Musical Scales
Musical Scales
Shrikant G. Talageri
The two basic components of music are melody and rhythm (or, in common Indian
parlance sur and tāl). Here in this article we will only discuss some of the basic
aspects of the melody or sur aspect of music.
Pitch is the highness or lowness of any sound. Now this is not a technical scientific
article in that sense, so it will be assumed that the reader understands what is
"high" and "low" in pitch without any scientific explanations provided for
understanding the terms, and we will not discuss the scientific technicalities and
physics of sound relationships and production, but only the actual notes.
If pitch is represented on a long vertical line so that various points higher or lower
on that line depict higher and lower pitches respectively, then there is a certain
fixed distance/length on that line which represents what is known as an "octave": if
we start with a sound at a certain pitch and mark it as a point on that line, and then
keep taking the voice higher and higher, we will reach another point further up
where we find what is clearly the same sound at a higher pitch: (technically this is
because the second sound is formed out of twice the number of wave cycles per
second, measured in hertz, as the first sound, but we will not concern ourselves
with these technicalities). This length, or distance between the two points, is what
is called an "octave". An octave is a natural division of sound, and a natural
phenomenon which is discovered in every civilization which develops a musical
culture.
This "octave" can be illustrated with a musical instrument. Take for example the
easiest instrument to illustrate the octave: a harmonium. We will find that the keys
on a harmonium are in two rows, a lower row of white keys and a higher row of
black keys, in the following form:
If we press any two keys at the same time, we will generally hear a discordant
medley of two sounds. But if we press key 1 and key 13 (i.e. the first key in the
first series of 12, and the first key in the second series of 12) together, we will hear
a composite sound in what is called "absolute harmony" because it is actually the
same sound at two different pitches: it will be as if we are hearing the same sound
moving like a wave between a high pitch and a low pitch. Similarly, if we press
any other two keys which are at a distance of 12 (or multiples of the same) from
each other (2 and 14, 3 and 15, or even 1 and 25, 2 and 26, etc), the same effect of
"one sound at two pitches" will be produced.
The octave is the length or distance, on the "pitch" line, between a given sound and
the same sound at a (i.e. at the next) higher pitch, and this distance has been
theoretically divided by musicologists into fixed smaller divisions known as
"cents", where one octave is 1200 cents.
In ancient India with its unique oral tradition (as shown in the oral transmission of
the Rigveda in oral form for millenniums without the slightest change), the various
notes were distinguished on the basis of the performer's highly-trained voice and
ears, and passed on from guru to śiṣya in that form, and musical instruments were
also tuned on that basis, and the notes and the natural scale were based on pure
acoustics, leading to very subtle nuances in sounds. In Western music, the octave is
divided into 12 equal notes of 100 cents each. This is known as the "tempered
scale" because of this uniform equal division into 100 cents. Because of the
dominant use of the harmonium in learning Indian classical music, and consequent
laxity, modern day Indian music has also generally leveled out the notes into equal
divisions.
Apart from the octave, there is another very important distance between two
sounds: the fifth. The different notes of the scale within an octave are in fact
possible on the basis of this relationship between two sounds: just as we get one
sound in the form of an undulating wave between two pitches when we press two
keys at a distance of 12 (i.e. at 1200 cents) from one another, and this distance is
called an "octave" with the resulting composite sound producing "absolute
harmony"; similarly we get another combined sound which is extremely musical
when we press two keys at a distance of 7 (i.e. 700 cents) from one another (e.g.
key 1 and key 8, key 2 and key 9, etc.), and this distance is known as a "fifth", and
the resulting composite sound produces what is described as two different sounds
in "perfect harmony".
In the above picture of the harmonium keys, if the first white key represents the
starting note called ṣaḍja or SA, the eighth white key represents the ṣaḍja or SA in
the higher octave, and the fifth white key represents the pañcam or PA. These two
notes SA and PA are considered the two basic and unalterable pillars of the octave
or saptak. From these two are produced the other notes.
1. Just as any note is in absolute harmony with the note 1200 cents higher than it,
it is therefore also in absolute harmony with the note 1200 cents lower than it. All
the three notes are the same note, e.g. SA, in three different octaves (and of course
also in all other octaves extending further into higher pitches as well as into lower
pitches), since they all represent the starting points of the respective octaves. In the
above picture of the keyboard of a harmonium, the first, the eighth and the fifteenth
white keys represent SA in the three octaves.
SA is in perfect harmony with PA which is 700 cents higher within the octave: so
the fifth, twelfth and nineteenth white keys represent PA in the three octaves.
But if SA is in perfect harmony with the note 700 cents above it, it is also in
perfect harmony with the note 700 cents below it. In the above diagram, this note
would be represented by the fourth, eleventh and eighteenth white keys (the
eighteenth key being 700 cents below the next SA, not shown in the picture). Now,
since all the three octaves already have notes named PA, this note, which is 500
cents above the lower SA, has to be given another name: madhyam or MA.
So each SA is in perfect harmony with the PA higher than it, and with the MA
lower than it.
So now, within each octave, we have three notes in harmony with each other: SA,
MA and PA.
2. In each octave, the MA is in perfect harmony with the higher SA (700 cents
above it), and the PA is in perfect harmony with the lower SA (700 cents below it).
Therefore MA and PA also are in harmony with each other. The distance between
MA and the PA above it is 200 cents: this distance is called a tone (or a second,
but this word used here would be confusing, so let us just call it a tone here).
From this, we get the remaining notes within the octave, each separated from the
note below it by a tone or 200 cents: 200 cents above SA is ṛṣabh (RE or RI), 200
cents above RE is gāndhār (GA), 200 cents above PA is dhaivat (DHA), and 200
cents above DHA is niṣād (NI).
Thus we get the seven "primary" or shuddh (pure) notes: SA, RE, GA, MA, PA,
DHA, and NI, representing the seven white keys (in the above picture of the
keyboard) in an octave.
These seven shuddh notes with SA as the starting point (and therefore counted as
0 cents) are SA (0 cents), RE (200 cents), GA (400 cents), MA (500 cents), PA
(700 cents), DHA (900 cents), NI (1100 cents). The next higher SA is at 1200
cents.
So the 12 final notes (semi-tones) of the tempered scale octave, as normally used at
present, are:
These 22 śrutis were derived on the basis of the continuing application of the
perfect harmony principle, as follows: the starting point S was, of course, at 0
cents. The note higher than S which is in perfect harmony with it is at 702 cents.
The next note above this which is in perfect harmony with this note is at 1404
cents, i.e. in the next octave: but this is actually the same note as the note in the
earlier octave at 204 cents (i.e. 1200 cents below 1404). The next note above this in
perfect harmony with this note is at 906 cents. The next note above this which is in
perfect harmony with this note is at 1608 cents, i.e. in the next octave: but this is
actually the same note as the note in the earlier octave at 408 cents (i.e. 1200 cents
below 1608). Continuing with this pattern, we get the following 22 śrutis:
ṣaḍja (S) - 0 cents.
lower komal ṛṣabh (r1) - 90 cents.
upper komal ṛṣabh (r2) - 114 cents.
lower ṛṣabh (R1) - 180 cents.
upper ṛṣabh (R2) - 204 cents.
lower komal gāndhār (g1) - 294 cents.
upper komal gāndhār (g2) - 318 cents.
lower gāndhār (G1) - 384 cents.
upper gāndhār (G2) - 408 cents.
lower madhyam (M1) - 498 cents.
upper madhyam (M2) - 522 cents.
lower tīvra madhyam (m1) - 588 cents.
upper tīvra madhyam (m2) - 612 cents.
pañcam (P) - 702 cents
lower komal dhaivat (d1) - 792 cents.
upper komal dhaivat (d2) - 816 cents.
lower dhaivat (D1) - 882 cents.
upper dhaivat (D2) - 906 cents.
lower komal niṣād (n1) - 996 cents.
upper komal niṣād (n2) - 1020 cents.
lower niṣād (N1) - 1086 cents.
upper niṣād (N2) - 1110 cents.
(upper) ṣaḍja (Ś) - 1200 cents.
