Digital Will v. Apple Inc
Digital Will v. Apple Inc
1    BUCHALTER
                                     A Professional Corporation
                                2    WILLMORE F. HOLBROW III (SBN: 169688)
                                     GABRIEL G. GREEN (SBN: 222445)
                                3    MICHAEL J. WORTH (SBN: 291817)
                                     1000 Wilshire Boulevard, Suite 1500
                                4    Los Angeles, CA 90017-1730
                                     Telephone: 213.891.0700
                                5    Fax: 213.896.0400
                                     Email: wholbrow@buchalter.com
                                6           ggreen@buchalter.com
                                            mworth@buchalter.com
                                7
                                     Attorneys for Plaintiff
                                8    DIGITAL WILL INC., a Japanese corporation
                                9
                                                                  UNITED STATES DISTRICT COURT
                           10
                                                                 NORTHERN DISTRICT OF CALIFORNIA
                           11
                                    DIGITAL WILL INC., a Japanese corporation,    Case No. _ 3:23-cv-04266
                           12
                                                    Plaintiff,                    COMPLAINT FOR DAMAGES
                           13
                                            vs.                                   1. BREACH OF IMPLIED COVENANT
                           14                                                        OF GOOD FAITH AND FAIR
                                    APPLE INC., a California corporation,            DEALING
                           15
                                                    Defendant.                    2. INTENTIONAL INTERFERENCE
                           16                                                        WITH CONTRACTUAL RELATIONS
                           17                                                     3. INTENTIONAL INTERFERENCE
                                                                                     WITH PROSPECTIVE ECONOMIC
                           18                                                        ADVANTAGE
24
25
26
27
                           28
      BUCHALTER
A PROFES SION AL CORPORAT ION
        LOS ANG ELES
                                     COMPLAINT FOR DAMAGES                                             Case No. 3:23-cv-04266___
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                                1   services. Plaintiff is a small business with only six employees, and its revenue and livelihood
                                2   largely depend on its ability to distribute its digital products through Apple’s App Store.
                                3           7.      To that end, Digital Will maintained an Apple Developer Program (“ADP”)
                                4   membership (Apple Team ID F2FJ2K8N39) that was memorialized through a written Apple
                                5   Developer Program License Agreement (“DPLA”) between Apple and Digital Will. The ADP
                                6   membership allowed Plaintiff to distribute and promote its software products (namely, its games
                                7   and apps) to end users through the Apple App Store.
                                8           8.      On or about March 26, 2022, without warning and to Plaintiff’s surprise, Plaintiff
                                9   received a boilerplate message from Apple’s App Store Review stating that Apple determined that
                           10       Digital Will’s ADP membership “has been used for dishonest or fraudulent activity,” and thus,
                           11       Plaintiff’s ADP account was “flagged for removal.”
                           12               9.      The boilerplate message stated that Apple found that Digital Will’s ADP account
                           13       was allegedly “associated with terminated developer accounts, or accounts pending termination, in
                           14       direct violation of the Apple Developer Program License Agreement.”
                           15               10.     Critically, Apple’s message to Digital Will did not identify any such accounts that
                           16       were terminated or pending termination with which Digital Will’s account was allegedly
                           17       associated.
                           18               11.     In fact, Apple’s message did not identify any specific facts whatsoever, or any
                           19       particular misconduct in which Digital Will engaged that violated the DPLA.
                           20               12.     The message further stated that Digital Will could appeal this determination within
                           21       14 days so long as it provides a written statement that thoroughly explains the issues Apple
                           22       identified, the specific steps Plaintiff will take to resolve them, and any new information clarifying
                           23       the issues.
                           24               13.     However, it was impossible for Digital Will to appeal and respond to “the issues
                           25       [Apple] identified,” when Apple had not identified any specific issues.
                           26               14.     Notably, and importantly, Plaintiff’s ADP membership has never been used for
                           27       dishonest or fraudulent activity.
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      BUCHALTER
A PROFES SION AL CORPORAT ION
        LOS ANG ELES
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                                     COMPLAINT FOR DAMAGES                                                        Case No. 3:23-cv-04266___
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                                1            15.    Indeed, Apple has no evidence to even suggest that Plaintiff’s ADP membership
                                2   was actually used for dishonest or fraudulent activity.
