The Following is a Product of the Index and Portfolio Desk Analyst Team and is Not a Product of Research.

Index & Portfolio Desk Analysts

U.S. Listed Exchange Traded Funds and Exchange Traded Notes (971 products; $841 BN)
Ticker Name Benchmark Assets Avg Vol Ticker ($MM) ($MM) Ticker Name Benchmark Ticker Assets ($MM) Avg Vol ($MM) Ticker

VTI IWV VXF IYY ISI SCHB TMW ONEQ NYC WXSP WFVK

U.S. INDEXES - CORE Total Market Core Vanguard Total Stock Mkt iShares Russell 3000 Vanguard Extended Market iShares DJ US Index iShares S&P 1500 Schwab US Broad Market SPDR DJ Total Market Fidelity NASDAQ Composite iShares NYSE Composite Wilshire 4500 Completion Wilshire 5000 Tot Mrkt Large Cap Core SPY SPDR Trust IVV iShares S&P 500 DIA DIAMONDS Trust IWB iShares Russell 1000 VV Vanguard LC OEF iShares S&P 100 RSP Rydex S&P EW XLG Rydex Russell Top 50 JKD iShares Mrngstr LC MGC Vanguard Mega Cap 300 SCHX Schwab US Large Cap NY iShares NYSE 100 ELR SPDR DJ LC MKH Market 2000 HOLDRs IWL iShares Russell T200 Mid Cap Core MDY Midcap SPDR IJH iShares S&P MidCap 400 IWR iShares Russell MC VO Vanguard MC JKG iShares Mrngstr MC EMM SPDR DJ MC Small Cap Core IWM iShares Russell 2000 IJR iShares S&P SmallCap 600 VB Vanguard SC JKJ iShares Mrngstr SC SCHA Schwab US Small Cap DSC SPDR DJ SC PQSC PowerShares FTSE NQ SC U.S. INDEXES - MICRO CAP Micro Cap IWC iShares Russell Microcap PZI PwrShrs Zacks MicroCap FDM First Trust DJ Sel MicroCap

MSCIBM RAY SPCMI DJUS SPSUPX DW25 DWCF CCMP NYA W4500 W5000FLT SPX SPX INDU RIY MZUSP OEX SPXEWI RTOP50 MLCR MZUSL DWL NYID DWL XKH R200V MID MID RMC MZUSM MMCR DWM RTY SML MZUSS MSCR DWS DWS FTNDSC

$14,824 $3,135 $1,035 $615 $327 $215 $195 $165 $122 $5 $3

$109.1 $35.6 $4.6 $3.8 $1.4 $5.1 $0.6 $1.7 $0.7 $0.1 $0.1

$73,467 $19,917 $23,333 $433.9 $8,810 $1,031 $5,511 $113.8 $2,670 $12.2 $2,626 $37.7 $2,337 $34.8 $351 $3.6 $270 $1.3 $246 $1.5 $195 $4.2 $67 $0.3 $47 $0.2 $22 $0.1 $7 $0.1 $9,410 $7,887 $5,721 $2,639 $121 $53 $14,503 $6,318 $3,363 $180 $167 $48 $3 $356 $60.2 $68.6 $9.9 $0.8 $0.7 $3,643 $76.0 $30.5 $1.3 $4.1 $0.3 $0.0

RMICRO ZAX DJSM

$414 $52 $21

$7.9 $0.2 $0.2

U.S. INDEXES - GROWTH and VALUE Total Market Growth iShares Russell 3000 Gro RAG Large Cap Growth IWF iShares Russell 1000 Gro RLG IVW iShares S&P 500 Growth SGX VUG Vanguard Growth MZUSPG JKE iShares Mrngstr LC Growth MLGR MGK Vanguard Mega Cap 300 Gro MZUSLG ELG SPDR DJ LC Growth DWLG IWY iShares Russell T200 Growth R200V RPG Rydex S&P 500 Pure Growth SPXPG SCHG Schwab US LC Growth DWL Mid Cap Growth IWP iShares Russell MC Growth RDG IJK iShares S&P MC 400 Growth MIDG VOT Vanguard MC Growth MZUSMG RFG Rydex S&P 400 Pure Growth SPMPG JKH iShares Mrngstr MC Growth MMGR EMG SPDR DJ MC Growth DWMG Small Cap Growth IWO iShares Russell 2000 Gro RUO IJT iShares S&P SC 600 Growth SMLG VBK Vanguard SC Growth MZUSSG DSG SPDR DJ SC Growth DWSG JKK iShares Mrngstr SC Growth MSGR RZG Rydex S&P 600 Pure Growth SPSPG Total Market Value IWW iShares Russell 3000 Value RAV Large Cap Value IWD iShares Russell 1000 Value RLV IVE iShares S&P 500 Value SVX VTV Vanguard Value MZUSPV MGV Vanguard Mega Cap 300 Val MZUSLV JKF iShares Mrngstr LC Value MLVL IWX iShares Russell T200 Value R200V ELV SPDR DJ LC Value DWLV RPV Rydex S&P 500 Pure Value SPXPV SCHV Schwab US LC Value na Mid Cap Value IWS iShares Russell MC Value RMV IJJ iShares S&P MC 400 Value MIDV VOE Vanguard MC Value MZUSMV JKI iShares Mrngstr MC Value MMVL RFV Rydex S&P 400 Pure Value SPMPV EMV SPDR DJ MC Value DWMV Small Cap Value IWN iShares Russell 2000 Value RUJ IJS iShares S&P SC 600 Value SMLV VBR Vanguard SC Value MSCISV JKL iShares Mrngstr SC Value MSVL RZV Rydex S&P 600 Pure Value SPSPV DSV SPDR DJ SC Value DWSV
IWZ
Ticker Name Benchmark Ticker

$325 $11,620 $5,701 $4,319 $455 $328 $193 $159 $87 $77 $3,351 $2,771 $742 $215 $176 $92 $3,461 $1,645 $1,434 $156 $90 $21 $384 $9,657 $4,118 $3,620 $222 $218 $155 $112 $104 $44 $3,016 $2,126 $730 $128 $63 $23 $4,442 $1,890 $1,629 $193 $166 $130
Assets ($MM)

$2.8 $136.3 $60.7 $22.7 $3.4 $4.1 $0.7 $1.4 $1.1 $1.8 $40.7 $17.0 $3.3 $3.5 $1.3 $0.7 $136.0 $9.7 $11.2 $1.0 $0.5 $0.3 $3.0 $106.6 $24.7 $17.0 $1.0 $1.1 $1.3 $0.4 $1.8 $1.0 $61.7 $11.8 $8.0 $0.6 $1.0 $0.2 $103.1 $15.6 $12.6 $1.8 $3.4 $0.9
Avg Vol ($MM)

PWV PWC PWB PDP PWJ NFO QAI PWY PIV FVL RYJ FNX FTA FDV CSM PIE FEX PWP PFA PJF PKW FYX PWT FTC DENT PIQ FAB PJG PIZ MNA XRO PYH PZJ PJM DEF RWV FVI GRES FAD MCRO CZA CRO XGC STH

QUANTITATIVE Quantitative PowerShares Dyn LC Val PowerShares Dyn Market PowerShares Dyn LC Gro PwrShrs Technical Leaders PowerShares Dyn MC Gro Claymore/Sabrient Insider IQ Hedge Multi-Strategy PowerShares Dyn SC Val PowerShares VL Timeliness First Trust Value Line 100 Claymore/RJ SB-1 Equity First Trust MC AlphaDEX First Trust LCVal AlphaDEX First Trust DB Strat Valu ProShares CS 130/30 PwrShrs EM Technical Lead First Trust LC AlphaDEX PowerShares Dyn MC Val PwrShrs Dyn DM Intl Opport PowerShares Dyn LC PowerShares Build America First Trust SC AlphaDEX PowerShares Dyn SC Gro First Trust LCGro AlphaDex Dent Tactical PwrShrs Dyn MagniQuant First Trust MultiCap Value PowerShares Dyn MC PwrShrs DM Tech Lead IQ ARB Merger Arbitrage Claymore/Zacks Sect Rotat PwrShrs VL Industry Rotat PowerShares Zacks SC PowerShares Dyn SC Claymore/Sabrient Defensive RevShrs Navellier A-100 First Trust VL Eqty Alloc IQ ARB Global Resources First Trust MultiCap Gro IQ Hedge Macro Tracker Claymore/Zacks MC Claymore/Zacks Cntry Rot Claymore/BNY Intl SC Claymore/Sabrient Stealth

ILW DYI ILH na ILJ SBRIN IQHGMS ILZ VLTSI VLFVL RJSBI DEFIMCCI DEFILVOI CROCI CS13030 DWATREM DEFILCCI ILP QSGDEV IEB DRBX DEFISCCI ILK DEFILGOI na DYH DEFIMCVI IEK DWATRDM IQMNA ZAXSR VLINRX ZRS IEY SBRDE na VLFVI na DEFIMCGI na ZAXMC ZAXCR GCILCG SBRST

$352 $239 $234 $154 $130 $128 $91 $73 $70 $64 $64 $62 $50 $50 $49 $47 $47 $46 $43 $40 $38 $37 $33 $28 $28 $27 $26 $26 $26 $25 $24 $21 $21 $21 $16 $12 $11 $8 $8 $8 $8 $7 $6 $4