It will be noticed that a full tone (the distance between M1 and P) is actually 204
cents, which is also the distance between S and R2, R2 and G2, G2 and m2, P and
D2, and D2 and N2. And likewise between r2 and g2, and so on. The distance
between 2 forms of the same note (r1 and r2, etc.) is 24 cents. And between the
two closest forms of two distinct notes (S and r1, R2 and g1, etc.) is 90 cents.
As we can see, each of the notes (except S and P, which were fixed), had 2
varieties each, one low (flat) and the other high (sharp), at a distance of 24 cents
from each other. Each rāga must have used one particular form of a note, and the
different śrutis must also have been used as extra notes to add beauty to each
melody. Which of the two varieties to use depended on the rāga: the difference
was too subtle for the untrained ear to detect the difference, but the acoustic effect
of the two varieties must obviously have been different. Even today, using the
tempered scale, the magical effect of the different rāgas on the mood, the
intellect, the health and the environment is phenomenal: one can imagine what the
effect of the śruti-based rāgas must have been!
All this heritage is now extinct. But while it may not be possible to fully revive
śruti-based rāgas, perhaps all may not be lost either. While details of the exact
śrutis used in each rāga may not be available, nor the method of śruti-based
teaching and singing (with the very subtly trained ears required to recognize such
minute variations), some individuals have indeed made attempts to delve into this
lost treasure-house: according to a report in the Indian Express (16/5/1999),
Avinash Patwardhan, a nephew of the renowned social worker Baba Amte,
created a flute which could play the 22 śrutis, and was in the process of
developing a harmonium which could also play them. It is not clear what finally
came out of all this, but the efforts of this great musicologist deserve general honor
and recognition.
When a person starts learning music, the first thing he has to learn is to sing the
scale of shuddh notes (S R G M P D N Ś - Ś N D P M G R S) in āroh
(ascending) and avaroh (descending) orders in the correct pitch. This is known in
Hindustani (North Indian Classical) music as the Bilāval thāṭ, in Carnatic (South
Indian Classical) music as the Dhīraśaṅkarābharaṇam meḷa, and in western
classical music as the Major Scale. Listening to this ascending-and-descending
singing of the scale will give a familiar feel, since this is the common scale we hear
when people learn music in real life or in films.
But there are other scales. To get an idea of the different atmospheres created by
different scales, play this above scale 4-5 times continuously, in ascending and
descending order, on a harmonium (with the first 8 white keys) to get into the
atmosphere of it. Then play another scale, for example Bhairav thāṭ (replacing the
second and sixth white keys with the black keys immediately preceding them): S r
G M P d N Ś - Ś N d P M G r S. You will immediately notice the difference.
There is one more aspect of melody that is necessary to take note of in
understanding scales and melodies: the aspect of steps or intervals between the
two consecutive notes within a scale, in terms of semi-tones. Just as the precise
notes in a scale give the scale its special, unique and characteristic feel and
atmosphere, the length of the interval between consecutive notes also gives
(perhaps more sharply) the particular special atmosphere of a scale. This is
particularly so in pentatonic scales, because there are only 5 notes, so the intervals
between two consecutive notes can be of many kinds. The intervals are based on
the number of semi-tones (each of 100 cents) between two consecutive notes, and
are named as follows: 1 (semi-tone), 2 (tone), 3 (minor third), 4 (major third), 5
(fourth), 6 (augmented fourth), 7 (fifth), 8 (minor sixth), 9 (major sixth), 10 (minor
seventh), 11 (major seventh), and 12 (octave).
Below, the lists of scales will show both the notes as well as the intervals (in terms
of semi-tones) of each scale:
II.A. HEPTATONIC Scales (Thāṭs / Meḷas) of Indian Classical Music:
While Bhatkhande only named 10 thāṭs, actually we also get the following 10 out
of 22 possible additional thāṭs: ĀnandBhairav, Paṭdīp, NaṭaBhairav, AhīrBhairav,
Kiravāṇī, Cārukeśi, Basantamukhārī, Madhuvantī, Vācaspati, and
SarasvatīRanjanī.
[In the case of these scales, we will also list them on the basis of the aspect of steps
or intervals between the two consecutive notes within a scale. Just as the precise
notes in a scale give the scale its special, unique and characteristic feel and
atmosphere, the length of the interval between consecutive notes also gives
(perhaps more sharply) the particular special atmosphere of a scale, and this is
particularly so in pentatonic scales, because there are only 5 notes, so the
intervals between two consecutive notes can be of many kinds. The intervals are
based on the number of semi-tones (each of 100 cents) between two consecutive
notes, and are named as follows: 1 (semi-tone), 2 (tone), 3 (minor third), 4
(major third), 5 (fourth), 6 (augmented fourth), 7 (fifth), 8 (minor sixth), 9
(major sixth), 1000 (minor seventh), 1100 (major seventh), and 1200 (octave).]
His classification included not only all the 32 natural heptatonic scales, but 40
more scales based on a novel classification of the notes: a total of 72 meḷas.
He classified the eight notes r, R, g, G, d, D, n, N in such a way that four of them
(R, g, D, n) had two different names each, and could, in separate rāgas and meḷas,
be treated as two different notes in forming scales:
r = śuddha ṛṣabha - R1
R = catuśruti ṛṣabha or śuddha gandhāra - R2 or G1
g = ṣaṭśruti ṛṣabha or sādhāraṇa gandhāra - R3 or G2
G = antara gandhāra - G3
d = śuddha dhaivata - D1
D = catuśruti dhaivata or śuddha niṣāda - D2 or N1
n = ṣaṭśruti dhaivata or kaiśikī niṣāda - D3 or N2
N = kākalī niṣāda - N3
Thus, in a Hindustani heptatonic scale, we can get the combinations rg, rG, Rg,
RG, dn, dN, Dn, DN. In the Carnatic scales, Venkatamakhin's classification also
brought in four more combinations: rR, gG, dD, nN (treated as R1G1, R3G3,
D1N1, D3N3 respectively because of the dual nomenclature).
These meḷas, like the thāṭs of Hindustani music, are usually parent-scales (or
janaka rāgas) as well as rāgas to be sung and played.
Now let us see the same above 76 heptatonic thāṭs/meḷas (including the 4 Mm
scales) as per intervals (numbered as per the meḷa list above):
So far, we have seen scales with 7 notes (i.e. heptatonic scales). It must be noted
that the above are thāṭs (parent-scales) as distinct from rāgas (melodies or
melodic-scales): there can be many rāgas within each thāṭ (all using basically the
same notes, but completely different from each other in the various different
characteristics that make up a rāga, which we will see later in more detail). A rāga
is the actual melody, a thāṭ is the full set of all the notes used in the rāga. Usually,
a thāṭ has the same name as a prominent rāga from within that thāṭ.
A rāga may have the full set of the 7 notes of a thāṭ in the āroh (ascending form)
and have a note or two missing in the avaroh (descending form), or vice versa. Or
there may be certain different notes missing in the āroh or avaroh, while having,
both (āroh and avaroh) put together, all the 7 notes of the thāṭ. In all these cases,
the rāga is still clearly identifiable with that thāṭ.
Here, therefore, we will note the nature of hexatonic and pentatonic melodies or
melodic structures (rāgas), as independent scales (thāṭs). Usually, these scales
represent both the thāṭ and rāga. Here, on the basis of the notes in both the āroh
and avaroh combined, we are taking into count as thāṭs only rāgas which do not
ordinarily have both the forms of any note (i.e. both r and R, or both g and G, etc),
except three hexatonic scales (there may be more not counted by us) belonging to
the rR-gG-dD-nN meḷa variety of southern scales.
Pentatonic scales are more widespread than hexatonic scales. The musical
systems of the Far East, for example, typically mainly have pentatonic scales.
Before going further, it must be noted that there are many rāgas which do not fit
into the list of heptatonic (7-note), hexatonic (6-note) and pentatonic (5-note) thāṭs
or scales given by us above even from the point of view of notes. This is because
the full scale of a great many rāgas contains both forms of one or more notes so
that there can be more notes than 7 (our above list does not include such scales
except the Lalat-type heptatonic Mm scales, and the mainly heptatonic Carnatic
scales of the rR, gG, dD and nN types).
