NABH MASTER CLASS
ON
UPGRADATION & MIGRATION TO
     NABH 6TH EDITION
    CHAPTER-9: HRM
    ACME CONSULTING
                                                                                         Training Sessions for NABH 6th Edition
     NABH STANDARDS – DISTRIBUTION OF “OEs”
    Chapters     STDs.                          OBJECTIVE ELEMENTS (OEs)
                         Core       Commitment              Achieve-           Excellence           Total OE
                                                             ment
       AAC        13      6                68                     9                 4                    87
       COP        20      13              107                    12                 4                   136
      MOM         11     13                48                    6                  1                    68
       PRE         8     13                32                    6                  1                    52
       IPC         8      13               34                     2                 0                    49
       PSQ         7      8                27                    7                  4                    46
      ROM          5      4                21                     9                 3                    37
       FMS         7      11               29                     2                 1                    43
      HRM         13     16                55                    5                  0                    76
       IMS         7      9                33                     2                 1                    45
      TOTAL       100    105              457                    60                17                   639
Core & Commitment OEs are mandatory min. requirements                    For Surveillance For Re-Accreditation
               CORE            Commitment              Achievement                Excellence
      ©ACME CONSULTING           Chapter-9: Human Resources Management                                            2
                                                                           Training Sessions for NABH 6th Edition
CHAPTER-9: HUMAN RESOURCES MANAGEMENT (HRM)…
 STANDARD            OBJECTIVE ELEMENT (OE)
    HRM.1.          The organisation has a documented system of human
                    resource planning.
    HRM.2.          The organisation implements a defined process for staff
                    recruitment.
    HRM.3.          Staff are provided induction training at the time of joining
                    the organisation.
    HRM.4.          There is an on-going programme for professional training
                    and development of the staff.
   HRM. 5.          Staff are appropriately trained based on their specific job
                    description.
    HRM.6.          Staff are trained in safety and quality-related aspects.
    HRM.7.          An appraisal system for evaluating the performance of
                    staff exists as an integral part of the human resource
                    management process.
          CORE            Commitment              Achievement       Excellence
 ©ACME CONSULTING           Chapter-9: Human Resources Management                                   3
                                                                          Training Sessions for NABH 6th Edition
CHAPTER-9: HUMAN RESOURCES MANAGEMENT (HRM)..
  STANDARD           OBJECTIVE ELEMENT (OE)
    HRM.8.          Process for disciplinary and grievance handling is
                    defined and implemented in the organisation.
    HRM. 9.         The organisation addresses their health and safety needs
                    of the staff.
    HRM.10.         There is documented personal information for each staff
                    member.
    HRM.11.         There is a process for credentialing and privileging of
                    medical professionals, permitted to provide patient care
                    without supervision.
    HRM.12.         There is a process for credentialing and privileging of
                    nursing professionals, permitted to provide patient care
                    without supervision
    HRM.13.         There is a process for credentialing and privileging of
                    para-clinical professionals, permitted to provide patient
                    care without supervision.
          CORE           Commitment              Achievement       Excellence
 ©ACME CONSULTING          Chapter-9: Human Resources Management                                   4
                                                                        Training Sessions for NABH 6th Edition
     HRM.1. The organisation has a documented system of
                 human resource planning.
C            a Human resource planning supports the organisation’s
               current and future ability to meet the care, treatment
               and service needs of the patient. (Slide:6)
Core         b The organisation maintains an adequate number and mix
               of staff to meet the care, treatment and service needs
               of the patient. (Slides: 7, 8)
A        c     The organisation has contingency plans to manage long-
               and short-term workforce shortages, including
               unplanned shortages.
C            d The job specification and job description are defined
               for each category of staff. * (Slide:9)
                                                                             Continued…
              CORE       Commitment              Achievement       Excellence
    ©ACME CONSULTING       Chapter-9: Human Resources Management                      5
                                                                        Training Sessions for NABH 6th Edition
     HRM.1. The organisation has a documented system of
                 human resource planning.
C          e The organisation performs a background check of the
             new staff.
C          f Reporting relationships are defined for each category
             of staff. *
A          g Exit interviews are conducted and used as a tool to
             improve human resource practices.
