Smith 2018
Smith 2018
Title: Performance and Reliability of the Y-Balance Test™ in High School Athletes
Authors:
* Corresponding Author: Laura J. Smith, PT, PhD, DPT, OCS, MTC, FAAOMPT a
a
University of Michigan-Flint
Physical Therapy Department
2157 William S. White Building, 303 E. Kearsley Street
Flint, MI 48502-1950
johlaur@umich.edu
Funding: This work was supported by an Internal Grant - University of Michigan-Flint Physical Therapy
Department; the Research and Creative Activity Fund – University of Michigan-Flint and the Bryer Foundation
Medical Research Fund – University of Michigan-Flint.
Contributions: All authors have read and approved the final version of the manuscript, and agree with the
order of the presented authors.
Competing Interests: None of the authors declare competing financial interests.
*Corresponding Author:
Laura Smith, PT, PhD, DPT, OCS, MTC, FAAOMPT
Assistant Professor, Physical Therapy Department
Director Orthopedic Residency & Certificate Program
University of Michigan-Flint
2157 William S. White Building, 303 E. Kearsley Street
Flint, MI 48502-1950
(810) 762-3373 (phone)
johlaur@umich.edu
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Abstract
Background: Lower extremity injuries account for 32.9% of the overall injuries in high
school athletes. Previous research has suggested that asymmetry greater than 4cm using the
Y-Balance Test™ Lower Quarter (YBT-LQ) in the anterior direction is predictive of non-
contact injuries in adults and collegiate athletes. The prevalence of asymmetries or abnormal
YBT-LQ performance is not well documented for adolescents. The primary purposes of this
study are: 1) to characterize the prevalence of YBT-LQ asymmetries and performance in a
cross-sectional sample of adolescents, 2) to examine possible differences in performance on
the YBT-LQ between male and female adolescents, and 3) to describe the test-retest
reliability of the YBT-LQ in a subsample of adolescents.
Methods: Observational cross-sectional study. High-school athletes completed the YBT-LQ
as main outcome measure.
Results: 51 male, 59 female high-school athletes participated in this study. Asymmetries
greater than 4cm in the posteromedial (PM) reach direction were most prevalent for male
(54.9%) and female (50.8%) participants. Females presented with slightly higher composite
scores. Good reliability (ICC = 0.89) was found for the anterior (ANT) direction, and
moderate reliability with 0.76 for posterolateral (PL) and 0.63 for PM directions. The
MDC95 for the ANT direction was 6% and 12% for both the PL and PM directions.
Conclusion:
The YBT-LQ performance can be beneficial in assessing recovery in an injured extremity
compared to the other limb. However, due to the large MDC95, noted in the PM and PL
directions, the differences between sequential testing cannot be attributed to true change in
balance unless they exceed the MDC95. In this study, 79% of the athletes presented with at
least one asymmetry in YBT-LQ reach distances. Moderate reliability in the PL and PM
directions warrants reexamination of the definition of asymmetry in these directions.
Key Words: Balance, Lower Extremity, Asymmetry, Adolescents, Injury, Screening
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Introduction
Participation in high school sports in the United States has grown significantly to an
estimated 7.8 million adolescents in 2014-2015.1 With this increase in sports participation
and many students participating in multiple sports, published anecdotal evidence
documented an increase in sport related injuries.2 Lower extremity injuries account for
32.9% of the overall injuries in high school athletes.3 Previous research demonstrated that
adolescent athletes may be at higher risk for sustaining lower extremity non-contact injuries
as compared to adult athletes participating in the same sport.4
Dynamic balance, the ability for an individual to maintain center of mass stability during
movement,4 has been suggested as a potential indicator of an athlete’s risk for injury, most
notably in the knee and ankle.5,6 Clinical tests of dynamic balance, such as the Y-Balance
Test™ Lower Quarter (YBT-LQ) (Move2Perform, Evansville, IN) and the Star Excursion
Balance Test (SEBT),7 are widely used as screening methods for dynamic balance deficits.
The YBT-LQ measures an individual’s maximum reach distance in three directions anterior
(ANT), posterolateral (PL), and posteromedial (PM) while maintaining balance on a stance
leg.8 The YBT-LQ is scored by comparing reaching ability to normalized scores as well as
identification of asymmetry between the right and left lower extremity.4,8-10 Previous
research has suggested that asymmetry greater than 4cm using the YBT-LQ in the anterior
direction is predictive (OR, 2.20; 95% CI, 1.09-4.46) of non-contact injuries in collegiate
athletes of both gender groups.11 Furthermore, despite the lack of empirical validation,
asymmetry in the PL and PM directions greater than 4cm has been commonly used as a
suggested cut off score to identify asymmetry.4,10-13 However, the prevalence of asymmetries
or abnormal YBT-LQ performance is not documented for adolescents.