$2.6 $1.0 $1.5 $1.0 $0.6 $1.4 $0.9 $0.3 $0.4 $0.2 $0.3 $0.6 $0.4 $0.5 $1.0 $1.0 $0.5 $0.2 $0.5 $0.2 $0.1 $0.4 $0.2 $0.2 $0.4 $0.1 $0.3 $0.2 $0.3 $0.4 $0.1 $0.2 $0.1 $0.1 $0.1 $0.1 $0.1 $0.1 $0.0 $0.1 $0.1 $0.0 $0.1 $0.0

Ticker

Name

Benchmark Assets Avg Vol Ticker ($MM) ($MM)

Ticker

Name

Benchmark

Assets Avg Vol

INTERNATIONAL INDEXES Emerging Markets - Regional EWZ iShares MSCI Brazil NDUEBRAF $11,284 FXI iShares FTSE/XinhuaChina25 XIN0I $8,715 EWY iShares MSCI South Korea MXKR $3,532 EWT iShares MSCI Taiwan NDEUSTW $3,487 ILF iShares S&P Latin Amer 40 SPTRL40N $2,850 RSX Market Vectors Russia DXRPUS $2,021 EWW iShares MSCI Mexico IMI NDEUMXF $1,458 EEB Claymore/BNY BRIC BKBRIC $1,083 BKF iShares MSCI BRIC NDUEBRIC $967 BRF Market Vectors Brazil SC MVRIO $714 GMF SPDR S&P EM Asia Pacific SCRTAE $667 EWM iShares MSCI Malaysia NDDUMAF $635 GXC SPDR S&P China SCRTCN $594 EZA iShares MSCI South Africa NDEUSSA $529 TUR iShares MSCI Turkey MIMUTURN $481 PGJ PwrShr Golden Dragon China HXC $466 BIK SPDR S&P BRIC 40 SPTRBRIC $463 PIN PowerShares India III $427 HAO Claymore/AlphaSh China SC ACNSC $389 ECH iShares MSCI Chile IMI MIMUCHLN $376 GUR SPDR S&P Emerging Europe SCRTEU $257 Europe VGK Vanguard European NDDUE15 $2,696 IEV iShares S&P Europe 350 SPTR350N $1,483 EWU iShares MSCI UK NDDUUK $1,118 EWG iShares MSCI Germany NDDUGR $805 EZU iShares MSCI EMU NDDUEMU $771 EWL iShares MSCI Switzerland NDDUSZ $370 EWQ iShares MSCI France NDDUFR $291 EWP iShares MSCI Spain NDDUSP $227 EWD iShares MSCI Sweden NDDUSW $216 FEZ SPDR DJ EURO STOXX 50 SX5E $159 EWN iShares MSCI Netherl IMI MIMUNETN $122 EWO iShares MSCI Austria IMI MIMUATAN $118 EWI iShares MSCI Italy NDDUIT $107 EWK iShares MSCI Belgium IMI NDDUBE $88 FEU SPDR DJ STOXX 50 SX5P $45 ADRU BLDRS Europe 100 ADR BKTEUR $22 GXF Global X FTSE Nordic 30 N30X $9 EKH Europe 2001 HOLDRs EKI $7 CONTACT Index & Portfolio Desk Analysts Gabi Baez; (212) 526-9374; gabriela.baez@barcap.com Laura Magnani; (212) 526-0383; laura.magnani@barcap.com

$1,285 $968.9 $170.1 $166.9 $115.2 $99.2 $140.6 $17.7 $12.3 $23.2 $7.4 $16.3 $8.1 $18.1 $13.1 $4.1 $4.6 $6.7 $10.0 $8.1 $6.8 $30.2 $13.1 $20.1 $25.6 $13.6 $3.2 $5.9 $7.1 $6.0 $1.9 $2.3 $4.3 $2.4 $2.6 $0.4 $0.1 $0.1 $0.0

INTERNATIONAL INDEXES Global EFA iShares MSCI EAFE VEU Vanguard FTSE All-Wrld xUS VEA Vanguard Europe Pacific EFV iShares MSCI EAFE Value EFG iShares MSCI EAFE Growth ACWI iShares MSCI ACWI SCZ iShares MSCI EAFE SC IOO iShares S&P Global 100 VT Vanguard Total World ACWX iShares MSCI ACWI ex US GWX SPDR S&P Intl SC VSS Vanguard FTSE AWxUS SC CWI SPDR MSCI ACWI ex-US TOK iShares MSCI Kokusai SCHF Schwab International Equity GWL SPDR S&P World ex-US DGT SPDR DJ Global Titans ADRD BLDRS DM 100 ADR SCHC Schwab Intl Small-Cap IFSM iShares FTSE Dev SC ex NA MDD SPDR S&P Intl MC GSD GlobalShares FTSE DM ex US EEN Claymore/BNY EW Euro-Pac Emerging Markets - General EEM iShares MSCI Emg Mkts VWO Vanguard Emerging Markets ADRE BLDRS EM 50 ADR EWX SPDR S&P Emerging SC GMM SPDR S&P Emg Mkts SCHE Schwab Emrg Markets Equity GSR GlobalShares FTSE EM EEG Emer Glob Sh DJ EM Titans FRN Claymore/BNY Frontier North America EWC iShares MSCI Canada CNDA IQ Canada Small Cap ETF

NDDUEAFE $36,827 FTR1WXUS $5,768 NDDUEAFE $4,628 NDUVEAFF $1,413 NDUGEAFF $1,406 NDUEACWF $1,046 NCUDEAFE $938 SPTR100N $860 FTAW01 $702 NDUEACWZ $693 SCRT2BWU $645 FSMUGXUS $482 NDUEACWZ $404 NDDUKOK $255 FTAD02 $198 SCRTWU $109 DJGT $98 BKTDM $83 GPSCW6U $44 SD12X $35 SPBMUMUP $27 AD02 $14 RBDIEX $5 NDUEEGF $36,880 NDUEEGF $24,869 BKTEM $720 SPBMKSUP $185 SCRTEM $156 FTAG01 $101 AG01 $68 DJEEG $33 BKNFR $33 NDDUCA IQSMCANT $3,683 $8

$979 $40.9 $37.2 $9.4 $7.9 $10.8 $9.2 $6.5 $7.8 $6.6 $3.7 $4.1 $2.3 $0.2 $4.1 $0.7 $0.8 $0.3 $1.1 $0.2 $0.3 $0.2 $0.0 $2,935 $467.9 $7.3 $3.8 $1.9 $3.1 $0.1 $0.4 $0.4 $79.2 $0.6

INTERNATIONAL INDEXES Emerging Markets - Regional IDX Market Vectors Indonesia THD iShares MSCI Thailand EIS iShares MSCI Israel Capped EPU iShares MSCI All Peru GML SPDR S&P EM Lat Am FNI First Trust ISE Chindia PXR PwrShrs EM Infrastruct VNM Market Vectors Vietnam GAF SPDR S&P EM Middle East YAO Claymore/AlphaSh China All FCHI iShares FTSE China HK List AFK Market Vectors-Africa INDY iShares S&P India Nifty 50 PLND Market Vectors Poland PMNA PwrShr MENA Frontier Cntry ESR iShares MSCI EM East Eur MES Market Vectors Gulf States GXG Global X/Int FTSE Colombia RBL SPDR S&P Russia ETF JVS JETS DJ Islamic Market EGPT Market Vectors Egypt Index Asia Pacific EWJ iShares MSCI Japan EPP iShares MSCI Pacific ex-JP EWA iShares MSCI Australia EWH iShares MSCI Hong Kong EWS iShares MSCI Singapore AAXJ iShares MSCI AC Asia ex JP VPL Vanguard Pacific AIA iShares S&P Asia 50 ITF iShares S&P/TOPIX 150 JSC SPDR Russ/Nom Japan SC ADRA BLDRS Asia 50 ADR SCJ iShares MSCI Japan SC JPP SPDR Russ/Nom Prime JP KROO IQ Australia Small Cap ETF

MVINDO MIMUTHAN MISCNU MXPECAPD SCRTLA ICK PMNAIV VEMVVNM SCRTME ACNACTR CH80 DJAFK BXTRNIFT MVPLNDTR QMEA NDUEEMEE DJMES COLOM20 SPCQXRUP DJI100X MVEGPTTR NDDUJN NDDUPFXJ NDDUAS NDDUHK MXSG NDUECAXJ MXPC SPA50 SPTR150N RNSCI BKTAS NCUAJN RNPRI IQSMAUST

$349 $330 $264 $188 $184 $155 $146 $138 $138 $82 $62 $56 $50 $20 $16 $13 $11 $10 $5 $3 $2 $5,682 $4,147 $2,861 $2,187 $1,546 $1,530 $1,500 $160 $125 $83 $57 $40 $16 $9

$6.4 $8.8 $3.3 $2.2 $3.5 $1.7 $1.7 $2.9 $1.1 $2.8 $0.7 $0.5 $1.0 $0.5 $0.2 $0.4 $0.2 $0.2 $0.2 $0.1 $0.2 $265.5 $64.4 $123.0 $93.1 $33.8 $18.3 $8.4 $1.4 $1.0 $0.4 $0.3 $0.3 $0.1 $0.7

CONTACT Trading William Prager; (212) 526-8979; william.prager@barcap.com David Hill; (212) 526-8979; david.hill@barcap.com

