August 1, 2023 - August 31, 2023

SAHBA SALIMI
Account Number: QY3-053798
SVETLANA SERDAR JT TEN
144 E 84TH ST APT 8E
NEW YORK NY 10028-2037
Portfolio at a Glance

This Period Year-to-Date

Your Investment Advisor: BEGINNING ACCOUNT VALUE $690,042.20 $757,561.60
JOSEPH TONY SANTOS Net Cash Deposits and Withdrawals 0.00 -140,000.00
(201) 661-3417 Adjusted Previous Account Value 690,042.20 617,561.60

Commission Amount: $0.00 Dividends, Interest and Other Income

Fees
773.57
0.00
10,452.24
-7,223.53
Net Change in Portfolio1 -14,283.54 55,741.92
ENDING ACCOUNT VALUE $676,532.23 $676,532.23
Accrued Interest $0.00
Account Value with Accrued Interest $676,532.23
Estimated Annual Income $15,881.07
1
Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.

The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC), up to allowable limits.

Page 1 of 11

A0016366CSF30025-SD
 Asset Summary
Percent Asset Type Last Period This Period

1% Cash, Money Funds, and Bank Deposits 10,400.02 10,433.68

51% Mutual Funds 349,930.48 342,531.63
48% Exchange-Traded Products 329,711.70 323,566.92
100% Account Total (Pie Chart) $690,042.20 $676,532.23
Please review your allocation periodically with your Investment Advisor.

Additional Information Summary of Gains and Losses

Description This Period Year-to-Date Realized This Period Realized Year-to-Date Unrealized
Securities Bought and Sold -$739.91 $130,561.36 Short-Term Gain/Loss 0.00 294.77 -206.91
Long-Term Gain/Loss 0.00 6,986.96 56,653.34
Net Gain/Loss 0.00 7,281.73 56,446.43
This summary excludes transactions where cost basis information is not available.

Client Service Information

Your Investment Advisor: 133 Contact Information Client Service Information

JOSEPH TONY SANTOS Business: (201) 661-3417 Service Hours: Monday - Friday 09:00 a.m. - 05:00 p.m. (ET)
1 VANDERBILT AVENUE Client Service Telephone Number: (877) 703-9896
NEW YORK NY 10017 Web Site: WWW.TD.COM

Your Account Information

INVESTMENT OBJECTIVE
Investment Objective: LONG TERM GROWTH
Risk Exposure: HIGH RISK
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Advisor.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: High Cost Long Term
Default Method for Stocks in a Dividend Reinvestment Plan: High Cost Long Term
Default Method for all Other Securities: High Cost Long Term
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No

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Account Number: QY3-053798
A0016366CSF30025-SD
 August 1, 2023 - August 31, 2023
SAHBA SALIMI

Your Account Information (continued)

ELECTRONIC DELIVERY E-mail notifications are delivered to the following e-mail
Your electronic delivery selections for account communications are listed below: address(es):
Enrolled Not Enrolled s#########@hotmail.com
Statements and Reports Tax Documents *s#########@hotmail.com is on file for these documents
Trade Confirmations The above e-mail address is partially masked for your security.
Notifications Please log in to your account to review the full e-mail address.
Prospectus*
Proxy/Shareholder Communications*
Please log in to your account or contact your Investment Advisor to make any changes to your electronic
delivery preferences.

Portfolio Holdings
Account Activity Opening Closing Accrued Income 30-Day Current
Opening Date Quantity Number Ending Balance Balance Income This Year Yield Yield
CASH, MONEY FUNDS AND BANK DEPOSITS 1.00% of Portfolio
Cash Balance 971.55 0.00
FDIC Insured Bank Deposits
TD WEALTH BANK DEPOSIT SWP PRG
08/01/23 10,433.6800 N/A 08/31/23 9,428.47 10,433.68 21.18 453.35 N/A N/A
Total FDIC Insured Bank Deposits $9,428.47 $10,433.68 $21.18 $453.35
TOTAL CASH, MONEY FUNDS AND BANK DEPOSITS $10,400.02 $10,433.68 $21.18 $453.35

Current Unrealized Estimated Estimated

Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Annual Income Yield
MUTUAL FUNDS 51.00% of Portfolio
AMERICAN HIGH INCOME MUNICIPAL BOND FUND CLASS F2 Security Identifier: AHMFX
Open End Fund CUSIP: 026545608
Dividend Option: Reinvest; Capital Gains Option: Reinvest
Multiple‡,Y Total Covered 16.5430 30,072.44 14.4800 26,322.73 -3,749.71 1,024.55 3.89%
1,817.8680
Your lot has been adjusted due to a wash sale for more than one year.

