Macdonald Wilson2001a
Macdonald Wilson2001a
Assessment in
Psychiatric Rehabilitation
Kim L. MacDonald-Wilson, Patricia B. Nemec,
William A. Anthony, and Mikal R. Cohen*
Anthony, Rogers, Cohen, & Davies, 1995; Arns & Linney, 1995; Cohen & Anthony,
1984; Ikebuchi, Iwasaki, Sugimoto, Miyauchi, & Liberman, 1999; Rogers, Anthony,
Cohen, & Davies, 1997). The lack of a strong relationship between psychiatric
diagnoses and rehabilitation outcome flows naturally from the studies that have shown a
lack of correlation between a person' s symptoms and functional skills.
As the research literature shows (Anthony, Cohen, Farkas, & Gagne, 2000),
measures of skills and measures of symptoms show little relationship to one another.
For example, Townes and associates (1985) classified psychiatric patients into six
groups according to their unique pattern of strengths and deficits and found that the
classification was essentially independent of reported psychiatric symptoms and
diagnosis. Similar results were reported by Dellario, Goldfield, Farkas, and Cohen
(1984). They correlated 16 different symptom measures with 19 different measures of
function taken on the same psychiatric inpatients. Only 8 of the 304 correlations were
statistically significant; no discernible pattern existed among these 8 correlations. With
a correlation matrix of this size, eight statistically significant correlations would be
expected by chance. More recently, Goethe, Dornelas, and Fischer (1996) used cluster
analysis to categorize 350 patients into four distinct groups on the basis of their
functioning. Diagnosis was not related to the categories of functioning. Symptoms were
not used to create the clusters.
In summary, the empirical literature suggests two conclusions. First, the present
psychiatric diagnostic system collects and organizes diagnostic information that is
neither descriptive, prescriptive, nor predictive with respect to rehabilitation. Thus, a
unique assessment procedure is needed for psychiatric rehabilitation. Second, a
psychiatric rehabilitation assessment needs to focus on describing clients' skills and
environmental supports in relation to their overall rehabilitation goals.
The psychiatric rehabilitation assessment evaluates the client's skills and supports in
the context of the environment in which the client chooses to live, learn, socialize, and
work. The assessment contains three components: an overall rehabilitation goal, a
functional assessment, and a resource assessment. The overall rehabilitation goal is
typically determined by means of an interview. The overall rehabilitation goal identifies
the particular environments in which the client chooses to live, learn, socialize; and
work during the next 6 to 18 months. The particular environment may be one the client
currently is in and in which the client wants to stay; or the environment may be one the
client desires to move to within the next year or two. After the goal environment has
been determined, assessment instruments may then be used to complement the
interview process to help the client figure out what skills and supports need to be
developed to maximize their success and satisfaction in the chosen goal environment(s).
The overall rehabilitation goal is established during a series of interviews with the
client in which the client's satisfaction and dissatisfaction with the current environment
and choice of future environment is explored. The overall rehabilitation goal is critical
to the assessment because the hope of its achievement motivates the client to engage in
the assessment. In addition, the overall rehabilitation goal focuses the practitioner and
426 HANDBOOK OF MEASUREMENT AND EVALUATION IN REHABILITATION
client on those skills and supports that are relevant to success. Setting goals affects
performance whether a person is disabled or not. A number of early experimental
studies have shown the positive effects of setting goals (Locke, Shaw, Saari, & Latham,
1981). "Goals affect performance by directing attention, mobilizing effort, increasing
persistence and motivating strategy development" (Locke et al., 1981, p.125). In
addition, the overall rehabilitation goal focuses subsequent assessment of the client by
limiting the skills and supports assessed to those that are relevant to satisfaction and
success in that goal environment. The following are examples of overall rehabilitation
goals:
The necessity of establishing the client's overall rehabilitation goal is consistent with
the philosophy of psychiatric rehabilitation (Anthony, 1982; Cnaan, Blankertz,
Messinger, & Gardner, 1988). Taking the time to work with the client to set overall
rehabilitation goals is also important because if this process is neglected, the
practitioner and client very likely may be pursuing different goals without knowing it.
