Chapter 2
Chapter 2
Evidence-Based Psychological
Treatments for
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Geriatric Anxiety
Shiva G. Ghaed, Catherine R. Ayers,
and Julie Loebach Wetherell
http://dx.doi.org/10.1037/13753-002
Making Evidence-Based Psychological Treatments Work With Older Adults, edited by
F. Scogin and A. Shah
Copyright © 2012 American Psychological Association. All rights reserved.
Late-life anxiety has been linked to a variety of negative outcomes,
including impairments in both physical and psychological functioning.
Older men with anxiety appear to be at higher risk for coronary artery dis-
ease and experience greater mortality (Kawachi, Sparrow, Vokonas, & Weiss,
1994; Van Hout et al., 2004). Anxiety has been linked to substance abuse
(Poikolainen, 2000), polypharmacy (Golden et al., 1999), and overutiliza-
tion of medical services (de Beurs et al., 1999; Stanley, Roberts, Bourland, &
Novy, 2001) in older adults. GAD in particular is associated with increased
somatic complaints, for example, related to gastrointestinal problems and nau-
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sea (Haug, Mykletun, & Dahl, 2002), headaches (Zwart et al., 2003), and
dizziness (Eckhardt-Henn, Breuer, Thomalske, Hoffmann, & Hopf, 2003).
Furthermore, anxiety adversely affects subjective experiences of well-being
and quality of life (QOL) and impacts daily functioning (Brenes, Guralnik,
Williamson, Fried, & Penninx, 2005; Brenes, Guralnik, Williamson, Fried,
et al., 2005; de Beurs et al., 1999; Lenze et al., 2001; Lenze & Wetherell, 2009;
Wetherell, Thorp, et al., 2004). Suicide, in general, increases with age and
may be an even more serious problem in late-life anxiety populations (Pearson
& Brown, 2000; Szanto et al., 1997). Nearly half of older adults with depres-
sion have co-occurring anxiety disorders (Beekman et al., 2000; Lenze et al.,
2000), and suicide risk may be up to 10 times higher in these patients than in
the general population (Khan et al., 2002). For this reason, the assessment of
depression and anxiety should be a priority when evaluating geriatric patients
who present to primary care settings, regardless of their specific complaints.
Medications such as selective serotonin reuptake inhibitors (SSRIs;
Lenze et al., 2005, 2009) are efficacious for geriatric anxiety, and some
data suggest that SSRIs are more effective than psychotherapy (Pinquart &
Duberstein, 2007; Schuurmans et al., 2006, 2009). Yet the impetus for using
evidence-based psychological treatments for anxiety with the older popula-
tion derives from a number of factors. One of the most compelling reasons for
offering psychotherapeutic treatment in lieu of pharmacotherapy is that older
individuals tend to already be taking many medications and often prefer not
to add to a long list due to concerns about side effects and other issues (Weth-
erell, Kaplan, et al., 2004). In addition, there are risks from taking com-
monly prescribed older medications such as benzodiazepines (Klap, Unroe, &
Unutzer, 2003; Mamdani, Rapoport, Shulman, Herrmann, & Rochon, 2005;
Paterniti, Dufouil, & Alperovitch, 2002). Despite more recent evidence of
efficacy and safety of newer medications such as the SSRIs (Lenze et al., 2005,
2009), some evidence suggests that long-term use of these medications may
contribute to bone loss (Diem et al., 2007). Lenze et al. (2005) recommended
integrated treatment for late-life anxiety patients for this reason, and they
suggested taking a more graduated care approach, particularly in the manage-
ment of somaticizing patients.
