory and egalitarian.
widened the horizon of politics, thus making
SPECIAL INSIGHTS
v e r used
that have never of
o n issues
r e f e r e n d u m held be so.
Plebis cite denotes:a kind of
while that of
plebiscite may
not
town hall assemblies in England and America, the ancient civilization of Mesopotamian,
in
etc.
Choosing the representatives by lottery can ensure was
rotation and
medieval local democracies. Although majority rule was used in ancient times, it was
practised
Tediscovered in recent times with the arrival of modern form of democracy. The
in the past but
PIOportionality rule is associated with fair representation. It was prevalent
ds been formalized in France in the 18th century. Of all the four bases, the majority and
proportionality foundational
basis have become the present patterns of
principles in
electoral systems.
electoral system conducts this task is called electoral
Specific ways in which the
. An electoral formula decides whether the
seats fetched by a party are directly
h this very feature, electoral systems
have
to the votes it s e c u r e s . Based on
bee nal proportional systems and
mixed system. This
clacSSified into three categories: MSs, Electoral
formula I, Electoral Formula II and
been named a s Electoral
FormulanIII,arespectively
s
(Evans 2009, 98).
12.4.1 Majorif
**.I Majoritarian Systems: First Past the Post
countries
MS is the and is followed by many
and oldest model of electoral system system or single
in the p l e s t
is First Past the Post (FPTP)
world. Its popular variant horse racing,
most derived from its
similarity to
ember plurality
t y system. The
term FPTP is
winner. Many
countries,
here f is declared the
n e to pass a particular point
India, Bangladesh,
Canada and
cludinn e United States,
United Kingdom, the
246
PUSHPA SINGH a lower chamber. The
their
vei
It Works eis
of
countries, use
it for the
election
government ion. Tt
formation,
in a
for the from smaller ne
majority
Commonwealth
opinion, there may be a situation where a voter prefers D to A, B, C and E, stillthe and
will vote for either A or C instead of D, as she/he will not like to waste her/his voential idential
thus have no impact on the final verdict of the elections. (For example, the US pres nt of
election of 2002 in which Al Gore lost very closely to G.W. Bush.) The other vapTP
majoritarian electoral system is the second ballot system, which is very similar tooit
The difference lies in the fact that the candidate is required to secure anoverall ma
ajorily
of votes cast for winning the first ballot., In case no
candidate gets a bau ded
ecided first
the prime two candidates undergo a second, run-off ballot by which the winner
Iran, Mali and Vietnam have this second ballot system or two-round system to
Plurality system sustains large parties with mass support and auto leads Sionof
matically
dissemination of smaller partiesS with narrow base. This may lead to sma
minorities, thus alienating them irom politics. In that sense, it p r e s e n t sg a m e i n
narties due to its alignment towards duopolistic politics, tilting under-repr ral
favour of two major parties. No doubt, the advantage of this system electo
the is that it
appea
dlhe
of wider spectrum of
the so
Political Representation, Voting and Electoral Systems in
Comparative Perspective 247
evaluated
terms of their
representative functions, majority system
le choice for a society
wth many may not appear as
s e n s i b l e
that since there is less probability of any party getting the majority, this arrangement
produces a coalition government which may not be stable. This system is more recent
Compared with the non-proportional system and is particularly followed in European and
Latin American countries. It emerged in cotinental Europe towards the end of the 19th
and has become the
century, stimulated by associations dedicated to electoral reforms, In
choice for most democratic countries (Hague and Harrop 1982, 195).
a truecommon
OSt proportional system, parties are accorded share of seats corresponding to the
20 per cent of votes, it will
vOLesthey fetch in the elections. For example, if a party gets
to expect the PR systems to
ecelve 20 per cent of the seats. It would be too ambitious
dthe result in a purely proportional manner. The largest party still has the upper
practices. PR systems have
while smallest parties are discriminated by designs or
num electoral thresholds that indicate minimum
a vote percentage or a minimum
num O1 seats to be won by a party to get seats
in the parliament. The cardinal purpose
n small and radicalized parties that
o l d is to prevent the concentration of too many
T the threshold of 10 per cent,
CesSively fragment the assembly. Turkey practises
C cent, while Denmark and Israel have the
ny practises the threshold of 5 per
smaller parties are decimated
thres O1 2 per cent. By the logistics of the system, many Such
#L single party to win the majority of seats.
Process. It is very difficult for a
an government and can only
produce coalitions.
POst 8tment cannot produce majority in order to form government.