Research evidence suggests that assessments of clients by practitioners and assessments
by clients themselves often have little or no agreement on items as diverse as potential
for recovery (Blackman, 1982), desired outcomes (Berzinz, Bednar, & Severy, 1975),
rehabilitation issues (Leviton, 1973), perceptions of handicapping problems Mitchell,
Pyle, & Hatsukami, 1983; Tichenor, Thomas, & Kravetz, 1975), and the existence of
functional skills (Dellario, Anthony, & Rogers, 1983). For example, Dimsdale,
Merman, and Shershow (1979) studied a group of hospital patients in which the staff
viewed insight as the primary goal. The patients, however, placed insight at the bottom
of their list of goals. Other research indicates that when clients' and practitioners' goals
are incongruent, clients do not appear to profit from therapy, are disappointed with their
care, and often fail to comply with their treatment activities (Goin, Yamamoto, &
Silverman, 1965; Lazare, Eisenthal, & Wasserman, 1975; Mitchell et al., 1983).
Sometimes the reasons for not involving clients in goal-setting stems from the
mistaken belief that people with psychiatric disabilities are unable to make decisions or
choices. However, some authors have suggested that the inability of persons to make
choices and set goals was more related to the clients' treatment environments than to the
clients themselves. For example, Ryan (1976) wrote that the psychiatric treatment
environment itself can take away a person's ability to make important life decisions and
that the process of institutionalization results in a loss of initiative, an assumption of
deviant values, and an inability to make decisions (Goffman, 1961; Schmieding, 1968).
Other researchers hold the view that impaired decision- making ability or poor goal-
setting is inherent in the pathosis of mental illness. For example, the three major types
of problems associated with schizophrenia include positive symptoms (e.g.,
hallucinations, delusions), negative symptoms (e.g., withdrawal, lack of goal-directed
behavior, and motivation), and disordered relationships (e.g., lack of personal ties). Of
these three, negative symptoms are thought to be prognostically most important and are
Assessment in Psychiatric Rehabilitation 427
Orienting means that the practitioner describes the task, the purpose of the task, and
the roles of both the practitioner and client. The orientation gives a clear picture of what
will happen and how the client is expected to participate. This sort of preparation or
"role induction" contributes to positive outcomes in counseling relationships (Orlinsky,
Grawe, & Parks, 1994) and can be especially valuable for clients who lack experience
or knowledge of expectations from a counseling-type interaction (Sue, Zane, & Young,
1994). The way the practitioner orients the client is important. The practitioner should
use language that the client is likely to understand, pace the orientation to maintain the
client's attention and interest, and frequently check out the client's understanding of
what the practitioner has previously said. An orientation at the beginning of a functional
assessment might sound like this (the practitioner is speaking):
"The first task in functional assessment is listing critical behaviors. The goal of
listing is to write a list of all the skills that you need to successfully live at home with
your family. First, you and I will name the behaviors your family expects you to do, and
second, you will tell me about the things that you want to be able to do. I will be asking
you questions and summarizing what you say to make sure that I understand what you
are saying. I want you to honestly share your thoughts and feelings and ask questions
when you are unclear about something. Just to make sure that I'm being clear now,
please tell me, in your own words, what will happen next."
Giving instructions is similar to orienting in that both provide direction. Giving
instructions, however, specifically directs a person to perform a particular action or set
of actions. The instructions tell a person what exact steps to follow. For example, the
practitioner might give instructions during the functional assessment like this:
"Read over this list of types of mental health services, and circle the ones that you
have used in the past month."
Giving instructions can be combined with reorienting as needed to provide structure
to the interview. For example, a practitioner might remind someone of the focus of the
assessment by saying, "Remember that we're here to figure out what work skills you
have. Right now I would like you to answer my questions with your feelings and
experiences from your last job, rather than talking about your roommate."
Requesting information encourages participation rather than directly telling the client
how to be active. Requesting information is asking for facts, opinions, and feelings.