Many rāgas have 8 notes with both forms of one note. Some examples:
SrRgM PdnŚ: KomalDesī.
SRGM PDnNŚ: AlhaiyāBilāval, Soraṭh, Des.
SRgGM PDNŚ: DevGandhār.
SRGMm PDNŚ: Bihāg, Kedār, Basant, GauḍSāraṅg.
Many rāgas have 9 notes with both forms of two notes. Some examples:
SRgGM PDnNŚ: Jaijaivantī, Nīlāmbarī, RāmdāsīMalhār.
SrRgGM PdnŚ: LakṣmīToḍī.
Many rāgas have 10 notes with both forms of three notes. One example:
SRgGM PdDnNŚ: Janglā.
Another version of a rāga named above has 11 notes with both forms of four
notes:
SrRgGM PdDnNŚ: LakṣmīToḍī.
While this brings into focus a great many rāgas with more than 7 notes, it may be
noted that there are also many rāgas which would be classified as 5-note or 6-note
rāgas, which would not fit into our earlier list of scales, because they likewise
have both forms of a note. Some examples of such "pentatonic" scales with 6
notes:
SGM PnNŚ: Tilaṅg.
SgGM PnŚ: Jog.
SRM PnNŚ: BrindāvanīSāraṅg.
Or the following "hexatonic" scales with 7 notes:
SRMm PDNŚ: ŚuddhaSāraṅg.
SRGM DnNŚ: Rāgeśrī.
All these are scales with different notes. We will not classify these scales here as
we have classified the 7-note, 6-note and 5-note scales (with notes and intervals)
because then we enter the rich and unparalleled world of thousands of rāgas, found
only in our Indian music. It may just be noted here that Indian scales, unique in
world music, go beyond the lists given earlier (which lists also could be suitably
enlarged with more research even without including these scales).
Heptatonic Scales:
C SCALE NOTES INTERVALS HINDUSTANI- CARNATIC
Major SRGM 221 2221 Bilāval -
PDNŚ Dhīraśaṅkarābharaṇam
Natural Minor SRgM PdnŚ 212 2122 Āsāvarī - Nāṭabhairavī
Harmonic Minor SRgM PdNŚ 212 2131 Kiravāṇī
Melodic Minor SRgM 212 2221 Paṭdīp - Gaurīmanoharī
Asc PDNŚ 221 2212 Āsāvarī - Nāṭabhairavī
ŚndP MgRS
Desc
Lydian SRGm 222 1221 Kalyāṇ - Mecakalyāṇī
PDNŚ
Lydian SRGm 222 2121 ---
Augmented dDNŚ
Western scales can start from any key, and the melody is named after the Scale and
the key: the white keys (see the picture of the keyboard of the harmonium) are
called C, D, E, F, G, A and B. Thus the most common, C Major is a Major scale
starting on the first white key, and D Major is a Major scale starting on the second
white key and then taking the same interval pattern 221 2221. [All the scales below
are C scales].
Hexatonic Scales:
C SCALE NOTES INTERVALS
Major Hexatonic SRGM PDŚ 221 223
Minor Hexatonic SRGm PnŚ 222 132
Whole-tone Hexatonic SRGm dnŚ 222 222
Major Blues SRgG PDŚ 211 323
Minor Blues SgMm PnŚ 321 132
Tritone Scale SrGm PnŚ 132 132
Two-semi-tone Tritone SrRm PdŚ 114 114
Augmented Scale SgGP dDŚ 313 112
Pentatonic Scales:
C SCALE NOTES INTERVALS
Major Pentatonic SRG PDŚ 22 323
Minor Pentatonic Scale SgM PnŚ 32 232
Semi-tonal Pentatonic SRg PdŚ 21 414
Neutral Pentatonic SRM PnŚ 23 232
There are a few other scales found in the folk music of some parts of Europe, and
composers have often experimented with other scales, but they are not part of the
official repertoire of Western Classical Music - actually even some of the above
scales are not commonly used. It will be noticed that the number and range of
scales in western music is extremely limited in comparison with Indian Classical
music, although we have not given a completely exhaustive list of Indian scales -
there are many more rarely used, or present in old lists - and the above list of
western scales itself includes many not used in Classical music but new
innovations in modern forms of music like jazz. And remember, we are still
discussing thāṭ scales, not rāga scales!
But we must also keep in mind that a large number of scales is not the only
criterion for judging richness and variety in any musical system, and that, apart
from the fact that Western Classical music develops its richness on the basis of
Harmony rather than Melody, there are usually unofficial and individualistic
aspects of musical performance in any musical system which lend richness, variety
and depth to the music. Nevertheless the enormous variety of scales in Indian
music testifies to its unique richness.
3. CHINESE CLASSICAL MUSIC has three primary pentatonic scales, the first
of which, with the addition of certain notes, can produce some hexatonic and
heptatonic scales. The two primary pentatonic scales are the tonal pentatonic and
the semi-tonal pentatonic:
Tonal pentatonic: SRGPDŚ (intervals 22323).
Semitonal pentatonic: RmdDrR (intervals 42141).
Neutral Pentatonic: PDSRMP (intervals 23232).
The Tonal pentatonic (also called Mongolian) scale can start on each of the five
notes, and uses the same five notes, so that the interval pattern is the same. So we
get the five following scales (or rather modes):
Pentatonic Scales: Intervals: 222 33 (1 interval pattern, 5 scales):
SCALE NOTES INTERVALS
22323
Gong SRG PDS 2 2 3 2 3
Shang RGP DSR 2 3 2 3 2
Jue GPD SRG 3 2 3 2 2
Zi PDS RGP 2 3 2 2 3
Yu DSR GPD 3 2 2 3 2
Very few of the scales are actually in use, and the practice of continuously shifting
from scale to scale within a piece of music makes the actual notations of the scales
a bit superfluous. Many of these scales are more prominent in different kinds of
folk music in different parts of China. The scales can add different extra notes for
effect in the musical compositions, and add some kinds of chords as well for effect.
As pointed out earlier, an important feature of Arabic scales and music is the use of
quarter-tones: notes somewhere between two semi-tones. Thus we get g+ which is
between g and G, or n+ which is between n and N. The interval must then be
calculated in terms of half of a semitone, written below as 1/2.
13. Intervals: 1 222 3 11/2 11/2 11/2 11/2 (1 Interval Pattern, 1 scale) - 9 notes:
MAQAM NOTES INTERVALS
Dalanshin S R g+ M P D n+ S r G 2 1 /2 11/2 2 2 11/2 11/2
1
13
14. Intervals: 111 22 33 11/2 11/2 11/2 (1 Interval Pattern, 1 scale) - 10 notes:
MAQAM NOTES INTERVALS
Bastanikar n+ S R g+ M m D n S r 1 /2 2 11/2 11/2 1 3 1 2
1
G 13
Finally there are three maqams which contain notes slightly raised or lowered,
which cannot be satisfactorily explained in numerals, not even with the fractions
used above (though it is true that these fractions are also approximate ones). They
range from the relatively simpler Sazkar to the more complicated Jiharkah and the
extremely complicated Sikah-Baladi (the last of which is so complicated in the
exact pitch of its notes that it is only rarely sung or played and only by musicians
out to show their exceptional skill and virtuosity). This slight raised or lowered
note will be indicated below with arrows and nominal or extremely approximate
values in fractions of semitones:
15. Intervals: 222 1/4 11/4 11/2 11/2 11/2 (1 Interval Pattern, 1 scale) - 8 notes:
MAQAM NOTES INTERVALS
Sazkar S R R↑ g+ M P D n S 2 /4 11/4 11/2 2 2 11/2
1
11/2
16. Intervals: 1 22 13/4 21/4 11/2 11/2 (1 Interval Pattern, 1 scale) - 7 notes:
MAQAM NOTES INTERVALS
Jiharkah g+ M P D↓ n↓ S R g+ 1 /2 2 13/4
1
1 21/4 2
11/2
17. Intervals: 1 11/8 13/8 13/8 17/8 11/4 13/4 21/4 (1 Interval Pattern, 1 scale) - 8
notes:
MAQAM NOTES INTERVALS
Sikah-Baladi P d+↓ n+↑ 1 /8 21/4 11/4
3
As we can see, the number of scales (52) and interval patterns (22) is limited as
compared to Indian music. As in the case of Indian rāgas, some maqams have not
only the same interval-patterns but also the same notes (unlike the distinctly
different Indian thāṭs/meḷas listed earlier): e.g. Kirdan and Rast, or Nahawand-II
and Sultani-Yakah, or Bayati and Husayni. Others have the same notes, but start
on different notes: e.g. 'Ajam-Ushayran, Farahfaza-I, Kurd and Nahawand-Kabir,
or Farahfaza-II, Hijaz and Nikriz.