Index & Portfolio Desk Analysts U.S. Listed Exchange Traded Funds and Exchange Traded Notes (971 products; $841 BN)
Ticker Name Benchmark Ticker Assets ($MM) Avg Vol ($MM) Ticker Name Benchmark Ticker Assets Avg Vol ($MM) ($MM) Ticker Name Benchmark Ticker

April 9, 2010
Assets Avg Vol ($MM) ($MM)

PHO PBW PIO CGW GEX PBD TAN PZD FAN ICLN PUW FIW QCLN PWND KWT EVX

SECTORS Water & Clean Energy PowerShares Water Resour PwrShrs WH Clean Energy PowerShares Global Water Claymore S&P Glb Water Mkt Vec Glb Alt Energy PwrShrs Glb Clean Energy Claymore/MAC Glb Solar En PowerShares Cleantech First Trust Glb Wind Ener iShares S&P Glb Clean En PwrShrs WH Progr Energy First Trust ISE Water First Trust NQ Green Energy PwrShrs Global Wind Energy Market Vectors Solar Ener Mkt Vec Environment Svcs Materials GDX Market Vectors Gold Miners XLB Materials Sector SPDR GDXJ Mkt Vect Junior Gold Miners XME SPDR S&P Metals & Mining MXI iShares S&P Glb Materials IYM iShares DJ US Basic Mat VAW Vanguard Materials SLX Market Vectors Steel FXZ First Trust Materials CUT Claymore/Beacon Glb Timber WOOD iShares S&P Glb Timb&For DBN WisdomTree Intl Basic Mat PYZ PwrShrs Dyn Basic Material PSAU PwrShrs Glb Gold&PrecMet RTM Rydex S&P EW Materials EMT EmerGlbSh DJ EM Met&Min IRV SPDR S&P Intl Materials CHIM Global X China Materials PSTL PowerShares Global Steel CRBI Jefferies TR/J CRB Ind Metl PLTM First Trust ISE Glb Plat CU First Trust ISE Glb Copper CRBA Jefferies TR/J CRB Agri Eqy EMMT iShares MSCI EM Materials

ZWI ECO PIIWI SPGTAQUA AGIXL NEX SUNIDX CTIUS GWE SPGTCLTR WHPRO HHO CELS QWND SOLRX AXENV GDM IXB MVGDXJTR SPSIMM SGM DJUSBM MZUSI0MT STEEL STRQMT CGTBR SPGTTFT WTIDBMTR EZBX QGLD S15 DJEMT SPBMU6UP CHIMAT QGLD CRBIX ORE ISC CRBAX MXEF0MT

$1,320 $667 $337 $251 $200 $194 $179 $162 $73 $68 $61 $45 $42 $38 $32 $27 $6,187 $1,856 $1,050 $1,006 $944 $869 $522 $462 $176 $139 $52 $50 $50 $43 $43 $30 $20 $15 $13 $7 $5 $5 $4 $3

$5.4 $5.3 $2.7 $1.9 $1.7 $0.9 $3.8 $0.8 $0.8 $0.6 $0.2 $0.3 $0.4 $0.2 $0.4 $0.1 $659.3 $388.1 $49.2 $261.0 $8.0 $112.1 $10.7 $22.3 $2.0 $1.9 $0.5 $0.5 $0.3 $0.7 $0.7 $0.5 $0.3 $0.3 $0.2 $0.1 $0.4 $0.2 $0.0 $0.1

XLU VPU IDU JXI UTH GII DBU PUI FXU RYU IPU

SECTORS Utilties Utilities Sector SPDR Vanguard Utilities iShares DJ US Utilities iShares S&P Glb Utilities Utilities HOLDRs SPDR Glb Infrastruct 100 WisdomTree Intl Utilities PowerShares Dyn Utilities First Trust Utilities Rydex S&P EW Utilities SPDR S&P Intl Utilities Telecommunications iShares DJ US Telecomm iShares S&P Glb Telecomm Vanguard Telecomm Telecom HOLDRs Wireless HOLDRs PowerShares Dyn Telecomm SPDR S&P Intl Telecomm Consumer Discretionary Cons Discret Sector SPDR SPDR S&P Retail SPDR S&P Homebuilders iShares DJ US Home Constr Vanguard Cons Discret Retail HOLDRs iShares DJ US Cons Svcs First Trust Cons Discr Market Vectors-Gaming PowerShares Dyn Media iShares S&P Glb Cons Discr PwrShrs Dyn Leisure & Ent PwrShrs Dyn Build & Constr Rydex S&P EW Cons Discr PwrShrs Dyn Cons Discr PowerShares Dyn Retail SPDR S&P Intl Cons Discret

`
IXU MZUSI0UT DJUSUT SGU XUH MGII100 WTIDUTTR DWU STRQUT S55 SPBMUUUP $3,406 $528 $460 $256 $98 $59 $50 $36 $32 $12 $9 $227.9 $7.4 $5.2 $2.9 $1.5 $0.3 $0.5 $0.3 $0.4 $0.1 $0.1

IYZ IXP VOX TTH WMH PTE IST

DJSTELT SGT MSCITC ITH IWH DWY SPBMU5UP

$616 $307 $217 $126 $23 $18 $15

$10.5 $3.2 $1.5 $1.6 $0.1 $0.1 $0.2

XLY XRT XHB ITB VCR RTH IYC FXD BJK PBS RXI PEJ PKB RCD PEZ PMR IPD

IXY SPSIRE SPSIHO DJSHMB MZUSI0CD IRH DJUSCY STRQCD WAGR DZM SGD DZL DWCX S25 EZZ DWR SPBMUCUP

$2,149 $873 $810 $300 $271 $266 $176 $131 $121 $117 $96 $52 $50 $36 $20 $16 $8

$180.6 $453.4 $96.5 $6.0 $3.2 $192.0 $3.3 $1.5 $0.5 $1.0 $1.1 $0.6 $0.4 $0.4 $0.2 $0.2 $0.1

XLE OIH VDE IXC IYE XOP FCG IEZ KOL IEO XES NLR PXJ ENY PXE FXN DKA PKN PXI NUCL PKOL RYE IPW EEO WCAT CHIE

SECTORS Energy Energy Sector SPDR Oil Service HOLDRs Vanguard Energy iShares S&P Glb Energy iShares DJ US Energy SPDR S&P Oil & Gas E&P First Trust ISE Nat Gas iShares DJ US Oil Eqp&Svc Market Vectors-Coal iShares DJ US O&G E&P SPDR S&P O&G Equip&Svcs Mkt Vect Nuclear Energy PwrShrs Dyn Oil & Gas Svcs Claymore/SWM Canad Ener PwrShrs Dyn Energy E&P First Trust Energy WisdomTree Intl Energy PwrShrs Glb Nuclear Energy PowerShares Dyn Energy iShares S&P Glb Nuclr Ener PowerShares Global Coal Rydex S&P EW Energy SPDR S&P Intl Energy Emer Glob Sh DJ EM Ener Jeffries TR/J CRB Wildcat Global X China Energy

IXE OXH MSCIEN SGES DJUSEN SPSIOP FUM DJSOES COAL DJSOEP SPSIOS DXNE DWO SWMEI DWE STRQEN WTIDENTR WNAI EZK SPGTNET QCOL S10 SPBMU1UP DJEEO WCATI CHIE

$6,206 $2,169 $1,159 $1,128 $766 $599 $465 $431 $422 $417 $345 $195 $176 $87 $61 $59 $48 $39 $37 $18 $17 $16 $11 $10 $4 $3

$1,099 $786 $21.1 $7.5 $8.5 $130.3 $12.9 $9.5 $18.8 $19.9 $7.0 $1.6 $1.6 $0.9 $0.3 $0.9 $0.5 $0.4 $0.2 $0.2 $0.3 $1.0 $0.1 $0.2 $0.1 $0.2

XLP VDC KXI IYK PBJ PSL FXG RHS IPS

Consumer Staples & Non-Cyclical Cons Staples Sector SPDR Vanguard Cons Staples iShares S&P Glb Cons Stap iShares DJ US Cons Goods PwrShrs Dyn Food & Bev PowerShares Dyn Cons Stap First Trust Cons Staples Rydex S&P EW Cons Stap SPDR S&P Intl Cons Stap

IXR MZUSI0CS SGCS DJUSNC DZF EZS STRQCS S30 SPBMU3UP

$2,406 $631 $349 $341 $74 $39 $26 $11 $9

$174.8 $3.6 $2.8 $2.4 $0.5 $0.4 $0.2 $0.1 $0.1

Ticker

Name

Benchmark Ticker

Assets ($MM)

Avg Vol ($MM)

Ticker

Name

Benchmark Ticker

Assets Avg Vol ($MM) ($MM)

Ticker

Name

Benchmark Ticker

Assets Avg Vol ($MM) ($MM)