12
TABLE 2.1
Cognitive Behavioral and Cognitive Therapy for Late-Life Anxiety
Length of Outcome
Authors Sample Conditions Manual treatment measures Findings
Barrowclough N = 55; M age = 1. CBT CBT based on 8–12 ses- BAI, HAMA, CBT group-reduced self-
et al., 2001 72; met criteria 2. ST disorder spe- sions of STAI-T reports of anxiety and
for panic disor- cific models: individual, depression significantly
der (51%), social Clark, 1988; home- more than ST immedi-
phobia (2%), Wells, 1997; delivered ately following treatment
GAD (19%), or and Beck, therapy and during follow-up.
anxiety disorder Emery, &
Mohlman et Study 1: N = 27; Study 1: 1. CBT CBT based on 13 individual BAI, SCL-90, Trait Study 1: No immediate dif-
al., 2003 M age = 66; met with problem- Gorenstein, sessions worry, STAI-T, ferences between CBT
criteria for GAD solving skills Papp, & Kle- GADSS and WL. CBT group
Study 2: N = 15; training, daily ber, 1999 significantly reduced
M age = 67; met structure, GAD severity at 6-month
criteria for GAD and sleep follow-up, whereas WL
hygiene; did not.
2. WL Study 2: Enhanced CBT
Study 2: group showed significant
1. Enhanced reduction in anxiety–
CBT with worry and global severity
memory aids; relative to WL.
2. WL
Mohlman & N = 32; M age = 1. CBT CBT based on 13 individual BAI, PSWQ, Intact and improved EF
Gorman, 69; met crite- 2. WL Gorenstein, sessions STAI-T showed significantly
2005 ria for GAD, Papp, & greater decrease than the
had intact EF, Kleber, 1999 WL on worry. Improved
improved EF, EF showed significantly
impaired EF greater decrease than
the impaired EF and WL
on STAI-T.
Stanley et al., N = 48; M age = 1. CBT CBT based on 14 group GADSS, percent- CBT and ST groups both
1996 68; met criteria 2. ST Borkovec & sessions age of day wor- significantly reduced
for GAD Costello, 1993; rying, PSWQ, worry, anxiety, and
and Craske, WS, STAI-T, depression. Gains
Barlow, & HAMA, FQ maintained at 6-month
O’Leary, 1992 follow-up.
Stanley et al., N = 134; M age = 1. CBT Stanley, Diefen- 10 individual PSWQ, GADSS, CBT (vs. EUC) significantly
2009 67; met criteria 2. EUC bach, & sessions SIGH-A, BDI-II, improved worry severity,
for GAD Hopko, 2004 SF-12 (MCS, depressive symptoms,
13
ment not seen for GAD
severity measure.
(continues)
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TABLE 2.1
Cognitive Behavioral and Cognitive Therapy for Late-Life Anxiety (Continued)
Length of Outcome
14
Authors Sample Conditions Manual treatment measures Findings
Stanley, N = 85; M age = 1. CBT CBT based on 15 group PSWQ, WS, CBT group showed sig-
Beck, et 66; met criteria 2. Minimal con- Borkovec sessions GADSS, STAI- nificant improvement
al., 2003 for GAD tact control & Costello, T, HAMA on measures of worry,
1993; anxiety, and QOL
Bernstein & relative to control. Gains
Borkovec, maintained at 12-month
1973; Craske, follow-up.
Barlow, &
O’Leary, 1992
Stanley, N = 12; M age = 1. CBT with Stanley, Diefen- 8 individual GADSS, PSWQ, CBT group showed sig-
Hopko, 71; met criteria problem- bach, & sessions BAI nificantly more improve-
et al., 2003 for GAD solving skills Hopko, 2004 ment on GAD severity,
training and worry, and depression
Cognitive Therapy
Relaxation Training
Supportive Therapy
TABLE 2.2
Relaxation Training for Late-Life Anxiety
Length of Outcome
Authors Sample Conditions Manual treatment measures Findings
De Berry, 1981– N = 10; M age range 1. PMR Relaxation based Ten 1-hour STAI-S, PMR group showed significant
1982 = 69–84; recent 2. Pseudorelaxation on Wolpe, group ses- STAI-T improvement on state anxiety,
widows with sub- 1969; and sions muscle tension, sleep latency,
jective reports of Lazarus, 1966 nocturnal awakenings, and head-
anxiety aches, whereas pseudorelaxation
did not. At 10-week follow-up,
PMR showed gains on state
anxiety.
De Berry, 1982 N = 36; M age range 1. PMR and imagery Relaxation based Ten STAI-S, Both PMR groups showed signifi-
= 63–79; mostly with follow-up on Wolpe, 30-minute STAI-T cant improvement on state and
recent widows with 2. PMR and imagery 1969; and group trait anxiety whereas pseudo-
subjective reports without follow-up Lazarus, 1972 sessions relaxation did not. Gains main-
of anxiety 3. Pseudorelaxation tained at 10-week follow-up.
