NbSTool 30.11.24
NbSTool 30.11.24
1.3 Human
wellbeing NbS must deliver tangible and substantive
outcomes arising benefits to human well-being. Specific,
from the NbS are measurable, attainable, realistic and timely
(SMART) targets should be used as
identified, appropriate, as they are important for
benchmarked accountability and informing adaptive
and periodically management (Criterion 7).
assessed
2.1 Design of The success of an NbS will be determined
not only by the quality of the technical
NbS recognises intervention but, critically, how well the
and responds to interactions between people, the economy
the interactions and the ecosystem are understood and
responded to. For the solutions to be
between the durable and sustainable, the design of
economy, NbS requires a “systems” framing that
society and acknowledges and addresses these types
of interactions and builds them into the
ecosystems decision-making process.
4.2 A cost-
effectiveness Investing heavily in upfront costs without
considering the longer-term economic and
study is provided financial sustainability can negatively
to support the impact the intervention’s viability. A cost-
choice of NbS effectiveness study not only enables an
examination of the upfront and recurring
including the costs against the anticipated longer-term
likely impact of benefits of the proposed intervention(s)
over time but also allows key (or hidden)
Criterion 4: NbS any relevant assumptions to be made explicit, tested
are regulations and and verified.
economically subsidies
viable
choice of NbS effectiveness study not only enables an
examination of the upfront and recurring
including the costs against the anticipated longer-term
likely impact of benefits of the proposed intervention(s)
over time but also allows key (or hidden)
Criterion 4: NbS any relevant assumptions to be made explicit, tested
are regulations and and verified.
economically subsidies
viable
extends beyond
jurisdictional
boundaries, Ecosystems do not follow political and
mechanisms are administrative borders. Where
appropriate, transboundary cooperation
agreements between relevant authorities
underpin NbS planning and
implementation across frontiers to help
ensure coherency and consistency of
Ecosystems do not follow political and
mechanisms are administrative borders. Where
established to appropriate, transboundary cooperation
agreements between relevant authorities
enable joint underpin NbS planning and
decision-making implementation across frontiers to help
among the ensure coherency and consistency of
approach and desired outcomes.
stakeholders in
those
jurisdictions
costs and All trades-off are accompanied with an
benefits of associated set of costs and benefits which
may be subject to change over the entire
associated NbS lifecycle. A key function of NbS
trade-offs of the safeguards is to ensure that necessary
NbS intervention trade-offs do not negatively impact the
most disadvantaged elements of society
are explicitly or, equally, that they are denied access to
acknowledged the intervention’s benefits. It is therefore
and inform important that the costs and benefits of
trade-off arrangements are fully
safeguards and understood, widely shared among affected
any appropriate stakeholders, and periodically revisited
corrective (6.3)
Criterion 6: NbS The legal and customary rights to access,
equitably 6.2 The rights, use and control management over land
balances trade- usage of and and natural resources, particularly of
offs between access to land vulnerable and marginalised groups,
needs to be respected and upheld. Rights,
achievement of and resources, use and responsibilities of stakeholder
their primary along with the groups in relation to the NbS should be
goal(s) and the responsibilities analysed and assessed, using appropriate
tools and by building upon the outcomes
continued of different of stakeholder analysis or mapping (5.3).
provision of stakeholders are This is particularly important when dealing
acknowledged with Indigenous communities, where Free,
multiple Prior and Informed Consent (FPIC) must
benefits and respected be used (5.2).
6.3 Established to anticipate and avoid adverse
consequences of interventions, especially
safeguards are considering that inequity in trade-offs may
periodically change over time and that not all
reviewed to stakeholders may be equally affected.
Therefore, NbS design and strategy needs
ensure that to be explicit about whose benefits and
mutually-agreed whose costs will be addressed, including
trade-offs limits when and how this will be reviewed.
Safeguards may be put in place for
are respected biodiversity (e.g. setting aside a certain
and do not area for protection or limiting the timing of
and do not area for protection or limiting the timing of
destabilise the fishing) and for people (e.g. procedural –
grievance mechanisms, consultation
entire NbS obligations, right to appeal or substantive
Is cost-effectiveness analysed?