Requesting information encourages someone to talk about a particular topic. Open-
ended questions are especially valuable for encouraging dialogue. For example, the
open-ended question, "What did you like best about living in the rooming house?" is
likely to encourage participation more than the direct and closed-ended question, "Did
you live on the ground floor?" Indirect leads (Gerber, 1986) provide another way of
inviting discussion, such as, "Tell me about a time when you asked a teacher for help,"
or "Give me an example of something your sister does that bugs you."
Demonstrating understanding is capturing in words what the client is feeling or
thinking. Demonstrating understanding-also known as active listening (see, for
example, Egan, 1999) and paraphrasing or reflecting feelings (see, for example,
Carkhuff, 2000)—tells the client that the practitioner is listening and helps clarify the
client's perspective. In the following sample dialogue that might occur in response to the
indirect lead about the irritating sister, the practitioner demonstrates understanding of
the client's feelings and view of the situation:
Assessment in Psychiatric Rehabilitation 429
Client: "What bugs me? She treats me bad. She never listens."
Practitioner: "You're angry with her because she hurts you."
Client: "Yeah, I keep trying to tell her that she's cruel to me, but she just doesn't
listen. Maybe she doesn't care."
Practitioner: "You think it doesn't matter to her how you feel about how she treats
you."
The practitioner's interpersonal skills facilitate client involvement and are key to
developing an active partnership (Danley, MacDonald-Wilson, & Hutchinson, 1998;
Mosher & Burti, 1992) during the assessment. However, many people with severe
psychiatric disabilities have difficulties participating in an interview. They may be
accustomed to psychiatric interviews that focus on their symptoms, maladaptive
behaviors, and probable causes of impairment (Kramer & Gagne, 1997). People who
have spent years receiving mental health services may be "trained" to wait for direct
questions and then to provide only the information requested. Negative experiences,
lack of trust, and difficulty concentrating can interfere with someone's ability to
connect. When the client does not particip ate in the interview without assistance, the
practitioner needs to work at connecting and can benefit from using the practitioner
skills described.
A structured assessment instrument can be used to supplement the rehabilitation
assessment interview. Ideally, an instrument is used to save time, money, and/or effort
while providing the same information that would otherwise be obtained through the
interview or direct observation. Another benefit of using a test in psychiatric
rehabilitation assessment is that a "good" test—one that is valid and reliable—provides
some standardization. This may be important if the goal of assessment is comparison of
clients to one another, to certain norms, or to themselves at different points in time. In
this way, tests can provide assessment information that could only be estimated from an
interview (e.g., IQ, aptitude scores, interest profiles).
Most instruments are beneficial if incorporated at the initial stages of exploration,
providing some structure and a "shortcut" for ga thering information. In addition, the use
of instruments may be especially beneficial with clients needing structure and/or who
are limited in their verbal expression. Novice interviewers may also benefit from having
a structured format, as might any interviewer who, without a structured or standardized
procedure, may omit assessment of some important area.
In clinical assessment situations, the assessment process itself must begin and end
with the client. Before any instruments are used, the practitioner attempts to obtain the
client's perspective on the client's skill and resource strengths and deficits. The
assessment can then proceed to acquiring information from significant others, testing,
and/or observations in simulated environments. The practitioner must use the
information collected by such standardized instruments in a conservative way. The
information is just one source of data. Indeed, it is the focus and conduct of the
assessment process, rather than the assessment instruments, that are the foundation for a
valid assessment. Frey (1984) has noted the limitations of assessment instruments: "Any
attempt to capture, through single measures, an individual's status in a way that reflects
all that is important to the rehabilitation process is ostentatious, to say the least" (p.35).
One response to this predicament is to teach practitioners general assessment skills
and how to use a specific instrument or assessment battery. Psychiatric rehabilitation
430 HANDBOOK OF MEASUREMENT AND EVALUATION IN REHABILITATION
needed that focus on resources, indicating resources that are needed, available, and
accessible to the client.
