CS EXECUTIVE
COMPANY LAW (CL)
IMPORTANT FORMS FOR EXAMS
Forms Description/ Purpose
Filing of special resolutions passed by
Form MGT – 14
Company
Form PAS – 3 Return of Allotment
Notice to registrar for alteration in share
Form SH – 7
capital
Form SH – 8 Filing return of buy-back
Form DPT – 3 Return of Deposits
Form CHG – 1 Registration of Charge
Form CHG-2 Certificate of registration of charge
Certificate of registration of alteration of
Form CHG -3
charge
Form CHG-9 Registration of charge (for debentures)
Form CHG-4 Satisfaction of charge
Certificate of registration of satisfaction
Form CHG-5
of charge
Form CHG – 7 Company’s register of charges
Application to CG for extension of time
Form CHG -8 for filing particulars for satisfaction of
charge
Form CSR – 1 Mandatory registration of CSR Entity
Place where the books of accounts of the
Form AOC -5 company are kept, if kept at a place other
than the registered office of the company
Form AOC -4 Filing financial statements in XBRL format
XBRL by companies falling under the limits
Notice of appointment of Auditor with
Form ADT – 1
ROC
Form ADT – 2 Notice of removal of auditor
Form ADT – 4 Report of fraud prepared by auditor
Form CRA -2 Appointment of cost auditor
Form CRA – 3 Cost audit report
Form MR -1 Secretarial Audit Report
Disclosure of contracts / arrangements
Form AOC -2
with related parties
Form MGT -7 Annual Return
Annual return of one person and small
Form MGT – 7A
companies
Form FC – 4 Annual Return of foreign companies
Certification of Annual return by a
Form MGT -8
Company Secretary
Notice of appointment/ resignation and
Form DIR – 12
change of director
Register of loans made, guarantee given,
Form MBP – 2 security provided and investment made
by a company
Form SH – 3 Register of Sweat Equity shares
Form SH -6 Register of Employee Stoch Options
Form SH -10 Register of securities bought back
Form MGT -1 Register of members
Register of debenture holders or other
Form MGT – 2
security holders
Register of renewed or duplicate share
Form SH – 2
certificates
Register of significant beneficial owners
Form BEN -3
in a company
Register of contracts with companies in
Form MBP – 4
which directors are interested
Form DIR – 3
KYC of DIN holders
KYC
Form SPICe + Incorporation of companies
Form DIR -3 Application for allotment of DIN
Intimation of changes in particulars of
Form DIR -6
directors specified in DIN application
Director to inform the company about his
Form DIR – 8
disqualification
Application for removal or
Form DIR -10
disqualification of a director
Filing of return of appointment of a MD,
Form MR – 1
WTD or manager
Form MGT -15 Report on Annual General Meeting