Does the study include upfront and
recurring direct and indirect costs
as well as the full flow of benefits
overtime? Are the key
assumptions of cost-effectiveness
identified? Does the study include
measuring the impact of any
relevant regulations and
subsidies? Does the study support
the choice of actions for the
intervention? Is a sensitivity
analysis conducted against critical
variables?
identified? Does the study include
measuring the impact of any
relevant regulations and
subsidies? Does the study support
the choice of actions for the
intervention? Is a sensitivity
analysis conducted against critical
variables?
Adequate: Specific societal challenges identified with some consultation with rights holders and beneficiari
Partial: General societal challenges identified with limited input from some rights holders and beneficiaries
Insufficient: No. No clear societal challenges identified and/or no consultation with any rights holders and b
Strong: Yes. The drivers of and responses to identified societal challenges are well understood, including w
to the relevant national/local context, and are fully documented and accessible.
Adequate: Drivers of and responses to identified societal challenges are broadly understood within the rele
although some documentation and knowledge gaps persist.
Partial: Societal challenges framed in terms consistent with widely accepted narratives but multiple docum
context-specific knowledge gaps persist.
Insufficient: No. Superficial/limited understanding of drivers of and responses to identified societal challeng
limited or no documentation.
Strong: Yes. SMART human well-being outcomes and benchmarks, relevant to the identified societal chall
national/local context, are identified and are assessed at regularly occurring intervals.
Adequate: Specific human well-being outcomes and benchmarks, relevant to the identified societal challen
national/local context, are identified and assessed at least once during the intervention period.
Partial: General human well-being outcomes and benchmarks identified but no provision has been made fo
assessment.
Insufficient: No. Human well-being outcomes are not identified or are vague and ill defined with no benchm
provision for assessment.
Strong: Yes. The design of the NbS considers in detail the interactions between the economy, society, and
within and surrounding the intervention area, given its potential knock-on impacts on and from other areas/
These interactions are accounted for in the decision-making process throughout the intervention timescale
Adequate: The design of NbS recognises specific interactions between the economy, society, and ecosyst
these are accounted for in the NbS decision-making processes, at least once during the intervention period
Partial: The design of NbS recognises and responds to some interactions between the economy, society, a
ecosystems, although knowledge gaps remain. These are partially or not at all accounted for in decision-m
processes.
Insufficient: No. The design of the NbS does not recognise nor respond to the interactions between the eco
society and ecosystems. No. Superficial/limited understanding of drivers of and responses to identified soc
challenges with limited or no documentation.
Strong: Yes. Synergies across sectors are thoroughly investigated, and all relevant complementary interve
integrated within the design of the NbS. These are investigated and revisited at relevant points throughout
intervention timescale.
Adequate: Synergies across sectors are investigated, and the most relevant complementary interventions
within the design of the NbS. These are revisited at least once during the intervention period.
Partial: Synergies across some sectors are broadly identified, but knowledge gaps persist, and only some
complementary interventions are integrated into the design of the NbS.
Insufficient: No. Synergies across sectors are not identified, and if any complementary interventions are ide
are not integrated into the design of the NbS.
Strong: Yes. The possible risks of undesirable changes and their drivers are identified, taking into account
local knowledge. The management of these risks is integrated into the design of the NbS and revisited thro
intervention timescale.
Adequate: Most risks of undesirable changes and their drivers are identified, taking into account scientific a
knowledge. The management of most of these risks is integrated into the design of the NbS and revisited a
during the intervention timescale.
Partial: Some possible risks are identified and taken into account in the design of the NbS, but context-spe
knowledge gaps persist and multiple documentation (e.g., their management, within the intervention site an
broader land/seascape) are lacking.
Insufficient: No. Limited or no risks are identified, and where identified, the management of these are not in
the design of the NbS.
Strong: Yes. An updated assessment of the current status of ecosystems at the appropriate spatial and tem
is in place. The assessment includes information about the drivers of change and biodiversity loss. The as
includes field verification and local knowledge.
Adequate: There is information available about the current state of the ecosystems using secondary data a
maps, not older than 10 years. The information of the ecosystem has been verified in general terms throug
with general inputs from local communities and traditional knowledge, where possible.