Gender has been proposed as a risk factor that may influence balance performance when
using screening tools.8,10,14 For example, female athletes experience injuries differently than
their male counterparts, with higher overuse injuries (62.5%) than males (41.9%), and more
patellofemoral pain (14.3% vs 4.0%) than males.15 Previous authors report varying
performance on screening tools related to gender when investigating differences between
male and female collegiate athletes.13,14 However, the data on gender differences and YBT-
LQ performance is limited for high school10 populations warranting further investigation.
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The utility of YBT-LQ depends in part on its ability to reproduce error-free scores upon
sequential administration (i.e.test-retest reliability). The test-retest reliability for the YBT-
LQ has been reported in adult populations11,16, but not in adolescents. Examining the test-
retest reliability of YBT-LQ in adolescents allows the clinican to discern if a change in
YBT-LQ performance is attributed to measurement error or attributed to true change in
performance. The Minimal detectable change (MDC95) is the smallest amount of change in a
variable to reflect a true difference.17
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Statistical Methods
Descriptive statistics were used to describe the participant demographic characteristics. The
normality of the demographic variables and the composite scores for the normalized reach
distances (NRD) for the YBT-LQ were examined using the Kolomogrov-Smirnov test.
Participants were classified as asymmetrical if there was a difference in their reach scores
between the right and left sides greater than or equal to 4 centimeters in the ANT direction,
the PM or PL directions.4,10-13 To examine if the proportion of participants with asymmetry
was significantly different between gender groups, the Pearson Chi-Square test (χ2 ) was
completed in the ANT, PM, and PL direction. Regardless of the direction of the asymmetry,
the prevalence of participants with no asymmetries, asymmetries in one, two and three
directions were reported.
To examine the test-retest reliability of YBT-LQ test, the two-way random intraclass
correlation coefficient (ICC2,1) and its 95% confidence intervals (CIs) were calculated. The
interpretation of the ICC values followed guidelines suggested by Baumgartner et al. where
coefficients exceeding 0.80 suggests good reliability, coefficients between 0.60 and 0.79
suggests moderate reliability and coefficients below 0.60 suggest poor reliability. 19 The
standard error of the measurement (SEM) is used as a reliability measure which estimates the
standard error in a set of repeated scores.17 The SEM values were calculated using the
following formula SEM = SD√(1- ICC2, 1). The minimal detectable change (MDC95) was
calculated using the following formula MDC95 = SEM*1.96*√2. For all analyses, the
Statistical Package for the Social Sciences (SPSS version 21) was used (SPSS Inc., Chicago,
Illinois).
Results
A total of 110 high school athletes (51 male, 59 female) participated in this study.
Participants represented football, basketball, lacrosse, softball and soccer as their primary
sport.
(HERE) Table I. Characteristics of Participants
The mean age for male and female participants was 15.9 and 16.1 years, respectively.
Approximately one third (18/51) of male participants, and almost half (44.1%) of females
had YBT-LQ reach asymmetry greater than 4 cm in one direction. Approximately one third
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of both males and females had asymmetry greater than 4 cm in 2 directions, and less than
10% of each group had asymmetry in all three reach directions (Table II).
In both genders, asymmetries in the PM direction were most prevalent (54.9% and 50.8%)
for male and female participants, respectively. Asymmetries in the PL direction were the
second most common asymmetry for both gender groups, followed by the asymmetry in the
ANT direction. Nonetheless, there was no difference in the proportion of asymmetries
between males and females for any directions (Table II). Female participants experienced
better normalized reaching distances. Female participants presented with significantly better
right composite score excursion (M = 92.87, SD = 7.9) compared to the male participants (M
= 88.49, SD = 7.7), t108 = -2.934, p = 0.004. Similarly, female participants exhibited better
left composite score (M = 94.30, SD = 7.6) compared to the male participants (M = 89.44,
SD = 7.6), t108 = -3.326, p = 0.001.