The maqam system of Arabic music is relatively closer to Indian classical music
in its emphasis on melody, though the maqam musical style of West Asia
(varieties of which are found right up to Afghanistan, and also found influencing
Kashmiri music) is very distinctly different from Indian Classical music in most
respects. Incidentally, as all other forms of world music have contributed their bits
to Indian film music, Arabic-Persian-Turkish music has also often been used to
give a West Asian coloring to songs in Hindi films: the most glaring example
(though it would not be immediately obvious to Indian film-song lovers, since the
accompanying musical instruments in the song are all Indian ones, or ones
regularly used in Indian film music) is the maqam bayati as used in the film song
"ghar aaya mera pardesi" in the film Awara.
But except for its more open preservation of microtones, West Asian music is not
as rich as Indian music. The total number of scales (52) that we have seen, and it is
possible there are a few more not included in the list above, are actually equivalent
to the melodies themselves: in Indian music, however, the scales (thāṭs) are just
the basis for countless melodies (rāgas), and there are literally thousands of rāgas.
We have seen the scales or thāṭs/meḷas of Indian classical music. However, the
thāṭs are not themselves rāgas, although in almost all cases the above thāṭs are
named after certain particular rāgas which have those same notes. A rāga is a
melody containing the following characteristics, and as mentioned above, there are
literally thousands of rāgas in Indian music. In this article, we can only touch upon
the basic aspects of the rāga system itself, and with reference to only a few of the
thousands of rāgas (i.e. in explaining any point, we will only consider one or two
of scores or hundreds of examples):
But this is not always the case. Usually, there are many distinctly different rāgas
which use the same scale or set of notes: Thus the heptatonic scale of Bhairavī
thāṭ (SrgM PdnŚ) is found in the distinctly different rāgas Bhairavī, Bilāskhānī
Toḍī and Komal Āsāvarī.
If we take the pentatonic thāṭ Bhūp (SRG PDS) listed earlier, we again have a
rāga Bhūp (or Bhūpālī) as well as another rāga Deskār with exactly the same
identical five notes and belonging to the same pentatonic thāṭ.
Thus, a rāga is actually something beyond the basic scale notes, and a thāṭ can
have many rāgas with the same set of notes, but with different other
characteristics, thus constituting totally different melodies. The thāṭ is basically a
full set of the notes.
As we saw above, many of the Arabic maqams have the same basic set of notes,
e.g. Kirdan and Rast, or Nahawand-II and Sultani-Yakah, or Bayati and Husayni.
Others have the same set of notes, but start on different notes: e.g. 'Ajam-
Ushayran, Farahfaza-I, Kurd and Nahawand-Kabir, or Farahfaza-II, Hijaz and
Nikriz. The maqams are therefore rāgas and not thāṭs.
So then what distinguishes one rāga from another one with the same notes?
There are many factors, but first we will examine the factors involving the notes in
the rāga:
a) A rāga has an ascending scale (āroh) and a descending scale (avaroh). The
difference between two rāgas with the same set of notes can be because of a
difference in the notes in āroh and avaroh. The two rāgas may have different
ascending and descending patterns. [In western classical music, the melodic minor
scale (see earlier) is notable for having different notes in the ascent and descent.
Some of the Arabic maqams also use notes differently in the ascent and descent].
Thus the rāga Bhairav has the ascending scale SrGM PdNŚ, and the descending
scale ŚNdP MGrS. The rāga, like so many others, has the same identical notes (in
this case the 7 notes of the Bhairav thāṭ) in both ascent and descent.
But the rāga Sāverī, which also belongs to the Bhairav thāṭ, has only 5 notes in
the ascending scale: SrM PdŚ (G and N are not used in the ascending part of this
rāga), while the descending scale has the full 7 notes: ŚNdP MGrS.
Likewise, the rāga KomalDesī , an 8-note scale with the notes SrRgM PdnŚ, has
5 notes in āroh: SRM PnŚ, and 7 notes in avroh: ŚndP MgrS.
Officially, a scale with 5 notes is called auḍav, with 6 notes is called ṣāḍav, and 7
notes is called sampūrṇa (full or complete). Thus a rāga can be classified in nine
ways, as auḍav-auḍav (with 5 notes each in āroh and avaroh), auḍav-ṣāḍav (5
notes in āroh and 6 notes in avaroh), etc.
Actually, as we saw, there can be more categories when there are more than 7
notes in any direction.
A rāga may have both forms of a note, e.g. both n and N, in the same direction (in
āroh and/or in avaroh). Thus the rāga Alhaiyā Bilāwal has the following notes in
āroh: SRGP DNŚ (M is missing) and avroh: ŚNnD PMGRS (all 7 notes, with
both n and N): thus the rāga has a scale of 8 notes (as in the avroh).
Likewise, the rāga Bihāg has āroh: SGM PNŚ (R and D missing) and avroh:
ŚNDP mMGRS
(all 7 notes, with both M and m): again a rāga with a scale of 8 notes (as in the
avroh).
[The rāga Gauḍ Sāraṅg has both M and m in both āroh and avroh, and therefore
has a full 8-note scale both ways: SRGMm PDNŚ].
Needless to say, the missing (varjya) notes in either the ascent or descent of any
rāga give a completely different color to the melody, and there can be many
distinct rāgas formed from a single scale (set of notes) with different notes missing
in the ascent or the descent, where the difference in one or more notes in the aroh
and avaroh results in different ascending and descending scales for the rāga.
b) Further, rāgas, being natural melodies and not analytically created scales, are
different in their degree of adherence to rigid rules. Most rāgas generally use only
the notes proper to them, especially the more gambhīr or serious rāgas, but the
more light, popular, and emotionally evocative rāgas are less rigid (especially but
not exclusively in non-classical contexts like films, etc.), and often skillfully use
certain extra notes to give depth and beauty to the melody. The very popular rāga
Śivarañjanī, for example, has the 5 notes SRg PDŚ: but regularly uses extra notes
to add beauty and emotional depth to the melody, mainly the note G, which is used
sparingly but extremely skilfully to give depth to the melody. Check the beautiful
use, in different ways, of the extra note G in different film songs like Jane Kahan
Gaye Wo Din (from the film Mera Naam Joker), or O Mere Sanam (from the
film Sangam), or Tere Mere Beech Men (from the film Ek Dooje Ke Liye).
The use of extra notes for beauty and effect does not change the thāṭ or scale
classification of a rāga: e.g. Śivarañjanī will still be classified as a pentatonic
thāṭ/rāga with the notes SRg PDŚ.
In the Bhairavī thāṭ, for example, the rāga Bhairavī is known for its very liberal
use of other notes, while the rāgas which almost strictly adhere to the notes of the
Bhairavī thāṭ (i.e. SrgM PdnŚ) are the rāgas known as Bilāskhānī Toḍi and
Komal Ṛṣabh Āsāvarī. (with different notes in āroh and avroh). Pahāḍī is
another rāga known for liberal use of extra notes for beauty.
The rāga Dhanī, likewise, a pentatonic rāga with SgM PnŚ uses an extra note R
in avaroh for effect, to such an extent that it seems to have become a regular
phenomenon.
c) Finally, we have the very important distinction of śruti: as we saw, Indian music
earlier had 22 different micro-tones (wrongly also called quarter-tones), and,
except for the two acal (अचल) sounds S and P, all the other ten semitones have
two forms each: a slightly lower form and a slightly higher form. Although these
finer distinctions are not maintained in general music (since the use of the
harmonium and the tempered western scale have resulted in a blurring of the śruti
distinctions in popular recognition), they are still observed to some extent in
classical music, although not specified in notation. We can note these śrutis with +
signs as in the Arabic maqams. Thus:
In rāga Mārvā, as well as rāga Toḍī, the r is slightly lower than normal: it could
be understood as S+ (a note between S and r, although closer to r).