             CORE      Commitment              Achievement       Excellence
    ©ACME CONSULTING     Chapter-9: Human Resources Management                                   6
                                                                        Training Sessions for NABH 6th Edition
    HRM.2. The organisation implements a defined process
                  for staff recruitment.
Core        a Written guidance governs the process of recruitment. *
              (Slide: 12)
C           b A pre-employment medical examination is conducted on
              the staff.
Core        c The organisation defines and implements a code of
              conduct for its staff. (Slide: 13)
C           d Administrative procedures for human resource
              management are documented. *
             CORE      Commitment              Achievement       Excellence
    ©ACME CONSULTING     Chapter-9: Human Resources Management                                   7
                                                                     Training Sessions for NABH 6th Edition
HRM.3. Staff are provided induction training at the time
             of joining the organisation.
Core    a Staff are provided with induction training.
C       b The induction training includes orientation to the
          organisation’s vision, mission and values. (Slides: 15,16)
C       c The induction training includes awareness on staff
          rights and responsibilities and patient rights and
          responsibilities.
                                                                           Continued…
         CORE       Commitment              Achievement       Excellence
©ACME CONSULTING      Chapter-9: Human Resources Management                                   8
                                                                         Training Sessions for NABH 6th Edition
HRM.3. Staff are provided induction training at the time
             of joining the organisation.
C           d The induction training includes training on safety.
C           e The induction training includes training on cardio-
              pulmonary resuscitation for staff (providing direct
              patient care – BLS; For all Doctors and Nursing: ACLS;
              PALS / Neonatal Resuscitation Program (NRP).
C           f The induction training includes training in hospital
              infection prevention and control.
                                                                               Continued…
             CORE       Commitment              Achievement       Excellence
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                                                                     Training Sessions for NABH 6th Edition
HRM.3. Staff are provided induction training at the time
             of joining the organisation.
C       g The induction training includes orientation to the
          service standards of the organisation. (Slides: 19, 20)
C       h The induction training includes orientation on
          administrative procedures.
C       i The induction program includes an orientation on
          relevant department / unit / service / programme’s
          policies and procedures.
C       j Staff is trained on information systems, information
          security, information use and management. (New)
          (Slide: 21)
         CORE       Commitment              Achievement       Excellence
©ACME CONSULTING      Chapter-9: Human Resources Management                                 10
                                                                         Training Sessions for NABH 6th Edition
HRM.4. There is an on-going programme for professional
        training and development of the staff.
Core        a Written guidance governs training and development
              policy for the staff. * (Slides: 23, 24)
C          b The organisation maintains the training record. (Trg.
             Contents, training attendance)
C           c Training also occurs when job responsibilities change/
              new equipment is introduced.
                                                                               Continued…
             CORE       Commitment              Achievement       Excellence
    ©ACME CONSULTING      Chapter-9: Human Resources Management                                  11
                                                                         Training Sessions for NABH 6th Edition
    HRM.4. There is an on-going programme for professional
            training and development of the staff.
C          d Feedback mechanisms are in place for improvement
             of training and development programme.
A          e Evaluation of training effectiveness is done by the
             organisation. (Slide: 26)
A          f The organisation supports continuing professional
             development and learning. (Slide: 27)
             CORE       Commitment              Achievement       Excellence
    ©ACME CONSULTING      Chapter-9: Human Resources Management                                 12
                                                                        Training Sessions for NABH 6th Edition
    HRM.5. Staff are appropriately trained based on their
                  specific job description.
C           a Staff involved in blood transfusion services are
              trained in the handling of blood and blood products.
C          b Staff are trained in handling vulnerable patients.
C          c Staff are trained in control and restraint
             techniques.
                                                                                      Continued…
             CORE      Commitment              Achievement       Excellence
    ©ACME CONSULTING     Chapter-9: Human Resources Management                                 13
                                                                        Training Sessions for NABH 6th Edition
    HRM.5. Staff are appropriately trained based on their
                  specific job description.
C          d Staff are trained in healthcare communication
             techniques. (Slides: 30 To 34)
Core e Staff involved in direct patient care are provided
       training on cardiopulmonary resuscitation
       periodically.