Partial: General information about existing land cover and land use is used for assessing the status of the
at more general scales and not older than ten years. There is no validation at field level and no data comin
communities or traditional knowledge.
Insufficient: No. There is no information available about general conditions of the status of the ecosystems
relevant spatial or temporal scale.
Strong: Yes. The NbS objectives include specific and measurable indicator variables related to biodiversity
ecosystem integrity, the direction of desired change (increase, decrease, maintain), the magnitude of desir
(e.g., 80%), and the timeframe (e.g., within 5 years). Prior to initiating treatments, a monitoring and evaluat
in place that includes the variables to be assessed, the frequency of assessment, the analyses that will be
determine outcomes, and how information will be shared. Also prior to initiating treatment, a baseline asse
indicator variables has been conducted. Depending on the conservation actions proposed, monitoring and
yield enough information to indicate species or ecosystem recovery or a measurable extent of recovered a
relevant period of time.
Adequate: The NbS outcomes include measurable indicator variables related to biodiversity and ecosystem
may lack specific details related to the magnitude of desired change (e.g., 80%) and the timeframe (e.g., w
Prior to initiating treatments, a baseline assessment has been conducted and a monitoring and evaluation
place, but may lack detail on the frequency of assessment, the analyses that will be done to determine out
how information will be shared. There is not enough information on ecosystem indicators for a relevant per
Partial: The NbS outcomes related to biodiversity and ecosystem integrity lack specificity. There is a gener
about relevant conservation outcomes, and a monitoring system is under preparation.
Insufficient: No. The NbS lacks identified outcomes related to biodiversity or ecosystem integrity. There is n
system in place and no data about ecosystem or species recovery.
Strong: Yes. Possible adverse impacts of NbS interventions on ecosystems, ecological processes, and spe
identified, and actions to mitigate those impacts are mobilized. Specific measurable variables related to po
adverse impacts have been included in the baseline assessment, a monitoring and evaluation system of th
is properly implemented, and actions to address those impacts are in place.
Adequate: The NbS plan has identified possible adverse impacts of NbS interventions on ecosystems, eco
processes, and species, and has included actions to mitigate those impacts. However, there is a lack of cla
actions will be mobilized and resourced. A monitoring plan for assessing adverse impacts is under develop
including actions to counteract the effects of those impacts.
Partial: There is a general identification of possible impacts of NbS actions at the ecosystem level, and pla
those impacts are in place.
Insufficient: No. There is no identification of potential impacts of NbS interventions, and these impacts are
Strong: Yes. There is a detailed assessment of requirements to maintain or recover ecosystem integrity. O
enhance the integrity of the ecosystem or connectivity, where appropriate, are identified and implemented.
options might include soil recovery practices, ecological restoration activities, isolation practices, or conser
for targeted species.
Adequate: There is a general identification of potential options to enhance ecosystem integrity or connectiv
appropriate, and a plan to incorporate them into the NbS strategy.
Partial: There is a general identification of potential actions to enhance ecosystem integrity or connectivity,
appropriate.
Insufficient: No. There is no identification of any options to enhance ecosystem integrity or connectivity.
Strong: Yes. All the main direct and indirect costs and benefits have been established, verified with key inf
are fully documented. The distribution of the costs and benefits is well understood, and "winners" and "lose
easily ascertained.
Adequate: Analysis of costs and benefits includes both financial and non-financial elements and a clear de
indirect costs and benefits, although some gaps in understanding are still evident. There is a good underst
costs and benefits are distributed, but limited verification with key informants.
Partial: Analysis of costs and benefits includes both financial and non-financial elements, although significa
understanding exist with respect to indirect costs and benefits. There is a general understanding of how th
and benefits are distributed, but it is not comprehensive and lacks verification.
Insufficient: No. Identification of costs and benefits is limited only to the immediate and direct financial tran
initiative. Understanding of how costs and benefits are distributed is superficial and/or anecdotal.
Strong: Yes. A full cost-effectiveness study has been conducted according to best practice and includes up
recurring direct and indirect costs, the full flow of benefits over time, and key assumptions. Sensitivity analy
conducted against critical variables (including changes to key regulatory and subsidy arrangements), the lo
economic and financial sustainability is well understood, as well as the economic risks.