SECTORS Health Care XLV Health Care Sector SPDR IBB iShares Nasdaq Biotech IYH iShares DJ US Healthcare PPH Pharmaceutical HOLDRs VHT Vanguard Health Care XBI SPDR S&P Biotech IXJ iShares S&P Glb Healthcare IHI iShares DJ US Med Equip BBH Biotech HOLDRs PBE PwrShr Dyn Biotech & Gen FBT Frst Trst NYSE Arca Biotech IHF iShares DJ US HC Providers IHE iShares DJ US Pharmaceut XPH SPDR S&P Pharmaceuticals PTH PowerShares Dyn Healthcare RYH Rydex S&P EW Health Care PJP PowerShares Dyn Pharma FXH First Trust Health Care PTJ PowerShares Dyn HC Svcs IRY SPDR S&P Intl Health Care PBTQ PowerShares Global Biotech Real Estate Vanguard REIT iShares DJ US Real Estate iShares C&S Realty Majors SPDR DJ REIT SPDR DJ Intl Real Estate iShares F E/N Devel RExUS SPDR DJ Glb Real Estate iShares S&P DevelxUS Prpty WisdomTree Intl RealEstate Claymore/AlphaSh China RE iShares FTSE NAREIT Mrtge First Trust S&P REIT iShares FTSE NAREIT Resid Frst Trst EPRA/NAREIT Glb iShares FTSE NAREIT RE 50 iShares F E/N Asia C&S Global Realty Majors iShares FTSE NAREIT Indu iShares FTSE NAREIT Retail iShares F E/N Europe iShares F E/N North Am Wilshire US REIT ETF

IXV NBI DJUSHC IPH MZUSI0HC SPSIBI SGH DJSMDQ IBH DZO BTK DJSHCP DJSPHM SPSIPH EZX S35 DZR STRQHC DHC SPBMUHUP QGBI

$2,868 $1,551 $736 $641 $630 $598 $593 $422 $355 $213 $198 $198 $167 $103 $98 $88 $61 $60 $23 $7 $4

$207.4 $51.6 $6.2 $33.5 $3.2 $11.8 $3.8 $3.4 $6.1 $1.2 $2.4 $5.8 $3.2 $1.2 $0.3 $1.2 $0.4 $0.6 $0.3 $0.1 $0.0

VNQ IYR ICF RWR RWX IFGL RWO WPS DRW TAO REM FRI REZ FFR FTY IFAS GRI FIO RTL IFEU IFNA WREI

RMZ DJUSRE RMP DWRTF DWXRSN RUGL DWGRS SPBMWDUN WTIRETR ACNRE FNMRTR SPREIT FNRESTR UNGL FNR5TR EGAS GRM FNINOTR FNRETTR EPRA EGNA WILREIT

$5,980 $3,224 $2,099 $1,272 $1,160 $334 $128 $110 $86 $62 $56 $51 $41 $34 $34 $24 $22 $12 $10 $9 $7 $3

$120.4 $760 $62.4 $26.8 $6.8 $2.0 $0.9 $1.1 $0.7 $1.9 $0.4 $0.6 $0.4 $0.4 $0.9 $0.2 $0.3 $0.2 $0.2 $0.1 $0.1 $0.0

SECTORS Technology QQQQ PowerShares QQQ XLK Technology Sector SPDR IYW iShares DJ US Technology VGT Vanguard Technoloy SMH Semiconductor HOLDRs IXN iShares S&P Glb Technology IGM iShares S&P NA Technology IGV iShares S&P NA Software IGW iShares S&P NA Semiconduct MTK SPDR MS Technology IGN iShares S&P NA MMedia Ntwk XSD SPDR S&P Semiconductor FDN First Trust DJ Internet QTEC First Trust NDX Technology HHH Internet HOLDRs RYT Rydex S&P EW Technology SWH Software HOLDRs PSJ PowerShares Dyn Software QQEW First Trust NDX Equal Wgt FXL First Trust Technology IAH Internet Architect HOLDRs PXQ PowerShares Dyn Networking PTF PowerShares Dyn Technology PSI PwrShrs Dyn Semiconductors CQQQ Claymore China Technology IPK SPDR S&P Intl Technogy BDH Broadband HOLDRs PNQI PwrShrs NASDAQ Internet IIH Internet Infrastr HOLDR CHIB Global X China Technology BHH B2B Internet HOLDRs Multi-Sector MOO Mkt Vectors Agribusiness IGE iShares S&P NA Nat Res IGF iShares S&P Glb Infrastruc SEA Claymore/Delta Glb Shipp PAGG PwrShrs Global Agriculture EMIF iShares S&P EM Infrastruc FLM First Trust ISE Glb Eng GRID First Trust NQ Smart Grid CHIQ Global X China Consumer QQXT First Trust NDX Ex-Tech BRXX Emer Glob Sh Brazil Infr ROB Claymore/Robb Rpt Glb Lux CHXX Emer Glob Sh China Infr

NDX $21,088 IXT $4,969 DJUSTC $1,415 MZUSI0IT $1,182 XSH $734 SGI $554 SPGSTI $463 SPGSTISO $318 SPGSTISM $281 MSH $240 SPGSTIIP $226 SPSISC $187 DJINET $185 NDXT $184 HHI $144 S45 $73 XWH $71 DZC $66 NDXE $63 STRQTC $54 XAH $51 DZN $49 EZV $39 DZE $32 ACNITTR $23 SPBMUTUP $20 XDH $18 QNET $16 YIH $10 CHIT $4 BUXB $2 DXAG SPGSSINR SPGTIND DGAGSIT QAGR SPGEIFDT CVL na CHIQ NDXM IBRXX ROBB ICHXX $2,159 $1,835 $499 $140 $67 $46 $40 $33 $29 $20 $15 $12 $7

$3,997 $209.6 $22.7 $10.7 $388.7 $3.7 $4.2 $3.7 $7.9 $1.4 $2.3 $7.5 $2.3 $2.5 $2.2 $1.1 $1.6 $0.5 $0.5 $0.5 $0.5 $0.5 $0.2 $0.4 $0.8 $0.2 $0.1 $0.3 $0.1 $0.1 $0.0 $32.5 $13.9 $3.7 $3.0 $1.1 $0.6 $0.4 $0.7 $1.0 $0.2 $0.9 $0.2 $0.3

SECTORS Industrials XLI Industrial Sector SPDR IYT iShares DJ Transportation IYJ iShares DJ US Industrial VIS Vanguard Industrials ITA iShares DJ US Aerosp & Def EXI iShares S&P Glb Industrial PPA PwrShrs Aerospace & Def RGI Rydex S&P EW Industrials FAA Claymore/NYSE Arca Airline PRN PowerShares Dyn Industrial FXR First Trust Industrials CHII Global X China Industrials IPN SPDR S&P Intl Industrials PTRP PwrShrs Glb Progr Transpor Financials Financial Sector SPDR SPDR KBW Bank SPDR KBW Regional Bank iShares DJ US Financial Vanguard Financials iShares DJ US Finan Svcs iShares S&P Glb Financials SPDR KBW Insurance Regional Bank HOLDRs iShares DJ US Reg Banks iShares DJ US Broker Dlrs First Trust Financial SPDR KBW Capital Markets iShares DJ US Insurance Global X China Financials PowerShares Dyn Banking Rydex S&P EW Financials PowerShares Dyn Insurance PowerShares Dyn Financial RevenueShares Financial SPDR S&P Intl Financials Frst Trst NQ ABA Comm Bk Emer Glob Sh DJ EM Finan SPDR KBW Mortg Fin Claymore/Beac Exch Brk AM iShares MSCI EM Financials iShares MSCI Far East Fin iShares MSCI ACWI exUS Fin iShares MSCI Europe Fin

IXI TRAN DJUSIN MSCIIN DJSASD SGN DXS S20 AXGAL EZL STRQIN CHII SPBMU2UP HAUL

$3,427 $618 $348 $335 $264 $196 $134 $41 $34 $32 $30 $27 $8 $6

$304.1 $63.9 $4.6 $4.8 $3.1 $1.3 $0.9 $0.3 $0.8 $0.1 $0.3 $0.7 $0.1 $0.1

XLF KBE KRE IYF VFH IYG IXG KIE RKH IAT IAI FXO KCE IAK CHIX PJB RYF PIC PFI RWW IPF QABA EFN KME EXB EMFN FEFN AXFN EUFN

IXM BKX KRX DJUSFN MZUSI0FN DJUSFV SGFS KIX XRH DJSRBK DJSINV STRQFN KSX DJSINS CHIF DHD S40 DWJ EZF S5FINL SPBMU4UP ABQI DJEFN MFXTR CLRIEB MXEF0FN MXFA0FN MXWDUFN MXEU0FN

$7,587 $1,191 $888 $701 $571 $350 $332 $261 $194 $193 $126 $119 $87 $63 $53 $25 $24 $19 $18 $15 $12 $9 $7 $5 $3 $3 $3 $2 $2

$1,363 $136.8 $96.5 $130.5 $6.4 $27.6 $3.0 $27.6 $71.5 $3.6 $8.9 $1.3 $4.4 $0.6 $1.1 $0.2 $0.7 $0.1 $0.1 $0.1 $0.2 $0.1 $0.1 $0.1 $0.0 $0.0 $0.0 $0.0 $0.0

CONTACT Index & Portfolio Desk Analysts Gabi Baez; (212) 526-9374; gabriela.baez@barcap.com Laura Magnani; (212) 526-0383; laura.magnani@barcap.com

CONTACT Trading William Prager; (212) 526-8979; william.prager@barcap.com David Hill; (212) 526-8979; david.hill@barcap.com

Index & Portfolio Desk Analysts U.S. Listed Exchange Traded Funds and Exchange Traded Notes (971 products; $841 BN)
Ticker Name Benchmark Ticker Assets Avg Vol ($MM) ($MM) Ticker Name Benchmark Ticker Assets Avg Vol ($MM) ($MM) Ticker Name Benchmark Ticker

April 9, 2010
Assets Avg Vol ($MM) ($MM)