De Berry et al., N = 32; M age = 69; 1. PMR and imagery PMR and imag- Twenty STAI-S, PMR group demonstrated signifi-
1989 subjective reports 2. CT with assertive- ery based on 45-minute STAI-T cant decrease in state anxiety,
of anxiety ness training Wolpe, 1969; group whereas pseudorelaxation and
3. Pseudorelaxation Lazarus, 1972; sessions CT did not. Gains maintained at
and DeBerry 10-week follow-up.
1982
Rickard, Sco- N = 27; M age = 68; 1. PMR Relaxation based 4 individual Relaxation Reduction in state and trait anxi-
gin, & Keith, subjective reports 2. Imaginal relaxation on Bernstein sessions scale, ety and significant decrease in
1994 (1-year of anxiety 3. WL & Borkovec, SCL- psychological symptoms 1 year
follow-up from 1973; and 90-R, after treatment.
Scogin et al. Crist, 1986 STAI-S,
[1992] study) STAI-T
Scogin et al., N = 71; M age = 68; 1. PMR Relaxation based 4 individual STAI-S, PMR and imaginal relaxation
1992 subjective reports 2. Imaginal relaxation on Bernstein sessions STAI-T, groups significantly reduced
of anxiety 3. WL & Borkovec, SCL-90 state anxiety relative to WL.
1973; and Gains maintained at 1-month
17
Note. PMR = progressive muscle relaxation; STAI-S = State–Trait Anxiety Inventory–State; STAI-T = State–Trait Anxiety Inventory–Trait; CT = cognitive therapy; WL = waiting list;
SCL-90 = Symptom Checklist-90; SCL-90-R = Symptom Checklist-90-Revised.
reference: Novalis, Rojcewicz, & Peele, 1993). In three studies, Ayers et al.
(2007) found some support for the use of supportive therapy, although data
are inconsistent. Sallis et al. (1983) compared three groups of patients (i.e.,
relaxation training, cognitive therapy, supportive therapy) and found that
patients who received supportive therapy had significantly less trait anxiety
than the other two groups (see Table 2.3). Supportive therapy was compared
with CBT in patients with several different anxiety disorders (i.e., GAD,
panic disorder, social phobia, anxiety disorder not otherwise specified), and
patients receiving CBT showed significantly more improvements in mood
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Bibliotherapy
TABLE 2.3
Supportive Therapy for Late-Life Anxiety
Length of Outcome
Author Sample Conditions Manual treatment measures Findings
Barrowclough N = 55; M age = 72; 1. CBT ST based on 8–12 sessions BAI, HAMA, CBT group reduced
et al., 2001 met criteria for panic 2. ST Woolfe, of individual STAI-T self-reports of anxi-
disorder (51%), 1989 home-delivered ety and depression
social phobia (2%), therapy significantly more
GAD (19%), or than ST imme-
anxiety disorder not diately following
otherwise specified treatment and dur-
(28%) ing follow-up.
Sallis et al., N = 38; M age = 71; 1. Relaxation ST based on Ten 60-min STAI-T ST group signifi-
1983 subjective reports of training Johnson, group sessions cantly reduced trait
anxiety 2. CT with 1972 anxiety. CT with
pleasant pleasant events
events significantly
scheduling reduced heart rate.
3. ST
Stanley et al., N = 48; M age = 68; 1. CBT ST based on 14 group GADSS, per- CBT and ST groups
1996 met criteria for GAD 2. ST Borkovec sessions centage of both significantly
& Costello, day worry- reduced worry, anxi-
1993 ing, PSWQ, ety, and depression.
WS, STAI-T, Gains maintained at
HAMA, FQ 6-month follow-up.