                                3            16.    In response to the message, Digital Will’s CEO, William Bohn, submitted a written
                                4   response on behalf of Digital Will to Apple, in which he explained some of Plaintiff’s history with
                                5   Apple.
                                6            17.    Understandably, Mr. Bohn requested that Apple provide Plaintiff with more detail
                                7   regarding Apple’s vague allegations that Digital Will used its account for “dishonest or fraudulent
                                8   activity.”
                                9            18.    Mr. Bohn explained that Apple’s message came “as a complete shock” to Plaintiff,
                           10       as Plaintiff had always had a fruitful relationship with Apple and that the allegations were contrary
                           11       to Digital Will’s company values and core mission.
                           12                19.    Mr. Bohn implored Apple to provide Plaintiff with some facts concerning the
                           13       purported allegations so Plaintiff could promptly respond and resolve any issues.
                           14                20.    On or about April 1, 2022, the Apple App Store Review Board sent Plaintiff another
                           15       boilerplate message indicating that Apple “thoroughly evaluated the activity” associated with
                           16       Digital Will’s ADP membership, completed its investigation, and determined that Digital Will’s
                           17       ADP membership “has been used for dishonest or fraudulent activity.”
                           18                21.    This was essentially the same message Apple sent Plaintiff on March 26, 2022.
                           19                22.    The message further stated that Apple’s “appeal decision is final” and that “any
                           20       subsequent appeals [Plaintiff] file[s] will be closed without review.”
                           21                23.    The message even went so far as to state that Apple “found a pattern of manipulative
                           22       or misleading behavior that has led to the termination of [Digital Will’s] Apple Developer Program
                           23       membership.”
                           24                24.    Again, Apple’s apparently automated message was keen to levy serious allegations
                           25       of misconduct and moral turpitude against Digital Will without providing any facts, examples, or
                           26       details whatsoever.
                           27                25.    On or about April 5, 2022, after becoming even more deeply concerned about the
                           28       matter, Mr. Bohn, on behalf of Digital Wall, called Apple Japan Developer Support, and spoke with
      BUCHALTER
A PROFES SION AL CORPORAT ION
        LOS ANG ELES
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                                1   an Apple representative, who advised him that she could not do anything, but would forward his
                                2   inquiry to the correct Apple personnel and that they would respond to him further.
                                3            26.    On or about April 7, 2022, in response to Mr. Bohn’s phone call to Apple Japan
                                4   Developer Support, Digital Will received a two-sentence response from the Apple Developer
                                5   Program Team advising Plaintiff that, because Digital Will already submitted a “termination
                                6   appeal,” Apple’s “termination decision is final” and Plaintiff’s appeal would not be processed.
                                7            27.    In reality, Apple improperly and unilaterally deemed Plaintiff’s requests for even a
                                8   scintilla of information regarding the vague and baseless accusations—so Plaintiff could
                                9   understand and intelligently respond to them—to be a “termination appeal.”
                           10                28.    In other words, Apple failed to provide Plaintiff with any facts or details to support
                           11       its unilateral termination of Plaintiff’s ADP membership, and then stripped Plaintiff of any
                           12       meaningful opportunity to appeal Apple’s arbitrary and highly damaging termination of Plaintiff.
                           13                29.    Ultimately, on April 16, 2022, Apple emailed Plaintiff a notice of termination letter
                           14       in which Apple notified Plaintiff that Apple had terminated the DPLA with Plaintiff, and again,
                           15       made generic references to “dishonest and fraudulent acts relating to [the] agreement,” without any
                           16       specifics relating to the improper conduct.
                           17                30.    Apple’s termination notice simply states, “Apple has good reason to believe” that
                           18       Digital Will violated the terms of the DPLA.
                           19                31.    Apple has no evidence that Plaintiff violated the terms of the DPLA.
                           20                32.    Apple is a dominant and controlling player in the mobile app industry. It currently
                           21       has 1.8 million apps available and distributes more than 4 billion apps each day. 1
                           22                33.    Many companies and software developers, like Plaintiff, rely on Apple’s App Store
                           23       to operate their businesses and make a living.
                           24                34.    There is no question that Apple’s flagrant and inappropriate termination of Digital
                           25       Will’s ADP membership would, and did, have a devastating effect on Digital Will.
                           26
                           27
                                    1
                                     See About the App Store, APPLE, available at https://www.apple.com/app-store/ (last visited June
                           28       26, 2023).