EPI PRF PXH PRFZ PXF RWL RWK RWJ EES EPS EZM RTR EXT PAF PDN EZY ROI PEF PJO

SPECIALTY Fundamental WisdomTree India Earnings PowerShares FR US 1000 PwrShrs FTSE RAFI EM PowerShares FR US 1500 PowerShares FR DM ex US RevenueShares Large Cap RevenueShares Mid Cap RevenueShares Small Cap WisdomTree SC Earnings WisdomTree Earnings 500 WisdomTree MC Earnings RevenueShares ADR WisdomTree Total Earnings PwrShrs FR Asia Pac x JP PwrShr FR DM x US SmMid WisdomTree LC Value WisdomTree LC Growth PwrShrs FTSE RAFI Europe PwrShrs FTSE RAFI Japan Active

WTIND FR10 na FR15US FRX1X na na na WTSEITR WTEPSTR WTMEITR SPADR WTEI FRDAPXJ FRSDXUS WTPETR WTLGITR FREU FRJPN

$889 $639 $332 $273 $171 $132 $112 $111 $101 $83 $56 $53 $48 $47 $43 $36 $23 $16 $8

$23.4 $3.4 $2.8 $2.3 $1.4 $0.9 $1.0 $1.0 $1.7 $0.3 $0.6 $0.5 $0.8 $0.3 $0.4 $0.2 $0.1 $0.1 $0.1

MINT ALT PQY PCA SMMU PSR PAO PTO PLK PQZ RPX RWG PMA GVT RPQ RFF

PIMCO Enhan Short Matur iShares Diversified Alt PwrShrs Active AlphaQ PwrShrs Auto Balanced Glb Pimco Short Term Muni Bon PwrShrs Active US RE PwrShrs Auto Balanced Gro PwrShrs Auto Growth Glb PwrShrs Active Low Durat PwrShrs Active Multi Cap RP Growth RP Focused LC Growth PwrShrs Active Mega-Cap Grail Amer Beacon LC Value RP Technology RP Financials

SBMMTB3 na na na na FNER na na na na na na na RIY na na

$200 $50 $24 $13 $13 $13 $11 $11 $8 $5 $4 $4 $4 $3 $3 $3

$2.9 $1.2 $0.2 $0.1 $0.2 $0.1 $0.0 $0.1 $0.1 $0.1 $0.0 $0.0 $0.0 $0.2 $0.0 $0.0

AOR AOM AOA TDH TDN TDV AOK TDX TDD TZV TZI TZG TZL TZD TZE TGR TZO

Life-Cycle & Allocation iShares S&P Growth Alloc iShares S&P Moderate Alloc iShares S&P Aggress Alloc TDX Independence 2020 TDX Independence 2030 TDX Independence 2040 iShares S&P Cons Alloc TDX Independence In-Target TDX Independence 2010 iShares S&P Target 2040 iShares S&P Target 2025 iShares S&P Target 2020 iShares S&P Target 2030 iShares S&P Target 2010 iShares S&P Target 2015 iShares S&P Target Retir iShares S&P Target 2035 Other

SPTGGUT SPTGMUT SPTGAUT TDAXTW TDAXTH TDAXFO SPTGCUT TDAXIT TDAXTN SPTGT40T SPTGT25T SPTGT20T SPTGT30T SPTGT10T SPTGT15T SPTGRIT SPTGT35T

$54 $54 $45 $44 $35 $34 $32 $20 $19 $8 $8 $8 $6 $4 $4 $4 $3

$0.4 $0.4 $0.4 $0.1 $0.1 $0.1 $0.3 $0.1 $0.1 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.1 $0.0

PFF PGF PGX PSP PBP KLD DSI HAP PSK PCEF PXN PWO EQL OTP CSD CPI FPX PQBW OTR TXF OOK FOC FMV FCV FZB PNXQ FKL

iShares S&P US Preferred PwrShrs Finan Preferred PowerShares Preferred PwrShr Listed Private Eqty PwrShrs S&P 500 BuyWrite iShares KLD Select Social iShares KLD 400 Social Market Vectors Hard Assets SPDR Wells Fargo Preferred PowerShares CEF Income PowerShares Lux Nanotech PowerShares Dyn OTC ALPS Equal Sector Weight Claymore/OceanTomoPatent Claymore/Beacon Spin-Off IQ CPI Inflation Hedged First Trust US IPO PowerShrares NDX BuyWrite Claymore/Ocean Tomo Gro TXF Large Companies OOK Inc FaithShares Christian FaithShares Methodist FaithShares Catholic FaithShares Baptist PwrShrs NASDAQ Next-Q FaithShares Lutheran

SPPREF WHPSF na LSTPE BXM KLDSSI KLDSDS RVEI WAGG CEFX LUXNI DYO na OTPATG CLRSO na IPXO BXN OTPATG TEXAS OKLAH GPFS05 GPFS03 GPFS01 GPFS02 na GPFS04

$4,032 $1,736 $1,012 $237 $165 $135 $114 $107 $76 $59 $58 $42 $27 $17 $16 $12 $12 $11 $8 $4 $4 $3 $3 $3 $3 $3 $3

$34.0 $12.6 $6.1 $1.6 $1.3 $0.4 $0.5 $1.8 $1.1 $2.6 $0.2 $0.1 $0.4 $0.1 $0.2 $0.2 $0.1 $0.1 $0.1 $0.1 $0.1 $0.1 $0.0 $0.0 $0.0 $0.0 $0.0

UYG SSO FAS QLD URE UYM DIG DDM EDC TNA UWM TYH BGU ERX AGQ UCO UGL ROM MVV UPRO RSU USD DRN SAA XPP MWJ UXI EET RXL TQQQ UGE LBJ CZM RRY UVT UKK UPW UMDD RFL DZK RMM URTY UKF UCC UVU LTL UKW UBT UVG UDOW SOXL UCD REA TMF EZJ UST ULE RTG EFO TYD UWC INDL BRIL TWOL YCL RHM

SPECIALTY Leveraged ProShares Ultra Financials ProShares Ultra S&P500 Direxion Daily Finan Bull 3X ProShares Ultra QQQ ProShares Ultra RealEstate ProShares Ultra Basic Mat ProShares Ultra Oil & Gas ProShares Ultra Dow30 Direxion Daily EM Bull 3X Direxion Daily SC Bull 3X ProShares Ultra R2000 Direxion Daily Tech Bull 3X Direxion Daily LC Bull 3X Direxion Daily Ener Bull 3X ProShares Ultra Silver ProShares Ult DJ-UBS Oil ProShares Ultra Gold ProShares Ultra Technology ProShares Ultra MidCap400 ProShares UltraPro SP500 Rydex 2x S&P 500 ProShares Ultra Semicond Direxion Daily RE Bull 3X ProShares Ultra S&P600 ProShares Ultra FTSEXinhua Direxion Daily MC Bull 3X ProShares Ultra Industrial ProShares Ultra MSCI EM ProShares Ultra HealthCare ProShares UltraPro QQQ ProShares Ultra Cons Goods Direxion Daily LA 3X Bull Direxion Daily China 3X Bull Rydex 2x Russell 2000 ProShares Ultra R2000 Val ProShares Ultra R2000 Gro ProShares Ultra Utilities ProShares UltraPro Mid400 Rydex 2X S&P Financials Direxion Daily DM Bull 3X Rydex 2x S&P MidCap 400 ProShares UltraPro R2000 ProShares Ultra R1000 Gro ProShares Ultra Cons Svcs ProShares Ultra RussMCVal ProShares Ultra Telecomm ProShares Ultra RussMCGro ProShares Ultra 20+ Treas ProShares Ultra R1000 Val ProShares UltraPro Dow30 Direxion Semicond Bull 3x ProShares Ult DJ-UBSComm Rydex 2X S&P Energy Direxion 30Yr Treas Bull 3X ProShares Ultra MSCI Japan ProShares Ultra 7-10 Treas ProShares Ultra Euro Rydex 2X S&P Technology ProShares Ultra MSCI EAFE Direxion 10Yr Treas Bull 3X ProShares Ultra R3000 Direxion India Bull 2x Direxion BRIC Bull 2x Direxion 2Yr Treas Bull 3x ProShares Ultra Yen Rydex 2X S&P Health Care

DJUSFN SPX RGUSFL NDX DJUSRE DJUSBM DJUSEN INDU MXEF RTY RTY RGUSTL RIY RGUSEL SLVRLN DJAIGCL GOLDS DJUSTC MID SPX SPX DJUSSC RMZ SML XIN0U RMC DJUSIN MXEM DJUSHC NDX DJUSNC SPTRL40N BKTCN RTY RUJ RUO DJUSUTT MID IXM MXEA MID RTY RLG DJUSCY RMV DJSTEL RDG LT11TRUU RLV INDU SOX DJAIG IXE AXTHR MXJP LT09TRUU EUR IXT EFD AXTEN RAY III BKBRIC AXTWO JPY IXV

$1,980 $1,565 $992 $868 $640 $414 $400 $393 $382 $256 $239 $232 $226 $182 $179 $177 $168 $156 $146 $139 $113 $94 $82 $61 $51 $45 $44 $38 $36 $35 $35 $35 $31 $29 $26 $25 $25 $25 $24 $23 $21 $20 $19 $19 $19 $19 $17 $17 $17 $16 $14 $13 $12 $12 $11 $10 $9 $8 $8 $7 $7 $4 $4 $4 $4 $4