Test-retest reliability for the ANT reach direction was the highest (ICC2,1 = 0.89), followed
by the PL (ICC2,1 = 0.76) and PM (ICC2,1 = 0.63) directions, respectively. The minimal
detectable change (MDC95) the ANT reach normalized direction was 5.4%. This value for
the PL and PM directions was 11.6%. (Table III.)
Discussion
The findings of this study indicate that 79% of all of the athletes presented with one or more
asymmetries in functional reach. Despite the better normalized reach distance observed for
female participants, the asymmetries in both gender groups were equally prevalent.
Additionally, poorer YBT-LQ scores were associated with larger body mass index, but not
history of recent lower extremity injury.
A high percentage of adolescents (79.4%) exhibited asymmetry in one direction. The fact
that a considerable number of athletes exhibited multidirectional reach asymmetries suggests
that ANT reach may not be the only direction of concern when interpreting the YBT-LQ
scores. The prevalence of PM and PL reach asymmetries were higher than the prevalence of
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ANT asymmetry, and this has been similarly reported in a previous study of high school
athletes.10 No differences in reach asymmetries for the ANT, PM, or PL directions has been
reported in soccer players4 or in college athletes.11 However, in this study, asymmetries in
the PL and PM directions were equally problematic for both genders, and female participants
demonstrated better performance on the YBT-LQ as indicated by the NRDs. This is in
contrast to a previous investigation in which male high school players were found to have
better YBT-LQ performance compared to females.10 A possible explanation for this
difference may be that participants represented different sports.
The good reliability in the ANT direction (ICC = 0.89) in this study was consistent with that
reported for collegiate athletes (0.91)11 and for adult service members (0.93).16 However,
adolescents demonstrated moderate reliability in the PL (0.76) and PM (0.63) directions
compared to the previously reported reliability coefficients of adult service members (0.85
and 0.91, respectively).16 The poorer reliability scores observed in adolescents in the PL and
PM directions, but not in the ANT direction may be attributed to the visual dependency of
adolescents. In the ANT direction, the adolescents were able to utilize their vision and,
therefore, their reliability scored were comparable to adults. In the absence of visual input in
the PM and PL directions, adolescents may have not been able to utilize a reproducible
motor control strategy, which may have negatively affected the reliability of the PM and PL
scores. Attributed to poorer reliability in the PM and PL directions, a greater change is
required in NRDs before the conclusion can be drawn that it represented a true change (i.e.
MDC95). While a 6% change in the ANT direction is needed to be considered as a true
change, 12% is the minimal change required for both the PM and PL directions before they
can be considered as meaningful changes. The measurement error, particularly in the PM
and PL directions could have profound clinical implications, although the conventional
cutoff of greater than 4 cm asymmetry in the ANT direction has been utilized in this report
based upon findings in previous literature.4,10,11,20 The reliability findings of this study
suggest that the operational definition of asymmetries must be reestablished for each of the
test directions. From a clinical perspective, clinicians using the YBT-LQ should exercise
caution in using the findings of YBT-LQ to make assumptions on athlete’s dynamic balance
or risk of injury. In the context of clinical care, YBT-LQ performance can be beneficial in
assessing recovery in an injured extremity compared to the other limb. However, due to the
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large MDC95, noted in the PM and PL directions, the differences between sequential testing
cannot be attributed to true change in balance unless they exceed the MDC95.
It is important to note that this study has limitations. The participants were high school
athletes which may limit generalizations of the results to athletes of different ages.
Furthermore, only 5 sports were represented in this study which limits the generalizibility to
all high school athletes. Lastly, the short test retest interval of 60 minutes used in this study
was selected to minimize the confounding variables that may influence performance with a
longer test-retest interval. However, this is likely different than retest-intervals utilized in
clinical practice.
Conclusions
In this study of high school athletes, asymmetries in the PM reach direction were most
prevalent for male and female participants. Female high school athletes presented with
slightly higher scores than male participants in completion of the YBT-LQ. Due to the
moderate reliability in the PM and PL directions, the definition of asymmetry in these
directions must be reexamined. Future research in this area should prospectively examine if
the YBT-LQ has any utility for predicting future injury in athletes.
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Football 30 (58.8%)
Lacrosse 8 (15.7%)
Softball 10 (16.9%)
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Categories in which
participant is abnormal
0 11 (21.5%) 12 (20.3%)
1 18 (35.3%) 26 (44.1%)
2 17 (33.3%) 18 (30.5%)
3 5 (9.8%) 3 (5.1%)
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