      BUCHALTER
A PROFES SION AL CORPORAT ION
        LOS ANG ELES
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                                        COMPLAINT FOR DAMAGES                                                      Case No. 3:23-cv-04266___
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                                1           35.     Digital Will is a small company. Its founder’s wife was pregnant with their first
                                2   child while Plaintiff was dealing with this dispute. The losses Digital Will has sustained as a result
                                3   of Apple’s misconduct had a significant impact on its ability to pay its six employees and survive.
                                4           36.     On or about June 3, 2022, Plaintiff retained counsel to send a letter to Apple
                                5   demanding, among other things, that Apple reinstate Plaintiff’s ADP membership and compensate
                                6   Plaintiff for its reasonable economic losses and attorneys’ fees incurred for this matter.
                                7           37.     On or about August 23, 2022—over two months after Digital Will engaged counsel
                                8   to send a letter to Apple—Apple reinstated Digital Will’s ADP membership without providing any
                                9   explanation or details to support its termination of Plaintiff in the first instance, or compensation to
                           10       reimburse Plaintiff for its losses Apple caused.
                           11               38.     Apple’s act of reinstating Plaintiff acknowledges that Apple terminated Digital
                           12       Will’s ADP membership without justification.
                           13               39.     By the time that Apple finally reinstated Digital Will’s ADP membership, Digital
                           14       Will had already sustained significant damages.
                           15               40.     The harm Apple causes Plaintiff could have been avoided if Apple simply
                           16       communicated with Plaintiff before unilaterally and improperly terminating its account.
                           17               41.     As a result of Apple’s abrupt and unjustified termination of Plaintiff’s ADP account,
                           18       Plaintiff’s revenue from game sales went to zero for at least five months.
                           19               42.     To stay in business and remain relevant in the marketplace, Digital Will was forced
                           20       to transfer its games and apps to other publishers, which resulted in Digital Will incurring
                           21       significant additional costs and damage to its reputation. It further resulted in Digital Will losing
                           22       app development revenue, losing its best customer, preventing it from developing for Mac and iOS,
                           23       and being forced to retain counsel and needlessly incur legal fees and costs to resolve this issue
                           24       with Apple.
                           25               43.     Apple’s false accusations caused Digital Will’s preexisting clients, partners, and
                           26       contractors, who relied on the false statements, to lose trust in Digital Will and revoke their
                           27       business. It created the appearance that Digital Will engaged in some unidentified impropriety.
                           28       Apple’s conduct caused Digital Will’s partners to lose trust in Digital Will, several of which ceased
      BUCHALTER
A PROFES SION AL CORPORAT ION
        LOS ANG ELES
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                                     COMPLAINT FOR DAMAGES                                                          Case No. 3:23-cv-04266___
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                                1   consulting with Digital Will on iOS app development. As a direct and proximate cause of Apple’s
                                2   actions and omissions described herein, Plaintiff has sustained damages in an amount of not less
                                3   than USD $765,000 to be determined at trial.
                                4                                     FIRST CLAIM FOR RELIEF
                                5                   Breach of the Implied Covenant of Good Faith and Fair Dealing
                                6           44.     Plaintiff incorporates by reference paragraphs 1 through 43 above as though fully
                                7   set forth herein.
                                8           45.     In California, in every contract there exists an implied covenant of good faith and
                                9   fair dealing, which requires the parties to the contract to refrain from acts and omissions which may
                           10       foreseeably and unfairly deprive a party of the benefits of the bargain.
                           11               46.     At the times relevant to the allegations in this Complaint, Plaintiff and Defendant
                           12       had in effect a written agreement (the DPLA), whereby Digital Will agreed to, among other things,
                           13       use Apple Software to develop its apps and distribute them via the Apple App Store and refrain
                           14       from committing any acts intended to interfere with any of the Apple Software or Services, or
                           15       Apple’s business practices, and Apple agreed to, among other things, allow Digital Will to so
                           16       develop, distribute, and monetize its games and apps.
                           17               47.     Plaintiff has fully performed all conditions, covenants, and promises required of it
                           18       to be performed in accordance with the terms and conditions of the DPLA, except for those
                           19       conditions, covenants, and promises that Plaintiff was excused from performing due to Defendant’s
                           20       breaches.