Therefore,
uon negotiations become usual norm and not the
man method of electing the
parliaments
8OvernPCthink that PR system is a
transferrable vote
and single
forms of PR system are party list system the
T In ninant Political parties prepare
(STV). the List PR system,
sys there multimember districts.
are
slate in the descending
candidates in the form of block o r
order of
the n a m e s of their
the individual candidates,
rather they vote
electors do not vote for
ererence. The
248 PUSHPA SINGH
of votes is
party.
the
Whatever
percentage
party. Candreddby
garne
the entire block of allocated to the
ne
slate or
of seats is ates are
the list. For example, in a
percentage
the party, the corresponding
comfo for redressal of their grievances. At the same time, since there are many
ortable, fo
represent
the same district, they may try to evade their responsibility, passing the
k
ers. STV is used in the following three countries: Australia, Ireland and Malta.
to other
ture of this system is that high degree of proportionality is achieved
best featur
from a
along with political diversity in constituency and candidates
The
eously
s i m u l t a n e o u s l y
mber of
political afiliations are elected (Evans 2009, 102).
parties or
(DM). It signifies the
Another important concept in PR system is District Magnitude the degree of proportionality
erumber of seats or representatives per constituency. DM defines
basic
district. The proportional factor for all systems is that the
reflected in any electoral more proportional
result
constituency siZe, the larger the DM and thus the
larger the
The system would be considered more proportional
if there are more
(Farrell 2011, 79). less discrimination
districts. Minority parties also tend to face
candidates elected from the are the Netherlands and Israel,
where 150 members of
The best examples list
in this setup. nationalist party
Kamer and 120 members of
Knesset are elected by the single elections
Tweede 2009, 100). The 2009
mostproportional system possible (Evans
and brings the several of these parties had less
than 5 per
of Israel
witnessed winning of 12 parties, and
cent of the vote.n
Member System
12.4.3 Mixed System: Additional Whereas
system.
both, the MS and the proportional
This system combines the element of procures party-based
c a n d i d a t e - b a s e d votes,
the proportional system
the MS generates rewarded with the advantages
makes it possible to be both
votes. The adoption of
mixed system ensuring best of
district electoral arrangements benefits geographical
of both PR and single-member
In order to incorporate
the of
worlds' (Shugart and Wattenberg 2001).
countries especially
in Europe have
representation and party representation,
many
conducts its election
following the
where half the country mechanical effect of
FPTP is
the mixed system, PR. The
aaopted follows the Newer
remaining half orientation of PR system.
purality system, the encompassing electoral
inclusive and
ounterchecked by the Taiwan have adopted mixed
Russia and
Ecuador, Hungary, and MSs (Norris 1997)
OCraces like the best of both proportional
the members
of the
believed to combine where half of
stems, of mixed system the single
member
Gern presents a classic case
half for the are elected by
any list and rest one vote
destag are elected by closed party two votes,
The electors have
This s e r v e s
plurality of votes.
candidate under FPTP.
ency based o n constituency smaler
Do vote for the plurality system,
party
S t System and
another
is retained through parliament.
link
constituency to the
p u r p o s e . While the their way
chance of winning
still find
t n
meagre
Law
Duverger's
System:
12.4.4 Elect
Electoral System and Party and party
. 4 correlation
between the
electoral syystem
as
Duverger's Law
is known
Maurice Duverger proposeu
uverger proposed
direct
His
affected by
conceptualization
are
the
syster in the
1960s.
political parties is shaped
S WTitings n u m b e r and strength of
that escribes how 1the system of
a country
insisting on adopting party PlR. Many countries have already started the
direction reforms.
of For example, New Zealand started its electoral
moving s it
lives workplace,
(like in and
schools
(Anderson 2010).
equaland representative society believe that in ethnically divided societies like that of
Scholars, like Arend Lijphart, electoral system. It would
PR a s the most appropriate
appears as all diverse small groups
developing countries, in the political system,
consociational approach ethnic conflicts,
Strengthen the their voices. Despite deep-rooted
find political space for asserting
and
mutual sharing of power
will able to arrive at a c o n s e n s u s for
in instilling
Lnese groups will be also believes in the remarkability of PR
Benjamin Reilly c o n s o c i a t i o n a l i s t s argue
so.
Robert G. Moser,
may
not
necessarily
SPECIAL INSIGHTS
Consociational Democracy
or representation
is associated with Arend
The concept of consociational model of democracy
Politics. In his work Patterns of Democracy
Lijphart, an eminent scholar of Comparative Yale University
Countries (New Haven, CT:
Govermment Forms and in
Performance Thirty six of accommoda-
Press, 1984), he proposes that consociational democracy based on the politics
it develops mechanisms of
tion of diverse voices works best for deeply divided countries,
as
u
Political Representation, Voting and Electoral 5ystems in Cormparative Perspeaive
253
countries has been
i e s has formal, focusing more on the procedural aspects
of democracy, With
phases of democratization, all groups in such societies,
subsequent p.
who have been
t access to mainstream, started asserting their
ightful claims on public
drtunities and institutions. Since these societies are ethnically and culturally
Op one to violence, the majoritarian forms of democracy accentuate such divided
and pr
ally excluding the minorities (Linder and Bachtiger 2005 In
problerns
many developing
Dyties, electoral competition is a bid for ownership of the state and
groups minoríty
eing an election does not account to simply losing office, but to having no access to the
Lurces of the state and thus losing the mneans for protecting the survival of the group
(Makinda 1996).