Documenting assessment results is another potential area for developing a
partnership between client and practitioner. Once all the data are gathered, the
assessment information should be recorded and organized in such a way that the client
understands the completed assessment because developing a partnership between client
and practitioner requires an opportunity for the client to access and review the
assessment results. Of course, the information gathered from a psychiatric rehabilitation
assessment must be recorded in a way that is consistent with agency record-keeping
requirements. Even so, assessment records within an agency often vary in the details
recorded and the format of the record.
symptoms, satisfaction, and service use. Chapters in this book describe the instruments
and their psychometric properties, and selected instruments are included in the
appendices. In addition, Blankertz and Cook (1998) have outlined principles and criteria
for choosing and using outcome measures in psychiatric rehabilitation, and Cook (1992)
reviewed outcome measures in vocational and residential environments and measures of
social skills. Weissman (1975), Weissman and Sholomskas (1982), Dickerson (1997),
Scott and Lehman (1998), and Wykes (1998) reviewed instruments that assess the
social adjustment and social functioning of psychiatric clients. The instruments are
described and evaluated according to criteria presented by the authors. Newman (1980)
and Goldman, Skodol, and Lave (1992) offered a review of global scales, discussing
their strengths and problems. Ciarlo, Edwards, Kiresuk, Newman, and Brown (1981)
presented detailed information on a number of assessment instruments in the form of a
directory. Wallace (1986) and Vaccaro, Pitts, and Wallace (1992) have reviewed
functional assessment instruments for people with severe psychiatric disabilities.
In following one of the principles of outcome assessment outlined by Blankertz and
Cook (1998), outcome measures should focus on changes in real- world behaviors,
activities, or social status. A brief overview of symptoms, health status, and global
functioning or status measures is presented to provide a comprehensive assessment
profile and outcome evaluation approach. However, this section primarily describes
instruments that are used to assess individual-specific skills and resources useful for
planning and implementing rehabilitation interventions.
Symptom/Diagnostic Instruments
Health Status
Assessment of health status and needs has increased in the past few years with
people with psychiatric disabilities. Physical health is a significant problem with this
population that often goes unrecognized and untreated (Skriner & Hutchinson, 1994).
Most health measures have been validated on general populations, and a few have
included populations of people with psychiatric disorders. The MOS 36-Item Short-
Form Health Survey (SF-36) was developed as a brief version of the Rand Medical
Outcomes Study on the effect of various health care structures on the health status of
people with chronic conditions (Ware & Sherbourne, 1992; Ware, Snow, Kosinski, &
Gandek, 1993). It can be administered as a brief interview or self- report instrument and
measures physical, emotional, social, and mental health functioning. The Sickness
Impact Profile (SIP) is a behavioral measure of dysfunc tion related to illness (Bergner,
Bobbit, Carter, & Gilson, 1981). The SIP contains three major dimensions: independent
categories (e.g., eating, recreation, work), physical (e.g., mobility, body care,
movement), and psychosocial (e.g., social interaction, emotional behavior,
communication). The Quality of Well Being scale (QWB) was designed to measure the
impact of health programs on the health status of different groups of people (Kaplan,
Bush, & Berry, 1976). The International Classification of Functioning and Disability
(1999) (formerly the International Classification of Impairments, Disabilities and
Handicaps) (ICIDH-2) developed by the World Health Organization is a classification
system of body structures and functions, activities and behaviors, and participation in
roles in society based on WHO's model of the disablement process. It is intended to be a
universal system categorizing both strengths and limitations caused by medical
conditions for use in research and clinical work across cultures in the world and is
currently in the process of testing and field trials.
Functioning refers to activities or performance, "a natural or proper action for which
a person, office, thing or organization is fitted or employed" (Webster's, 1990, p.677).
An assessment of functioning may focus on global functioning or specific evaluation of
skills and behaviors. Global measures might emphasize performance in particular roles
(e.g., spouse, worker), performance in particular domains (social, emotional,
psychological), or status (employment, educational, residential) to indicate functioning.