C           f Staff are provided training on infection prevention
              and control.
             CORE      Commitment              Achievement       Excellence
    ©ACME CONSULTING     Chapter-9: Human Resources Management                                 14
                                                                        Training Sessions for NABH 6th Edition
HRM.6. Staff are trained in safety and quality-related
                      aspects.
C           a Staff are trained on the organisation’s safety
              programme. (Slides: 36,37)
C          b Staff are provided training on the detection,
             handling, minimisation and elimination of identified
             risks within the organisation's environment.
C          c Staff members are made aware of procedures to
             follow in the event of an incident. (Slides: 38,39)
                                                                                      Continued…
             CORE      Commitment              Achievement       Excellence
    ©ACME CONSULTING     Chapter-9: Human Resources Management                                 15
                                                                       Training Sessions for NABH 6th Edition
     HRM.6.c. Staff are made aware of procedures to
           follow in the event of an incident..
Procedures in case of an incident:
 Incident Reporting. Medication Error Reporting. Adverse Drug
  Reactions. Nosocomial Infection Reports. Facility Safety
  Surveillance
 Any incident in the hospital should be investigated by the
  Hospital Safety Committee and the report would be forwarded
  to the higher authority for further action.
                                                                                     Continued…
           CORE       Commitment              Achievement       Excellence
  ©ACME CONSULTING      Chapter-9: Human Resources Management                                 16
                                                                    Training Sessions for NABH 6th Edition
HRM.6. Staff are trained in safety and quality-related
                      aspects.
C       d Staff are trained on occupational safety aspects.
Core e Staff are trained in the organisation's disaster
       management plan.
Core f Staff are trained in handling fire and non-fire
       emergencies.
C       g Staff are trained on the organisation's quality
          improvement programme.
         CORE      Commitment              Achievement       Excellence
©ACME CONSULTING     Chapter-9: Human Resources Management                                 17
                                                                    Training Sessions for NABH 6th Edition
        HRM.7. An appraisal system for evaluating the
    performance of staff exists as an integral part of the
            human resource management process.
C       a Performance appraisal is done for staff within the
          organisation.*
C       b The staff are made aware of the system of
          appraisal at the time of induction.
C       c Performance is evaluated based on the pre-
          determined criteria.
                                                                                  Continued…
         CORE      Commitment              Achievement       Excellence
©ACME CONSULTING     Chapter-9: Human Resources Management                                 18
                                                                    Training Sessions for NABH 6th Edition
        HRM.7. An appraisal system for evaluating the
    performance of staff exists as an integral part of the
     human resource management process. (Old HRM.5).
C       d The appraisal system is used as a tool for further
          development. (Slides: 43 To 46)
C       e Performance appraisal is carried out at defined
          intervals and is documented.
         CORE      Commitment              Achievement       Excellence
©ACME CONSULTING     Chapter-9: Human Resources Management                                 19
                                                                    Training Sessions for NABH 6th Edition
HRM.8. Process for disciplinary and grievance handling is
     defined and implemented in the organisation.
C       a Written guidance governs disciplinary and grievance
          handling mechanisms. *
C       b The disciplinary and grievance handling mechanism
          is known to all categories of staff of the
          organisation.
C       c The disciplinary policy and procedure are based on
          the principles of natural justice.
                                                                          Continued…
         CORE      Commitment              Achievement       Excellence
©ACME CONSULTING     Chapter-9: Human Resources Management                                20
                                                                     Training Sessions for NABH 6th Edition
HRM.8. Process for disciplinary and grievance handling is
     defined and implemented in the organisation.
Core d The disciplinary and grievance procedure is in
       consonance with the prevailing laws. (Slides: 49 To
       51)
C       e There is a provision for appeals in all disciplinary
          cases.
C       f Actions are taken to redress the grievance.
         CORE       Commitment              Achievement       Excellence
©ACME CONSULTING      Chapter-9: Human Resources Management                                 21
                                                                    Training Sessions for NABH 6th Edition
    HRM.9. The organisation addresses their health and
              safety needs of the staff..
C       a Health problems of the staff, including occupational
          health hazards are taken care of in accordance
          with the organisation’s policy.