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Account Number: QY3-053798
A0016366CSF30025-SD
 Portfolio Holdings (continued)
Current Unrealized Estimated Estimated
Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Annual Income Yield
MUTUAL FUNDS (continued)
BLACKROCK FLOATING RATE INCOME PORTFOLIO INSTITUTIONAL Security Identifier: BFRIX
CLASS CUSIP: 09260B747
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
Multiple‡,Y Total Covered 9.7300 20,648.36 9.6500 20,477.84 -170.52 1,540.82 7.52%
2,122.0560
348 day(s) added to your holding period as a result of a wash sale.
AMERICAN EUROPACIFIC GROWTH FUND CLASS F2 Security Identifier: AEPFX
Open End Fund CUSIP: 29875E100
Dividend Option: Reinvest; Capital Gains Option: Reinvest
Multiple‡,Y Total Covered 53.1600 45,608.45 53.9700 46,303.08 694.63 747.35 1.61%
857.9410
Your lot has been adjusted due to a wash sale for more than one year.
FIDELITY NEW YORK MUNICIPAL INCOME FUND Security Identifier: FTFMX
Open End Fund CUSIP: 316337203
Dividend Option: Reinvest; Capital Gains Option: Reinvest
Multiple‡,Y Total Covered 13.3840 176,909.44 11.9700 158,217.75 -18,691.69 4,177.01 2.64%
13,217.8570
Your lot has been adjusted due to a wash sale for more than one year.
HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO Security Identifier: HLMIX
INSTITUTIONAL CLASS CUSIP: 412295107
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
MultipleY Total Covered 23.9470 43,377.57 24.8800 45,068.45 1,690.88 1,063.72 2.36%
1,811.4330
NUVEEN PREFERRED SECURITIES AND INCOME FUND CLASS I Security Identifier: NPSRX
Open End Fund CUSIP: 670700400
Dividend Option: Reinvest; Capital Gains Option: Reinvest
Multiple‡,Y Total Covered 15.4290 14,178.16 14.4700 13,296.96 -881.20 804.98 6.05%
918.9330
Your lot has been adjusted due to a wash sale for more than one year.
VANGUARD ULTRA-SHORT-TERM TAX-EXEMPT FUND ADMIRAL Security Identifier: VWSUX
SHARES CUSIP: 922907803
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
Multiple‡,Y Total Covered 15.8530 33,399.72 15.5900 32,844.82 -554.90 683.29 2.08%
2,106.7880
Your lot has been adjusted due to a wash sale for more than one year.
TOTAL MUTUAL FUNDS $364,194.14 $342,531.63 -$21,662.51 $10,041.72

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Account Number: QY3-053798
A0016366CSF30025-SD
 August 1, 2023 - August 31, 2023
SAHBA SALIMI

Portfolio Holdings (continued)

Current Unrealized Estimated Estimated
Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Annual Income Yield
EXCHANGE-TRADED PRODUCTS 48.00% of Portfolio
ISHARES TR RUSSELL 2000 ETF Security Identifier: IWM
Dividend Option: Cash; Capital Gains Option: Cash CUSIP: 464287655
MultipleY Total Covered 148.1040 17,920.61 188.6100 22,821.81 4,901.20 342.46 1.50%
121.0000
SPDR S&P 500 ETF TR TR UNIT Security Identifier: SPY
Dividend Option: Cash; Capital Gains Option: Cash CUSIP: 78462F103
MultipleY Total Covered 329.8380 195,593.80 450.3500 267,057.55 71,463.75 3,867.76 1.44%
593.0000
SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETF Security Identifier: SCHD
Dividend Option: Cash; Capital Gains Option: Cash CUSIP: 808524797
MultipleY Total Covered 70.6720 31,943.57 74.5300 33,687.56 1,743.99 1,175.78 3.49%
452.0000
TOTAL EXCHANGE-TRADED PRODUCTS $245,457.98 $323,566.92 $78,108.94 $5,386.00

Current Unrealized Accrued Estimated

Cost Basis Market Value Gain/Loss Interest Annual Income
Total Portfolio Holdings $620,085.80 $676,532.23 $56,446.43 $0.00 $15,881.07

Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost
basis will not be reported to the IRS.
Y
This line is an aggregation of shares in this position, representing shares acquired at different times and/or dates. This summary is a sum of these shares and does not represent cost basis
calculated using the average cost accounting method.
‡
The cost basis and holding period has been adjusted for a portion of this position due to a wash sale event.