At times, global functioning instruments also include measures of symptoms. Global
measures focus on the outcome of functioning (e.g., has been employed full time, is
married, has friends), whereas skill assessments focus on specific sets of behaviors
(e.g., initiating conversations, expressing feelings, budgeting money). Functional
assessment in psychiatric reha bilitation involves the latter. However, measures of global
functioning are often used in outcome assessment approaches and are briefly described
here. Most of the measures of global functioning include both symptoms and general
functioning.
434 HANDBOOK OF MEASUREMENT AND EVALUATION IN REHABILITATION
The Behavior and Symptom Identification Scale (BASIS-32) is a 32-item self- report
measure that includes items related to symptoms and role functioning (Eisen, Dill, &
Grob, 1994). Respondents rate the degree of difficulty with each item. It contains five
subscales: relation to self and others, daily living and role functioning, depression and
anxiety, impulsive and addictive behavior, and psychosis. The Global Assessment of
Functioning Scale (GAF) (Is a clinician-rated, single- item measure that was included as
a measure of Axis V in the DSM-III-R and revised for DSM-IV (APA, 1994; Goldman,
Skodol, & Lave, 1992). The clinician assigns a number on a continuum from 0 to 100,
which represents the person's overall functioning in psychological, social, and
occupational domains, using behavioral descriptors to assign a rating.
The Disability Rating Form is a 5- item scale that focuses specifically on the areas of
functioning affected in people with psychiatric disabilities that are used by the Social
Security Administration to define disability (Hoyle, Nietzel, Guthrie, Baker-Prewitt, &
Heine, 1992). It is a brief instrument completed by a clinician who knows the person
well with ratings in the following five areas: activities of daily living, social
functioning, concentration and task performance, adaptation to change, and impulse
control. Each item is rated on a 5-point scale of severity of disability (with descriptors
of each rating) and duration of disability in each area. The Role Functioning Scale
(RFS) is another brief measure that includes four single- item scales evaluating the
functioning in the areas of working/productivity, independent living and self-care,
immediate social network relationships, and extended social network relationships
(Goodman, Sewell, Cooley, & Leavitt, 1993). Each item is rated on a 7-point scale from
minimal to optimal functioning, with behavioral descriptions of each rating. The
Multnomah Community Ability Scale is a 17- item clinician-rated scale (Barker, Barron,
McFarland, & Bigelow 1994). Each item is rated on a 5-point scale representing ability
to disability. Domains covered include those related to symptoms and health, activities
of daily living (e.g., managing money), social competence (e.g., social interest, social
network), and behavioral problems (e.g., impulse control, substance abuse). Very few
items specify skills in behavioral, measurable terms. The Life Skills Profile (LSP) is a
39-item, 5-scale instrument developed to measure function and disability in adults with
schizophrenia (Rosen, Hadzi-Pavlovic, & Parker, 1989). It is completed by someone
who knows the person well. Items are jargon-free and not based on symptoms but on
behaviors and problems associated with schizophrenia. Each item is rated on a 1 to 4
scale on the basis of the amount of difficulty the person has on the item. The five
subscales are self-care, nonturbulence, social contact, communication, and
responsibility. Some items could be considered skills, but the emphasis is on limitations
or difficulties in functioning, not on performance of specific skills. The Slaton-
Westphal Functional Assessment Inventory (SWFA) is a new 77- item instrument,
developed to be used by clinicians in assessing levels of functioning on nine sub scales:
adaptation to mental illness, substance abuse, basic needs, finances, social
relations/support system, recreation/leisure, employment/education, physical health, and
institutional placement (Slaton & Westphal, 1999). Items are rated on a 6-point
frequency scale (from never to always) with descriptive anchors. Some of these items
may be based on skills used in the community, and reliability tests were done on a
population of people involved in psychiatric rehabilitation programs in Louisiana.