Adequate: A cost-effectiveness study is available, which includes upfront and recurring direct and indirect c
flow of key benefits. Key assumptions have been identified, but a full sensitivity analysis has not been unde
long-term economic and financial sustainability is broadly understood, but there may be gaps in the framin
economic risks with respect to changes in regulation and subsidy regimes.
Partial: A basic internal rate of return has been calculated, drawing primarily on direct upfront and recurring
direct benefits. However, there are significant gaps in accounting for indirect costs and benefits, and key a
have not been tested. There is a limited understanding of the impacts of changes to current regulations an
regimes.
Insufficient: No. There has been no attempt to calculate or estimate even a basic internal rate of return or o
understand how the flow of benefits over time compare against upfront and recurring costs.
Strong: Yes. The effectiveness and affordability of the intervention against the next best alternative(s) are f
economically justified, understood and documented.
Adequate: The effectiveness and affordability of the intervention can be broadly justified although gaps in t
particularly with respect to a comprehensive understanding of the alternate's cost, benefits and risks, persi
Partial: Viable alternate solutions have been identified and their pros and cons have been documented but
and basic economic analysis has been conducted.
Insufficient: No. There has been no meaningful review of the proposed intervention's cost effectiveness ag
viable alternatives.
Strong: Yes. A comprehensive review of resourcing options that covers the costs of delivery of the interven
and ancillary benefits has been undertaken and a full resourcing package has been assembled and negoti
including provision for future revenue streams.
Adequate: The principle source of long-term funding is identified and secured. Potential viable sources of
complementary resourcing have been identified and thoroughly assessed, including accompanying legal, r
contractual obligations. While a comprehensive resourcing package has been identified it has not yet been
Partial: The principle source of long-term funding is identified and secured. Potential viable sources of com
resourcing have been identified although more analysis is required to properly assess feasibility.
Insufficient: No. There is no clear understanding (or guarantee) of even the main long-term funding source
required to cover the costs of immediate start-up or piloting phase. There has been no analysis of potentia
revenue streams and no preliminary analysis of complementary resourcing options.
Strong: Yes. A feedback and grievance resolution mechanism is developed in full consultation with affecte
stakeholders. The mechanism is legitimate, accessible, predictable, equitable, transparent, rights-compatib
adaptively managed. There is clear evidence of ownership and trust in the mechanism.
Adequate: A feedback and grievance resolution mechanism is developed in full consultation with affected s
The mechanism is legitimate, accessible, predictable, equitable, transparent, rights-compatible, and adapti
managed. Ownership and trust in the mechanism is likely but currently cannot be substantiated.
Partial: A feedback and grievance resolution mechanism is developed with limited input from some affecte
stakeholders. The mechanism is not fully legitimate, accessible, predictable, equitable, transparent, rights-
adaptively managed.
Insufficient: No. A feedback and grievance resolution mechanism is not or only partially developed with no
with affected stakeholders.
Strong: Yes. FPIC was obtained through high level participation from representative institutions and proces
been established to ensure this is upheld throughout the NbS timescale.
Adequate: High level participation was achieved from most representative institutions. Processes have bee
to ensure this is upheld throughout the intervention with priority stakeholders although gaps persist with so
stakeholders.
Partial: Information giving and consultation was provided early in the NbS process with some representativ
No processes in place to ensure this persists throughout the intervention.
Insufficient: No. FPIC has not been obtained and processes have not been established to ensure this is up
Strong: Yes. A robust multi-scale multi-sector stakeholder analysis was conducted to identify who may be
indirectly affected by the NbS. Affected stakeholders were involved in all processes from the start of the int
accept/own the outcomes.
Adequate: A stakeholder analysis was conducted identifying stakeholders who may be directly or indirectly
the NbS. Most stakeholders were then involved in the processes of the intervention although some gaps re
Ownership cannot be substantiated.
Partial: Limited stakeholder analysis was conducted identifying only some of the stakeholder who may be d
indirectly affected by the NbS. Of those identified, some have been engaged in the processes of the NbS.