In rāga Darbārī Kānaḍā, the g is slightly lower than normal: it could be
understood as R+ (a note between R and g, although closer to g).
In rāga Miyā Malhār, the g is higher than normal: it could be understood as g+ (a
note between g and G, although closer to g).
As per the writings of Paluskar and Asarekar, for example, the notes r and d are
slightly lower in rāga Bhairav than in rāga Bhairavī, the R and D are slightly
lower in rāga Bibhās than in rāga Yaman Kalyāṇ, the n in Gauḍ Malhār is
slightly lower than in rāga Bhairavī, the g in rāga Toḍī is slightly lower than in
rāga Bhairavī, the G in rāga Mālkauns is slightly lower than in rāga Yaman
Kalyāṇ, and so on.
Thus the actual notes in the scales of rāgas have a greater richness and variety than
is immediately discernible from a consideration of the bare notes, since the
notation does not take note of the distinction between higher and lower śrutis,
though these śrutis are automatically distinguished in the actual music by the
expert performer and the discerning listener without consciously realizing it.
The rich variety of scales in Indian music is thus hidden by the convention of
force-fitting rāgas into the 10-heptatonic-thāṭs paradigm.
1. Firstly, the rāgas are classified according to time, season and emotion (rasa):
a) According to the time of day, the rāgas are usually classified into three-hour
divisions of the day known as prahar. Often, the division is even more minute,
dividing the rāgas into two-hour divisions. Here we will just divide the day
roughly into its most distinct four parts and note just a few of the typical or
prominent rāgas which fall into them:
Morning: Lalat, Jogiyā, Bhairav, Bibhās, AhirBhairav, Toḍī, GujarīToḍī.
Afternoon: GauḍSāraṅg, BrindāvanīSāraṅg, ŚuddhaSāraṅg, Bhīmpalās.
Evening: Mārvā, Pūriyā, Pūrvī, Pīlū, Hamīr, YamanKalyāṇ, Hamsadhvanī.
Night: Chandrakauns, Mālkauns, Sohanī, Abhogī, Darbārī, Aḍāṇā, Bāgeśrī.
Actually, the same rāga in different lists may be found attributed to different
neighboring periods, and it is noteworthy that the rāga most associated in popular
perception with dawn, Bhūp, is actually classified as a night rāga.
b) Again, the rāgas are divided according to the six seasons. One exemplary rāga
and Hindi film song from each group is given:
Vasant (Spring): Basant. "Basant Hai Aya" (film: Anchal):
https://www.youtube.com/watch?v=Tp_BPGKGwRc
Varṣā (Monsoon): GauḍMalhār: "Garjat Barsat Sawan Ayo Re" (film: Barsaat ki
Raat):
https://www.youtube.com/watch?v=62TjjoPCyG8
Śarad (Autumn): Bhairav: "Mohe Bhool Gaye Sanwariya" (film: Baiju Bawra):
https://www.youtube.com/watch?v=X7V7U54rMjw
Hemant (pre-Winter): Hemant: "Sudh Bisar Gayi Aaj" (film: Sangeet Samrat
Tansen):
https://www.youtube.com/watch?v=V77EVaQgrOI
c) Rāgas are also supposed to either evoke or express (or both) certain moods. This
is known as rasa (emotion) and as per the well-known division into nine rasas:
śṛṅgāra (love, beauty), hāsya (laughter), raudra (anger), karuṇa (pathos),
bibhatsa (disgust), vīra (valour), bhayānaka (fear), adbhuta (wonder) and śānta
(peace). However, there is no definitive list of rāgas which evoke or express these
moods.
In my opinion, generally, more than the rāgas themselves, it is the expertise of the
singer or performer which can express or evoke moods through any rāga.
However, there can be no doubt that karuṇa (pathos), or at least a soft, mellow
mood, does seem to be inherent in some rāgas like Śivrañjanī, GujarīToḍī,
AhirBhairav, Charukeśī, etc.
2. Secondly, the rāgas are characterized by special features based on the notes
which are most prominent in the melody:
At the more general level, there are two distinctions:
Firstly, there are pūrvāṅga-pradhān rāgas (where S,r,R,g,G,M,m are more
prominent), e.g. Pūrvī, Bihāg, GorakhKalyāṇ, Yaman, Khamāj, and uttarāṅga-
pradhān rāgas (where P,d,D,n,N,Ś are more prominent), e.g. Sohanī , Bhairavī,
Lalat, Candrakauns, Kedār, Basant.
Secondly, rāgas generally move within certain octaves. There are five octaves: the
normal middle madhya saptak, the lower mandra saptak, the even lower ati-
mandra saptak, the higher tār saptak, and the even higher ati-tār saptak. The
two "ati" octaves are more rarely used. Certain rāgas generally move more in the
lower or mandra-madhya saptak space, e.g. DarbārīKānaḍā, Toḍī, Bhūp,
Jhinjhoṭī , Pilū; and certain others move more in the higher or madhya-tār
saptak space, e.g. Adāṇā, GujarīToḍī , Sohanī, GauḍMalhār, Kāliṅgḍā. Some
ṛagas freely span all the three main mandra-madhya-tār octaves: Bhairav,
Mālkauns, Durgā, Śivarañjanī.
More specifically, there are many other characteristics which give any rāga its
identity. We will examine many of these characteristic features of just one
exemplary rāga, Kedār.
Full scale: SR(G)Mm PDnNŚ.
Āroh scale: S(G)Mm PDŚ.
Avroh Scale: SNnD PmMRS.
Āroh-Avroh: SM(G)P PD PP Ś - Ś N D P M P D n D P MPDP M R Ś.
Vādī svar (dominant or most frequently used note): M.
Saṁvādī svar (next dominant or second most frequently used note): S.
Nyās svar (resting note): P.
Pakaḍ: SM(G)P D P M R S. [There is a prominent characteristic glide in
SM(G)P, and the G is said to be "hidden" by M]
Ālāp or Calan (general movement):
S DP DPM MP PS SR-S; S RS MRS SDP PS; S RS SM MRS SM MP DPM
RS;
SM PDPM MPDnDP M PM RS; SMMP mPDnDP mPDMP PŚ ŔŚ NDP
DPM RS;
PPŚ ŚŔŚ ŚḾ ḾŔŚ NDPM PMRS.
Only a person trained or training in classical music will understand the above, and
will in fact even go much farther beyond that in elaborating on the rāga.