Although promising, additional testing of psychometric properties, especially validation
Assessment in Psychiatric Rehabilitation 435
A number of instruments with a functional focus have been developed for use with
persons with psychiatric disabilities. The initial impetus for development of these
instruments was, in part, the establishment of the Community Support Program of the
National Institute of Mental Health (Stroul, 1984; Turner & TenHoor, 1978). Designed
to pilot federal-state collaborative efforts to deliver community-based services to
persons with severe psychiatric disabilities, the Community Support Program sponsored
the development of instruments to identify the target population, determine the needs
for service, and evaluate changes or treatment outcome. The following is a description
of instruments assessing skills related to particular environments-the residential, social,
vocational, or educational environments.
Residential/Community Environments
Many states developed their own forms for measuring the functional levels of their
Community Support Program clients. These forms often include rating of client skills.
The CSS-100 (New York State Office of Mental Health, 1979) was used by many
community support systems. Separate scales measure adjustment to environment (e.g.,
using public transportation, managing funds, dressing self) and behavior problems or
symptoms (e.g., hospitalization, employment-related services, community living
programs, socialization activities). Similarly, the Multi- Function Needs Assessment
(Angelini, Potthof, & Goldblatt, 1980) used in Rhode Island and Connecticut included
assessment of functioning (self-care, household skills, personal appearance), psychiatric
symptoms, and current use of services. It has been revised (Weiner & Michaels, 1987)
and used in a Hawaii state hospital, with the independent living skills and pub lic
behavior scales discriminating groups of psychiatric inpatients at various functional
levels (Weiner, 1993). Other forms, developed along the same lines, have been used in
New Jersey (New Jersey Division of Mental Health and Hospitals, 1979) and Michigan
(Cornhill Associates, 1980).
The Katz Adjustment Scale (Katz & Lyerly, 1963) was developed many years before
the Community Support Program but is still in use in a variety of settings. The wide use
of this scale is most likely the result of the considerable data available on reliability,
validity, sensitivity, and norms, as well as materials for use in training staff to
administer the scale (Weissman, 1975). Although many items measure psychiatric
symptoms (e.g., has trouble sleeping, attempts suicide, talks to himself or herself) and
behavioral excesses (e.g., has periods when he or she can't stop moving, has temper
tantrums), this scale includes items measuring community adjustment skills. Skills
assessed include physical skills (e.g., helps with household chores),
emotional/interpersonal skills (e.g., gets along with neighbors), and intellectual skills
436 HANDBOOK OF MEASUREMENT AND EVALUATION IN REHABILITATION
(e.g., helps with the family budgeting). The skills are often phrased positively (i.e., "the
client does this") and are rated on a frequency scale (i.e., "is not doing, is doing some, is
doing regularly"). The measurement provides a picture of skill strengths and skill
deficits.
The Independent Living Skills Survey (ILSS) is a clinician-rated or self-administered
inventory of activities of daily living (Wallace, Kochanowicz, & Wallace, 1985). Items
are rated on the frequency of occurrence of the behavior (i.e., never, sometimes, often,
usually, always) and the degree of behavioral problem (always a problem to never a
problem) during the past month (Wallace, 1986). This scale does not include social-
emotional or interpersonal skills. Another detailed scale is The Community Competence
Scale. It is a 128- item, semistructured interview that includes 18 subscales (Searight,
Oliver, & Grisso, 1983). Most items require the person being interviewed to perform a
task or provide factual information, whereas the remaining items require a response
requiring judgment or reasoning. Subscales cover such factors as managing money,
caring for medical needs, proper diet, social adjustment, and judgment.
The St. Louis Inventory of Community Living Skills is a more recent instrument and
was designed to focus on discrete community living skills and be used to evaluate
rehabilitation programs, to specify a residential placement, or to measure the impact of
skills training interventions (Evenson & Boyd, 1993). It is a 15- item instrument rated on
a 7-point scale from few or no skills to very adequate skills. Each item is given
descriptors, or anchors, and raters are instructed to rate behaviors that they observe, not
potential ability. Items cover skills in personal care/physical skills (personal hygiene,
grooming, dress skills, self-care, health practices, meal preparation, clothing
maintenance), social skills (communication, sexua lity, leisure activities, use of
resources), and intellectual skills (handling money, handling time, safety, problem
solving). It seems effective in differentiating between people in three levels of
residential care compared with other measures of global functioning (Fitz & Evenson,
1999).