                           21               48.     Defendant has unfairly interfered with Plaintiff’s right to use Apple Software to
                           22       develop its apps, and distribute and monetize them, via the Apple App Store by (1) falsely accusing
                           23       Digital Will of engaging in “dishonest or fraudulent activity,” associating with “terminated
                           24       developer accounts or accounts pending termination,” participating in “a pattern of manipulative or
                           25       misleading behavior,” and directly violating the terms of the DPLA when Apple knew those
                           26       accusations were false; (2) failing and refusing to provide Digital Will with any facts, details,
                           27       documents, or information to substantiate Defendant’s allegations in response to Digital Will’s
                           28       multiple requests; (3) deceptively and unfairly characterizing Digital Will’s requests for
      BUCHALTER
A PROFES SION AL CORPORAT ION
        LOS ANG ELES
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                                     COMPLAINT FOR DAMAGES                                                        Case No. 3:23-cv-04266___
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                                1   information from Apple as “appeals” to summarily determine Digital Will had exhausted Apple’s
                                2   termination appeal procedure; (4) abruptly and unilaterally terminating the DPLA and Digital
                                3   Will’s ADP membership without justification; and (5) unreasonably delaying in reinstating
                                4   Plaintiff’s ADP membership.
                                5           49.     As a direct and proximate cause of Defendant’s wrongful conduct and omissions,
                                6   including, unfairly depriving Plaintiff of the benefits of its bargain. Plaintiff has been damaged, in
                                7   an amount of not less than USD $765,000 to be determined at trial
                                8           50.     Plaintiff has been damaged, in an amount of not less than USD $765,000 to be
                                9   determined at trial.
                           10                                        SECOND CLAIM FOR RELIEF
                           11                              Intentional Interference with Contractual Relations
                           12               51.     Plaintiff incorporates by reference paragraphs 1 through 50 above as though fully
                           13       set forth herein.
                           14               52.     At all times relevant to the allegations in this Complaint, Plaintiff had valid contracts
                           15       with its existing customers, partners, and contractors, including, but not limited to, Avex and
                           16       Spartan Race, Inc., whereby Plaintiff agreed to provide products and services, including, but not
                           17       limited to, games and app products, and software and app development, maintenance, consulting,
                           18       and other support services, and Plaintiff’s existing customers, partners, and contractors agreed to
                           19       pay Plaintiff for the respective products and services.
                           20               53.     Defendant knew of the above referenced contracts between Plaintiff and its existing
                           21       customers, partners, and contractors. Indeed, upon information and belief, as Apple owns, controls,
                           22       and operates the App Store, at all times relevant to the allegations herein, Apple had access to
                           23       records and other data identifying the existence of Plaintiff’s customers that purchased Plaintiff’s
                           24       games and app products through Apple’s App Store, and Plaintiff had informed Defendant of the
                           25       existence of Plaintiff’s other customers, partners, and contractors with which Plaintiff had valid
                           26       contracts.
                           27               54.     Defendant’s conduct prevented Plaintiff from performing under its contracts or
                           28       made performance thereunder more expensive or difficult. Indeed, Apple unilaterally and abruptly
      BUCHALTER
A PROFES SION AL CORPORAT ION
        LOS ANG ELES
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                                     COMPLAINT FOR DAMAGES                                                           Case No. 3:23-cv-04266___
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                                1   revoked Plaintiff’s ADP membership without justification, terminated the DPLA, prevented
                                2   Plaintiff from delivering its games and apps to existing customers through the App Store that
                                3   Plaintiff would have otherwise been able to continue monetizing, and disrupted its contracts with
                                4   its existing customers, partners, and contractors that prevented Plaintiff from providing them with
                                5   the products and services for which they contracted.
                                6           55.     In engaging in the acts and omissions described herein, Defendant intended to
                                7   disrupt the performance of these contracts or knew that disruption of performance was certain or
                                8   substantially certain to occur. Apple dominates that app space and, when it provided Digital Will
                                9   with an ADP membership, was aware that Digital Will is a software developer whose business
                           10       model and revenue streams depend on access to the App Store, and the ability to use Apple software
                           11       under the DPLA.
                           12               56.     Based on Apple’s stature as a world renowned technology company and trusted
                           13       consumer products and software manufacturer, it knows that, by labeling any of its developers as
                           14       “dishonest,” “fraudulent,” or “manipulative,” it is substantially certain to destroy the trust and
                           15       confidence of that developer’s customers and partners, and thus, the contracts upon which that trust
                           16       and confidence rely.