From the time of their independence in the early 19th century, most of the Latin
American countries made their attempts to establish electoral processes and dernocratic
regimes.
regn
These efforts failed, unfortunately, and dictatorial and oligarchic groups took to
Dower. Only three major electoral democracies could sustain themselves between 1900
d 1930, Argentina (1916-29), Mexico (1911-13) and Uruguay (1919-33). Surprisingy,
some of the most affluent nations witnessed the subversion and breakdown of dernocracies
inLatin America: Brazil in 1954, Argentina in 1955, and again in 1964, Chile in 1973 and
Uruguay in 1963. However, by 1980, global political changes started catalysing the
process of democratization in Latin America. The internalization of the finance market,
receding impact of revolutionary threat, constrains of domestic policy choice and political
learnings have converged at reduction in incentives and opportunities for authoritarian
reversals (Remmer 1993). The mid-1980s the shift of Brazil and Argentina
saw civilian to
regime; in 1989, the dictatorial regime of Pinochet in Chile buckled under public pressure.
Jennifer L.
This process of transition has been intermittent and incomplete as pointed by
in making democracy
McCoy. She captures the failure of the Latin American state
entitlements to people. Latin American
inclusive by granting citizenship rights and other with the system after two and
Citizens arebeginning to express their growing frustration
that promised an improvement in living
a half decades of democracy and market reforms these efforts. It is only upon the
standards (McCoy 2008). The challenge lies in sustaining forms of
and accountable institutions that new
1oundations of strong representative
2005).
political participation would be instituted (Panizza
have showcased different trajectories of their
interestingly, in Asia, different countries Countries such as Kazakhstan,
tngagement with democracy and electoral process. with
continue to reel under authoritarian regimes
ZDekistan, North Korea and Myanmar case
On the other hand, India presents
a
no presence of representative politics.
or ritualism around elections, while
celebratory
per anchoring of democracy with huge Scholars assign the reason to
other societies have faltered on this aspect in Asia. Mass political
politics and
electoral
accommodative framework of the country.
Dorant the democratic
marginalized sections in the electoral politics has expanded
Cipation of social justice and ensuring equity
to all must
narp of the country. However,
e
delivering
e
Temain the
In c a ,prim
commitment of the regimes.
achieved independence vanished away
in thin air, a s
the promises of newly powers and
Cha life figures after amassing
harismt c leaders started playing larger than
withholding elections
and other
Tesource The subver ersion of democratic politics
began by face
w e r e held for the
elections w e r e held, they
institut
Valuens of representation. If
at all
continued to rule their countries
Leaders
as
w e r e regularly
manipulated. treated a s treason
in many
heir ffeudaland
their fiet of criticism or opposition
kind
was
1efdoms. Any
PUSHPA SINGH
254
such regimes. The dictatorial lineage and wanton brutality were renli
of colonizers were replicated
in actions of postindependent leaders such as Kwame Nkrumah of Ghana, SekouSekou TToure
of Guinea Kenneth Kaunda of Zambia and Arap Moi of Kenya (Nwauwa 1992, 378)
example, President Honsi Mubarak continued to play with the system in Egypt. He wa
vas
later overthrown after Arab uprising. The changed scenario
increased domestic pressu
sures
for change for better governance and to end corruption. Greater democratization requir
protection and promotion of civic and human rights and making the entire svst uired
conducive for a free economy (Decalo 1992, 15). Now that many African states hae
started afresh, electoral democracy must not remain administrative formalities. It is i
this context that prospects of democracy are reshaping in African continent as ripnie
effect of democracy has led to greater stress on encompassing all ethnic groups and tribes
in the development process in contemporary times.
At
same time, one must be also cautious of the discernible politics
the
overenthusiastic push for democratization from the western hemisphere.
behind the
The implicit
agenda of the West is to manage the global capitalism. However, the capitalist forces
understand well that in order to make the globe more conducive to their
utmost necessary to forge
interests, it is
democracy in the Third World. This will immediately draw
developing countries into the vortex of international capital, and at the same time will
allow the West to manoeuvre such
engagements to their own benefit.
12.7 CONCLUSION
We cannot ascertain
any particular model of electoral
and perfect for all countries. It will system universally applicable
as
KEYWORDS
Consociationalism
Elections Mixed system
Electoral systems
Majoritarian system
DProportional system
Representation o
oVoting