But here are a few prominent Hindi film songs (arranged alphabetically film-wise)
based on kedār (always keeping in mind that film songs and light songs are
usually more flexible in following the rāga rules than strictly classical renditions):
1. Amrapali- Jao Re Jogi Tum
2. Andaz- Uthaye Ja Unke Sitam
3. Ashiyana- Main Pagal Mera Manwa Pagal
4. Benazir- Mil Ja Re Janejana
5. Bhakt Surdas- Panchhi Bawra Chand Se Preet Laga Le
6. Ek Musafir Ek Hasina- Aap Yunhi Agar Hamse Milte Rahe
7. Ek Musafir Ek Hasina- Bahut Shukriya Badi Meherbani
8. Ek Musafir Ek Hasina- Hamko Tumhare Ishq Ne Kya Kya Bana Diya
9. Ek Musafir Ek Hasina- Phir Tere Sheher Mein Lutne Ko
10. Ghar- Aapki Ankhon Mein Kuchh
11. Guddi- Hamko Man Ki Shakti Dena
12. Jahan Ara- Kisi Ki Yaad Mein Duniya Ko Hai Bhulaye Hue
13. Jangli- Ehsan Tera Hoga Mujh Par
14. Leader- Aaj Hai Pyar Ka Faisla Ai Sanam
15. Mughal-e-Azam- Bekas Pe Karam Kijiye
16. Munimji- Sajan Bin Neend Na Aye
17. Narsi Bhagat- Darshan Do Ghanshyam Nath
18. Palki- Kal Raat Zindagi Se Mulaqat Ho Gayi
19. Phir Wohi Dil Laya Hoon- Anchal Mein Saja Lena Kaliyan
20. Rajkumar- Is Rang Badalti Duniya Mein
21. Son of India- Chal Diye Deke Gham
22. Tel Malish Boot Polish- Kanha Ja Teri Murli Ki Dhun Sun
23. The Burning Train- Pal Do Pal Ka Saath Hamara
And the following Marathi film songs or natyageet in kedār:
1. Avghachi Saunsar- Aaz Mi Alavite Kedar
2. Baikocha Bhau- Kokila Ga Re
3. Gulacha Ganpati- Hi Kuni Chhedili Taar
4. Kanyadan- Tu Astaa Tar
5. Zhala Gela Visrun Za- Tu Nazarene Ho Mhatle
6. Nat. Katyar Kalzat Ghusli- Surat Piya Ki Na Chhin Bisraye
The following are videos of two of the above songs (the 8th and 17th in the Hindi
list):
https://www.youtube.com/watch?v=AZZ2cDL8Q5I
https://www.youtube.com/watch?v=0UYtyMXwEuo
But here I will show a small part of a popular video on youtube which shows a
very special aspects of Indian (especially Hindustani Classical) music: the
following video is by the eminent violin maestra Kala Ramnath, in which she
demonstrates in a nutshell a fundamental difference between the western style of
music (actually perhaps all other styles of music in the world) and Hindustani
classical music. As this video is now missing on youtube, I am uploading it on my
youtube channel, and giving the URL of that post:
https://www.youtube.com/watch?v=9iESWw0w5sY
https://www.youtube.com/watch?v=9t4WcumdnR0
Indian music is absolutely the richest in the world, and its original and fundamental
contributions to world music are unparalleled.
Likewise, in music, our Indian classical music has, since thousands of years,
developed a detailed theory of music, and used the richest range of notes (twenty-
two microtones as compared to the twelve notes of western classical music), scales
(every possible combination of the basic notes, and umpteen varieties of rāgas
within each combination), modes and rhythms.
We have the most unimaginably wide range of rhythms (which will not be
elaborated in this article which is mainly about thāṭs and rāgas), from the very
simplest to the most complicated and intricate, with, for example, rhythms having
even 11, 13, 17, 19, 23, etc. beats per cycle, (almost unimaginable in most of the
rest of the world, except in West Asia and the adjacent Balkans - probably, as we
will see, ultimately derived from Indian music) and the most intricate rhythmic
techniques in the world, including complicated cross-rhythms (again, almost
unimaginable in most of the rest of the world, except in parts of Africa).
And, at the same time, the absolutely most pristine form of music in the world is
found among the Veddas of Sri Lanka: they possess the most primitive form of
singing in the world, and, along with certain remote Patagonian tribes, are the only
people in the world who “not only do not possess any musical instrument, but
do not even clap their hands or stamp the ground”(SACHS:1940:26).
A much greater and in-depth study of all the musical data throughout Asia is
extremely necessary, but for starters, the following quotations from Curt Sachs'
seminal work, "The Rise of Music in the Ancient World - East and West", will
give some faint idea of the fundamental nature of India's contribution to music in
almost the whole of Asia:
"In the retinue of Buddhism, it had a decisive part in forming the musical
style of the East, of China, Korea and Japan, and with Hindu settlers it
penetrated what today is called Indo-China and the Malay Archipelago. There
was a westbound exportation too. The fact, of little importance in itself, that
an Indian was credited with having beaten the drum in Mohammed's military
expeditions might at least be taken for a symbol of Indian influence on Islamic
music. Although complete ignorance of ancient Iranian music forces us into
conservation we are allowed to say that the system of melodic and rhythmic
patterns characteristic of the Persian, Turkish and Arabian world, had
existed in India as the rāgas and tālas more than a thousand years before it
appeared in the sources of the Mohammedan Orient" (SACHS:1943:193).
It must be noted that West Asian music was the direct source of much of the
classical music of Europe at least in the matter of musical instruments. As the
Wikipedia entry on Arabic music tells us:
"The majority of musical instruments used in European medieval and
classical music have roots in Arabic musical instruments that were adopted
from the medieval Islamic world.[17][18] They include the lute, derived from the
oud; rebec (an ancestor of the violin) from rebab, guitar from qitara, naker
from naqareh, adufe from al-duff, alboka from al-buq, anafil from al-nafir,
exabeba (a type of flute) from al-shabbaba, atabal (a type of bass drum) from
al-tabl, atambal from al-tinbal,[18] the balaban, castanet from kasatan, and
sonajas de azófar from sunuj al-sufr.[19]
The Arabic rabāb, also known as the spiked fiddle, is the earliest known
bowed string instrument and the ancestor of all European bowed instruments,
including the rebec, the Byzantine lyra, and the violin.[20][21] The Arabic oud in
Islamic music was the direct ancestor of the European lute.[22] The oud is also
cited as a precursor to the modern guitar. The guitar has roots in the four-
string oud, brought to Iberia by the Moors in the 8th century.[23] A direct
ancestor of the modern guitar is the guitarra morisca (Moorish guitar), which
was in use in Spain by the 12th century. By the 14th century, it was simply
referred to as a guitar.[24]
A number of medieval conical bore instruments were likely introduced or
popularized by Arab musicians,[25] including the xelami (from zulami).[26]"
[We will refer shortly to some of these musical instruments and their ultimate
Indian origin].
"China also passed on to Japan the ceremonial dances of India with their
music, which were Japanized as the solemn and colorful Bugaku"
(SACHS:1943:105).
"So vital in East Asiatic music is the delicate vacillation that dissolves the
rigidity of pentatonic scales that all possible artifices have carefully been
classified, named, and, by the syllabic symbols of their names, embodied in
notation: ka (to quote the terms of Japanese koto players); that is, sharpening
a note by pressing down the string beyond the bridge; niju oshi, sharpening
by a whole tone; é, the subsequent sharpening of a note already plucked and
heard; ké, sharpening it for just a moment and releasing the string into its
initial vibration; yū, the same, but making the relapse very short before the
following note is played; kaki, plucking two adjoining strings in rapid
succession with the same finger; uchi, striking the strings beyond the bridges
during long pauses; nagashi, a slide with the forefinger over the strings; and
many others [….] Recent investigation has made clear that this tablature is a
Chinese transcription of Sanskrit symbols used in India. Indeed, the graces of
long zithers, unparalleled in East Asiatic music, are nothing else than the
gamakas of India, imported with the sway of Buddhism during the Han
Dynasty and given to the technique of Chinese zithers, which became the
favorite instruments of meditative Buddhist priests and monks"
(SACHS:1943:143-44).
"The strange, never-ceasing drones used in the choral singing of Tibet belong
in the Indian, not the Chinese sphere of Tibetan civilization"
(SACHS:1943:145).
In Burmese music, "These penetrant oboes, which lead the melody instead of
the tinkling gongs of Java and Bali, are definitely Indian. But still more Indian
is the unparalleled drum chime of, normally, twenty-four carefully tuned
drums, suspended inside the walls of a circular pen, which the player,
squatting in the center, strikes with his bare hands in swift, toccata like
melodies with stupendous technique and delicacy" (SACHS:1943:153).
In respect of the Slendro or "male" scale in Indonesian music, "It seems that the
modes or, better, the melodies ascribed to the modes, matter today only from
the standpoint of choosing the adequate time for performance: pieces in nem
are to be played between seven and midnight; sanga is the right mode for the
early morning between midnight and three and for the afternoon between
noon and seven; manjura belongs to the hours between 3:00 A.M. and noon.
This time table is unmistakably Indian. The name salendro points also to
India. It probably stemmed from the Sumatran Salendra Dynasty, which
ruled Java almost to the end of the first thousand years A.D. and had come
from the Coromandel Coast in South India. Thus it might be wiser to connect
slendro with ragas like madhyamāvati, mohana, or hamsadhvanī than with the
Chinese scale" (SACHS:1943:132).