Portfolio Holdings Disclosures

Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. In some cases the pricing vendor may provide prices quoted by
a single broker or market maker. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked

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Account Number: QY3-053798
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 Portfolio Holdings Disclosures (continued)

Pricing (continued)
"N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.

Estimated Annual Figures

The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.

Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.

Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.

Foreign Currency Transactions

Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.

Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.

Income and Expense Summary

Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Other Dividends 213.68 526.23 5,806.00 4,192.89

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Account Number: QY3-053798
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 August 1, 2023 - August 31, 2023
SAHBA SALIMI

Income and Expense Summary (continued)

Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 33.66 0.00 453.35 0.00
Total Income $247.34 $526.23 $6,259.35 $4,192.89

Activity Summary (All amounts shown are in base currency)

Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Securities Bought 0.00 -739.91 -739.91 0.00 -8,250.12 -8,250.12
Securities Sold 0.00 0.00 0.00 138,811.48 0.00 138,811.48
Total Securities $0.00 -$739.91 -$739.91 $138,811.48 -$8,250.12 $130,561.36
Dividends and Interest $773.57 $0.00 $773.57 $10,452.24 $0.00 $10,452.24
Fees $0.00 $0.00 $0.00 $0.00 -$7,223.53 -$7,223.53
Cash
Withdrawals 0.00 0.00 0.00 0.00 -140,000.00 -140,000.00
Total Cash $0.00 $0.00 $0.00 $0.00 -$140,000.00 -$140,000.00
FDIC Insured Bank Deposits $0.00 -$1,005.21 -$1,005.21 $72,054.95 -$65,845.02 $6,209.93
Totals $773.57 -$1,745.12 -$971.55 $221,318.67 -$221,318.67 $0.00

Transactions by Type of Activity

Process/
Settlement
Date Activity Type Description Quantity Price Accrued Interest Amount Currency
Securities Bought and Sold
08/01/23 REINVEST CASH INCOME AMERICAN HIGH INCOME MUNICIPAL BOND FUND CLASS F2 6.2360 -91.54 USD
AHMFX SHRS PURCH. AT $14.68000 FOR ACCRUAL PERIOD ENDING
07/31/23
08/01/23 REINVEST CASH INCOME BLACKROCK FLOATING RATE INCOME PORTFOLIO 15.2680 -147.03 USD
BFRIX INSTITUTIONAL CLASS SHRS PURCH. AT $9.63000 FOR
ACCRUAL PERIOD ENDING 07/31/23

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Account Number: QY3-053798
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 Transactions by Type of Activity (continued)
Process/
Settlement
Date Activity Type Description Quantity Price Accrued Interest Amount Currency
Securities Bought and Sold (continued)
08/01/23 REINVEST CASH INCOME FIDELITY NEW YORK MUNICIPAL INCOME FUND SHRS 30.2760 -368.76 USD
FTFMX PURCH. AT $12.18000 FOR ACCRUAL PERIOD ENDING
07/31/23
08/01/23 REINVEST CASH INCOME NUVEEN PREFERRED SECURITIES AND INCOME FUND CLASS 4.5840 -66.65 USD
NPSRX I SHRS PURCH. AT $14.54000 FOR ACCRUAL PERIOD
ENDING 07/31/23
08/01/23 REINVEST CASH INCOME VANGUARD ULTRA-SHORT-TERM TAX-EXEMPT FUND 4.2240 -65.93 USD
VWSUX ADMIRAL SHARES SHRS PURCH. AT $15.61000 FOR
ACCRUAL PERIOD ENDING 07/31/23
Total Securities Bought and Sold - U.S. DOLLARS 0.00 -739.91
Dividends and Interest
08/01/23 NON-TAXABLE DISTRIBUTION AMERICAN HIGH INCOME MUNICIPAL BOND FUND CLASS F2 91.54 USD
RECEIVED FOR ACCRUAL PERIOD ENDING 07/31/23
AHMFX
08/01/23 CASH DIVIDEND RECEIVED BLACKROCK FLOATING RATE INCOME PORTFOLIO 147.03 USD
BFRIX INSTITUTIONAL CLASS FOR ACCRUAL PERIOD ENDING
07/31/23
08/01/23 NON-TAXABLE DISTRIBUTION FIDELITY NEW YORK MUNICIPAL INCOME FUND FOR 368.76 USD
RECEIVED ACCRUAL PERIOD ENDING 07/31/23
FTFMX
08/01/23 CASH DIVIDEND RECEIVED NUVEEN PREFERRED SECURITIES AND INCOME FUND CLASS 66.65 USD
NPSRX I FOR ACCRUAL PERIOD ENDING 07/31/23
08/01/23 NON-TAXABLE DISTRIBUTION VANGUARD ULTRA-SHORT-TERM TAX-EXEMPT FUND 65.93 USD
RECEIVED ADMIRAL SHARES FOR ACCRUAL PERIOD ENDING 07/31/23
VWSUX
08/16/23 FDIC INSURED BANK TD WEALTH BANK INTEREST CREDITED 33.66 USD
DEPOSITS INTEREST
RECEIVED
PER872378
Total Dividends and Interest - U.S. DOLLARS 0.00 773.57
FDIC Insured Bank Deposits
08/01/23 FDIC INSURED BANK DEPOSIT TD WEALTH BANK DEPOSIT SWEEP PROGRM -971.55 USD
USD999997
08/16/23 FDIC INSURED BANK TD WEALTH BANK INTEREST REINVESTED -33.66 USD
DEPOSITS INTEREST
REINVESTED
PER872378
Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 -1,005.21