Note. CBT = cognitive behavioral therapy; ST = supportive therapy; BAI = Beck Anxiety Inventory; HAMA = Hamilton Anxiety Rating Scale; STAI-T = State–Trait Anxiety
Inventory–Trait; CT = cognitive therapy; GADSS = Generalized Anxiety Disorder Severity Scale; PSWQ = Penn State Worry Questionnaire; WS = Worry scale; FQ = Fear
19
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20
TABLE 2.4
Bibliotherapy for Late-Life Anxiety
Length of Outcome
Author Sample Conditions Manual treatment measures Findings
van’t Veer- N = 170; M age = 1. Intervention: Lewinsohn Stepped care MINI (6, 12 Intervention
Tazelaar 81; subjects with Preventive et al., over 12 months months), decreased
et al., 2009 subthreshold stepped-care 1984 (4 steps, CES-D (3, 6, incidence rate
symptoms of programa 3 months per 9, 12 months) of anxiety and
solving therapy; (d) referral to primary care. This is in comparison with the usual care program, which allowed unrestricted access to usual care for depression or anxiety concerns.
Cognitive Impairment
tion, are well-defined and simple exercises that can be easily taught to cogni-
tively impaired patients. Modules that consist of predominantly behavioral
strategies (vs. cognitive processes), such as sleep hygiene guidelines, worry
control exercises, and in vivo exposures, are also likely to be better used by
these patients. Life review can be beneficial because remote personal histori-
cal memory may be intact.
The purpose of this section is to provide a practical guide for the imple-
mentation of evidence-based treatment in your clinical practice. It should be
noted that the treatment approach outlined in the subsequent sections of this
chapter is adapted primarily to GAD and general anxiety symptoms. There
are several ways in which treatment can be adjusted for a geriatric patient.
First and foremost, caregivers and family members can be included in treat-
ment planning and encouraged to accompany the patient to psychotherapy
sessions. Depending on the stamina of the patient, sessions can be abbrevi-
ated, if necessary, decreasing patient burden. Also, if feasible, home visits can
be made, which remedies problems related to transportation, medical issues,
and lack of initiative, or avoidance.
It is important to recognize that older adults may be new to the psycho-
therapy process, and thus even prior to receiving psychoeducation about
anxiety, they may need general information about the mechanics of psycho-
therapy itself. Establishing good rapport with these patients can be critical to
subsequent adherence to the treatment program. It is my firm belief that one
of the most effective techniques for establishing rapport early on and setting
the stage for productive therapy is providing my patients validation for any
reticence about beginning therapy and addressing any issues related to stigma
Case Example
Presession 1: Assessment
relevant problem areas on which to focus most efforts. Patients should also
be asked to complete a measure of anxiety or worry at this time and every
few sessions to track progress. In this case, Helen is provided the eight-item
short form of the Penn State Worry Questionnaire (Meyer, Miller, Metzger,
& Borkovec, 1990), which was developed for older adults and is frequently
used with geriatric GAD patients (see Appendix 2.4). It should be noted
that there are other measures available for use, for example, the GAD-7
(Spitzer, Kroenke, Williams, & Lowe, 2006), the Geriatric Anxiety Inven-
tory (Pachana et al., 2007), and the well-known Beck Anxiety Inventory
(Beck, Epstein, Brown, & Steer, 1988). Assessment results indicated difficul-
ties with sleep, uncontrollable worry, and difficulties solving real-life prob-
lems. As such, a main focus of the intervention included relaxation training,
problem solving, sleep hygiene, and controlling worry. Other interventions
(assertive communication, pleasant activities, acceptance and mindfulness,
and time management) also assisted with Helen’s distressing anxiety symp-
toms as well as supported the use of the main strategies listed above.
During the first session, Helen is provided validation for her problems,
positive feedback for seeking help, and encouragement about the benefits
of therapy, as well as reassurance that this process will be a collaborative
and supportive one. An introduction to therapy includes psychoeducation
to help her recognize the effects of anxiety on her QOL and assess her cur-
rent level of functioning. Together we review her problem list and identify
the most currently impactful issues—her isolation due to multiple medical
problems, difficulty with establishing boundaries with family members, and
coping effectively with events that are out of her control. I supply Helen with
take-home reading, as I do for all of my patients, which includes information
on the prevalence and physiology of anxiety and a description of anxiety dis-
orders. Finally, I emphasize the importance of self-monitoring and at-home
practice. We agree that our next few sessions will focus on basic lifestyle hab-
its that might help to alleviate anxiety, beginning with relaxation training.
that it is also time limited. At the close of the therapy session, I raise the issue
of at-home practice, allowing Helen to direct and determine the negotiation
of this critical therapy component with the hope of increased adherence.