$109.0 $757 $2,206 $437.1 $105.1 $141.3 $143.5 $121.3 $126.0 $362.5 $80.3 $62.0 $287.0 $120.5 $32.7 $58.2 $12.7 $8.1 $7.6 $202.2 $3.5 $10.7 $79.2 $2.6 $3.7 $7.1 $1.4 $2.7 $1.0 $14.8 $0.4 $1.9 $1.6 $1.5 $0.7 $0.8 $0.6 $2.7 $0.4 $1.9 $0.5 $11.7 $0.5 $0.3 $0.3 $0.3 $0.3 $3.2 $0.4 $1.4 $1.7 $0.6 $0.4 $1.2 $0.1 $0.7 $0.3 $0.3 $0.3 $0.4 $0.1 $0.1 $0.1 $0.1 $0.1 $0.1

TBT SDS SH FAZ QID TZA SRS DXD SKF TBF TWM PST FXP EUO BGZ DOG EUM SPXU RWM DUG PSQ EDZ EEV TMV SCO YCS SMN SEF RSW DRV ERY ZSL GLL TYP EFZ EPV MZZ TYO SCC MYY EFU SBB BZQ SSG REW DNO SDD SZK SIJ SQQQ RRZ MWN EWV SKK DDG SJF SRTY SFK CZI SDOW DPK RFN SJH SDK SDP

DVY VIG SDY VYM DLN CVY DTN DES FVD DTD PFM DON PEY DHS FDL LVL IRO

Dividend - Domestic iShares DJ Select Dividend Vanguard Div Appreciation SPDR S&P Dividend Vanguard High Div Yield WisdomTree LC Div Claymore/Zacks Multi-Asset WisdomTree Dividend ex Fin WisdomTree SC Div First Trust Value Line Div WisdomTree Total Dividend PowerShares Div Achievers WisdomTree MC Div PowerShares HY Equity Div WisdomTree Equity Income First Trust Mrngstr Div Claymore/S&P Glb Dividend Claymore/Zacks Div Rotat

DJDVY DVG SPHYDA FTYLD WTLDITR ZAXYH WT100TR WTSDITR VLFVD WTDITR DAAX WTMDITR DAY WTHYE MDL SPGTGDO ZAXDR

$4,017 $2,842 $1,883 $638 $421 $241 $194 $170 $163 $136 $130 $128 $128 $125 $53 $14 $8

$21.5 $17.6 $14.1 $3.4 $1.8 $3.1 $1.7 $1.1 $0.6 $0.7 $0.8 $0.6 $0.9 $0.5 $0.3 $0.3 $0.1

SPECIALTY Inverse ProShares UltSh 20+ Treas ProShares UltraShort SP500 ProShares Short S&P500 Direxion Daily Finan Bear 3X ProShares UltraShort QQQ Direxion Daily SC Bear 3X ProShares UltSh Real Est ProShares UltraShort Dow30 ProShares UltSh Financials ProShares Short 20+ Treas ProShares UltSh R2000 ProShares UltSh 7-10 Treas ProShares UltSh FTSEXinhua ProShares UltSh Euro Direxion Daily LC Bear 3X ProShares Short Dow30 ProShares Short MSCI EM ProShares UltPro Shrt SP500 ProShares Short R2000 ProShares UltSh Oil & Gas ProShares Short QQQ Direxion Daily EM Bear 3X ProShares UltSh MSCI EM Direxion 30Yr Treas Bear 3X ProShares UltSh DJ-UBS Oil ProShares UltSh Yen ProShares UltSh Basic Mat ProShares Short Financials Rydex Inverse 2x S&P 500 Direxion Daily RE Bear 3X Direxion Daily Ener Bear 3X ProShares UltSh Silver ProShares UltSh Gold Direxion Daily Tech Bear 3X ProShares Short MSCI EAFE ProShares UltSh MSCI Eur ProShares UltSh MidCap400 Direxion 10Yr Treas Bear 3X ProShares UltSh Cons Svcs ProShares Short MidCap 400 ProShares UltSh MSCI EAFE ProShares Short S&P600 ProShares UltSh MSCI Brazil ProShares UltSh Semicond ProShares UltSh Technology United States Short Oil ProShares UltraShort SP600 ProShares UltSh Cons Good ProShares UltSh Industrial ProShares UltraPro Shrt QQQ Rydex Inverse 2x R2000 Direxion Daily MC Bear 3X ProShares UltSh MSCI Japan ProShares UltSh R2000 Gro ProShares Short Oil & Gas ProShares UltSh R1000 Val ProShares UltraPro Shrt R2 ProShares UltSh R1000 Gro Direxion Daily China 3X Bear ProShares UltraPro Shrt D30 Direxion Daily DM Bear 3X Rydex Inverse 2X S&P Finan ProShares UltSh R2000 Val ProShares UltSh RussMCGr ProShares UltSh Utilities LHB Direxion Daily LA 3x Bear SMDD ProShares UltraPro Shrt SP4 REK ProShares Shrt Real Estate SBM ProShares Shrt Basic Mat RXD ProShares UltSh HealthCare YXI ProShares Shrt FTSE/Xinhua CMD ProShrs UltSh DJ-UBSComm TWOZ Direxion 2Yr Treas Bear 3x BRIS Direxion BRIC Bear 2x RMS Rydex Inverse 2x S&P 400 INDZ Direxion DIndia Bear 2x SOXS Direxion Semicond Bear 3x SMK ProShares UltSh MSCI Mex SJL ProShares UltSh RussMCVa JPX ProShares UltSh MSCI PxJP TWQ ProShares UltraShort R3000 TLL ProShares UltSh Telecomm RTW Rydex Inverse 2X S&P Tech RHO Rydex Inverse 2X S&P HC REC Rydex Inverse 2X S&P Ener

LT11TRUU SPX SPX RGUSFL NDX RTY DJUSRE INDU DJUSFN LT11TRUU RTY LT09TRUU FXTID EUR RIY INDU MXEF SPX RTY DJUSEN NDX MXEF MXEF AXTHR DJAIGCL JPY DJUSBM DJUSFN SPX RMZ RGUSEL SLVRLN GOLDS RGUSTL MXEA MXEU MID AXTEN DJUSCY MID MXEA SML MXBR DJUSSC DJUSTC na SML DJUSNC DJUSIN NDX RTY RMC MSDLJN RUO DJUSEN RLV RTY RLG BKTCN INDU MXEA IXM RUJ RDG DJUSUT SPTRL40N MID DJUSRE DJUSBM DJUSHC XINOU DJAIG AXTWO BKBRIC MID III SOX MZMXI RMV MXPFJ RAY DJSTEL IXT IXV IXE

$4,708 $3,177 $1,445 $1,070 $925 $543 $540 $537 $530 $485 $484 $407 $374 $298 $256 $242 $230 $213 $212 $181 $175 $167 $158 $152 $147 $140 $122 $89 $86 $85 $66 $60 $60 $55 $54 $45 $41 $34 $32 $32 $29 $26 $24 $23 $21 $20 $18 $16 $14 $13 $13 $12 $12 $12 $11 $10 $9 $9 $9 $9 $8 $7 $7 $6 $6 $5 $5 $5 $5 $5 $5 $5 $4 $4 $4 $4 $3 $3 $3 $2 $2 $2 $2 $2 $1

$276.6 $1,251 $126.9 $1,228 $334 $269.9 $166 $157.1 $341 $9.0 $145.5 $6.4 $34.6 $9.6 $143.3 $21.2 $3.4 $130.4 $16.9 $50.5 $11.5 $57.8 $27.1 $7.1 $30.3 $3.5 $32.2 $3.6 $5.9 $36.5 $38.4 $6.5 $5.5 $7.3 $2.3 $2.2 $5.2 $0.9 $1.7 $1.7 $1.6 $0.8 $2.0 $6.8 $2.5 $1.3 $1.6 $0.4 $0.8 $4.2 $1.1 $1.8 $0.7 $0.6 $0.3 $0.4 $4.6 $0.3 $0.8 $1.7 $1.2 $0.3 $0.6 $0.3 $0.3 $0.7 $0.6 $0.5 $0.1 $0.2 $0.3 $0.2 $0.3 $0.0 $0.2 $0.0 $0.4 $0.2 $0.1 $0.2 $0.0 $0.1 $0.0 $0.0 $0.1

CONTACT Index & Portfolio Desk Analysts Gabi Baez; (212) 526-9374; gabriela.baez@barcap.com Laura Magnani; (212) 526-0383; laura.magnani@barcap.com

CONTACT Trading William Prager; (212) 526-8979; william.prager@barcap.com David Hill; (212) 526-8979; david.hill@barcap.com

Index & Portfolio Desk Analysts U.S. Listed Exchange Traded Funds and Exchange Traded Notes (971 products; $841 BN)
Ticker Name Benchmark Ticker Assets Avg Vol ($MM) ($MM) Ticker Name Benchmark Ticker Assets Avg Vol ($MM) ($MM) Ticker Name Benchmark Ticker

April 9, 2010
Assets Avg Vol ($MM) ($MM)