Alain Danielou tells us (in his “Introduction to the Study of Musical scales”)
that the Indian “theory of musical modes…seems to have been the source from
which all systems of modal music originated” (DANIELOU:1943:99), and goes
so far as to suggest that “Greek music, like Egyptian music, most probably had
its roots in Hindu music” (DANIELOU:1943:159-160).
An extremely significant contribution by India is the "classification of musical
instruments". Wikipedia very brazenly tells us: "Hornbostel-Sachs or Sachs-
Hornbostel is a system of musical instrument classification devised by Erich
Moritz von Hornbostel and Curt Sachs, and first published in the Zeitschrift
für Ethnolgie in 1914. An English translation was published in the Galpin
Society Journal in 1961. It is the most widely used system for classifying
musical instruments by ethnomusicologists and organologists (people who
study musical instruments). The system was updated in 2011 as part of the
work of the Musical Instrument Museums Online (MIMO) Project.[2]
Hornbostel and Sachs based their ideas on a system devised in the late 19th
century by Victor-Charles Mahillon, the curator of musical instruments at
Brussels Conservatory. Mahillon divided instruments into four broad
categories according to the nature of the sound-producing material: an air
column; string; membrane; and body of the instrument. From this basis,
Hornbostel and Sachs expanded Mahillon's system to make it possible to
classify any instrument from any culture". The four-fold classification by them,
which is the official classification everywhere now, divides musical instruments
into idiophonic, membranophonic, chordophonic and aerophonic. We will not
count a fifth and modern category, electrophonic.
The claim that this classification was done by Mahillon, Sachs, or Hornbostel is an
extremely fraudulent claim (a glaring example of the western "digestion" of Indian
sciences and presentation of Indian ideas as western discoveries or inventions, so
consistently highlighted by Rajiv Malhotra), and they very clearly simply lifted the
ancient Indian system of classification of musical instruments from the time of
Bharata's Natya Shastra (pre-500 BCE) into four categories:
1. Ghaṇa vādya: idiophonic instruments.
2. Avanaddha vādya: membranophonic instruments.
3. Tata vādya, chordophonic instruments.
4. Suṣira vādya: aerophonic instruments.
Further, long before anywhere else in the world, Bharata in his Natya Shastra
(older than 500 BCE) also classifies the octave into seven notes (even the very
names are as at present: ṣaḍja, ṛṣabha, gāndhāra, madhyama, pañcama, dhaivata
and niṣāda), twelve semi-tones and twenty-two śrutis (quarter-tones or micro-
tones). This annotation of the tones and semitones has been adopted into western
classical system only in medieval times.
At this point, a campaign to attribute the origin of major aspects of Indian music to
Islamic sources - sometimes even to particular individuals like Amir Khusro - is
the norm. Everything, from tablas and lutes (sitar, sarod, etc.) to the khayal gayaki
or style of Hindustani music are attributed to the Muslim invaders or to the
scholars of the Mughal and other Muslim courts of medieval India. This is based
only on two things: myths manufactured during the Mughal rule, and the West
Asian names given to originally Indian musical instruments and forms of music.
More specifically, as Danielou puts it: "Northern Indian classical music […]
though it lent itself easily to temporary fashions […] seems to have remained
the same in spite of temporary changes. It still conforms with the definitions
in some of the most ancient books. The stories that relate how the various
styles of northern Indian music were developed by musicians of the
Mohammedan period seem usually unfounded. Under Muslim rule, age-old
stories were retold as if they had happened at the court of Akbar, so as to
make them acceptable to new rulers and win the practice and honors
bestowed on the creative artistes of the day. Such transfer of legends is
frequent everywhere. We should therefore not be surprised to find ancient
musical forms and musical instruments being given Persian-sounding names
and starting a new career as the innovations of the Mughal courts"
(DANIELOU:1949:34).
Thus many things whose current names are of Persian or Arabic origin (a large
number of purely local sweets in India are referred to, for example, by the West
Asian generic name "halwa") but which are actually of purely Indian origin. The
khayāl gayaki, despite its name, does not bear even the faintest resemblance in its
musical style to anything in West Asia: in fact, it stands distinct from all other
musical styles in the world in its mīṇḍ base. And the Muslim musicians in India
were too busy actually learning from the ocean of Indian music to spend any time,
much less to have the ability, to make fundamental changes in it. According to
Danielou above, Amir Khusro (1253-1319), usually credited (many centuries later)
with all kinds of fundamental innovations in Hindustani music, "wrote that Indian
music was so difficult and so refined that no foreigner could totally master it
even after twenty years of practice".
Similarly presently used names like the tabla, sitar, sarod, shehnai and tanpura
are used to argue that the lute (to which class all the three stringed instruments
above belong) was introduced into India from West Asia by Muslims or other
Persians before them, although these three lutes above also have no parallels in
sound, construction or playing-technique anywhere outside India. But more on the
lute shortly.
The tabla, for example, now known with its Arabic-given name, has absolutely no
parallels outside India in any respect, but it has been consistently portrayed as an
invention of Amir Khusro. This myth was busted by the eminent tabla maestra
Aban Mistry (a Parsi artiste) who proved that the instrument already existed in
ancient India and is depicted in a sculpture in the Bhaja caves near Lonavala in
Maharashtra, dated to the second century BCE!
About the shehnai, it is found in simpler forms as a folk-instrument through most
parts of India, and its southern counterpart, the nādaswaram, at least as per the
Wikipedia, is described in the ancient Tamil text, Silappadikāram (composed at
least around 500 BCE) by the name vangiyam. At any rate, the instrument clearly
evolved from more rudimentary instruments of the same type found in the interior
and southern parts of India.
Strangely, Curt Sachs, who so clearly recognizes the antiquity, richness and variety
of Indian music from the most primary to the most complex forms, and India's
fundamental contributions to world music to both east and west, is extremely
niggardly in recognizing or accepting India's wealth of musical instruments. In his
book on "The History of Musical Instruments" (1940), he ends his section on
Indian musical instruments with the incredible statement "In ancient India, as in
Egypt, there is no instrument for which we can trace a native origin. All of
them seem to have come from the west or the north. Strangely enough we will
have to wait for the middle ages to find a native stock in Indian music"
(SACHS:1940:161)!
The extremely ludicrous extent to which he goes in order to produce such a picture
is worth seeing. Taking the oldest text, the Rigveda, which is not in any case a
musical treatise nor a text covering more than a restricted area from westernmost
U.P. and Haryana outwards to southern and eastern Afghanistan, he tells us that it
mentions only "four instruments, the āghāṭi, bakura, gargara and vāṇa"
(SACHS:1940:152):
1. He admits that the identity of the first, the āghāṭi, is unknown, and therefore
dismisses it from consideration.
4. Sachs ignores another musical instrument godhā which is named along with the
gargara in the Rigveda VIII.69.9. The word actually means a sinew or chord (i.e.
clearly the string of a stringed instrument) and also the leathern-guard tied to the
quiver of a bow to protect the hand from injury. Wilson and Geldner translate it as
the latter, but the context (in VIII.69.9, which refers to the gargara, godhā and
piṅgā, the third being a bowstring, sounding out simultaneously as the singer sings
the praise of Indra) makes it clear it is a musical instrument, and Monier-Williams
translates it as a chord, and also points out that the Kātyāyana Śrautasūtra specifies
that godhā is a stringed instrument, while Griffith translates it as a "lute" and
Jamison as a "vīṇā". Clearly, godhā refers to a stringed instrument being played
along with a percussion (gargara).
5. About vāṇa, Sachs tells us that "the instrument vāṇa was probably a flute,
since it was played by the Maruts, who were spirits of storm. A simple vertical
flute, veṇu, or 'cane', is still used by aboriginal tribes of India"
(SACHS:1940:153).Three presumptions: that spirits of storm play flutes, that vāṇa
became veṇu, and that the "aboriginal tribes" of India borrowed a non-native
instrument from the Rigvedic people (since Sachs has already told us that in
"ancient India […] there is no instrument for which we can trace a native
origin")!