Insufficient: No. No stakeholder analysis has been conducted to identify who maybe directly and indirectly
the NbS.
Strong: Yes. Decision-making processes take into account the rights and interests of all participating and a
stakeholders, with specific attention paid to stakeholders subject to extreme inequity. The procedures are d
and this documentation is transparent and accessible.
Adequate: Decision-making processes take into account the rights and interests of all participating and affe
stakeholders. The procedures are documented and this documentation is transparent and accessible.
Partial: Decision-making processes map rights and interests of all or some participating and affected stake
procedures are documented however no clear plan to take into account stakeholder decisions. Gaps rema
there is a lack of transparency or accessibility.
Insufficient: No. Decision making processes do not take into account rights and interests of stakeholders a
documented.
Strong: Yes. Whether and where the NbS intervention area extends beyond jurisdictional boundaries is ide
this is the case, transboundary cooperation's agreements are created between affected stakeholders in all
Joint decision-making is enabled.
Adequate: General understanding whether the NbS intervention area extends beyond jurisdictional bounda
transboundary cooperation's agreements are created between affected stakeholders in jurisdictions althou
persist.
Partial: Limited identification of whether and where NbS intervention area extends beyond jurisdictional bo
There is a lack of transboundary cooperation agreements.
Insufficient: No. Not known whether or where NbS intervention area extends beyond jurisdictional boundar
Strong: Yes. The cost benefits analysis considers costs and benefits both at the NbS site and the larger
landscape/seascape, throughout the NbS intervention time-scale. Costs and benefits are used to inform sa
corrective actions. Process of decision-making on choices is disclosed to all stakeholders.
Adequate: The cost benefit analysis considers most spatial and temporal dimensions. Costs and benefits i
used to inform safeguards and corrective actions although there are some gaps.
Partial: A limited cost benefit analysis is carried out only considering the NbS site and/or only for specific p
NbS lifecycle. Costs and benefits identified have not been used to inform safeguards and corrective action
Insufficient: No. No cost benefit analysis of trade-offs is carried out and/or no safeguards or corrective actio
place.
Strong: Yes. All the rights, usage of and access to land and resources, as well as stakeholder responsibilit
analysed using a stakeholder mapping/analysis. Rights, usage of and access to land and resources are re
inform the design of NbS.
Adequate: Most rights, usage of and access to land and resources, as well as responsibilities were analyse
stakeholder mapping/analysis. All those analysed are acknowledged and respected although knowledge g
some areas or parts of the NbS.
Partial: Some rights, usage of and access to land and resources, as well as responsibilities are analysed. H
was not done using appropriate tools and not linked to the outcomes of stakeholder analysis or mapping w
stakeholders considered. Only some of those analysed are acknowledged and respected.
Insufficient: No. The rights, usage of and access to land and resources, as well as responsibilities are not i
Strong: Yes. Mutually agreed upon limits of trade-offs are in place, documented, and respected. Safeguard
and are periodically reviewed throughout the intervention timescale, with clear documentation of this being
Adequate: Mutually agreed upon limits of some trade-offs are in place and are respected. Safeguards are
are occasionally reviewed, with documentation provided.
Partial: Mutually agreed upon limits of only a few trade-offs are in place and/or are not being respected. Fe
are in place but are sporadically reviewed. There is no documentation of the process.
Insufficient: No. Mutually agreed upon limits of trade-offs have not been considered and no safeguards hav
been put in place.
Strong: Yes. A strategy is established that precisely states intended outcomes, actions and assumptions m
regards to economic, social and ecological conditions. The strategy elaborates on whether/how assumptio
change and is consistently used as a basis for monitoring and evaluation of the intervention occurring at re
intervals.
Adequate: A strategy is established that states intended outcomes, actions and assumptions relevant to th
context. The strategy is used to inform monitoring and evaluation of the intervention in the design and impl
stage.
Partial: A strategy is established that states some intended outcomes, actions and assumptions. The strate
inform the monitoring and evaluation of the intervention and/or does not take into account changing assum
Insufficient: No. Incomplete or no strategy established, with no link to economic, social and ecological cond
little link to monitoring and evaluation of the intervention.