Homework for the remainder of therapy will include thought-tracking forms,
which ask the patient to identify the activating event, automatic thought,
resulting emotions, and any behavioral consequences of the thoughts and
feelings, as well as an anxiety rating (0–10).
Note to therapist: When patients have supportive family members liv-
ing in the area, I always invite family members to attend one of the first few
sessions. Family members can play an important role in treatment and can
also provide useful information about the ways in which anxiety is affecting
the patient’s life.
dissatisfaction due to not being able to voice one’s needs or desires. Patients
should be taught the main styles of communication (i.e., passive, aggressive,
assertive), using examples that are personally relevant. Whereas passivity can
lead to withdrawal, aggression can lead to alienation, and both are related
to anxiety. Assertive communication is encouraged as a means for healthier
social interactions in which patients can establish their own needs while also
respecting the needs of others. Use of the SAS technique can help patients
practice assertiveness by: Stating the problem and its consequences (without
judgment or assumptions), Asking for what is needed clearly and directly,
and Spelling out the benefits to the other person of cooperation (Wetherell,
Ayers, et al., 2009).
One of the areas of distress for Helen is feeling that she has no control
over the events around her. The goal of these sessions is to teach her mind-
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fulness strategies that may help her process the idea of acceptance of her cur-
rent life circumstances as well as increased tolerance of the uncontrollable
events in her life. Our discussion of greater acceptance includes all the major
topics in her life: her chronic health conditions, interpersonal problems or
problems that her children are experiencing in their lives, and stage-of-life
transition issues.
Note to therapist: This can be a more intense topic to process with
patients, and for this reason it is recommended for use in the latter sessions
of therapy. Acceptance can also be introduced as an alternative to other
more traditional coping techniques (e.g., relaxation) that can enable an
individual to feel a greater sense of control and comfort with challenging
situations or realities. Patients learn the five main components of awareness,
which are: (a) awareness of the positive aspects of one’s experiences (vs.
getting caught up in the suffering), (b) acknowledgment of the face value of
experiences (vs. associations with past and interpretations about meaning
of events), (c) broader focus (i.e., seeing the big picture vs. focusing on dis-
tress and fears; recognizing values and priorities; setting short- and long-term
goals), (d) distress tolerance (i.e., through distraction, self-soothing, self-
care), and (e) ongoing nature of acceptance process (i.e., requiring commit-
ment to daily practice of skills; Wetherell, Ayers, et al., 2009).
Anxiety can result from poor time management, and a large part of
one’s ability to function efficiently and effectively from day to day relies
on the ability to manage daily tasks in a timely fashion. Patients should be
provided basic skills and strategies for time management and encouraged to
know their limits (i.e., how much can be handled in one day or at one time)
and to say no when necessary (i.e., assertive communication). Prioritizing
and delegating (when possible) tasks, as well as planning ahead (i.e., over-
estimating vs. underestimating time needed to accomplish a task) and being
flexible (i.e., eliminating perfectionistic tendencies), can aid in reducing
stress and anxiety.
In Helen’s final therapy sessions, we discuss the great progress she has
made, areas for continued effort, and ways in which she can maintain her
newly acquired coping skills. We carefully review the concepts and strate-
gies she has learned over the duration of therapy. One of the most beneficial
aspects of this phase of therapy is to allow Helen to articulate her perceptions
of therapy progress as well as her specific challenges. Together, we discuss
and ascertain what skills or techniques were least and most used or useful for
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her, including how often, when, and where she actually implemented these
techniques. In the final session, Helen and I focus on relapse prevention,
reviewing some of her known triggers, vulnerabilities, and new ways of coping
in these times of crisis. Although she will no longer have homework assigned
to her, I emphasize the importance of solidifying a new healthy habit through
daily practice.
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Organizational Websites
Sessions 3–5
Sessions 6–8
Session 9
Session 10
Sessions 13–14
Sessions 15–16
Session 17
Discuss importance of using all skills learned thus far to manage time.