SPECIALTY Dividend - International DEM WisdomTree EM Equity DWM WisdomTree DEFA DLS WisdomTree Intl SC Div PID PowerShares Internat Div DGS WisdomTree EM SC Div DWX SPDR S&P Intl Dividend DOO WisdomTree Intl Div DFJ WisdomTree Japan SC Div DOL WisdomTree Intl LC Div DIM WisdomTree Intl MC Div DTH WisdomTree DEFA Eqty Inc IDV iShares DJ EPAC Select Div DNH WisdomTree Pac xJP Eqty DND WisdomTree Pac ex-JP Div HGI Claymore/Zacks Internat DXJ WisdomTree Japan Div DEW WisdomTree Global Equity DFE WisdomTree Europe SC Div FGD First Trust DJ Glb Sel Div DNL WisdomTree WorldxUS Gro GULF WisdomTree Middle East Div HEDJ WisdomTree Intl Hedge Eqty FDD First Trust STOXX Sel Div

WTEMHYTR WTIDFATR WTIDSCTR DAT WTEMSCTR SPGTDOU WTI100TR WTIDJSTR WTIDLCTR WTIDMCTR WTDHYTR DJEPCSDT WTIDPHYT WTIDPTR ZAXIH WTIDJTR WTIDEHTR WTIDESTR DJGSD WTJHYTR WTEMMETR WTIDFTRH SD3L

$560 $459 $448 $436 $386 $228 $168 $166 $153 $150 $147 $131 $122 $92 $62 $60 $50 $31 $28 $26 $13 $10 $8

$5.5 $2.1 $2.3 $1.9 $5.2 $2.5 $1.2 $1.6 $1.1 $0.9 $1.1 $1.2 $1.9 $0.6 $0.8 $0.5 $0.4 $0.3 $0.7 $0.2 $0.2 $0.2 $0.1

EXCHANGE TRADED NOTES Leveraged / Inverse DGP PwrShrs DB Gold Dbl Lg DTO PowerShares DB Oil Dbl Sh DZZ PwrShrs DB Gold Dbl Sh DAG PowerShares DB Agr Dbl Lg DRR Market Vectors Dbl Sh Euro DGZ PowerShares DB Gold Short BDD PwrShr DB Base Met Db Lg DYY PwrShrs DB Commod Dbl Lg SZO PowerShares DB Oil Short BXUC BC SPX + Long C Leveraged DEE PwrShrs DB Commod Dbl Sh AGA PowerShares DB Agr Dbl Sh BOS PwrShrs DB Base Met Sh BOM PwrShrs DB BaseMet DblSh BXUB BC SPX + Long B Leveraged DDP PwrShrs DB Commod Sh PTD E-Tracs UBS Short Platinum BXDB BC SPX + Short B Leveraged BXDC BC SPX + Short C Leveraged URR Market Vectors Dble Lg Euro ADZ PowerShares DB Agr Short BXDD BC SPX + Short D Leveraged Commodity - General iPath DJ UBS Commodity Elements Rogers Commod iPath GSCI Total Return Elements S&PComdtyTrends E-Tracs CMCI Commodity GS Connect S&P GSCI Enh E-Tracs DJ/UBS Commodity PwrShrs DB Commod Lg Currency Market Vectors Renminbi iPath Optimized Curr Carry iPath JPY/USD iPath EUR/USD Market Vectors-Rupee/USD Barclays Asian & Gulf Curr Barclays GEMS iPath GBP/USD Barclays GEMS Asia-8

DGLDIX DBRCL DGLDIX DBLCYEAG DSHRTEUR DGLDIX DBBMIX DBLCIX DBRCL SPXT DBLCIX DBLCYEAG DBBMIX DBBMIX SPXT DBLCIX CTPLER SPXT SPXT DLONGEUR DBLCYEAG SPXT

$376 $175 $77 $62 $56 $39 $32 $20 $16 $11 $10 $9 $7 $7 $6 $6 $5 $4 $4 $4 $4 $2

$36.7 $50.4 $9.4 $1.7 $1.7 $1.5 $1.4 $0.4 $0.6 $1.4 $0.3 $0.1 $0.7 $0.2 $0.3 $0.2 $0.0 $0.2 $0.4 $0.0 $0.0 $0.3

EXCHANGE TRADED NOTES Other INP iPath MSCI India NDEUSIA $1,101 VXX iPATH SP500 VIX ST Future SPVXSTR $1,093 AMJ JPMorgan Alerian MLP AMZ $1,022 VXZ iPATH SP500 VIX MT Future SPVXMTR $491 BWV iPath CBOE SP500BuyWrite BXM $16 SPGH UBS E-TRACS SP5 Gold Hedgena $11 CSLS CS Long/Short Liquid CSLABLN $10 WMW Elements Mrngstr Wide Moat MWMFTR $7 BSC Elements BG SC Value BGVS $4 GCE Claymore CEF GS Connect CLMRCEF $3 JFT KEYnotes FT Enh 130/30 LC FTLCTR $3 GWO Elements CS Global Warm CSGWMXTR $3 DOD Elements Dogs of the Dow MUTR $2 BVT Elements BG Total Mkt Val BGVT $1 EEH Elements LC Sector Momnt SPBNPSP $1 BVL Elements BG LC Value BGVL $1

$28.7 $129.6 $11.1 $10.1 $0.1 $0.0 $0.6 $0.1 $0.1 $0.1 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0

DJP RJI GSP LSC UCI GSC DJCI DPU

DJAIGTR ROGRTR SPGSCITR SPTICTR CMCITR SPGSESTR DJUBSTR DBLCIX

$2,272 $501 $105 $72 $66 $65 $14 $9

$17.0 $3.6 $0.9 $0.8 $0.1 $0.4 $0.1 $0.1

CNY ICI JYN ERO INR PGD JEM GBB AYT

SPCBCNY BXIICIUS JPY EUR SPCBINR BXIIGEMP BXIIGEM1 GBP BXIIGMA8

$39 $33 $11 $8 $7 $7 $4 $2 $1

$0.4 $0.2 $0.1 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0

EXCHANGE TRADED NOTES Commodity - Specific OIL iPath Goldman Sachs Oil RJA Elements Rogers Agricult GAZ iPath DJ UBS Natural Gas PGM iPath DJ UBS Platinum JJC iPath DJ UBS Copper JJG iPath DJ UBS Grains COW iPath DJ UBS Livestock PTM E-Tracs UBS Long Platinum JJA iPath DJ UBS Agriculture JJM iPath DJ UBS Industrial SGG iPath DJ UBS Sugar RJZ Elements Rogers Metals RJN Elements Rogers Energy JJE iPath DJ UBS Energy JJU iPath DJ UBS Aluminum JJN IPath DJ UBS Nickel BAL iPath DJ UBS Cotton OLO PowerShares DB Oil Long GRU Elements MLCX Grains JO iPath DJ UBS Coffee NIB iPath DJ UBS Cocoa JJP iPath DJ UBS Precious Met UBC E-Tracs CMCI Livestock LD iPath DJ UBS Lead FUD E-Tracs CMCI Food UBM E-Tracs CMCI Ind Metals UAG E-Tracs CMCI Agriculture UBG E-Tracs CMCI Gold BDG PwrShrs DB Base Met Lg UBN E-Tracs CMCI Energy AGF PowerShares DB Agr Long JJS iPath DJ UBS Softs USV E-Tracs CMCI Silver GRN iPath Global Carbon FUE Elements MLCX Biofuels JJT iPath DJ UBS Tin

SPGSCLTR ROGRAGTR DJAINGTR DJAIPLTR DJAIHGTR DJAIGRTR DJAILITR CTPLTR DJAIGAGT DJAIINTR DJAISBTR ROGRIMTR ROGRENTR DJAIENTR DJAIALTR DJAINITR DJAICTTR DBOLIX MLCXGRTR DJAIKCTR DJAICCTR DJAIPRTR CMLVTR DJAIPBTR CMFOTR CMIMTR CMAGTR CTGCTR DBBMIX CMENTR DBLCYEAG DJAISOTR CTSITR BXIIGCUT MLCXBXTR DJAISNTR

$572 $295 $156 $139 $137 $102 $93 $91 $74 $69 $69 $60 $53 $27 $22 $20 $17 $16 $14 $14 $13 $9 $9 $9 $6 $6 $6 $5 $5 $4 $4 $4 $4 $4 $2 $2

$20.0 $2.9 $3.5 $2.7 $5.7 $2.8 $1.9 $1.2 $0.6 $0.7 $2.9 $0.6 $0.5 $0.3 $0.5 $0.4 $0.4 $0.3 $0.3 $0.4 $0.5 $0.1 $0.0 $0.4 $0.1 $0.0 $0.1 $0.0 $0.0 $0.0 $0.0 $0.1 $0.0 $0.0 $0.0 $0.1

Ticker

Name

Benchmark Ticker

Assets Avg Vol ($MM) ($MM)

Ticker

Name

Benchmark Ticker

Assets Avg Vol ($MM) ($MM)

Ticker

Name

Benchmark Ticker

Assets Avg Vol ($MM) ($MM)