Social Environment
Another scale, also with a vocational focus, has been developed for use with all
disability groups. The Functional Assessment Inventory (Crewe & Athelstan, 1984
focuses exclusively on functional limitations. Seven major functional dimensions are
assessed: adaptive behavior, motor functioning, cognition, physical condition vision,
and vocational qualifications. Not all these areas measure skills, and, where they do, the
focus is on assessing deficiencies in functioning. Some items look at strengths, but these
are considered "moderator variables" rather than items of equal weight to the limitation;
that is, they are meant to account for positive attributes or abilities that appear to
override limitations. Both reliability and validity data are available.
Another situational assessment instrument is the Situational Assessment: Scales to
Assess Work Adjustment and Interpersonal Skills (Rogers, Hursh, Kielhofner, &
Spaniol, 1990; Rogers, Sciarappa, & Anthony, 1991). Rogers et al. (1990) described a
process of conducting a situational assessment process, as well as development of the
situational assessment instrument. The instrument contains two separate scales
consisting of 21 work adjustment skills and 14 interpersonal skills. Each item is rated
on a behaviorally anchored rating scale based on observation of the person in a
preferred work environment. Although reliability was good, the sample was too
homogeneous (few people obtained employment) for predictive validity. Al~ items are
written in behavioral language and represent the general work skills and interpersonal
skills required in most jobs.
A third situational assessment instrument is the job Performance Evaluation Form
(Schulteis & Bond, 1993), an adaptation of the Thresholds Monthly Work Evaluation
Form (Bond & Friedmeyer, 1987). This form is a 25- item checklist of items in four
categories: work readiness (e.g., attendance, grooming), work attitudes (e.g., accepts
responsibility, flexibility), interpersonal relations (e.g., cooperation and rapport with
coworkers), and work quality and performance (e.g., follows directions, accuracy). Each
item is rated on a 3-point scale of needs improvement, meets expectations, or highly
satisfactory.
The Work Behavior Inventory (WBI) is a 36- item work performance assessment
instrument specifically designed for people with severe mental illness (Bryson, Bell,
Lysaker, & Zito, 1997). This measure is intended for use in observing the person in a
real work situation and consists of five subscales: work habits, work quality, personal
presentation, cooperativeness, and social skills. Items are rated on a 5-point scale from
consistently inferior to consistently superior. This brief instrument has acceptable
reliability and validity and was shown to predict hours worked and money earned, as
well as discriminating between those who worked after the program from those who did
not (Bryson, Bell, Greig, & Kaplan, 1999). Although most items are behavioral in
nature (i.e., accepts constructive criticism, takes initiative when work is available), there
are a few items that require some judgment (i.e., does not appear overly distant or aloof,
seems comfortable when approached by others) or describe what the person should not
do (i.e., refrains from inappropriate joking, does not become overexcited or aggressive).
A review of the literature in supported education revealed few instruments that are
available to assess the educational skills of students with psychiatric disabilities.
Although academic assessment may include standardized achievement and literacy
tests, little focus is on the skills needed by students to succeed in educational settings,
such as skills in note-taking, test taking, using campus resources, and connecting with
other students. A search of the ERIC database revealed a few measures of study habits
that are not widely circulated and have little reliability or validity data available. One
checklist developed specifically for students with psychiatric disabilities receiving
supported education services is the Student Skills in Educational Settings (Walsh,
Sharac, & Sullivan, 1989). Although unpublished, it can be used with students to
identify their skill strengths and deficits. Skills are categorized into four groups:
environmental skills (i.e., commuting to campus, using administrative services,
applying for financial aid), academic skills (i.e., using college resources, preparing for
tests, in class participation), emotional skills (i.e., managing emotions, responding to
feedback), and social skills (i.e., meeting new people, participating in on-campus
groups). Although no reliability or validity data are available, it is one of the
instruments developed specifically for students with psychiatric disabilities.