                           17               57.     As a result of Defendant’s conduct, Plaintiff’s contracts with its customers, partners,
                           18       and contractors were disrupted. For example, without limitation, Plaintiff was expelled from the
                           19       App Store for at least five months. Avex terminated its monthly services agreement with Plaintiff
                           20       due to Apple’s false allegations that Plaintiff engaged in “dishonest and fraudulent acts.” Avex
                           21       further terminated its development of proprietary apps with Plaintiff. Spartan Race, Inc. terminated
                           22       its long-standing contract with Plaintiff.
                           23               58.     As a direct and proximate result of Defendant’s conduct, Digital Will was harmed,
                           24       in ways including, but not limited to, lost revenue and other business losses, damage to its reputation
                           25       and goodwill, additional costs incurred for migrating to other game publishers to permit the games’
                           26       user base to continue using Digital Will’s games, additional labor costs, and legal fees and costs.
                           27               59.     Defendant’s conduct was a substantial factor in causing Digital Will’s harm.
                           28
      BUCHALTER
A PROFES SION AL CORPORAT ION
        LOS ANG ELES
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                                1           60.     Defendant’s actions as alleged herein were willful, wanton, malicious and
                                2   oppressive, and were undertaken with knowledge of their illegality, thus justifying an award of
                                3   exemplary and punitive damages in an amount to be determined at trial to punish and to serve as
                                4   an example to others to deter such conduct.
                                5                                     THIRD CLAIM FOR RELIEF
                                6                   Intentional Interference with Prospective Economic Advantage
                                7           61.     Plaintiff incorporates by reference paragraphs 1 through 60 above as though fully
                                8   set forth herein.
                                9           62.     At all times relevant to the allegations in this Complaint, Plaintiff had economic
                           10       relationships with each of its customers, partners, and contractors that had resulted in, and probably
                           11       would have continued to result in, an economic benefit to Plaintiff.
                           12               63.     Defendant knew of the business relationships Plaintiff had with its customers,
                           13       partners, and contractors, including, but not limited to, the customers and end users that download
                           14       and purchase Plaintiff’s apps through the Apple App Store, and Plaintiff’s partners and contractors,
                           15       including, but not limited to, Avex and Spartan Race, Inc., which were disrupted.
                           16               64.     Defendant engaged in independently wrongful conduct, including, but not limited
                           17       to, (1) knowingly making false and misleading statements alleging that Digital Will purportedly
                           18       breached the DPLA, engaged in “dishonest or fraudulent activity,” associated with “terminated
                           19       developer accounts or accounts pending termination,” and participated in “a pattern of manipulative
                           20       or misleading behavior” of which Apple knew Digital Will’s customers, partners, and contractors
                           21       would be informed, and on which they reasonably relied to Digital Will’s detriment; (2)
                           22       intentionally interfering with Digital Will’s contracts as set forth above; (3) failing and refusing to
                           23       answer Digital Will’s requests for information to give Digital Will a full and fair opportunity to
                           24       resolve the purported issues; (4) refusing to allow Digital Will to meaningfully participate in
                           25       Apple’s “appeal” procedure; (5) terminating Digital Will’s ADP membership without justification;
                           26       and (6) unreasonably delaying in reinstating Plaintiff’s ADP membership. Defendant’s actions
                           27       were further wrongful and constituted unfair trade practices in violation of Business & Professions
                           28       Code Section 17200, et seq.
      BUCHALTER
A PROFES SION AL CORPORAT ION
        LOS ANG ELES
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                                1             72.   Defendant knew or should have known that these relationships would have been
                                2   disrupted if Defendant failed to act with reasonable care.
                                3             73.   Defendant failed to act with reasonable care by engaging in the conduct described
                                4   herein.