UUP FXA CYB FXE FXC CEW DBV FXF FXY UDN BZF FXB FXS FXM ICN BNZ EU SZR JYF XRU

FIXED INCOME, CURRENCY & COMMODITIES Currencies PowerShares DB USD Bull USDUPX CurrencyShares AUD AUD WisdomTree Dreyfus CNY CNY CurrencyShares Euro EUR CurrencyShares CAD CAD WisdomTree EM Curr na PwrShrs DB G10 Curr DBCFHX CurrencyShares CHP CHF CurrencyShares JPY JPY PowerShares DB USD Bear USDDNX WisdomTree Dreyfus BRL BRL CurrencyShares GBP GBP CurrencyShares SEK SEK CurrencyShares MXP MXP WisdomTree Dreyfus INR INR WisdomTree Dreyfus NZD NZD WisdomTree Dreyfus EUR EUR WisdomTree Dreyfus ZAR ZAR WisdomTree Dreyfus JPY JPY CurrencyShares RUB RUB Commodities SPDR Gold Trust iShares Silver Trust PowerShares DB Commodity United States Natural Gas iShares COMEX Gold Trust PowerShares DB Agriculture iShares S&P GSCI Comm United States Oil ETFS Platinum Trust PowerShares DB Base Met ETFS Gold Trust PowerShares DB Oil PowerShares DB Energy ETFS Palladium Trust PwrShrs DB Precious Metals GreenHaven Commodity United States 12 Month Oil PowerShares DB Gold ETFS Silver Trust United States Gasoline Jefferies TR/J CRB GlbComm PowerShares DB Silver US 12 Month Natl Gas United States Heating Oil

$1,578 $719 $713 $646 $620 $415 $412 $308 $245 $197 $154 $115 $42 $41 $32 $18 $14 $12 $11 $7

$129.5 $18.7 $8.8 $70.0 $18.3 $4.5 $3.2 $4.2 $17.3 $9.6 $2.1 $12.2 $0.6 $1.2 $0.4 $0.4 $0.2 $0.1 $0.0 $0.2

GLD SLV DBC UNG IAU DBA GSG USO PPLT DBB SGOL DBO DBE PALL DBP GCC USL DGL SIVR UGA CRBQ DBS UNL UHN

GOLDS $42,581 SLVRLN $5,392 DBLCIX $4,862 NGA $3,019 GOLDS $2,872 DBAGIX $2,324 SPGSCITR $1,778 CLA $1,709 PLTMLNPM $569 DBBMIX $523 GOLDLNPM $377 DBOLIX $353 DBENIX $330 PLDMLNPM $313 DBPMIX $264 CCITR $243 CLA $161 DGLDIX $149 SLVRLN $136 XBA $83 CRBQX $81 DBSLIX $65 na $34 HOA $14

$2,044 $201.6 $52.7 $264.0 $34.6 $52.8 $14.3 $466.6 $23 $10.2 $10.8 $7.4 $2.1 $10.7 $3.5 $2.8 $2.1 $1.8 $2.7 $2.8 $1 $2.3 $2 $0.4

FIXED INCOME, CURRENCY & COMMODITIES Fixed Income - U.S. Credit iShares iBoxx Invtmt Grade IBOXIG $12,289 iShares BC 1-3 Year Credit LD01TRUU $6,063 iShares iBoxx $ HY Corp IBOXHY $5,306 SPDR BC High Yield Bond LHVLTRUU $4,395 iShares BC Interm Credit LUICTRUU $2,480 iShares BC Credit Bond LUCRTRUU $582 Vanguard ST Corporate na $259 PowerShares HY Corporate WHYITR $213 Vanguard Interm Corporate na $137 SPDR BC Short Term Corp LF99TRUU $102 SPDR BC Interm Credit LUICTRUU $84 Vanguard LT Corporate na $37 SPDR BC LT Credit LULCTRUU $28 iShares 10+Yr Credit na $10 Fixed Income - U.S. Government TIP iShares BC TIPS LBUTTRUU $19,941 SHY iShares BC 1-3 Year Treas LT01TRUU $8,006 SHV iShares BC Short Treasury LT12TRUU $3,779 IEF iShares BC 7-10 Year Treas LT09TRUU $2,663 TLT iShares BC 20+ Year Treas LT11TRUU $2,198 IEI iShares BC 3-7 Year Treas LT13TRUU $930 BIL SPDR BC 1-3 Month T-Bill LD12TRUU $811 STPZ PIMCO 1-5 Year US TIPS GVQI $445 IPE SPDR Barclays Capital TIPS BCIT1T $374 TLH iShares BC 10-20 Yr Treas LT10TRUU $246 ITE SPDR BC Interm Treasury LT08TRUU $212 TUZ PIMCO 1-3 Yr US Treas na $86 EDV Vanguard Extend Dur Treas na $80 PLW PwrShrs 1-30 Ladder Treas MRTSYA $74 FIVZ PIMCO 3-7 Yr US Treasury G3OC $44 VGSH Vanguard ST Govt na $30 TIPZ PIMCO Broad US TIPS G0QI $27 TLO SPDR BC Long-Term Treas LUTLTRUU $21 VGIT Vanguard Interm Govt na $21 VGLT Vanguard LT Govt na $17 ZROZ PIMCO 25+Yr Zero Coup US STPL $17 LTPZ PIMCO 15+ Year US TIPS G8QI $16 TENZ PIMCO 7-15 Year US Treas G8OC $14 Fixed Income - International EMB iShares JPM USD EM Bond JPEICORE $1,354 BWX SPDR BC Internat Treas LTXUTRUU $1,180 WIP SPDR DB Int Gov Infl Prot DBLNDILS $1,007 PCY PwrShrs EM Sovereign Debt DBLQBLTR $552 BWZ SPDR BC ST Intl Treasury LGT3TRUU $139 IGOV iShares SP/Citi Intl Treas SPBDXUTR $130 ISHG iShares SP/Citi 1-3 Intl Tre SPBDXU3T $121
LQD CSJ HYG JNK CIU CFT VCSH PHB VCIT SCPB ITR VCLT LWC CLY

$100.6 $49.6 $69.2 $59.8 $18.6 $5.5 $4.5 $1.8 $2.0 $1.8 $0.7 $0.4 $0.3 $0.2 $120.3 $74.1 $47.1 $42.4 $330.3 $9.0 $16.8 $4.6 $2.7 $2.9 $1.9 $6.1 $1.5 $0.6 $0.7 $0.6 $0.3 $0.2 $0.4 $0.3 $0.4 $0.4 $0.1 $14.7 $13.9 $10.1 $7.5 $1.4 $1.8 $1.5

MUB SHM TFI PVI PZA SUB CMF HYD ITM SMB NYF CXA MLN PWZ PRB PZT MUNI INY VRD MUAD MUAC MUAA MUAB MUAF MUAE GMMB

FIXED INCOME, CURRENCY & COMMODITIES Fixed Income - Municipal iShares S&P Natl AMT-Free SPMUNUST $1,781 SPDR BC Short Term Muni LMM1TR $1,121 SPDR BC Municipal Bond LMMITR $873 PwrShrs VRDO Tax Fr Wkly na $851 PwrShrs Insured Natl Muni UICM $514 iShares S&P STNatlAMT-Fr SPMU5YRT $351 iShares S&P CA AMT-Free SPMUNCAT $211 Market Vectors HY Muni LMEHTR $159 Market Vectors Interm Muni LMT2TR $142 Market Vectors Short Muni LMT1TR $89 iShares S&P NY AMT-Free SPMUNNYT $68 SPDR BC California Muni LMM2TR $62 Market Vectors Long Muni LMT3TR $52 PwrShrs Insured CA Muni UICA $38 Market Vectors Pre-Ref Muni LMPETR $37 PwrShrs Insured NY Muni UINY $37 PIMCO Intermediate Muni na $33 SPDR BC New York Muni LMM3TR $22 SPDR S&P VRDO Muni SPMUVRDO $15 iShares 2015 S&P AMT-Free SPMUS15T $10 iShares 2014 S&P AMT-Free SPMUS14T $10 iShares 2012 S&P AMT-Free SPMUS12T $10 iShares 2013 S&P AMT-Free SPMUS13T $10 iShares 2017 S&P AMT-Free SPMUS17T $5 iShares 2016 S&P AMT-Free SPMUS16T $5 Grail McDonnell Interm Muni na $5

$9.2 $9.2 $5.0 $11.1 $3.8 $2.7 $0.8 $1.2 $1.0 $0.8 $0.3 $0.3 $0.4 $0.2 $0.2 $0.1 $0.7 $0.1 $0.2 $0.1 $0.1 $0.1 $0.1 $0.1 $0.1 $0.1

AGG BND BSV MBB BIV GVI BLV AGZ CWB BAB LAG GBF VMBS ULQ MBG GMTB GLJ UBD

Fixed Income - Aggregate & Other iShares BC Aggregate Bond Vanguard Total Bond Market Vanguard Short-Term Bond iShares BC MBS Vanguard Interm Bond iShares BC Interm Gov/Cred Vanguard Long-Term Bond iShares BC Agency Bond SPDR BC Convertible Bond PowerShares Build America SPDR BC Aggregate Bond iShares BC Governt/Credit Vanguard MBS Claymore Micro-Term FI SPDR BC MBS Grail McDonnell Core Taxable iShares 10+Yr Govt/Credit Claymore/Dorch CM Bond

LBUSTRUU $11,364 LBUSTRUU $7,152 LD04TRUU $4,443 LD10TRUU $1,759 LD03TRUU $1,463 LF97TRUU $444 LGC5TRUU $345 LUAASIUU $313 na $297 na $255 LBUSTRUU $215 LUGCTRUU $158 na $45 CPMKTL $15 LUMSTRUU $13 na $5 na $5 CPMKTB $5

$70.2 $49.5 $40.2 $13.4 $10.2 $2.3 $3.3 $2.1 $3.2 $4.0 $1.5 $0.9 $0.4 $0.1 $0.1 $0.1 $0.0 $0.0

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