Few scales are currently in use that focus on resources and that can be helpful during
a resource assessment. Most common are social measures (see Beels, Gutwirth,
Berkeley, & Struening, 1984, for a review). Assessments of other types of supports
(e.g., income, mental health services) exist as a part of some checklists but are not
widely used. The Multi-Function Needs Assessment (Angelini et al., 1980) includes a
"Current Services Profile," which lists services received during the previous month and
the approximate amount of service (in hours per week) received. Although no indication
of the needed services that are not being received is included, the Current Services
Profile does list a broad range of resources: people (e.g., a friendly visitor), places (e.g.,
a child daycare center program), things (e.g., prosthetics, medication), and activities
(e.g., recreational therapy).
Another community support program instrument is the Services-Utilization and Need
Assessment (State of Alabama Department of Mental Health Services, 1984). Quite
comprehensive, this instrument lists service needs, service provider (i.e., if service need
is being met), and barrier to service (if service need is unmet). Types of resources
assessed include people (e.g., crisis service provider, advocate), places (e.g., nutrition
center), things (e.g., transportation, medication), and activities (e.g., training, planned
recreational activity). Although reliability and validity data are not yet available,
ongoing studies suggest the instrument is favorable in both areas.
A more recent instrument is the Needs and Resources Assessment Interview
(Corrigan, Buican, & McCracken, 1995). This interview or self-report instrument
combines identification of needs in specific domains of functioning with a review of the
resources required to meet the identified needs. Individuals are also asked to rate their
satisfaction with functioning in each of the domains, as well as to rate the importance of
the need. The domains reviewed include housing, physical health teeth, mental health,
440 HANDBOOK OF MEASUREMENT AND EVALUATION IN REHABILITATION
income and finances, education, job status, friends, family leisure time, spiritual life,
legal problems, and drug-related problems. A similar type of instrument is the
Camberwell Assessment of Needs, a structured interview that focuses on 22 areas of
functioning (Phelan, Slade, Thornicroft, et al., 1995). Needs are identified by asking
about difficulties in each area. The individual is also asked about how much help is
received from friends and relatives, as well as service providers. The last section
outlines the type of assistance needed as identified from the individual's perspective,
and a care plan is developed.
One instrument that attempts to capture both social support and social networks is
the Triangle Social Network/Social Support Protocol (Estroff, Illingworth, Lachiotte, &
Schwartz, 1992). Social support consists of instrumental support (i.e., food, money,
shelter) and relational or affective support, measured by the quality of relationships.
Social network includes the number and type of people in the network, amount of
contact, and length of relationship.
In the area of social supports, the Pattison Psychosocial Kinship Inventory (Pattison,
De Francisco, Wood, Frazier, & Crowder, 197S) offers a systematic method for
assessing the social system of an individual. The instructions specify which people to
list on the instrument: "anyone important in your life; anyone important not listed above
but who is significant to you." They may be persons who you see every day or only
occasionally; persons who are strategically important to you; or those who are important
because you specifically don't like them or they cause you difficulty. Thus, the
instrument lists resource people who provide support, as well as those who may cause
distress.
There are several other types of social support measures. One is the Network
Analysis Profile (Cohen & Sokolovsky, 1979), which gathers data from observation,
activity logs, network profile questionnaires and interviews, and is sensitive to low-
intensity interactions that may be characteristic of people with severe psychiatric
disorders. Another is the Arizona Social Support Interview (Barrera, 1981), which
measures the size of the network, frequency of support, and satisfaction with support. A
third is the Norbeck Social Support Questionnaire (Kahn, 1979), a self- report
instrument that assesses multiple dimensions of social support, such as affect,
affirmation and aid, and the number of people in the network, length of relationship,
and frequency of contact. No one measure appears to capture the various types of
supports and resources needed for people with psychiatric disabilities to achieve their
goals. Some combination of these various instruments integrated into an assessment
process tailored to an individual would help identify the resource needs of the given
individual.
CONCLUSION
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