However, the word in the Rigveda is generally translated as "music" or "voice",
but the word, as per Monier-Williams, clearly means a harp with a hundred strings
in the Yajurveda, Brāhmaṇas and Śrautasūtras.
[Note: it must be remembered that the oldest Indian texts, the Rigveda and the
other Vediic Samhitas, basically represented only a small part of the geographical
area of northwestern India, and these texts, moreover, were not manuals of musical
practice].
But the main point behind all this is the claim, by Sachs among others, that lutes
did not exist in ancient India and there were only harps: lutes came from the west
through Persia. This is based on the alleged absence of lutes in Indian cave
paintings and carvings in the years BCE, the idea that vīṇā only referred to harps,
and the West Asian-origin names of some of the most prominent lutes and lute-
zithers (tānpura, sitār, sarod, etc.).
But as already pointed out by Alain Danielou, quoted earlier: "Under Muslim
rule, age-old stories were retold as if they had happened at the court of Akbar,
so as to make them acceptable to new rulers and win the practice and honors
bestowed on the creative artistes of the day. Such transfer of legends is
frequent everywhere. We should therefore not be surprised to find ancient
musical forms and musical instruments being given Persian-sounding names
and starting a new career as the innovations of the Mughal courts".
The absence of cave paintings and carvings of the lutes or lute-zithers in very early
times is not a point, since there are no cave-paintings and carvings before the
Buddhist era anyway, and we do find lutes depicted after the Buddhist era both in
the north as well as in the Ajanta caves in Maharashtra (dated 2nd century BCE to
4th century CE).
In any case, we have the testimony of Sachs himself with regard to, for example,
bells, that they existed in India long before they are recorded in stone: "The first
iconographic record of the hand bell or ghaṇṭā is not conclusive. As late as the
seventh century it is depicted in one of the caves at Aurangabad; yet five
hundred years earlier, the greco-Syrian philosopher, Bardesanes, had related
that while the Hindu priest prayed, he sounded the bell. It was small and
tulip-shaped, with a thick clapper. As it was exclusively used by priests in the
worship of Hindu divinities, the handle was finely decorated with religious
symbols, such as Siva's trident, Vishnu's eagle or Hanuman, the king of the
apes" (SACHS 1940:222). Obviously the bell was not invented on the day the
Greco-Syrian philosopher saw it (itself 500 years before its first depiction in stone
carvings or paintings), but was an old and traditional instrument. So also lutes
were not played in India from the first day they were depicted in carvings and
paintings.
Further, while sitar and sarod were names given during the period of Islamic rule
to earlier Indian instruments popularized and adapted or modified in the Mughal
court, the name tanpura was given to a fretless drone lute which has no parallels
outside India. Further, while the earliest mention of the word tunbur in West Asia
is in Middle Persian and Sassanid records (after 200 CE), the word tambura (still
used for folk instruments, but replaced by the Persianized tanpura for the classical
instrument) has a much greater antiquity in India. It is supposed to be the
instrument placed by a celestial musician called Tumburu or Tumbaru named in
the Mahabharata (BCE) and whose name is derived from the Sanskrit word tumba
for the gourd (used in making the resonator of the lutes).
But the two strongest pieces of evidence against the foreign origin of Indian lutes
are:
1. Far from having adopted the lute from sophisticated western models, many of
the western lutes are in fact held by most musicologists to have been descended
from ancient and primitive forms of lutes actually found as folk instruments deep
inside India. The ravanahatha of the south (including Sri Lanka), and common in
Rajasthan and Gujarat, is believed to be the ultimate ancestor of the violin (of the
violin family and also of all bowed string instruments) through the West Asian
rebab. This has been explained in detail by musicologists since more than a
hundred years. The seminal piece of work "Violin Making: As it Was and Is" by
Edward Heron-Allen (1885) traces this historical development, and is still cited to
this day. India today has the widest range and variety of lutes (short-necked and
long-necked, fretted and non-fretted, and plucked and bowed).
2. Sachs disputes the above, and tries to trace the origin of lutes (and lute-zithers)
to Persia. Unfortunately, his analysis of Indian music (as opposed to his analysis of
Indian musical instruments), proves exactly the opposite: according to him, ancient
India only had harps (which are almost extinct in India today) and no lutes. The
basic musical difference between harps and (particularly the present day Indian)
lutes is that harps are open-string instruments while lutes are stopped-string
instruments.
And here is what Sachs has to say about Bharata's ancient text the Natya-Shastra,
which he agrees could be as early as the 4th century BCE and about which he tells
us that it "testifies to a well-established system of music in ancient India, with
an elaborate theory of intervals, consonances, modes, melodic and rhythmic
patterns" (SACHS 1943:164). Further, after some discussion later, he tells us
about the text itself that "Bharata's text was probably rehandled as early as
antiquity, and it may confirm the idea that Bharata himself wrote his treatise
much earlier" (SACHS 1943:168).
He also tells us that this text establishes that it represents a stage where the "slow
transition from folk-song to art-song, from hundreds of tribal styles to one all-
embracing music of India […] had long ago come to an end" (SACHS
1943:157). In short, the musical tradition mirrored in the text must be much older
than the date of the text (itself as early as the 4th century BCE, and written much
earlier).
And here is what Sachs has to say about the 7-tone-22-shruti system of notes
described in Bharata's text: "We know that two basic principles have shaped
scales all over the world: the cyclic principle with its equal whole tones of 204
and semitones of 90 Cents, and the divisive
principle with major whole tones of 204, minor whole tones of 182, and large
semitones of 112 Cents. Bharata’s system derives from the divisive principle,
and this, in turn, stems from stopped strings. But the earlier part of Indian
antiquity had no stringed instrument except the open-stringed harp; no lute,
no zither provided a fingerboard. India must have had the up-and-down
principle, and it cannot but be hiding somewhere." (SACHS:1943:169)
In short: the system described in Bharata's text is a musical system going back far
into the pre-Buddhist past and representing a scale system which, at least as per
Sachs' own admission, could only have been derived from experiments with
stopped strings. This has been sought to be explained by some musicologists in
various unconvincing ways, but the only logical explanation is that ancient India,
long before Bharata's Natya-Shastra, long before the Buddha, had a fully
developed system of octaves based on an analysis of notes which were based on
musical instruments with stopped strings, so obviously very-ancient India (in the
early 1st millennium BCE and much earlier) had indigenous musical instruments
with stopped strings (lutes, lute-zithers, stick-zithers).
Incidentally, for what it is worth, it may be noted that as per the “Guinness Book
of Facts and Feats”, bagpipes (so characteristic of Scottish music), and hourglass
drums (the talking drums or message drums of Africa), originated in India.
This is not to claim that everything originated in India. To take just the two most
important non-Indian (and specifically European) musical instruments which have
found an extremely important place in Indian music, we have the violin and the
harmonium. To some extent also the organ (in Marathi natya sangeet), the
clarinet (in Carnatic music), and a very large range of other instruments in film
music (not necessarily only Hindi), as well as tunes and compositions, and many
other major or minor instruments introduced into India by immigrating groups - I
will not name any here because it is a subject for more detailed study and analysis.
But one must use one's powers of logical discrimination (viveka-buddhi) to
evaluate claims and counter-claims.
In any case, no culture is an island in itself, and aspects derived from other cultures
do not in any way impinge on the supreme greatness of Indian music.
There is, however, a difference between Indian music and western music. Today,
the vast ocean of Indian music is under lethal attack from largescale
commercialism, cultural apathy, and westernization. Apart from literally thousands
of musical instruments and styles going extinct, and records of musical theory and
performance neglected and left to rot and be destroyed forever, there is the trend of
overwhelmingly large sections of Indian youth being drawn towards what can only
be described (and I offer no apologies) as bastardized forms of "Indian" music
which are Indian only in language.
BIBLIOGRAPHY:
SACHS 1940: The History of Musical Instruments. Sachs, Curt. W.W.Norton &
Company, New York, 1940.
SACHS 1943: The Rise of Music in the Ancient World, East and West. Sachs,
Curt. W.W.Norton & Company, New York, 1943.
SCOTT 1972: The Theatre in Asia (The History of the Theatre). Scott, A.C.
Weidenfeld and Nicholson, London, 1972.