                                5             74.   Defendant engaged in independently wrongful conduct, including, but not limited
                                6   to, (1) knowingly making false and misleading statements alleging that Digital Will purportedly
                                7   breached the DPLA, engaged in “dishonest or fraudulent activity,” associated with “terminated
                                8   developer accounts or accounts pending termination,” and participated in “a pattern of manipulative
                                9   or misleading behavior” of which Apple knew Digital Will’s customers, partners, and contractors
                           10       would be informed, and on which they reasonably relied to Digital Will’s detriment; (2)
                           11       intentionally interfering with Digital Will’s contracts as set forth above; (3) failing and refusing to
                           12       answer Digital Will’s requests for information to give Digital Will a full and fair opportunity to
                           13       resolve the purported issues; (4) refusing to allow Digital Will to meaningfully participate in
                           14       Apple’s “appeal” procedure; (5) terminating Digital Will’s ADP membership without justification;
                           15       and (6) unreasonably delaying in reinstating Plaintiff’s ADP membership. Defendant’s actions
                           16       were further wrongful and constituted unfair trade practices in violation of Business & Professions
                           17       Code Section 17200, et seq.
                           18                 75.   As a direct and proximate result of Defendant’s conduct, Digital Will’s business
                           19       relationships were disrupted and Digital Will was harmed, in ways including, but not limited to,
                           20       sustaining lost revenue and other business losses, damage to its reputation and goodwill, additional
                           21       costs incurred for migrating to other game publishers to permit the games’ user base to continue
                           22       using Digital Will’s games, additional labor costs, and legal fees and costs.
                           23                 76.   Defendant’s conduct was a substantial factor in causing Digital Will’s harm.
                           24                                         FIFTH CLAIM FOR RELIEF
                           25                             Violations of Cal. Bus. & Prof. Code § 17200, et seq.
                           26                 77.   Plaintiff incorporates by reference paragraphs 1 through 76 above as though fully
                           27       set forth herein.
                           28
      BUCHALTER
A PROFES SION AL CORPORAT ION
        LOS ANG ELES
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                                     COMPLAINT FOR DAMAGES                                                          Case No. 3:23-cv-04266___
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                                1           78.     California Business & Professions Code Section 17200, et seq., prohibits Defendant
                                2   from engaging in unlawful, unfair, or fraudulent business practices (“Unfair Competition Law”).
                                3   Defendant’s conduct, as further set forth above, constitutes unlawful or unfair acts prohibited by
                                4   California Unfair Competition Law.
                                5           79.     Plaintiff has suffered injury in fact and has sustained lost revenue, other business
                                6   losses, and damage to its reputation and goodwill, and has incurred additional costs for migrating
                                7   to other game publishers, additional costs for labor, and legal fees and costs as a result of
                                8   Defendant’s unlawful or unfair business acts or practices.
                                9           80.     As a direct and proximate result of Defendant’s unlawful or unfair business acts,
                           10       Defendant has been unjustly enriched and has reaped unfair benefits at the expense of Plaintiff,
                           11       which include, but may not be limited to, revenues relating to games and apps developed by Digital
                           12       Will, Mac or iOS products affiliated with or serviced by Digital Will, and other remuneration and
                           13       economic benefits to Apple that belong to Digital Will. Therefore, Plaintiff is entitled to an order
                           14       of restitution requiring Defendant to restore to Plaintiff all sums that Defendant has acquired or
                           15       otherwise realized by means of its unlawful, unfair, or fraudulent business practices. Pursuant to
                           16       California Business & Professions Code Section 17205, all such remedies are cumulative to the
                           17       relief available under all other laws.
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      BUCHALTER
A PROFES SION AL CORPORAT ION
        LOS ANG ELES
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                                                                                  By:
                           14                                                                  WILLMORE F. HOLBROW III
                                                                                                    GABRIEL GREEN
                           15                                                                     MICHAEL J. WORTH
                                                                                                   Attorneys for Plaintiff
                           16                                                             DIGITAL WILL INC., a Japanese corporation
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      BUCHALTER
A PROFES SION AL CORPORAT ION
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                                7
                                                                                 By:
                                8                                                            WILLMORE F. HOLBROW III
                                                                                                  GABRIEL GREEN
                                9                                                               MICHAEL J. WORTH
                                                                                                 Attorneys for Plaintiff
                           10                                                           DIGITAL WILL INC., a Japanese corporation
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      BUCHALTER
A PROFES SION AL CORPORAT ION
        LOS ANG ELES
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                                     COMPLAINT FOR DAMAGES                                                      Case No. 3:23-cv-04266___
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                                         (Place an X in One Box Only)                                                                       (Place an X in One Box for Plaintiff
                                                                                        (For Diversity Cases Only)                            and One Box for Defendant)
                                                                                                                                                 or
                                     (U.S. Government Not a Party)
                                                                                                                                                 and
                                    (Indicate Citizenship of Parties in Item III)
(specify)
             (See instructions):
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