C       b Health checks of staff dealing with direct patient
          care are done at least once a year and the
          findings/results are documented.
                                                                          Continued…
         CORE      Commitment              Achievement       Excellence
©ACME CONSULTING     Chapter-9: Human Resources Management                                22
                                                                    Training Sessions for NABH 6th Edition
    HRM.9. The organisation addresses their health and
               safety needs of the staff.
C       c Organisation provides treatment to staff who
          sustain workplace-related injuries.
Core d Organisation has measures in place for prevention
       and handling workplace violence.
         CORE      Commitment              Achievement       Excellence
©ACME CONSULTING     Chapter-9: Human Resources Management                                23
                                                                     Training Sessions for NABH 6th Edition
HRM.10. There is documented personal information for
                each staff member.
C       a Personal files are maintained with respect to all
          staff, and their confidentiality is ensured. (Slides:
          55, 56)
C       b The personal files contain personal information
          regarding the staff’s qualification, job description,
          verification of credentials and health status.
C       c Records of in-service training and education are
          maintained.
C       d Personal files contain results of all evaluations and
          remarks.
         CORE       Commitment              Achievement       Excellence
©ACME CONSULTING      Chapter-9: Human Resources Management                                24
                                                                     Training Sessions for NABH 6th Edition
    HRM.11. There is a process for credentialing and
privileging of medical professionals, permitted to provide
             patient care without supervision.
Core    a Medical professionals permitted by law, regulation and
          the organisation to provide patient care without
          supervision are identified. (Slide: 58)
C       b The education, registration, training and experience
          of the identified medical professionals are
          documented and updated periodically.
C       c The information about medical professionals is
          appropriately verified when possible.
                                                                           Continued…
         CORE       Commitment              Achievement       Excellence
©ACME CONSULTING      Chapter-9: Human Resources Management                                25
                                                                     Training Sessions for NABH 6th Edition
    HRM.11. There is a process for credentialing and
privileging of medical professionals, permitted to provide
             patient care without supervision.
Core    d Medical professionals are granted privileges to admit
          and care for patients in consonance with their
          qualification, training, experience and registration.
          (Slides: 60 To 65)
C       e The requisite services to be provided by the medical
          professionals are known to them as well as the
          various departments / units of the organisation.
C       f Medical professionals admit and care for patients as
          per their privileging.
         CORE       Commitment              Achievement       Excellence
©ACME CONSULTING      Chapter-9: Human Resources Management                                26
                                                                     Training Sessions for NABH 6th Edition
   HRM.12. There is a process for credentialing and
privileging of nursing professionals, permitted to provide
             patient care without supervision.
Core    d Nursing staff are granted privileges in consonance
          with their qualification, training, experience and
          registration. (Slides: 68 To 70)
C       e The requisite services to be provided by the nursing
          staff are known to them as well as the various
          departments / units of the organisation.
C       f Nursing professionals care for patients as per their
          privileging.
         CORE       Commitment              Achievement       Excellence
©ACME CONSULTING      Chapter-9: Human Resources Management                                27
                                                                     Training Sessions for NABH 6th Edition
      HRM.13. There is a process for credentialing and
    privileging of para-clinical professionals, permitted to
            provide patient care without supervision.
Core    a Para-clinical professionals permitted by law, regulation
          and the organisation to provide patient care without
          supervision are identified.
C       b The education, registration, training and experience
          of Para-clinical professionals is appropriately
          verified, documented and updated periodically.
Core    c Para-clinical staff are granted privileges in consonance
          with their qualification, training, experience and
          registration. (Slides: 72 To 75)
                                                                           Continued…
         CORE       Commitment              Achievement       Excellence
©ACME CONSULTING      Chapter-9: Human Resources Management                                28
                                                                     Training Sessions for NABH 6th Edition
      HRM.13. There is a process for credentialing and
    privileging of para clinical professionals, permitted to
           provide patient care without supervision.
C       d The requisite services to be provided by the para-
          clinical staff are known to them as well as the
          concerned departments / units of the organisation.
C       e Para-clinical staff care for patients as per their
          privileging. (Slide: 77)
         CORE       Commitment              Achievement       Excellence
©ACME CONSULTING      Chapter-9: Human Resources Management                                29
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