Strong: Yes. A robust and adaptive monitoring and evaluation plan is in place to be implemented at regula
throughout the intervention lifecycle. The plan includes how deviations from the strategy trigger an adaptiv
management response.
Adequate: A monitoring and evaluation plan is in place to be implemented throughout the intervention lifec
at a regular basis. A clear process for how deviations will trigger an adaptive management response is lack
Partial: A monitoring and evaluation plan is in place to be implemented throughout the intervention lifecycle
a regular basis. A clear process for how deviations will trigger an adaptive management response is lackin
Insufficient: No. Incomplete or no monitoring and evaluation plan in place. No link to how the plan could trig
adaptive management response.
Strong: Yes. There is a learning framework that is applied throughout the intervention lifecycle and that is u
continuously to learn and adapt in response to results of the monitoring and evaluation plan. Strategy in pla
learning would persist beyond the timeframe of intervention.
Adequate: There is a learning framework that is applied at different stages of the intervention lifecycle. It is
monitoring and evaluation plan.
Partial: Incomplete learning framework lacking clarity on how monitoring and evaluation will lead to learnin
adaptation.
Insufficient: No. Incomplete or no learning framework. No link to the monitoring and evaluation of the interv
Strong: Yes. NbS lessons learnt have been systematically captured and subsequently shared both upon d
with strategic audiences in an accessible manner. A communication strategy is in place identifying how this
behaviors to trigger transformational change.
Adequate: Lessons learnt have been systematically captured and some sharing both upon demand and wi
audiences in an accessible manner. Communications strategy is incomplete.
Partial: Provision made to systematically capture lessons learnt. Some lessons learnt are shared with relev
audiences. There are barriers to accessibility (time frame, language, visibility, etc.) whether on demand or
available. No communications strategy in place.
Insufficient: No. Lessons learnt are not captured and/or shared. Not communications strategy in place.
Strong: Yes. NbS actions incorporate a review of policy, regulations and laws that are relevant to the NbS,
used to support their uptake and mainstreaming. Where necessary and possible, the NbS may inform and
policy and regulating frameworks amendment, to ensure sustainability.
Adequate: The policy, laws and regulations relevant to the NbS were identified and taken into account as p
design of the NbS, and their potential use to support NbS or necessary amendment, were partially included
Partial: Some relevant policy, regulations or laws were identified as part of the design of the NbS, but know
(e.g. their potential use to influence the NbS, their relevance to the NbS, possible amendment) remain and
them was thought of or planned.
Insufficient: No. The NbS design and operational plans have not been framed within the context of prevailin
and other relevant policies, regulations or laws and has not engage with other key stakeholders on issues
enabling policy, legal and regulatory frameworks.
Strong: Yes. Relevant national and global targets for human wellbeing, climate change and biodiversity ha
identified. The potential contribution of the NbS to these targets was identified is reported in the relevant pl
facilitate mainstreaming and upscaling of the NbS intervention.
Adequate: Relevant national and global targets for human wellbeing, climate change and biodiversity have
identified. The potential contribution of the NbS to these targets was partially identified and partially reporte
relevant platforms.
Partial: Some national and global targets for human wellbeing, climate change and biodiversity have been
part of the NbS design. But the potential contribution of the NbS to these targets was only partially identifie
reported in the relevant platforms.
Insufficient: No. No relevant national and global targets for human wellbeing, climate change and biodivers
identified. The potential contribution of the NbS to these targets was not identified and nor reported in the r
platforms.
Rating Score Rationale
Strong 4
Strong 4
Insufficient 1
Strong 4
Adequate 3
Insufficient 1
Adequate 3
Adequate 3
Partial 2
Insufficient 1
Insufficient 1
Adequate 3
Adequate 3
Strong 4
Strong 4
Partial 2
Partial 2
Partial 2
Adequate 3
Adequate 3
Adequate 3
Adequate 3
Adequate 3
Partial 2
Partial 2
Partial 2
Partial 2
Strong 4
Strong 4
Strong 4
Partial 2
Partial 2
Partial 2
Partial 2
Tools for Implementing Evidences
Criterion
67%
Compliant
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