Move toward termination.
Elicit reaction to session.
Sessions 18–20
The following is a list of problems that some older people have. Please indi-
cate how much each problem has bothered you over the past month, using the
following 0–10 scale:
0 1 2 3 4 5 6 7 8 9 10
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1 2 3 4 5
1. My worries overwhelm me. 1 2 3 4 5
2. Many situations make me worry. 1 2 3 4 5
3. I know I should not worry about things, but I just
cannot help it. 1 2 3 4 5
4. When I am under pressure I worry a lot. 1 2 3 4 5
5. I am always worrying about something 1 2 3 4 5
6. As soon as I finish one task, I start to worry
about everything else I have to do. 1 2 3 4 5
7. I have been a worrier all my life. 1 2 3 4 5
8. I notice that I have been worrying about things. 1 2 3 4 5
From “Development and Validation of the Penn State Worry Questionnaire,” by T. J. Meyer, M. L.
Miller, R. L. Metzger, and T. D. Borkovec, 1990, Behaviour Research and Therapy, 28, pp. 487–495.
Copyright 1990 by Elsevier. Reprinted with permission.
As you settle into relaxation pose, relax the weight of your body into the
support of the floor. Notice how the body makes contact with the support of
the floor. Relax the back of your legs . . . the back of your hips . . . your lower
back, middle back and upper back. Relax the back of your shoulders . . . the
back of your arms . . . the back of your neck . . . and the back of your head.
Make any adjustments you need to, to relax the body into the ground more
fully. Relax into the support of floor, completely.
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Relax the muscles of your face. Relax your eyes and your forehead.
Relax your temples and cheeks. Relax you mouth and jaw. Relax your whole
face. Place your hands on your belly. Feel the rise and fall of your belly as you
breathe. Notice each inhalation as it enters the body, and each exhalation
as it exits the body. Let your breathing be soft, full and easy. No effort. Let
the body be breathed. As you inhale, say silently in your mind, “Let.” As you
exhale, silently say “Go.” Inhale, “Let.” Exhale, “Go.”
Continue to observe the breath, letting the body sink deeper and deeper
into relaxation. Let your arms rest by your side. As you exhale, make a soft
fist with each hand. As you inhale, relax the fist, and let your hands remain
softly curled and relaxed. Let the body sink deeper and deeper into the sup-
port of the floor.
Now, bring your awareness to your feet. Feel the soles of your feet, and
all 10 toes. Imagine that you could inhale and exhale through the soles of
your feet. Imagine the breath entering the body through the soles of the feet,
and exiting the body through the soles of the feet. Inhale. Exhale.
Now, bring your awareness to your hands. Feel the backs of the hands,
the palms of the hands and all 10 fingers. Imagine that you could inhale and
exhale through the palms of your hands. Imagine the breath entering the
body through the palms of your hands, and exiting the body through the
palms of your hands. Inhale. Exhale.
Now, bring your awareness to your belly. Feel the belly rise and fall as
you breathe. Imagine that you could inhale and exhale through the navel.
Imagine the breath entering the body through the navel and filling the belly.
Imagine the breath exiting the body through the navel. Inhale. Exhale.
Now, let your mind relax deeper, below awareness of the breath. Let
the mind relax below the level of concentration on anything, including the
breath. Let the body and mind let go. Let go, completely.
From Guided Relaxation Script: Breathing The Body, by IDEA Health & Fitness Association, 2012, San
Diego, CA: IDEA Health & Fitness, Inc. Retrieved from http://www.ideafit.com/fitness-library/guided-
relaxation-script-breathing-the-body. Copyright 2012 by IDEA Health & Fitness, Inc. Reprinted with
permission. Reproduction without permission is strictly prohibited. All rights reserved.
or move in any way that feels good. Then roll onto your right side, and rest
there. Breathe easily. Take the best feeling of this relaxation with you.
Symptoms:
[ ] Worried, nervous, or fearful
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Specific problem:
_____________________________________________________________
_____________________________________________________________
_____________________________________________________________
Visualize a plan for the best solution, including resources and date:
_____________________________________________________________
_____________________________________________________________
_____________________________________________________________
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