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Account Number: QY3-053798
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 August 1, 2023 - August 31, 2023
SAHBA SALIMI

Transactions by Type of Activity (continued)

Process/
Settlement
Date Activity Type Description Quantity Price Accrued Interest Amount Currency

Total Value of Transactions 0.00 -971.55 USD

The price and quantity displayed may have been rounded.

FDIC Insured Bank Deposits

Date Activity Type Description Amount Balance
Sweep FDIC Insured Bank Deposits
TD WEALTH BANK DEPOSIT SWP PRG
Activity Ending: 08/31/23
08/01/23 Opening Balance 9,428.47 9,428.47
08/01/23 Deposit DEPOSIT 971.55 10,400.02
08/15/23 Deposit INTEREST CREDITED 33.66 10,433.68
08/16/23 YIELD 4.13% 10,433.68
TD BANK USA NA
A/O 08/16 $10,433.68
08/31/23 Closing Balance $10,433.68
Total FDIC Insured Bank Deposits $10,433.68
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.

Messages
Although a money market mutual fund (money fund) seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money fund. Shares
of a money fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account.
Please see the money fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1)
confirmations are not sent for purchases into money funds processed on the sweep platform. Pursuant to applicable regulation, account statements will be produced monthly or
quarterly. Balances in Federal Deposit Insurance Corporation (FDIC)-insured bank deposit sweep products are not protected by Securities Investor Protection Corporation (SIPC).

eDelivery

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Account Number: QY3-053798
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 Messages (continued)
Eliminate paper and save natural resources with digital adoption. Electronic delivery (eDelivery) is faster, convenient and more secure. We offer eDelivery for account statements,
prospectus documents, proxy or shareholder communications, tax documents, trade confirmations and more.

To enroll, log in to your brokerage account and look for the one-click eDelivery pop-up or simply select 'Go Paperless' at the top of any page and follow the on-screen prompts for
set-up your preferences. Enrollment can be activated as quickly as the day you register, and you will be notified when documents are available in an online, password-protected portal.

Contact your financial professional if you have any questions about any of our digital tools.

Trusted Contact

Have you thought about adding a Trusted Contact Person to your account? A Trusted Contact is a person that you authorize TD Private Client Wealth to contact in limited
circumstances but does not have any authority to act on your behalf, execute transactions or engage in activity in your account.

If we are unable to reach you, adding a Trusted Contact may help us confirm your current contact information, health status or the identity of any legal guardian, executor, trustee or
holder of a power of attorney.

We encourage you to maintain a Trusted Contact on your account(s) as an additional safeguard to protect you and your assets, however having a trusted contact on your account
relationship is optional.

Contact your representative to add or update your Trusted Contact.

At TD Private Client Wealth, LLC ("TDPCW"), we value your relationship and are committed to ensuring you are provided with timely updates and your account information is
accurate and up to date. Registered Representatives ("RRs") and individuals associated with TDPCW may only contact you via a TD issued email address ending in @td.com or
through a TD issued phone number. Please note if you are contacted via any other methods, including through social media, do not respond in any manner, please reach out to your
Advisor or visit your local TD Store location for further discussion.

Important Information and Disclosures

The Role of Pershing
• Pershing LLC, member FINRA, NYSE, carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing is not responsible or liable
for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of
any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control
with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant
as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/about/strength-and-stability.

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Account Number: QY3-053798
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 August 1, 2023 - August 31, 2023
SAHBA SALIMI

Important Information and Disclosures (continued)

The Role of Pershing (continued)
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in
which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except
to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.

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Account Number: QY3-053798
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